0000858873-14-000015.txt : 20140930
0000858873-14-000015.hdr.sgml : 20140930
20140930083540
ACCESSION NUMBER: 0000858873-14-000015
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140924
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SISUNG SECURITIES CORPORATION
CENTRAL INDEX KEY: 0000858873
IRS NUMBER: 721156248
STATE OF INCORPORATION: LA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03036
FILM NUMBER: 141128303
BUSINESS ADDRESS:
STREET 1: PLACE ST. CHARLES
STREET 2: 201 ST. CHARLES AVE., STE 4240
CITY: NEW ORLEANS
STATE: LA
ZIP: 70170
BUSINESS PHONE: 504-544-7700
MAIL ADDRESS:
STREET 1: PLACE ST. CHARLES
STREET 2: 201 ST. CHARLES AVE., STE 4240
CITY: NEW ORLEANS
STATE: LA
ZIP: 70170
FORMER COMPANY:
FORMER CONFORMED NAME: SISUNG SECURITIES CORP /BD
DATE OF NAME CHANGE: 19900104
MA-I
1
primary_doc.xml
MA-I
0000858873
XXXXXXXX
RICHARD L. SOLARES
504-544-7740
RICH@SISUNG.COM
N
LAWRENCE
JOHN
SISUNG
III
001790087
N
1
0000858873
SISUNG SECURITIES CORPORATION
N/A
02-21-1987
N
08-01-2014
0000858873
LOCATED
02-21-1987
PLACE ST. CHARLES
201 ST. CHARLES AVE., STE 4240
NEW ORLEANS
LA
70170
PUNT
JOHN
SISUNG
III
02-1987
SISUNG SECURITIES CORPORATION
NEW ORLEANS
LA
70170
Y
Y
VP PUBLIC FINANCE
Y
06-1995
SISUNG INVESTMENT MANAGEMENT SERVICES
201 ST. CHARLES AVENUE
SUITE 4240
NEW ORLEANS
LA
70170
N
Y
PORTFOLIO MANAGEMENT
VP
10
VICE PRESIDENT
08-1992
UNITED PROPERTIES NUMBER ONE CORPORATION
201 ST. CHARLES AVENUE
SUITE 4240
NEW ORLEANS
LA
70170
N
N
REAL ESTATE INVESTMENTS
DIRECTOR
10
PASSIVE REAL ESTATE HOLDING
08-1994
LANDMARK DATA SERVICES
201 ST. CHARLES AVENUE
SUITE 4240
NEW ORLEANS
LA
70170
N
N
COMPLIANCE REPORTING AND DATA SERVICES
DIRECTOR
10
ASSIST IN COMPLIANCE ANALYSIS
05-1991
SUMMIT HOLDINGS CORPORATION
201 ST. CHARLES AVENUE
SUITE 4240
NEW ORLEANS
LA
70170
N
N
DORMANT
MANAGER
0
DORMANT
12-1995
UNITED PROFESSIONALS COMPANY, LLC, UNITED PROPERTIES #2, #3, #4 AND SISUNG COMMUNITY DEVELOPMENT FUND
201 ST. CHARLES AVENUE
SUITE 4240
NEW ORLEANS
LA
70170
N
N
REAL ESTATE AND BUSINESS DEVELOPMENT
OWNER/MANAGER
10
ACTIVELY INVOLVED IN REAL ESTATE AND BUSINESS DEVELOPMENT
06-1999
LANDMARK LEASING LLC, LANDMARK MANAGEMENT INC, AND LANDMARK LEASING 2004A
201 ST. CHARLES AVENUE
SUITE 4240
NEW ORLEANS
LA
70170
N
N
EQUIPMENT AND FACILITIES LEASING
OWNER AND MANAGER
10
ANALYSIS OF LEASING OPPORTUNITIES
06-1999
SISUNG CAPITAL, LLC, SISUNG CAPITAL MANAGEMENT LLC, SISUNG CAPITAL BIDCO, SISUNG LOUISIANA PLATINUM FUND #1, SUN CAPITAL, SISUNG LOUISIANA 2000, SISUNG LOUISIANA 2002, AND SISUNG FILM FINANCE, LLC
201 ST. CHARLES AVENUE
SUITE 4240
NEW ORLEANS
LA
70170
N
Y
VENTURE CAPITAL
OWNER/MANAGER
10
MANAGING MEMBER/ANALYSIS OF COMPANIES/PROJECT SELECTION COMMITTEE
01-2010
SISUNG EXPORT CAPITAL LLC
201 ST. CHARLES AVENUE
SUITE 4240
NEW ORLEANS
LA
70170
N
Y
EXPORT/IMPORT FINANCIAL AND TECHNICAL SERVICES
MANAGER
10
MANAGING MEMBER / PROJECT SELECTION / FINANCIAL ANALYSIS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-06-2014
RICHARD L. SOLARES
SR. VP