Chief Compliance Officer

0001174947-15-001597.txt : 20151103 0001174947-15-001597.hdr.sgml : 20151103 20151103133910 ACCESSION NUMBER: 0001174947-15-001597 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 EFFECTIVENESS DATE: 20151103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC CENTRAL INDEX KEY: 0000860862 IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02669 FILM NUMBER: 151193171 BUSINESS ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3400 MAIL ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860862 XXXXXXXX 09-30-2015 09-30-2015 false TRAIN BABCOCK ADVISORS LLC

757 3rd Ave New York NY 10017

13F HOLDINGS REPORT 028-02669 N John H. Rogicki Chief Compliance Officer 212-451-3435 /s/ John H. 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