9999999997-18-006845.txt : 20180711 9999999997-18-006845.hdr.sgml : 20180711 20180711115247 ACCESSION NUMBER: 9999999997-18-006845 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180711 EFFECTIVENESS DATE: 20180530 PERIOD START: 20170401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARINA & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000857504 IRS NUMBER: 133542776 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-41953 FILM NUMBER: 18007950 BUSINESS ADDRESS: STREET 1: C/O ACCOUNTING & COMPLIANCE INTERNATIONA STREET 2: 40 WALL STREET, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-480-3474 MAIL ADDRESS: STREET 1: C/O ACCOUNTING & COMPLIANCE INTERNATIONA STREET 2: 40 WALL STREET, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: FARINA & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19891117 X-17A-5 1 9999999997-18-006845.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 18007950 for access to the original document.