9999999997-11-002835.txt : 20110309 9999999997-11-002835.hdr.sgml : 20110309 20110309162808 ACCESSION NUMBER: 9999999997-11-002835 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110225 DATE AS OF CHANGE: 20110309 EFFECTIVENESS DATE: 20110225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARINA & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000857504 IRS NUMBER: 133542776 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-41953 FILM NUMBER: 11016386 BUSINESS ADDRESS: STREET 1: 20 BROAD ST - 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-480-3474 MAIL ADDRESS: STREET 1: 20 BROAD ST - 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: FARINA & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19891117 X-17A-5 1 9999999997-11-002835.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 11016386 for access to the original document.