0001913721-22-000021.txt : 20221028 0001913721-22-000021.hdr.sgml : 20221028 20221028170001 ACCESSION NUMBER: 0001913721-22-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221026 FILED AS OF DATE: 20221028 DATE AS OF CHANGE: 20221028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P. CENTRAL INDEX KEY: 0000860662 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01520 FILM NUMBER: 221342751 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.692.2010 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER NAME: FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY DATE OF NAME CHANGE: 19990402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AG GP LLC CENTRAL INDEX KEY: 0001064683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01520 FILM NUMBER: 221342748 BUSINESS ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212 692 2000 MAIL ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 FORMER NAME: FORMER CONFORMED NAME: AG PARTNERS LLC DATE OF NAME CHANGE: 20200824 FORMER NAME: FORMER CONFORMED NAME: AG PARTNERS LP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baumgarten Joshua CENTRAL INDEX KEY: 0001320216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01520 FILM NUMBER: 221342747 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AGTB BDC Holdings, L.P. CENTRAL INDEX KEY: 0001944208 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01520 FILM NUMBER: 221342750 BUSINESS ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, FL. 26 CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: (212) 692-2000 MAIL ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, FL. 26 CITY: NEW YORK STATE: NY ZIP: 10167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ ADAM R CENTRAL INDEX KEY: 0001872317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01520 FILM NUMBER: 221342746 MAIL ADDRESS: STREET 1: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AGTB BDC Holdings GP LLC CENTRAL INDEX KEY: 0001943685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01520 FILM NUMBER: 221342749 BUSINESS ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, FL. 26 CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 2126922000 MAIL ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, FL. 26 CITY: NEW YORK STATE: NY ZIP: 10167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AGTB Private BDC CENTRAL INDEX KEY: 0001913721 IRS NUMBER: 886102187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: (212) 692-8237 MAIL ADDRESS: STREET 1: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 4 1 wf-form4_166699078479233.xml FORM 4 X0306 4 2022-10-26 0 0001913721 AGTB Private BDC N/A 0000860662 ANGELO GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 1 0 0001944208 AGTB BDC Holdings, L.P. C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 1 0 0001943685 AGTB BDC Holdings GP LLC C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 0 1 Reporting Person 0001064683 AG GP LLC C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 0 1 Reporting Person 0001320216 Baumgarten Joshua C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 0 1 Reporting Person 0001872317 SCHWARTZ ADAM R C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 0 1 Reporting Person Common shares of beneficial interest 2022-10-26 4 P 0 32841.788 25.548 A 158610.258 I See Footnote Common shares of beneficial interest 2022-10-26 4 P 0 2031544.544 25.548 A 8902078.502 I See Footnote These securities are held directly by Angelo Gordon. Josh Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten 2022-10-28 /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P., Investment Advisor of AGTB BDC Holdings, L.P. 2022-10-28 /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P. 2022-10-28 /s/ Christopher D. Moore, as Attorney-in-Fact for Adam Schwartz 2022-10-28 /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P., Sole Member of AGTB BDC Holdings GP LLC 2022-10-28 /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten and Adam Schwartz, Managing Members of AG GP LLC 2022-10-28