-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SUjJui4UYq+fIQcQvDEBQktb/9dNysGdN2+6w6hXOnqosuZ4PNFQnL2otrqZI75j tHGcCw2cpeEHM1T1NuBVzg== 0000859360-03-000049.txt : 20030922 0000859360-03-000049.hdr.sgml : 20030922 20030922121059 ACCESSION NUMBER: 0000859360-03-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030919 FILED AS OF DATE: 20030922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINDELAR CORY CENTRAL INDEX KEY: 0001226868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26130 FILM NUMBER: 03903759 MAIL ADDRESS: STREET 1: C/O LEGATO SYSTEMS INC STREET 2: 2350 W EL CAMINO REAL CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGATO SYSTEMS INC CENTRAL INDEX KEY: 0000859360 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943077394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3210 PORTER DR CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4158126000 MAIL ADDRESS: STREET 1: 3210 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-09-19 0 0000859360 LEGATO SYSTEMS INC LGTO 0001226868 SINDELAR CORY 2350 W. EL CAMINO REAL MOUNTAIN VIEW CA 94040 0 1 0 0 Vice President Common Stock 2003-09-19 4 M 0 15000 2.79 A 21499 D Incentive Stock Option (right to buy) 2.79 2003-09-19 4 M 0 15000 0 D 2003-09-19 2012-09-19 Common Stock 15000 45000 D Incentive Stock Option (right to buy) 4.76 2002-09-21 2011-09-21 Common Stock 7478 7478 D Non-Qualified Stock Option (right to buy) 4.76 2002-09-21 2011-09-21 Common Stock 32522 32522 D Non-Qualified Stock Option (right to buy) 7.25 2001-12-27 2010-12-27 Common Stock 70000 70000 D Non-Qualified Stock Option (right to buy) 10.49 2002-04-23 2011-04-23 Common Stock 10000 10000 D This was reported as NQ but should be ISO This option becomes exercisable for 25% of the shares upon optionee's completion of one year of service and monthly vesting for the next thirty-six (36) months of service thereafter. By: Vijay Biligiri For: Cory Joseph Sindelar 2003-09-22 -----END PRIVACY-ENHANCED MESSAGE-----