0001209191-12-016316.txt : 20120307 0001209191-12-016316.hdr.sgml : 20120307 20120307090144 ACCESSION NUMBER: 0001209191-12-016316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120306 FILED AS OF DATE: 20120307 DATE AS OF CHANGE: 20120307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHEWS CHARLES CENTRAL INDEX KEY: 0001190315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15803 FILM NUMBER: 12672596 MAIL ADDRESS: STREET 1: 11388 SORRENTO VALLEY RD STREET 2: STE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVANIR PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000858803 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330314804 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 20 ENTERPRISE STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 949-389-6700 MAIL ADDRESS: STREET 1: 20 ENTERPRISE STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: AVANIR PHARMACEUTICALS DATE OF NAME CHANGE: 19981207 FORMER COMPANY: FORMER CONFORMED NAME: LIDAK PHARMACEUTICALS DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-03-06 0 0000858803 AVANIR PHARMACEUTICALS, INC. AVNR 0001190315 MATHEWS CHARLES 20 ENTERPRISE, SUITE 200 ALISO VIEJO CA 92656 1 0 0 0 Common Stock 2012-03-06 4 P 0 5000 2.6946 A 5000 I By The Mathews Family Trust Common Stock 270094 D Common Stock 1875 I By Individual Retirement Account The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.68 to $2.6993, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Consists of (i) 267,594 shares underlying restricted stock units granted under the Issuer's equity plans, and (ii) 2,500 shares of common stock held by Mr. Mathews. /s/ Christine G. Ocampo, by power of attorney for Charles A. Mathews 2012-03-07