-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mx6yfLRu4bh/E4W5vFuAgY2OBuTnlNwvQQaLU3FeYVTa072+tahoFPGenlT3dpwg UArNNOHVXQfOPlfg6fhpYw== 0000946275-96-000416.txt : 19961224 0000946275-96-000416.hdr.sgml : 19961224 ACCESSION NUMBER: 0000946275-96-000416 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961212 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19961223 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMCLAIRE FINANCIAL CORP CENTRAL INDEX KEY: 0000858800 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251606091 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-18464 FILM NUMBER: 96684868 BUSINESS ADDRESS: STREET 1: 612 MAIN ST CITY: EMLENTON STATE: PA ZIP: 16373 BUSINESS PHONE: 4128672311 MAIL ADDRESS: STREET 1: POST OFFICE BOX D STREET 2: 612 MAIN STREET CITY: EMLENTON STATE: PA ZIP: 16373 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 12, 1996 EMCLAIRE FINANCIAL CORP. (Exact name of Registrant as specified in its Charter) Pennsylvania 333-11773 25-1606091 - ---------------------------- ------------- --------------- (State or other jurisdiction (SEC File No.) (IRS Employer of incorporation) Identification Number) 612 Main Street, Emlenton, Pennsylvania 16373-0046 - ----------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (412) 867-2311 -------------- Not Applicable ------------------------------------------------------------- (Former name or former address, if changed since last Report) EMCLAIRE FINANCIAL CORP. INFORMATION TO BE INCLUDED IN REPORT Item 5. Other Events On December 12, 1996, Emclaire Financial Corp., a Pennsylvania corporation ("Company"), completed the sale of 230,800 shares of common stock, $1.25 par value per share ("Common Stock"). The common stock of the Company was sold at $13.50 a share for net proceeds of approximately $2.9 million. The Company is the bank holding company for The Farmers National Bank of Emlenton, Emlenton, Pennsylvania (the "Bank"). The Company intends to use the funds contributed to it for general corporate purposes. The net proceeds retained by the Company will be available for additional contributions to the Bank in the form of debt or equity, to support future acquisitions and diversification activities, although there are no such plans at this time. Upon completion of the offering, the Company had 1,030,000 shares issued and outstanding. The common stock began trading on the OTC Electronic Bulletin Board on December 12, 1996. A copy of a press release issued December 12, 1996 by the Company is attached hereto as Exhibit 99 and is incorporated herein by reference in its entirety. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits: 99 Press Release dated December 12, 1996. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. EMCLAIRE FINANCIAL CORP. Date: December 23, 1996 By: /s/Ronald L. Ashbaugh ----------------------- Ronald L. Ashbaugh President and Chief Executive Officer EX-99 2 EXHIBIT EXHIBIT 99 Emclaire Financial Corp. 612 Main Street PA 16373 For Immediate Release Thursday, December 12, 199 Contact: Ronald L. Ashbaugh, President or John J. Boczar, Chief Financial Officer Emclaire Financial Corp. 412/867-2311 Emlenton, PA -- On December 12, 1996, Emclaire Financial Corp., a Pennsylvania corporation, completed the sale of an additional 230,800 shares of common stock, $1.25 par value per share. The common stock of the Company was sold at $13.50 a share for net proceeds of approximately $2.9 million. The Company is the bank holding company for The Farmers National Bank of Emlenton, Emlenton, Pennsylvania. "We are pleased with the interest of our stockholders and the local community in our offering" said Ronald L. Ashbaugh, President of the Company, "and we look forward to continuing operating as an independent community bank." The common stock began trading on the OTC Electronic Bulletin Board on December 12, 1996. Upon completion of the offering, the Company had 1,030,000 shares issued and outstanding. Hopper Soliday & Co., Inc., Lancaster, Pennsylvania, served as financial advisor and placement agent in the offering. -----END PRIVACY-ENHANCED MESSAGE-----