0000950123-21-000912.txt : 20210203 0000950123-21-000912.hdr.sgml : 20210203 20210203070021 ACCESSION NUMBER: 0000950123-21-000912 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 EFFECTIVENESS DATE: 20210203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELPHI FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0000859139 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133427277 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15443 FILM NUMBER: 21584175 BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET STREET STREET 2: SUITE 1230 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-478-5142 MAIL ADDRESS: STREET 1: P.O. BOX 8985 STREET 2: 1105 NORTH MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19899 FORMER COMPANY: FORMER CONFORMED NAME: DELPHI FINANCIAL GROUP INC/DE DATE OF NAME CHANGE: 19930714 FORMER COMPANY: FORMER CONFORMED NAME: RSL HOLDING CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000859139 XXXXXXXX 12-31-2020 12-31-2020 false Delphi Financial Group, Inc.

P.O. Box 8985 1105 North Market Street Wilmington DE 19899

13F COMBINATION REPORT 028-15443 028-15442 Delphi Capital Management, Inc. Y Delphi Financial Group, Inc. ('DFG') is the parent company of Delphi Capital Management, Inc. ('DCM'), which is an institutional investment manager for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended, and therefore may be deemed to have investment discretion with respect to Section 13(f) securities as to which DCM possesses investment discretion, as well as Section 13(f) securities as to which other subsidiaries of DFG possess investment discretion. DFG is a direct wholly-owned subsidiary of Tokio Marine & Nichido Fire Insurance Co., Ltd. and an indirect wholly-owned subsidiary of Tokio Marine Holdings, Inc. Chad W. Coulter (302) 478-5142 /s/ Chad W. Coulter Philadelphia PA 02-03-2021 1 32 284184 false 1 028-15442 Delphi Capital Management, Inc. INFORMATION TABLE 2 2302.xml INFORMATION TABLE FOR FORM 13F ARBOR REALTY REIT ORD COM 038923108 7027 495566 SH SOLE 1 495566 0 0 ALIBABA GROUP HOLDING LTD SPONSORED ADS 01609W102 5050 21700 SH SOLE 1 21700 0 0 ALPHABET INC CAP STK CL C 02079K107 3854 2200 SH SOLE 1 2200 0 0 AMAZON.COM INC COM 023135106 3908 1200 SH SOLE 1 1200 0 0 ARES CAPITAL ORD COM 04010L103 13017 770708 SH SOLE 1 770708 0 0 ARES COMMERCIAL REIT ORD COM 04013V108 18304 1536878 SH SOLE 1 1536878 0 0 BLACKROCK MUNIHDS INV QL COM 09254P108 1247 88537 SH SOLE 1 88537 0 0 BLACKROCK MUNIHDS QLY II COM 09254C107 903 66127 SH SOLE 1 66127 0 0 BNY MELLON STRAT MUNI COM 05588W108 208 24502 SH SOLE 1 24502 0 0 BROOKFIELD REAL ASST INC SHS BEN INT 112830104 192 10780 SH SOLE 1 10780 0 0 DWS MUN INCOME TR COM 233368109 1447 124452 SH SOLE 1 124452 0 0 DYNEX CAPITAL REIT ORD COM 26817Q886 415 23303 SH SOLE 1 23303 0 0 ENERGY TRANSFER UNT COM UT LTD PTN 29273V100 30854 4992483 SH SOLE 1 4992483 0 0 GOLUB CAPITAL BDC ORD COM 38173M102 831 58746 SH SOLE 1 58746 0 0 INVESCO ADVANTAGE MU SH BEN INT 46132E103 396 34896 SH SOLE 1 34896 0 0 INVESCO CALIF MUN IN COM 46132P108 1995 127445 SH SOLE 1 127445 0 0 INVESCO EXCHANGE-TRA SR LN ETF 46138G508 2901 130200 SH SOLE 1 130200 0 0 INVESCO TR INVT GRAD COM 46131M106 1985 150242 SH SOLE 1 150242 0 0 ISHARES MSCI CHINA ETF MSCI CHINA ETF 46429B671 4621 57067 SH SOLE 1 57067 0 0 KRANESHARES CSI CHINA INTERNE CSI CHI INTERNET 500767306 2264 29480 SH SOLE 1 29480 0 0 MAIN STREET CAPITAL ORD COM 56035L104 654 20281 SH SOLE 1 20281 0 0 MICROSOFT CORP COM 594918104 3603 16200 SH SOLE 1 16200 0 0 MPLX LP COM UNIT REP LTD 55336V100 44612 2060600 SH SOLE 1 2060600 0 0 NEW YORK MORTGAGE REIT ORD COM PAR $.02 649604501 24752 6707963 SH SOLE 1 6707963 0 0 NUVEEN AMT FREE MUN COM 67071L106 1087 64787 SH SOLE 1 64787 0 0 NUVEEN AMT FREE QLTY COM 670657105 7565 501000 SH SOLE 1 501000 0 0 NUVEEN QUALITY MUNCP COM 67066V101 7646 497452 SH SOLE 1 497452 0 0 OXFORD LANE CAP CORP COM 691543102 465 85885 SH SOLE 1 85885 0 0 SIXTH STREET SPECIAL COM 83012A109 32900 1585544 SH SOLE 1 1585544 0 0 SPDR S&P CHINA ETF S&P CHINA ETF 78463X400 4631 35562 SH SOLE 1 35562 0 0 VANECK VECTORS ETF T FALLEN ANGEL HG 92189F437 2568 80000 SH SOLE 1 80000 0 0 VANGUARD TOTAL STOCK MARKET E TOTAL STK MKT 922908769 52283 268615 SH SOLE 1 268615 0 0