Administrator

0001420506-22-000096.txt : 20220131 0001420506-22-000096.hdr.sgml : 20220131 20220131132311 ACCESSION NUMBER: 0001420506-22-000096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220131 DATE AS OF CHANGE: 20220131 EFFECTIVENESS DATE: 20220131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPHINX TRADING, LP CENTRAL INDEX KEY: 0000857956 IRS NUMBER: 363723624 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16422 FILM NUMBER: 22572460 BUSINESS ADDRESS: STREET 1: 111 W JACKSON BLVD STREET 2: #20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5081 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: # 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: SPHINX TRADING. LP DATE OF NAME CHANGE: 20121031 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID TRADING LP DATE OF NAME CHANGE: 20020213 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID TRADING LP /BD DATE OF NAME CHANGE: 20020213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000857956 XXXXXXXX 12-31-2021 12-31-2021 false SPHINX TRADING, LP

111 WEST JACKSON BLVD # 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16422 N Robert Wenzel Administrator 312-692-5081 Robert Wenzel, Administrator CHICAGO IL 12-31-2021 0 152 98005 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR SPHINX TRADING, LP ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 2604 200000 SH SOLE 200000 0 0 ACV AUCTIONS INC COM CL A 00091G104 565 30000 SH SOLE 30000 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 47 1000 SH SOLE 1000 0 0 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 3099 320094 SH SOLE 320094 0 0 AFRICAN GOLD ACQUISITION COR *W EXP 03/31/202 G0112R124 540 1098000 SH SOLE 1098000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 12 100 SH SOLE 100 0 0 ALPHABET INC CAP STK CL A 02079K305 6 2 SH SOLE 2 0 0 ALTENERGY ACQUISITION CORP UNIT 10/29/2026 02157M207 2523 250025 SH SOLE 250025 0 0 AMAZON COM INC COM 023135106 30 9 SH SOLE 9 0 0 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 76 400 SH SOLE 400 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 21161 1240375 SH SOLE 1240375 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 0 1 SH SOLE 1 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 40 3002 SH SOLE 3002 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 139 1500 SH SOLE 1500 0 0 ASPEN TECHNOLOGY INC COM 045327103 76 500 SH SOLE 500 0 0 ATHENE HOLDING LTD CL A G0684D107 500 6000 SH SOLE 6000 0 0 ATLANTIC CAP BANCSHARES INC COM 048269203 437 15200 SH SOLE 15200 0 0 ATOTECH LTD COM G0625A105 256 10012 SH SOLE 10012 0 0 AWARE INC MASS COM 05453N100 22 7000 SH SOLE 7000 0 0 B RILEY PRIN 250 MERGER CORP UNIT 04/06/2026 05602L203 3462 350000 SH SOLE 350000 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 32 21767 SH SOLE 21767 0 0 B. RILEY FINANCIAL INC COM 05580M108 444 5000 SH SOLE 5000 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 5418 600698 SH SOLE 600698 0 0 BK OF AMERICA CORP COM 060505104 44 1000 SH SOLE 1000 0 0 BOTTOMLINE TECH DEL INC COM 101388106 226 4000 SH SOLE 4000 0 0 BRIGHTCOVE INC COM 10921T101 5 500 SH SOLE 500 0 0 BRYN MAWR BK CORP COM 117665109 260 5786 SH SOLE 5786 0 0 CASPER SLEEP INC COM 147626105 100 15000 SH SOLE 15000 0 0 CECO ENVIRONMENTAL CORP COM 125141101 42 6790 SH SOLE 6790 0 0 CERNER CORP COM 156782104 93 1000 SH SOLE 1000 0 0 CHANGE HEALTHCARE INC COM 15912K100 43 2000 SH Call SOLE 0 0 0 CHANGE HEALTHCARE INC COM 15912K100 62 2900 SH Put SOLE 0 0 0 CHANGE HEALTHCARE INC COM 15912K100 111 5200 SH SOLE 5200 0 0 CINER RESOURCES LP COM UNIT LTD 172464109 1650 100000 SH SOLE 100000 0 0 CIRCOR INTL INC COM 17273K109 204 7500 SH SOLE 7500 0 0 CIT GROUP INC COM NEW 125581801 513 10000 SH SOLE 10000 0 0 COCA COLA CO COM 191216100 0 8 SH SOLE 8 0 0 COHERENT INC COM 192479103 267 1000 SH 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ACQUISITION CORP UNIT 11/25/2025 28059Q202 2212 221417 SH SOLE 221417 0 0 ENTEGRIS INC COM 29362U104 42 300 SH SOLE 300 0 0 ETFIS SER TR I VIRTUS INFRCAP 26923G822 15 600 SH SOLE 600 0 0 EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 1540 155208 SH SOLE 155208 0 0 FERRO CORP COM 315405100 65 3000 SH SOLE 3000 0 0 FERROGLOBE PLC SHS G33856108 621 100000 SH SOLE 100000 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 761 37137 SH SOLE 37137 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 360 7500 SH SOLE 7500 0 0 FORTERRA INC COM 34960W106 71 3000 SH SOLE 3000 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 1365 47200 SH SOLE 47200 0 0 GALATA ACQUISITION CORP SHS CL A G3R23A108 2795 288735 SH SOLE 288735 0 0 GALATA ACQUISITION CORP *W EXP 99/99/999 G3R23A116 188 400000 SH SOLE 400000 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 127 4000 SH SOLE 4000 0 0 GENERAL MTRS CO COM 37045V100 0 1200 SH Call SOLE 0 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 2 91 SH SOLE 91 0 0 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 7 1000 SH SOLE 1000 0 0 GRANITE PT MTG TR INC COM STK 38741L107 23 2000 SH SOLE 2000 0 0 GREAT ELM GROUP INC COM NEW 39037G109 2 769 SH SOLE 769 0 0 GREAT WESTERN BANCORP INC COM 391416104 357 10500 SH SOLE 10500 0 0 GREEN PLAINS INC COM 393222104 3824 110000 SH SOLE 110000 0 0 GREENIDGE GENERATION HLDGS I CLASS A COM 39531G100 0 17 SH SOLE 17 0 0 GREENSKY INC CL A 39572G100 341 30000 SH SOLE 30000 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 85 164132 SH SOLE 164132 0 0 IHS MARKIT LTD SHS G47567105 532 4000 SH SOLE 4000 0 0 IHS MARKIT LTD SHS G47567105 532 4000 SH Put SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 27 200 SH SOLE 200 0 0 INTERSECT ENT INC COM 46071F103 191 7000 SH SOLE 7000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 303 20000 SH SOLE 20000 0 0 ISHARES SILVER TR ISHARES 46428Q109 301 14000 SH SOLE 14000 0 0 ITERIS INC NEW COM 46564T107 11 2708 SH SOLE 2708 0 0 KIMBALL INTL INC CL B 494274103 409 40000 SH SOLE 40000 0 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0 NORTHERN TECHNOLOGIES INTL C COM 665809109 130 8501 SH SOLE 8501 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 205 3700 SH SOLE 3700 0 0 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 23 1500 SH SOLE 1500 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1 87 SH SOLE 87 0 0 ORION ENGINEERED CARBONS S A COM L72967109 5834 317744 SH SOLE 317744 0 0 OTONOMO TECHNOLOGIES LTD *W EXP 08/13/202 M7571L111 23 71141 SH SOLE 71141 0 0 OVINTIV INC COM 69047Q102 40 1200 SH SOLE 1200 0 0 OVINTIV INC COM 69047Q102 40 1200 SH Put SOLE 0 0 0 PAE INC COM CL A 69290Y109 99 10000 SH SOLE 10000 0 0 PARABELLUM ACQUISITION CORP UNIT 99/99/9999 69901P208 1064 104868 SH SOLE 104868 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 13 1000 SH SOLE 1000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 216 6000 SH SOLE 6000 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 76 8000 SH SOLE 8000 0 0 PNM RES INC COM 69349H107 91 2000 SH SOLE 2000 0 0 PNM RES INC COM 69349H107 18 400 SH Put SOLE 0 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 44 2625 SH SOLE 2625 0 0 QUANTUM CORP COM NEW 747906501 119 21499 SH SOLE 21499 0 0 QUANTUM FINTECH ACQUISTIN CO *W EXP 01/30/202 74767A113 133 260814 SH SOLE 260814 0 0 QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 1629 164723 SH SOLE 164723 0 0 QUIDEL CORP COM 74838J101 135 1000 SH SOLE 1000 0 0 QUOTIENT TECHNOLOGY INC COM 749119103 30 4000 SH SOLE 4000 0 0 REDBOX ENTERTAINMENT INC *W EXP 12/15/202 75724T111 859 825636 SH SOLE 825636 0 0 RICE ACQUISITION CORP II UNIT 99/99/9999 G75529118 526 50000 SH SOLE 50000 0 0 ROGERS CORP COM 775133101 137 500 SH SOLE 500 0 0 SEAPORT GLOBAL ACQUISITION I UNIT 11/17/2026 81221H204 2513 250000 SH SOLE 250000 0 0 SIERRA METALS INC COM 82639W106 419 308204 SH SOLE 308204 0 0 SIERRA WIRELESS INC COM 826516106 1 36 SH SOLE 36 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 65 200 SH SOLE 200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 285 600 SH SOLE 600 0 0 SPX FLOW INC COM 78469X107 182 2100 SH SOLE 2100 0 0 STARWOOD PPTY TR INC COM 85571B105 24 1000 SH SOLE 1000 0 0 STATE AUTO FINL CORP COM 855707105 103 2000 SH SOLE 2000 0 0 STATE AUTO FINL CORP COM 855707105 103 2000 SH Put SOLE 0 0 0 STERLING BANCORP DEL COM 85917A100 253 9799 SH SOLE 9799 0 0 SURMODICS INC COM 868873100 39 800 SH SOLE 800 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 204 12071 SH SOLE 12071 0 0 TILRAY INC COM CL 2 88688T100 14 2000 SH SOLE 2000 0 0 TRISTATE CAP HLDGS INC COM 89678F100 327 10800 SH SOLE 10800 0 0 UMPQUA HLDGS CORP COM 904214103 342 17800 SH SOLE 17800 0 0 UNISYS CORP COM NEW 909214306 2057 100000 SH SOLE 100000 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 8 1000 SH SOLE 1000 0 0 VEONEER INC COM 92336X109 142 4000 SH SOLE 4000 0 0 VEONEER INC COM 92336X109 21 600 SH Put SOLE 0 0 0 VONAGE HLDGS CORP COM 92886T201 208 10000 SH SOLE 10000 0 0 WABTEC COM 929740108 1 16 SH SOLE 16 0 0 WELBILT INC COM 949090104 190 8000 SH SOLE 8000 0 0 XENCOR INC COM 98401F105 336 8382 SH SOLE 8382 0 0 XERIS BIOPHARMA HOLDINGS INC COM 98422E103 4 1404 SH SOLE 1404 0 0 XILINX INC COM 983919101 106 500 SH SOLE 500 0 0 XILINX INC COM 983919101 106 500 SH Put SOLE 0 0 0 YELLOW CORP COM 985510106 1 53 SH SOLE 53 0 0 ZILLOW GROUP INC CL A 98954M101 25 400 SH SOLE 400 0 0