Compliance Director

0001085146-21-002716.txt : 20211012 0001085146-21-002716.hdr.sgml : 20211012 20211012113925 ACCESSION NUMBER: 0001085146-21-002716 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVEL FOUR FINANCIAL, LLC CENTRAL INDEX KEY: 0000857602 IRS NUMBER: 200629176 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20735 FILM NUMBER: 211317843 BUSINESS ADDRESS: STREET 1: RSA BATTLEHOUSE TOWER STREET 2: 11 NORTH WATER STREET, STE 21290 CITY: MOBILE STATE: AL ZIP: 36602 BUSINESS PHONE: 251-445-2434 MAIL ADDRESS: STREET 1: RSA BATTLEHOUSE TOWER STREET 2: 11 NORTH WATER STREET, STE 21290 CITY: MOBILE STATE: AL ZIP: 36602 FORMER COMPANY: FORMER CONFORMED NAME: HARBOR FINANCIAL SERVICES, LLC DATE OF NAME CHANGE: 20040326 FORMER COMPANY: FORMER CONFORMED NAME: J. ROE BURTON & CO. INC. DATE OF NAME CHANGE: 20040325 FORMER COMPANY: FORMER CONFORMED NAME: HARBOR FINANCIAL SERVICES, LLC DATE OF NAME CHANGE: 20040325 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000857602 XXXXXXXX 09-30-2021 09-30-2021 false LEVEL FOUR FINANCIAL, LLC

RSA BATTLEHOUSE TOWER 11 NORTH WATER STREET, STE 21290 MOBILE AL 36602

13F HOLDINGS REPORT 028-20735 N Kimberly K. Miller Compliance Director 972 284 5478 /s/Kimberly K. Miller Dallas TX 10-08-2021 0 301 229471 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3-D SYS CORP DEL COM NEW 88554D205 75 130000 SH Put SOLE 0 0 130000 3M CO COM 88579Y101 448 2552 SH SOLE 0 0 2552 ABBOTT LABS COM 002824100 1819 15397 SH SOLE 0 0 15397 ABBVIE INC COM 00287Y109 2730 25310 SH SOLE 0 0 25310 AFLAC INC COM 001055102 494 9476 SH SOLE 0 0 9476 AGNC INVT CORP COM 00123Q104 243 15400 SH SOLE 0 0 15400 AIR PRODS & CHEMS INC COM 009158106 264 1029 SH SOLE 0 0 1029 ALBEMARLE CORP COM 012653101 290 1326 SH SOLE 0 0 1326 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 816 5514 SH SOLE 0 0 5514 ALLENA PHARMACEUTICALS COM 018119107 36 40000 SH SOLE 0 0 40000 ALLSTATE CORP COM 020002101 366 2874 SH SOLE 0 0 2874 ALPHABET INC CAP STK CL A 02079K305 671 251 SH SOLE 0 0 251 ALPHABET INC CAP STK CL C 02079K107 3494 1311 SH SOLE 0 0 1311 ALTRIA GROUP INC COM 02209S103 709 15572 SH SOLE 0 0 15572 AMAZON COM INC COM 023135106 4947 1506 SH SOLE 0 0 1506 AMERICAN TOWER CORP NEW COM 03027X100 273 1027 SH SOLE 0 0 1027 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 339 7590 SH SOLE 0 0 7590 ANNALY CAPITAL MANAGEMENT IN COM 035710409 228 27045 SH SOLE 0 0 27045 ANTARES PHARMA INC COM 036642106 437 120000 SH SOLE 0 0 120000 ANTERO MIDSTREAM CORP COM 03676B102 301 28875 SH SOLE 0 0 28875 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 909 93175 SH SOLE 0 0 93175 APPLE INC COM 037833100 13327 94187 SH SOLE 0 0 94187 APPLIED MATLS INC COM 038222105 233 1809 SH SOLE 0 0 1809 ARK ETF TR FINTECH INNOVA 00214Q708 270 5478 SH SOLE 0 0 5478 ARK ETF TR GENOMIC REV ETF 00214Q302 299 3999 SH SOLE 0 0 3999 ARK ETF TR INNOVATION ETF 00214Q104 479 4332 SH SOLE 0 0 4332 ARK ETF TR NEXT GNRTN INTER 00214Q401 317 2285 SH SOLE 0 0 2285 ASANA INC CL A 04342Y104 294 2829 SH SOLE 0 0 2829 AT&T INC COM 00206R102 1496 55401 SH SOLE 0 0 55401 AT&T INC COM 00206R102 3 3500 SH Call SOLE 0 0 3500 AURINIA PHARMACEUTICALS INC COM 05156V102 209 9450 SH SOLE 0 0 9450 AXON ENTERPRISE INC COM 05464C101 299 1711 SH SOLE 0 0 1711 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1357 4973 SH SOLE 0 0 4973 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 0 100 SH Call SOLE 0 0 100 BK OF AMERICA CORP COM 060505104 718 16913 SH SOLE 0 0 16913 BLACKROCK ENHANCED GLOBAL DI COM 092501105 324 27678 SH SOLE 0 0 27678 BLACKROCK FLOATING RATE INCO COM 09255X100 137 10250 SH SOLE 0 0 10250 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 380 7285 SH SOLE 0 0 7285 BOEING CO COM 097023105 665 3025 SH SOLE 0 0 3025 BOEING CO COM 097023105 0 600 SH Call SOLE 0 0 600 BP PLC SPONSORED ADR 055622104 236 8620 SH SOLE 0 0 8620 BROADCOM INC COM 11135F101 940 1939 SH SOLE 0 0 1939 BROOKDALE SR LIVING INC COM 112463104 123 19500 SH SOLE 0 0 19500 CAPITAL ONE FINL CORP COM 14040H105 213 1313 SH SOLE 0 0 1313 CATERPILLAR INC COM 149123101 417 2170 SH SOLE 0 0 2170 CDW CORP COM 12514G108 633 3475 SH SOLE 0 0 3475 CELSIUS HLDGS INC COM NEW 15118V207 383 4256 SH SOLE 0 0 4256 CHARLES RIV LABS INTL INC COM 159864107 276 669 SH SOLE 0 0 669 CHARTER COMMUNICATIONS INC N CL A 16119P108 238 327 SH SOLE 0 0 327 CHECKPOINT THERAPEUTICS INC COM 162828107 33 10000 SH SOLE 0 0 10000 CHEVRON CORP NEW COM 166764100 1482 14607 SH SOLE 0 0 14607 CHUBB LIMITED COM H1467J104 246 1419 SH SOLE 0 0 1419 CINEDIGM CORP COM NEW 172406209 129 51196 SH SOLE 0 0 51196 CISCO SYS INC COM 17275R102 551 10123 SH SOLE 0 0 10123 CLOUGH GLOBAL EQUITY FD COM 18914C100 697 47600 SH SOLE 0 0 47600 COCA COLA CO COM 191216100 386 7359 SH SOLE 0 0 7359 COHEN & STEERS INFRASTRUCTUR COM 19248A109 445 16411 SH SOLE 0 0 16411 COHEN & STEERS QUALITY INCOM COM 19247L106 411 27600 SH SOLE 0 0 27600 COHEN & STEERS REIT & PFD & COM 19247X100 531 20700 SH SOLE 0 0 20700 COLUMBIA SELIGM PREM TECH GR COM 19842X109 266 8061 SH SOLE 0 0 8061 COMCAST CORP NEW CL A 20030N101 294 5253 SH SOLE 0 0 5253 CONOCOPHILLIPS COM 20825C104 1042 15378 SH SOLE 0 0 15378 COSTCO WHSL CORP NEW COM 22160K105 917 2041 SH SOLE 0 0 2041 CROWDSTRIKE HLDGS INC CL A 22788C105 332 1352 SH SOLE 0 0 1352 CROWN CASTLE INTL CORP NEW COM 22822V101 205 1180 SH SOLE 0 0 1180 CVS HEALTH CORP COM 126650100 1164 13712 SH SOLE 0 0 13712 DEERE & CO COM 244199105 222 664 SH SOLE 0 0 664 DENISON MINES CORP COM 248356107 48 32335 SH SOLE 0 0 32335 DISNEY WALT CO COM 254687106 976 5772 SH SOLE 0 0 5772 DLOCAL LTD CLASS A COM G29018101 246 4500 SH SOLE 0 0 4500 DOLLAR GEN CORP NEW COM 256677105 533 2511 SH SOLE 0 0 2511 DUKE ENERGY CORP NEW COM NEW 26441C204 325 3329 SH SOLE 0 0 3329 EATON CORP PLC SHS G29183103 361 2416 SH SOLE 0 0 2416 EATON VANCE TAX-MANAGED GLOB COM 27829F108 148 14815 SH SOLE 0 0 14815 EBAY INC. COM 278642103 207 2970 SH SOLE 0 0 2970 EMERSON ELEC CO COM 291011104 663 7040 SH SOLE 0 0 7040 ENBRIDGE INC COM 29250N105 204 5133 SH SOLE 0 0 5133 ENERGOUS CORP COM 29272C103 44 21150 SH SOLE 0 0 21150 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 388 40514 SH SOLE 0 0 40514 ENTERPRISE PRODS PARTNERS L COM 293792107 215 9958 SH SOLE 0 0 9958 EPAM SYS INC COM 29414B104 256 448 SH SOLE 0 0 448 EQUINIX INC COM 29444U700 225 285 SH SOLE 0 0 285 ETF MANAGERS GRP COMMDTY TR BREAKWAVE DRY 26923H200 475 13181 SH SOLE 0 0 13181 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 274 4505 SH SOLE 0 0 4505 EXXON MOBIL CORP COM 30231G102 2611 44385 SH SOLE 0 0 44385 FACEBOOK INC CL A 30303M102 3098 9127 SH SOLE 0 0 9127 FEDEX CORP COM 31428X106 315 1434 SH SOLE 0 0 1434 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 366 4554 SH SOLE 0 0 4554 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 412 7936 SH SOLE 0 0 7936 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 707 5963 SH SOLE 0 0 5963 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 283 6395 SH SOLE 0 0 6395 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 231 4740 SH SOLE 0 0 4740 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 262 2135 SH SOLE 0 0 2135 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 365 4875 SH SOLE 0 0 4875 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 611 2589 SH SOLE 0 0 2589 FIRST TR EXCHANGE-TRADED FD DORSEYWRIGHT MOM 33738R696 238 7495 SH SOLE 0 0 7495 FIRST TR EXCHANGE-TRADED FD DORSY WRGH VLU 33741L207 349 14841 SH SOLE 0 0 14841 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 538 9524 SH SOLE 0 0 9524 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 341 2054 SH SOLE 0 0 2054 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 509 10713 SH SOLE 0 0 10713 FORD MTR CO DEL COM 345370860 822 58021 SH SOLE 0 0 58021 FUBOTV INC COM 35953D104 401 16747 SH SOLE 0 0 16747 GABELLI EQUITY TR INC COM 362397101 372 55925 SH SOLE 0 0 55925 GABELLI MULTIMEDIA TR INC COM 36239Q109 98 10693 SH SOLE 0 0 10693 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 45 12000 SH SOLE 0 0 12000 GENERAC HLDGS INC COM 368736104 1951 4775 SH SOLE 0 0 4775 GENERAL ELECTRIC CO COM NEW 369604301 320 3103 SH SOLE 0 0 3103 GLOBAL SHIP LEASE INC NEW COM CL A Y27183600 414 17460 SH SOLE 0 0 17460 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 480 21781 SH SOLE 0 0 21781 GOLDMAN SACHS GROUP INC COM 38141G104 337 891 SH SOLE 0 0 891 HOME DEPOT INC COM 437076102 1840 5606 SH SOLE 0 0 5606 HONEYWELL INTL INC COM 438516106 411 1938 SH SOLE 0 0 1938 HUNTINGTON BANCSHARES INC COM 446150104 247 15998 SH SOLE 0 0 15998 INTEL CORP COM 458140100 380 7133 SH SOLE 0 0 7133 INTERNATIONAL BUSINESS MACHS COM 459200101 515 3710 SH SOLE 0 0 3710 INTUIT COM 461202103 299 554 SH SOLE 0 0 554 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 498 23675 SH SOLE 0 0 23675 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1632 10895 SH SOLE 0 0 10895 INVESCO QQQ TR UNIT SER 1 46090E103 3059 8545 SH SOLE 0 0 8545 ISHARES TR 0-5YR HI YL CP 46434V407 337 7369 SH SOLE 0 0 7369 ISHARES TR 0-5YR INVT GR CP 46434V100 345 6675 SH SOLE 0 0 6675 ISHARES TR CORE 1 5 YR USD 46432F859 3772 73868 SH SOLE 0 0 73868 ISHARES TR CORE DIV GRWTH 46434V621 1442 28708 SH SOLE 0 0 28708 ISHARES TR CORE MSCI EAFE 46432F842 473 6369 SH SOLE 0 0 6369 ISHARES TR CORE MSCI TOTAL 46432F834 292 4113 SH SOLE 0 0 4113 ISHARES TR CORE S&P MCP ETF 464287507 624 2372 SH SOLE 0 0 2372 ISHARES TR CORE S&P SCP ETF 464287804 508 4648 SH SOLE 0 0 4648 ISHARES TR CORE S&P TTL STK 464287150 1228 12478 SH SOLE 0 0 12478 ISHARES TR CORE S&P500 ETF 464287200 3572 8291 SH SOLE 0 0 8291 ISHARES TR CORE US AGGBD ET 464287226 1436 12503 SH SOLE 0 0 12503 ISHARES TR IBOXX HI YD ETF 464288513 211 2406 SH SOLE 0 0 2406 ISHARES TR IBOXX INV CP ETF 464287242 955 7182 SH SOLE 0 0 7182 ISHARES TR INTL SEL DIV ETF 464288448 1195 39290 SH SOLE 0 0 39290 ISHARES TR MRGSTR MD CP GRW 464288307 239 3472 SH SOLE 0 0 3472 ISHARES TR MSCI EAFE ETF 464287465 350 4485 SH SOLE 0 0 4485 ISHARES TR MSCI PHILIPS ETF 46429B408 274 9205 SH SOLE 0 0 9205 ISHARES TR MSCI USA MIN VOL 46429B697 407 5544 SH SOLE 0 0 5544 ISHARES TR MSCI USA MMENTM 46432F396 1382 7868 SH SOLE 0 0 7868 ISHARES TR NATIONAL MUN ETF 464288414 341 2933 SH SOLE 0 0 2933 ISHARES TR RUS 1000 GRW ETF 464287614 997 3638 SH SOLE 0 0 3638 ISHARES TR RUS 1000 VAL ETF 464287598 1356 8667 SH SOLE 0 0 8667 ISHARES TR RUS 2000 VAL ETF 464287630 461 2880 SH SOLE 0 0 2880 ISHARES TR RUSSELL 2000 ETF 464287655 525 2400 SH SOLE 0 0 2400 ISHARES TR RUSSELL 3000 ETF 464287689 233 916 SH SOLE 0 0 916 ISHARES TR S&P 100 ETF 464287101 395 2003 SH SOLE 0 0 2003 ISHARES TR S&P 500 GRWT ETF 464287309 747 10106 SH SOLE 0 0 10106 ISHARES TR SELECT DIVID ETF 464287168 961 8377 SH SOLE 0 0 8377 ISHARES TR TIPS BD ETF 464287176 330 2581 SH SOLE 0 0 2581 ISHARES TR U.S. MED DVC ETF 464288810 451 7177 SH SOLE 0 0 7177 ISHARES TR U.S. REAL ES ETF 464287739 261 2545 SH SOLE 0 0 2545 ISHARES TR US HLTHCARE ETF 464287762 412 1493 SH SOLE 0 0 1493 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 598 10025 SH SOLE 0 0 10025 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 1735 34580 SH SOLE 0 0 34580 JOHNSON & JOHNSON COM 478160104 999 6189 SH SOLE 0 0 6189 JPMORGAN CHASE & CO COM 46625H100 2260 13806 SH SOLE 0 0 13806 KINDER MORGAN INC DEL COM 49456B101 258 15442 SH SOLE 0 0 15442 LAM RESEARCH CORP COM 512807108 433 760 SH SOLE 0 0 760 LENNAR CORP CL A 526057104 229 2442 SH SOLE 0 0 2442 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 247 28695 SH SOLE 0 0 28695 LIGHTSPEED COMMERCE INC SUB VTG SHS 53229C107 364 3775 SH SOLE 0 0 3775 LILLY ELI & CO COM 532457108 207 894 SH SOLE 0 0 894 LINCOLN NATL CORP IND COM 534187109 232 3370 SH SOLE 0 0 3370 LOCKHEED MARTIN CORP COM 539830109 397 1149 SH SOLE 0 0 1149 LOCKHEED MARTIN CORP COM 539830109 0 500 SH Call SOLE 0 0 500 LOWES COS INC COM 548661107 266 1310 SH SOLE 0 0 1310 LULULEMON ATHLETICA INC COM 550021109 260 642 SH SOLE 0 0 642 MARATHON OIL CORP COM 565849106 341 24981 SH SOLE 0 0 24981 MARATHON PETE CORP COM 56585A102 630 10196 SH SOLE 0 0 10196 MCDONALDS CORP COM 580135101 530 2200 SH SOLE 0 0 2200 MEDICAL PPTYS TRUST INC COM 58463J304 272 13542 SH SOLE 0 0 13542 MEDTRONIC PLC SHS G5960L103 418 3333 SH SOLE 0 0 3333 MERCK & CO INC COM 58933Y105 627 8341 SH SOLE 0 0 8341 MICROCHIP TECHNOLOGY INC. COM 595017104 297 1937 SH SOLE 0 0 1937 MICRON TECHNOLOGY INC COM 595112103 212 2984 SH SOLE 0 0 2984 MICROSOFT CORP COM 594918104 6075 21550 SH SOLE 0 0 21550 MODERNA INC COM 60770K107 766 1991 SH SOLE 0 0 1991 MONDAY COM LTD SHS M7S64H106 361 1106 SH SOLE 0 0 1106 MONEYGRAM INTL INC COM NEW 60935Y208 116 14500 SH SOLE 0 0 14500 MOTOROLA SOLUTIONS INC COM NEW 620076307 230 992 SH SOLE 0 0 992 NCINO INC COM 63947U107 506 7120 SH SOLE 0 0 7120 NETFLIX INC COM 64110L106 342 561 SH SOLE 0 0 561 NEXTERA ENERGY INC COM 65339F101 452 5759 SH SOLE 0 0 5759 NIKE INC CL B 654106103 265 1824 SH SOLE 0 0 1824 NOKIA CORP SPONSORED ADR 654902204 15 2750 SH SOLE 0 0 2750 NOKIA CORP SPONSORED ADR 654902204 17 65600 SH Call SOLE 0 0 65600 NOVAVAX INC COM NEW 670002401 249 1200 SH SOLE 0 0 1200 NUVEEN MUN VALUE FD INC COM 670928100 239 21127 SH SOLE 0 0 21127 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 248 25000 SH SOLE 0 0 25000 NVIDIA CORPORATION COM 67066G104 1831 8840 SH SOLE 0 0 8840 ONEMAIN HLDGS INC COM 68268W103 233 4212 SH SOLE 0 0 4212 ONEOK INC NEW COM 682680103 985 16980 SH SOLE 0 0 16980 ORACLE CORP COM 68389X105 433 4968 SH SOLE 0 0 4968 OREILLY AUTOMOTIVE INC COM 67103H107 321 525 SH SOLE 0 0 525 PACER FDS TR PACER US SMALL 69374H857 350 8260 SH SOLE 0 0 8260 PACER FDS TR TRENDPILOT US BD 69374H642 216 7949 SH SOLE 0 0 7949 PAYPAL HLDGS INC COM 70450Y103 399 1534 SH SOLE 0 0 1534 PAYSAFE LIMITED ORD G6964L107 256 33000 SH SOLE 0 0 33000 PEPSICO INC COM 713448108 829 5514 SH SOLE 0 0 5514 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 728 36954 SH SOLE 0 0 36954 PFIZER INC COM 717081103 992 23060 SH SOLE 0 0 23060 PFIZER INC COM 717081103 2 2000 SH Call SOLE 0 0 2000 PHILIP MORRIS INTL INC COM 718172109 689 7269 SH SOLE 0 0 7269 PHILLIPS 66 COM 718546104 345 4928 SH SOLE 0 0 4928 PHYSICIANS RLTY TR COM 71943U104 466 26466 SH SOLE 0 0 26466 PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 483 48264 SH SOLE 0 0 48264 PIONEER NAT RES CO COM 723787107 269 1613 SH SOLE 0 0 1613 PPL CORP COM 69351T106 887 31825 SH SOLE 0 0 31825 PROCTER AND GAMBLE CO COM 742718109 716 5119 SH SOLE 0 0 5119 PROSHARES TR S&P 500 DV ARIST 74348A467 477 5383 SH SOLE 0 0 5383 PRUDENTIAL FINL INC COM 744320102 216 2049 SH SOLE 0 0 2049 PUBLIC STORAGE COM 74460D109 221 743 SH SOLE 0 0 743 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 336 73524 SH SOLE 0 0 73524 QUALCOMM INC COM 747525103 283 2195 SH SOLE 0 0 2195 QUANTUMSCAPE CORP COM CL A 74767V109 294 11985 SH SOLE 0 0 11985 RAYTHEON TECHNOLOGIES CORP COM 75513E101 484 5627 SH SOLE 0 0 5627 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 51 50000 PRN SOLE 0 0 50000 RENOVORX INC COM NEW 75989R107 67 11100 SH SOLE 0 0 11100 ROKU INC COM CL A 77543R102 356 1137 SH SOLE 0 0 1137 ROYAL BK CDA COM 780087102 388 3900 SH SOLE 0 0 3900 SALESFORCE COM INC COM 79466L302 283 1044 SH SOLE 0 0 1044 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6052 81522 SH SOLE 0 0 81522 SEA LTD SPONSORD ADS 81141R100 607 1905 SH SOLE 0 0 1905 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 387 4836 SH SOLE 0 0 4836 SELECT SECTOR SPDR TR ENERGY 81369Y506 1110 21302 SH SOLE 0 0 21302 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 969 25830 SH SOLE 0 0 25830 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 983 7720 SH SOLE 0 0 7720 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1390 14209 SH SOLE 0 0 14209 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1802 12065 SH SOLE 0 0 12065 SERVISFIRST BANCSHARES INC COM 81768T108 1400 18000 SH SOLE 0 0 18000 SHOPIFY INC CL A 82509L107 1125 830 SH SOLE 0 0 830 SNOWFLAKE INC CL A 833445109 471 1559 SH SOLE 0 0 1559 SOUTHERN CO COM 842587107 2083 33617 SH SOLE 0 0 33617 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 220 650 SH SOLE 0 0 650 SPDR GOLD TR GOLD SHS 78463V107 472 2872 SH SOLE 0 0 2872 SPDR S&P 500 ETF TR TR UNIT 78462F103 1769 4123 SH SOLE 0 0 4123 SPDR SER TR AEROSPACE DEF 78464A631 203 1700 SH SOLE 0 0 1700 SPDR SER TR S&P HOMEBUILD 78464A888 393 5480 SH SOLE 0 0 5480 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 185 10775 SH SOLE 0 0 10775 SQUARE INC CL A 852234103 334 1392 SH SOLE 0 0 1392 ST JOE CO COM 790148100 2181 51800 SH SOLE 0 0 51800 STAR BULK CARRIERS CORP. SHS PAR Y8162K204 690 28720 SH SOLE 0 0 28720 SVB FINANCIAL GROUP COM 78486Q101 335 518 SH SOLE 0 0 518 SYNCHRONY FINANCIAL COM 87165B103 237 4853 SH SOLE 0 0 4853 TANDEM DIABETES CARE INC COM NEW 875372203 347 2903 SH SOLE 0 0 2903 TARGET CORP COM 87612E106 221 968 SH SOLE 0 0 968 TESLA INC COM 88160R101 1394 1798 SH SOLE 0 0 1798 TEXAS INSTRS INC COM 882508104 273 1421 SH SOLE 0 0 1421 THE TRADE DESK INC COM CL A 88339J105 619 8804 SH SOLE 0 0 8804 THERATECHNOLOGIES INC NOTE 5.750% 6/3 88338HAA8 86 98000 PRN SOLE 0 0 98000 THERMO FISHER SCIENTIFIC INC COM 883556102 203 355 SH SOLE 0 0 355 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 443 2493 SH SOLE 0 0 2493 TRACTOR SUPPLY CO COM 892356106 515 2544 SH SOLE 0 0 2544 TRUIST FINL CORP COM 89832Q109 297 5070 SH SOLE 0 0 5070 TWITTER INC COM 90184L102 317 5243 SH SOLE 0 0 5243 UBER TECHNOLOGIES INC COM 90353T100 323 7219 SH SOLE 0 0 7219 UNION PAC CORP COM 907818108 350 1786 SH SOLE 0 0 1786 UNITED STS GASOLINE FD LP UNITS 91201T102 368 9600 SH SOLE 0 0 9600 UNITEDHEALTH GROUP INC COM 91324P102 490 1255 SH SOLE 0 0 1255 UPSTART HLDGS INC COM 91680M107 2099 6634 SH SOLE 0 0 6634 VALERO ENERGY CORP COM 91913Y100 233 3297 SH SOLE 0 0 3297 VANECK ETF TRUST GOLD MINERS ETF 92189F106 471 15987 SH SOLE 0 0 15987 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 3261 44521 SH SOLE 0 0 44521 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 319 1244 SH SOLE 0 0 1244 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 397 2227 SH SOLE 0 0 2227 VANGUARD BD INDEX FDS INTERMED TERM 921937819 217 2430 SH SOLE 0 0 2430 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3698 45129 SH SOLE 0 0 45129 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 441 5157 SH SOLE 0 0 5157 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 957 16793 SH SOLE 0 0 16793 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 926 5077 SH SOLE 0 0 5077 VANGUARD INDEX FDS GROWTH ETF 922908736 2263 7800 SH SOLE 0 0 7800 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2984 7565 SH SOLE 0 0 7565 VANGUARD INDEX FDS SMALL CP ETF 922908751 663 3032 SH SOLE 0 0 3032 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3646 16419 SH SOLE 0 0 16419 VANGUARD INDEX FDS VALUE ETF 922908744 1627 12020 SH SOLE 0 0 12020 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 748 14960 SH SOLE 0 0 14960 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 513 6333 SH SOLE 0 0 6333 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 932 9869 SH SOLE 0 0 9869 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 229 3736 SH SOLE 0 0 3736 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 613 7440 SH SOLE 0 0 7440 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 318 4633 SH SOLE 0 0 4633 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 543 6142 SH SOLE 0 0 6142 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1986 12928 SH SOLE 0 0 12928 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1005 9728 SH SOLE 0 0 9728 VANGUARD WORLD FD MEGA CAP INDEX 921910873 2365 15523 SH SOLE 0 0 15523 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1034 4405 SH SOLE 0 0 4405 VANGUARD WORLD FDS ENERGY ETF 92204A306 333 4508 SH SOLE 0 0 4508 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1136 12257 SH SOLE 0 0 12257 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 665 2691 SH SOLE 0 0 2691 VANGUARD WORLD FDS INF TECH ETF 92204A702 959 2389 SH SOLE 0 0 2389 VERIZON COMMUNICATIONS INC COM 92343V104 1724 31926 SH SOLE 0 0 31926 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 1269 17842 SH SOLE 0 0 17842 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 4581 64419 SH SOLE 0 0 64419 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1356 21064 SH SOLE 0 0 21064 VIRTUS DIVIDEND INTEREST & P COM 92840R101 169 11400 SH SOLE 0 0 11400 VISA INC COM CL A 92826C839 569 2556 SH SOLE 0 0 2556 WALMART INC COM 931142103 1792 12858 SH SOLE 0 0 12858 WALMART INC COM 931142103 1 500 SH Call SOLE 0 0 500 WELLS FARGO CO NEW COM 949746101 244 5263 SH SOLE 0 0 5263 WESCO INTL INC COM 95082P105 278 2408 SH SOLE 0 0 2408 WEYERHAEUSER CO MTN BE COM NEW 962166104 223 6262 SH SOLE 0 0 6262 WHEELS UP EXPERIENCE INC COM CL A 96328L106 496 75211 SH SOLE 0 0 75211