0000858873-14-000015.txt : 20140930 0000858873-14-000015.hdr.sgml : 20140930 20140930083540 ACCESSION NUMBER: 0000858873-14-000015 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SISUNG SECURITIES CORPORATION CENTRAL INDEX KEY: 0000858873 IRS NUMBER: 721156248 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03036 FILM NUMBER: 141128303 BUSINESS ADDRESS: STREET 1: PLACE ST. CHARLES STREET 2: 201 ST. CHARLES AVE., STE 4240 CITY: NEW ORLEANS STATE: LA ZIP: 70170 BUSINESS PHONE: 504-544-7700 MAIL ADDRESS: STREET 1: PLACE ST. CHARLES STREET 2: 201 ST. CHARLES AVE., STE 4240 CITY: NEW ORLEANS STATE: LA ZIP: 70170 FORMER COMPANY: FORMER CONFORMED NAME: SISUNG SECURITIES CORP /BD DATE OF NAME CHANGE: 19900104 MA-I 1 primary_doc.xml MA-I 0000858873 XXXXXXXX RICHARD L. SOLARES 504-544-7740 RICH@SISUNG.COM N LAWRENCE JOHN SISUNG III 001790087 N 1 0000858873 SISUNG SECURITIES CORPORATION N/A 02-21-1987 N 08-01-2014 0000858873 LOCATED 02-21-1987 PLACE ST. CHARLES 201 ST. CHARLES AVE., STE 4240 NEW ORLEANS LA 70170 PUNT JOHN SISUNG III 02-1987 SISUNG SECURITIES CORPORATION NEW ORLEANS LA 70170 Y Y VP PUBLIC FINANCE Y 06-1995 SISUNG INVESTMENT MANAGEMENT SERVICES 201 ST. CHARLES AVENUE SUITE 4240 NEW ORLEANS LA 70170 N Y PORTFOLIO MANAGEMENT VP 10 VICE PRESIDENT 08-1992 UNITED PROPERTIES NUMBER ONE CORPORATION 201 ST. CHARLES AVENUE SUITE 4240 NEW ORLEANS LA 70170 N N REAL ESTATE INVESTMENTS DIRECTOR 10 PASSIVE REAL ESTATE HOLDING 08-1994 LANDMARK DATA SERVICES 201 ST. CHARLES AVENUE SUITE 4240 NEW ORLEANS LA 70170 N N COMPLIANCE REPORTING AND DATA SERVICES DIRECTOR 10 ASSIST IN COMPLIANCE ANALYSIS 05-1991 SUMMIT HOLDINGS CORPORATION 201 ST. CHARLES AVENUE SUITE 4240 NEW ORLEANS LA 70170 N N DORMANT MANAGER 0 DORMANT 12-1995 UNITED PROFESSIONALS COMPANY, LLC, UNITED PROPERTIES #2, #3, #4 AND SISUNG COMMUNITY DEVELOPMENT FUND 201 ST. CHARLES AVENUE SUITE 4240 NEW ORLEANS LA 70170 N N REAL ESTATE AND BUSINESS DEVELOPMENT OWNER/MANAGER 10 ACTIVELY INVOLVED IN REAL ESTATE AND BUSINESS DEVELOPMENT 06-1999 LANDMARK LEASING LLC, LANDMARK MANAGEMENT INC, AND LANDMARK LEASING 2004A 201 ST. CHARLES AVENUE SUITE 4240 NEW ORLEANS LA 70170 N N EQUIPMENT AND FACILITIES LEASING OWNER AND MANAGER 10 ANALYSIS OF LEASING OPPORTUNITIES 06-1999 SISUNG CAPITAL, LLC, SISUNG CAPITAL MANAGEMENT LLC, SISUNG CAPITAL BIDCO, SISUNG LOUISIANA PLATINUM FUND #1, SUN CAPITAL, SISUNG LOUISIANA 2000, SISUNG LOUISIANA 2002, AND SISUNG FILM FINANCE, LLC 201 ST. CHARLES AVENUE SUITE 4240 NEW ORLEANS LA 70170 N Y VENTURE CAPITAL OWNER/MANAGER 10 MANAGING MEMBER/ANALYSIS OF COMPANIES/PROJECT SELECTION COMMITTEE 01-2010 SISUNG EXPORT CAPITAL LLC 201 ST. CHARLES AVENUE SUITE 4240 NEW ORLEANS LA 70170 N Y EXPORT/IMPORT FINANCIAL AND TECHNICAL SERVICES MANAGER 10 MANAGING MEMBER / PROJECT SELECTION / FINANCIAL ANALYSIS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-06-2014 RICHARD L. SOLARES SR. VP