0000859872-17-000002.txt : 20170126
0000859872-17-000002.hdr.sgml : 20170126
20170126140608
ACCESSION NUMBER: 0000859872-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170126
DATE AS OF CHANGE: 20170126
EFFECTIVENESS DATE: 20170126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KLINGENSTEIN FIELDS & CO LLC
CENTRAL INDEX KEY: 0000859872
IRS NUMBER: 133479093
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02588
FILM NUMBER: 17549138
BUSINESS ADDRESS:
STREET 1: 125 PARK AVENUE
STREET 2: SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2124927000
MAIL ADDRESS:
STREET 1: 125 PARK AVENUE
STREET 2: SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: KLINGENSTEIN FIELDS & CO L P
DATE OF NAME CHANGE: 19980824
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000859872
XXXXXXXX
12-31-2016
12-31-2016
KLINGENSTEIN FIELDS & CO LLC
125 PARK AVENUE
SUITE 1700
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-02588
N
Maria Chambers
Chief Compliance Officer
212-492-6169
Maria Chambers
New York
NY
01-26-2017
1
290
2289319000
false
1
028-06291
Brandywine Trust Company
INFORMATION TABLE
2
inftable.xml
13F-HR
Currencyshares British Pound S
COM
23129S106
337
2800
SH
SOLE
2800
0
0
First Trust Senior Loan ETF
COM
33738d309
243
5000
SH
SOLE
5000
0
0
IShares Core U S Aggregate Bon
COM
464287226
1759
16281
SH
SOLE
16281
0
0
IShares IBoxx Investment Grade
COM
464287242
2076
17715
SH
SOLE
17715
0
0
IShares Preferred Stock ETF
COM
464288687
2115
56841
SH
SOLE
56841
0
0
PowerShares Financial Preferre
COM
73935x229
3488
194200
SH
SOLE
194200
0
0
Powershares Preferred Portfoli
COM
73936t565
1894
133130
SH
SOLE
133130
0
0
American Tower Corp
COM
03027X100
24183
228833
SH
SOLE
224538
0
4295
American Tower Corp
COM
03027X100
5076
48033
SH
DFND
01
48033
0
0
Crown Castle International Cor
COM
22822V101
18153
209206
SH
SOLE
209042
0
164
Crown Castle International Cor
COM
22822V101
3722
42900
SH
DFND
01
42900
0
0
Essex Property Trust Inc
COM
297178105
1327
5708
SH
SOLE
5708
0
0
Kimco Realty Corp
COM
49446R109
604
24000
SH
SOLE
24000
0
0
UDR Inc
COM
902653104
690
18912
SH
SOLE
18912
0
0
Washington Real Estate Investm
COM
939653101
1024
31325
SH
SOLE
31325
0
0
Weyerhaeuser Co
COM
962166104
20627
685509
SH
SOLE
680148
0
5361
Weyerhaeuser Co
COM
962166104
3352
111400
SH
DFND
01
111400
0
0
ABB Ltd Sponsored ADR
ADR
000375204
303
14375
SH
SOLE
475
0
13900
BP PLC Sponsored ADR
ADR
055622104
793
21218
SH
SOLE
21218
0
0
BP PLC Sponsored ADR
ADR
055622104
561
15000
SH
DFND
01
15000
0
0
GlaxoSmithkline PLC ADR
ADR
37733W105
11805
306547
SH
SOLE
303222
0
3325
GlaxoSmithkline PLC ADR
ADR
37733W105
6770
175800
SH
DFND
01
175800
0
0
National Grid PLC Sponsored AD
ADR
636274300
265
4550
SH
SOLE
4550
0
0
Novartis AG Sponsored ADR
ADR
66987V109
2104
28880
SH
SOLE
15180
0
13700
Novo Nordisk AS Sponsored ADR
ADR
670100205
453
12625
SH
SOLE
12625
0
0
Royal Dutch Shell PLC Cl A Spo
ADR
780259206
31776
584325
SH
SOLE
557132
0
27193
Royal Dutch Shell PLC Cl A Spo
ADR
780259206
9435
173500
SH
DFND
01
173500
0
0
SAP SE ADR
ADR
803054204
19648
227332
SH
SOLE
227133
0
199
SAP SE ADR
ADR
803054204
3924
45400
SH
DFND
01
45400
0
0
Siemens A G Sponsored ADR
ADR
826197501
2295
18750
SH
SOLE
18320
0
430
Teva Pharmaceutical Industries
ADR
881624209
1280
35311
SH
SOLE
8511
0
26800
Vodafone Group Inc
ADR
92857W308
7320
299651
SH
SOLE
254131
0
45520
WPP Group PLC Spon ADR
ADR
92937A102
404
3652
SH
SOLE
3652
0
0
3M CO
COM
88579Y101
42579
238444
SH
SOLE
238084
0
360
3M CO
COM
88579Y101
4411
24700
SH
DFND
01
24700
0
0
A T & T Inc
COM
00206R102
2411
56683
SH
SOLE
53324
0
3359
Abbott Laboratories
COM
002824100
1342
34946
SH
SOLE
34946
0
0
Abbvie Inc
COM
00287Y109
1494
23857
SH
SOLE
23857
0
0
Accenture Ltd Cl A
COM
G1151C101
322
2750
SH
SOLE
2750
0
0
Air Lease Corp
COM
00912x302
25701
748660
SH
SOLE
699668
0
48992
Air Lease Corp
COM
00912x302
5994
174600
SH
DFND
01
174600
0
0
Air Products & Chemicals Inc
COM
009158106
281
1952
SH
SOLE
1952
0
0
Alleghany Corp
COM
017175100
925
1521
SH
SOLE
1521
0
0
Allstate Corp
COM
020002101
6589
88900
SH
SOLE
72945
0
15955
Alphabet Inc Cl A
COM
02079k305
22579
28493
SH
SOLE
26464
0
2029
Alphabet Inc Cl A
COM
02079k305
2805
3540
SH
DFND
01
3540
0
0
Alphabet Inc Cl C
COM
02079k107
23335
30234
SH
SOLE
28261
0
1973
Alphabet Inc Cl C
COM
02079k107
2735
3543
SH
DFND
01
3543
0
0
Altria Group Inc
COM
02209S103
5412
80032
SH
SOLE
80032
0
0
Amazon.Com Inc
COM
023135106
3515
4687
SH
SOLE
2129
0
2558
American Electric Power Inc
COM
025537101
257
4080
SH
SOLE
4080
0
0
American Express Co
COM
025816109
15466
208769
SH
SOLE
208719
0
50
American Express Co
COM
025816109
9808
132400
SH
DFND
01
132400
0
0
American International Group I
COM
026874784
7395
113224
SH
SOLE
111657
0
1567
Ameriprise Financial Inc
COM
03076C106
3345
30150
SH
SOLE
30150
0
0
Ameriprise Financial Inc
COM
03076C106
4118
37120
SH
DFND
01
37120
0
0
Amgen Inc
COM
031162100
395
2703
SH
SOLE
2703
0
0
Amphenol Corp Cl A
COM
032095101
202
3000
SH
SOLE
3000
0
0
Anadarko Petroleum Corp
COM
032511107
365
5230
SH
SOLE
5230
0
0
Apache Corp
COM
037411105
207
3255
SH
SOLE
3255
0
0
Apple Inc
COM
037833100
27435
236879
SH
SOLE
213655
0
23224
Apple Inc
COM
037833100
2803
24200
SH
DFND
01
24200
0
0
Autoliv Inc
COM
052800109
243
2148
SH
SOLE
2148
0
0
Automatic Data Processing Inc
COM
053015103
432
4200
SH
SOLE
4200
0
0
Bank Of America Corp
COM
060505104
5045
228261
SH
SOLE
181270
0
46991
Bank Of America Corp
COM
060505104
2011
91000
SH
DFND
01
91000
0
0
Bank Of Montreal
COM
063671101
316
4389
SH
SOLE
4389
0
0
Bank Of New York Mellon Corp
COM
064058100
7660
161667
SH
SOLE
161342
0
325
Baxter International Inc
COM
071813109
1941
43781
SH
SOLE
41815
0
1966
Becton Dickinson & Co
COM
075887109
993
6000
SH
SOLE
6000
0
0
Bed Bath & Beyond Inc
COM
075896100
314
7730
SH
SOLE
7730
0
0
Berkshire Hathaway Inc Cl A
COM
084670108
2929
12
SH
SOLE
12
0
0
Berkshire Hathaway Inc Cl A
COM
084670108
488
2
SH
DFND
01
2
0
0
Berkshire Hathaway Inc Cl B
COM
084670702
144431
886187
SH
SOLE
875837
0
10350
Berkshire Hathaway Inc Cl B
COM
084670702
12050
73938
SH
DFND
01
73938
0
0
Biogen Inc
COM
09062X103
14812
52231
SH
SOLE
47921
0
4310
Biogen Inc
COM
09062X103
2701
9525
SH
DFND
01
9525
0
0
Bristol-Myers Squibb Co
COM
110122108
3517
60182
SH
SOLE
58182
0
2000
Broadcom Ltd
COM
Y09827109
21087
119291
SH
SOLE
109512
0
9779
Broadcom Ltd
COM
Y09827109
3988
22560
SH
DFND
01
22560
0
0
Brookfield Asset Management Cl
COM
112585104
1448
43857
SH
SOLE
43857
0
0
Buckeye Partners L P
COM
118230101
366
5525
SH
SOLE
5525
0
0
Cabot Corp
COM
127055101
243
4800
SH
SOLE
4800
0
0
Cabot Oil & Gas Corp
COM
127097103
654
28000
SH
SOLE
28000
0
0
Carnival Corp
COM
143658300
497
9555
SH
SOLE
3205
0
6350
Celgene Corp
COM
151020104
14916
128862
SH
SOLE
126530
0
2332
Celgene Corp
COM
151020104
2309
19950
SH
DFND
01
19950
0
0
Cenovus Energy Inc
COM
15135U109
284
18792
SH
SOLE
18792
0
0
Chevron Corp
COM
166764100
10770
91501
SH
SOLE
82871
0
8630
Chubb Ltd
COM
H1467J104
8959
67813
SH
SOLE
63537
0
4276
Cisco Systems Inc
COM
17275R102
1627
53829
SH
SOLE
12729
0
41100
Citigroup Inc
COM
172967424
1099
18491
SH
SOLE
1491
0
17000
Coca Cola Co
COM
191216100
2801
67568
SH
SOLE
67568
0
0
Coca Cola Co
COM
191216100
21
500
SH
DFND
01
500
0
0
Colgate Palmolive Co
COM
194162103
22680
346584
SH
SOLE
345409
0
1175
Colgate Palmolive Co
COM
194162103
10438
159500
SH
DFND
01
159500
0
0
Comcast Corp Cl A
COM
20030N101
37493
542987
SH
SOLE
539557
0
3430
Comcast Corp Cl A
COM
20030N101
17191
248962
SH
DFND
01
248962
0
0
Conagra Brands Inc
COM
205887102
266
6725
SH
SOLE
2625
0
4100
ConocoPhillips
COM
20825C104
10749
214389
SH
SOLE
184584
0
29805
ConocoPhillips
COM
20825C104
1735
34600
SH
DFND
01
34600
0
0
Consolidated Edison Inc
COM
209115104
265
3600
SH
SOLE
3600
0
0
Contrafect Corp
COM
212326102
26
15000
SH
SOLE
15000
0
0
Corning Inc
COM
219350105
401
16506
SH
SOLE
16506
0
0
Costco Wholesale Corp
COM
22160K105
3189
19916
SH
SOLE
19916
0
0
Cullen Frost Bankers Inc
COM
229899109
256
2900
SH
SOLE
2900
0
0
CVS Health Corp
COM
126650100
9250
117226
SH
SOLE
102557
0
14669
Danaher Corp
COM
235851102
898
11540
SH
SOLE
6935
0
4605
Delphi Automotive Ltd
COM
G27823106
1429
21215
SH
SOLE
18015
0
3200
Dentsply Sirona Inc
COM
24906P109
1762
30513
SH
SOLE
23313
0
7200
Dick's Sporting Goods Inc
COM
253393102
3222
60670
SH
SOLE
60370
0
300
Disney Walt Co
COM
254687106
149690
1436289
SH
SOLE
1423939
0
12350
Disney Walt Co
COM
254687106
58407
560425
SH
DFND
01
560425
0
0
Dominion Resources Inc
COM
25746U109
1012
13211
SH
SOLE
13211
0
0
Dover Corp
COM
260003108
335
4470
SH
SOLE
0
0
4470
Dow Chemical Co
COM
260543103
2848
49765
SH
SOLE
42470
0
7295
DTE Energy Company
COM
233331107
202
2050
SH
SOLE
2050
0
0
Duke Energy Corp
COM
26441C204
386
4967
SH
SOLE
4967
0
0
E I Du Pont De Nemours & Co
COM
263534109
3522
47981
SH
SOLE
46881
0
1100
Eli Lilly & Co
COM
532457108
15971
217141
SH
SOLE
217141
0
0
Eli Lilly & Co
COM
532457108
7458
101400
SH
DFND
01
101400
0
0
Emerson Electric Co
COM
291011104
15959
286255
SH
SOLE
278685
0
7570
Emerson Electric Co
COM
291011104
3256
58400
SH
DFND
01
58400
0
0
Encana Corp
COM
292505104
118
10070
SH
SOLE
10070
0
0
Enterprise Products Partners L
COM
293792107
508
18786
SH
SOLE
18786
0
0
EOG Resources Inc
COM
26875P101
1882
18616
SH
SOLE
15126
0
3490
Era Group Inc
COM
26885G109
518
30528
SH
SOLE
30528
0
0
Everest Re Group Ltd
COM
G3223R108
271
1250
SH
SOLE
1250
0
0
Exelon Corp
COM
30161N101
401
11298
SH
SOLE
11298
0
0
Express Scripts Holding Co
COM
30219G108
2365
34381
SH
SOLE
22586
0
11795
Exxon Mobil Corp
COM
30231G102
13432
148818
SH
SOLE
136954
0
11864
Exxon Mobil Corp
COM
30231G102
90
1000
SH
DFND
01
1000
0
0
Facebook Inc Cl A
COM
30303M102
19808
172170
SH
SOLE
159443
0
12727
Facebook Inc Cl A
COM
30303M102
4441
38600
SH
DFND
01
38600
0
0
Fedex Corp
COM
31428X106
33329
178996
SH
SOLE
171068
0
7928
Fedex Corp
COM
31428X106
5255
28220
SH
DFND
01
28220
0
0
Fidelity National Financial Cl
COM
31620R303
925
27237
SH
SOLE
27237
0
0
Fidelity National Information
COM
31620M106
1696
22419
SH
SOLE
22419
0
0
Fortive Corp
COM
34959J108
495
9235
SH
SOLE
1605
0
7630
General Dynamics Corp
COM
369550108
829
4799
SH
SOLE
3649
0
1150
General Electric Co
COM
369604103
44317
1402439
SH
SOLE
1348234
0
54205
General Electric Co
COM
369604103
9183
290606
SH
DFND
01
290606
0
0
Gilead Sciences Inc
COM
375558103
7974
111352
SH
SOLE
110442
0
910
Gilead Sciences Inc
COM
375558103
2299
32100
SH
DFND
01
32100
0
0
Goldman Sachs Group Inc
COM
38141G104
891
3722
SH
SOLE
254
0
3468
Halliburton Co
COM
406216101
1079
19950
SH
SOLE
19950
0
0
Hartford Financial Services Gr
COM
416515104
21116
443138
SH
SOLE
443088
0
50
Hartford Financial Services Gr
COM
416515104
5221
109570
SH
DFND
01
109570
0
0
Hawaiian Electric Industries I
COM
419870100
202
6115
SH
SOLE
6115
0
0
Hershey Foods Corp
COM
427866108
281
2721
SH
SOLE
2721
0
0
Hess Corp
COM
42809H107
31709
509051
SH
SOLE
477856
0
31195
Hess Corp
COM
42809H107
8537
137058
SH
DFND
01
137058
0
0
HollyFrontier Corp
COM
436106108
229
7000
SH
SOLE
7000
0
0
Home Depot Inc
COM
437076102
3313
24709
SH
SOLE
18309
0
6400
Honeywell International Inc
COM
438516106
39152
337956
SH
SOLE
323802
0
14154
Honeywell International Inc
COM
438516106
3835
33100
SH
DFND
01
33100
0
0
Howard Hughes Corp
COM
44267D107
260
2280
SH
SOLE
2280
0
0
Illinois Tool Works
COM
452308109
21223
173305
SH
SOLE
173255
0
50
Illinois Tool Works
COM
452308109
4898
40000
SH
DFND
01
40000
0
0
Intel Corp
COM
458140100
771
21244
SH
SOLE
21244
0
0
Intercontinental Exchange Inc
COM
45866F104
1110
19675
SH
SOLE
3400
0
16275
International Business Machine
COM
459200101
6553
39479
SH
SOLE
38379
0
1100
International Paper Co
COM
460146103
1857
35000
SH
SOLE
35000
0
0
International Paper Co
COM
460146103
480
9040
SH
DFND
01
9040
0
0
InterXion Holding NV
COM
N47279109
1017
29000
SH
SOLE
0
0
29000
J P Morgan Chase & Co
COM
46625H100
13468
156079
SH
SOLE
139432
0
16647
Janus Capital Group Inc
COM
47102X105
531
40000
SH
SOLE
40000
0
0
John Wiley & Sons Inc Cl A
COM
968223206
1812
33239
SH
SOLE
33239
0
0
Johnson & Johnson Co
COM
478160104
75878
658602
SH
SOLE
647200
0
11402
Johnson & Johnson Co
COM
478160104
11619
100850
SH
DFND
01
100850
0
0
Kansas City Southern Industrie
COM
485170302
18976
223638
SH
SOLE
223573
0
65
Kansas City Southern Industrie
COM
485170302
4989
58800
SH
DFND
01
58800
0
0
Kimberly Clark Corp
COM
494368103
310
2719
SH
SOLE
2719
0
0
Kraft Heinz Co
COM
500754106
1335
15289
SH
SOLE
13839
0
1450
Laboratory Corp America Holdin
COM
50540R409
22179
172763
SH
SOLE
172707
0
56
Laboratory Corp America Holdin
COM
50540R409
4786
37280
SH
DFND
01
37280
0
0
Lexicon Genetics Inc
COM
528872302
206
14903
SH
SOLE
14903
0
0
Lockheed Martin Corp
COM
539830109
4491
17967
SH
SOLE
17967
0
0
Loews Corp
COM
540424108
976
20850
SH
SOLE
20850
0
0
Lowes Cos Inc
COM
548661107
987
13875
SH
SOLE
4470
0
9405
Maiden Holdings Ltd
COM
G5753U112
248
14200
SH
SOLE
14200
0
0
Marathon Oil Corp
COM
565849106
173
10000
SH
SOLE
10000
0
0
Marathon Petroleum Corp
COM
56585A102
252
5000
SH
SOLE
5000
0
0
Mastercard Inc Class A
COM
57636q104
2193
21240
SH
SOLE
6030
0
15210
McDermott International Inc
COM
580037109
88
11900
SH
SOLE
11900
0
0
McDonalds Corp
COM
580135101
1425
11709
SH
SOLE
11629
0
80
Medtronic PLC
COM
G5960L103
23124
324637
SH
SOLE
303813
0
20824
Medtronic PLC
COM
G5960L103
4395
61700
SH
DFND
01
61700
0
0
Merck & Co Inc
COM
58933Y105
20810
353492
SH
SOLE
353217
0
275
Merck & Co Inc
COM
58933Y105
4121
70000
SH
DFND
01
70000
0
0
Metlife Inc
COM
59156R108
19046
353419
SH
SOLE
323039
0
30380
Metlife Inc
COM
59156R108
1962
36400
SH
DFND
01
36400
0
0
Microsoft Corp
COM
594918104
5827
93780
SH
SOLE
82960
0
10820
Mondelez International Inc
COM
609207105
4129
93139
SH
SOLE
84639
0
8500
Monsanto Co
COM
61166W101
753
7156
SH
SOLE
56
0
7100
Morgan Stanley
COM
617446448
1108
26234
SH
SOLE
6234
0
20000
Newell Brands Inc
COM
651229106
20186
452099
SH
SOLE
414881
0
37218
Newell Brands Inc
COM
651229106
3277
73400
SH
DFND
01
73400
0
0
Newmont Mining Corp
COM
651639106
17418
511250
SH
SOLE
500486
0
10764
Newmont Mining Corp
COM
651639106
3492
102500
SH
DFND
01
102500
0
0
News Corp New Cl A
COM
65249B109
78
6833
SH
SOLE
6833
0
0
News Corp New Cl A
COM
65249B109
78
6820
SH
DFND
01
6820
0
0
NextEra Energy Inc
COM
65339F101
675
5647
SH
SOLE
5647
0
0
Nike Inc Cl B
COM
654106103
1051
20683
SH
SOLE
6908
0
13775
Norfolk Southern Corp
COM
655844108
6632
61370
SH
SOLE
51720
0
9650
Norfolk Southern Corp
COM
655844108
3696
34200
SH
DFND
01
34200
0
0
Northern Trust Corp
COM
665859104
534
6000
SH
SOLE
6000
0
0
Occidental Petroleum Corp
COM
674599105
425
5970
SH
SOLE
5970
0
0
Oracle Corp
COM
68389X105
312
8117
SH
SOLE
8117
0
0
PayPal Holdings Inc
COM
70450Y103
20727
525126
SH
SOLE
496046
0
29080
PayPal Holdings Inc
COM
70450Y103
3540
89700
SH
DFND
01
89700
0
0
Pepsico Inc
COM
713448108
103260
986910
SH
SOLE
971044
0
15866
Pepsico Inc
COM
713448108
36317
347100
SH
DFND
01
347100
0
0
Pfizer Inc
COM
717081103
9864
303709
SH
SOLE
265712
0
37997
Philip Morris International In
COM
718172109
6080
66457
SH
SOLE
66457
0
0
Phillips 66
COM
718546104
247
2858
SH
SOLE
2858
0
0
PPL Corp
COM
69351T106
448
13148
SH
SOLE
13148
0
0
Procter & Gamble Co
COM
742718109
34297
407907
SH
SOLE
390798
0
17109
Procter & Gamble Co
COM
742718109
19801
235500
SH
DFND
01
235500
0
0
QEP Resources Inc
COM
74733V100
398
21600
SH
SOLE
21600
0
0
Qualcomm Inc
COM
747525103
8754
134257
SH
SOLE
108938
0
25319
Quest Diagnostics Inc
COM
74834L100
368
4000
SH
SOLE
4000
0
0
Raytheon Co
COM
755111507
30106
212011
SH
SOLE
209609
0
2402
Raytheon Co
COM
755111507
5055
35600
SH
DFND
01
35600
0
0
Regeneron Pharmaceuticals Inc
COM
75886F107
697
1900
SH
SOLE
0
0
1900
Reynolds American Inc
COM
761713106
247
4400
SH
SOLE
4400
0
0
Robert Half International Inc
COM
770323103
482
9885
SH
SOLE
8010
0
1875
Rockwell Collins Inc
COM
774341101
16962
182861
SH
SOLE
180346
0
2515
Rockwell Collins Inc
COM
774341101
4842
52200
SH
DFND
01
52200
0
0
Royal Bank Of Canada
COM
780087102
475
7010
SH
SOLE
7010
0
0
Schlumberger Ltd
COM
806857108
31710
377724
SH
SOLE
356904
0
20820
Schlumberger Ltd
COM
806857108
3434
40900
SH
DFND
01
40900
0
0
Seacor Holdings Inc
COM
811904101
2176
30528
SH
SOLE
30528
0
0
Shaw Communications Inc Cl B
COM
82028K200
251
12500
SH
SOLE
12500
0
0
Signature Bank
COM
82669g104
289
1925
SH
SOLE
1925
0
0
Southern Co
COM
842587107
439
8917
SH
SOLE
8917
0
0
St. Jude Medical Inc
COM
790849103
385
4800
SH
SOLE
4800
0
0
Starbucks Corp
COM
855244109
1792
32273
SH
SOLE
16173
0
16100
State Street Corp
COM
857477103
209
2689
SH
SOLE
2689
0
0
SVB Financial Group
COM
78486Q101
360
2100
SH
SOLE
2100
0
0
Synchrony Financial
COM
87165b103
23037
635165
SH
SOLE
591987
0
43178
Synchrony Financial
COM
87165b103
4272
117787
SH
DFND
01
117787
0
0
Target Corp
COM
87612E106
384
5323
SH
SOLE
5323
0
0
Thermo Fisher Scientific Inc
COM
883556102
3505
24838
SH
SOLE
22188
0
2650
Time Warner Inc
COM
887317303
29981
310592
SH
SOLE
298554
0
12038
Time Warner Inc
COM
887317303
5377
55700
SH
DFND
01
55700
0
0
TJX Cos Inc
COM
872540109
4122
54860
SH
SOLE
40700
0
14160
Torchmark Corp
COM
891027104
5311
72009
SH
SOLE
72009
0
0
Torchmark Corp
COM
891027104
5311
72004
SH
DFND
01
72004
0
0
Toronto Dominion Bank
COM
891160509
220
4466
SH
SOLE
4466
0
0
Twenty-First Century Fox Inc C
COM
90130A101
1891
67434
SH
SOLE
54434
0
13000
Twenty-First Century Fox Inc C
COM
90130A101
765
27280
SH
DFND
01
27280
0
0
Union Pacific Corp
COM
907818108
51125
493101
SH
SOLE
480542
0
12559
Union Pacific Corp
COM
907818108
15258
147160
SH
DFND
01
147160
0
0
United Parcel Service Inc Cl B
COM
911312106
12952
112979
SH
SOLE
104219
0
8760
United Parcel Service Inc Cl B
COM
911312106
1135
9900
SH
DFND
01
9900
0
0
United Technologies Corp
COM
913017109
29524
269327
SH
SOLE
260217
0
9110
United Technologies Corp
COM
913017109
4911
44800
SH
DFND
01
44800
0
0
US Bancorp
COM
902973304
225
4372
SH
SOLE
4372
0
0
Varian Medical Systems Inc
COM
92220P105
1032
11500
SH
SOLE
11500
0
0
Vectren Corp
COM
92240G101
250
4795
SH
SOLE
4795
0
0
Verizon Communications
COM
92343V104
2153
40336
SH
SOLE
40336
0
0
Visa Inc Cl A
COM
92826C839
1925
24670
SH
SOLE
1150
0
23520
Waddell & Reed Financial Inc C
COM
930059100
283
14486
SH
SOLE
14486
0
0
Waddell & Reed Financial Inc C
COM
930059100
270
13863
SH
DFND
01
13863
0
0
Wal Mart Stores Inc
COM
931142103
1566
22654
SH
SOLE
17204
0
5450
Walgreen Boots Alliance Inc
COM
931427108
4175
50444
SH
SOLE
42234
0
8210
Wells Fargo & Co
COM
949746101
3369
61124
SH
SOLE
61124
0
0
White Mountains Insurance Grou
COM
G9618E107
1081
1293
SH
SOLE
1293
0
0
Xilinx Inc
COM
983919101
1083
17944
SH
SOLE
0
0
17944
Yum Brands Inc
COM
988498101
8847
139702
SH
SOLE
139702
0
0
Yum Brands Inc
COM
988498101
8930
141000
SH
DFND
01
141000
0
0
Yum China Holdings Inc
COM
98850P109
3658
140027
SH
SOLE
140027
0
0
Yum China Holdings Inc
COM
98850P109
3683
141000
SH
DFND
01
141000
0
0
Financial Sector SPDR
COM
81369Y605
398
17100
SH
SOLE
17080
0
20
IQ 50 Percent Hedged FTSE Euro
COM
45409B552
275
16000
SH
SOLE
16000
0
0
IShares Russell 1000 Growth ET
COM
464287614
214
2041
SH
SOLE
2041
0
0
IShares S&P MidCap 400 Index F
COM
464287507
202
1221
SH
SOLE
1221
0
0
IShares Trust MSCI EAFE ETF
COM
464287465
402
6965
SH
SOLE
6965
0
0
IShares Trust Nasdaq Biotechno
COM
464287556
288
1085
SH
SOLE
1085
0
0
JPMorgan Alerian MLP Index
COM
46625h365
203
6430
SH
SOLE
6430
0
0
Powershares QQQ Trust
COM
73935A104
2939
24802
SH
SOLE
24802
0
0
Schwab International Equity ET
COM
808524805
488
17637
SH
SOLE
17637
0
0
Schwab US Large Cap ETF
COM
808524201
1124
21105
SH
SOLE
21105
0
0
Schwab US Small Cap ETF
COM
808524607
309
5021
SH
SOLE
5021
0
0
SPDR MSCI All Country World Ex
COM
78463X848
1296
41161
SH
SOLE
41161
0
0
SPDR S&P 500 ETF Trust
COM
78462F103
14683
65689
SH
SOLE
65672
0
17
Technology Sector SPDR
COM
81369Y803
788
16290
SH
SOLE
16290
0
0
Van Eck Vectors Semiconductor
COM
92189F676
641
8950
SH
SOLE
8950
0
0
Vanguard REIT ETF
COM
922908553
249
3020
SH
SOLE
3020
0
0