-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EYcef7J5c+rTlGSq66B2NWyEq+OoXBhVnlXBYKF/rPPHbP5NDi2lzFc4zmFvAyFf vdf8VBQcOEhx8sfEGeFb3A== 0000932384-99-000054.txt : 19990217 0000932384-99-000054.hdr.sgml : 19990217 ACCESSION NUMBER: 0000932384-99-000054 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: BERGER ASSOCIATES INC GROUP MEMBERS: KANSAS CITY SOUTHERN INDUSTRIES INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHCARE RECOVERIES INC CENTRAL INDEX KEY: 0000858629 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 611141758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-51111 FILM NUMBER: 99541568 BUSINESS ADDRESS: STREET 1: 1400 WATTERSON TOWER CITY: LOUISVILLE STATE: KY ZIP: 40218 BUSINESS PHONE: 5024541340 MAIL ADDRESS: STREET 1: 1400 WATTERSON TOWER CITY: LOUISVILLE STATE: KY ZIP: 40218 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERGER ASSOCIATES INC CENTRAL INDEX KEY: 0000903157 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 210 UNIVERSITY BLVD STREET 2: STE 900 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3033290200 MAIL ADDRESS: STREET 1: 210 UNIVERSITY BLVD STREET 2: STE 900 CITY: DENVER STATE: CO ZIP: 80206 SC 13G/A 1 SCHEDULE 13G/A - HEALTHCARE RECOVERIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* HEALTHCARE RECOVERIES, INC.1 ------------------------------------------ (Name of Issuer) COMMON STOCK ------------------------------------------ (Title of Class of Securities) 42220K101 ------------------------ (CUSIP Number) Not Applicable ----------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Scheule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) - ----------------- /1/The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13G Page 2 of 8 CUSIP No. 42220K101 Healthcare Recoveries, Inc. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Berger Associates, Inc. ID No. 13-2750052 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IA, CO - -------------------------------------------------------------------------------- Schedule 13G Page 3 of 8 CUSIP No. 42220K101 Healthcare Recoveries, Inc. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kansas City Southern Industries, Inc., ID No. 44-0663509 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- ------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON HC, CO - -------------------------------------------------------------------------------- Schedule 13G Page 4 of 8 CUSIP No. 42220K101 Healthcare Recoveries, Inc. - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer: HEALTHCARE RECOVERIES, INC. (b) Address of Issuer's Principal Executive Offices: 1400 WATTERSON TOWER LOUISVILLE, KENTUCKY 40218 Item 2. (a) Name of Person Filing: (1) BERGER ASSOCIATES, INC. (2) KANSAS CITY SOUTHERN INDUSTRIES, INC. (b) Address of Principal Business Office: (1) BERGER ASSOCIATES, INC. 210 UNIVERSITY BOULEVARD, SUITE 900 DENVER, COLORADO 80206 (2) KANSAS CITY SOUTHERN INDUSTRIES, INC. 114 WEST 11TH STREET KANSAS CITY, MO 64105 (c) Citizenship: (1) Berger Associates, Inc.: DELAWARE (2) Kansas City Southern Industries, Inc.: DELAWARE (d) Title of Class of Securities: COMMON STOCK (e) CUSIP Number: 42220K101 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) Broker or Dealer registered under Section 15 of the Act ----- Schedule 13G Page 5 of 8 CUSIP No. 42220K101 Healthcare Recoveries, Inc. - -------------------------------------------------------------------------------- (b) Bank as defined in section 3(a)(6) of the Act ----- (c) Insurance Company as defined in section 3(a)(19) of the Act ----- (d) Investment Company registered under section 8 of the ----- Investment Company Act (e) X Investment Adviser registered under section 203 of the ----- Investment Advisers Act of 1940/1/ (f) Employee Benefit Plan, Pension Fund which is subject to the ----- provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F) (g) X Parent Holding Company, in accordance with section ----- 240.13d-1(b)(1)(ii)(G) (Note: See Item 7)/2/ (h) Group, in accordance with section 240.13d-1(b)(1)(ii)(H) ----- Item 4. Ownership (a) Amount Beneficially Owned: (1) Berger Associates, Inc.: 0 (2) Kansas City Southern Industries, Inc.: 0 (b) Percent of Class: (1) Berger Associates, Inc.: 0.0% (2) Kansas City Southern Industries, Inc.: 0.0% - ------------------- /1/ Berger Associates, Inc. is a registered investment adviser. /2/ Kansas City Southern Industries, Inc. ("KCSI") is the parent holding company of Berger Associates, Inc. KCSI owns 100% of Berger Associates, Inc. and is filing this statement solely as a result of such stock ownership which may be deemed to give KCSI control over Berger Associates, Inc. Schedule 13G Page 6 of 8 CUSIP No. 42220K101 Healthcare Recoveries, Inc. - -------------------------------------------------------------------------------- (c) Number of shares as to which such person has: (1) Berger Associates, Inc.: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 0 (2) Kansas City Southern Industries, Inc. (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF BERGER ASSOCIATES, INC. HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES REFERENCED HEREIN. |X| Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: THIS STATEMENT HAS BEEN FILED JOINTLY BY KCSI (PARENT HOLDING COMPANY) AND BERGER ASSOCIATES, INC. (ITS REGISTERED INVESTMENT ADVISER SUBSIDIARY) AND INFORMATION RELATING TO BERGER ASSOCIATES, INC. HAS BEEN INCLUDED HEREIN. Schedule 13G Page 7 of 8 CUSIP No. 42220K101 Healthcare Recoveries, Inc. - -------------------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: N/A Schedule 13G Page 8 of 8 CUSIP No. 42220K101 Healthcare Recoveries, Inc. - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. BERGER ASSOCIATES, INC.: February 16, 1999 -------------------------------------------- Date /s/ Brian S. Ferrie -------------------------------------------- Signature Brian S. Ferrie, Vice President - Compliance -------------------------------------------- Name/Title KANSAS CITY SOUTHERN INDUSTRIES, INC. February 16, 1999 -------------------------------------------- Date /s/ Louis G. Van Horn -------------------------------------------- Date Louis G. Van Horn, Vice President and Comptroller -------------------------------------------- Name/Title EXHIBIT INDEX Exhibit Document Page No. - ------- -------- -------- A Joint Filing Agreement A-1 Exhibit A to SCHEDULE 13G Berger Associates, Inc. and KANSAS CITY SOUTHERN INDUSTRIES, INC. Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, Berger Associates, Inc., a Delaware corporation, and Kansas City Southern Industries, Inc., a Delaware corporation, hereby agree that the preceding Schedule 13G is being filed on behalf of each of them. IN WITNESS WHEREOF, the parties hereto have duly executed this agreement on this 16th day of February, 1999. BERGER ASSOCIATES, INC.: /S/ BRIAN S. FERRIE -------------------------------------------- Brian S. Ferrie Vice President - Compliance KANSAS CITY SOUTHERN INDUSTRIES, INC. /S/ LOUIS G. VAN HORN -------------------------------------------- Louis G. Van Horn, Vice President and Comptroller A-1 -----END PRIVACY-ENHANCED MESSAGE-----