0001104659-21-085834.txt : 20210625
0001104659-21-085834.hdr.sgml : 20210625
20210625171732
ACCESSION NUMBER: 0001104659-21-085834
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210615
FILED AS OF DATE: 20210625
DATE AS OF CHANGE: 20210625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLAZER AVRAM A
CENTRAL INDEX KEY: 0001077812
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10593
FILM NUMBER: 211048976
MAIL ADDRESS:
STREET 1: C/O WOODS OVIATT GILMAN LLP
STREET 2: 700 CROSSROADS BUILDING
CITY: ROCHESTER
STATE: NY
ZIP: 14614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Iconix Acquisition LLC
CENTRAL INDEX KEY: 0001868513
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10593
FILM NUMBER: 211048978
BUSINESS ADDRESS:
STREET 1: C/O WOODS OVIATT GILMAN LLP
STREET 2: 1900 BAUSCH & LOMB PLACE
CITY: ROCHESTER
STATE: NY
ZIP: 14604
BUSINESS PHONE: (585) 987-2820
MAIL ADDRESS:
STREET 1: C/O WOODS OVIATT GILMAN LLP
STREET 2: 1900 BAUSCH & LOMB PLACE
CITY: ROCHESTER
STATE: NY
ZIP: 14604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Avram Glazer Irrevocable Exempt Trust
CENTRAL INDEX KEY: 0001582402
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10593
FILM NUMBER: 211048977
BUSINESS ADDRESS:
STREET 1: C/O WOODS OVIATT GILMAN LLP
STREET 2: 700 CROSSROADS BUILDING
CITY: ROCHESTER
STATE: NY
ZIP: 14614
BUSINESS PHONE: (585) 987-2800
MAIL ADDRESS:
STREET 1: C/O WOODS OVIATT GILMAN LLP
STREET 2: 700 CROSSROADS BUILDING
CITY: ROCHESTER
STATE: NY
ZIP: 14614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC.
CENTRAL INDEX KEY: 0000857737
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 112481903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-730-0030
MAIL ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: CANDIES INC
DATE OF NAME CHANGE: 19930604
FORMER COMPANY:
FORMER CONFORMED NAME: MILLFELD TRADING CO INC
DATE OF NAME CHANGE: 19920703
3
1
tm2120708d2_3.xml
OWNERSHIP DOCUMENT
X0206
3
2021-06-15
0
0000857737
ICONIX BRAND GROUP, INC.
ICON
0001868513
Iconix Acquisition LLC
C/O WOODS OVIATT GILMAN LLP
1900 BAUSCH & LOMB PLACE
ROCHESTER
NY
14604
0
0
1
0
0001582402
Avram Glazer Irrevocable Exempt Trust
C/O WOODS OVIATT GILMAN LLP
1900 BAUSCH & LOMB PLACE
ROCHESTER
NY
14604
0
0
1
0
0001077812
GLAZER AVRAM A
C/O WOODS OVIATT GILMAN LLP
1900 BAUSCH & LOMB PLACE
ROCHESTER
NY
14604
0
0
1
0
Convertible Notes
Common Stock
5595502
I
By Iconix Acquisition LLC
The Convertible Notes are currently exercisable and will mature on August 15, 2023. The principal amount of the Convertible Notes is presently convertible at a fixed conversion price of $19.16 per share plus a make-whole premium, presently $2.99 per share, which is calculated based upon a 10-day volume weighted average price measured prior to the date of conversion.
Mr. Glazer is the sole trustee of the Avram Glazer Irrevocable Exempt Trust, which is the sole member of Iconix Acquisition LLC, which is the record owner of the Convertible Notes. As such, Mr. Glazer and the Avram Glazer Irrevocable Exempt Trust may be deemed to share beneficial ownership over the securities beneficially owned by Iconix Acquisition.
Iconix Acquisition LLC, By: Avram Glazer Irrevocable Exempt Trust, its sole member, By: /s/ Avram Glazer, Trustee
2021-06-25
Avram Glazer Irrevocable Exempt Trust, By: /s/ Avram Glazer, Trustee
2021-06-25
/s/ Avram Glazer
2021-06-25