0000860828-15-000005.txt : 20150810 0000860828-15-000005.hdr.sgml : 20150810 20150810172115 ACCESSION NUMBER: 0000860828-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 EFFECTIVENESS DATE: 20150810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 151041801 BUSINESS ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 BUSINESS PHONE: 918-599-0045 MAIL ADDRESS: STREET 1: 2200 SOUTH UTICA PLACE STREET 2: STE 150 CITY: TULSA STATE: OK ZIP: 74114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000860828 XXXXXXXX 06-30-2015 06-30-2015 CAPITAL ADVISORS INC/OK

2200 SOUTH UTICA PLACE STE 150 TULSA OK 74114

13F HOLDINGS REPORT 028-04953 N LORI A. SMITH 918-599-0045 LORI A. SMITH TULSA OK 08-10-2015 0 130 582797 false INFORMATION TABLE 2 INFO_13F063015.xml 3DICON CORP COMMON 88579F201 129 143489 SH SOLE 143489 0 0 3M CO COMMON 88579Y101 772734 5008 SH SOLE 5008 0 0 AAON INC COMMON 000360206 46438762 2062112 SH SOLE 2062112 0 0 ABBOTT LABS COMMON 002824100 9206285 187577 SH SOLE 187577 0 0 ABBVIE INC COMMON 00287Y109 863123 12846 SH SOLE 12846 0 0 AER ENERGY RES INC COMMON 000944207 4 40000 SH SOLE 40000 0 0 ALIBABA GROUP HLDG LT COMMON 01609W102 9949158 120933 SH SOLE 120933 0 0 ALLIANCE HOLDINGS GP COMMON 01861G100 783000 20000 SH SOLE 20000 0 0 ALTERA CORP COMMON 021441100 4460560 87120 SH SOLE 87120 0 0 ALTRIA GROUP INC COMMON 02209S103 851063 17401 SH SOLE 17401 0 0 AMAZON COMMON 023135106 6714504 15468 SH SOLE 15468 0 0 AMEDICA CORP COMMON 023435100 9271 16208 SH SOLE 16208 0 0 AMGEN COMMON 031162100 10010594 65207 SH SOLE 65207 0 0 ANNALY CAPITAL MGMT COMMON 035710409 15966229 1737348 SH SOLE 1726758 10590 0 APACHE CORP COMMON 037411105 264810 4595 SH SOLE 4595 0 0 APPLE COMMON 037833100 16406769 130809 SH SOLE 130809 0 0 AT&T COMMON 00206R102 1290575 36334 SH SOLE 36334 0 0 B P PLC ADR COMMON 055622104 247444 6192 SH SOLE 6192 0 0 BANK OF AMERICA COMMON 060505104 1582503 92979 SH SOLE 92979 0 0 BERKSHIRE HATHAWAY IN COMMON 084670108 1638800 8 SH SOLE 8 0 0 BERKSHIRE HATHAWAY IN COMMON 084670702 620117 4556 SH SOLE 4556 0 0 BGC PARTNERS COMMON 05541T101 4322541 494005 SH SOLE 490585 3420 0 BIOGEN IDEC INC COMMON 09062X103 4860610 12033 SH SOLE 12033 0 0 BIOMED REALTY TRUST COMMON 09063H107 5967194 308542 SH SOLE 306492 2050 0 BLACKROCK COMMON 09247X101 6967666 20139 SH SOLE 20139 0 0 BLACKSTONE GROUP L P COMMON 09253U108 204350 5000 SH SOLE 5000 0 0 BONANZA ROYALTIES, LL COMMON 02636P995 883 15800 SH SOLE 15800 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 6744738 101364 SH SOLE 101364 0 0 BROOKFIELD ASSET MGMT COMMON 112585104 17694414 506568 SH SOLE 506568 0 0 CALPINE CORP COMMON 131347304 8282326 460385 SH SOLE 460385 0 0 CAPITAL ONE FINANCIAL COMMON 14040H105 18198289 206869 SH SOLE 206869 0 0 CASAVANT INTL MNG COR COMMON 125809996 0 153599 SH SOLE 153599 0 0 CATERPILLAR INC COMMON 149123101 234103 2760 SH SOLE 2760 0 0 CENTERPOINT ENERGY IN COMMON 15189T107 9059974 476089 SH SOLE 472759 3330 0 CHARLES SCHWAB CORP COMMON 808513105 326500 10000 SH SOLE 10000 0 0 CHEVRONTEXACO CORP COMMON 166764100 1142157 11840 SH SOLE 11840 0 0 CISCO SYSTEMS COMMON 17275R102 266664 9711 SH SOLE 9711 0 0 CONCHO RES INC COMMON 20605P101 270987 2380 SH SOLE 2380 0 0 CONOCOPHILLIPS COMMON 20825C104 2051777 33411 SH SOLE 33411 0 0 CONTINENTAL RESOURCES COMMON 212015101 6220097 146735 SH SOLE 146735 0 0 CSX CORP COMMON 126408103 7466932 228696 SH SOLE 228696 0 0 CVS CORP COMMON 126650100 938472 8948 SH SOLE 8948 0 0 DAIMLERCHRYSLER AG OR COMMON D1668R123 466916 5133 SH SOLE 5133 0 0 DEEP ROCK OIL & GAS I COMMON 243778107 5 50000 SH SOLE 50000 0 0 DEVON ENERGY CORP COMMON 25179M103 210405 3537 SH SOLE 3537 0 0 DISABILITY ACCESS COR COMMON 25459R103 0 10000 SH SOLE 10000 0 0 DISCOVERY COMMUNICATI COMMON 25470F302 8940628 287665 SH SOLE 287665 0 0 EMERSON ELEC CO COMMON 291011104 9042071 163126 SH SOLE 163126 0 0 ENBRIDGE ENERGY PARTN COMMON 29250R106 413959 12420 SH SOLE 12420 0 0 ENERGY TRANSFER PARTN COMMON 29273R109 248890 4768 SH SOLE 4768 0 0 ENTERPRISE PRODS PART COMMON 293792107 1685506 56390 SH SOLE 56390 0 0 EXELON CORP COMMON 30161N101 8454217 269071 SH SOLE 267231 1840 0 EXPRESS SCRIPTS COMMON 30219G108 9767569 109822 SH SOLE 109822 0 0 EXXON MOBIL CORP COMMON 30231G102 4313399 51844 SH SOLE 51844 0 0 FEDEX CORP COMMON 31428X106 334174 1961 SH SOLE 1961 0 0 FIFTH THIRD BANCORP COMMON 316773100 963446 46275 SH SOLE 46275 0 0 FIRSTMERIT CORPORATIO COMMON 337915102 9055905 434753 SH SOLE 431553 3200 0 FORD MTR CO DEL COMMON 345370860 8480037 564959 SH SOLE 561049 3910 0 GENERAL ELECTRIC COMMON 369604103 9173009 345239 SH SOLE 345239 0 0 GENERAL MOTORS COMMON 37045V100 8356680 250725 SH SOLE 250725 0 0 GEO GROUP INC COMMON 36162J106 7069721 206959 SH SOLE 205499 1460 0 GEOGLOBAL RESOURCES I COMMON 37249T109 601 43850 SH SOLE 43850 0 0 GILEAD SCIENCES INC COMMON 375558103 439635 3755 SH SOLE 3755 0 0 GLAXOSMITHKLINE PLC COMMON 37733W105 9135827 219348 SH SOLE 218258 1090 0 GLOBAL GEOPHYSICAL SV COMMON 37946S107 0 13335 SH SOLE 13335 0 0 GOOGLE INC CL A COMMON 38259P508 4025458 7454 SH SOLE 7454 0 0 GOOGLE INC CL C COMMON 38259P706 5692883 10937 SH SOLE 10937 0 0 HCP INC COMMON 40414L109 10113018 277297 SH SOLE 275317 1980 0 HOME DEPOT INC COMMON 437076102 452021 4067 SH SOLE 4067 0 0 I B M COMMON 459200101 229513 1411 SH SOLE 1411 0 0 INTEL CORP COMMON 458140100 226455 7446 SH SOLE 7446 0 0 ISE BLU EQUITY CORP COMMON 464274109 100 1000000 SH SOLE 1000000 0 0 J P MORGAN CHASE & CO COMMON 46625H100 494117 7292 SH SOLE 7292 0 0 JOHNSON & JOHNSON COMMON 478160104 6713429 68884 SH SOLE 68884 0 0 KINDER MORGAN COMMON 49456B101 11965620 311686 SH SOLE 309806 1880 0 KROGER CO COMMON 501044101 398805 11000 SH SOLE 11000 0 0 LABORATORY CORP AMER COMMON 50540R409 8792935 72537 SH SOLE 72537 0 0 LAMAR ADVERTISING REI COMMON 512816109 10018531 174296 SH SOLE 172996 1300 0 LOCKHEED MARTIN COMMON 539830109 532975 2867 SH SOLE 2867 0 0 MAGELLAN MIDSTREAM PA COMMON 559080106 574565 7830 SH SOLE 7830 0 0 MANULIFE FINL CORP COMMON 56501R106 564374 30359 SH SOLE 30359 0 0 MICROSOFT COMMON 594918104 439599 9957 SH SOLE 9957 0 0 NEWFIELD EXPL CO COMMON 651290108 779036 21568 SH SOLE 21568 0 0 NOBLE ENERGY INC COMMON 655044105 282584 6621 SH SOLE 6621 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 10687685 137427 SH SOLE 136477 950 0 ONEOK INC COMMON 682680103 9165659 232160 SH SOLE 230580 1580 0 ONEOK PARTNERS L P COMMON 68268N103 767983 22588 SH SOLE 22588 0 0 OPKO HEALTH INC COMMON 68375N103 1760760 109500 SH SOLE 109500 0 0 PDC ENERGY COMMON 69327R101 261763 4880 SH SOLE 4880 0 0 PENN VIRGINIA CORP COMMON 707882106 801540 183000 SH SOLE 183000 0 0 PEOPLES UNITED FINANC COMMON 712704105 11528686 711208 SH SOLE 706148 5060 0 PEPSICO COMMON 713448108 10427968 111720 SH SOLE 111720 0 0 PFIZER COMMON 717081103 286302 8539 SH SOLE 8539 0 0 PHILIP MORRIS INTL IN COMMON 718172109 573216 7150 SH SOLE 7150 0 0 PHILLIPS 66 COMMON 718546104 1496805 18580 SH SOLE 18580 0 0 PIONEER NAT RES CO COMMON 723787107 303363 2187 SH SOLE 2187 0 0 POTASH CORP COMMON 73755L107 8499631 274447 SH SOLE 272677 1770 0 PRICELINE GROUP INC COMMON 741503403 6824170 5927 SH SOLE 5927 0 0 PROCTER & GAMBLE COMMON 742718109 8905107 113818 SH SOLE 113818 0 0 PROPELL TECHNOLOGIES COMMON 74345U102 4219 31250 SH SOLE 31250 0 0 PROSPERITY BANCSHARES COMMON 743606105 6029269 104421 SH SOLE 104421 0 0 QUALCOMM COMMON 747525103 6598186 105352 SH SOLE 105352 0 0 RANGE RES CORP COMMON 75281A109 12525813 253662 SH SOLE 253662 0 0 RANGE RES LTD COMMON Q80288105 305 25000 SH SOLE 25000 0 0 RAYTHEON CO COMMON 755111507 241401 2523 SH SOLE 2523 0 0 SANDRIDGE ENERGY INC COMMON 80007P307 8770 10000 SH SOLE 10000 0 0 SCHLUMBERGER COMMON 806857108 486292 5642 SH SOLE 5642 0 0 SEMGROUP CORP COMMON 81663A105 417032 5247 SH SOLE 5247 0 0 SEMPRA ENERGY CORP COMMON 816851109 220537 2229 SH SOLE 2229 0 0 SOUTHERN COMPANY COMMON 842587107 10461514 249678 SH SOLE 247618 2060 0 SPECTRA ENERGY CORP COMMON 847560109 8150815 250025 SH SOLE 248235 1790 0 STARBUCKS CORP COMMON 855244109 290915 5426 SH SOLE 5426 0 0 TEXAS CAPITAL BANCSHA COMMON 88224Q107 1058080 17000 SH SOLE 17000 0 0 THERMOENERGY CORP COM COMMON 883906406 440 550000 SH SOLE 550000 0 0 TOTALLY GREEN INC COMMON 89154K201 2670 13350 SH SOLE 13350 0 0 TWITTER COMMON 90184L102 1231480 34000 SH SOLE 34000 0 0 U S GEOTHERMAL INC COMMON 90338S102 19610 37000 SH SOLE 37000 0 0 UNILEVER PLC ADR COMMON 904767704 10175101 236851 SH SOLE 236851 0 0 UNILIFE CORP NEW COMMON 90478E103 75250 35000 SH SOLE 35000 0 0 UNITEDHEALTH GROUP IN COMMON 91324P102 303902 2491 SH SOLE 2491 0 0 UNIVERCELL HOLDINGS I COMMON 913356101 0 100000 SH SOLE 100000 0 0 VALLEY NATL BANCORP COMMON 919794107 9299775 902015 SH SOLE 895335 6680 0 VERIZON COMMUNICATION COMMON 92343V104 10071352 216077 SH SOLE 214667 1410 0 VISA COMMON 92826C839 7965446 118622 SH SOLE 118622 0 0 VODAFONE GROUP COMMON 92857W308 9349949 256514 SH SOLE 254824 1690 0 WAL MART STORES INC COMMON 931142103 529322 7463 SH SOLE 7463 0 0 WELLS FARGO COMMON 949746101 7754497 137882 SH SOLE 137882 0 0 WHOLE FOODS MKT INC COMMON 966837106 7219356 183047 SH SOLE 183047 0 0 WILLIAMS COS INC COMMON 969457100 11388065 198433 SH SOLE 196993 1440 0 WILLIAMS PARTNERS L P COMMON 96949L105 481055 9933 SH SOLE 9933 0 0