0000860828-20-000006.txt : 20200915
0000860828-20-000006.hdr.sgml : 20200915
20200902122612
ACCESSION NUMBER: 0000860828-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200807
DATE AS OF CHANGE: 20200915
EFFECTIVENESS DATE: 20200902
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK
CENTRAL INDEX KEY: 0000860828
IRS NUMBER: 731044294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04953
FILM NUMBER: 201156204
BUSINESS ADDRESS:
STREET 1: 2222 SOUTH UTICA PLACE
STREET 2: STE 300
CITY: TULSA
STATE: OK
ZIP: 74114
BUSINESS PHONE: 918-599-0045
MAIL ADDRESS:
STREET 1: 2222 SOUTH UTICA PLACE
STREET 2: STE 300
CITY: TULSA
STATE: OK
ZIP: 74114
13F-HR
1
primary_doc.xml
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true
false
0000860828
XXXXXXXX
06-30-2020
06-30-2020
CAPITAL ADVISORS INC/OK
2222 SOUTH UTICA PLACE
STE 300
TULSA
OK
74114
13F HOLDINGS REPORT
028-04953
N
Jamie Wilson
Chief Operating Officer
9185990045
Jamie Wilson
Tulsa
OK
09-02-2020
0
190
2404410
false
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COM
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COM
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SOLE
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21169
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COM
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COM
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MASTERCARD INCORPORATED
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PEPSICO INC
COM
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SELECT DIVID ETF
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IBONDS DEC22 ETF
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UNION PAC CORP
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LOWES COS INC
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225
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APPLE INC
COM
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COM
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PAYCHEX INC
COM
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MERCK & CO. INC
COM
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PHILIP MORRIS INTL INC
COM
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6754
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COLGATE PALMOLIVE CO
COM
194162103
386
5090
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TEXAS INSTRS INC
COM
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TWITTER INC
COM
90184L102
562
14900
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VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
346
4155
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EDWARDS LIFESCIENCES CORP
COM
28176E108
376
4854
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PROCTER AND GAMBLE CO
COM
742718109
36384
274163
SH
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ONE GAS INC
COM
68235P108
215
2866
SH
SOLE
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STRYKER CORPORATION
COM
863667101
12274
65083
SH
SOLE
0
0
65083
ORACLE CORP
COM
68389X105
437
7903
SH
SOLE
0
0
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ISHARES TR
IBONDS DEC23 ETF
46434VAX8
37723
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WPX ENERGY INC
COM
98212B103
74
12258
SH
SOLE
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DUKE ENERGY CORP NEW
COM NEW
26441C204
465
5521
SH
SOLE
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0
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MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
306
7576
SH
SOLE
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0
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TWILIO INC
CL A
90138F102
393
1508
SH
SOLE
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OPKO HEALTH INC
COM
68375N103
224
39625
SH
SOLE
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0
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TASEKO MINES LTD
COM
876511106
53
63900
SH
SOLE
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ISHARES TR
INTL MOMENTUM FT
46434V449
4405
130518
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0
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INTEL CORP
COM
458140100
3444
70912
SH
SOLE
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70912
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
542
8964
SH
SOLE
0
0
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WALMART INC
COM
931142103
3111
24051
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SOLE
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24051
WILLIAMS COS INC
COM
969457100
29812
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SH
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SSGA ACTIVE ETF TR
SPDR TR TACTIC
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57739
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BCE INC
COM NEW
05534B760
23465
546831
SH
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INGREDION INC
COM
457187102
16943
217388
SH
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0
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ISHARES TR
CORE S&P SCP ETF
464287804
6437
87351
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JPMORGAN CHASE & CO
COM
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24693
253940
SH
SOLE
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COMCAST CORP NEW
CL A
20030N101
339
7904
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ARES CAPITAL CORP
COM
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BRIGHT HORIZONS FAM SOL IN D
COM
109194100
10752
87024
SH
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0
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SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
538
6755
SH
SOLE
0
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CISCO SYS INC
COM
17275R102
23472
491364
SH
SOLE
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491364
ISORAY INC
COM
46489V104
7
10000
SH
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BRISTOL-MYERS SQUIBB CO
COM
110122108
13327
217297
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EXXON MOBIL CORP
COM
30231G102
3938
90237
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ABBVIE INC
COM
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CHEVRON CORP NEW
COM
166764100
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COM UT LTD PTN
29273V100
96
14477
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EATON CORP PLC
SHS
G29183103
19934
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COM
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COM
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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8783
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OKTA INC
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COM
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COM
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227
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VISA INC
COM CL A
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PROSPERITY BANCSHARES INC
COM
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NXP SEMICONDUCTORS N V
COM
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HELMERICH & PAYNE INC
COM
423452101
204
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SH
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10967
SCHWAB STRATEGIC TR
INTL EQTY ETF
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12584
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ISHARES TR
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S&P BIOTECH
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MARSH & MCLENNAN COS INC
COM
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GLOBE LIFE INC
COM
37959E102
328
4088
SH
SOLE
0
0
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LILLY ELI & CO
COM
532457108
214
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SCHWAB STRATEGIC TR
US DIVIDEND EQ
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263
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SH
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VANGUARD INDEX FDS
SMALL CP ETF
922908751
12011
76496
SH
SOLE
0
0
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BLACKSTONE GROUP INC
COM CL A
09260D107
17616
332378
SH
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0
0
332378
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
460
5138
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TYLER TECHNOLOGIES INC
COM
902252105
371
1019
SH
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0
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AUTOMATIC DATA PROCESSING IN
COM
053015103
502
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KITOV PHARMA LTD
*W EXP 11/25/202
49803V115
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53000
SH
SOLE
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0
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BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
12019
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SH
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FACEBOOK INC
CL A
30303M102
577
2175
SH
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ALTRIA GROUP INC
COM
02209S103
468
11255
SH
SOLE
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11255
INVESCO EXCH TRADED FD TR II
FNDMNTL HY CRP
46138E719
50459
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TOTAL STK MKT
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336
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SH
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1979
ISHARES TR
IBONDS DEC25 ETF
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60813
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ISHARES TR
IBOXX HI YD ETF
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230158
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0
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ISHARES TR
IBONDS DEC2026
46435GAA0
75881
2806256
SH
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0
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2806256
HENRY JACK & ASSOC INC
COM
426281101
262
1435
SH
SOLE
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1435
CITIGROUP INC
COM NEW
172967424
16967
333402
SH
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HOME DEPOT INC
COM
437076102
13438
49886
SH
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49886
COCA COLA CO
COM
191216100
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500722
SH
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INVESCO QQQ TR
UNIT SER 1
46090E103
633
2304
SH
SOLE
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NETFLIX INC
COM
64110L106
325
638
SH
SOLE
0
0
638
LOCKHEED MARTIN CORP
COM
539830109
10845
28558
SH
SOLE
0
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28558
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
202
8045
SH
SOLE
0
0
8045
SOUTHERN CO
COM
842587107
20670
383564
SH
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0
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383564
UNITEDHEALTH GROUP INC
COM
91324P102
19700
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SH
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FTSE SMCAP ETF
922042718
3142
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CSX CORP
COM
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1146
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SH
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INTERNATIONAL BUSINESS MACHS
COM
459200101
256
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2028
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COM
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3M CO
COM
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CAPITAL ONE FINL CORP
COM
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SH
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NVIDIA CORPORATION
COM
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TESLA INC
COM
88160R101
536
360
SH
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0
360
VERIZON COMMUNICATIONS INC
COM
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SH
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0
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459717
YUM BRANDS INC
COM
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1678
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SH
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0
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18438
WASTE MGMT INC DEL
COM
94106L109
20332
184213
SH
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184213
AMERICAN ELEC PWR CO INC
COM
025537101
555
6496
SH
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0
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VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
19867
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VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
947
3084
SH
SOLE
0
0
3084
ISHARES TR
S&P 500 GRWT ETF
464287309
20523
89606
SH
SOLE
0
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89606
T2 BIOSYSTEMS INC
COM
89853L104
23
14000
SH
SOLE
0
0
14000
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
155
11375
SH
SOLE
0
0
11375
PAYCOM SOFTWARE INC
COM
70432V102
270
905
SH
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905
DOMINION ENERGY INC
COM
25746U109
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SH
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0
0
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MICROSOFT CORP
COM
594918104
79198
366066
SH
SOLE
0
0
366066
ISHARES TR
CORE MSCI EAFE
46432F842
294
4888
SH
SOLE
0
0
4888
AAON INC
COM PAR $0.004
000360206
62760
1102594
SH
SOLE
0
0
1102594
GENERAL MLS INC
COM
370334104
19666
306414
SH
SOLE
0
0
306414
SPDR GOLD TR
GOLD SHS
78463V107
363
1870
SH
SOLE
0
0
1870
ISHARES TR
RUS 1000 ETF
464287622
457
2450
SH
SOLE
0
0
2450
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1043
17421
SH
SOLE
0
0
17421
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
910
11336
SH
SOLE
0
0
11336
ISHARES TR
CORE S&P MCP ETF
464287507
13464
70398
SH
SOLE
0
0
70398
ISHARES TR
RUS 1000 GRW ETF
464287614
737
3454
SH
SOLE
0
0
3454
WEC ENERGY GROUP INC
COM
92939U106
355
3814
SH
SOLE
0
0
3814
ISHARES TR
S&P 500 VAL ETF
464287408
348
3055
SH
SOLE
0
0
3055
BLACKSTONE MTG TR INC
NOTE 4.375% 5/0
09257WAB6
71
75000
PRN
SOLE
0
0
75000
MCDONALDS CORP
COM
580135101
729
3590
SH
SOLE
0
0
3590
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
2085
56243
SH
SOLE
0
0
56243
ISHARES TR
MBS ETF
464288588
60211
544104
SH
SOLE
0
0
544104
EDITAS MEDICINE INC
COM
28106W103
7237
196437
SH
SOLE
0
0
196437
FASTENAL CO
COM
311900104
11971
249699
SH
SOLE
0
0
249699
ALPHABET INC
CAP STK CL A
02079K305
1595
1060
SH
SOLE
0
0
1060
APPLIED MATLS INC
COM
038222105
16799
264095
SH
SOLE
0
0
264095
PHILLIPS 66
COM
718546104
770
12621
SH
SOLE
0
0
12621
UNILEVER PLC
SPON ADR NEW
904767704
22886
378788
SH
SOLE
0
0
378788
ALPHABET INC
CAP STK CL C
02079K107
26388
17591
SH
SOLE
0
0
17591
MSC INDL DIRECT INC
CL A
553530106
12333
180990
SH
SOLE
0
0
180990
CATERPILLAR INC DEL
COM
149123101
516
3842
SH
SOLE
0
0
3842
EMERSON ELEC CO
COM
291011104
11896
182685
SH
SOLE
0
0
182685
KROGER CO
COM
501044101
27245
777772
SH
SOLE
0
0
777772
AGILENT TECHNOLOGIES INC
COM
00846U101
410
4203
SH
SOLE
0
0
4203
CONCHO RES INC
COM
20605P101
878
17000
SH
SOLE
0
0
17000
CLOROX CO DEL
COM
189054109
638
2703
SH
SOLE
0
0
2703
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
50544
1902306
SH
SOLE
0
0
1902306
UR-ENERGY INC
COM
91688R108
6
10000
SH
SOLE
0
0
10000
WISDOMTREE TR
US MIDCAP DIVID
97717W505
209
6990
SH
SOLE
0
0
6990
HONEYWELL INTL INC
COM
438516106
15926
104377
SH
SOLE
0
0
104377
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
31002
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SOLE
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498747
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
6397
144280
SH
SOLE
0
0
144280
OGE ENERGY CORP
COM
670837103
205
6236
SH
SOLE
0
0
6236
SEMPRA ENERGY
COM
816851109
306
2383
SH
SOLE
0
0
2383
LEGGETT & PLATT INC
COM
524660107
14432
373103
SH
SOLE
0
0
373103
WATSCO INC
COM
942622200
27182
116370
SH
SOLE
0
0
116370
BP PLC
SPONSORED ADR
055622104
521
22380
SH
SOLE
0
0
22380
ANTERO MIDSTREAM CORP
COM
03676B102
88
12900
SH
SOLE
0
0
12900
SPDR SER TR
S&P DIVID ETF
78464A763
372
3920
SH
SOLE
0
0
3920
WHIRLPOOL CORP
COM
963320106
18143
105557
SH
SOLE
0
0
105557
UNITED PARCEL SERVICE INC
CL B
911312106
26059
179139
SH
SOLE
0
0
179139
CONOCOPHILLIPS
COM
20825C104
867
22795
SH
SOLE
0
0
22795
INTUIT
COM
461202103
19983
64001
SH
SOLE
0
0
64001
BLACKROCK INC
COM
09247X101
30455
52308
SH
SOLE
0
0
52308
LAM RESEARCH CORP
COM
512807108
1117
2955
SH
SOLE
0
0
2955
THERMO FISHER SCIENTIFIC INC
COM
883556102
28579
68743
SH
SOLE
0
0
68743
PAYPAL HLDGS INC
COM
70450Y103
32558
159526
SH
SOLE
0
0
159526
JOHNSON & JOHNSON
COM
478160104
12144
82301
SH
SOLE
0
0
82301
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
13224
409288
SH
SOLE
0
0
409288
ISHARES INC
MSCI STH KOR ETF
464286772
9
50000
SH
SOLE
0
0
50000
FIFTH THIRD BANCORP
COM
316773100
915
46275
SH
SOLE
0
0
46275
XPRESSPA GROUP INC
COM
98420U703
136
31666
SH
SOLE
0
0
31666