Compliance Director

0001085146-21-001524.txt : 20210510 0001085146-21-001524.hdr.sgml : 20210510 20210510120308 ACCESSION NUMBER: 0001085146-21-001524 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBOR FINANCIAL SERVICES, LLC CENTRAL INDEX KEY: 0000857602 IRS NUMBER: 200629176 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20735 FILM NUMBER: 21905861 BUSINESS ADDRESS: STREET 1: RSA BATTLEHOUSE TOWER STREET 2: 11 NORTH WATER STREET, STE 21290 CITY: MOBILE STATE: AL ZIP: 36602 BUSINESS PHONE: 251-445-2434 MAIL ADDRESS: STREET 1: RSA BATTLEHOUSE TOWER STREET 2: 11 NORTH WATER STREET, STE 21290 CITY: MOBILE STATE: AL ZIP: 36602 FORMER COMPANY: FORMER CONFORMED NAME: J. ROE BURTON & CO. INC. DATE OF NAME CHANGE: 20040325 FORMER COMPANY: FORMER CONFORMED NAME: HARBOR FINANCIAL SERVICES, LLC DATE OF NAME CHANGE: 20040325 FORMER COMPANY: FORMER CONFORMED NAME: J. ROE BURTON & CO. INC. DATE OF NAME CHANGE: 20040312 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000857602 XXXXXXXX 03-31-2021 03-31-2021 false HARBOR FINANCIAL SERVICES, LLC

RSA BATTLEHOUSE TOWER 11 NORTH WATER STREET, STE 21290 MOBILE AL 36602

13F HOLDINGS REPORT 028-20735 N Kimberly K. Miller Compliance Director 972 284 5478 /s/Kimberly K. Miller Dallas TX 05-03-2021 0 284 215795 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3-D SYS CORP DEL COM NEW 88554D205 41 1500 SH SOLE 0 0 1500 3-D SYS CORP DEL COM NEW 88554D205 44 25000 SH Put SOLE 0 0 25000 3M CO COM 88579Y101 480 2491 SH SOLE 0 0 2491 ABBOTT LABS COM 002824100 1299 10843 SH SOLE 0 0 10843 ABBVIE INC COM 00287Y109 1948 18003 SH SOLE 0 0 18003 AFLAC INC COM 001055102 474 9256 SH SOLE 0 0 9256 AGNC INVT CORP COM 00123Q104 289 17257 SH SOLE 0 0 17257 AIR PRODS & CHEMS INC COM 009158106 331 1177 SH SOLE 0 0 1177 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 892 3936 SH SOLE 0 0 3936 ALLENA PHARMACEUTICALS COM 018119107 28 20000 SH SOLE 0 0 20000 ALLSTATE CORP COM 020002101 312 2715 SH SOLE 0 0 2715 ALPHABET INC CAP STK CL A 02079K305 363 176 SH SOLE 0 0 176 ALPHABET INC CAP STK CL C 02079K107 1206 583 SH SOLE 0 0 583 ALTRIA GROUP INC COM 02209S103 547 10696 SH SOLE 0 0 10696 AMAZON COM INC COM 023135106 3849 1244 SH SOLE 0 0 1244 AMERICAN TOWER CORP NEW COM 03027X100 267 1116 SH SOLE 0 0 1116 AMGEN INC COM 031162100 247 993 SH SOLE 0 0 993 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 4967 88948 SH SOLE 0 0 88948 ANTARES PHARMA INC COM 036642106 493 120000 SH SOLE 0 0 120000 ANTERO MIDSTREAM CORP COM 03676B102 235 26000 SH SOLE 0 0 26000 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 678 68475 SH SOLE 0 0 68475 APPLE INC COM 037833100 9227 75540 SH SOLE 0 0 75540 APPLIED MATLS INC COM 038222105 1020 7634 SH SOLE 0 0 7634 ARK ETF TR FINTECH INNOVA 00214Q708 954 18678 SH SOLE 0 0 18678 ARK ETF TR GENOMIC REV ETF 00214Q302 331 3728 SH SOLE 0 0 3728 ARK ETF TR INNOVATION ETF 00214Q104 502 4182 SH SOLE 0 0 4182 ARK ETF TR NEXT GNRTN INTER 00214Q401 1042 7067 SH SOLE 0 0 7067 ASPIRATIONAL CONSUMER LIFEST COM G05436103 665 66414 SH SOLE 0 0 66414 AT&T INC COM 00206R102 1884 62232 SH SOLE 0 0 62232 AXON ENTERPRISE INC COM 05464C101 256 1799 SH SOLE 0 0 1799 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1024 4009 SH SOLE 0 0 4009 BGC PARTNERS INC CL A 05541T101 71 14632 SH SOLE 0 0 14632 BK OF AMERICA CORP COM 060505104 643 16630 SH SOLE 0 0 16630 BLACKROCK ENHANCED GLOBAL DI COM 092501105 321 27946 SH SOLE 0 0 27946 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 296 5470 SH SOLE 0 0 5470 BOEING CO COM 097023105 771 3028 SH SOLE 0 0 3028 BRISTOL-MYERS SQUIBB CO COM 110122108 446 7072 SH SOLE 0 0 7072 BROADCOM INC COM 11135F101 839 1809 SH SOLE 0 0 1809 BROOKDALE SR LIVING INC COM 112463104 178 29500 SH SOLE 0 0 29500 CANAAN INC SPONSORED ADS 134748102 207 10009 SH SOLE 0 0 10009 CATERPILLAR INC COM 149123101 599 2583 SH SOLE 0 0 2583 CDW CORP COM 12514G108 614 3705 SH SOLE 0 0 3705 CHECKPOINT THERAPEUTICS INC COM 162828107 31 10000 SH SOLE 0 0 10000 CHEVRON CORP NEW COM 166764100 1626 15515 SH SOLE 0 0 15515 CHURCHILL CAPITAL CORP IV CL A 171439102 211 9100 SH SOLE 0 0 9100 CINEDIGM CORP COM NEW 172406209 49 29568 SH SOLE 0 0 29568 CISCO SYS INC COM 17275R102 471 9109 SH SOLE 0 0 9109 CITIGROUP INC COM NEW 172967424 409 5618 SH SOLE 0 0 5618 COCA COLA CO COM 191216100 354 6721 SH SOLE 0 0 6721 COHEN & STEERS INFRASTRUCTUR COM 19248A109 475 17011 SH SOLE 0 0 17011 COHEN & STEERS QUALITY INCOM COM 19247L106 403 28950 SH SOLE 0 0 28950 COHEN & STEERS REIT & PFD & COM 19247X100 513 21050 SH SOLE 0 0 21050 COLUMBIA SELIGM PREM TECH GR COM 19842X109 252 8061 SH SOLE 0 0 8061 COMCAST CORP NEW CL A 20030N101 273 5042 SH SOLE 0 0 5042 CONOCOPHILLIPS COM 20825C104 801 15117 SH SOLE 0 0 15117 COSTCO WHSL CORP NEW COM 22160K105 944 2679 SH SOLE 0 0 2679 COTY INC COM CL A 222070203 106 11755 SH SOLE 0 0 11755 CROWN CASTLE INTL CORP NEW COM 22822V101 207 1203 SH SOLE 0 0 1203 CVS HEALTH CORP COM 126650100 1234 16408 SH SOLE 0 0 16408 DEERE & CO COM 244199105 547 1463 SH SOLE 0 0 1463 DENISON MINES CORP COM 248356107 19 17305 SH SOLE 0 0 17305 DIGITAL TURBINE INC COM NEW 25400W102 268 3330 SH SOLE 0 0 3330 DISNEY WALT CO COM 254687106 1224 6632 SH SOLE 0 0 6632 DOLLAR GEN CORP NEW COM 256677105 518 2554 SH SOLE 0 0 2554 DUKE ENERGY CORP NEW COM NEW 26441C204 308 3188 SH SOLE 0 0 3188 EATON CORP PLC SHS G29183103 404 2918 SH SOLE 0 0 2918 EATON VANCE TAX-MANAGED GLOB COM 27829F108 138 14815 SH SOLE 0 0 14815 EMERSON ELEC CO COM 291011104 816 9041 SH SOLE 0 0 9041 ENERGOUS CORP COM 29272C103 78 19250 SH SOLE 0 0 19250 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 313 40699 SH SOLE 0 0 40699 ENTERPRISE PRODS PARTNERS L COM 293792107 264 11992 SH SOLE 0 0 11992 ETF MANAGERS GRP COMMDTY TR BREAKWAVE DRY 26923H200 466 27570 SH SOLE 0 0 27570 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 242 4400 SH SOLE 0 0 4400 EXXON MOBIL CORP COM 30231G102 2451 43909 SH SOLE 0 0 43909 FACEBOOK INC CL A 30303M102 2130 7231 SH SOLE 0 0 7231 FEDEX CORP COM 31428X106 421 1482 SH SOLE 0 0 1482 FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 265 6375 SH SOLE 0 0 6375 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 394 7561 SH SOLE 0 0 7561 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 560 5288 SH SOLE 0 0 5288 FIDUS INVT CORP COM 316500107 196 12585 SH SOLE 0 0 12585 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 774 4655 SH SOLE 0 0 4655 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 237 2085 SH SOLE 0 0 2085 FIRST TR EXCHANGE-TRADED FD DORSEYWRIGHT MOM 33738R696 284 9706 SH SOLE 0 0 9706 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 221 3221 SH SOLE 0 0 3221 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 909 14970 SH SOLE 0 0 14970 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 300 1867 SH SOLE 0 0 1867 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 536 11778 SH SOLE 0 0 11778 FIRST TR VALUE LINE DIVID IN SHS 33734H106 458 12056 SH SOLE 0 0 12056 FLY LEASING LTD SPONSORED ADR 34407D109 169 10000 SH SOLE 0 0 10000 FORD MTR CO DEL COM 345370860 132 10804 SH SOLE 0 0 10804 FUBOTV INC COM 35953D104 1051 47522 SH SOLE 0 0 47522 GABELLI EQUITY TR INC COM 362397101 340 49847 SH SOLE 0 0 49847 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 42 12000 SH SOLE 0 0 12000 GENERAC HLDGS INC COM 368736104 1670 5100 SH SOLE 0 0 5100 GENERAL ELECTRIC CO COM 369604103 444 33850 SH SOLE 0 0 33850 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 215 3675 SH SOLE 0 0 3675 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 451 19961 SH SOLE 0 0 19961 GOLDMAN SACHS GROUP INC COM 38141G104 320 978 SH SOLE 0 0 978 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 134 10872 SH SOLE 0 0 10872 HOME DEPOT INC COM 437076102 1603 5251 SH SOLE 0 0 5251 HONEYWELL INTL INC COM 438516106 394 1814 SH SOLE 0 0 1814 HUBSPOT INC COM 443573100 364 801 SH SOLE 0 0 801 HUNTINGTON BANCSHARES INC COM 446150104 279 17718 SH SOLE 0 0 17718 INTEL CORP COM 458140100 478 7468 SH SOLE 0 0 7468 INTERNATIONAL BUSINESS MACHS COM 459200101 449 3366 SH SOLE 0 0 3366 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 556 12090 SH SOLE 0 0 12090 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1235 8717 SH SOLE 0 0 8717 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 209 2126 SH SOLE 0 0 2126 INVESCO QQQ TR UNIT SER 1 46090E103 2276 7133 SH SOLE 0 0 7133 ISHARES INC MSCI AUST ETF 464286103 657 26495 SH SOLE 0 0 26495 ISHARES TR 0-5YR HI YL CP 46434V407 320 6977 SH SOLE 0 0 6977 ISHARES TR 0-5YR INVT GR CP 46434V100 346 6675 SH SOLE 0 0 6675 ISHARES TR CONV BD ETF 46435G102 221 2246 SH SOLE 0 0 2246 ISHARES TR CORE 1 5 YR USD 46432F859 3431 66894 SH SOLE 0 0 66894 ISHARES TR CORE DIV GRWTH 46434V621 1484 30753 SH SOLE 0 0 30753 ISHARES TR CORE MSCI EAFE 46432F842 414 5741 SH SOLE 0 0 5741 ISHARES TR CORE MSCI TOTAL 46432F834 294 4179 SH SOLE 0 0 4179 ISHARES TR CORE S&P MCP ETF 464287507 607 2331 SH SOLE 0 0 2331 ISHARES TR CORE S&P SCP ETF 464287804 499 4601 SH SOLE 0 0 4601 ISHARES TR CORE S&P TTL STK 464287150 1182 12906 SH SOLE 0 0 12906 ISHARES TR CORE S&P500 ETF 464287200 3336 8386 SH SOLE 0 0 8386 ISHARES TR CORE US AGGBD ET 464287226 1595 14011 SH SOLE 0 0 14011 ISHARES TR EAFE SML CP ETF 464288273 213 2967 SH SOLE 0 0 2967 ISHARES TR IBOXX HI YD ETF 464288513 210 2406 SH SOLE 0 0 2406 ISHARES TR IBOXX INV CP ETF 464287242 963 7409 SH SOLE 0 0 7409 ISHARES TR INTL SEL DIV ETF 464288448 1295 41142 SH SOLE 0 0 41142 ISHARES TR MRGSTR MD CP GRW 464288307 220 581 SH SOLE 0 0 581 ISHARES TR MSCI EAFE ETF 464287465 402 5304 SH SOLE 0 0 5304 ISHARES TR MSCI EAFE MIN VL 46429B689 218 2982 SH SOLE 0 0 2982 ISHARES TR MSCI EMG MKT ETF 464287234 233 4373 SH SOLE 0 0 4373 ISHARES TR MSCI PHILIPS ETF 46429B408 252 8635 SH SOLE 0 0 8635 ISHARES TR MSCI USA MIN VOL 46429B697 441 6368 SH SOLE 0 0 6368 ISHARES TR MSCI USA MMENTM 46432F396 1111 6908 SH SOLE 0 0 6908 ISHARES TR NATIONAL MUN ETF 464288414 340 2931 SH SOLE 0 0 2931 ISHARES TR RUS 1000 GRW ETF 464287614 1075 4422 SH SOLE 0 0 4422 ISHARES TR RUS 1000 VAL ETF 464287598 1239 8176 SH SOLE 0 0 8176 ISHARES TR RUS 2000 VAL ETF 464287630 451 2830 SH SOLE 0 0 2830 ISHARES TR RUSSELL 2000 ETF 464287655 770 3484 SH SOLE 0 0 3484 ISHARES TR RUSSELL 3000 ETF 464287689 212 895 SH SOLE 0 0 895 ISHARES TR S&P 100 ETF 464287101 358 1992 SH SOLE 0 0 1992 ISHARES TR S&P 500 GRWT ETF 464287309 737 11326 SH SOLE 0 0 11326 ISHARES TR SELECT DIVID ETF 464287168 944 8277 SH SOLE 0 0 8277 ISHARES TR TIPS BD ETF 464287176 324 2581 SH SOLE 0 0 2581 ISHARES TR U.S. MED DVC ETF 464288810 386 1167 SH SOLE 0 0 1167 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 1224 24394 SH SOLE 0 0 24394 JOHNSON & JOHNSON COM 478160104 903 5494 SH SOLE 0 0 5494 JPMORGAN CHASE & CO COM 46625H100 1844 12115 SH SOLE 0 0 12115 KRAFT HEINZ CO COM 500754106 399 9965 SH SOLE 0 0 9965 KRANESHARES TR QUADRTC INT RT 500767736 1653 57825 SH SOLE 0 0 57825 LAM RESEARCH CORP COM 512807108 497 836 SH SOLE 0 0 836 LENNAR CORP CL A 526057104 278 2746 SH SOLE 0 0 2746 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 296 38840 SH SOLE 0 0 38840 LINCOLN NATL CORP IND COM 534187109 210 3370 SH SOLE 0 0 3370 LOCKHEED MARTIN CORP COM 539830109 380 1029 SH SOLE 0 0 1029 LOWES COS INC COM 548661107 243 1279 SH SOLE 0 0 1279 LULULEMON ATHLETICA INC COM 550021109 219 714 SH SOLE 0 0 714 MARATHON OIL CORP COM 565849106 321 30014 SH SOLE 0 0 30014 MARATHON PETE CORP COM 56585A102 545 10190 SH SOLE 0 0 10190 MCDONALDS CORP COM 580135101 436 1944 SH SOLE 0 0 1944 MEDICAL PPTYS TRUST INC COM 58463J304 320 15025 SH SOLE 0 0 15025 MEDTRONIC PLC SHS G5960L103 425 3598 SH SOLE 0 0 3598 MERCK & CO. INC COM 58933Y105 608 7888 SH SOLE 0 0 7888 MICROCHIP TECHNOLOGY INC. COM 595017104 334 2154 SH SOLE 0 0 2154 MICROSOFT CORP COM 594918104 4267 18099 SH SOLE 0 0 18099 MICROSTRATEGY INC CL A NEW 594972408 684 1008 SH SOLE 0 0 1008 MONEYGRAM INTL INC COM NEW 60935Y208 81 12325 SH SOLE 0 0 12325 NCINO INC COM 63947U107 853 12787 SH SOLE 0 0 12787 NEXTERA ENERGY INC COM 65339F101 595 7868 SH SOLE 0 0 7868 NIKE INC CL B 654106103 325 2445 SH SOLE 0 0 2445 NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 189 11647 SH SOLE 0 0 11647 NUVEEN MUN VALUE FD INC COM 670928100 228 20447 SH SOLE 0 0 20447 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 237 25000 SH SOLE 0 0 25000 NVIDIA CORPORATION COM 67066G104 935 1750 SH SOLE 0 0 1750 ONE GAS INC COM 68235P108 220 2863 SH SOLE 0 0 2863 ONEOK INC NEW COM 682680103 843 16638 SH SOLE 0 0 16638 ORACLE CORP COM 68389X105 346 4937 SH SOLE 0 0 4937 OREILLY AUTOMOTIVE INC COM 67103H107 269 530 SH SOLE 0 0 530 PACER FDS TR PACER US SMALL 69374H857 323 7867 SH SOLE 0 0 7867 PACER FDS TR TRENDPILOT US BD 69374H642 224 8206 SH SOLE 0 0 8206 PAYPAL HLDGS INC COM 70450Y103 506 2084 SH SOLE 0 0 2084 PAYSAFE LIMITED ORD G6964L107 417 30860 SH SOLE 0 0 30860 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 10 10000 PRN SOLE 0 0 10000 PELOTON INTERACTIVE INC CL A COM 70614W100 230 2043 SH SOLE 0 0 2043 PEPSICO INC COM 713448108 753 5322 SH SOLE 0 0 5322 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 975 40607 SH SOLE 0 0 40607 PFIZER INC COM 717081103 789 21765 SH SOLE 0 0 21765 PHILIP MORRIS INTL INC COM 718172109 673 7588 SH SOLE 0 0 7588 PHILLIPS 66 COM 718546104 428 5254 SH SOLE 0 0 5254 PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 282 27354 SH SOLE 0 0 27354 PIONEER NAT RES CO COM 723787107 244 1534 SH SOLE 0 0 1534 PPL CORP COM 69351T106 853 29575 SH SOLE 0 0 29575 PROCTER AND GAMBLE CO COM 742718109 666 4914 SH SOLE 0 0 4914 PROSHARES TR S&P 500 DV ARIST 74348A467 581 6735 SH SOLE 0 0 6735 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 355 72847 SH SOLE 0 0 72847 QUALCOMM INC COM 747525103 214 1617 SH SOLE 0 0 1617 RAYTHEON TECHNOLOGIES CORP COM 75513E101 448 5795 SH SOLE 0 0 5795 REDFIN CORP COM 75737F108 208 3128 SH SOLE 0 0 3128 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 50 50000 PRN SOLE 0 0 50000 ROKU INC COM CL A 77543R102 259 796 SH SOLE 0 0 796 ROYAL BK CDA COM 780087102 369 4000 SH SOLE 0 0 4000 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 5664 77680 SH SOLE 0 0 77680 SEA LTD SPONSORD ADS 81141R100 449 2013 SH SOLE 0 0 2013 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 288 3928 SH SOLE 0 0 3928 SELECT SECTOR SPDR TR ENERGY 81369Y506 250 5106 SH SOLE 0 0 5106 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 715 6127 SH SOLE 0 0 6127 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 808 23728 SH SOLE 0 0 23728 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 616 6254 SH SOLE 0 0 6254 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 273 3464 SH SOLE 0 0 3464 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1446 10889 SH SOLE 0 0 10889 SERVISFIRST BANCSHARES INC COM 81768T108 1104 18000 SH SOLE 0 0 18000 SHOPIFY INC CL A 82509L107 996 900 SH SOLE 0 0 900 SIGNATURE BK NEW YORK N Y COM 82669G104 379 1675 SH SOLE 0 0 1675 SILVERGATE CAP CORP CL A 82837P408 1654 11636 SH SOLE 0 0 11636 SLACK TECHNOLOGIES INC COM CL A 83088V102 207 5100 SH SOLE 0 0 5100 SNOWFLAKE INC CL A 833445109 274 1195 SH SOLE 0 0 1195 SOLITON INC COM 834251100 198 11256 SH SOLE 0 0 11256 SOUTHERN CO COM 842587107 2236 35967 SH SOLE 0 0 35967 SPDR GOLD TR GOLD SHS 78463V107 442 2764 SH SOLE 0 0 2764 SPDR S&P 500 ETF TR TR UNIT 78462F103 1703 4296 SH SOLE 0 0 4296 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 272 572 SH SOLE 0 0 572 SPDR SER TR AEROSPACE DEF 78464A631 242 1925 SH SOLE 0 0 1925 SPDR SER TR S&P HOMEBUILD 78464A888 461 6555 SH SOLE 0 0 6555 SPDR SER TR S&P KENSHO SMART 78468R689 566 9270 SH SOLE 0 0 9270 SPDR SER TR S&P OILGAS EXP 78468R556 304 3735 SH SOLE 0 0 3735 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 231 13327 SH SOLE 0 0 13327 SQUARE INC CL A 852234103 469 2066 SH SOLE 0 0 2066 ST JOE CO COM 790148100 5079 118393 SH SOLE 0 0 118393 ST JOE CO COM 790148100 2 10000 SH Call SOLE 0 0 10000 STAR BULK CARRIERS CORP. SHS PAR Y8162K204 509 34700 SH SOLE 0 0 34700 TANDEM DIABETES CARE INC COM NEW 875372203 324 3672 SH SOLE 0 0 3672 TESLA INC COM 88160R101 1497 2242 SH SOLE 0 0 2242 TEXAS INSTRS INC COM 882508104 290 1532 SH SOLE 0 0 1532 THE TRADE DESK INC COM CL A 88339J105 959 1472 SH SOLE 0 0 1472 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 432 2765 SH SOLE 0 0 2765 TRACTOR SUPPLY CO COM 892356106 450 2543 SH SOLE 0 0 2543 TRUIST FINL CORP COM 89832Q109 251 4297 SH SOLE 0 0 4297 TWILIO INC CL A 90138F102 258 757 SH SOLE 0 0 757 UBER TECHNOLOGIES INC COM 90353T100 348 6390 SH SOLE 0 0 6390 UNION PAC CORP COM 907818108 446 2026 SH SOLE 0 0 2026 UNITED STS GASOLINE FD LP UNITS 91201T102 373 11850 SH SOLE 0 0 11850 UNITEDHEALTH GROUP INC COM 91324P102 383 1029 SH SOLE 0 0 1029 VALERO ENERGY CORP COM 91913Y100 251 3505 SH SOLE 0 0 3505 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2359 34049 SH SOLE 0 0 34049 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 484 2742 SH SOLE 0 0 2742 VANGUARD BD INDEX FDS INTERMED TERM 921937819 200 2259 SH SOLE 0 0 2259 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3656 44482 SH SOLE 0 0 44482 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 433 5113 SH SOLE 0 0 5113 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 877 15362 SH SOLE 0 0 15362 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 668 3774 SH SOLE 0 0 3774 VANGUARD INDEX FDS GROWTH ETF 922908736 2020 7860 SH SOLE 0 0 7860 VANGUARD INDEX FDS MID CAP ETF 922908629 201 909 SH SOLE 0 0 909 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2724 7478 SH SOLE 0 0 7478 VANGUARD INDEX FDS SMALL CP ETF 922908751 393 1835 SH SOLE 0 0 1835 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3373 16318 SH SOLE 0 0 16318 VANGUARD INDEX FDS VALUE ETF 922908744 1644 12506 SH SOLE 0 0 12506 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 833 16003 SH SOLE 0 0 16003 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 517 6333 SH SOLE 0 0 6333 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 905 9729 SH SOLE 0 0 9729 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 328 5336 SH SOLE 0 0 5336 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 677 8207 SH SOLE 0 0 8207 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 252 1362 SH SOLE 0 0 1362 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 415 3123 SH SOLE 0 0 3123 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 601 3370 SH SOLE 0 0 3370 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1952 13275 SH SOLE 0 0 13275 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1298 12841 SH SOLE 0 0 12841 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 200 2420 SH SOLE 0 0 2420 VANGUARD WORLD FD MEGA CAP INDEX 921910873 2215 15794 SH SOLE 0 0 15794 VANGUARD WORLD FD MEGA GRWTH IND 921910816 935 4515 SH SOLE 0 0 4515 VANGUARD WORLD FDS ENERGY ETF 92204A306 374 5506 SH SOLE 0 0 5506 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1105 13076 SH SOLE 0 0 13076 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 616 2691 SH SOLE 0 0 2691 VANGUARD WORLD FDS INF TECH ETF 92204A702 890 2483 SH SOLE 0 0 2483 VERIZON COMMUNICATIONS INC COM 92343V104 1813 31172 SH SOLE 0 0 31172 VIACOMCBS INC CL B 92556H206 485 10744 SH SOLE 0 0 10744 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 1198 17842 SH SOLE 0 0 17842 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 4571 68118 SH SOLE 0 0 68118 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1313 21064 SH SOLE 0 0 21064 VIRTUS DIVIDEND INTEREST & P COM 92840R101 157 11400 SH SOLE 0 0 11400 VISA INC COM CL A 92826C839 464 2191 SH SOLE 0 0 2191 WALMART INC COM 931142103 1770 13027 SH SOLE 0 0 13027 WESCO INTL INC COM 95082P105 296 3422 SH SOLE 0 0 3422 WISDOMTREE TR FLOATNG RAT TREA 97717X628 453 18056 SH SOLE 0 0 18056 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 231 720 SH SOLE 0 0 720 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 165 30000 SH Put SOLE 0 0 30000