-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AVkNnSwJYs1OvvDfX7ooDgLG/iZfSft94kARgcjGU/YEhYtCjjP5DhEcsI/tKzeu vZl+anClnesHF2AUxalqZg== 0001005477-99-005108.txt : 19991115 0001005477-99-005108.hdr.sgml : 19991115 ACCESSION NUMBER: 0001005477-99-005108 CONFORMED SUBMISSION TYPE: N-23C-1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991031 FILED AS OF DATE: 19991112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW GERMANY FUND INC CENTRAL INDEX KEY: 0000858706 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133555471 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-23C-1 SEC ACT: SEC FILE NUMBER: 817-00201 FILM NUMBER: 99746406 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND ST STREET 2: C/O DEUTSCHE BANK CAPITAL CORP CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124747000 MAIL ADDRESS: STREET 1: 31 WEST 52ND STREET STREET 2: C/O DEUTSCHE BANK CAPITAL CORP CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: LENOX FUND INC DATE OF NAME CHANGE: 19900115 N-23C-1 1 FORM N-23C-1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-23C-1 STATEMENT BY REGISTERED CLOSED-END INVESTMENT COMPANY WITH RESPECT TO PURCHASES OF ITS OWN SECURITIES PURSUANT TO RULE N-23C-1 DURING THE LAST CALENDAR MONTH REPORT FOR CALENDAR MONTH OCTOBER 1999 THE NEW GERMANY FUND, INC. (Name of registered closed-end investment company) Approx Asset Date Number Price Value or Approx Seller Each Ident Shrs Per Asset Cov/Shr or Seller's Trans Sec Purch Share at Time of Purch Broker 10-01 GF 14600 11.7997 14.88 Weeden & Co. 10-04 " " 16600 11.9450 14.94 " " 10-05 " " 16600 12.0377 14.97 " " 10-06 " " 16600 12.0343 15.07 " " 10-20 " " 21000 12.1866 15.11 " " 10-21 " " 12000 12.0885 15.15 " " 10-22 " " 21000 12.1667 15.07 " " 10-25 " " 14400 11.9978 15.07 " " 10-26 " " 15000 12.0000 14.98 " " 10-27 " " 17500 11.9375 14.88 " " 10-28 " " 10600 12.0625 14.83 " " The New Germany Fund, Inc. (Name of Registrant) By Isabella Chan - Assistant Treasurer Date of Statement 11/5/99 Page 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-23C-1 STATEMENT BY REGISTERED CLOSED-END INVESTMENT COMPANY WITH RESPECT TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-23C-1 STATEMENT BY REGISTERED CLOSED-END INVESTMENT COMPANY WITH RESPECT TO PURCHASES OF ITS OWN SECURITIES PURSUANT TO RULE N-23C-1 DURING THE LAST CALENDAR MONTH REPORT FOR CALENDAR MONTH SEPTEMBER 1999 THE NEW GERMANY FUND, INC. (Name of registered closed-end investment company) Approx Asset Date Number Price Value or Approx Seller Each Ident Shrs Per Asset Cov/Shr or Seller's Trans Sec Purch Share at Time of Purch Broker 9-1 GF 17300 12.5723 15.03 Weeden & Co. 9-2 " " 17300 12.2500 15.05 " " 9-3 " " 17300 12.5231 15.05 " " 9-7 " " 15200 12.5559 15.23 " " 9-8 " " 15200 12.3750 15.23 " " 9-9 " " 15200 12.3956 15.32 " " 9-10 " " 12200 12.3955 15.15 " " 9-13 " " 14600 12.2853 14.98 " " 9-14 " " 14600 12.1704 14.89 " " 9-15 " " 14600 12.2068 14.68 " " 9-16 " " 14600 11.9358 14.70 " " 9-17 " " 14600 12.0608 14.76 " " 9-20 " " 15400 12.1469 14.81 " " 9-21 " " 15400 11.9756 14.83 " " 9-22 " " 9200 12.0000 14.73 " " 9-23 " " 15400 12.0203 14.60 " " 9-24 " " 15000 11.6563 14.40 " " 9-27 " " 14600 11.4375 14.43 " " 9-28 " " 14600 11.9088 14.56 " " 9-29 " " 14600 11.7800 14.68 " " 9-30 " " 14600 11.7855 14.90 " " The New Germany Fund, Inc. (Name of Registrant) By Isabella Chan - Assistant Treasurer Date of Statement 10/8/99 Page 1 PURCHASES OF ITS OWN SECURITIES PURSUANT TO RULE N-23C-1 DURING THE LAST CALENDAR MONTH REPORT FOR CALENDAR MONTH AUGUST 1999 THE NEW GERMANY FUND, INC. (Name of registered closed-end investment company) Approx Asset Date Number Price Value or Approx Seller Each Ident Shrs Per Asset Cov/Shr or Seller's Trans Sec Purch Share at Time of Purch Broker 8-2 GF 15000 12.5375 14.86 Weeden & Co. 8-3 " " 15000 12.6250 14.86 " " 8-4 " " 15000 12.7158 15.05 " " 8-5 " " 15000 12.5313 14.86 " " 8-6 " " 15000 12.6250 14.95 " " 8-9 " " 17000 12.6908 14.91 " " 8-10 " " 17000 12.6728 14.80 " " 8-11 " " 17000 12.6779 14.74 " " 8-12 " " 17000 13.0177 14.89 " " 8-13 " " 17000 13.2401 14.96 " " 8-16 " " 14800 13.0338 15.10 " " 8-17 " " 14800 13.0000 14.96 " " 8-18 " " 10700 12.9206 14.96 " " 8-19 " " 14800 12.8125 14.91 " " 8-20 " " 9300 12.7836 14.99 " " 8-23 " " 15000 12.9804 14.95 " " 8-24 " " 15000 12.9846 14.89 " " 8-25 " " 15000 13.0000 14.85 " " 8-26 " " 15000 12.9375 14.87 " " 8-27 " " 10900 12.8125 14.90 " " 8-30 " " 17300 12.5625 14.84 " " 8-31 " " 17300 12.4064 14.89 " " The New Germany Fund, Inc. (Name of Registrant) By Isabella Chan - Assistant Treasurer Date of Statement 9/10/99 Page 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-23C-1 STATEMENT BY REGISTERED CLOSED-END INVESTMENT COMPANY WITH RESPECT TO PURCHASES OF ITS OWN SECURITIES PURSUANT TO RULE N-23C-1 DURING THE LAST CALENDAR MONTH REPORT FOR CALENDAR MONTH JULY 1999 THE NEW GERMANY FUND, INC. (Name of registered closed-end investment company) Approx Asset Date Number Price Value or Approx Seller Each Ident Shrs Per Asset Cov/Shr or Seller's Trans Sec Purch Share at Time of Purch Broker 7-1 GF 13000 12.4134 14.71 Weeden & Co. 7-6 " " 8700 12.4095 14.89 " " 7-7 " " 6700 12.3843 14.90 " " 7-8 " " 1700 12.2610 14.87 " " 7-9 " " 4200 12.4717 15.00 " " 7-12 " " 10000 12.7500 14.98 " " 7-13 " " 7900 12.4549 14.97 " " 7-14 " " 10000 12.5000 15.03 " " 7-15 " " 10000 12.5075 15.29 " " 7-16 " " 6600 12.4896 15.34 " " 7-19 " " 9800 12.5415 15.26 " " 7-20 " " 14600 12.5000 15.48 " " 7-21 " " 14000 12.6429 15.40 " " 7-22 " " 14600 12.4803 15.28 " " 7-23 " " 14000 12.5000 15.20 " " 7-27 " " 14000 12.6250 15.16 " " 7-28 " " 14000 12.7563 15.08 " " 7-29 " " 14000 12.5938 15.02 " " 7-30 " " 14000 12.5625 15.14 " " The New Germany Fund, Inc. (Name of Registrant) By Isabella Chan - Assistant Treasurer Date of Statement 9/10/99 Page 1 -----END PRIVACY-ENHANCED MESSAGE-----