SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Wyatt Christopher F.

(Last) (First) (Middle)
ONE PARK PLAZA

(Street)
NASHVILLE TN 37203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/28/2016
3. Issuer Name and Ticker or Trading Symbol
HCA Holdings, Inc. [ HCA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Controller
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,977 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) (1) 11/17/2010 Common Stock 788 $23.1343 D
Non-Qualified Stock Option (right to buy) 11/17/2011 11/17/2010 Common Stock 391 $23.1343 D
Non-Qualified Stock Option (right to buy) 11/17/2012 11/17/2010 Common Stock 392 $19.1143 D
Non-Qualified Stock Option (right to buy) (2) 11/17/2010 Common Stock 788 $17.1143 D
Non-Qualified Stock Option (right to buy) (3) 11/17/2010 Common Stock 793 $17.1143 D
Stock Appreciation Right (4) 02/06/2023 Common Stock 6,375 $37.18 D
Stock Appreciation Right (5) 02/06/2023 Common Stock 8,500 $37.18 D
Stock Appreciation Right (6) 02/05/2024 Common Stock 2,750 $47.97 D
Stock Appreciation Right (7) 02/05/2024 Common Stock 5,500 $47.97 D
Stock Appreciation Right (8) 02/04/2025 Common Stock 8,000 $68.96 D
Stock Appreciation Right (9) 01/29/2026 Common Stock 7,010 $69.58 D
Restricted Stock Units 02/06/2017 02/06/2023 Common Stock 564 (10) D
Restricted Stock Units (11) 02/05/2024 Common Stock 750 (10) D
Explanation of Responses:
1. The option vested in two equal installments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
2. The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
3. The option was scheduled to vest in two equal annual installments beginning on November 17, 2013. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested.
4. On February 6, 2013, the reporting person was granted 8,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. EBITDA performance criteria for 2013, 2014 and 2015 was met, resulting in the vesting of 6,375 stock appreciation rights.
5. The stock appreciation rights vest in four equal annual installments beginning on February 6, 2014.
6. On February 5, 2014, the reporting person was granted 5,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. EBITDA performance criteria for 2014 and 2015 was met, resulting in the vesting of 2,750 stock appreciation rights.
7. The stock appreciation rights vest in four equal annual installments beginning on February 5, 2015.
8. The stock appreciation rights vest in four equal annual installments beginning on February 4, 2016.
9. The stock appreciation rights vest in four equal annual installments beginning on January 29, 2017.
10. Each restricted stock unit represents a contingent right to receive one share of HCA Holdings, Inc. common stock.
11. The restricted stock units vest in two equal annual installments beginning February 5, 2017.
Remarks:
/s/ Kevin A. Ball, Attorney-in-Fact 05/06/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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