9999999997-14-009973.txt : 20140516 9999999997-14-009973.hdr.sgml : 20140516 20140516165143 ACCESSION NUMBER: 9999999997-14-009973 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140516 EFFECTIVENESS DATE: 20140225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARINA & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000857504 IRS NUMBER: 133542776 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-41953 FILM NUMBER: 14046328 BUSINESS ADDRESS: STREET 1: C/O ACCOUNTING & COMPLIANCE INTERNATIONA STREET 2: 40 WALL STREET, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-480-3474 MAIL ADDRESS: STREET 1: C/O ACCOUNTING & COMPLIANCE INTERNATIONA STREET 2: 40 WALL STREET, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: FARINA & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19891117 X-17A-5 1 9999999997-14-009973.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 14046328 for access to the original document.