-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBVyIpHANn6cTRc2MbIVsJmLOi1U+6Dg35np+I2p/Tf0quaqNSmp6ieu5H2N+5Bl ut/TD/7PosijdxRxNdPfHw== 0000859360-03-000011.txt : 20030610 0000859360-03-000011.hdr.sgml : 20030610 20030610171703 ACCESSION NUMBER: 0000859360-03-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030610 FILED AS OF DATE: 20030610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAY RICHARD A CENTRAL INDEX KEY: 0001138924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26130 FILM NUMBER: 03739513 BUSINESS ADDRESS: STREET 1: C/O OTG SOFTWARE INC STREET 2: 6701 DEMOCRACY BLVD SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20817 BUSINESS PHONE: 3018971400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGATO SYSTEMS INC CENTRAL INDEX KEY: 0000859360 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943077394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3210 PORTER DR CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4158126000 MAIL ADDRESS: STREET 1: 3210 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgardoc.xml PRIMARY DOCUMENT X0101 4 2003-06-10 0 0000859360 LEGATO SYSTEMS INC LGTO 0001138924 KAY RICHARD A 1 0 0 0 Common Stock 2003-06-10 4 S 0 40000 7.9575 D 4088873 D Non-Qualified Stock Option (right to buy) 7.96 2003-06-10 5 A 0 40000 0 A 2004-06-10 2013-06-10 Common Stock 40000 40000 D 10b5-1 was setup with Goldman Sachs last November. Annual Automatic Grant on shareholders Meeting date. By: vijjay Biligiri For: Richard A. Kay 2003-06-10 -----END PRIVACY-ENHANCED MESSAGE-----