0001437749-19-010945.txt : 20190529 0001437749-19-010945.hdr.sgml : 20190529 20190529094844 ACCESSION NUMBER: 0001437749-19-010945 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 3 13p-1 1.01 20181231 1.02 20181231 FILED AS OF DATE: 20190529 DATE AS OF CHANGE: 20190529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVX Corp CENTRAL INDEX KEY: 0000859163 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 330379007 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-07201 FILM NUMBER: 19860071 BUSINESS ADDRESS: STREET 1: 1 AVX BOULEVARD CITY: FOUNTAIN INN STATE: SC ZIP: 29644 BUSINESS PHONE: 864-967-2150 MAIL ADDRESS: STREET 1: 1 AVX BOULEVARD CITY: FOUNTAIN INN STATE: SC ZIP: 29644 FORMER COMPANY: FORMER CONFORMED NAME: AVX CORP DATE OF NAME CHANGE: 20000628 FORMER COMPANY: FORMER CONFORMED NAME: KC SUBSIDIARY CORP DATE OF NAME CHANGE: 19900212 SD 1 avx20190523_sd.htm SD avx20190523_sd.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, DC 20549

 

 

FORM SD

Specialized Disclosure Report

 

 

 

 

 

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

001-07201

 33-0379007

(State or other jurisdiction of incorporation

or organization)

(Commission File Number)

(IRS Employer ID No.)

 

 

 

1 AVX Boulevard

Fountain Inn, South Carolina

29644

(Address of principal executive offices)

 

(Zip Code)

 

Michael E. Hufnagel (864) 967-2150

(Name and telephone number, including area code, of the person to contact in connection with this report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒ Rule 13p-1 under the Securities Exchange Act (17CFR240.13p-1) for the reporting period from January 1 to December 31, 2018.

 

 

 

 

Section 1 – Conflict Minerals Disclosure

 

Item 1.01     Conflict Minerals Disclosure and Report

 

Conflict Minerals Disclosure  

 

AVX Corporation (together with its consolidated subsidiaries, “AVX” or the “Company”) evaluated the current supply chain for its product lines and determined that certain products manufactured by the Company contain tungsten, tantalum, tin, and gold (3TG) for the period from January 1, 2018 to December 31, 2018.

 

A copy of the AVX Conflict Minerals Disclosure and Report is provided as Exhibit 1.01 and can also be found at http://www.avx.com/about-avx/environmental-compliance/

 

Item 1.02     Exhibit

 

A Conflict Minerals Report is attached as Exhibit 1.01 to this report.

 

Section 2 – Exhibits

 

Item 2.01     Exhibits

 

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

 

 

 

Exhibit Number

Exhibit Description

Exhibit 1.01

Conflict Minerals Report for the reporting period January 1, 2018 to December 31, 2018.

 

 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

Date: May 29, 2019

 

 

 

 

AVX Corporation

 

 

By:

/s/ Michael E. Hufnagel

 

 

 

Michael E. Hufnagel

 

Senior Vice President, Chief Financial Officer and Treasurer

 

 

EX-1.01 2 ex_145718.htm EXHIBIT 1.01 ex_145718.htm

Exhibit 1.01

 

 

AVX Corporation

Conflict Minerals Report

 

 

 

I.           Introduction

 

The Conflict Minerals Report of AVX Corporation (“AVX”) for calendar year ended December 31, 2018 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”).1 AVX utilizes metallic forms of tantalum, tin, tungsten and gold (“3TG”) minerals in various production processes and is committed to ensure that the 3TG in its products do not directly or indirectly finance or benefit armed groups that are perpetrators of human rights abuses in the Democratic Republic of Congo ("DRC") and the nine adjoining countries ("Covered Countries"). AVX has taken steps to comply with the Rule as described below.

 

AVX is a leading worldwide manufacturer and supplier of a broad line of passive electronic components and related products headquartered in the United States, with a number of global subsidiaries2 and distributes a variety of passive electronic components manufactured by other manufacturers (collectively “AVX Products”). While the details of AVX's manufacturing processes vary by product, generally speaking, AVX purchases raw materials which it then combines and treats to form electronic components. For some products, those components are then further combined or connected to form more complex components, modules or interconnect devices. The products are then tested and packaged. Each AVX manufactured product has a bill of materials allowing AVX to track all materials used in its manufacture. AVX currently has numerous manufacturing facilities around the world and the processes include, among other steps, assembly, batching, dicing, curing, sintering, welding, sputtering, molding, sealing and plating. To the best of our knowledge, the production processes for those products which AVX distributes are similar to those AVX itself manufactures. This report covers products manufactured by and for AVX in calendar 2018.

 

Pursuant to the Rule, AVX conducted a “reasonable country of origin inquiry,” which we believe was designed and performed in good faith, based on the procedures performed below:

 

  AVX conducted supply-chain surveys with direct material and resale product suppliers using the Responsible Business Alliance / Global e-Sustainability Initiative (“RBA/GeSI”) Conflict Minerals Reporting Template (“CMRT”) to identify the smelters and refiners who contributed refined conflict minerals to AVX Products.
     
  AVX reviewed supply-chain surveys and contacted direct material and resale product suppliers for clarification, or to provide additional information where necessary.

 

Based on the results of our inquiry, we undertook due diligence measures on the source and chain of custody of the necessary metallic forms of conflict minerals in our products that we had reason to believe may have originated from the Covered Countries and may not have come from recycled or scrap sources, in an effort to determine whether the sourcing of the minerals directly or indirectly financed or benefited armed groups.

 

II.           Design of Due Diligence Measures

 

AVX has designed its due diligence measures to be in conformity, in all material respects, with the internationally recognized due diligence framework in the Organisation for Economic Co-operation and Development (“OECD”) (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing (OECD 2016) (“OECD Framework”).

 


1 Numerous terms in this Report are defined in the Rule and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2012) for such definitions.

 

2 Under the rule, issuers that obtain control over a company that manufactures or contracts to manufacture products with necessary conflict minerals that previously had not been obligated to provide a specialized disclosure report for those minerals are allowed to delay reporting on the acquired company’s products until the end of the first reporting year that begins no sooner than eight months after the effective date of the acquisition. Therefore, the following subsidiaries acquired by AVX are not included in this report: AB Elektronik, AVX Antenna, Inc. (d/b/a Ethertronics) and Kumatec.

 

 

 

 

Controls include, but are not limited to, our Code of Conduct, which outlines expected behaviors for all AVX directors, employees, consultants and agents, our Due Diligence Policy on Conflict Minerals, and supplier conflict minerals assertions. In addition, AVX has engaged and actively cooperates with major manufacturers and others in the industry to promote responsible conflict minerals sourcing. We publicly communicate our Conflict Minerals Policy via our website: www.avx.com.3

 

III.          Smelters and Refineries Identified

 

AVX conducts smelter visits and supplier visits, however, due to the depth of our supply chain, we also rely on our suppliers to provide information on the origin of the 3TG minerals. AVX identified 139 active, in scope suppliers for the 2018 reporting year by using the Responsible Business Initiative's Conflict Minerals Reporting Template ("CMRT"). Of the 139 suppliers, 99% were able to identify all of the smelters and refiners who contributed the metallic 3TG used in their production processes.

 

IV.           Due Diligence Performed by AVX

 

AVX’s due diligence measures undertaken for AVX products manufactured in calendar year 2018 included, but was not limited to:

 

  Comparing the 248 smelters and refiners identified via the supply-chain surveys against the list of smelter/refiner facilities which have received a “conformant” designation from the Responsible Minerals Assurance Process (“RMAP”) or an audit program with which RMAP has mutual recognition, or are actively pursuing such a designation.

 

V.            Results of Due Diligence Measures

 

AVX sources 3TG minerals from countries inside and outside of the defined Covered Countries list. Based on the due diligence measures performed, we can confirm that, out of the total of 248 smelters and refiners identified, 38 were known to source 3TG minerals from the Covered Countries.4 Of the 38 smelters and refiners known to be sourcing from the Covered Countries, 100% were either conformant to the RMAP or had scheduled a date for an RMAP assessment.5 AVX has no reason to believe that any of the smelters or refiners identified in its supply chain sourced 3TG that directly or indirectly financed or benefited armed groups in a Covered Country, as defined by the Rule.

 

We were unable to fully identify countries of origin and/or smelters/refiners for calendar year 2018.

 


3 The content of any website referred to in this Report is included for general information only and is not incorporated by reference in this Report.

 

4 Per RMI_RCOIdata_V352019-03-29AVXC.

 

5 Per RMAP Conformant Smelters & Refiners List at: http://www.responsiblemineralsinitiative.org/conformant-smelter-refiner-lists/ on December 31, 2018.

 

 

 

 

The table below lists the facilities known to have processed metallic 3TG necessary to the production of AVX Products, based on CMRTs received by suppliers through December 31, 2018.

 

Metal

Smelter or Refiner Name

Location of Facility

   

Gold

Advanced Chemical Company

UNITED STATES

   

Gold

Aida Chemical Industries Co., Ltd.

JAPAN

   

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

GERMANY

   

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

   

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

BRAZIL

   

Gold

Argor-Heraeus S.A.

SWITZERLAND

   

Gold

Asahi Pretec Corp.

JAPAN

   

Gold

Asaka Riken Co., Ltd.

JAPAN

   

Gold

Aurubis AG

GERMANY

   

Gold

Bangko Sentral ng Pilipinas 

     
 

(Central Bank of the Philippines)

PHILIPPINES

   

Gold

Boliden AB

SWEDEN

   

Gold

C. Hafner GmbH + Co. KG

GERMANY

   

Gold

CCR Refinery - Glencore Canada Corporation

CANADA

   

Gold

Cendres + Metaux S.A.

SWITZERLAND

   

Gold

Chimet S.p.A.

ITALY

   

Gold

Daejin Indus Co., Ltd.

KOREA, REPUBLIC OF

   

Gold

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

   

Gold

DODUCO Contacts and Refining GmbH

GERMANY

   

Gold

Dowa

JAPAN

   

Gold

Eco-System Recycling Co., Ltd.

JAPAN

   

Gold

OJSC Novosibirsk Refinery

RUSSIAN FEDERATION

   

Gold

HeeSung Metal Ltd.

KOREA, REPUBLIC OF

   

Gold

Heimerle + Meule GmbH

GERMANY

   

Gold

Heraeus Metals Hong Kong Ltd.

CHINA

   

Gold

Heraeus Precious Metals GmbH & Co. KG

GERMANY

   

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share 

     
 

Co., Ltd.

CHINA

   

Gold

Ishifuku Metal Industry Co., Ltd.

JAPAN

   

Gold

Istanbul Gold Refinery

TURKEY

   

Gold

Japan Mint

JAPAN

   

Gold

Jiangxi Copper Co., Ltd.

CHINA

   

Gold

Asahi Refining USA Inc.

UNITED STATES

   

Gold

Asahi Refining Canada Ltd.

CANADA

   

Gold

JSC Uralelectromed

RUSSIAN FEDERATION

   

Gold

JX Nippon Mining & Metals Co., Ltd.

JAPAN

   

Gold

Kazzinc

KAZAKHSTAN

   

Gold

Kennecott Utah Copper LLC

UNITED STATES

   

Gold

Kojima Chemicals Co., Ltd.

JAPAN

   

Gold

Kyrgyzaltyn JSC

KYRGYZSTAN

   

Gold

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

   

Gold

Materion

UNITED STATES

   

Gold

Matsuda Sangyo Co., Ltd.

JAPAN

   

Gold

Metalor Technologies (Suzhou) Ltd.

CHINA

   

Gold

Metalor Technologies (Hong Kong) Ltd.

CHINA

   

Gold

Metalor Technologies (Singapore) Pte., Ltd.

SINGAPORE

   

Gold

Metalor Technologies S.A.

SWITZERLAND

   

Gold

Metalor USA Refining Corporation

UNITED STATES

   

 

 

 

 

 

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

   

Gold

Mitsubishi Materials Corporation

JAPAN

   

Gold

Mitsui Mining and Smelting Co., Ltd.

JAPAN

   

Gold

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

   

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

TURKEY

   

Gold

Nihon Material Co., Ltd.

JAPAN

   

Gold

Ohura Precious Metal Industry Co., Ltd.

JAPAN

   

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous 

     
 

Metals Plant" (OJSC Krastsvetmet)

RUSSIAN FEDERATION

   

Gold

PAMP S.A.

SWITZERLAND

   

Gold

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

   

Gold

PT Aneka Tambang (Persero) Tbk

INDONESIA

   

Gold

PX Precinox S.A.

SWITZERLAND

   

Gold

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

   

Gold

Royal Canadian Mint

CANADA

   
Gold SAMDUCK Precious Metals KOREA, REPUBLIC OF    

Gold

SEMPSA Joyeria Plateria S.A.

SPAIN

   

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

   

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

   

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

   

Gold

Solar Applied Materials Technology Corp.

TAIWAN

   

Gold

Sumitomo Metal Mining Co., Ltd.

JAPAN

   

Gold

Tanaka Kikinzoku Kogyo K.K.

JAPAN

   

Gold

The Refinery of Shandong Gold Mining Co., Ltd.

CHINA

   

Gold

Tokuriki Honten Co., Ltd.

JAPAN

   

Gold

Torecom

KOREA, REPUBLIC OF

   

Gold

Umicore Brasil Ltda.

BRAZIL

   

Gold

Umicore S.A. Business Unit Precious Metals Refining

BELGIUM

   

Gold

United Precious Metal Refining, Inc.

UNITED STATES

   

Gold

Valcambi S.A.

SWITZERLAND

   

Gold

Western Australian Mint (T/a The Perth Mint)

AUSTRALIA

   

Gold

Yamakin Co., Ltd.

JAPAN

   

Gold

Yokohama Metal Co., Ltd.

JAPAN

   

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

   

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

   

Gold

Umicore Precious Metals Thailand

THAILAND

   

Gold

Geib Refining Corporation

UNITED STATES

   

Gold

MMTC-PAMP India Pvt., Ltd.

INDIA

   

Gold

KGHM Polska Miedz Spolka Akcyjna

POLAND

   

Gold

Singway Technology Co., Ltd.

TAIWAN

   

Gold

Al Etihad Gold Refinery DMCC

UAE

   

Gold

Emirates Gold DMCC

UAE

   

Gold

T.C.A S.p.A

ITALY

   

Gold

REMONDIS PMR B.V.

NETHERLANDS

   

Gold

Korea Zinc Co., Ltd.

KOREA, REPUBLIC OF

   

Gold

Marsam Metals

BRAZIL

   

Gold

SAAMP

FRANCE

   

Gold

L'Orfebre S.A.

ANDORRA

   

Gold

Italpreziosi

ITALY

   

Gold

SAXONIA Edelmetalle GmbH

GERMANY

   

Gold

WIELAND Edelmetalle GmbH

GERMANY

   

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt 

     
 

GmbH

AUSTRIA

   

Gold

AU Traders and Refiners

SOUTH AFRICA

   

Gold

Bangalore Refinery

INDIA

   

Gold

SungEel HiMetal Co., Ltd.

KOREA, REPUBLIC OF

   

Gold

Planta Recuperadora de Metales SpA

CHILE

   

 

 

 

 

Gold

Safimet S.p.A

ITALY

   

Tantalum

Asaka Riken Co., Ltd.

JAPAN

   

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CHINA

   

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

CHINA

   

Tantalum

Exotech Inc.

UNITED STATES

   

Tantalum

F&X Electro-Materials Ltd.

CHINA

   

Tantalum

Guangdong Zhiyuan New Material Co., Ltd.

CHINA

   

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

   

Tantalum

Jiujiang Tanbre Co., Ltd.

CHINA

   

Tantalum

LSM Brasil S.A.

BRAZIL

   

Tantalum

Metallurgical Products India Pvt., Ltd.

INDIA

   

Tantalum

Mineracao Taboca S.A.

BRAZIL

   

Tantalum

Mitsui Mining and Smelting Co., Ltd.

JAPAN

   

Tantalum

NPM Silmet AS

ESTONIA

   

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

   

Tantalum

QuantumClean

UNITED STATES

   

Tantalum

RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng 

     
 

Tantalum & Niobium Co., Ltd.

CHINA

   

Tantalum

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

   

Tantalum

Taki Chemical Co., Ltd.

JAPAN

   

Tantalum

Telex Metals

UNITED STATES

   

Tantalum

Ulba Metallurgical Plant JSC

KAZAKHSTAN

   

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

   

Tantalum

D Block Metals, LLC

UNITED STATES

   

Tantalum

FIR Metals & Resource Ltd.

CHINA

   

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CHINA

   

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

CHINA

   

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CHINA

   

Tantalum

KEMET Blue Metals

MEXICO

   

Tantalum

H.C. Starck Co., Ltd.

THAILAND

   

Tantalum

H.C. Starck Tantalum and Niobium GmbH

GERMANY

   

Tantalum

H.C. Starck Hermsdorf GmbH

GERMANY

   

Tantalum

H.C. Starck Inc.

UNITED STATES

   

Tantalum

H.C. Starck Ltd.

JAPAN

   

Tantalum

H.C. Starck Smelting GmbH & Co. KG

GERMANY

   

Tantalum

Global Advanced Metals Boyertown

UNITED STATES

   

Tantalum

Global Advanced Metals Aizu

JAPAN

   

Tantalum

KEMET Blue Powder

UNITED STATES

   

Tantalum

Resind Industria e Comercio Ltda.

BRAZIL

   

Tantalum

Jiangxi Tuohong New Raw Material

CHINA

   

Tantalum

Power Resources Ltd.

MACEDONIA

   

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CHINA

   

Tin

Alpha

UNITED STATES

   

Tin

CV Gita Pesona

INDONESIA

   

Tin

PT Aries Kencana Sejahtera

INDONESIA

   

Tin

PT Premium Tin Indonesia

INDONESIA

   

Tin

CV United Smelting

INDONESIA

   

Tin

Dowa

JAPAN

   

Tin

EM Vinto

BOLIVIA

   

Tin

Fenix Metals

POLAND

   

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CHINA

   

Tin

Huichang Jinshunda Tin Co., Ltd.

CHINA

   

Tin

Gejiu Kai Meng Industry and Trade LLC

CHINA

   

Tin

China Tin Group Co., Ltd.

CHINA

   

Tin

Malaysia Smelting Corporation (MSC)

MALAYSIA

   

Tin

Metallic Resources, Inc.

UNITED STATES

   

 

 

 

 

Tin

Mineracao Taboca S.A.

BRAZIL

   

Tin

Minsur

PERU

   

Tin

Mitsubishi Materials Corporation

JAPAN

   

Tin

Jiangxi New Nanshan Technology Ltd.

CHINA

   

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

   

Tin

Operaciones Metalurgicas S.A.

BOLIVIA

   

Tin

PT Artha Cipta Langgeng

INDONESIA

   

Tin

PT Babel Inti Perkasa

INDONESIA

   

Tin

PT Bangka Tin Industry

INDONESIA

   

Tin

PT Belitung Industri Sejahtera

INDONESIA

   

Tin

PT Bukit Timah

INDONESIA

   

Tin

PT DS Jaya Abadi

INDONESIA

   

Tin

PT Karimun Mining

INDONESIA

   

Tin

PT Mitra Stania Prima

INDONESIA

   

Tin

PT Panca Mega Persada

INDONESIA

   

Tin

PT Prima Timah Utama

INDONESIA

   

Tin

PT Refined Bangka Tin

INDONESIA

   

Tin

PT Sariwiguna Binasentosa

INDONESIA

   

Tin

PT Stanindo Inti Perkasa

INDONESIA

   

Tin

PT Sumber Jaya Indah

INDONESIA

   

Tin

PT Timah Tbk Kundur

INDONESIA

   

Tin

PT Timah Tbk Mentok

INDONESIA

   

Tin

PT Tinindo Inter Nusa

INDONESIA

   

Tin

PT Tommy Utama

INDONESIA

   

Tin

Rui Da Hung

TAIWAN

   

Tin

Soft Metais Ltda.

BRAZIL

   

Tin

Thaisarco

THAILAND

   

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CHINA

   

Tin

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

   

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

   

Tin

Yunnan Tin Company Limited

CHINA

   

Tin

CV Venus Inti Perkasa

INDONESIA

   

Tin

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

   

Tin

Melt Metais e Ligas S.A.

BRAZIL

   

Tin

PT ATD Makmur Mandiri Jaya

INDONESIA

   

Tin

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

   

Tin

PT Inti Stania Prima

INDONESIA

   

Tin

CV Ayi Jaya

INDONESIA

   

Tin

CV Dua Sekawan

INDONESIA

   

Tin

PT Rajehan Ariq

INDONESIA

   

Tin

Resind Industria e Comercio Ltda.

BRAZIL

   

Tin

Metallo Belgium N.V.

BELGIUM

   

Tin

Metallo Spain S.L.U.

SPAIN

   

Tin

PT Bangka Prima Tin

INDONESIA

   

Tin

PT Sukses Inti Makmur

INDONESIA

   

Tin

PT Kijang Jaya Mandiri

INDONESIA

   

Tin

PT Menara Cipta Mulia

INDONESIA

   

Tin

HuiChang Hill Tin Industry Co., Ltd.

CHINA

   

Tin

Gejiu Fengming Metallurgy Chemical Plant

CHINA

   

Tin

Guanyang Guida Nonferrous Metal Smelting Plant

CHINA

   

Tin

Modeltech Sdn Bhd

MALAYSIA

   

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CHINA

   

Tin

PT Bangka Serumpun

INDONESIA

   

Tungsten

A.L.M.T. Corp.

JAPAN

   

Tungsten

Kennametal Huntsville

UNITED STATES

   

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

   

 

 

 

 

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

   

Tungsten

Fujian Jinxin Tungsten Co., Ltd.

CHINA

   

Tungsten

Global Tungsten & Powders Corp.

UNITED STATES

   

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CHINA

   

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CHINA

   

Tungsten

Japan New Metals Co., Ltd.

JAPAN

   

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

   

Tungsten

Kennametal Fallon

UNITED STATES

   

Tungsten

Tejing (Vietnam) Tungsten Co., Ltd.

VIET NAM

   

Tungsten

Wolfram Bergbau und Hutten AG

AUSTRIA

   

Tungsten

Xiamen Tungsten Co., Ltd.

CHINA

   

Tungsten

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

CHINA

   

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

   

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

   

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

   

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical 

     

 

Co., Ltd.

CHINA

   

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CHINA

   

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

   

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

   

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

   

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

CHINA

   

Tungsten

H.C. Starck Tungsten GmbH

GERMANY

   

Tungsten

H.C. Starck Smelting GmbH & Co. KG

GERMANY

   

Tungsten

Masan Tungsten Chemical LLC (MTC)

VIET NAM

   

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

   

Tungsten

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

CHINA

   

Tungsten

Niagara Refining LLC

UNITED STATES

   

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

CHINA

   

Tungsten

Hydrometallurg, JSC

RUSSIAN FEDERATION

   

Tungsten

Unecha Refractory metals plant

RUSSIAN FEDERATION

   

Tungsten

South-East Nonferrous Metal Company Limited of 

     

 

Hengyang City

CHINA

   

Tungsten

Philippine Chuangxin Industrial Co., Inc.

PHILIPPINES

   

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New 

     

 

Material Co., Ltd.

CHINA

   

Tungsten

ACL Metais Eireli

BRAZIL

   

Tungsten

Woltech Korea Co., Ltd.

KOREA, REPUBLIC OF

   

Tungsten

Moliren Ltd.

RUSSIAN FEDERATION

   

 

 

 

 

 

The below are countries of origin as reported by the RMI for the smelters and refiners in AVX's supply chain that were found Conformant to the Responsible Minerals Assurance Process protocols6:

 

Australia Austria Benin Bolivia Bolivia (Plurinational State of)
Brazil Burundi Chile China Colombia
Congo, Democratic Republic of the Ecuador Eritrea Ethiopia Ghana
Guinea Guyana India Indonesia Laos
Madagascar Malaysia Mali Mauritania Mongolia
Mozambique Myanmar Nicaragua Niger Nigeria
Peru Portugal Russian Federation Rwanda Sierra Leone
South Africa Swaziland Taiwan Tanzania Thailand
Togo Uganda United Kingdom of Great Britain and Northern Ireland United States of America Venezuela

 

 


6 RMI Conformant Smelter Sourcing Information report dated March 25, 2019.

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