0001420506-16-000909.txt : 20160429
0001420506-16-000909.hdr.sgml : 20160429
20160429133337
ACCESSION NUMBER: 0001420506-16-000909
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160429
DATE AS OF CHANGE: 20160429
EFFECTIVENESS DATE: 20160429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPHINX TRADING, LP
CENTRAL INDEX KEY: 0000857956
IRS NUMBER: 363723624
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16422
FILM NUMBER: 161604909
BUSINESS ADDRESS:
STREET 1: 111 W JACKSON BLVD
STREET 2: #20TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 312-692-5081
MAIL ADDRESS:
STREET 1: 111 WEST JACKSON BLVD
STREET 2: # 20TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
FORMER COMPANY:
FORMER CONFORMED NAME: SPHINX TRADING. LP
DATE OF NAME CHANGE: 20121031
FORMER COMPANY:
FORMER CONFORMED NAME: PYRAMID TRADING LP
DATE OF NAME CHANGE: 20020213
FORMER COMPANY:
FORMER CONFORMED NAME: PYRAMID TRADING LP /BD
DATE OF NAME CHANGE: 20020213
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0000857956
XXXXXXXX
03-31-2016
03-31-2016
false
SPHINX TRADING, LP
111 WEST JACKSON BLVD
# 20TH FLOOR
CHICAGO
IL
60604
13F HOLDINGS REPORT
028-16422
N
Christopher Kuehner
Compliance Officer
312-692-5011
Christopher Kuehner , Compliance Officer
CHICAGO
IL
04-29-2016
0
119
56119
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR SPHINX TRADING, LP
ADEPTUS HEALTH INC
CL A
006855100
1416
25500
SH
Put
SOLE
0
0
0
ADEPTUS HEALTH INC
CL A
006855100
2921
52600
SH
Call
SOLE
0
0
0
AGL RES INC
COM
001204106
65
1000
SH
SOLE
1000
0
0
ALERE INC
COM
01449J105
278
5500
SH
Put
SOLE
0
0
0
ALERE INC
COM
01449J105
243
4800
SH
SOLE
4800
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
24
300
SH
SOLE
300
0
0
ANCHOR BANCORP WIS INC DEL
COM
03283P106
315
7000
SH
SOLE
7000
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
16
1000
SH
SOLE
1000
0
0
APOLLO ED GROUP INC
CL A
037604105
33
4000
SH
SOLE
4000
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
64
4796
SH
SOLE
4796
0
0
APPLE INC
COM
037833100
44
400
SH
SOLE
400
0
0
APRICUS BIOSCIENCES INC
COM
03832V109
1
1266
SH
SOLE
1266
0
0
ASTORIA FINL CORP
COM
046265104
236
14900
SH
SOLE
14900
0
0
AWARE INC MASS
COM
05453N100
41
11031
SH
SOLE
11031
0
0
BAKER HUGHES INC
COM
057224107
175
4000
SH
Put
SOLE
0
0
0
BAKER HUGHES INC
COM
057224107
175
4000
SH
SOLE
4000
0
0
BANK AMER CORP
COM
060505104
68
5000
SH
Put
SOLE
0
0
0
BANK AMER CORP
COM
060505104
1095
81000
SH
Call
SOLE
0
0
0
BANK AMER CORP
COM
060505104
104
7672
SH
SOLE
7672
0
0
BAXALTA INC
COM
07177M103
202
5000
SH
SOLE
5000
0
0
BROADCOM LTD
SHS
Y09827109
31
199
SH
SOLE
199
0
0
C1 FINL INC
COM
12591N109
121
5000
SH
SOLE
5000
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
231
7000
SH
SOLE
7000
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
667
9955
SH
SOLE
9955
0
0
CAPE BANCORP INC
COM
139209100
74
5470
SH
SOLE
5470
0
0
CARMIKE CINEMAS INC
COM
143436400
150
5000
SH
Put
SOLE
0
0
0
CARMIKE CINEMAS INC
COM
143436400
90
3000
SH
SOLE
3000
0
0
CENTENE CORP DEL
COM
15135B101
12
200
SH
SOLE
200
0
0
CLECO CORP NEW
COM
12561W105
55
1000
SH
SOLE
1000
0
0
COCA COLA CO
COM
191216100
0
8
SH
SOLE
8
0
0
COLUMBIA PIPELINE GROUP INC
COM
198280109
126
5000
SH
SOLE
5000
0
0
COMMUNITYONE BANCORP
COM
20416Q108
75
5617
SH
SOLE
5617
0
0
COWEN GROUP INC NEW
CL A
223622101
6
1497
SH
SOLE
1497
0
0
CSX CORP
COM
126408103
1084
42100
SH
Put
SOLE
0
0
0
CSX CORP
COM
126408103
335
13000
SH
Call
SOLE
0
0
0
CSX CORP
COM
126408103
261
10155
SH
SOLE
10155
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
6408
378300
SH
Put
SOLE
0
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
11728
692300
SH
Call
SOLE
0
0
0
DIREXION SHS ETF TR
DLY R/E BEAR3X
25459Y363
23
1500
SH
SOLE
1500
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
190
3000
SH
SOLE
3000
0
0
E M C CORP MASS
COM
268648102
72
2700
SH
SOLE
2700
0
0
EMPIRE DIST ELEC CO
COM
291641108
26
800
SH
Put
SOLE
0
0
0
EMPIRE DIST ELEC CO
COM
291641108
26
800
SH
SOLE
800
0
0
EXELON CORP
COM
30161N101
1420
39600
SH
Put
SOLE
0
0
0
EXELON CORP
COM
30161N101
8029
223900
SH
Call
SOLE
0
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
191
19706
SH
SOLE
19706
0
0
FIRSTMERIT CORP
COM
337915102
379
18000
SH
SOLE
18000
0
0
FOX CHASE BANCORP INC NEW
COM
35137T108
84
4325
SH
SOLE
4325
0
0
FRESH MKT INC
COM
35804H106
285
10000
SH
SOLE
10000
0
0
GILEAD SCIENCES INC
COM
375558103
1029
11200
SH
Put
SOLE
0
0
0
GILEAD SCIENCES INC
COM
375558103
478
5200
SH
Call
SOLE
0
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
49
1500
SH
Call
SOLE
0
0
0
HEARTLAND PMT SYS INC
COM
42235N108
290
3000
SH
SOLE
3000
0
0
HUMANA INC
COM
444859102
183
1000
SH
Put
SOLE
0
0
0
HUMANA INC
COM
444859102
128
700
SH
SOLE
700
0
0
INGRAM MICRO INC
CL A
457153104
36
1000
SH
SOLE
1000
0
0
INLAND REAL ESTATE CORP
COM NEW
457461200
65
6109
SH
SOLE
6109
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
76
500
SH
SOLE
500
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
79
6500
SH
Put
SOLE
0
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
139
9500
SH
SOLE
9500
0
0
ITC HLDGS CORP
COM
465685105
87
2000
SH
SOLE
2000
0
0
ITERIS INC
COM
46564T107
7
2708
SH
SOLE
2708
0
0
JARDEN CORP
COM
471109108
118
2000
SH
SOLE
2000
0
0
JOURNAL MEDIA GROUP INC
COM
48114A109
48
4000
SH
SOLE
4000
0
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
18
2500
SH
SOLE
2500
0
0
KINDER MORGAN INC DEL
COM
49456B101
63
3500
SH
SOLE
3500
0
0
KLA-TENCOR CORP
COM
482480100
29
400
SH
SOLE
400
0
0
MICROSEMI CORP
COM
595137100
2
62
SH
SOLE
62
0
0
MONARCH FINANCIAL HOLDINGS I
COM
60907Q100
23
1359
SH
SOLE
1359
0
0
MULTI FINELINE ELECTRONIX IN
COM
62541B101
37
1600
SH
SOLE
1600
0
0
NATIONAL PENN BANCSHARES INC
COM
637138108
43
4010
SH
SOLE
4010
0
0
NET 1 UEPS TECHNOLOGIES INC
COM NEW
64107N206
83
9000
SH
SOLE
9000
0
0
NEWLINK GENETICS CORP
COM
651511107
104
5700
SH
Put
SOLE
0
0
0
NEWLINK GENETICS CORP
COM
651511107
36
2000
SH
SOLE
2000
0
0
NOKIA CORP
SPONSORED ADR
654902204
0
33
SH
SOLE
33
0
0
NORTH ATLANTIC DRILLING LTD
COM
G6613P129
7
2400
SH
SOLE
2400
0
0
NTELOS HLDGS CORP
COM NEW
67020Q305
189
20500
SH
SOLE
20500
0
0
NUMEREX CORP PA
CL A
67053A102
1
200
SH
SOLE
200
0
0
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
94
10000
SH
SOLE
10000
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
20
1700
SH
SOLE
1700
0
0
PEPCO HOLDINGS INC
COM
713291102
0
7000
SH
Put
SOLE
0
0
0
PIEDMONT NAT GAS INC
COM
720186105
120
2000
SH
SOLE
2000
0
0
PROGRESSIVE WASTE SOLUTIONS
COM
74339G101
186
6000
SH
SOLE
6000
0
0
PROSHARES TR
ULTRA FNCLS NEW
74347X633
13
200
SH
SOLE
200
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
97
2625
SH
SOLE
2625
0
0
RADISYS CORP
COM
750459109
8
2000
SH
SOLE
2000
0
0
RITE AID CORP
COM
767754104
65
8000
SH
SOLE
8000
0
0
ROFIN SINAR TECHNOLOGIES INC
COM
775043102
48
1500
SH
SOLE
1500
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
29
501
SH
SOLE
501
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
29
500
SH
Put
SOLE
0
0
0
SANDISK CORP
COM
80004C101
38
500
SH
Put
SOLE
0
0
0
SANDISK CORP
COM
80004C101
152
2000
SH
SOLE
2000
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
1092
73526
SH
SOLE
73526
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8
40
SH
SOLE
40
0
0
STARWOOD PPTY TR INC
COM
85571B105
57
3000
SH
SOLE
3000
0
0
THE ADT CORPORATION
COM
00101J106
83
2000
SH
Put
SOLE
0
0
0
THE ADT CORPORATION
COM
00101J106
206
5000
SH
SOLE
5000
0
0
TIME WARNER CABLE INC
COM
88732J207
61
300
SH
Put
SOLE
0
0
0
TIME WARNER CABLE INC
COM
88732J207
123
600
SH
SOLE
600
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
42
4600
SH
SOLE
4600
0
0
TWO HBRS INVT CORP
COM
90187B101
79
10000
SH
SOLE
10000
0
0
UNILIFE CORP NEW
COM
90478E103
1
1000
SH
SOLE
1000
0
0
UNION PAC CORP
COM
907818108
366
4600
SH
Put
SOLE
0
0
0
UNION PAC CORP
COM
907818108
398
5000
SH
Call
SOLE
0
0
0
UNION PAC CORP
COM
907818108
295
3706
SH
SOLE
3706
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
291
30000
SH
Call
SOLE
0
0
0
UNIVERSAL TECHNICAL INST INC
COM
913915104
4
1000
SH
SOLE
1000
0
0
UNWIRED PLANET INC NEW
COM NEW
91531F202
3
333
SH
SOLE
333
0
0
VALSPAR CORP
COM
920355104
268
2500
SH
Call
SOLE
0
0
0
VALSPAR CORP
COM
920355104
107
1000
SH
SOLE
1000
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
15
10066
SH
SOLE
10066
0
0
VENAXIS INC
COM NEW
92262A206
0
32
SH
SOLE
32
0
0
VMWARE INC
CL A COM
928563402
16
300
SH
Put
SOLE
0
0
0
WHIRLPOOL CORP
COM
963320106
1479
8200
SH
Put
SOLE
0
0
0
WHIRLPOOL CORP
COM
963320106
5320
29500
SH
Call
SOLE
0
0
0
WILLIAMS COS INC DEL
COM
969457100
32
1982
SH
SOLE
1982
0
0
XENCOR INC
COM
98401F105
1718
128018
SH
SOLE
128018
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
14
500
SH
SOLE
500
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
0
53
SH
SOLE
53
0
0