-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEuHp0RttSy9FCKE35ZvOUf6dADy6DAbAjMuyZgOTtEnW79K53ZuEGyBXW7xooa9 dxpUCffXRLZ+FODCaZuzaQ== 0000950172-01-501216.txt : 20020412 0000950172-01-501216.hdr.sgml : 20020412 ACCESSION NUMBER: 0000950172-01-501216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011129 FILED AS OF DATE: 20011129 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CURTISS WRIGHT CORP CENTRAL INDEX KEY: 0000026324 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 130612970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00134 FILM NUMBER: 1802807 BUSINESS ADDRESS: STREET 1: 1200 WALL ST W CITY: LYNDHURST STATE: NJ ZIP: 07071 BUSINESS PHONE: 2018968400 MAIL ADDRESS: STREET 1: 1200 WALL ST W CITY: LYNDHURST STATE: NJ ZIP: 07071 COMPANY DATA: COMPANY CONFORMED NAME: UNITRIN INC CENTRAL INDEX KEY: 0000860748 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] OWNER IRS NUMBER: 954255452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3126614600 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 4 1 s289237.txt FORM 4 FORM 4 ( X ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | |---------------------| STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0287| |EXPIRES: | | DECEMBER 31, 2001 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE ... 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 - --------------------------------------------------------------------------- 1. Name and Address of Reporting Person Unitrin, Inc. - --------------------------------------------------------------------------- (Last) (First) (Middle) One East Wacker Drive - --------------------------------------------------------------------------- (Street) Chicago IL 60601 - --------------------------------------------------------------------------- (City) (State) (Zip) - --------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Curtiss-Wright Corporation / CW - --------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - --------------------------------------------------------------------------- 4. Statement for Month/Year November / 2001 - --------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - --------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (XX) 10% Owner ( ) Officer (give title below) ( ) Other (specify title below) - --------------------------------------------------------------------------- 7. Individual, or Joint/Group Filing (Check Applicable Line) ( X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person - --------------------------------------------------------------------------- =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - --------------------------------------------------------------------------- 1. Title of Security (Instr. 3) Common Stock Class B Common Stock - --------------------------------------------------------------------------- 2. Transaction Date (Month/Day/Year) 11/29/2001 - --------------------------------------------------------------------------- 3. Transaction Code (Instr. 8) J (see note 1 below) - --------------------------------------------------------------------------- 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) D 4,382,400 Common Stock (see note 1 below) A 4,382,400 Class B Common Stock (see note 1 below) D 4,382,400 Class B Common Stock (see note 1 below) - --------------------------------------------------------------------------- 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) 0 - --------------------------------------------------------------------------- 6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4) N/A - --------------------------------------------------------------------------- 7. Nature of Indirect Beneficial Ownership (Instr. 4) - --------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. =========================================================================== TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - --------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 3) - --------------------------------------------------------------------------- 2. Conversion or Exercise Price of Derivative Security - --------------------------------------------------------------------------- 3. Transaction Date (Month/Day/Year) - --------------------------------------------------------------------------- 4. Transaction Code (Instr. 8) - --------------------------------------------------------------------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) - --------------------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) - --------------------------------------------------------------------------- 7. Title and Amount of Underlying Securities (Instr. 3 and 4) - --------------------------------------------------------------------------- 8. Price of Derivative Securities (Instr. 5) - --------------------------------------------------------------------------- 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) - --------------------------------------------------------------------------- 10. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) - --------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership (Instr. 4) - --------------------------------------------------------------------------- EXPLANATION OF RESPONSES: 1. Pursuant to an agreement and plan of merger by and among the Reporting Person, a wholly-owned subsidiary of the Reporting Person and the Issuer, and a distribution agreement by and between the Reporting Person and the Issuer, (i) each share of Common Stock of the Issuer beneficially owned by the Reporting Person was converted into one share of Class B Common Stock of the Issuer (the "Recapitalization"), and (ii) each share of Class B Common Stock of the Issuer beneficially owned by the Reporting Person was distributed to the shareholders of record of the Reporting Person in a pro rata distribution (the "Distribution"). No consideration was received by the Reporting Person in connection with either the Recapitalization or the Distribution. . /s/ Scott Renwick November 29, 2001 ------------------------------ ----------------------- Name: Scott Renwick DATE Title: Secretary ** SIGNATURE OF REPORTING PERSON - ----------------------------- ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. =========================================================================== -----END PRIVACY-ENHANCED MESSAGE-----