X-17A-5: Filer Information

X-17A-5: Submission Information

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
14 WALL STREET, 20TH FLOOR
City
NEW YORK
State/Country
NEW YORK
Mailing Zip/ Portal Code
10005

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Alan Krim
Telephone Number
5165261586

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

I, Joe Stevens, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FARINA & ASSOCIATES, INC., as of 03-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Notary Public