-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q4MMxHdrYwT7fjhPzPs+mV2WuJS66e/YIp91jN4RuZvzEsKgXee/nO+qkMDr4BAt usl+2+JqkMLSHnChA/7blA== 0000919574-04-001387.txt : 20040505 0000919574-04-001387.hdr.sgml : 20040505 20040505151048 ACCESSION NUMBER: 0000919574-04-001387 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040505 EFFECTIVENESS DATE: 20040505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWOOD MANAGEMENT CO/NY/ CENTRAL INDEX KEY: 0000860561 IRS NUMBER: 222032238 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02602 FILM NUMBER: 04781273 BUSINESS ADDRESS: STREET 1: 675 THIRD AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126877480 MAIL ADDRESS: STREET 1: 675 THIRO AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d483343_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Edgewood Management Company Address: 350 Park Avenue New York, New York 10022 13F File Number: 28-02602 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nicholas Stephens Title: Managing Director Phone: (212) 652-9100 Signature, Place and Date of Signing: /s/ Nicholas Stephens New York, New York May 5, 2004 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 167 Form 13F Information Table Value Total: $1,762,463 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name (1) Rockridge Partners, L.P. EDGEWOOD MANAGEMENT COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/04
VOTING INVESTMENT AUTHORITY DISCRETION (SHARES) NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) 3M COMPANY COM COMMON 88579Y101 136,237,083 1,664,066 X X X 1,650,094 3,372 10,600 ABBOTT LABS COMMON 002824100 41,769,056 1,016,279 X X X 922,278 51,791 42,210 ADVANCED FIBRE COMM I COMMON 00754A105 3,751,545 169,830 X X 167,360 2470 0 AFFILIATED COMPUTER S COMMON 008190100 39,783,219 766,536 X X 678,026 52,870 35,640 AFFYMETRIX INC OC-CAP COMMON 00826T108 1,771,744 52,465 X 51,115 1350 0 AFLAC INC COM COMMON 001055102 432,509 10,775 X 10,775 0 0 AGILENT TECHNOLOGIES COMMON 00846U101 1,463,204 46,260 X 46,260 0 0 ALLTEL CORP COMMON 020039103 4,159,678 83,377 X X X 73,660 395 9,322 ALLTEL CORP 7.75% 5/1 PREFERR 020039822 9,320,307 183,760 X X X 180,960 1,800 1,000 ALTRIA GROUP INC COM COMMON 02209S103 1,631,649 29,966 X X 14,016 0 15,950 AMERICAN ELECTRIC POW COMMON 025537101 273,236 8,300 X X 7,300 0 1,000 AMERICAN EXPRESS CO COMMON 025816109 1,524,494 29,402 X 29,402 0 0 AMERICAN INTL GROUP I COMMON 026874107 21,713,090 304,318 X X X 292,826 6,860 4,632 AMGEN INC COMMON 031162100 357,041 6,140 X 6,140 0 0 ANDREW CORP COM COMMON 034425108 5,394,813 308,275 X X 303,325 4950 0 ANHEUSER BUSCH COS IN COMMON 035229103 418,200 8,200 X X 800 0 7,400 APPLIED MATLS INC COMMON 038222105 5,379,127 252,186 X X 246,742 0 5,444 ARCHSTONE-SMITH TRUST COMMON 039583109 9,820,456 332,784 X X X 321,123 560 11,101 AT & T WIRELESS COM COMMON 00209A106 189,751 13,942 X 13,942 0 0 BANK NEW YORK INC COMMON 064057102 15,043,613 477,575 X X X 453,875 2,000 21,700 BANK OF AMERICA COMMON 060505104 396,559 4,897 X 4,897 0 0 BARRICK GOLD CORP COMMON 067901108 1,189,000 50,000 X 50,000 0 0 BELLSOUTH CORP COMMON 079860102 449,132 16,220 X X 7,600 0 8,620 BERKSHIRE HATHAWAY IN COMMON 084670108 1,399,500 15 X X X 13 1 1 BERKSHIRE HATHAWAY IN COMMON 084670207 2,507,474 806 X 806 0 0 BIOVERIS CORP COM COMMON 090676107 266,222 22,466 X X 21,266 1200 0 BOEING CO COMMON 097023105 493,498 12,016 X X 11,880 136 0 BP PLC SPONS ADR COMMON 055622104 5,361,295 104,713 X X 93,868 0 10,845 BRISTOL MYERS SQUIBB COMMON 110122108 20,352,619 839,976 X X X 777,877 17,462 44,637 CELGENE CORP COM COMMON 151020104 2,737,493 57,450 X X 56,000 1450 0 CEPHALON INC COMMON 156708109 1,203,242 20,988 X X 19,926 1062 0 CERTEGY INC COM COMMON 156880106 10,032,039 286,466 X X X 271,915 2185 12,366 CHECK POINT SOFTWARE COMMON M22465104 1,349,076 59,300 X X 56,810 2490 0 CHEVRONTEXACO CORPORA COMMON 166764100 2,763,213 31,479 X X 29,479 0 2,000 CHUBB CORP COMMON 171232101 490,952 7,060 X 7,060 0 0 CHURCH & DWIGHT INC C COMMON 171340102 1,371,195 31,660 X X 30,340 1320 0 CINCINNATI FINL CORP COMMON 172062101 955,118 21,982 X 21,982 0 0 CIPHERGEN BIOSYSTEMS COMMON 17252Y104 1,031,898 122,845 X X 115,135 7710 0 CISCO SYS INC COMMON 17275R102 69,664,494 2,955,765 X X X 2,685,303 133,530 136,932 CITIGROUP INC. COMMON 172967101 29,864,073 577,642 X X X 510,790 34,671 32,181 CITRIX SYS INC COMMON 177376100 4,880,283 225,730 X X 221,370 4360 0 CLEAR CHANNEL COMMUNI COMMON 184502102 26,635,260 628,932 X X X 547,153 43,350 38,429 COCA COLA CO COMMON 191216100 6,540,207 130,024 X X 107,219 0 22,805 COLGATE PALMOLIVE CO COMMON 194162103 135,453,652 2,458,324 X X X 2,429,583 5,251 23,490 COMCAST CORP NEW CL A COMMON 20030N101 38,319,800 1,332,430 X X X 1,175,435 90,515 66,480 COMERICA INC COMMON 200340107 676,121 12,447 X X 6,222 0 6,225 COMPUTER ASSOC INTL I COMMON 204912109 785,977 29,262 X 29,262 0 0 CONSOLIDATED EDISON I COMMON 209115104 313,286 7,104 X X 104 0 7,000 CORNING INC COMMON 219350105 143,149 12,804 X X 11,304 0 1,500 CORRECTIONS CORP OF AMERICA COMMON 22025Y407 1,068,000 30,000 X 30,000 0 0 COSI INC COM COMMON 22122P101 122,640 21,900 X X 10,000 11,900 0 CROWN CASTLE INTL COR COMMON 228227104 2,806,058 222,174 X 222,174 0 0 CRUCELL N V ADR SPONS COMMON 228769105 281,732 33,700 X 33,700 0 0 CYPRESS SEMICONDUCTORS CORP. COMMON 232806109 818,800 40,000 X 40,000 0 0 DELL INC COMMON 24702R101 1,272,517 37,850 X 37,850 0 0 DEVON ENERGY CORP NEW COMMON 25179M103 779,618 13,407 X 12,397 1010 0 DISNEY WALT PRODTNS COMMON 254687106 992,053 39,698 X X 33,698 0 6,000 DISTRIBUTED ENERGY SY COMMON 25475V104 335,536 101,065 X X 87,310 13,755 0 DOW CHEMICAL CORP COMMON 260543103 1,481,418 36,778 X 36,778 0 0 DU PONT E I DE NEMOUR COMMON 263534109 323,363 7,659 X 7,659 0 0 EBAY INC COMMON 278642103 51,992,786 750,457 X X X 652,526 65,266 32,665 EMERSON ELEC CO COMMON 291011104 1,386,908 23,146 X X X 14,134 200 8,812 ENDO PHARMACEUTICALS COMMON 29264F205 1,425,151 58,360 X X 55,350 3010 0 EQUIFAX INC COMMON 294429105 13,785,350 533,902 X X X 507,240 1930 24,732 EXXON MOBIL CORPORATI COMMON 30231G102 21,298,500 512,106 X X X 474,907 9,999 27,200 FEDERAL NAT MORTGAGE COMMON 313586109 953,316 12,822 X X 4,912 0 7,910 FIBERNET TELECOM GROU COMMON 315653303 12,802 10,160 X 0 10,160 0 FIRST DATA CORP COMMON 319963104 56,137,814 1,331,542 X X X 1,210,895 61,070 59,577 FIRSTENERGY CORP COMMON 337932107 442,620 11,326 X X 10,000 0 1,326 FISHER SCIENTIFIC INT COMMON 338032204 1,959,974 35,610 X X 32,400 3210 0 FLEETBOSTON FINANCIAL COMMON 339030108 1,546,580 34,445 X 34,445 0 0 FLEXTRONICS INT'L COMMON Y2573F102 1,367,200 80,000 X 80,000 0 0 FREEPORT MCMORAN COPP COMMON 35671D857 2,194,434 56,138 X 56,138 0 0 GEMSTAR-TV GUIDE INT'L, INC. COMMON 36866W106 838,750 125,000 X 125,000 0 0 GENERAL ELEC CO COMMON 369604103 15,510,962 508,223 X X 465,881 0 42,342 GENERAL MILLS INC COMMON 370334104 723,633 15,502 X X 8,772 0 6,730 GENEREX BIOTECHNOLOGY COMMON 371485103 115,001 83,334 X 83,334 0 0 GENZYME CORP COMMON 372917104 45,309,040 968,400 X X X 862,323 63,802 42,275 GILEAD SCIENCES INC C COMMON 375558103 41,850,781 754,610 X X X 670,250 48,330 36,030 GLAXO WELLCOME PLC AD COMMON 37733W105 250,447 6,269 X 6,269 0 0 GOLDMAN SACHS GROUP I COMMON 38141G104 25,112,769 240,659 X X X 206,402 19,395 14,862 HEINZ H J CO COMMON 423074103 242,385 6,500 X X 2,000 0 4,500 HEWLETT PACKARD CO COMMON 428236103 3,706,498 162,281 X X 160,384 0 1,897 HOME DEPOT INC COMMON 437076102 53,906,913 1,442,905 X X X 1,299,513 79,863 63,529 IDEXX LABORATORIES CO COMMON 45168D104 1,859,991 32,706 X X 30,896 1810 0 INTEL CORP COMMON 458140100 767,720 28,225 X 28,225 0 0 INTERNATIONAL BUSINES COMMON 459200101 1,544,473 16,817 X X 13,705 0 3,112 INTERSIL HLDG CORP CL COMMON 46069S109 909,394 40,780 X X 38,000 2780 0 J.P. MORGAN CHASE & C COMMON 46625H100 1,927,980 45,959 X X 21,169 0 24,790 JOHNSON & JOHNSON COMMON 478160104 16,634,081 327,959 X X X 303,614 5355 18,990 KELLOGG CO COMMON 487836108 342,958 8,740 X X 5,000 0 3,740 KIMBERLY CLARK CORP COMMON 494368103 387,182 6,136 X X 512 0 5,624 KINDER MORGAN EGY PTN COMMON 494550106 2,200,392 48,800 X 48,800 0 0 KINROSS GOLD CORP COM COMMON 496902206 406,808 55,499 X 55,499 0 0 LEXMARK INTL GROUP IN COMMON 529771107 1,036,840 11,270 X X 10,320 950 0 LIBERTY MEDIA CORP SE COMMON 530718105 37,416,502 3,417,032 X X X 3,034,168 227,269 155,595 LILLY ELI & CO COMMON 532457108 2,446,399 36,568 X X 31,480 0 5,088 LOWES CO COMMON 548661107 597,223 10,640 X X 6,295 4345 0 LSI LOGIC CORP COM COMMON 502161102 5,150,730 551,470 X X 541,510 9960 0 L-3 COMMUNICATIONS HL COMMON 502424104 52,893,779 889,270 X X X 793,200 50,270 45,800 MACROMEDIA INC COM COMMON 556100105 922,016 45,940 X X 43,610 2330 0 MARRIOTT INTL INC NEW COMMON 571903202 629,740 14,800 X 14,800 0 0 MARSH MCLENNAN COMMON 571748102 215,758 4,660 X X 2,160 0 2,500 MAY DEPT STORES CO COMMON 577778103 246,486 7,128 X 7,128 0 0 MCGRAW HILL INC COMMON 580645109 4,557,893 59,862 X X 59,512 350 0 MEDCO HEALTH SOLUTION COMMON 58405U102 252,035 7,413 X 7,413 0 0 MERCK & CO COMMON 589331107 14,814,432 335,244 X X X 321,244 2,400 11,600 MEREDITH CORP COMMON 589433101 703,794 13,920 X X 12,630 1290 0 MICROSOFT CORP COMMON 594918104 29,956,571 1,201,625 X X X 1,051,108 87,319 63,198 MILLENNIUM PHARMACTCL COMMON 599902103 3,597,317 212,859 X X 208,249 4610 0 MOLEX INC CL A COMMON 608554200 393,225 15,095 X 15,095 0 0 NATIONAL CITY CORP COMMON 635405103 630,798 17,729 X X 7,681 0 10,048 NEWMONT MNG CORP COMMON 651639106 1,249,684 26,800 X 26,800 0 0 NOBLE ENERGY INC COM COMMON 655044105 510,093 10,830 X X 10,210 620 0 NOKIA CORP CL A ADR COMMON 654902204 37,869,798 1,867,347 X X X 1,649,970 122,139 95,238 OMNICOM GROUP COMMON 681919106 752,745 9,380 X 9,380 0 0 OPSWARE INC COM COMMON 68383A101 959,364 126,900 X X 117,550 9,350 0 P N C FINANCIAL CORP COMMON 693475105 4,125,576 74,442 X X 72,642 0 1,800 PALL CORP COMMON 696429307 1,001,537 44,140 X X 40,740 3400 0 PEPSICO INC COMMON 713448108 42,001,009 779,963 X X X 695,796 37,087 47,080 PFIZER INC COMMON 717081103 41,692,666 1,189,520 X X X 1,058,915 64,170 66,435 PPG INDS INC COMMON 693506107 201,135 3,450 X 3,450 0 0 PROCTER & GAMBLE CO COMMON 742718109 13,025,362 124,193 X X 105,395 0 18,798 PROLOGIS TR SH BEN IN COMMON 743410102 12,299,787 342,899 X 342,899 0 0 REGENCY CTRS CORP COM COMMON 758849103 3,019,552 64,617 X 64,617 0 0 REUNION INDS INC COM COMMON 761312107 5,857 16,270 X 16,270 0 0 ROYAL BANK SCOTLAND G PREFERR 780097820 237,745 8,500 X 8,500 0 0 ROYAL BK SCOTLAND 5.7 PREFERR 780097812 4,116,899 165,470 X 165,470 0 0 ROYAL DUTCH PETRO-NY COMMON 780257804 1,127,361 23,694 X X 13,814 0 9,880 RPM INC OHIO COM COMMON 749685103 1,651,767 99,865 X X 95,375 4490 0 RYLAND GROUP INC. COMMON 783764103 1,332,450 15,000 X 15,000 0 0 SBC COMMUNICATIONS, I COMMON 78387G103 301,204 12,274 X X 6,834 0 5,440 SCHLUMBERGER LTD COMMON 806857108 1,011,321 15,839 X X X 13,747 170 1,922 SHELL TRANS & TRADING COMMON 822703609 1,009,883 25,304 X 25,304 0 0 SOTHEBY'S HOLDINGS, INC. COMMON 835898107 555,120 43,200 X 43,200 0 0 SOUTHERN UN CO NEW COMMON 844030106 324,083 17,102 X 17,102 0 0 SPECTRASITE INC COM COMMON 84761M104 5,873,858 158,325 X X 155,885 2440 0 STELLENT INC. COMMON 85856W105 597,600 80,000 X 80,000 0 0 STRYKER CORP COM COMMON 863667101 316,052 3,570 X 3,570 0 0 SUNGARD DATA SYS INC COMMON 867363103 34,312,773 1,252,291 X X X 1,133,231 66,950 52,110 SYMANTEC CORP COMMON 871503108 254,650 5,500 X 5,500 0 0 SYSCO CORPORATION COMMON 871829107 1,227,771 31,441 X 31,441 0 0 TEXAS INSTRS INC COMMON 882508104 48,447,813 1,658,036 X X X 1,465,472 109,265 83,299 TRIBUNE CO COMMON 896047107 36,028,989 714,294 X X X 647,748 38,111 28,435 U S BANCORP COMMON 902973304 5,882,261 212,740 X 212,740 0 0 UNILEVER N V NEW YORK COMMON 904784709 223,111 3,213 X 3,213 0 0 UNION PAC CORP COMMON 907818108 401,033 6,704 X 6,704 0 0 UNITED PARCEL SVC INC COMMON 911312106 839,267 12,017 X 12,017 0 0 UNITED TECHNOLOGIES C COMMON 913017109 573,895 6,650 X 6,650 0 0 UNITEDHEALTH GROUP IN COMMON 91324P102 238,621 3,703 X 3,703 0 0 UNIVISION COMMUNICATIONS COMMON 914906102 41,907,285 1,269,533 X X X 1,168,769 54,524 46,240 UNOCAL CORP COMMON 915289102 203,772 5,466 X 5,466 0 0 UST INC COMMON 902911106 350,170 9,700 X 9,700 0 0 VERITAS SOFTWARE CO COMMON 923436109 30,954,169 1,150,285 X X X 1,027,620 70,310 52,355 VERIZON COMMUNICATION COMMON 92343V104 1,411,394 38,626 X X 26,072 0 12,554 VIACOM INC CL B COMMON 925524308 1,340,943 34,199 X X 27,439 6760 0 VODAFONE GROUP PLC COMMON 92857W100 52,048,864 2,177,777 X X X 1,962,702 109,957 105,118 WACHOVIA GROUP COM COMMON 929903102 319,600 6,800 X X 2,000 0 4,800 WAL MART STORES INC COMMON 931142103 4,207,906 70,496 X 70,496 0 0 WALGREEN CO COMMON 931422109 973,014 29,530 X X 1,650 0 27,880 WASHINGTON MUT INC COMMON 939322103 4,355,779 101,985 X X 94,020 7965 0 WELLS FARGO NEW COMMON 949746101 636,631 11,234 X X 5,534 0 5,700 WESTWOOD ONE INC COMMON 961815107 1,000,623 33,977 X X 31,775 2202 0 WILLIS GROUP HLDGS LT COMMON G96655108 46,031,188 1,237,398 X X X 1,123,608 66,760 47,030 WIND RIV SYS INC COM COMMON 973149107 1,546,811 139,730 X X 136,110 3620 0 WYETH COMMON 983024100 1,550,965 41,304 X X 26,604 0 14,700 XM SATELLITE RADIO IN COMMON 983759101 2,326,514 83,418 X X 81,168 2250 0 ZIMMER HLDGS INC COM COMMON 98956P102 61,842,839 838,206 X X X 765,116 37,896 35,194 --------------------------- ---------- --------- --------- 1,762,462,667 48,172,460 44,010,985 2,089,485 2,071,990 =========================== ================================
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