0000899243-22-001826.txt : 20220112 0000899243-22-001826.hdr.sgml : 20220112 20220112210257 ACCESSION NUMBER: 0000899243-22-001826 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210103 FILED AS OF DATE: 20220112 DATE AS OF CHANGE: 20220112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P. CENTRAL INDEX KEY: 0000860662 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 22527678 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.692.2010 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER NAME: FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY DATE OF NAME CHANGE: 19990402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AG GP LLC CENTRAL INDEX KEY: 0001064683 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 22527676 BUSINESS ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212 692 2000 MAIL ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 FORMER NAME: FORMER CONFORMED NAME: AG PARTNERS LLC DATE OF NAME CHANGE: 20200824 FORMER NAME: FORMER CONFORMED NAME: AG PARTNERS LP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ ADAM R CENTRAL INDEX KEY: 0001872317 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 22527674 MAIL ADDRESS: STREET 1: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baumgarten Joshua CENTRAL INDEX KEY: 0001320216 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 22527675 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AG Energy Funding, LLC CENTRAL INDEX KEY: 0001813673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 22527677 BUSINESS ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212 692 2000 MAIL ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABRAXAS PETROLEUM CORP CENTRAL INDEX KEY: 0000867665 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742584033 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 BUSINESS PHONE: 2104904788 MAIL ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-01-03 0 0000867665 ABRAXAS PETROLEUM CORP AXAS 0000860662 ANGELO GORDON & CO., L.P. C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE 26TH FLOOR NEW YORK NY 10167 0 0 0 1 Director by Deputization 0001813673 AG Energy Funding, LLC C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE 26TH FLOOR NEW YORK NY 10167 0 0 1 0 0001064683 AG GP LLC C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 1 0 0001320216 Baumgarten Joshua C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 1 0 0001872317 SCHWARTZ ADAM R C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 0 0 1 0 Series A Preferred Stock 685505 I See Footnote The shares of Series A Preferred Stock held directly by AG Energy Funding, LLC ("AG Energy Funding") for which Angelo, Gordon & Co, L.P. ("Angelo Gordon") is the manager. Josh Baumgarten and Adam Schwartz are the co-managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon and Josh Baumgarten and Adam Schwartz are the co-chief executive officers of Angelo Gordon. Each of Josh Baumgarten, Adam Schwartz and AG GP may be deemed to control Angelo Gordon. Each of Angelo Gordon, AG GP, Josh Baumgarten and Adam Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of Angelo Gordon, AG GP, Josh Baumgarten or Adam Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Each of Todd Dittmann, a managing director of Angelo, Gordon & Co, L.P. ("Angelo Gordon") and a member of Angelo Gordon's executive committee, and Damon Putman, a managing director of Angelo Gordon's energy investment group, is a member of the Board of Directors of Abraxas Petroleum Corporation (the "Issuer"). Daniel Baddeloo, a vice president in Angelo Gordon's energy group, will be appointed to serve as a member of the Board of Directors of the Issuer following the mailing of a Schedule 14f-1 to the Issuer's stockholders and the expiration of a ten-day waiting period following such mailing. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, AG Energy Funding, LLC, Angelo Gordon, AG GP LLC, Josh Baumgarten and Adam Schwartz may be deemed to be directors by deputization of the Issuer due to their relationship with Mr. Dittmann, Mr. Putman and Mr. Baddeloo. /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten, Co-Managing Member of AG GP LLC, General Partner of Angelo, Gordon & Co., L.P., Manager of AG Energy Funding, LLC 2022-01-12 /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten, Co-Managing Member of AG GP LLC, General Partner of Angelo, Gordon & Co., L.P., 2022-01-12 /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten, Co-Managing Member of AG GP LLC 2022-01-12 /s/ Christopher D. Moore, as Attorney-in-Fact for Josh Baumgarten 2022-01-12 /s/ Christopher D. Moore, as Attorney-in-Fact for Adam Schwartz 2022-01-12 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                         Form 3 Joint Filer Information


Name:                                     AG Energy Funding, LLC

Address:                                  c/o Angelo, Gordon & Co., L.P.
                                          245 Park Avenue
                                          26th Floor
                                          New York, New York 10167

Date of Event Requiring Statement:        01/03/2022


Name:                                     AG GP LLC

Address:                                  c/o Angelo, Gordon & Co., L.P.
                                          245 Park Avenue
                                          26th Floor
                                          New York, New York 10167

Date of Event Requiring Statement:        01/03/2022


Name:                                     Josh Baumgarten

Address:                                  c/o Angelo, Gordon & Co., L.P.
                                          245 Park Avenue
                                          26th Floor
                                          New York, New York 10167

Date of Event Requiring Statement:        01/03/2022


Name:                                     Adam Schwartz

Address:                                  c/o Angelo, Gordon & Co., L.P.
                                          245 Park Avenue
                                          26th Floor
                                          New York, New York 10167

Date of Event Requiring Statement:        01/03/2022