Compliance Officer

0001420506-16-000677.txt : 20160122 0001420506-16-000677.hdr.sgml : 20160122 20160122161251 ACCESSION NUMBER: 0001420506-16-000677 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160122 DATE AS OF CHANGE: 20160122 EFFECTIVENESS DATE: 20160122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPHINX TRADING, LP CENTRAL INDEX KEY: 0000857956 IRS NUMBER: 363723624 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16422 FILM NUMBER: 161356367 BUSINESS ADDRESS: STREET 1: 111 W JACKSON BLVD STREET 2: #20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5081 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: # 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: SPHINX TRADING. LP DATE OF NAME CHANGE: 20121031 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID TRADING LP DATE OF NAME CHANGE: 20020213 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID TRADING LP /BD DATE OF NAME CHANGE: 20020213 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0000857956 XXXXXXXX 12-31-2015 12-31-2015 false SPHINX TRADING, LP

111 WEST JACKSON BLVD # 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16422 N Christopher Kuehner Compliance Officer 312-692-5011 Christopher Kuehner , Compliance Officer CHICAGO IL 01-22-2015 0 134 72854 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR SPHINX TRADING, LP ADEPTUS HEALTH INC CL A 006855100 278 5100 SH Call SOLE 0 0 0 ADEPTUS HEALTH INC CL A 006855100 998 18300 SH Put SOLE 0 0 0 AGL RES INC COM 001204106 64 1000 SH SOLE 1000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 24 300 SH SOLE 300 0 0 ALLERGAN PLC SHS G0177J108 156 500 SH Call SOLE 0 0 0 AMERICAN RESIDENTIAL PPTYS I COM 02927E303 88 4652 SH SOLE 4652 0 0 API TECHNOLOGIES CORP COM NEW 00187E203 819 593782 SH SOLE 593782 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 52 3000 SH SOLE 3000 0 0 APPLE INC COM 037833100 42 400 SH Call SOLE 0 0 0 APRICUS BIOSCIENCES INC COM 03832V109 1 1266 SH SOLE 1266 0 0 ATLAS ENERGY GROUP LLC COM 04929Q102 14 14888 SH SOLE 14888 0 0 AVOLON HLDGS LTD COM G52237107 99 3200 SH SOLE 3200 0 0 AVON PRODS INC COM 054303102 2 600 SH SOLE 600 0 0 AWARE INC MASS COM 05453N100 36 11031 SH SOLE 11031 0 0 BAKER HUGHES INC COM 057224107 185 4000 SH Put SOLE 0 0 0 BAKER HUGHES INC COM 057224107 185 4000 SH SOLE 4000 0 0 BANK AMER CORP COM 060505104 365 21672 SH SOLE 21672 0 0 BANK AMER CORP COM 060505104 269 16000 SH Put SOLE 0 0 0 BAXALTA INC COM 07177M103 47 1200 SH Put SOLE 0 0 0 BAXALTA INC COM 07177M103 47 1200 SH SOLE 1200 0 0 BIOMED REALTY TRUST INC COM 09063H107 379 15999 SH SOLE 15999 0 0 BOULDER BRANDS INC COM 101405108 220 20000 SH SOLE 20000 0 0 BROADCOM CORP CL A 111320107 370 6395 SH SOLE 6395 0 0 C1 FINL INC COM 12591N109 48 2000 SH SOLE 2000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 147 4600 SH SOLE 4600 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 566 8955 SH SOLE 8955 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 102 15000 SH SOLE 15000 0 0 CHUBB CORP COM 171232101 529 3987 SH SOLE 3987 0 0 CLECO CORP NEW COM 12561W105 157 3000 SH SOLE 3000 0 0 COCA COLA CO COM 191216100 0 8 SH SOLE 8 0 0 COMMUNITYONE BANCORP COM 20416Q108 76 5617 SH SOLE 5617 0 0 CONSTANT CONTACT INC COM 210313102 88 3000 SH SOLE 3000 0 0 COWEN GROUP INC NEW CL A 223622101 6 1497 SH SOLE 1497 0 0 CSX CORP COM 126408103 3381 130300 SH Call SOLE 0 0 0 CSX CORP COM 126408103 1028 39600 SH Put SOLE 0 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 1782 73800 SH Put SOLE 0 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 1377 57000 SH SOLE 57000 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 896 37100 SH Call SOLE 0 0 0 DIAMOND FOODS INC COM 252603105 80 2064 SH SOLE 2064 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 29 1500 SH SOLE 1500 0 0 DYAX CORP COM 26746E103 113 3000 SH Put SOLE 0 0 0 DYAX CORP COM 26746E103 113 3000 SH SOLE 3000 0 0 EXELON CORP COM 30161N101 4743 170800 SH Put SOLE 0 0 0 EXELON CORP COM 30161N101 4196 151100 SH Call SOLE 0 0 0 EXELON CORP COM 30161N101 1763 63493 SH SOLE 63493 0 0 EXXON MOBIL CORP COM 30231G102 78 1000 SH Put SOLE 0 0 0 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 247 10000 SH SOLE 10000 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 4 200 SH SOLE 200 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 400 36912 SH SOLE 36912 0 0 FOX CHASE BANCORP INC NEW COM 35137T108 88 4325 SH SOLE 4325 0 0 GILEAD SCIENCES INC COM 375558103 3785 37400 SH Put SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 9117 90100 SH Call SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 486 4801 SH SOLE 4801 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 48 316522 SH SOLE 316522 0 0 HATTERAS FINL CORP COM 41902R103 20 1500 SH SOLE 1500 0 0 HEALTH NET INC COM 42222G108 396 5787 SH SOLE 5787 0 0 HEARTLAND PMT SYS INC COM 42235N108 284 3000 SH SOLE 3000 0 0 HUMANA INC COM 444859102 125 700 SH SOLE 700 0 0 HUMANA INC COM 444859102 125 700 SH Put SOLE 0 0 0 HUNTINGTON BANCSHARES INC COM 446150104 24 2196 SH SOLE 2196 0 0 INLAND REAL ESTATE CORP COM NEW 457461200 47 4414 SH SOLE 4414 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 69 500 SH Call SOLE 0 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 124 10000 SH Put SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 171 13000 SH SOLE 13000 0 0 ITERIS INC COM 46564T107 6 2708 SH SOLE 2708 0 0 JARDEN CORP COM 471109108 228 4000 SH SOLE 4000 0 0 JOURNAL MEDIA GROUP INC COM 48114A109 48 4000 SH SOLE 4000 0 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 27 2500 SH SOLE 2500 0 0 KEURIG GREEN MTN INC COM 49271M100 180 2000 SH SOLE 2000 0 0 KINDER MORGAN INC DEL COM 49456B101 22 1500 SH SOLE 1500 0 0 KING DIGITAL ENTMT PLC ORD SHS G5258J109 265 14825 SH SOLE 14825 0 0 KLA-TENCOR CORP COM 482480100 139 2000 SH SOLE 2000 0 0 MEDASSETS INC COM 584045108 74 2404 SH SOLE 2404 0 0 MEDIA GEN INC NEW COM 58441K100 71 4400 SH Call SOLE 0 0 0 MEDIA GEN INC NEW COM 58441K100 192 11900 SH Put SOLE 0 0 0 MEDIA GEN INC NEW COM 58441K100 192 11900 SH SOLE 11900 0 0 MONARCH FINANCIAL HOLDINGS I COM 60907Q100 24 1359 SH SOLE 1359 0 0 NATIONAL PENN BANCSHARES INC COM 637138108 236 19160 SH SOLE 19160 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 95 7000 SH SOLE 7000 0 0 NEWLINK GENETICS CORP COM 651511107 255 7000 SH Put SOLE 0 0 0 NOKIA CORP SPONSORED ADR 654902204 26 3700 SH SOLE 3700 0 0 NOKIA CORP SPONSORED ADR 654902204 26 3700 SH Put SOLE 0 0 0 NORTH ATLANTIC DRILLING LTD COM G6613P129 6 2400 SH SOLE 2400 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 104 4020 SH SOLE 4020 0 0 NTELOS HLDGS CORP COM NEW 67020Q305 187 20500 SH SOLE 20500 0 0 NUMEREX CORP PA CL A 67053A102 1 200 SH SOLE 200 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 92 10000 SH SOLE 10000 0 0 OFFICE DEPOT INC COM 676220106 14 2500 SH SOLE 2500 0 0 OFFICE DEPOT INC COM 676220106 14 2500 SH Put SOLE 0 0 0 PARTNERRE LTD COM G6852T105 349 2500 SH SOLE 2500 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 19 1700 SH SOLE 1700 0 0 PEPCO HOLDINGS INC COM 713291102 182 7000 SH SOLE 7000 0 0 PEPCO HOLDINGS INC COM 713291102 182 7000 SH Put SOLE 0 0 0 PFIZER INC COM 717081103 81 2500 SH Call SOLE 0 0 0 PIEDMONT NAT GAS INC COM 720186105 86 1500 SH SOLE 1500 0 0 PMC-SIERRA INC COM 69344F106 116 10000 SH SOLE 10000 0 0 PRECISION CASTPARTS CORP COM 740189105 742 3200 SH SOLE 3200 0 0 PROCTER & GAMBLE CO COM 742718109 238 3000 SH Call SOLE 0 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 116 2625 SH SOLE 2625 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 14 200 SH SOLE 200 0 0 RADISYS CORP COM 750459109 6 2000 SH SOLE 2000 0 0 RITE AID CORP COM 767754104 63 8000 SH SOLE 8000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 27 500 SH SOLE 500 0 0 SANDISK CORP COM 80004C101 114 1500 SH SOLE 1500 0 0 SANDISK CORP COM 80004C101 228 3000 SH Put SOLE 0 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 1144 73026 SH SOLE 73026 0 0 SOLARWINDS INC COM 83416B109 124 2100 SH SOLE 2100 0 0 SOLERA HOLDINGS INC COM 83421A104 55 1000 SH Call SOLE 0 0 0 SOLERA HOLDINGS INC COM 83421A104 208 3800 SH SOLE 3800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8 40 SH SOLE 40 0 0 STANCORP FINL GROUP INC COM 852891100 114 1000 SH SOLE 1000 0 0 STARWOOD PPTY TR INC COM 85571B105 62 3000 SH SOLE 3000 0 0 SYMETRA FINL CORP COM 87151Q106 191 6000 SH SOLE 6000 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 48 2903 SH SOLE 2903 0 0 TECO ENERGY INC COM 872375100 80 3000 SH Put SOLE 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 54 4400 SH SOLE 4400 0 0 TWO HBRS INVT CORP COM 90187B101 81 10000 SH SOLE 10000 0 0 UNILIFE CORP NEW COM 90478E103 0 1000 SH SOLE 1000 0 0 UNION PAC CORP COM 907818108 1283 16406 SH SOLE 16406 0 0 UNION PAC CORP COM 907818108 1806 23100 SH Put SOLE 0 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 5 1000 SH SOLE 1000 0 0 UNWIRED PLANET INC NEW COM 91531F103 3 4000 SH SOLE 4000 0 0 UTI WORLDWIDE INC ORD G87210103 105 15000 SH SOLE 15000 0 0 VANGUARD NAT RES LLC COM UNIT 92205F106 14 4700 SH Put SOLE 0 0 0 VANGUARD NAT RES LLC COM UNIT 92205F106 44 14766 SH SOLE 14766 0 0 VENAXIS INC COM 92262A107 0 250 SH SOLE 250 0 0 WESTERN DIGITAL CORP COM 958102105 18 300 SH Put SOLE 0 0 0 WHIRLPOOL CORP COM 963320106 5008 34096 SH SOLE 34096 0 0 WHIRLPOOL CORP COM 963320106 9576 65200 SH Put SOLE 0 0 0 WHIRLPOOL CORP COM 963320106 4200 28600 SH Call SOLE 0 0 0 WILLIAMS COS INC DEL COM 969457100 51 1982 SH SOLE 1982 0 0 XENCOR INC COM 98401F105 1872 128018 SH SOLE 128018 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 14 500 SH SOLE 500 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 1 53 SH SOLE 53 0 0