Chief Compliance Officer

0000914317-14-001010.txt : 20140730 0000914317-14-001010.hdr.sgml : 20140730 20140730144820 ACCESSION NUMBER: 0000914317-14-001010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140730 DATE AS OF CHANGE: 20140730 EFFECTIVENESS DATE: 20140730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAIN BABCOCK ADVISORS LLC CENTRAL INDEX KEY: 0000860862 IRS NUMBER: 133328961 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02669 FILM NUMBER: 141002445 BUSINESS ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3400 MAIL ADDRESS: STREET 1: 757 3RD AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TRAIN SMITH COUNSEL ET AL DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860862 XXXXXXXX 06-30-2014 06-30-2014 false TRAIN BABCOCK ADVISORS LLC

757 3rd Ave New York NY 10017

13F HOLDINGS REPORT 028-02669 N John H. Rogicki Chief Compliance Officer 212-451-3402 /s/ John H. Rogicki New York NY 07-29-2014 0 268 313027 INFORMATION TABLE 2 infotable.xml 1/100 BERKSHIRE HTWY CLA 100 S COM 084990175 380 200 SH SOLE 200 0 0 3M CO COM 88579Y101 1299 9072 SH SOLE 9072 0 0 ABBOTT LABORATORIES COM 002824100 471 11505 SH SOLE 11505 0 0 ABBOTT LABORATORIES COM 002824100 33 800 SH DFND 0 800 0 ABBOTT LABORATORIES COM 002824100 59 1450 SH OTR 0 0 1450 ABBVIE INC COM 00287Y109 654 11590 SH SOLE 11590 0 0 ABBVIE INC COM 00287Y109 45 800 SH DFND 0 800 0 ABBVIE INC COM 00287Y109 82 1450 SH OTR 0 0 1450 ACCENTURE PLC COM G1151C101 9268 114645 SH SOLE 114395 250 0 ACCENTURE PLC COM G1151C101 105 1300 SH DFND 0 1300 0 ACCENTURE PLC COM G1151C101 404 5000 SH OTR 5000 0 0 AETNA INC NEW COM 00817y108 649 8000 SH SOLE 8000 0 0 ALTRIA GROUP INC COM 02209S103 522 12458 SH SOLE 12458 0 0 ALTRIA GROUP INC COM 02209S103 94 2250 SH OTR 0 0 2250 AMBEV S.A. 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