-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FzZp4F48yMtPfeLNVUKLYumR34pDjtn3p08RsnWuw/xr/15sPGSAdB1PxIlKD5vo 9DiARzlR7JD700CXLi8j1g== 0000859360-03-000017.txt : 20030611 0000859360-03-000017.hdr.sgml : 20030611 20030611172622 ACCESSION NUMBER: 0000859360-03-000017 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030610 FILED AS OF DATE: 20030611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAY RICHARD A CENTRAL INDEX KEY: 0001138924 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26130 FILM NUMBER: 03741171 BUSINESS ADDRESS: STREET 1: C/O OTG SOFTWARE INC STREET 2: 6701 DEMOCRACY BLVD SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20817 BUSINESS PHONE: 3018971400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGATO SYSTEMS INC CENTRAL INDEX KEY: 0000859360 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943077394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3210 PORTER DR CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4158126000 MAIL ADDRESS: STREET 1: 3210 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0101 4/A 2003-06-10 2003-06-10 0 0000859360 LEGATO SYSTEMS INC LGTO 0001138924 KAY RICHARD A 1 0 0 0 Common Stock 2003-06-10 4 S 0 40000 7.9575 D 4088873 D Non-Qualified Stock Option (right to buy) 7.96 2003-06-10 5 A 0 40000 0 A 2003-06-10 2013-06-10 Common Stock 40000 40000 D 10b5-1 was setup with Goldman Sachs last November. The option shall be immediately exercisable for any or all of the option shares. However, any shares purchased under the option shall be subject to repurchase by the Corporation, at the exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. Each grant shall vest in a series of four (4) equal annual installments over the Optionee's period of continued service as a Board Member. Annual Automatic Grant on shareholders Meeting date. By: vijjay Biligiri For: Richard A. Kay 2003-06-11 -----END PRIVACY-ENHANCED MESSAGE-----