-----BEGIN PRIVACY-ENHANCED MESSAGE-----
Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
Originator-Key-Asymmetric:
 MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen
 TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB
MIC-Info: RSA-MD5,RSA,
 UafHKU6S1Re0vhifI50y9bth883YHzmzcVB6+V0AwPsdOHDn/Hj+LTOfaPjSraB5
 SzkJjq7y7QEJMzMS+Sk2Ng==

<SEC-DOCUMENT>9999999997-10-005245.txt : 20100312
<SEC-HEADER>9999999997-10-005245.hdr.sgml : 20100312
<ACCEPTANCE-DATETIME>20100312172440
<PAPER>
ACCESSION NUMBER:		9999999997-10-005245
CONFORMED SUBMISSION TYPE:	X-17A-5
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20091231
FILED AS OF DATE:		20100225
DATE AS OF CHANGE:		20100312
EFFECTIVENESS DATE:		20100225

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FARINA & ASSOCIATES, INC.
		CENTRAL INDEX KEY:			0000857504
		IRS NUMBER:				133542776
		STATE OF INCORPORATION:			NY
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		X-17A-5
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	008-41953
		FILM NUMBER:		10035188

	BUSINESS ADDRESS:	
		STREET 1:		20 BROAD ST - 10TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10005
		BUSINESS PHONE:		212-480-3474

	MAIL ADDRESS:	
		STREET 1:		20 BROAD ST - 10TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10005

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FARINA & ASSOCIATES INC                                 /BD
		DATE OF NAME CHANGE:	19891117
</SEC-HEADER>
<DOCUMENT>
<TYPE>X-17A-5
<SEQUENCE>1
<FILENAME>9999999997-10-005245.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
This document was generated as part of a paper submission.
Please reference the Document Control Number 10035188 for access to the original document.
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
-----END PRIVACY-ENHANCED MESSAGE-----