485BPOS 1 d607634d485bpos.htm 485BPOS 485BPOS

As filed with the Securities and Exchange Commission on October 25, 2013

Registration No. 333- 185573

811- 06032

 

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-4

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933   
   Pre-Effective Amendment No.         ¨
   Post-Effective Amendment No. 2    ¨

and

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940

Amendment No. 136

 

 

SEPARATE ACCOUNT VA B

(Exact Name of Registrant)

TRANSAMERICA LIFE INSURANCE COMPANY

(Name of Depositor)

 

 

4333 Edgewood Road N.E.

Cedar Rapids, IA 52499-0001

(Address of Depositor’s Principal Executive Offices)

Depositor’s Telephone Number: (319) 355-8330

Darin D. Smith, Esq.

Transamerica Life Insurance Company

4333 Edgewood Road, N.E.

Cedar Rapids, IA 52499-4240

(Name and Address of Agent for Service)

 

 

It is proposed that this filing become effective:

 

  x immediately upon filing pursuant to paragraph (b) of Rule 485

 

  ¨ on May 1, 2013 pursuant to paragraph (b) of Rule 485

 

  ¨ 60 days after filing pursuant to paragraph (a)(1) of Rule 485

 

  ¨ on              pursuant to paragraph (a)(1) of Rule 485

If appropriate, check the following box:

 

  ¨ This post-effective amendment designates a new effective date for a previously filed post-effective amendment

 

 

 


Explanatory Note

Registrant is filing this post-effective amendment (the “Amendment”) for the sole purpose of adding a Prospectus and Statement of Additional Information to reflect the offering for the Transamerica Variable Annuity Series contract through a different distribution channel. The Amendment is not intended to amend or delete any part of the Registration Statement, except as specifically noted herein. For avoidance of doubt, the Parts A and B included in Pre-Effective Amendment No. 2 to the Registration Statement are hereby incorporated by reference to the extent required by applicable law.

The registration also incorporated by reference the Prospectus that was filed with the Commission on April 29, 2013, pursuant to Rule 497 under the Securities Act of 1933.


TRANSAMERICA VARIABLE ANNUITY SERIES

Issued by

TRANSAMERICA LIFE INSURANCE COMPANY

SEPARATE ACCOUNT VA B

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY

SEPARATE ACCOUNT VA BNY

Supplement Dated October 25, 2013

to the

Prospectus dated May 1, 2013

This supplement describes changes to the fees for certain riders under the Transamerica Variable Annuity Series.

Effective November 4, 2013, the fees for the rider shown in the table below are changed for new riders, rider step-ups and rider upgrades.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the INTRODUCTION – CHOOSE OPTIONAL GUARANTEED BENEFITS (IF DESIRED) in the prospectus:

 

Lifetime Withdrawal Benefits

  

Guaranteed Principal SolutionSM12

Retirement Income MaxSM1

Retirement Income ChoiceSM 1.61,3

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the FEE TABLE AND EXPENSE EXAMPLES in the prospectus:

 

Optional Guaranteed Lifetime Withdrawal Benefit Rider Charges:

   Maximum    Current

Guaranteed Principal SolutionSM (aka Living Benefits Rider (annual charge - % of Principal Back Total Withdrawal Base)

   ——    1.25%

Income LinkSM (annual charge - % of Withdrawal Base) – No Longer Available

   2.00%    1.25%

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the ADDITIONAL FEATURES – Guaranteed Lifetime Withdrawal Benefits section in the prospectus:

You may elect one of the following optional riders under the policy that offers guaranteed lifetime withdrawal benefits - the Guaranteed Principal SolutionSM Rider, the Retirement Income MaxSM Rider or the Retirement Income ChoiceSM 1.6 Rider. Important aspects of each of these riders are summarized in the “Appendix – Guaranteed Lifetime Withdrawal Benefit Comparison Table” and are described in more detail below. You should consult with tax and financial professionals to determine which of these riders, if any, is appropriate for you.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the ADDITIONAL FEATURES – Guaranteed Principal SolutionSM Rider section in the prospectus:

Rider Fee. There is an additional charge for this rider which is a percentage of the “principal back” total withdrawal base on each rider anniversary which is charged annually before annuitization. We will also deduct the rider fee upon full surrender of the policy or other termination of the rider. The rider fee is deducted from each investment option in proportion to the amount of policy value in each investment option. Generally, the rider fee is deducted regardless of your values (i.e., even if your policy value exceeds your total withdrawal base).

We will continue to calculate the rider fee using the “principal back” total withdrawal base even after the “principal back” minimum remaining withdrawal amount reaches zero. The “principal back” total withdrawal base is always greater than or equal to the “for life” total withdrawal base.

Please note: Because the rider fee is a percentage of your “principal back” total withdrawal base on each rider anniversary, the fee can be substantially more than 1.25% of your policy value if that total withdrawal base is higher than your policy value.

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

Transamerica Variable Annuity Series dated May 1, 2013


The following hereby amends, and to the extent inconsistent replaces, the ADDITIONAL FEATURES - Income LinkSM Rider section in the prospectus:

Income LinkSM Rider – No Longer Available

The Income LinkSM Rider is no longer available for issue.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the GLOSSARY OF TERMS section in the prospectus:

Guaranteed Lifetime Withdrawal Benefit—Any optional benefit under the policy that provides a guaranteed minimum withdrawal benefit, including the Guaranteed Principal SolutionSM Rider, the Retirement Income MaxSM Rider or the Retirement Income ChoiceSM 1.6 Rider.

The following hereby amends, and to the extent inconsistent replaces, the APPENDIX – GUARANTEED LIFETIME WITHDRAWAL BENEFIT COMPARISON TABLE in the prospectus:

 

Guaranteed Principal SolutionSM

Rider

  

Income LinkSM Rider

(No Longer Available)

   Retirement Income MaxSM Rider    Retirement Income ChoiceSM 1.6 Rider

Current Charges:

1.25% of total withdrawal base on each rider anniversary under the “principal back” withdrawal guarantee under the rider.

  

Current Charges:

1.25% annually (single life and joint life) of withdrawal base deducted on each rider quarter.

  

Current Charges:

1.25% annually (single life and joint life) of withdrawal base deducted on each rider quarter.

  

Current Charge:

(1) for Base Benefit only—0.70% to 1.55% annually (single and joint life) of withdrawal base deducted on each rider quarter;

(2) with Death Benefit Option—0.40% (single life) or 0.35% (joint life) annually of withdrawal base deducted on each rider quarter, in addition to the base benefit fee;

(3) with Income EnhancementSM Option—0.30% (single life) or 0.50% (joint life) annually of withdrawal base deducted on each rider quarter, in addition to the base benefit fee.


MEMBERS VARIABLE ANNUITY SERIES

Issued by

TRANSAMERICA LIFE INSURANCE COMPANY

SEPARATE ACCOUNT VA B

Supplement Dated October 25, 2013

to the

Prospectus dated May 1, 2013

This supplement describes changes to the fees for certain riders under the Members Variable Annuity Series.

Effective November 4, 2013, the fees for the rider shown in the table below are changed for new riders, rider step-ups and rider upgrades.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the INTRODUCTION – CHOOSE OPTIONAL GUARANTEED BENEFITS (IF DESIRED) in the prospectus:

 

Lifetime Withdrawal Benefits

  

Guaranteed Principal SolutionSM12

Retirement Income MaxSM1

Retirement Income ChoiceSM 1.61,3

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the FEE TABLE AND EXPENSE EXAMPLES in the prospectus:

 

Optional Guaranteed Lifetime Withdrawal Benefit Rider Charges:

   Maximum    Current

Guaranteed Principal SolutionSM (aka Living Benefits Rider (annual charge - % of Principal Back Total Withdrawal Base)

   ——    1.25%

Income LinkSM (annual charge - % of Withdrawal Base) – No Longer Available

   2.00%    1.25%

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the ADDITIONAL FEATURES – Guaranteed Lifetime Withdrawal Benefits section in the prospectus:

You may elect one of the following optional riders under the policy that offers guaranteed lifetime withdrawal benefits - the Guaranteed Principal SolutionSM Rider, the Retirement Income MaxSM Rider or the Retirement Income ChoiceSM 1.6 Rider. Important aspects of each of these riders are summarized in the “Appendix – Guaranteed Lifetime Withdrawal Benefit Comparison Table” and are described in more detail below. You should consult with tax and financial professionals to determine which of these riders, if any, is appropriate for you.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the ADDITIONAL FEATURES – Guaranteed Principal SolutionSM Rider section in the prospectus:

Rider Fee. There is an additional charge for this rider which is a percentage of the “principal back” total withdrawal base on each rider anniversary which is charged annually before annuitization. We will also deduct the rider fee upon full surrender of the policy or other termination of the rider. The rider fee is deducted from each investment option in proportion to the amount of policy value in each investment option. Generally, the rider fee is deducted regardless of your values (i.e., even if your policy value exceeds your total withdrawal base).

We will continue to calculate the rider fee using the “principal back” total withdrawal base even after the “principal back” minimum remaining withdrawal amount reaches zero. The “principal back” total withdrawal base is always greater than or equal to the “for life” total withdrawal base.

Please note: Because the rider fee is a percentage of your “principal back” total withdrawal base on each rider anniversary, the fee can be substantially more than 1.25% of your policy value if that total withdrawal base is higher than your policy value.

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

Members Variable Annuity Series dated May 1, 2013


The following hereby amends, and to the extent inconsistent replaces, the ADDITIONAL FEATURES - Income LinkSM Rider section in the prospectus:

Income LinkSM Rider – No Longer Available

The Income LinkSM Rider is no longer available for issue.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the GLOSSARY OF TERMS section in the prospectus:

Guaranteed Lifetime Withdrawal Benefit—Any optional benefit under the policy that provides a guaranteed minimum withdrawal benefit, including the Guaranteed Principal SolutionSM Rider, the Retirement Income MaxSM Rider or the Retirement Income ChoiceSM 1.6 Rider.

The following hereby amends, and to the extent inconsistent replaces, the APPENDIX – GUARANTEED LIFETIME WITHDRAWAL BENEFIT COMPARISON TABLE in the prospectus:

 

Guaranteed Principal SolutionSM

Rider

  

Income LinkSM Rider

(No Longer Available)

   Retirement Income MaxSM Rider   

Retirement Income ChoiceSM 1.6

Rider

Current Charges:

1.25% of total withdrawal base on each rider anniversary under the “principal back” withdrawal guarantee under the rider.

  

Current Charges:

1.25% annually (single life and joint life) of withdrawal base deducted on each rider quarter.

  

Current Charges:

1.25% annually (single life and joint life) of withdrawal base deducted on each rider quarter.

  

Current Charge:

(1) for Base Benefit only—0.70% to 1.55% annually (single and joint life) of withdrawal base deducted on each rider quarter;

(2) with Death Benefit Option—0.40% (single life) or 0.35% (joint life) annually of withdrawal base deducted on each rider quarter, in addition to the base benefit fee;

(3) with Income EnhancementSM Option—0.30% (single life) or 0.50% (joint life) annually of withdrawal base deducted on each rider quarter, in addition to the base benefit fee.


PARTNERS VARIABLE ANNUITY SERIES

Issued by

TRANSAMERICA LIFE INSURANCE COMPANY

SEPARATE ACCOUNT VA B

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY

SEPARATE ACCOUNT VA BNY

Supplement Dated October 25, 2013

to the

Prospectus dated May 1, 2013

This supplement describes changes to the fees for certain riders under the Partners Variable Annuity Series.

Effective November 4, 2013, the fees for the rider shown in the table below are changed for new riders, rider step-ups and rider upgrades.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the INTRODUCTION – CHOOSE OPTIONAL GUARANTEED BENEFITS (IF DESIRED) in the prospectus:

 

Lifetime Withdrawal Benefits

  

Guaranteed Principal SolutionSM12

Retirement Income MaxSM1

Retirement Income ChoiceSM 1.61,3

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the FEE TABLE AND EXPENSE EXAMPLES in the prospectus:

 

Optional Guaranteed Lifetime Withdrawal Benefit Rider Charges:

   Maximum    Current

Guaranteed Principal SolutionSM (aka Living Benefits Rider (annual charge - % of Principal Back Total Withdrawal Base)

   ——    1.25%

Income LinkSM (annual charge - % of Withdrawal Base) – No Longer Available

   2.00%    1.25%

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the ADDITIONAL FEATURES – Guaranteed Lifetime Withdrawal Benefits section in the prospectus:

You may elect one of the following optional riders under the policy that offers guaranteed lifetime withdrawal benefits - the Guaranteed Principal SolutionSM Rider, the Retirement Income MaxSM Rider or the Retirement Income ChoiceSM 1.6 Rider. Important aspects of each of these riders are summarized in the “Appendix – Guaranteed Lifetime Withdrawal Benefit Comparison Table” and are described in more detail below. You should consult with tax and financial professionals to determine which of these riders, if any, is appropriate for you.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the ADDITIONAL FEATURES – Guaranteed Principal SolutionSM Rider section in the prospectus:

Rider Fee. There is an additional charge for this rider which is a percentage of the “principal back” total withdrawal base on each rider anniversary which is charged annually before annuitization. We will also deduct the rider fee upon full surrender of the policy or other termination of the rider. The rider fee is deducted from each investment option in proportion to the amount of policy value in each investment option. Generally, the rider fee is deducted regardless of your values (i.e., even if your policy value exceeds your total withdrawal base).

We will continue to calculate the rider fee using the “principal back” total withdrawal base even after the “principal back” minimum remaining withdrawal amount reaches zero. The “principal back” total withdrawal base is always greater than or equal to the “for life” total withdrawal base.

Please note: Because the rider fee is a percentage of your “principal back” total withdrawal base on each rider anniversary, the fee can be substantially more than 1.25% of your policy value if that total withdrawal base is higher than your policy value.

This Prospectus Supplement must be accompanied or preceded

by the Prospectus for the

Partners Variable Annuity Series dated May 1, 2013


The following hereby amends, and to the extent inconsistent replaces, the ADDITIONAL FEATURES - Income LinkSM Rider section in the prospectus:

Income LinkSM Rider – No Longer Available

The Income LinkSM Rider is no longer available for issue.

The following hereby amends, and to the extent inconsistent replaces, the corresponding paragraph in the GLOSSARY OF TERMS section in the prospectus:

Guaranteed Lifetime Withdrawal Benefit—Any optional benefit under the policy that provides a guaranteed minimum withdrawal benefit, including the Guaranteed Principal SolutionSM Rider, the Retirement Income MaxSM Rider or the Retirement Income ChoiceSM 1.6 Rider.

The following hereby amends, and to the extent inconsistent replaces, the APPENDIX – GUARANTEED LIFETIME WITHDRAWAL BENEFIT COMPARISON TABLE in the prospectus:

 

Guaranteed Principal SolutionSM

Rider

  

Income LinkSM Rider

(No Longer Available)

   Retirement Income MaxSM Rider   

Retirement Income ChoiceSM 1.6

Rider

Current Charges:

1.25% of total withdrawal base on each rider anniversary under the “principal back” withdrawal guarantee under the rider.

  

Current Charges:

1.25% annually (single life and joint life) of withdrawal base deducted on each rider quarter.

  

Current Charges:

1.25% annually (single life and joint life) of withdrawal base deducted on each rider quarter.

  

Current Charge:

(1) for Base Benefit only—0.70% to 1.55% annually (single and joint life) of withdrawal base deducted on each rider quarter;

(2) with Death Benefit Option—0.40% (single life) or 0.35% (joint life) annually of withdrawal base deducted on each rider quarter, in addition to the base benefit fee;

(3) with Income EnhancementSM Option—0.30% (single life) or 0.50% (joint life) annually of withdrawal base deducted on each rider quarter, in addition to the base benefit fee.


PART C OTHER INFORMATION

Item 24. Financial Statements and Exhibits

 

  (a) Financial Statements

All required financial statements are included in Part B of this Registration Statement.

 

  (b) Exhibits:

 

        (1)               Resolution of the Board of Directors of Transamerica Life Insurance Company authorizing establishment of the Separate Account. Note 1
        (2)       Not Applicable.
        (3)    (a)    Amended and restated Principal Underwriting Agreement by and between Transamerica Life Insurance Company, on its own behalf and on the behalf of the Separate Account, and Transamerica Capital, Inc. Note 12
   (b)    Form of Broker/Dealer and Sales Agreement. Note 1
        (4)    (a)        Form of Policy. Note 12
   (b)    Form of Policy Rider (Return of Premium). Note 12
   (c)    Form of Policy Rider (Annual Step-Up). Note 12
   (d)    Form of Policy Rider (Additional Death Distribution). Note 12
   (e)    Form of Policy Rider (Additional Death Distribution+). Note 12
   (f)    Form of Policy Rider (GPS). Note 10
   (g)    Form of Policy Rider (Income Link). Note 11
   (h)    Form of Policy Rider (RIM). Note 12
   (i)    Form of Policy Rider (Retirement Income Choice 1.6). Note 12
        (5)    (a)    Form of Application. Note 12
        (6)    (a)    Articles of Incorporation of Transamerica Life Insurance Company. Note 2
   (b)    By-Laws of Transamerica Life Insurance Company. Note 2
        (7)       Reinsurance Agreements. Not Applicable
        (8)    (a)    Participation Agreement (AllianceBernstein). Note 3
   (a)(1)                Amendment No. 1 to Participation Agreement (AllianceBernstein). Note 4
   (a)(2)    Amendment No. 5 to Participation Agreement (AllianceBernstein). Note 5
   (a)(3)    Amendment No. 11 to Participation Agreement (AllianceBernstein). Note 6
        (8)    (b)    Participation Agreement (American Funds). Note 7
   (b)(1)    Amendment No. 2 to Participation Agreement (American Funds). Note 7
   (b)(2)    Amendment No. 6 to Participation Agreement (American Funds). Note 1
        (8)    (c)    Participation Agreement (Fidelity). Note 8
   (c)(1)    Amendment No. 7 to Participation Agreement (Fidelity). Note 9
   (c)(2)    Summary Prospectus Agreement (Fidelity). Note 1
   (c)(3)    Amendment No. 8 to Participation Agreement (Fidelity). Note 14
        (8)    (d)    Participation Agreement (GE). Note 7
   (d)(1)    Amendment No. 1 to Participation Agreement (GE). Note 6
   (d)(2)    Amendment No. 2 to Participation Agreement (GE). Note 14
        (8)    (e)    Participation Agreement (TST). Note 12
   (e)(1)    Amendment No. 1 to Participation Agreement (TST). Note 14
   (e)(2)    Amended Schedule A to Participation Agreement dated September 18, 2013 (TST). Note 16


            (9)       Opinion and Consent of Counsel. Note 12
            (10)    (a)        Consent of Independent Registered Public Accounting Firm. Note 12
   (b)        Consent of Independent Registered Public Accounting Firm. Note 13
            (11)       Not applicable.
            (12)       Not applicable.
            (13)       Powers of Attorney. ( Brenda K. Clancy, Craig D. Vermie, Arthur C. Schneider, C. Michiel van Katwijk, Eric J. Martin, Mark W. Mullin) Note 15

 

Note 1. Incorporated herein by reference to Initial Filing form N-4 Registration Statement (File No.
     333-185573) filed on December 20, 2012.

 

Note 2. Incorporated herein by reference to Initial Filing to form N-4 Registration Statement (File No.
     333-169445) filed on September 17, 2010.

 

Note 3. Incorporated herein by reference to Post-Effective Amendment No. 3 to form N-4 Registration Statement (File No.
     333-26209) filed on April 28, 2000.

 

Note 4. Incorporated herein by reference to Post-Effective Amendment No. 11 to form N-4 Registration Statement (File No.
     333-7509) filed on January 18, 2002.

 

Note 5. Incorporated herein by reference to Pre-Effective Amendment No. 1 to form N-4 Registration Statement (File No.
     333-125817) filed on August 29, 2005.

 

Note 6. Incorporated herein by reference to Post-Effective Amendment No. 21 to Form N-4 Registration Statement (File No.
     333-125817) filed on October 7, 2011.

 

Note 7. Incorporated herein by reference to Post-Effective Amendment No. 47 to Form N-4 Registration Statement (File No.
     33-33085) filed on November 19, 2009.

 

Note 8. Incorporated herein by reference to Post-Effective Amendment No. 1 to form N-4 Registration Statement (File No.
     333-125817) filed on April 27, 2006.

 

Note 9. Incorporated herein by reference to Post-Effective Amendment No. 26 to form N-4 Registration Statement (File No.
     333-125817) filed on September 10, 2012.

 

Note 10. Incorporated herein by reference to Post-Effective Amendment No. 19 to Form N-4 Registration Statement (File No.
     333-83957) filed on April 27, 2005.

 

Note 11. Incorporated herein by reference to Post-Effective Amendment No.30 to Form N-4 Registration Statement (File No.
     333-83957) filed on August 30, 2010.

 

Note 12. Filed with Pre-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-185573) filed on April 10, 2013.

 

Note 13. Filed with Post-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-185573) filed on April 24, 2013.

 

Note 14. Incorporated herein by reference to Post-Effective Amendment No. 59 to Form N-4 Registration Statement (File No.
     33-33085) filed on August 16, 2013.

 

Note 15. Incorporated herein by reference to the Initial Filing of Form N-4 Registration Statement (File No. 333-189435) filed on September 11, 2013.

 

Note 16. Incorporated herein by reference to Pre-Effective Amendment No. 2 to Form N-4 Registration Statement (File No.
     333-189435) filed on October 2, 2013.


Item 25. Directors and Officers of the Depositor (Transamerica Life Insurance Company)

 

Name and Business Address

  

Principal Positions and Offices with Depositor

Brenda K. Clancy

4333 Edgewood Road, N.E.

Cedar Rapids, Iowa 52499-0001

   Director and President

Mark W. Mullin

4333 Edgewood Road, N.E.

Cedar Rapids, Iowa 52499-0001

   Director and Chairman of the Board

C. Michiel van Katwijk

100 Light St.

Baltimore, MD 21202

   Director, Senior Vice President and Chief Financial Officer

Craig D. Vermie

4333 Edgewood Road, N.E.

Cedar Rapids, Iowa 52499-0001

   Director, Senior Vice President, Secretary and General Counsel

Arthur C. Schneider

4333 Edgewood Road, N.E.

Cedar Rapids, Iowa 52499-0001

   Director, Senior Vice President and Chief Tax Officer

Eric J. Martin

4333 Edgewood Road, N.E.

Cedar Rapids, Iowa 52499-0001

   Senior Vice President and Corporate Controller


Item 26. Persons Controlled by or under Common Control with the Depositor or Registrant.

 

Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

25 East 38th Street, LLC

  Delaware   Sole Member: Yarra Rapids, LLC    Real estate investments

239 West 20th Street, LLC

  Delaware   Sole Member: Yarra Rapids, LLC    Real estate investments

313 East 95th Street, LLC

  Delaware   Sole Member: Yarra Rapids, LLC    Real estate investments

319 East 95th Street, LLC

  Delaware   Sole Member: Yarra Rapids, LLC    Real estate investments

AEGON Alliances, Inc.

  Virginia   100% Commonwealth General Corporation    Insurance company marketing support

AEGON Asset Management Services, Inc.

  Delaware   100% AUSA Holding Company    Registered investment advisor

AEGON Assignment Corporation

  Illinois   100% AEGON Financial Services Group, Inc.    Administrator of structured settlements

AEGON Assignment Corporation of Kentucky

  Kentucky   100% AEGON Financial Services Group, Inc.    Administrator of structured settlements

AEGON Canada ULC

  Canada   AEGON Canada Holding B.V. owns 174,588,712 shares of Common Stock; 1,500 shares of Series II Preferred stock; 2 shares of Series III Preferred stock. TIHI Canada Holding, LLC owns 1,441,941.26 shares of Class B -Series I Preferred stock.    Holding company

AEGON Capital Management Inc.

  Canada   100% AEGON Asset Management (Canada) B.V.    Portfolio management company/investment advisor

AEGON-CMF GP, LLC

  Delaware   Transamerica Realty Services, Inc. is sole Member    Investment in commercial mortgage loans

AEGON Core Mortgage Fund, LP

  Delaware   Partners: AEGON USA Realty Advisors, LLC (99%); AEGON-CMF GP, LLC (1%)    Investment in mortgages

AEGON Direct & Affinity Marketing Services Australia Pty Limited

  Australia   100% Transamerica Direct Marketing Asia Pacific Pty Ltd.    Marketing/operations company

AEGON Direct & Affinity Marketing Services Co., Ltd.

  Japan   100% AEGON DMS Holding B.V.    Marketing company

AEGON Direct & Affinity Marketing Services Limited

  Hong Kong   100% AEGON DMS Holding B.V.    Provide consulting services ancillary to the marketing of insurance products overseas.

AEGON Direct & Affinity Marketing Services (Thailand) Limited

  Thailand   97% Transamerica International Direct Marketing Consultants, LLC; remaining 3% held by various AEGON employees    Marketing of insurance products in Thailand

AEGON Direct Marketing Services, Inc.

  Maryland   Monumental Life Insurance Company owns 103,324 shares; Commonwealth General Corporation owns 37,161 shares    Marketing company

AEGON Direct Marketing Services Europe Ltd.

  United Kingdom   100% Cornerstone International Holdings, Ltd.    Marketing

AEGON Direct Marketing Services Insurance Broker (HK) Limited

  Hong Kong   100% AEGON Direct Marketing Services Hong Kong Limited    Brokerage company


Name

 

Jurisdiction
of
Incorporation

 

Percent of Voting

Securities Owned

  

Business

AEGON Direct Marketing Services International, Inc.

  Maryland   100% AUSA Holding Company    Marketing arm for sale of mass marketed insurance coverage

AEGON Direct Marketing Services Korea Co., Ltd.

  Korea   100% AEGON DMS Holding B.V.    Provide consulting services ancillary to the marketing of insurance products overseas.

AEGON Direct Marketing Services Mexico, S.A. de C.V.

  Mexico   100% AEGON DMS Holding B.V.    Provide management advisory and technical consultancy services.

AEGON Direct Marketing Services Mexico Servicios, S.A. de C.V.

  Mexico   100% AEGON DMS Holding B.V.    Provide marketing, trading, telemarketing and advertising services in favor of any third party, particularly in favor of insurance and reinsurance companies.

AEGON Direct Marketing Services, Inc.

  Taiwan   100% AEGON DMS Holding B.V.    Authorized business: Enterprise management consultancy, credit investigation services, to engage in business not prohibited or restricted under any law of R.O.C., except business requiring special permission of government.

AEGON Financial Services Group, Inc.

  Minnesota   100% Transamerica Life Insurance Company    Marketing

AEGON Fund Management Inc.

  Canada   100% AEGON Asset Management (Canada) B.V.    Mutual fund manager

AEGON Funding Company, LLC.

  Delaware   100% AEGON USA, LLC    Issue debt securities-net proceeds used to make loans to affiliates

AEGON Institutional Markets, Inc.

  Delaware   100% Commonwealth General Corporation    Provider of investment, marketing and administrative services to insurance companies

AEGON Life Insurance Agency Inc.

  Taiwan   100% AEGON Direct Marketing Services, Inc. (Taiwan Domiciled)    Life insurance

AEGON Managed Enhanced Cash, LLC

  Delaware   Members: Transamerica Life Insurance Company (86.0457%) ; Monumental Life Insurance Company (13.9543%)    Investment vehicle for securities lending cash collateral

AEGON Management Company

  Indiana   100% AEGON U.S. Holding Corporation    Holding company

AEGON N.V.

  Netherlands   22.446% of Vereniging AEGON Netherlands Membership Association    Holding company

AEGON Structured Settlements, Inc.

  Kentucky   100% Commonwealth General Corporation    Administers structured settlements of plaintiff’s physical injury claims against property and casualty insurance companies.

AEGON U.S. Holding Corporation

  Delaware   100% Transamerica Corporation    Holding company

AEGON USA Asset Management Holding, LLC

  Iowa   100% AUSA Holding Company    Holding company

AEGON USA Investment Management, LLC

  Iowa   100% AEGON USA Asset Management Holding, LLC    Investment advisor

AEGON USA Real Estate Services, Inc.

  Delaware   100% AEGON USA Realty Advisors, Inc.    Real estate and mortgage holding company

AEGON USA Realty Advisors, LLC

  Iowa   Sole Member - AEGON USA Asset Management Holding, LLC    Administrative and investment services


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

AEGON USA Realty Advisors of California, Inc.

  Iowa   100% AEGON USA Realty Advisors, Inc.    Investments

AEGON USA, LLC

  Iowa   100% AEGON U.S. Holding Corporation    Holding company

AFSG Securities Corporation

  Pennsylvania   100% Commonwealth General Corporation    Inactive

ALH Properties Eight LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Eleven LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Four LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Nine LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Seven LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Seventeen LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Sixteen LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Ten LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Twelve LLC

  Delaware   100% FGH USA LLC    Real estate

ALH Properties Two LLC

  Delaware   100% FGH USA LLC    Real estate

American Bond Services LLC

  Iowa   100% Transamerica Life Insurance Company (sole member)    Limited liability company

AMTAX HOLDINGS 308, LLC

  Ohio   TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 347, LLC

  Ohio   TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 388, LLC

  Ohio   TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 483, LLC

  Ohio   TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 546, LLC

  Ohio   TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 559, LLC

  Ohio   TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 561, LLC

  Ohio   TAHP Fund VII, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager    affordable housing


Name

 

Jurisdiction
of
Incorporation

 

Percent of Voting

Securities Owned

  

Business

AMTAX HOLDINGS 567, LLC

  Ohio  

TAHP Fund I, LLC - 100% MEMBER;

TAH Pentagon Funds LLC - non-owner manager

   affordable housing

AMTAX HOLDINGS 588, LLC

  Ohio   TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 613, LLC

  Ohio   Garnet LIHTC Fund VII, LLC - 99% member; Cupples State LIHTC Investors, LLC - 1% member; TAH Pentagon Funds, LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 639, LLC

  Ohio   TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 649, LLC

  Ohio   TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 672, LLC

  Ohio   TAHP Fund I, LLC - 100% MEMBER; TAH Pentagon Funds LLC - non-owner manager    affordable housing

AMTAX HOLDINGS 713, LLC

  Ohio   TAHP Fund II, LLC - 100% member; TAH Pentagon Funds LLC - non-owner manager    affordable housing

ARC Reinsurance Corporation

  Hawaii   100% Transamerica Corporation    Property & Casualty Insurance

ARV Pacific Villas, A California Limited Partnership

  California   Partners: Transamerica Affordable Housing - 0.05% General Partner; non-AEGON affiliate, Jamboree Housing Corporation - 0.05% Managing General Partner; Transamerica Life Insurance Company - 67% Limited Partner; Monumental Life Insurance Company - 32% Limited Partner    Property

Asia Business Consulting Company

  China   100% Asia Investments Holdings, Limited    Provide various services upon request from Beijing Dafu Insurance Agency.

Asia Investments Holdings, Limited

  Hong Kong   99% Transamerica Life Insurance Company    Holding company

AUSA Holding Company

  Maryland   100% AEGON USA, LLC    Holding company

AUSA Properties, Inc.

  Iowa   100% AUSA Holding Company    Own, operate and manage real estate
AUSACAN LP   Canada   General Partner - AUSA Holding Co. (1%); Limited Partner - AEGON USA, LLC (99%)    Inter-company lending and general business


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

AXA Equitable AgriFinance, LLC

  Delaware   Members: AEGON USA Realty Advisors, LLC (50%); AXA Equitable Life Insurance Company, a non-affiliate of AEGON (50%)    Agriculturally-based real estate advisory services

Bay Area Community Investments I, LP

  California   Partners: 69.995% Transamerica Life Insurance Company; 29.995% Monumental Life Insurance Company; 0.01% Transamerica Affordable Housing, Inc.    Investments in low income housing tax credit properties

Bay State Community Investments I, LLC

  Delaware   100% Monumental Life Insurance Company    Investments in low income housing tax credit properties

Bay State Community Investments II, LLC

  Delaware   100% Monumental Life Insurance Company    Investments in low income housing tax credit properties

Beijing Dafu Insurance Agency Co. Ltd.

 

Peoples Republic

of China

  10% owned by WFG China Holdings, Inc.; 90% owned by private individual (non-AEGON associated)    Insurance Agency

Canadian Premier Life Insurance Company

  Canada   100% Transamerica Life Canada    Insurance company

CBC Insurance Revenue Securitization, LLC

  Delaware   100% Clark Consulting, LLC    Special purpose

Cedar Funding, Ltd.

  Cayman Islands   100% Transamerica Life Insurance Company    Investments

Clark/Bardes (Bermuda) Ltd.

  Bermuda   100% Clark Consulting, LLC    Insurance agency

Clark, LLC

  Delaware   Sole Member - Diversified Retirement Corporation    Holding company

Clark Consulting, LLC

  Delaware   100% Clark, LLC    Financial consulting firm

Clark Investment Strategies, inc.

  Delaware   100% Clark Consulting, LLC    Registered investment advisor

Clark Securities, Inc.

  California   100% Clark Consulting, LLC    Broker-Dealer

Commonwealth General Corporation

  Delaware   100% AEGONUSA, LLC    Holding company

Consumer Membership Services Canada Inc.

  Canada   100% AEGON Canada ULC    Marketing of credit card protection membership services in Canada

Cornerstone International Holdings Ltd.

  UK   100% AEGON DMS Holding B.V.    Holding company

CRG Insurance Agency, Inc.

  California   100% Clark Consulting, Inc.    Insurance agency

Creditor Resources, Inc.

  Michigan   100% AUSA Holding Company    Credit insurance

CRI Canada Inc.

  Canada   100% Creditor Resources, Inc.    Holding company

CRI Solutions Inc.

  Maryland   100% Creditor Resources, Inc.    Sales of reinsurance and credit insurance

Cupples State LIHTC Investors, LLC

  Delaware   100% Garnet LIHTC Fund VIII, LLC    Investments

Diversified Investment Advisors, Inc.

  Delaware   100% Diversified Retirement Corporation    Investment advisor

Diversified Investors Securities Corp.

  Delaware   100% Diversified Investment Advisors, Inc.    Broker-Dealer


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Erfahrungsschatz GmbH

  Germany  

100% Cornerstone International

Holdings, Ltd.

   Marketing/membership

FD TLIC, Limited Liability Company

  New York   100% Transamerica Life Insurance Company    Broadway production

FD TLIC Ltd.

  United Kingdom   100% FD TLIC, LLC    Theatre production

FGH Realty Credit LLC

  Delaware   100% FGH USA, LLC    Real estate

FGH USA LLC

  Delaware   100% RCC North America LLC    Real estate

FGP 90 West Street LLC

  Delaware   100% FGH USA LLC    Real estate

FGP West Mezzanine LLC

  Delaware   100% FGH USA LLC    Real estate

FGP West Street LLC

  Delaware   100% FGP West Mezzanine LLC    Real estate

FGP West Street Two LLC

  Delaware   100% FGH USA LLC    Real estate

Fifth FGP LLC

  Delaware   100% FGH USA LLC    Real estate

Financial Planning Services, Inc.

  District of Columbia   100% Commonwealth General Corporation    Special-purpose subsidiary

First FGP LLC

  Delaware   100% FGH USA LLC    Real estate

Fong LCS Associates, LLC

  Delaware   100% Investors Warranty of America, Inc.    Investments

Fourth & Market Funding, LLC

  Delaware   Commonwealth General Corporation owns 0% participating percentage, but is Managing Member. Ownership: 99% Monumental Life Insurance Company and 1% Garnet Assurance Corporation II    Inactive

Fourth FGP LLC

  Delaware   100% FGH USA LLC    Real estate

Garnet Assurance Corporation

  Kentucky   100%Transamerica Life Insurance Company    Investments

Garnet Assurance Corporation II

  Iowa   100% Commonwealth General Corporation    Business investments

Garnet Assurance Corporation III

  Iowa   100% Transamerica Life Insurance Company    Business investments

Garnet Community Investments, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments II, LLC

  Delaware   100% Monumental Life Insurance Company    Securities

Garnet Community Investments III, LLC

  Delaware   100%Transamerica Life Insurance Company    Business investments

Garnet Community Investments IV, LLC

  Delaware   100% Monumental Life Insurance Company    Investments


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Garnet Community Investments V, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments VI, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments VII, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments VIII, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments IX, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments X, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments XI, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments XII, LLC

  Delaware   100% Monumental Life Insurance Company    Investments

Garnet Community Investments XVIII, LLC

  Delaware   100% Transamerica Life Insurance Company    Investments

Garnet Community Investments XX, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXIV, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Real estate investments

Garnet Community Investments XXV, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investment XXVI, LLC

  Delaware   100% Transamerica Life Insurance Company    Investments

Garnet Community Investments XXVII, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investment XXVIII, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXIX, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXX, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXXI, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXXII, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXXIII, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Garnet Community Investments XXXIV, LLC

  Delaware  

Sole Member - Transamerica Life

Insurance Company

   Investments

Garnet Community Investments XXXV, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet Community Investments XXXVI, LLC

  Delaware   Sole Member - Transamerica Life Insurance Company    Investments

Garnet LIHTC Fund II, LLC

  Delaware   Members: Garnet Community Investments II, LLC (0.01%); Metropolitan Life Insurance Company, a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund III, LLC

  Delaware   Members: Garnet Community Investments III, LLC (0.01%); Jefferson-Pilot Life Insurance Company, a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund IV, LLC

  Delaware   Members: Garnet Community Investments IV, LLC (0.01%); Goldenrod Asset Management, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund V, LLC

  Delaware   Members: Garnet Community Investments V, LLC (0.01%); Lease Plan North America, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund VI, LLC

  Delaware   Members: Garnet Community Investments VI, LLC (0.01%); Pydna Corporation, a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund VII, LLC

  Delaware   Members: Garnet Community Investments VII, LLC (0.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate(99.99%)    Investments

Garnet LIHTC Fund VIII, LLC

  Delaware   Members: Garnet Community Investments VIII, LLC (0.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate(99.99%)    Investments

Garnet LIHTC Fund IX, LLC

  Delaware   Members: Garnet Community Investments IX, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund X, LLC

  Delaware   Members: Garnet Community Investments X, LLC (0.01%); Goldenrod Asset Management, a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XI, LLC

  Delaware   Members: Garnet Community Investments XI, LLC (0.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)    Investments


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Garnet LIHTC Fund XII, LLC

  Delaware  

Garnet Community Investments XII,

LLC (.01%); and the following non-AEGON affiliates: Bank of America, N.A.( 73.39%); J.P. Morgan Chase Bank, N.A. (13.30%); NorLease, Inc. (13.30%)

   Investments

Garnet LIHTC Fund XII-A, LLC

  Delaware   Garnet Community Investments XII, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XII-B, LLC

  Delaware   Garnet Community Investments XII, LLC (0.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XII-C, LLC

  Delaware   Garnet Community Investments XII, LLC (.01%); NorLease, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XIII, LLC

  Delaware   Garnet Community Investments XII, LLC (.01%); and the following non-AEGON affiliates: Bank of America, N.A.( 73.39%); J.P. Morgan Chase Bank, N.A. (13.30%); NorLease, Inc. (13.30%)    Investments

Garnet LIHTC Fund XIII-A, LLC

  Delaware   Garnet Community Investments XII, LLC (.01%); J.P. Morgan Chase Bank, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XIII-B, LLC

  Delaware   Garnet Community Investments XII, LLC (.01%); Norlease, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XIV, LLC

  Delaware   0.01% Garnet Community Investments, LLC; 49.995% Wells Fargo Bank, N.A.; and 49.995% Goldenrod Asset Management, Inc.    Investments

Garnet LIHTC Fund XV, LLC

  Delaware   Members: Garnet Community Investments, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XVI, LLC

  Delaware   Members: Garnet Community Investments, LLC (0.01%); FNBC Leasing Corporation, a non-AEGON entity (99.99%)    Investments

Garnet LIHTC Fund XVII, LLC

  Delaware   Members: Garnet Community Investments, LLC (0.01%); ING USA Annuity and Life Insurance company, a non-affiliate of AEGON (12.999%), and ReliaStar Life Insurance Company, a non-affiliate of AEGON (86.991%).    Investments


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Garnet LIHTC Fund XVIII, LLC

  Delaware   Members: Garnet Community Investments XVIII, LLC (0.01%); Verizon Capital Corp., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XIX, LLC

  Delaware   Members: Garnet Community Investments, LLC (0.01%); Bank of America, N.A., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XX, LLC

  Delaware   Sole Member - Garnet Community Investments XX, LLC    Investments

Garnet LIHTC Fund XXI, LLC

  Delaware   100% Garnet Community Investments, LLC    Investments

Garnet LIHTC Fund XXII, LLC

  Delaware   Members: Garnet Community Investments, LLC (0.01%); Norlease, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XXIII, LLC

  Delaware   Members: Garnet Community Investments, LLC (0.01%); Idacorp Financial Services, Inc., a non-AEGON affiliate (99.99%)    Investments

Garnet LIHTC Fund XXIV, LLC

  Delaware   Members: Garnet Community Investments XXIV, LLC (0.01% as Managing Member); Transamerica Life Insurance Company (21.26%); non-affiliates of AEGON: New York Life Insurance Company (25.51%), New York Life Insurance and Annuity Corporation (21.3%) and Principal Life Insurance Company (31.49%)    Investments

Garnet LIHTC Fund XXV, LLC

  Delaware   Members: Garnet Community Investment XXV, LLC (0.01%); Garnet LIHTC Fund XXVIII LLC (1%); non-affiliates of AEGON: Mt. Hamilton Fund, LLC (97.99%); Google Affordable Housing I LLC (1%)    Investments

Garnet LIHTC Fund XXVI, LLC

  Delaware   Members: Garnet Community Investments XXVI, LLC (0.01%); American Income Life Insurance Company, a non-affiliate of AEGON (99.99%)    Investments

Garnet LIHTC Fund XXVII, LLC

  Delaware   Members: Garnet Community Investments XXVII, LLC (0.01%); Transamerica Life Insurance Company (16.7045%); non-affiliates of AEGON: Aetna Life Insurance Company (30.2856%); New York Life Insurance Company (22.7142%); ProAssurance Casualty Company (3.6343%); ProAssurance Indemnity Company (8.4800%); State Street Brank and Trust Company (18.1714%)    Investments


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Garnet LIHTC Fund XXVIII, LLC

  Delaware   Members: Garnet Community Investments XXVIII LLC (0.01%); non-affiliates of AEGON: USAA Casualty Insurance Company (17.998%); USAA General Indemnity Company (19.998%); USAA Life Insurance Company (3.999%); United Services Automobile Association (57.994%)    Real estate investments

Garnet LIHTC Fund XXIX, LLC

  Delaware   Members: Garnet Community Investments XXIX, LLC (.01%); non-affiliate of AEGON: Bank of America, N.A. (99.99%)    Investments

Garnet LIHTC Fund XXX, LLC

  Delaware   Garnet Community Investments XXX, LLC (0.01%); non-affiliate of AEGON, New York Life Insurance Company (99.99%)    Investments

Garnet LIHTC Fund XXXI, LLC

  Delaware   Members: Garnet Community Investments XXXI, LLC (0.1%); non-affiliates of AEGON: Thunderbolt Peak Fund, LLC (98.99%); Google Affordable Housing I, LLC (1%)    Investments

Garnet LIHTC Fund XXXII, LLC

  Delaware   Members: Garnet Community Investment XXXII, LLC (0.01%); non-affiliates of AEGON: New York Life Insurance Company (50.38%); New York Life Insurance Annuity Corporation (49.61%)    Investments

Garnet LIHTC Fund XXXIII, LLC

  Delaware   Members: Garnet Community Investment XXXIII, LLC (0.01%); non-affiliate of AEGON, NorLease, Inc. (99.99%)    Investments

Garnet LIHTC Fund XXXIV, LLC

  Delaware   Members: non-AEGON affiliate, U.S. Bancorp Community Development Corporation (99.99%); Garnet Community Investments XXXIV, LLC (.01%)    Investments

Garnet LIHTC Fund XXXV, LLC

  Delaware   Members: Garnet Community Investment XXXV, LLC (0.01%); non-affiliate of AEGON, Microsoft Corporation (99.99%)    Investments

Garnet LIHTC Fund XXXVI, LLC

  Delaware   Sole Member - Garnet Community Investments XXXVI, LLC    Investments

Garnet LIHTC Fund XXXVII, LLC

  Delaware   Sole Member - Garnet Community Investments XXXIII, LLC    Investments

Global Preferred Re Limited

  Bermuda   100% AEGON USA, LLC    Reinsurance


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Hadley Apartments, LLC

  Massachusetts   Members: Garnet LIHTC Fund XV, LLC (99.99% investor member); Transamerica Affordable Housing, Inc. (non-owner manager); Main South Community Development Corporation , a non-affiliate of AEGON (.01% special member)    affordable housing

Horizons Acquisition 5, LLC

  Florida   Sole Member - PSL Acquisitions Operating, LLC    Development company

Horizons St. Lucie Development, LLC

  Florida   Sole Member - PSL Acquisitions Operating, LLC    Development company

Imani Fe, LP

  California   Partners: Garnet LIHTC Fund XIV, LL (99.99% investor limited partner); Transamerica Affordable Housing, Inc. (non-owner manager); non-affiliates of AEGON: ABS Imani Fe, LLC (.0034% class A limited partner); Central Valley Coalition for Affordable Housing (.0033% co-managing general partner); Grant Housing and Economic Development Corporation (.0033% managing partner)    affordable housing

Intersecurities Insurance Agency, Inc.

  California   100% Western Reserve Life Assurance Co. of Ohio    Insurance agency

Interstate North Office Park GP, LLC

  Delaware   100% Interstate North Office Park Owner, LLC    Investments

Interstate North Office Park, LP

  Delaware   100% Interstate North Office Park Owner, LLC    Investments

Interstate North Office Park Owner, LLC

  Delaware   100% Investors Warranty of America, Inc.    Investments

Interstate North Office Park (Land) GP, LLC

  Delaware   100% Interstate North Office Park Owner, LLC    Investments

Interstate North Office Park (Land) LP

  Delaware   100% Interstate North Office Park Owner, LLC    Investments

Investors Warranty of America, Inc.

  Iowa   100% AUSA Holding Company    Leases business equipment

IWA Commercial Venture, LLC

  Georgia   Members: Investors Warranty of America, Inc. (99.9%); non-AEGON affiliate, Rooker/Commerce 962, LLC    Maintain property tax abatement

LCS Associates, LLC

  Delaware   100% Investors Warranty of America, Inc.    Investments

Legacy General Insurance Company

  Canada   100% AEGON Canada ULC    Insurance company


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Life Investors Alliance LLC

  Delaware  

Sole Member - Transamerica

Life Insurance Company

   Purchase, own, and hold the equity interest of other entities

LIICA Holdings, LLC

  Delaware   Sole Member: Transamerica Life Insurance Company    To form and capitalize LIICA Re I, Inc.

LIICA Re I, Inc.

  Vermont   100% LIICA Holdings, LLC    Captive insurance company

LIICA Re II, Inc.

  Vermont   100% Transamerica Life Insurance Company    Captive insurance company

Massachusetts Fidelity Trust Company

  Iowa   100% AUSA Holding Company    Trust company

McDonald Corporate Tax Credit Fund IV Limited Partnership

  Delaware   Partners: Monumental Life Insurance Company - 99.9% General Partner; TAH-McD IV, LLC - 0.10% General Partner    Tax credit fund

MLIC Re I, Inc.

  Vermont   100% Stonebridge Life Insurance Company    Captive insurance company

Money Services, Inc.

  Delaware   100% AUSA Holding Company    Provides financial counseling for employees and agents of affiliated companies

Monumental Financial Services, Inc.

  Maryland   100% AEGON USA, LLC    DBA in the State of West Viriginia for United Financial Services, Inc.

Monumental General Administrators, Inc.

  Maryland   100% AUSA Holding Company    Provides management services to unaffiliated third party administrator

Monumental Life Insurance Company

  Iowa   87.72% Commonwealth General Corporation; 12.28% AEGON USA, LLC    Insurance Company

nVISION Financial, Inc.

  Iowa   100% AUSA Holding Company    Special-purpose subsidiary

New Markets Community Investment Fund, LLC

  Iowa   50% AEGON Institutional Markets, Inc.; 50% AEGON USA Realty Advisors, Inc.    Community development entity

Oncor Insurance Services, LLC

  Iowa   Sole Member - Life Investors Financial Group, Inc.    Direct sales of term life insurance

Pearl Holdings, Inc. I

  Delaware   100% AEGON USA Asset Management Holding, LLC    Holding company

Pearl Holdings, Inc. II

  Delaware   100% AEGON USA Asset Management Holding, LLC    Holding company

Peoples Benefit Services, LLC

  Pennsylvania   Sole Member - Stonebridge Life Insurance Company    Special-purpose subsidiary

Pine Falls Re, Inc.

  Vermont   100% Stonebridge Life Insurance Company    Captive insurance company


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Primus Guaranty, Ltd.

  Bermuda  

Partners are: Transamerica Life

Insurance Company (13.1%) and non-affiliates of AEGON: XL Capital, Ltd. (34.7%); CalPERS/PCO Corporate Partners Fund, LLC (13.0%); Radian Group (11.1%). The remaining 28.1% of stock is publicly owned.

   Provides protection from default risk of investment grade corporate and sovereign issues of financial obligations.

PSL Acquisitions Operating, LLC

  Iowa   Sole Member: Investors Warranty of America, Inc.    Owner of Core subsidiary entities

Pyramid Insurance Company, Ltd.

  Hawaii   100% Transamerica Corporation    Property & Casualty Insurance

RCC North America LLC

  Delaware   100% AEGON USA, LLC    Real estate

Real Estate Alternatives Portfolio 1 LLC

  Delaware   Members: Transamerica Life Insurance Company (90.96%); Monumental Life Insurance Company (6.30%); Transamerica Financial Life Insurance Company (2.74%). Manager: AEGON USA Realty Advisors, Inc.    Real estate alternatives investment

Real Estate Alternatives Portfolio 2 LLC

  Delaware   Members are: Transamerica Life Insurance Company (90.25%); Transamerica Financial Life Insurance Company (7.5%); Stonebridge Life Insurance Company (2.25%). Manager: AEGON USA Realty Advisors, Inc.    Real estate alternatives investment

Real Estate Alternatives Portfolio 3 LLC

  Delaware   Members are: Transamerica Life Insurance Company (73.4%); Monumental Life Insurance Company (25.6%); Stonebridge Life Insurance Company (1%). Manager: AEGON USA Realty Advisors, Inc.    Real estate alternatives investment

Real Estate Alternatives Portfolio 3A, Inc.

  Delaware   Members: Monumental Life Insurance Company (37%); Transamerica Financial Life Insurance Company (9.4%); Transamerica Life Insurance Company (52.6%); Stonebridge Life Insurance Company (1%)    Real estate alternatives investment

Real Estate Alternatives Portfolio 4 HR, LLC

  Delaware   Members are: Transamerica Life Insurance Company (64%); Monumental Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%). Manager: AEGON USA Realty Advisors, Inc.    Investment vehicle for alternative real estate investments that are established annually for our affiliated companies common investment

Real Estate Alternatives Portfolio 4 MR, LLC

  Delaware   Members are: Transamerica Life Insurance Company (64%); Monumental Life Insurance Company (32%); Transamerica Financial Life Insurance Company (4%). Manager: AEGON USA Realty Advisors, Inc.    Investment vehicle for alternative real estate investments that are established annually for our affiliated companies common investment


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Realty Information Systems, Inc.

  Iowa   100% Transamerica Realty Services, LLC    Information Systems for real estate investment management

Retirement Project Oakmont

  California   General Partner: Transamerica Oakmont Retirement Associates, a CA limited partnership; Transamerica Life Insurance Company (limited partner); and Oakmont Gardens, a CA limited partnership (non-AEGON entity limited partner). General Partner of Transamerica Oakmont Retirement Associates is Transamerica Oakmont Corporation. 100 units of limited partnership interests widely held by individual investors.    Senior living apartment complex

River Ridge Insurance Company

  Vermont   100% AEGON Management Company    Captive insurance company

Second FGP LLC

  Delaware   100% FGH USA LLC    Real estate

Selient Inc.

  Canada   100% AEGON Canada ULC    Application service provider providing loan origination platforms to Canadian credit unions.

Seventh FGP LLC

  Delaware   100% FGH USA LLC    Real estate

Short Hills Management Company

  New Jersey   100% AEGON U.S. Holding Corporation    Dormant

Southwest Equity Life Insurance Company

  Arizona   Voting common stock is allocated 75% of total cumulative vote - AEGON USA, LLC. Participating Common stock (100% owned by non-AEGON shareholders) is allocated 25% of total cumulative vote.    Insurance

St. Lucie West Development Company, LLC

  Florida   Sole Member - PSL Acquisitions Operating, LLC    Development company

Stonebridge Benefit Services, Inc.

  Delaware   100% Commonwealth General Corporation    Health discount plan

Stonebridge Casualty Insurance Company

  Ohio   100% AEGON USA, LLC    Insurance company

Stonebridge Group, Inc.

  Delaware   100% Commonwealth General Corporation    General purpose corporation

Stonebridge International Insurance Ltd.

  UK   100% Cornerstone International Holdings Ltd.    General insurance company

Stonebridge Life Insurance Company

  Vermont   100% Commonwealth General Corporation    Insurance company

Stonebridge Reinsurance Company

  Vermont   100% Stonebridge Life Insurance Company    Captive insurance company


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

TAH-MCD IV, LLC

  Iowa   Sole Member - Transamerica Affordable Housing, Inc.    Serve as the general partner for McDonald Corporate Tax Credit Fund IV Limited Partnership

TAH Pentagon Funds, LLC

  Iowa   Sole Member - Transamerica Affordable Housing, Inc.    Serve as a general partner in a lower-tier tax credit entity

TAHP Fund I, LLC

  Delaware   Sole Member - Monumental Life Insurance Company    Real estate investments

TAHP Fund II, LLC

  Delaware   Sole Member - Garnet LIHTC Fund VIII, LLC    Low incoming housing tax credit

TAHP Fund VII, LLC

  Delaware   Investor Member: Garnet LIHTC Fund XIX, LLC    Real estatement investments

TCF Asset Management Corporation

  Colorado   100% TCFC Asset Holdings, Inc.    A depository for foreclosed real and personal property

TCFC Air Holdings, Inc.

  Delaware   100% Transamerica Commercial Finance Corporation, I    Holding company

TCFC Asset Holdings, Inc.

  Delaware   100% Transamerica Commercial Finance Corporation, I    Holding company

The AEGON Trust Advisory Board: Mark W. Mullin, Alexander R. Wynaendts, and Craig D. Vermie

  Delaware   AEGON International B.V.    Voting Trust

The RCC Group, Inc.

  Delaware   100% FGH USA LLC    Real estate

THH Acquisitions, LLC

  Iowa   Sole Member - Investors Waranty of America, Inc.    Acquirer of Core South Carolina mortgage loans from Investors Warranty of America, Inc. and holder of foreclosed real estate.

TIHI Canada Holding, LLC

  Iowa   Sole Member - Transamerica International Holdings, Inc.    Holding company

TIHI Mexico, S. de R.L. de C.V.

  Mexico   95% Transamerica International Holdings, Inc.; 5% Transamerica Life Insurance Company    To render and receive all kind of administrative, accountant, mercantile and financial counsel and assistance to and from any other Mexican or foreign corporation, whether or not this company is a shareholder of them

TLIC Riverwood Reinsurance, Inc.

  Iowa   100% Transamerica Life Insurance Company    Limited purpose subsidiary life insurance company

Tradition Development Company, LLC

  Florida   Sole Member - PSL Acquisitions Operating, LLC    Development company

Tradition Irrigation Company, LLC

  Florida   Sole Member-PSL Acquisitions Operating, LLC    Irrigation company

Tradition Land Company, LLC

  Iowa   Sole Member: Investors Warranty of America, Inc.    Aquirer of Core Florida mortgage loans from Investors Warranty and holder of foreclosed read estate.

Transamerica Accounts Holding Corporation

  Delaware   100% TCFC Asset Holdings, Inc.    Holding company

Transamerica Advisors Life Insurance Company

  Arkansas   100% AEGON USA, LLC    Insurance company

Transamerica Advisors Life Insurance Company of New York

  New York   100% AEGON USA, LLC    Insurance company


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Transamerica Affinity Marketing Corretora de Seguros Ltda.

  Brazil   749,000 quota shares owned by AEGON DMS Holding B.V.; 1 quota share owned by AEGON International B.V.    Brokerage company

Transamerica Affinity Services, Inc.

  Maryland   100% AEGON Direct Marketing Services, Inc.    Marketing company

Transamerica Affordable Housing, Inc.

  California   100% Transamerica Realty Services, LLC    General partner LHTC Partnership

Transamerica Agency Network, Inc.

  Iowa   100% AUSA Holding Company    Special purpose subsidiary

Transamerica Annuity Service Corporation

  New Mexico   100% Transamerica International Holdings, Inc.    Performs services required for structured settlements

Transamerica Asset Management, Inc.

  Florida   Western Reserve Life Assurance Co. of Ohio owns 77%; AUSA Holding Co. owns 23%.    Fund advisor

Transamerica Aviation LLC

  Delaware   100% TCFC Air Holdings, Inc.    Special purpose corporation

Transamerica Capital, Inc.

  California   100% AUSA Holding Company    Broker/Dealer

Transamerica Commercial Finance Corporation, I

  Delaware   100% Transamerica Finance Corporation    Holding company

Transamerica Consultora Y Servicios Limitada

  Chile   95% Transamerica Life Insurance Company; 5% Transamerica International Holdings, Inc.    Special purpose limited liability corporation

Transamerica Consumer Finance Holding Company

  Delaware   100% TCFC Asset Holdings, Inc.    Consumer finance holding company

Transamerica Corporation

  Delaware   100% The AEGON Trust    Major interest in insurance and finance

Transamerica Corporation

  Oregon   100% Transamerica Corporation    Holding company

Transamerica Direct Marketing Asia Pacific Pty Ltd.

  Australia   100% AEGON DMS Holding B.V.    Holding company

Transamerica Direct Marketing Consultants Private Limited

  India   99.95% AEGON DMS Holding B.V.; non-AEGON affiliate, Keshav Sunderraj owns .05%    Marketing consultant

Transamerica Distribution Finance - Overseas, Inc.

  Delaware   100% TCFC Asset Holdings, Inc.    Commercial Finance

Transamerica Finance Corporation

  Delaware   100% Transamerica Corporation    Commercial & Consumer Lending & equipment leasing

Transamerica Financial Advisors, Inc.

  Delaware   1,000 shares owned by AUSA Holding Company; 209 shares owned by Transamerica International Holdings, Inc.; 729 shares owned by AEGON Asset Management Services, Inc.    Broker/Dealer

Transamerica Financial Life Insurance Company

  New York   87.40% AEGON USA, LLC; 12.60% Transamerica Life Insurance Company    Insurance


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Transamerica Fund Services, Inc.

  Florida   Western Reserve Life Assurance Co. of Ohio owns 44%; AUSA Holding Company owns 56%    Mutual fund

Transamerica Funding LP

  U.K.   99% Transamerica Leasing Holdings, Inc.; 1% Transamerica Commercial Finance Corporation, I    Intermodal leasing

Transamerica Home Loan

  California   100% Transamerica Consumer Finance Holding Company    Consumer mortgages

Transamerica Insurance Marketing Asia Pacific Pty Ltd.

  Australia   100% Transamerica Direct Marketing Asia Pacific Pty Ltd.    Insurance intermediary

Transamerica International Direct Marketing Consultants, LLC

  Maryland   51% Hugh J. McAdorey; 49% AEGON Direct Marketing Services, Inc.    Provide consulting services ancillary to the marketing of insurance products overseas.

Transamerica International Holdings, Inc.

  Delaware   100% AEGON USA, LLC    Holding company

Transamerica International RE (Bermuda) Ltd.

  Bermuda   100% AEGON USA, LLC    Reinsurance

Transamerica International Re Escritório de Representação no Brasil Ltd

  Brazil   95% Transamerica International Re(Bermuda) Ltd.; 5% Transamerica International Holdings, Inc.    Insurance and reinsurance consulting

Transamerica Investment Management, LLC

  Delaware   Sole Member - AEGON USA Asset Management Holding, LLC    Investment advisor

Transamerica Leasing Holdings, Inc.

  Delaware   100% Transamerica Finance Corporation    Holding company

Transamerica Life Canada

  Canada   100% AEGON Canada ULC    Life insurance company

Transamerica Life Insurance Company

  Iowa   676,190 shares Common Stock owned by Transamerica International Holdings, Inc.; 86,590 shares of Preferred Stock owned by Transamerica Corporation; 30,564 shares of Preferred Stock owned by AEGON USA, LLC    Insurance

Transamerica Life (Bermuda) Ltd.

  Bermuda   100% Transamerica Life Insurance Company    Long-term life insurer in Bermuda - will primarily write fixed universal life and term insurance

Transamerica Oakmont Corporation

  California   100% Transamerica International Holdings, Inc.    General partner retirement properties

Transamerica Oakmont Retirement Associates

  California   General Partner is Transamerica Oakmont Corporation. 100 units of limited partnership interests widely held by individual investors.    Senior living apartments


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

Transamerica Pacific Insurance Company, Ltd.

  Hawaii   26,000 shares common stock owned by Commonwealth General Corporation; 1,000 shares of common stock owned by Transamerica International Holdings, Inc.    Life insurance

Transamerica Pyramid Properties LLC

  Iowa   100% Monumental Life Insurance Company    Realty limited liability company

Transamerica Realty Investment Properties LLC

  Delaware   100% Monumental Life Insurance Company    Realty limited liability company

Transamerica Realty Services, LLC

  Delaware   AUSA Holding Company - sole Member    Real estate investments

Transamerica Resources, Inc.

  Maryland   100% Monumental General Administrators, Inc.    To provide education and information regarding retirement and economic issues.

Transamerica Retirement Solutions Corporation

  Delaware   100% AUSA Holding Company    Retirement Plan Services

Transamerica Small Business Capital, Inc.

  Delaware   100% TCFC Asset Holdings, Inc.    Holding company

Transamerica Stable Value Solutions Inc.

  Delaware   100% Commonwealth General Corporation    Principle Business: Provides management services to the stable value division of AEGON insurers who issue synthetic GIC contracts.

Transamerica Travel and Conference Services, LLC

  Iowa   100% Money Services, Inc.    Travel and conference services

Transamerica Vendor Financial Services Corporation

  Delaware   100% TCFC Asset Holdings, Inc.    Provides commercial leasing

United Financial Services, Inc.

  Maryland   100% AEGON USA, LLC    General agency

Universal Benefits, LLC

  Iowa   100% AUSA Holding Company    Third party administrator

Western Reserve Life Assurance Co. of Ohio

  Ohio   100% AEGON USA, LLC    Insurance

WFG China Holdings, Inc.

  Delaware   100% World Financial Group, Inc.    Hold interest in Insurance Agency located in Peoples Republic of China

WFG Insurance Agency of Puerto Rico, Inc.

  Puerto Rico   100% World Financial Group Insurance Agency, Inc.    Insurance agency

WFG Properties Holdings, LLC

  Georgia   100% World Financial Group, Inc.    Marketing

WFG Reinsurance Limited

  Bermuda   51% owned by World Financial Group, Inc; remaining 49% is annually offered to independent contractors associated with WFG Reinsurance Ltd.    Reinsurance

WFG Securities of Canada, Inc.

  Canada   100% World Financial Group Holding Company of Canada, Inc.    Mutual fund dealer

World Financial Group Canada Inc.

  Canada   100% World Financial Group Holding Company of Canada Inc.    Marketing

World Financial Group Holding Company of Canada Inc.

  Canada   100% Transamerica International Holdings, Inc.    Holding company


Name

 

Jurisdiction

of

Incorporation

 

Percent of Voting

Securities Owned

  

Business

World Financial Group, Inc.

  Delaware   100% AEGON Asset Management Services, Inc.    Marketing

World Financial Group Insurance Agency of Canada Inc.

  Ontario   50% World Financial Group Holding Co. of Canada Inc.; 50% World Financial Group Subholding Co. of Canada Inc.    Insurance agency

World Financial Group Insurance Agency of Hawaii, Inc.

  Hawaii   100% World Financial Group Insurance Agency, Inc.    Insurance agency

World Financial Group Insurance Agency of Massachusetts, Inc.

  Massachusetts   100% World Financial Group Insurance Agency, Inc.    Insurance agency

World Financial Group Insurance Agency of Wyoming, Inc.

  Wyoming   100% World Financial Group Insurance Agency, Inc.    Insurance agency

World Financial Group Insurance Agency, Inc.

  California   100% Western Reserve Life Assurance Co. of Ohio    Insurance agency

World Financial Group Subholding Company of Canada Inc.

  Canada   100% World Financial Group Holding Company of Canada, Inc.    Holding company

Yarra Rapids, LLC

  Delaware   Yarra Rapids Management, LLC is the non-owner Manager    Real estate investments

Yarra Rapids Management, LLC

  Delaware   Sole Member: AEGON USA Realty Advisors, LLC    Company organized for the intention of real estate investments but no business at this time

Zahorik Company, Inc.

  California   100% AUSA Holding Company    Inactive

Zero Beta Fund, LLC

  Delaware   Members are: Transamerica Life Insurance Company (82.35%); Monumental Life Insurance Company (16.16%); Transamerica Financial Life Insurance Company (1.49%) Manager: AEGON USA Investment Management LLC    Aggregating vehicle formed to hold various fund investments.


Item 27. Number of Contract Owners

As of July 31, 2013, there were 6,598 Owners of the Policies for Transamerica Variable Annuity Series; and 490 Owners of the Policies for Members® Variable Annuity Series; and 82 Owners of the Policies for Partners Variable Annuity Series.

Item 28. Indemnification

The Iowa Code (Sections 490.850 et. seq.) provides for permissive indemnification in certain situations, mandatory indemnification in other situations, and prohibits indemnification in certain situations. The Code also specifies procedures for determining when indemnification payments can be made.

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Depositor pursuant to the foregoing provisions, or otherwise, the Depositor has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Depositor of expenses incurred or paid by a director, officer or controlling person in connection with the securities being registered), the Depositor will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.


Item 29. Principal Underwriters

(a) Transamerica Capital, Inc. serves as the principal underwriter for the Retirement Builder Variable Annuity Account, Separate Account VA A, Separate Account VA B, Separate Account VA D, Separate Account VA E, Separate Account VA F, Separate Account VA I, Separate Account VA J, Separate Account VA K, Separate Account VA L, Separate Account VA P, Separate Account VA Q, Separate Account VA R, Separate Account VA S, Separate Account VA FF, Separate Account VA HH, Separate Account VA-1, Separate Account VA-2L, Separate Account VA-5, Separate Account VA-6, Separate Account VA-7, Separate Account VA-8, Separate Account Fund B, Separate Account Fund C, Transamerica Corporate Separate Account Sixteen, Transamerica Separate Account R3, Separate Account VL, Separate Account VUL-1; Separate Account VUL-2, Separate Account VUL-3, Separate Account VUL-4, Separate Account VUL-5, Separate Account VUL-6, Separate Account VUL-A, and Variable Life Account A. These accounts are separate accounts of Transamerica Life Insurance Company.

Transamerica Capital, Inc. serves as principal underwriter for Separate Account VA BNY, Separate Account VA QNY, Separate Account VA QQ, TFLIC Separate Account VNY, Separate Account VA-2LNY, TFLIC Separate Account C, Separate Account
VA-5NLNY, Separate Account VA-6NY, TFLIC Series Annuity Account and TFLIC Series Life Account. These accounts are separate accounts of Transamerica Financial Life Insurance Company.

Transamerica Capital, Inc. serves as principal underwriter for Separate Account VA U, Separate Account VA V, Separate Account VA AA, WRL Series Life Account, WRL Series Life Account G, WRL Series Life Corporate Account, WRL Series Annuity Account and WRL Series Annuity Account B. These accounts are separate accounts of Western Reserve Life Assurance Co. of Ohio.

Transamerica Capital, Inc. also serves as principal underwriter for Separate Account VA BB, Separate Account VA CC and Separate Account VL E. This account is a separate account of Monumental Life Insurance Company.

Transamerica Capital, Inc. also serves as principal underwriter for Merrill Lynch Life Variable Annuity Separate Account, Merrill Lynch Life Variable Annuity Separate Account A, Merrill Lynch Life Variable Annuity Separate Account B, Merrill Lynch Life Variable Annuity Separate Account C, Merrill Lynch Life Variable Annuity Separate Account D, Merrill Lynch Variable Life Separate Account, and Merrill Lynch Life Variable Life Separate Account II. These accounts are separate accounts of Transamerica Advisors Life Insurance Company.

Transamerica Capital, Inc. also serves as principal underwriter for ML of New York Variable Annuity Separate Account, ML of New York Variable Annuity Separate Account A, ML of New York Variable Annuity Separate Account B, ML of New York Variable Annuity Separate Account C, ML of New York Variable Annuity Separate Account D, ML of New York Variable Life Separate Account, and ML of New York Variable Life Separate Account II. These accounts are separate accounts of Transamerica Advisors Life Insurance Company of New York.

Transamerica Capital, Inc. also serves as principal underwriter for Transamerica Series Trust, Transamerica Funds, Transamerica Investors, Inc., Transamerica Partners Funds Group, Transamerica Partners Funds Group II, Transamerica Partners Portfolios, and Transamerica Asset Allocation Variable Funds.


(b) Directors and Officers of Transamerica Capital, Inc.:

 

Name

  

Principal

Business Address

 

Position and Offices with Underwriter

Thomas A. Swank

   (1)   Director

Michael W. Brandsma

   (2)  

Director, President and Chief Financial Officer

David W. Hopewell

   (1)   Director

David R. Paulsen

   (2)  

Director, Chief Executive Officer and Chief Sales Officer

Blake S. Bostwick

   (2)  

Chief Marketing Officer and Chief Operations Officer

Courtney John

   (2)  

Chief Compliance Officer and Vice President

Erin K. Burke

   (1)  

Assistant Secretary

Amy Angle

   (3)  

Assistant Vice President

Elizabeth Belanger

   (4)   Assistant Vice President

Margaret A. Cullem-Fiore

   (5)  

Assistant Vice President

Dennis P. Gallagher

   (5)  

Assistant Vice President

Christy Post-Rissin

   (5)  

Assistant Vice President

Brenda L. Smith

   (5)  

Assistant Vice President

Darin D. Smith

   (1)  

Assistant Vice President

Lisa Wachendorf

   (1)  

Assistant Vice President

Arthur D. Woods

   (5)  

Assistant Vice President

Carrie N. Powicki

   (2)  

Secretary

Karen R. Wright

   (3)  

Treasurer

Karen D. Heburn

   (5)  

Vice President

Wesley J. Hodgson

   (2)   Vice President

 

(1) 4333 Edgewood Road N.E., Cedar Rapids, IA 52499-0001
(2) 4600 S Syracuse St, Suite 1100, Denver, CO 80237-2719
(3) 100 Light Street, Floor B1, Baltimore, MD 21202
(4) 440 Mamaroneck Avenue, Harrison, NY 10528
(5) 570 Carillon Parkway, St. Petersburg, FL 33716


  (c) Compensation to Principal Underwriter:

 

Name of Principal Underwriter

   Net Underwriting
Discounts and
Commissions(1)
     Compensation on
Redemption
     Brokerage
Commissions
     Compensation  

Transamerica Capital, Inc.

     0         0         0         0   

 

(1)  Fiscal Year 2012

Item 30. Location of Accounts and Records

The records required to be maintained by Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 to 31a-3 promulgated thereunder, are maintained by Manager Regulatory Filing Unit, Transamerica Life Insurance Company at 4333 Edgewood Road, N.E., Cedar Rapids, Iowa 52499-0001.

Item 31. Management Services.

All management Contracts are discussed in Part A or Part B.

Item 32. Undertakings

 

(a) Registrant undertakes that it will file a post-effective amendment to this registration statement as frequently as necessary to ensure that the audited financial statements in the registration statement are never more than 16 months old for so long as Premiums under the Contract may be accepted.

 

(b) Registrant undertakes that it will include either (i) a postcard or similar written communication affixed to or included in the Prospectus that the applicant can remove to send for a Statement of Additional Information or (ii) a space in the Policy application that an applicant can check to request a Statement of Additional Information.

 

(c) Registrant undertakes to deliver any Statement of Additional Information and any financial statements required to be made available under this Form promptly upon written or oral request to Transamerica Life Insurance Company at the address or phone number listed in the Prospectus.

 

(d) Transamerica Life Insurance Company hereby represents that the fees and charges deducted under the contracts, in the aggregate, are reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed by Transamerica Life Insurance Company.

SECTION 403(B) REPRESENTATIONS

Transamerica Life Insurance Company represents that it is relying on a no-action letter dated November 28, 1988, to the American Council of Life Insurance (Ref. No. IP-6-88), regarding Sections 22(e), 27(c)(1), and 27(d) of the Investment Company Act of 1940, in connection with redeemability restrictions on Section 403(b) Policies, and that paragraphs numbered (1) through (4) of that letter will be complied with.

TEXAS ORP REPRESENTATION

The Registrant intends to offer policies to participants in the Texas Option Retirement Program. In connection with that offering, the Registrant is relying on Rule 6c-7 under the Investment Company Act of 1940 and is complying with, or shall comply with, paragraphs (a) – (d) of that Rule.


SIGNATURES

As required by the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant hereby certifies that this Amendment to the Registration Statement meets the requirements for effectiveness pursuant to paragraph (b) of Securities Act Rule 485 and has caused this Registration Statement to be signed on its behalf, in the City of Cedar Rapids and State of Iowa, on this 25th day of October, 2013.

 

SEPARATE ACCOUNT VA B
TRANSAMERICA LIFE INSURANCE COMPANY
Depositor

*

Brenda K. Clancy
President

As required by the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signatures

    

Title

 

Date

   

 

     Director and Chairman of the Board                       , 2013  
Mark W. Mullin*         

 

     Director, Senior Vice President, Secretary and General Counsel                       , 2013  
Craig D. Vermie*         

 

     Director, Chief Tax Officer and Senior Vice President                       , 2013  
Arthur C. Schneider*         

 

     Senior Vice President and Corporate Controller                       , 2013  
Eric J. Martin*         

 

     Director and President                       , 2013  
Brenda K. Clancy*         

 

     Director, Senior Vice President and Chief Financial Officer                       , 2013  
C. Michiel van Katwijk*         

/s/ Darin D. Smith

Darin D. Smith

     Assistant Secretary and Managing Assistant General Counsel   October 25, 2013  

 

* By: Darin D. Smith – Attorney-in-Fact pursuant to Powers of Attorney filed previously and herewith.