-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EbqoZ2tqrfwPxuI7pJkatSXsthXaowvUx0FX373/1xyDmv/AXNZm4sjHeRmYwd9F dyl7GtOkj14O0wkW+y6m5g== 0000950172-01-000482.txt : 20010416 0000950172-01-000482.hdr.sgml : 20010416 ACCESSION NUMBER: 0000950172-01-000482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010413 FILED AS OF DATE: 20010413 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LITTON INDUSTRIES INC CENTRAL INDEX KEY: 0000059880 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 951775499 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-03998 FILM NUMBER: 1602441 BUSINESS ADDRESS: STREET 1: 21240 BURBANK BLVD CITY: WOODLAND HILLS STATE: CA ZIP: 91367-6675 BUSINESS PHONE: 8185985000 MAIL ADDRESS: STREET 1: 21240 BURBANK BLVD CITY: WOODLAND HILLS STATE: CA ZIP: 91367-6675 COMPANY DATA: COMPANY CONFORMED NAME: UNITRIN INC CENTRAL INDEX KEY: 0000860748 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] OWNER IRS NUMBER: 954255452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3126614600 MAIL ADDRESS: STREET 1: ONE EAST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60601 4 1 0001.txt FORM 4 ( X ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | |---------------------| STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0287| |EXPIRES: | | DECEMBER 31, 2001 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE ... 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 - --------------------------------------------------------------------------- 1. Name and Address of Reporting Person Unitrin, Inc. - --------------------------------------------------------------------------- (Last) (First) (Middle) One East Wacker Drive ----------------------------------------------------------------------- (Street) Chicago IL 60601 ----------------------------------------------------------------------- (City) (State) (Zip) - --------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Litton Industries, Inc. / LIT - --------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - --------------------------------------------------------------------------- 4. Statement for Month/Year April / 2001 - --------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - --------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (XX) 10% Owner ( ) Officer (give title below) ( ) Other (specify title below) - --------------------------------------------------------------------------- 7. Individual, or Joint/Group Filing (Check Applicable Line) ( X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person - --------------------------------------------------------------------------- =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - --------------------------------------------------------------------------- 1. Title of Security (Instr. 3) Common Stock - --------------------------------------------------------------------------- 2. Transaction Date (Month/Day/Year) 04/3/2001 - --------------------------------------------------------------------------- 3. Transaction Code (Instr. 8) U - --------------------------------------------------------------------------- 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) D 12,657,764 See note 1 below. - --------------------------------------------------------------------------- 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) 0 - --------------------------------------------------------------------------- 6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4) N/A - --------------------------------------------------------------------------- 7. Nature of Indirect Beneficial Ownership (Instr. 4) - --------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. =========================================================================== TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - --------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 3) - --------------------------------------------------------------------------- 2. Conversion or Exercise Price of Derivative Security - --------------------------------------------------------------------------- 3. Transaction Date (Month/Day/Year) - --------------------------------------------------------------------------- 4. Transaction Code (Instr. 8) - --------------------------------------------------------------------------- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) - --------------------------------------------------------------------------- 6. Date Exercisable and Expiration Date (Month/Day/Year) - --------------------------------------------------------------------------- 7. Title and Amount of Underlying Securities (Instr. 3 and 4) - --------------------------------------------------------------------------- 8. Price of Derivative Securities (Instr. 5) - --------------------------------------------------------------------------- 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) - --------------------------------------------------------------------------- 10. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) - --------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership (Instr. 4) - --------------------------------------------------------------------------- EXPLANATION OF RESPONSES: 1. All of the Reporting Person's common stock of the Issuer was exchanged for a combination of cash and series B convertible preferred stock of Northrop Grumman Corporation pursuant to a registered exchange offer by Northrop Grumman Corporation. /s/ Unitrin, Inc. April 13, 2001 ---------------------------------- --------------------------- Name: Eric J. Draut DATE Title: Senior Vice President, Chief Financial Officer and Treasurer ** SIGNATURE OF REPORTING PERSON - ----------------------------- ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. =========================================================================== -----END PRIVACY-ENHANCED MESSAGE-----