SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Weins Bruce

(Last) (First) (Middle)
C/O SEACOR HOLDINGS INC.
2200 ELLER DRIVE, PO BOX 13038

(Street)
FORT LAUDERDALE FL 33316

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEACOR HOLDINGS INC /NEW/ [ CKH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP/Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/13/2018 M 148 A $44.46 12,503 D
Common Stock 03/13/2018 M 271 A $44.99 12,774 D
Common Stock 03/13/2018 M 899 A $44.98 13,673 D
Common Stock 03/13/2018 M 899 A $38.53 14,572 D
Common Stock 03/13/2018 M 899 A $39.36 15,471 D
Common Stock 03/13/2018 M 899 A $41.23 16,370 D
Common Stock 03/13/2018 M 1,240 A $42.23 17,610 D
Common Stock 03/13/2018 M 564 A $45.28 18,174 D
Common Stock 03/13/2018 M 1,045 A $44.87 19,219 D
Common Stock 03/13/2018 M 1,045 A $43.24 20,264 D
Common Stock 03/13/2018 M 1,045 A $38.57 21,309 D
Common Stock 03/13/2018 M 1,045 A $34.14 22,354 D
Common Stock 03/13/2018 M 930 A $31.05 23,284 D
Common Stock 03/13/2018 M 930 A $35.1 24,214 D
Common Stock 03/13/2018 M 930 A $36.24 25,144 D
Common Stock 03/13/2018 M 930 A $39.18 26,074 D
Common Stock 03/13/2018 M 775 A $39.37 26,849 D
Common Stock 03/13/2018 M 775 A $37.63 27,624 D
Common Stock 03/13/2018 M 775 A $35.68 28,399 D
Common Stock 03/13/2018 M 775 A $47.1 29,174 D
Common Stock 03/13/2018 S 16,819 D $48.5 12,355 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) $44.46(1) 03/13/2018 M 148(2) (3) 03/04/2020 Common Stock 148 $0 0 D
Stock Options (right to buy) $44.99(4) 03/13/2018 M 271(5) (6) 03/04/2021 Common Stock 271 $0 0 D
Stock Options (right to buy) $44.98(7) 03/13/2018 M 899(8) (9) 03/02/2022 Common Stock 899 $0 0 D
Stock Options (right to buy) $38.53(10) 03/13/2018 M 899(8) (9) 03/04/2022 Common Stock 899 $0 0 D
Stock Options (right to buy) $39.36(11) 03/13/2018 M 899(8) (9) 03/04/2022 Common Stock 899 $0 0 D
Stock Options (right to buy) $41.23(12) 03/13/2018 M 899(8) (9) 03/04/2022 Common Stock 899 $0 0 D
Stock Options (right to buy) $42.23(13) 03/13/2018 M 1,240(14) (15) 03/04/2023 Common Stock 1,240 $0 0 D
Stock Options (right to buy) $45.28(16) 03/13/2018 M 564(17) (18) 12/03/2024 Common Stock 564 $0 341 D
Stock Options (right to buy) $44.87(19) 03/13/2018 M 1,045(20) (21) 03/04/2025 Common Stock 1,045 $0 698 D
Stock Options (right to buy) $43.24(22) 03/13/2018 M 1,045(20) (21) 03/04/2025 Common Stock 1,045 $0 698 D
Stock Options (right to buy) $38.57(23) 03/13/2018 M 1,045(20) (21) 03/04/2025 Common Stock 1,045 $0 698 D
Stock Options (right to buy) $34.14(24) 03/13/2018 M 1,045(20) (21) 03/04/2025 Common Stock 1,045 $0 698 D
Stock Options (right to buy) $31.05(25) 03/13/2018 M 930(26) (27) 03/04/2026 Common Stock 930 $0 1,395 D
Stock Options (right to buy) $35.1(28) 03/13/2018 M 930(26) (27) 03/04/2026 Common Stock 930 $0 1,395 D
Stock Options (right to buy) $36.24(29) 03/13/2018 M 930(26) (27) 03/04/2026 Common Stock 930 $0 1,395 D
Stock Options (right to buy) $39.18(30) 03/13/2018 M 930(26) (27) 03/04/2026 Common Stock 930 $0 1,395 D
Stock Options (right to buy) $39.37(31) 03/13/2018 M 775(32) (33) 04/05/2027 Common Stock 775 $0 2,325 D
Stock Options (right to buy) $35.68(34) 03/13/2018 M 775 (33) 04/07/2027 Common Stock 775 $0 2,325 D
Stock Options (right to buy) $37.63(35) 03/13/2018 M 775 (33) 04/07/2027 Common Stock 775 $0 2,325 D
Stock Options (right to buy) $47.1(36) 03/13/2018 M 775 (33) 04/07/2027 Common Stock 775 $0 2,325 D
Explanation of Responses:
1. On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $71.62 to $46.21. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $46.21 to $44.46.
2. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 52 additional stock options.
3. This option became exercisable in five equal annual installments beginning on March 4, 2011 and ending on March 4, 2015.
4. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $72.45 to $46.74. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $46.74 to $44.99.
5. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 212 additional stock options.
6. This option became exercisable in five equal annual installments beginning on March 4, 2012 and ending on March 4, 2016.
7. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $72.43 to $46.73. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $46.73 to $44.98.
8. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 319 additional stock options.
9. This option became exercisable in five equal annual installments beginning on March 4, 2013 and ending on March 4, 2017.
10. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $62.43 to $40.28. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $40.28 to $38.53.
11. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $63.71 to $41.11. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $41.11 to $39.36.
12. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $66.62 to $42.98. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $42.98 to $41.23.
13. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $68.17 to $43.98. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $43.98 to $42.23.
14. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 440 additional stock options.
15. This option became exercisable in five equal annual installments beginning on March 4, 2014 and ending on March 4, 2018.
16. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $72.9 to $47.03. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $47.03 to $45.28.
17. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 605 additional stock options.
18. This option is exercisable in five equal annual installments beginning on March 4, 2015 and ending on March 4, 2019.
19. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $72.25 to $46.62. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $46.62 to $44.87.
20. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 618 additional stock options.
21. This option is exercisable in five equal annual installments beginning on March 4, 2016 and ending on March 4, 2020.
22. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $69.73 to $44.99. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $44.99 to $43.24.
23. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $62.49 to $40.32. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $40.32 to $38.57.
24. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $55.63 to $35.89. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $35.89 to $34.14.
25. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $50.83 to $32.80. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $32.80 to $31.05.
26. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 825 additional stock options.
27. This option is exercisable in five equal annual installments beginning on March 4, 2017 and ending on March 4, 2021.
28. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $57.11 to $36.85. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $36.85 to $35.10.
29. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $58.88 to $37.99. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $37.99 to $36.24.
30. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $63.44 to $40.93. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $40.93 to $39.18.
31. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $64.66 to $41.72. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $41.72 to $39.97.
32. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 1100 additional stock options.
33. This option is exercisable in five equal annual installments beginning on March 4, 2018 and ending on March 4, 2022.
34. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in an adjustment to the exercise price of these options from $37.43 to $35.68.
35. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in an adjustment to the exercise price of these options from $39.38 to $37.63.
36. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in an adjustment to the exercise price of these options from $48.85 to $47.10.
Remarks:
/s/ William C. Long, Attorney-in-Fact 03/14/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.