13F-HR 1 palmer13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment; Amendment Number: This Amendment (Check only one): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marvin & Palmer Associates, Inc. Address: 1201 N. Market Street Suite 2300 Wilmington, Delaware 19801 Form 13F File Number: 28-2633 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Karen T. Buckley Title: Senior Vice President Phone: (302) 573-3570 Signature, Place, and Date of Signing: /s/ Karen T. Buckley Wilmington, Delaware August 9, 2002 Report Type (Check only one.): 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager Form 13F File Number Name 28-1190 Frank Russell Co. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 127 Form 13F Information Table Value Total: $934,455 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-7164 Bear Stearns Asset Management Inc. 2 28-6134 Caterpillar Investment Management Ltd. 3 28-551 U.S. Bancorp Form 13F INFORMATION TABLE
------------------------------- ---------- ---------- ----------- ------------- -------------------------- ------------------------- Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------- ---------- ---------- ----------- ------------- -------------------------- ------------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR INVESTMENT OTHER VOTING AUTHORITY CLASS (x$1000) SH/PUT/ DISCRETION MANAGERS PRN AMT PRN CALL ------------------------------- ---------- -------------------- ------------- ------------------------ ---------- ---------- ------- SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ 3M Co. COM 88579Y101 19,631 159,600 Sole 159,600 ------------------------------------------------------------------------------------------------------------------------------------ 3M Co. COM 88579Y101 148 1,200 Sole 1,200 ------------------------------------------------------------------------------------------------------------------------------------ AFLAC Inc COM 001055102 12,250 382,800 Sole 382,800 ------------------------------------------------------------------------------------------------------------------------------------ AFLAC Inc COM 001055102 157 4,900 Sole 4,900 ------------------------------------------------------------------------------------------------------------------------------------ Anheuser-Busch Inc COM 035229103 26,655 533,101 Sole 533,101 ------------------------------------------------------------------------------------------------------------------------------------ Anheuser-Busch Inc COM 035229103 315 6,300 Sole 6,300 ------------------------------------------------------------------------------------------------------------------------------------ Apache Corp. COM 037411105 11,720 203,900 Sole 203,900 ------------------------------------------------------------------------------------------------------------------------------------ Apache Corp. COM 037411105 155 2,700 Sole 2,700 ------------------------------------------------------------------------------------------------------------------------------------ Applied Materials COM 038222105 8,152 428,600 Sole 428,600 ------------------------------------------------------------------------------------------------------------------------------------ Applied Materials COM 038222105 107 5,600 Sole 5,600 ------------------------------------------------------------------------------------------------------------------------------------ Aracruz Celulose COM 038496204 1,260 63,000 Defined 3 63,000 ------------------------------------------------------------------------------------------------------------------------------------ Aracruz Celulose COM 038496204 8,180 409,000 Sole 409,000 ------------------------------------------------------------------------------------------------------------------------------------ Aracruz Celulose COM 038496204 7,704 385,200 Sole 385,200 ------------------------------------------------------------------------------------------------------------------------------------ AutoZone Inc COM 053332102 10,289 133,100 Sole 133,100 ------------------------------------------------------------------------------------------------------------------------------------ AutoZone Inc COM 053332102 139 1,800 Sole 1,800 ------------------------------------------------------------------------------------------------------------------------------------ Bank of America Corp COM 060505104 33,062 469,900 Sole 469,900 ------------------------------------------------------------------------------------------------------------------------------------ Bank of America Corp COM 060505104 401 5,700 Sole 5,700 ------------------------------------------------------------------------------------------------------------------------------------ Bear Stearns Companies Inc COM 073902108 17,595 287,500 Sole 287,500 ------------------------------------------------------------------------------------------------------------------------------------ Bear Stearns Companies Inc COM 073902108 165 2,700 Sole 2,700 ------------------------------------------------------------------------------------------------------------------------------------ Bed Bath & Beyond, Inc. COM 075896100 28,848 764,400 Sole 764,400 ------------------------------------------------------------------------------------------------------------------------------------ Bed Bath & Beyond, Inc. COM 075896100 362 9,600 Sole 9,600 ------------------------------------------------------------------------------------------------------------------------------------ BJ Services Co. COM 055482103 21,670 639,600 Sole 639,600 ------------------------------------------------------------------------------------------------------------------------------------ BJ Services Co. COM 055482103 274 8,100 Sole 8,100 ------------------------------------------------------------------------------------------------------------------------------------ Caterpillar Inc. COM 149123101 18,479 377,500 Sole 377,500 ------------------------------------------------------------------------------------------------------------------------------------ Caterpillar Inc. COM 149123101 108 2,200 Sole 2,200 ------------------------------------------------------------------------------------------------------------------------------------ Choicepoint COM 170388102 28,326 622,954 Sole 622,954 ------------------------------------------------------------------------------------------------------------------------------------ Choicepoint COM 170388102 349 7,666 Sole 7,666 ----------------------------------------------------------------------------------------------------------------------------------- ------------------------------- ---------- ---------- ----------- ------------- -------------------------- ------------------------- Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------- ---------- ---------- ----------- ------------- -------------------------- ------------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR INVESTMENT OTHER VOTING AUTHORITY CLASS (x$1000) SH/PUT/ DISCRETION MANAGERS PRN AMT PRN CALL ------------------------------- ---------- -------------------- ------------- ---------------------------------- ---------- ------- SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- Cia Vale Do Rio Doce-Sp ADR ADR 204412209 55 2,000 Sole 2,000 ------------------------------------------------------------------------------------------------------------------------------------ Coca-Cola Company COM 191216100 21,017 375,300 Sole 375,300 ------------------------------------------------------------------------------------------------------------------------------------ Coca-Cola Company COM 191216100 252 4,500 Sole 4,500 ------------------------------------------------------------------------------------------------------------------------------------ Coca-Cola Fems ADR ADR 191241108 370 15,400 Defined 3 15,400 ------------------------------------------------------------------------------------------------------------------------------------ Coca-Cola Fems ADR ADR 191241108 6,852 285,500 Sole 285,500 ------------------------------------------------------------------------------------------------------------------------------------ Coca-Cola Fems ADR ADR 191241108 2,242 93,400 Sole 93,400 ------------------------------------------------------------------------------------------------------------------------------------ Danaher Corp. COM 235851102 25,160 379,200 Sole 379,200 ------------------------------------------------------------------------------------------------------------------------------------ Danaher Corp. COM 235851102 299 4,500 Sole 4,500 ------------------------------------------------------------------------------------------------------------------------------------ Ebay Inc COM 278642103 12,916 209,600 Sole 209,600 ------------------------------------------------------------------------------------------------------------------------------------ Ebay Inc COM 278642103 166 2,700 Sole 2,700 ------------------------------------------------------------------------------------------------------------------------------------ Ecolab Inc. COM 278865100 10,915 236,100 Sole 236,100 ------------------------------------------------------------------------------------------------------------------------------------ Ecolab Inc. COM 278865100 125 2,700 Sole 2,700 ------------------------------------------------------------------------------------------------------------------------------------ General Dynamics COM 369550108 13,996 131,600 Sole 131,600 ------------------------------------------------------------------------------------------------------------------------------------ General Dynamics COM 369550108 170 1,600 Sole 1,600 ------------------------------------------------------------------------------------------------------------------------------------ Golden Telecom, Inc. COM 38122G107 1,056 60,000 Sole 60,000 ----------------------------------------------------------------------------------------------------------------------------------- Grupo Televisa S.A. ADR 40049J206 176 4,700 Defined 1 4,700 ------------------------------------------------------------------------------------------------------------------------------------ Grupo Televisa S.A. ADR 40049J206 56 1,500 Defined 2 1,500 ------------------------------------------------------------------------------------------------------------------------------------ Grupo Televisa S.A. ADR 40049J206 8,478 226,800 Sole 226,800 ------------------------------------------------------------------------------------------------------------------------------------ Grupo Televisa S.A. ADR 40049J206 3,499 93,600 Sole 93,600 ------------------------------------------------------------------------------------------------------------------------------------ Illinois Tool Works COM 452308109 14,623 214,100 Sole 214,100 ------------------------------------------------------------------------------------------------------------------------------------ Illinois Tool Works COM 452308109 164 2,400 Sole 2,400 ------------------------------------------------------------------------------------------------------------------------------------ KLA - Tencor Corporation COM 482480100 29,315 666,400 Sole 666,400 ------------------------------------------------------------------------------------------------------------------------------------ KLA - Tencor Corporation COM 482480100 326 7,400 Sole 7,400 ------------------------------------------------------------------------------------------------------------------------------------ Kookmin Bank ADR ADR 50049M109 2,492 50,700 Defined 1 50,700 ----------------------------------------------------------------------------------------------------------------------------------- Kookmin Bank ADR ADR 50049M109 25,415 517,100 Sole 517,100 ------------------------------------------------------------------------------------------------------------------------------------ Kookmin Bank ADR ADR 50049M109 354 7,200 Sole 7,200 ------------------------------------------------------------------------------------------------------------------------------------ L-3 Communications Holdings COM 502424104 12,965 240,100 Sole 240,100 ------------------------------------------------------------------------------------------------------------------------------------ L-3 Communications Holdings COM 502424104 200 3,700 Sole 3,700 ------------------------------------------------------------------------------------------------------------------------------------ Legg Mason Inc COM 524901105 19,899 403,300 Sole 403,300 ------------------------------------------------------------------------------------------------------------------------------------ Legg Mason Inc COM 524901105 217 4,400 Sole 4,400 ------------------------------------------------------------------------------------------------------------------------------------ Lexmark Intl Group A COM 529771107 21,200 389,700 Sole 389,700 ------------------------------------------------------------------------------------------------------------------------------------ Lexmark Intl Group A COM 529771107 256 4,700 Sole 4,700 ------------------------------------------------------------------------------------------------------------------------------------ Linear Technology COM 535678106 7,433 236,500 Sole 236,500 ----------------------------------------------------------------------------------------------------------------------------------- Linear Technology COM 535678106 66 2,100 Sole 2,100 ----------------------------------------------------------------------------------------------------------------------------------- Lockheed Martin Corporation COM 539830109 15,777 227,000 Sole 227,000 ----------------------------------------------------------------------------------------------------------------------------------- ------------------------------- ---------- ---------- ----------- ------------- -------------------------- ------------------------- Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------- ---------- ---------- ----------- ------------- -------------------------- ------------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR INVESTMENT OTHER VOTING AUTHORITY CLASS (x$1000) SH/PUT/ DISCRETION MANAGERS PRN AMT PRN CALL ------------------------------- ---------- -------------------- ------------- ------------------------ ---------- ---------- ------- SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ Lockheed Martin Corporation COM 539830109 209 3,000 Sole 3,000 ------------------------------------------------------------------------------------------------------------------------------------ Longview Fibre Company COM 543213102 1,073 113,900 Sole 113,900 ------------------------------------------------------------------------------------------------------------------------------------ Lowe's Companies COM 548661107 31,158 686,300 Sole 686,300 ------------------------------------------------------------------------------------------------------------------------------------ Lowe's Companies COM 548661107 345 7,600 Sole 7,600 ------------------------------------------------------------------------------------------------------------------------------------ MBNA Corporation COM 55262L100 18,670 564,555 Sole 564,555 ------------------------------------------------------------------------------------------------------------------------------------ MBNA Corporation COM 55262L100 159 4,800 Sole 4,800 ------------------------------------------------------------------------------------------------------------------------------------ Medtronic COM 585055106 19,465 454,265 Sole 454,265 ------------------------------------------------------------------------------------------------------------------------------------ Medtronic COM 585055106 227 5,300 Sole 5,300 ------------------------------------------------------------------------------------------------------------------------------------ Microchip Technology Inc COM 595017104 30,635 1,116,850 Sole 1,116,850 ------------------------------------------------------------------------------------------------------------------------------------ Microchip Technology Inc COM 595017104 355 12,950 Sole 12,950 ------------------------------------------------------------------------------------------------------------------------------------ Mobile Telesystems ADR ADR 607409109 400 13,200 Defined 3 13,200 ------------------------------------------------------------------------------------------------------------------------------------ Mobile Telesystems ADR ADR 607409109 1,990 65,700 Sole 65,700 ------------------------------------------------------------------------------------------------------------------------------------ Mobile Telesystems ADR ADR 607409109 2,123 70,100 Sole 70,100 ------------------------------------------------------------------------------------------------------------------------------------ Outback Steakhouse Inc COM 689899102 9,491 270,400 Sole 270,400 ------------------------------------------------------------------------------------------------------------------------------------ Outback Steakhouse Inc COM 689899102 119 3,400 Sole 3,400 ------------------------------------------------------------------------------------------------------------------------------------ Oxford Health Plans Inc. COM 691471106 8,033 172,900 Sole 172,900 ------------------------------------------------------------------------------------------------------------------------------------ Oxford Health Plans Inc. COM 691471106 98 2,100 Sole 2,100 ------------------------------------------------------------------------------------------------------------------------------------ Pactiv Corporation COM 695257105 9,946 417,900 Sole 417,900 ------------------------------------------------------------------------------------------------------------------------------------ Pactiv Corporation COM 695257105 114 4,800 Sole 4,800 ------------------------------------------------------------------------------------------------------------------------------------ Pepsi Bottling Group Inc COM 713409100 10,845 352,100 Sole 352,100 ------------------------------------------------------------------------------------------------------------------------------------ Pepsi Bottling Group Inc COM 713409100 142 4,600 Sole 4,600 ------------------------------------------------------------------------------------------------------------------------------------ Pepsico Inc COM 713448108 13,747 285,200 Sole 285,200 ------------------------------------------------------------------------------------------------------------------------------------ Pepsico Inc COM 713448108 140 2,900 Sole 2,900 ------------------------------------------------------------------------------------------------------------------------------------ POSCO-ADR ADR 693483109 445 16,300 Defined 1 16,300 ------------------------------------------------------------------------------------------------------------------------------------ POSCO-ADR ADR 693483109 93 3,400 Defined 2 3,400 ------------------------------------------------------------------------------------------------------------------------------------ POSCO-ADR ADR 693483109 10,793 395,800 Sole 395,800 ------------------------------------------------------------------------------------------------------------------------------------ POSCO-ADR ADR 693483109 6,078 222,900 Sole 222,900 ----------------------------------------------------------------------------------------------------------------------------------- Schlumberger Ltd COM 806857108 10,588 227,700 Sole 227,700 ------------------------------------------------------------------------------------------------------------------------------------ Schlumberger Ltd COM 806857108 98 2,100 Sole 2,100 ------------------------------------------------------------------------------------------------------------------------------------ Staples Inc. COM 855030102 8,138 413,100 Sole 413,100 ------------------------------------------------------------------------------------------------------------------------------------ Staples Inc. COM 855030102 106 5,400 Sole 5,400 ------------------------------------------------------------------------------------------------------------------------------------ T Rowe Price Group Inc. COM 74144T108 10,956 333,200 Sole 333,200 ------------------------------------------------------------------------------------------------------------------------------------ T Rowe Price Group Inc. COM 74144T108 145 4,400 Sole 4,400 ------------------------------------------------------------------------------------------------------------------------------------ Taiwan Semi Man - ADR ADR 874039100 518 39,820 Defined 1 39,820 ----------------------------------------------------------------------------------------------------------------------------------- Taiwan Semi Man - ADR ADR 874039100 159 12,210 Defined 2 12,210 ----------------------------------------------------------------------------------------------------------------------------------- ------------------------------- ---------- ---------- ----------- ------------- -------------------------- ------------------------- Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------- ---------- ---------- ----------- ------------- -------------------------- ------------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR INVESTMENT OTHER VOTING AUTHORITY CLASS (x$1000) SH/PUT/ DISCRETION MANAGERS PRN AMT PRN CALL ------------------------------- ---------- -------------------- ------------- ------------------------ ---------- ---------- ------- SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ Taiwan Semi Man - ADR ADR 874039100 27,397 2,107,468 Sole 2,107,468 ------------------------------------------------------------------------------------------------------------------------------------ Taiwan Semi Man - ADR ADR 874039100 10,515 808,830 Sole 808,830 ------------------------------------------------------------------------------------------------------------------------------------ Target COM 87612E106 13,228 347,200 Sole 347,200 ------------------------------------------------------------------------------------------------------------------------------------ Target COM 87612E106 168 4,400 Sole 4,400 ------------------------------------------------------------------------------------------------------------------------------------ Telefonos de Mexico ADR ADR 879403780 221 6,900 Defined 1 6,900 ------------------------------------------------------------------------------------------------------------------------------------ Telefonos de Mexico ADR ADR 879403780 61 1,900 Defined 2 1,900 ------------------------------------------------------------------------------------------------------------------------------------ Telefonos de Mexico ADR ADR 879403780 4,828 150,500 Sole 150,500 ------------------------------------------------------------------------------------------------------------------------------------ Telefonos de Mexico ADR ADR 879403780 4,664 145,400 Sole 145,400 ------------------------------------------------------------------------------------------------------------------------------------ Tiffany & Co COM 886547108 12,017 341,400 Sole 341,400 ------------------------------------------------------------------------------------------------------------------------------------ Tiffany & Co COM 886547108 172 4,900 Sole 4,900 ------------------------------------------------------------------------------------------------------------------------------------ Unionbancal Corp. COM 908906100 11,787 251,600 Sole 251,600 ------------------------------------------------------------------------------------------------------------------------------------ Unionbancal Corp. COM 908906100 136 2,900 Sole 2,900 ------------------------------------------------------------------------------------------------------------------------------------ United Microelectronics ADR ADR 910873207 236 2,100 Defined 1 32,100 ------------------------------------------------------------------------------------------------------------------------------------ United Microelectronics ADR ADR 910873207 72 9,800 Defined 2 9,800 ------------------------------------------------------------------------------------------------------------------------------------ United Microelectronics ADR ADR 910873207 9,758 1,327,600 Sole 1,327,600 ------------------------------------------------------------------------------------------------------------------------------------ United Microelectronics ADR ADR 910873207 4,794 652,300 Sole 652,300 ------------------------------------------------------------------------------------------------------------------------------------ Unitedhealth Group COM 91324P102 18,008 196,700 Sole 196,700 ------------------------------------------------------------------------------------------------------------------------------------ Unitedhealth Group COM 91324P102 256 2,800 Sole 2,800 ------------------------------------------------------------------------------------------------------------------------------------ Vimpel Communications ADR ADR 68370R109 993 39,000 Defined 3 39,000 ------------------------------------------------------------------------------------------------------------------------------------ Vimpel Communications ADR ADR 68370R109 18,402 722,800 Sole 722,800 ------------------------------------------------------------------------------------------------------------------------------------ Vimpel Communications ADR ADR 68370R109 5,991 235,300 Sole 235,300 ------------------------------------------------------------------------------------------------------------------------------------ Wal Mart Stores Inc COM 931142103 19,109 347,376 Sole 347,376 ------------------------------------------------------------------------------------------------------------------------------------ Wal Mart Stores Inc COM 931142103 171 3,100 Sole 3,100 ------------------------------------------------------------------------------------------------------------------------------------ Wells Fargo Company COM 949746101 27,653 552,400 Sole 552,400 ------------------------------------------------------------------------------------------------------------------------------------ Wells Fargo Company COM 949746101 335 6,700 Sole 6,700 ------------------------------------------------------------------------------------------------------------------------------------ Weyerhaeuser Company COM 962166104 16,588 259,800 Sole 259,800 ------------------------------------------------------------------------------------------------------------------------------------ Weyerhaeuser Company COM 962166104 198 3,100 Sole 3,100 ----------------------------------------------------------------------------------------------------------------------------------- Wimm Bill Dann Foods OJSC ADR ADR 97263M109 289 13,700 Defined 3 13,700 ----------------------------------------------------------------------------------------------------------------------------------- Wimm Bill Dann Foods OJSC ADR ADR 97263M109 2,032 96,300 Sole 96,300 ----------------------------------------------------------------------------------------------------------------------------------- Wimm Bill Dann Foods OJSC ADR ADR 97263M109 1,772 84,000 Sole 84,000 -----------------------------------------------------------------------------------------------------------------------------------