variableinsurancefunds0069.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD

REGISTERED MANAGEMENT INVESTMENT COMPANIES

INVESTMENT COMPANY ACT FILE NUMBER: 811-5962

NAME OF REGISTRANT: VANGUARD VARIABLE INSURANCE FUNDS

ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482

NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM

PO BOX 876

VALLEY FORGE, PA 19482

REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000

DATE OF FISCAL YEAR END: DECEMBER 31

DATE OF REPORTING PERIOD: JULY 1, 2015 - JUNE 30, 2016

FUND: VANGUARD VARIABLE INSURANCE FUND-BALANCED PORTFOLIO

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ISSUER: ABB Ltd.

TICKER: ABBN CUSIP: 000375204

MEETING DATE: 4/21/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR

MANAGEMENT

PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR

PROPOSAL #5: APPROVE CHF 86 MILLION REDUCTION IN ISSUER YES FOR FOR

SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES

PROPOSAL #6: APPROVE CHF 1.6 BILLION REDUCTION IN ISSUER YES FOR FOR

SHARE CAPITAL VIA REDUCTION OF NOMINAL VALUE AND

REPAYMENT OF CHF 0.74 PER SHARE

PROPOSAL #7: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR

CAPITAL

PROPOSAL #8.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR

THE AMOUNT OF CHF 4.7 MILLION

PROPOSAL #8.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR

COMMITTEE IN THE AMOUNT OF CHF 50 MILLION

PROPOSAL #9.1: REELECT MATTI ALAHUHTA AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.2: REELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.3: ELECT FREDERICO FLEURY CURADO AS ISSUER YES FOR FOR

DIRECTOR

PROPOSAL #9.4: ELECT ROBYN DENHOLM AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.5: REELECT LOUIS HUGHES AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.6: ELECT DAVID MELINE AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.7: ELECT SATISH PAI AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.8: REELECT MICHEL DE ROSEN AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.9: REELECT JACOB WALLENBERG AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.10: REELECT YING YEH AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9.11: REELECT PETER VOSER AS DIRECTOR AND ISSUER YES FOR FOR

BOARD CHAIRMAN

PROPOSAL #10.1: APPOINT DAVID CONSTABLE AS MEMBER OF ISSUER YES FOR FOR

THE COMPENSATION COMMITTEE

PROPOSAL #10.2: APPOINT FREDERICO FLEURY CURADO AS ISSUER YES FOR FOR

MEMBER OF THE COMPENSATION COMMITTEE

PROPOSAL #10.3: APPOINT MICHEL DE ROSEN AS MEMBER OF ISSUER YES FOR FOR

THE COMPENSATION COMMITTEE

PROPOSAL #10.4: APPOINT YING YEH AS MEMBER OF THE ISSUER YES FOR FOR

COMPENSATION COMMITTEE

PROPOSAL #11: DESIGNATE HANS ZEHNDER AS INDEPENDENT ISSUER YES FOR FOR

PROXY

PROPOSAL #12: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #13: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST

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ISSUER: Accenture plc

TICKER: ACN CUSIP: G1151C101

MEETING DATE: 2/3/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR JAIME ARDILA ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR CHARLES H. GIANCARLO ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR PIERRE NANTERME ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR

PROPOSAL #1l: ELECT DIRECTOR FRANK K. TANG ISSUER YES FOR FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR

PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR

PLAN

PROPOSAL #5: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR

PROPOSAL #7A: REQUIRE ADVANCE NOTICE FOR SHAREHOLDER ISSUER YES FOR FOR

PROPOSALS

PROPOSAL #7B: AMEND ARTICLES ISSUER YES FOR FOR

PROPOSAL #8A: AMEND ARTICLES - BOARD RELATED ISSUER YES FOR FOR

PROPOSAL #8B: ESTABLISH RANGE FOR SIZE OF BOARD ISSUER YES FOR FOR

PROPOSAL #9: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR

LINKED SECURITIES WITH PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: AUTHORIZE OPEN-MARKET PURCHASES OF ISSUER YES FOR FOR

CLASS A ORDINARY SHARES

PROPOSAL #12: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR

ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS

TREASURY STOCK

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ISSUER: ACE Limited

TICKER: ACE CUSIP: H0023R105

MEETING DATE: 10/22/2015 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: INCREASE AUTHORIZED COMMON SHARES ISSUER YES FOR FOR

PROPOSAL #2: CHANGE COMPANY NAME TO CHUBB LIMITED ISSUER YES FOR FOR

PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR

PROPOSAL #4.1: ELECT SHEILA P. BURKE AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #4.2: ELECT JAMES I. CASH, JR. AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #4.3: ELECT LAWRENCE W. KELLNER AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #4.4: ELECT JAMES M. ZIMMERMAN AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR

AGGREGATE REMUNERATION OF DIRECTORS

PROPOSAL #A: AUTHORIZE INDEPENDENT REPRESENTATIVE TO ISSUER YES AGAINST AGAINST

VOTE ON ANY AMENDMENT TO PREVIOUS RESOLUTIONS

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ISSUER: Alphabet Inc.

TICKER: GOOGL CUSIP: 02079K305

MEETING DATE: 6/8/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR

PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR

PROPOSAL #1.8: ELECT DIRECTOR ALAN R. MULALLY ISSUER YES FOR FOR

PROPOSAL #1.9: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES WITHHOLD AGAINST

PROPOSAL #1.10: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES WITHHOLD AGAINST

PROPOSAL #1.11: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST

PROPOSAL #4: AMENDED AND RESTATED CERTIFICATE OF ISSUER YES FOR FOR

INCORPORATION OF GOOGLE INC.

PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST

STOCK TO HAVE ONE-VOTE PER SHARE

PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST

PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST

PROPOSAL #8: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST

OF DIRECTORS

PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR

PROPOSAL #10: REPORT ON GENDER PAY GAP SHAREHOLDER YES ABSTAIN AGAINST

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ISSUER: American Express Company

TICKER: AXP CUSIP: 025816109

MEETING DATE: 5/2/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR RALPH DE LA VEGA ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR ANNE L. LAUVERGEON ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR DANIEL L. VASELLA ISSUER YES FOR FOR

PROPOSAL #1l: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR

PROPOSAL #1m: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR

AUDITORS

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR

PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR

PROPOSAL #6: REPORT ON BOARD OVERSIGHT OF PRIVACY AND SHAREHOLDER YES AGAINST FOR

DATA SECURITY AND REQUESTS FOR CUSTOMER INFORMATION

PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR

PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR

PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR

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ISSUER: American International Group, Inc.

TICKER: AIG CUSIP: 026874784

MEETING DATE: 5/11/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR PETER R. FISHER ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR PETER D. HANCOCK ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR

PROPOSAL #1l: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR

PROPOSAL #1m: ELECT DIRECTOR JOHN A. PAULSON ISSUER YES FOR FOR

PROPOSAL #1n: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR

PROPOSAL #1o: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR

PROPOSAL #1p: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR

AUDITORS

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ISSUER: American Tower Corporation

TICKER: AMT CUSIP: 03027X100

MEETING DATE: 6/1/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR ROBERT D. HORMATS ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR CAROLYN F. KATZ ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR GUSTAVO LARA CANTU ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR DAVID E. SHARBUTT ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR

PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR

SHAREHOLDERS TO CALL SPECIAL MEETING

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ISSUER: Anadarko Petroleum Corporation

TICKER: APC CUSIP: 032511107

MEETING DATE: 5/10/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR SEAN GOURLEY ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR MARK C. MCKINLEY ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR

PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #5: REPORT ON PLANS TO ADDRESS STRANDED SHAREHOLDER YES ABSTAIN AGAINST

CARBON ASSET RISKS

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ISSUER: Apple Inc.

TICKER: AAPL CUSIP: 037833100

MEETING DATE: 2/26/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR JAMES BELL ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR TIM COOK ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR AL GORE ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR BOB IGER ISSUER YES FOR FOR

PROPOSAL #1.5: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR ART LEVINSON ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR RON SUGAR ISSUER YES FOR FOR

PROPOSAL #1.8: ELECT DIRECTOR SUE WAGNER ISSUER YES FOR FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR

PROPOSAL #5: CREATE FEASIBILITY PLAN FOR NET-ZERO GHG SHAREHOLDER YES AGAINST FOR

EMISSIONS, INCLUDING FOR MAJOR SUPPLIERS

PROPOSAL #6: ADOPT POLICY TO INCREASE DIVERSITY OF SHAREHOLDER YES AGAINST FOR

SENIOR MANAGEMENT AND BOARD OF DIRECTORS

PROPOSAL #7: REPORT ON GUIDELINES FOR COUNTRY SHAREHOLDER YES AGAINST FOR

SELECTION

PROPOSAL #8: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR

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ISSUER: AstraZeneca plc

TICKER: AZN CUSIP: 046353108

MEETING DATE: 4/29/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR

PROPOSAL #3: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR

AUDITORS

PROPOSAL #5a: RE-ELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5b: RE-ELECT PASCAL SORIOT AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5c: RE-ELECT MARC DUNOYER AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5d: RE-ELECT DR CORNELIA BARGMANN AS ISSUER YES FOR FOR

DIRECTOR

PROPOSAL #5e: RE-ELECT GENEVIEVE BERGER AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5f: RE-ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5g: RE-ELECT ANN CAIRNS AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5h: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5i: RE-ELECT JEAN-PHILIPPE COURTOIS AS ISSUER YES FOR FOR

DIRECTOR

PROPOSAL #5j: RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5k: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5l: RE-ELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR

PROPOSAL #7: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR

EXPENDITURE

PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR

EMPTIVE RIGHTS

PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR

EMPTIVE RIGHTS

PROPOSAL #10: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR

PROPOSAL #11: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR

MEETING WITH TWO WEEKS' NOTICE

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ISSUER: AvalonBay Communities, Inc.

TICKER: AVB CUSIP: 053484101

MEETING DATE: 5/19/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR TERRY S. BROWN ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR ALAN B. BUCKELEW ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR

PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR LANCE R. PRIMIS ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR PETER S. RUMMELL ISSUER YES FOR FOR

PROPOSAL #1.8: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR

PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

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ISSUER: Bank of America Corporation

TICKER: BAC CUSIP: 060505104

MEETING DATE: 9/22/2015 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: APPROVE BYLAW AMENDMENT TO PERMIT BOARD ISSUER YES FOR FOR

TO DETERMINE LEADERSHIP STRUCTURE

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ISSUER: Bank of America Corporation

TICKER: BAC CUSIP: 060505104

MEETING DATE: 4/27/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR PIERRE J.P. DE WECK ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR

PROPOSAL #1l: ELECT DIRECTOR THOMAS D. WOODS ISSUER YES FOR FOR

PROPOSAL #1m: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY PWC AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #4: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR

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ISSUER: Bank Of Nova Scotia

TICKER: BNS CUSIP: 064149107

MEETING DATE: 4/12/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR NORA A. AUFREITER ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR GUILLERMO E. BABATZ ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR SCOTT B. BONHAM ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR RONALD A. BRENNEMAN ISSUER YES FOR FOR

PROPOSAL #1.5: ELECT DIRECTOR CHARLES H. DALLARA ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR WILLIAM R. FATT ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR TIFF MACKLEM ISSUER YES FOR FOR

PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. O'NEILL ISSUER YES FOR FOR

PROPOSAL #1.9: ELECT DIRECTOR EDUARDO PACHECO ISSUER YES FOR FOR

PROPOSAL #1.10: ELECT DIRECTOR BRIAN J. PORTER ISSUER YES FOR FOR

PROPOSAL #1.11: ELECT DIRECTOR UNA M. POWER ISSUER YES FOR FOR

PROPOSAL #1.12: ELECT DIRECTOR AARON W. REGENT ISSUER YES FOR FOR

PROPOSAL #1.13: ELECT DIRECTOR INDIRA V. SAMARASEKERA ISSUER YES FOR FOR

PROPOSAL #1.14: ELECT DIRECTOR SUSAN L. SEGAL ISSUER YES FOR FOR

PROPOSAL #1.15: ELECT DIRECTOR PAUL D. SOBEY ISSUER YES FOR FOR

PROPOSAL #1.16: ELECT DIRECTOR BARBARA S. THOMAS ISSUER YES FOR FOR

PROPOSAL #1.17: ELECT DIRECTOR L. SCOTT THOMSON ISSUER YES FOR FOR

PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR

APPROACH

PROPOSAL #4: SP 1: STREAMLINE FINANCIAL REPORT SHAREHOLDER YES AGAINST FOR

PROPOSAL #5: SP 2: PAY FAIR SHARE OF TAXES SHAREHOLDER YES AGAINST FOR

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ISSUER: Baxter International Inc.

TICKER: BAX CUSIP: 071813109

MEETING DATE: 5/3/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR JOHN D. FORSYTH ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR CAROLE J. SHAPAZIAN ISSUER YES FOR FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR

AUDITORS

PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR

PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR

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ISSUER: BHP Billiton plc

TICKER: BLT CUSIP: G10877101

MEETING DATE: 10/22/2015 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR

STATUTORY REPORTS

PROPOSAL #2: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: AUTHORISE THE RISK AND AUDIT COMMITTEE ISSUER YES FOR FOR

TO FIX REMUNERATION OF AUDITORS

PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR

EMPTIVE RIGHTS

PROPOSAL #5: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR

EMPTIVE RIGHTS

PROPOSAL #6: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR

PROPOSAL #7: APPROVE REMUNERATION REPORT FOR UK LAW ISSUER YES FOR FOR

PURPOSES

PROPOSAL #8: APPROVE REMUNERATION REPORT FOR ISSUER YES FOR FOR

AUSTRALIAN LAW PURPOSES

PROPOSAL #9: APPROVE GRANT OF AWARDS UNDER THE ISSUER YES FOR FOR

GROUP'S SHORT AND LONG TERM INCENTIVE PLANS TO ANDREW

PROPOSAL #10: AMEND BHP BILLITON LIMITED CONSTITUTION ISSUER YES FOR FOR

RE: DLC DIVIDEND SHARE

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION RE: DLC ISSUER YES FOR FOR

DIVIDEND SHARE

PROPOSAL #12: AMEND DLC STRUCTURE SHARING AGREEMENT ISSUER YES FOR FOR

RE: DLC DIVIDEND SHARE

PROPOSAL #13: AMEND BHP BILLITON LIMITED CONSTITUTION ISSUER YES FOR FOR

RE: SIMULTANEOUS GENERAL MEETINGS

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR

SIMULTANEOUS GENERAL MEETINGS

PROPOSAL #15: ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #16: RE-ELECT MALCOLM BRINDED AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #17: RE-ELECT MALCOLM BROOMHEAD AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #18: RE-ELECT PAT DAVIES AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #19: RE-ELECT CAROLYN HEWSON AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #20: RE-ELECT ANDREW MACKENZIE AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #21: RE-ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #22: RE-ELECT WAYNE MURDY AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #23: RE-ELECT JOHN SCHUBERT AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #24: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #25: RE-ELECT JAC NASSER AS DIRECTOR ISSUER YES FOR FOR

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ISSUER: BlackRock, Inc.

TICKER: BLK CUSIP: 09247X101

MEETING DATE: 5/25/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR ABDLATIF YOUSEF AL-HAMAD ISSUER YES AGAINST AGAINST

PROPOSAL #1b: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR PAMELA DALEY ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR LAURENCE D. FINK ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR JAMES GROSFELD ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR ROBERT S. KAPITO ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR DAVID H. KOMANSKY ISSUER YES FOR FOR

PROPOSAL #1l: ELECT DIRECTOR DERYCK MAUGHAN ISSUER YES FOR FOR

PROPOSAL #1m: ELECT DIRECTOR CHERYL D. MILLS ISSUER YES FOR FOR

PROPOSAL #1n: ELECT DIRECTOR GORDON M. NIXON ISSUER YES FOR FOR

PROPOSAL #1o: ELECT DIRECTOR THOMAS H. O'BRIEN ISSUER YES FOR FOR

PROPOSAL #1p: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR

PROPOSAL #1q: ELECT DIRECTOR MARCO ANTONIO SLIM DOMIT ISSUER YES FOR FOR

PROPOSAL #1r: ELECT DIRECTOR JOHN S. VARLEY ISSUER YES FOR FOR

PROPOSAL #1s: ELECT DIRECTOR SUSAN L. WAGNER ISSUER YES FOR FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR

PROPOSAL #5: REPORT ON PROXY VOTING AND EXECUTIVE SHAREHOLDER YES AGAINST FOR

COMPENSATION

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ISSUER: BMW Group Bayerische Motoren Werke AG

TICKER: BMW CUSIP: D12096109

MEETING DATE: 5/12/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR

DIVIDENDS OF EUR 3.22 PER PREFERRED SHARE AND 3.20

PER ORDINARY SHARE

PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR

FOR FISCAL 2015

PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR

FOR FISCAL 2015

PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR

2016

PROPOSAL #6: ELECT SIMONE MENNE TO THE SUPERVISORY ISSUER YES FOR FOR

BOARD

PROPOSAL #7: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR

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ISSUER: BNP Paribas SA

TICKER: BNP CUSIP: F1058Q238

MEETING DATE: 5/26/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR

DIVIDENDS OF EUR 2.31 PER SHARE

PROPOSAL #4: APPROVE NON-COMPETE AGREEMENT WITH JEAN- ISSUER YES FOR FOR

LAURENT BONNAFE, CEO

PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR

OF ISSUED SHARE CAPITAL

PROPOSAL #6: REELECT JEAN-LAURENT BONNAFE AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #7: REELECT MARION GUILLOU AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #8: REELECT MICHEL TILMANT AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9: ELECT WOUTER DE PLOEY AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF JEAN ISSUER YES FOR FOR

LEMIERRE, CHAIRMAN

PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR

LAURENT BONNAFE, CEO

PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR

PHILIPPE BORDENAVE, VICE-CEO

PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR

FRANCOIS VILLEROY DE GALHAU, VICE-CEO UNTIL APRIL 30,

2015

PROPOSAL #14: ADVISORY VOTE ON THE OVERALL ENVELOPE ISSUER YES FOR FOR

OF COMPENSATION OF CERTAIN SENIOR MANAGEMENT,

RESPONSIBLE OFFICERS AND THE RISK-TAKERS

PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR

THE AGGREGATE AMOUNT OF EUR 1.3 MILLION

PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR

LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO

AGGREGATE NOMINAL AMOUNT OF EUR 1.2 BILLION

PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO

AGGREGATE NOMINAL AMOUNT OF EUR 240 MILLION

PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR

PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND

PROPOSAL #19: SET TOTAL LIMIT FOR CAPITAL INCREASE ISSUER YES FOR FOR

WITHOUT PREEMPTIVE RIGHTS TO RESULT FROM ISSUANCE

REQUESTS UNDER ITEMS 17 AND 18 AT EUR 240 MILLION

PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR

UP TO EUR 1.2 BILLION FOR BONUS ISSUE OR INCREASE IN

PAR VALUE

PROPOSAL #21: SET TOTAL LIMIT FOR CAPITAL INCREASE ISSUER YES FOR FOR

WITH OR WITHOUT PREEMPTIVE RIGHTS TO RESULT FROM

ISSUANCE REQUESTS UNDER ITEMS 16 TO 18 AT EUR 1.2

BILLION

PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR

EMPLOYEE STOCK PURCHASE PLANS

PROPOSAL #23: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR

CANCELLATION OF REPURCHASED SHARES

PROPOSAL #24: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR

DOCUMENTS/OTHER FORMALITIES

---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

ISSUER: Bristol-Myers Squibb Company

TICKER: BMY CUSIP: 110122108

MEETING DATE: 5/3/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1A: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR

PROPOSAL #1B: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR

PROPOSAL #1C: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR

PROPOSAL #1D: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR

PROPOSAL #1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR

PROPOSAL #1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR

PROPOSAL #1G: ELECT DIRECTOR THOMAS J. LYNCH, JR. ISSUER YES FOR FOR

PROPOSAL #1H: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR

PROPOSAL #1I: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR

PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR

PROPOSAL #1K: ELECT DIRECTOR TOGO D. WEST, JR. ISSUER YES FOR FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR

SHAREHOLDERS TO CALL SPECIAL MEETING

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ISSUER: Canadian National Railway Company

TICKER: CNR CUSIP: 136375102

MEETING DATE: 4/26/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR

DARKES

PROPOSAL #1.5: ELECT DIRECTOR DENIS LOSIER ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR KEVIN G. LYNCH ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR CLAUDE MONGEAU ISSUER YES FOR FOR

PROPOSAL #1.8: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR

PROPOSAL #1.9: ELECT DIRECTOR ROBERT PACE ISSUER YES FOR FOR

PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. PHILLIPS ISSUER YES FOR FOR

PROPOSAL #1.11: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR

PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR

APPROACH

PROPOSAL #4: REQUIRE AUDIT COMMITTEE TO REQUEST SHAREHOLDER YES AGAINST FOR

PROPOSALS FOR THE AUDIT ENGAGEMENT NO LESS THAN EVERY

8 YEARS

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ISSUER: Cardinal Health, Inc.

TICKER: CAH CUSIP: 14149Y108

MEETING DATE: 11/4/2015 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR COLLEEN F. ARNOLD ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR

PROPOSAL #1.5: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR BRUCE L. DOWNEY ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. HEMINGWAY ISSUER YES FOR FOR

HALL

PROPOSAL #1.8: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR

PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR

PROPOSAL #1.10: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR

PROPOSAL #1.11: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

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ISSUER: Caterpillar Inc.

TICKER: CAT CUSIP: 149123101

MEETING DATE: 6/8/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. DICKINSON ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR JUAN GALLARDO ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR JESSE J. GREENE, JR. ISSUER YES FOR FOR

PROPOSAL #1.5: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR

PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR

PROPOSAL #1.9: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR

PROPOSAL #1.10: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR

PROPOSAL #1.11: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR

PROPOSAL #1.12: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR

AUDITORS

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST

PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR

PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR

---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

ISSUER: Celgene Corporation

TICKER: CELG CUSIP: 151020104

MEETING DATE: 6/15/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. HUGIN ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR MARK J. ALLES ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. BARKER ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. BONNEY ISSUER YES FOR FOR

PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR JACQUALYN A. FOUSE ISSUER YES FOR FOR

PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR

PROPOSAL #1.9: ELECT DIRECTOR JULIA A. HALLER ISSUER YES FOR FOR

PROPOSAL #1.10: ELECT DIRECTOR GILLA S. KAPLAN ISSUER YES FOR FOR

PROPOSAL #1.11: ELECT DIRECTOR JAMES J. LOUGHLIN ISSUER YES FOR FOR

PROPOSAL #1.12: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR

PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR

AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES

PROPOSAL #6: CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR

PROPOSAL #7: PROXY ACCESS SHAREHOLDER YES FOR AGAINST

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ISSUER: Chevron Corporation

TICKER: CVX CUSIP: 166764100

MEETING DATE: 5/25/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1b: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR JOHN S. WATSON ISSUER YES FOR FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR

AUDITORS

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR

STOCK PLAN

PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR

PROPOSAL #6: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES AGAINST FOR

PRODUCTS AND OPERATIONS

PROPOSAL #7: ANNUALLY ASSESS PORTFOLIO IMPACTS OF SHAREHOLDER YES AGAINST FOR

POLICIES TO MEET 2 DEGREE SCENARIO

PROPOSAL #8: ANNUALLY REPORT RESERVE REPLACEMENTS IN SHAREHOLDER YES AGAINST FOR

BTUS

PROPOSAL #9: INCREASE RETURN OF CAPITAL TO SHAREHOLDER YES AGAINST FOR

SHAREHOLDERS IN LIGHT OF CLIMATE CHANGE RISKS

PROPOSAL #10: REPORT ON THE RESULT OF EFFORTS TO SHAREHOLDER YES AGAINST FOR

MINIMIZE HYDRAULIC FRACTURING IMPACTS

PROPOSAL #11: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR

ENVIRONMENTAL EXPERIENCE

PROPOSAL #12: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR

---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

ISSUER: Chubb Limited

TICKER: CB CUSIP: H1467J104

MEETING DATE: 5/19/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR

STATUTORY REPORTS

PROPOSAL #2.1: ALLOCATE DISPOSABLE PROFIT ISSUER YES FOR FOR

PROPOSAL #2.2: APPROVE DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR

LEGAL RESERVES THROUGH CAPITAL CONTRIBUTIONS RESERVE

SUBACCOUNT

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR

MANAGEMENT

PROPOSAL #4.1: RATIFY PRICEWATERHOUSECOOPERS AG ISSUER YES FOR FOR

(ZURICH) AS AUDITORS

PROPOSAL #4.2: RATIFY PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR

(UNITED STATES) AS INDEPENDENT REGISTERED ACCOUNTING

FIRM AS AUDITORS

PROPOSAL #4.3: RATIFY BDO AG (ZURICH) AS SPECIAL ISSUER YES FOR FOR

AUDITORS

PROPOSAL #5.1: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR

PROPOSAL #5.2: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR

PROPOSAL #5.3: ELECT DIRECTOR MICHAEL G. ATIEH ISSUER YES FOR FOR

PROPOSAL #5.4: ELECT DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR

PROPOSAL #5.5: ELECT DIRECTOR JAMES I. CASH ISSUER YES FOR FOR

PROPOSAL #5.6: ELECT DIRECTOR MARY A. CIRILLO ISSUER YES FOR FOR

PROPOSAL #5.7: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR

PROPOSAL #5.8: ELECT DIRECTOR JOHN EDWARDSON ISSUER YES FOR FOR

PROPOSAL #5.9: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR

PROPOSAL #5.10: ELECT DIRECTOR LEO F. MULLIN ISSUER YES FOR FOR

PROPOSAL #5.11: ELECT DIRECTOR KIMBERLY ROSS ISSUER YES FOR FOR

PROPOSAL #5.12: ELECT DIRECTOR ROBERT SCULLY ISSUER YES FOR FOR

PROPOSAL #5.13: ELECT DIRECTOR EUGENE B. SHANKS, JR. ISSUER YES FOR FOR

PROPOSAL #5.14: ELECT DIRECTOR THEODORE E. SHASTA ISSUER YES FOR FOR

PROPOSAL #5.15: ELECT DIRECTOR DAVID SIDWELL ISSUER YES FOR FOR

PROPOSAL #5.16: ELECT DIRECTOR OLIVIER STEIMER ISSUER YES FOR FOR

PROPOSAL #5.17: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR

PROPOSAL #6: ELECT EVAN G. GREENBERG AS BOARD ISSUER YES FOR FOR

CHAIRMAN

PROPOSAL #7.1: APPOINT MICHAEL P. CONNORS AS MEMBER ISSUER YES FOR FOR

OF THE COMPENSATION COMMITTEE

PROPOSAL #7.2: APPOINT MARY A. CIRILLO AS MEMBER OF ISSUER YES FOR FOR

THE COMPENSATION COMMITTEE

PROPOSAL #7.3: APPOINT ROBERT M. HERNANDEZ AS MEMBER ISSUER YES FOR FOR

OF THE COMPENSATION COMMITTEE

PROPOSAL #7.4: APPOINT ROBERT SCULLY AS MEMBER OF THE ISSUER YES FOR FOR

COMPENSATION COMMITTEE

PROPOSAL #7.5: APPOINT JAMES M. ZIMMERMAN AS MEMBER ISSUER YES FOR FOR

OF THE COMPENSATION COMMITTEE

PROPOSAL #8: DESIGNATE HOMBURGER AG AS INDEPENDENT ISSUER YES FOR FOR

PROXY

PROPOSAL #9: ISSUE SHARES WITHOUT PREEMPTIVE RIGHTS ISSUER YES FOR FOR

PROPOSAL #10: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR

PROPOSAL #11.1: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR

AGGREGATE REMUNERATION OF DIRECTORS

PROPOSAL #11.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR

COMMITTEE IN THE AMOUNT OF CHF 44 MILLION FOR FISCAL

2017

PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #13: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST

---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

ISSUER: Cisco Systems, Inc.

TICKER: CSCO CUSIP: 17275R102

MEETING DATE: 11/19/2015 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR

AUDITORS

PROPOSAL #4: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR

PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR

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ISSUER: Colgate-Palmolive Company

TICKER: CL CUSIP: 194162103

MEETING DATE: 5/6/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR JOHN P. BILBREY ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR IAN COOK ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR RICHARD J. KOGAN ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR

AUDITORS

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR

SHAREHOLDERS TO CALL SPECIAL MEETING

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ISSUER: Comcast Corporation

TICKER: CMCSA CUSIP: 20030N101

MEETING DATE: 12/10/2015 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR

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ISSUER: Comcast Corporation

TICKER: CMCSA CUSIP: 20030N101

MEETING DATE: 5/19/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR MADELINE S. BELL ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR

PROPOSAL #1.5: ELECT DIRECTOR JOSEPH J. COLLINS ISSUER YES FOR FOR

PROPOSAL #1.6: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR

PROPOSAL #1.7: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR

PROPOSAL #1.8: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR

PROPOSAL #1.9: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR

PROPOSAL #1.10: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR

PROPOSAL #1.11: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR

PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR

PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR

PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR

PLAN

PROPOSAL #6: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR

PURCHASE PLAN

PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR

PROPOSAL #8: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR

PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR

PROPOSAL #10: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES AGAINST FOR

STOCK TO HAVE ONE-VOTE PER SHARE

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ISSUER: Costco Wholesale Corporation

TICKER: COST CUSIP: 22160K105

MEETING DATE: 1/29/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1.1: ELECT DIRECTOR HAMILTON E. JAMES ISSUER YES FOR FOR

PROPOSAL #1.2: ELECT DIRECTOR W. CRAIG JELINEK ISSUER YES FOR FOR

PROPOSAL #1.3: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR

PROPOSAL #1.4: ELECT DIRECTOR MARY A. (MAGGIE) ISSUER YES FOR FOR

WILDEROTTER

PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST

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ISSUER: CSX Corporation

TICKER: CSX CUSIP: 126408103

MEETING DATE: 5/11/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR JOHN B. BREAUX ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR STEVEN T. HALVERSON ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR JOHN D. MCPHERSON ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR

PROPOSAL #1l: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

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ISSUER: CVS Health Corporation

TICKER: CVS CUSIP: 126650100

MEETING DATE: 5/19/2016 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BRACKEN ISSUER YES FOR FOR

PROPOSAL #1b: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR

PROPOSAL #1c: ELECT DIRECTOR ALECIA A. DECOUDREAUX ISSUER YES FOR FOR

PROPOSAL #1d: ELECT DIRECTOR NANCY-ANN M. DEPARLE ISSUER YES FOR FOR

PROPOSAL #1e: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR

PROPOSAL #1f: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR

PROPOSAL #1g: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR

PROPOSAL #1h: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR

PROPOSAL #1i: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR

PROPOSAL #1j: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR

PROPOSAL #1k: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR

OFFICERS' COMPENSATION

PROPOSAL #4: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES ABSTAIN AGAINST

VALUES AND POLITICAL CONTRIBUTIONS

PROPOSAL #5: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR

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ISSUER: Diageo plc

TICKER: DGE CUSIP: 25243Q205

MEETING DATE: 9/23/2015 FOR/AGAINST

PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR

PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR

PROPOSAL #4: RE-ELECT PEGGY BRUZELIUS AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #5: RE-ELECT LORD DAVIES OF ABERSOCH AS ISSUER YES FOR FOR

DIRECTOR

PROPOSAL #6: RE-ELECT HO KWONPING AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #7: RE-ELECT BETSY HOLDEN AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #8: RE-ELECT DR FRANZ HUMER AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #9: RE-ELECT DEIRDRE MAHLAN AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #10: RE-ELECT NICOLA MENDELSOHN AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #11: RE-ELECT IVAN MENEZES AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #12: RE-ELECT PHILIP SCOTT AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #13: RE-ELECT ALAN STEWART AS DIRECTOR ISSUER YES FOR FOR

PROPOSAL #14: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR

AUDITORS

PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR

AUDITORS

PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR

EMPTIVE RIGHTS

PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR

EMPTIVE RIGHTS

PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR

PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR

EXPENDITURE

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ISSUER: Diageo plc

TICKER: DGE CUSIP: G42089113