-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R56OPRVaz9jNq9p8fWVVqCNiKhpuuQ22xp6FiX3HB5fLj0RO2p0zqQUDaPk3Y6MD iKxFYB2sasZNncutkNo5/g== 0000860828-03-000001.txt : 20030211 0000860828-03-000001.hdr.sgml : 20030211 20030211153715 ACCESSION NUMBER: 0000860828-03-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030211 EFFECTIVENESS DATE: 20030211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ADVISORS INC/OK CENTRAL INDEX KEY: 0000860828 IRS NUMBER: 731044294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04953 FILM NUMBER: 03550170 BUSINESS ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 MAIL ADDRESS: STREET 1: 320 S BOSTON STREET 2: STE 825 CITY: TULSA STATE: OK ZIP: 74103 13F-HR 1 coverpage.txt 12-31-02 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Advisors, Inc. Address: 320 South Boston Suite 825 Tulsa, OK 74103 Form 13F File Number: 28-2644 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all require items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lori A. Smith Title: Chief Operating Officer Phone: 918-599-0045 Signature, Place, and Date of Signing: Lori A. Smith Tulsa, OK February 11, 2003 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $195,521 (Thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLIANCE PHARMACEUTICAL CORP N COM 018773309 3 23820 SH SOLE 23820 ALLIED CAPITAL CORP. - NEW COM 01903Q108 71 3260 SH SOLE 3260 AMBAC FINANCIAL GROUP INC. COM 023139108 8 140 SH SOLE 140 AMERICAN EXPRESS COM 025816109 6552 185333 SH SOLE 185333 AMGEN COM 031162100 7068 146219 SH SOLE 146219 ANHEUSER-BUSCH COMPANIES, INC. COM 035229103 10 200 SH SOLE 200 AOL TIME WARNER INC. COM 00184A105 48 3680 SH SOLE 3680 AUTODESK, INC. COM 052769106 2462 172148 SH SOLE 172148 BEST BUY COMPANY INC. COM 086516101 2161 89479 SH SOLE 89479 BOEING COMPANY COM 097023105 764 23165 SH SOLE 23165 BP PLC ADR ADR 055622104 4938 121467 SH SOLE 121467 BRISTOL-MYERS SQUIBB CO. COM 110122108 197 8510 SH SOLE 8510 CARDINAL HEALTH INC OHIO COM 14149Y108 33 560 SH SOLE 560 CHEVRON TEXACO CORPORATION COM 166764100 74 1118 SH SOLE 1118 CISCO SYSTEMS COM 17275R102 4161 317664 SH SOLE 317664 CITIGROUP INC. COM 172967101 189 5385 SH SOLE 5385 COCA-COLA COMPANY, THE COM 191216100 235 5350 SH SOLE 5350 CONSTELLATION BRANDS INC COM 21036P108 4683 197516 SH SOLE 197516 CORNING INC. COM 219350105 3 900 SH SOLE 900 DELL COMPUTER CORP COM 247025109 6664 249224 SH SOLE 249224 DEVON ENERGY CORP. COM 25179M103 28 611 SH SOLE 611 DOW CHEMICAL COM 260543103 118 3976 SH SOLE 3976 E M C CORPORATION COM 268648102 21 3350 SH SOLE 3350 EBAY INC COM 278642103 8613 126992 SH SOLE 126992 EXXON MOBIL CORPORATION COM 30231G102 1795 51378 SH SOLE 51378 FAMILY DOLLAR STORES COM 307000109 6462 207059 SH SOLE 207059 FANNIE MAE COM 313586109 103 1600 SH SOLE 1600 FORD MOTOR CORPORATION COM 345370100 179 19264 SH SOLE 19264 GENERAL DYNAMICS CORP COM 369550108 5004 63051 SH SOLE 63051 GENERAL ELECTRIC COMPANY COM 369604103 925 37973 SH SOLE 37973 GILLETTE COMPANY COM 375766102 26 850 SH SOLE 850 GLOBAL CROSSING LTD COM G3921A100 2 18699 SH SOLE 18699 GOLDMAN SACHS GROUP, INC. COM 38141G104 27 395 SH SOLE 395 H&R BLOCK COM 093671105 3539 88044 SH SOLE 88044 HARLEY DAVIDSON INCORPORATED COM 412822108 3160 68388 SH SOLE 68388 HEWLETT-PACKARD COM 428236103 3 189 SH SOLE 189 HOME DEPOT COM 437076102 2628 109404 SH SOLE 109404 HUMAN GENOME SCIENCES COM 444903108 29 3260 SH SOLE 3260 I B M CORPORATION COM 459200101 4575 59037 SH SOLE 59037 INTEL CORP. COM 458140100 4627 297196 SH SOLE 297196 J P MORGAN CHASE & CO. COM 46625H100 24 1013 SH SOLE 1013 JACOBS ENGR GROUP DEL COM COM 469814107 3165 88893 SH SOLE 88893 JOHNSON & JOHNSON COM 478160104 7757 144419 SH SOLE 144419 KOHLS CORP COM 500255104 3924 70135 SH SOLE 70135 L-3 COMMUNICATIONS HOLDINGS IN COM 502424104 3382 75315 SH SOLE 75315 LILLY ELI & COMPANY COM 532457108 3825 60235 SH SOLE 60235 LOCKHEED MARTIN CORP. COM 539830109 4808 83254 SH SOLE 83254 MARSH & MCLENNAN COS. INC. COM 571748102 8269 178934 SH SOLE 178934 MERCK & CO INC COM 589331107 712 12569 SH SOLE 12569 MICROSOFT CORPORATION COM 594918104 13024 251923 SH SOLE 251923 NORTHROP GRUMMAN CORPORATION COM 666807102 3831 39492 SH SOLE 39492 NUVEEN INVESTMENTS INC. COM 67090F106 3280 129380 SH SOLE 129380 PEPSICO, INC. COM 713448108 316 7475 SH SOLE 7475 PETROLEUM GEO-SERVICES ADR ADR 716597109 31 77200 SH SOLE 77200 PFIZER INC COM 717081103 7301 238815 SH SOLE 238815 PIER 1 IMPORTS INC. COM 720279108 3836 202630 SH SOLE 202630 PROCTER & GAMBLE COM 742718109 78 903 SH SOLE 903 QLOGIC CORP. COM 747277101 226 6540 SH SOLE 6540 QUALCOMM INC. COM 747525103 5649 155222 SH SOLE 155222 ROYAL DUTCH PETROLEUM CO. ADR ADR 780257804 192 4371 SH SOLE 4371 SOUTHWEST AIRLINES COMPANY COM 844741108 34 2460 SH SOLE 2460 SYSCO CORP. COM 871829107 6052 203151 SH SOLE 203151 TIFFANY & CO. COM 886547108 3129 130869 SH SOLE 130869 TOREADOR RESOURCES CORP COM 891050106 72 28810 SH SOLE 28810 TYCO INTERNATIONAL COM 902124106 3 200 SH SOLE 200 UNIVERSAL HEALTH SERVICES INC COM 913903100 4403 97632 SH SOLE 97632 VARIAN MEDICAL SYSTEMS COM 92220P105 5613 113165 SH SOLE 113165 VERIZON COMMUNICATION COM 92343V104 10 268 SH SOLE 268 VINTAGE PETROLEUM INC. COM 927460105 213 20200 SH SOLE 20200 WAL-MART STORES, INC. COM 931142103 5517 109218 SH SOLE 109218 WALGREEN COMPANY COM 931422109 28 950 SH SOLE 950 WILLIAMS SONOMA INC COM 969904101 8385 308842 SH SOLE 308842 WRIGLEY WM JR CO COM 982526105 7 130 SH SOLE 130 WW GRAINGER COM 384802104 5119 99307 SH SOLE 99307 XM SATELLITE RADIO COM 983759101 1078 400560 SH SOLE 400560 ZIMMER HOLDINGS INC COM 98956P102 40 961 SH SOLE 961
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