0001104659-21-085834.txt : 20210625 0001104659-21-085834.hdr.sgml : 20210625 20210625171732 ACCESSION NUMBER: 0001104659-21-085834 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210625 DATE AS OF CHANGE: 20210625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLAZER AVRAM A CENTRAL INDEX KEY: 0001077812 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10593 FILM NUMBER: 211048976 MAIL ADDRESS: STREET 1: C/O WOODS OVIATT GILMAN LLP STREET 2: 700 CROSSROADS BUILDING CITY: ROCHESTER STATE: NY ZIP: 14614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iconix Acquisition LLC CENTRAL INDEX KEY: 0001868513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10593 FILM NUMBER: 211048978 BUSINESS ADDRESS: STREET 1: C/O WOODS OVIATT GILMAN LLP STREET 2: 1900 BAUSCH & LOMB PLACE CITY: ROCHESTER STATE: NY ZIP: 14604 BUSINESS PHONE: (585) 987-2820 MAIL ADDRESS: STREET 1: C/O WOODS OVIATT GILMAN LLP STREET 2: 1900 BAUSCH & LOMB PLACE CITY: ROCHESTER STATE: NY ZIP: 14604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avram Glazer Irrevocable Exempt Trust CENTRAL INDEX KEY: 0001582402 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10593 FILM NUMBER: 211048977 BUSINESS ADDRESS: STREET 1: C/O WOODS OVIATT GILMAN LLP STREET 2: 700 CROSSROADS BUILDING CITY: ROCHESTER STATE: NY ZIP: 14614 BUSINESS PHONE: (585) 987-2800 MAIL ADDRESS: STREET 1: C/O WOODS OVIATT GILMAN LLP STREET 2: 700 CROSSROADS BUILDING CITY: ROCHESTER STATE: NY ZIP: 14614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC. CENTRAL INDEX KEY: 0000857737 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 112481903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-730-0030 MAIL ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: CANDIES INC DATE OF NAME CHANGE: 19930604 FORMER COMPANY: FORMER CONFORMED NAME: MILLFELD TRADING CO INC DATE OF NAME CHANGE: 19920703 3 1 tm2120708d2_3.xml OWNERSHIP DOCUMENT X0206 3 2021-06-15 0 0000857737 ICONIX BRAND GROUP, INC. ICON 0001868513 Iconix Acquisition LLC C/O WOODS OVIATT GILMAN LLP 1900 BAUSCH & LOMB PLACE ROCHESTER NY 14604 0 0 1 0 0001582402 Avram Glazer Irrevocable Exempt Trust C/O WOODS OVIATT GILMAN LLP 1900 BAUSCH & LOMB PLACE ROCHESTER NY 14604 0 0 1 0 0001077812 GLAZER AVRAM A C/O WOODS OVIATT GILMAN LLP 1900 BAUSCH & LOMB PLACE ROCHESTER NY 14604 0 0 1 0 Convertible Notes Common Stock 5595502 I By Iconix Acquisition LLC The Convertible Notes are currently exercisable and will mature on August 15, 2023. The principal amount of the Convertible Notes is presently convertible at a fixed conversion price of $19.16 per share plus a make-whole premium, presently $2.99 per share, which is calculated based upon a 10-day volume weighted average price measured prior to the date of conversion. Mr. Glazer is the sole trustee of the Avram Glazer Irrevocable Exempt Trust, which is the sole member of Iconix Acquisition LLC, which is the record owner of the Convertible Notes. As such, Mr. Glazer and the Avram Glazer Irrevocable Exempt Trust may be deemed to share beneficial ownership over the securities beneficially owned by Iconix Acquisition. Iconix Acquisition LLC, By: Avram Glazer Irrevocable Exempt Trust, its sole member, By: /s/ Avram Glazer, Trustee 2021-06-25 Avram Glazer Irrevocable Exempt Trust, By: /s/ Avram Glazer, Trustee 2021-06-25 /s/ Avram Glazer 2021-06-25