N-PX 1 intlequityindex0533_part2.htm intlequityindex0533_part2.htm - Generated by SEC Publisher for SEC Filing  

 

Due to size constraints, this filing is being made in 3 related submissions.

This submission is the 2nd of 3 related submissions.

The accession numbers of the previous related submissions are as follows: 0000932471-16-014328

 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT WONG CHI KEUNG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT LAY DANNY J AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3C: AUTHORIZE REMUNERATION COMMITTEE TO FIX        ISSUER            YES             FOR                  FOR

 REMUNERATION OF DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Goldenmax International Technology Ltd.

  TICKER:               002636                            CUSIP:   Y2751A107

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE NO PROFIT DISTRIBUTION AND NO            ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES FOR THE YEAR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF SHANGHAI              ISSUER             NO              N/A                  N/A

CPAS AS EXTERNAL AUDITOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER             NO              N/A                  N/A

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Goldleaf Jewelry Co., Ltd.

  TICKER:               000587                            CUSIP:   Y2930Q106

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PHASE I EMPLOYEE SHARE PURCHASE         ISSUER             NO              N/A                  N/A

PLAN DRAFT AND SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE MATTERS REGARDING PHASE I EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #3: APPROVE 2015 COMPANY'S ESTIMATED                     ISSUER             NO              N/A                  N/A

ADDITIONAL PROVISION OF GUARANTEE TO THE

COMPREHENSIVE CREDIT LINE OF FENGHUI LEASING CO.,

LTD. AND ITS SUBSIDIARIES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Goldleaf Jewelry Co., Ltd.

  TICKER:               000587                            CUSIP:   Y2930Q106

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHU YAOWEN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT ZHANG JINZHU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT ZHOU HANSHENG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.4: ELECT ZHAO GUOWEN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT HE XIAOMIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT WANG YANG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT JI CHANGQIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT HU FENGBIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT XIA BIN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT SUN XUDONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT YANG JINGPING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Goldsun Building Materials Co., Ltd.

  TICKER:               2504                                CUSIP:   Y50552101

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8.1: ELECT LIN MIN SHENG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.0187501 AS NON-INDEPENDENT DIRECTOR

 


 

PROPOSAL #8.2: ELECT LIN JIAN HAN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.0225337 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT WANG ZHUANG YAN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO.0146441 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT LIN CHUN MEI, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF JIN KUI INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.0145163, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.5: ELECT LIN TAI HONG WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.0164727 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT LIAO BO XI WITH SHAREHOLDER                ISSUER            YES             FOR                  FOR

NO.0000162 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.7: ELECT LIN YU FANG WITH ID                              ISSUER            YES             FOR                  FOR

NO.S102640XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.8: ELECT XU LAN YING, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 FOUNDATION OF LIN DENG EDUCATION AND PUBLIC WELFARE

WITH SHAREHOLDER NO.0048620, AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #8.9: ELECT ZHANG SHI ZONG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.0004472 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.10: ELECT LI YONG SAN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.0167159 AS INDEPENDENT DIRECTOR

PROPOSAL #8.11: ELECT ZHAN YING WEN WITH ID                        ISSUER            YES             FOR                  FOR

NO.B120678XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.12: ELECT HONG QI DE WITH ID                              ISSUER            YES             FOR                  FOR

NO.N121195XXX AS INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gome Electrical Appliances Holdings Ltd

  TICKER:               493                                  CUSIP:   G3978C124

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND                   ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE WHITEWASH WAIVER                                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gome Electrical Appliances Holdings Ltd

  TICKER:               493                                  CUSIP:   G3978C124

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE 2016 MASTER MERCHANDISE                ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT AND THE ANNUAL CAPS

PROPOSAL #2: APPROVE THE 2016 MASTER MERCHANDISE                ISSUER            YES             FOR                  FOR

SUPPLY AGREEMENT AND THE ANNUAL CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gome Electrical Appliances Holdings Ltd

  TICKER:               493                                  CUSIP:   G3978C124

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

 


 

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZOU XIAO CHUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ZHANG DA ZHONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LEE KONG WAI, CONWAY AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT NG WAI HUNG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gosun Holding Co., Ltd.

  TICKER:               000971                            CUSIP:   Y3746U109

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

VIA PRIVATE PLACEMENT AS WELL AS RAISING SUPPORTING

FUNDS

PROPOSAL #2.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2a: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2b: APPROVE TARGET SUBSCRIBER AND ISSUE          ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #2.2c: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2d: APPROVE TARGET ASSET                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.2e: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2f: APPROVE TRANSACTION MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2g: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2h: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2i: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.2j: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.2k: APPROVE PERFORMANCE COMMITMENT AND            ISSUER            YES             FOR                  FOR

COMPENSATION SCHEME ARRANGEMENT

PROPOSAL #2.2l: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.2m: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.3.1: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.2: APPROVE ISSUE MANNER AND TIME                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.3.3: APPROVE TARGET SUBSCRIBER AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.3.4: APPROVE PRICING BASIS, PRICING                 ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.3.5: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.6: APPROVE AMOUNT AND INTENDED USAGE OF        ISSUER            YES             FOR                  FOR

 FUNDS

PROPOSAL #2.3.7: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.8: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.9: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE TRANSACTION DOES NOT CONSTITUTE         ISSUER            YES             FOR                  FOR

AS RELATED PARTY TRANSACTION

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 11 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

AGREEMENT ON ASSETS PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

PROPOSAL #7: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #8: APPROVE PROPOSAL DOES NOT CONSTITUTE AS         ISSUER            YES             FOR                  FOR

BACKDOOR LISTING UNDER ARTICLE 13 OF MANAGEMENT

APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE MAJOR ASSET RESTRUCTURING

PROPOSAL #10: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE FAIRNESS OF THE PRICING BASIS          ISSUER            YES             FOR                  FOR

FOR ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF

NEW SHARES

PROPOSAL #13: APPROVE APPOINTMENT OF HIRING AGENCY             ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE AUDIT REPORT, PROFIT FORECAST          ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE MAJOR ASSETS

RESTRUCTURING PLAN

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #16: APPROVE PRO FORMA FINANCIAL STATEMENTS         ISSUER            YES             FOR                  FOR

FOR JAN. 1, 2015 TO  DEC. 31, 2015

PROPOSAL #17: ELECT TIAN YINGCHUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

 


 

 

PROPOSAL #19: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

PROPOSAL #20: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #21: APPROVE 2015 REPORT OF THE BOARD OF              ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #22: APPROVE 2015 FINANCIAL STATEMENTS                  ISSUER            YES             FOR                  FOR

PROPOSAL #23: APPROVE 2015 PROFIT DISTRIBUTION                    ISSUER            YES             FOR                  FOR

PROPOSAL #24: AMEND RULES AND PROCEDURES REGARDING        SHAREHOLDER        YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #25: AMEND RULES AND PROCEDURES REGARDING        SHAREHOLDER        YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #26: AMEND WORKING SYSTEM FOR INDEPENDENT        SHAREHOLDER        YES             FOR                  FOR

DIRECTORS

PROPOSAL #27: AMEND MANAGEMENT SYSTEM FOR THE FUND        SHAREHOLDER        YES             FOR                  FOR

TRANSFERS BETWEEN RELATED PARTIES

PROPOSAL #28: AMEND RELATED-PARTY TRANSACTION                 SHAREHOLDER        YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #29: AMEND RULES AND PROCEDURES REGARDING        SHAREHOLDER        YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gourmet Master Co Ltd

  TICKER:               2723                                CUSIP:   G4002A100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #8: APPROVE ABOLISHMENT OF PROCEDURES FOR            ISSUER            YES             FOR                  FOR

ELECTION OF DIRECTORS AND SUPERVISORS AND FORMULATE

PROCEDURES FOR ELECTION OF DIRECTORS

PROPOSAL #9: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #10: APPROVE ISSUANCE OF NEW SHARES BY                 ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #11.1: ELECT WU MENG DA WITH ID NO.                       ISSUER            YES             FOR                  FOR

E122104XXX AS INDEPENDENT DIRECTOR

PROPOSAL #11.2: ELECT YU MING TE WITH ID NO.                       ISSUER            YES             FOR                  FOR

R122410XXX AS INDEPENDENT DIRECTOR

PROPOSAL #11.3: ELECT LEE SU YING WITH ID                            ISSUER            YES             FOR                  FOR

NO.B220141XXX AS INDEPENDENT DIRECTOR

PROPOSAL #11.4: ELECT WU CHENG HSUEH AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #11.5: ELECT ZHANG JI WEN, A REPRESENTATIVE    SHAREHOLDER        YES             FOR                  N/A

OF INFINITY EMERGING MARKETS LIMITED, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #11.6: ELECT SUN WU LIANG, A REPRESENTATIVE    SHAREHOLDER        YES             FOR                  N/A

OF HENDERSON I YIELD GROWTH LIMITED AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #11.7: ELECT LI DING ZHONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS ON                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grand Pacific Petrochemical Corp.

  TICKER:               1312                                CUSIP:   Y2846G101

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grandblue Environment Co., Ltd.

  TICKER:               600323                            CUSIP:   Y6204L107

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

 


 

 

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7.01: APPROVE SIGNING OF SHARES                            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHANGHAI WEIRAN

INVESTMENT MANAGEMENT CENTER (LP)

PROPOSAL #7.02: APPROVE SIGNING OF SHARES                            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH FOSHAN SAIFU TONGZE

EQUITY INVESTMENT PARTNERSHIP (LP) AND PARTNERS

GUANGZHOU SAIFU HEYIN ASSET MANAGEMENT CO., LTD.,

TIBET LANSHAN INVESTMENT CO., LTD. AND TIBET HEFU

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT BY CASH PAYMENT AND ISSUANCE OF

NEW SHARES WITH FOSHAN NANHAI GAS CO., LTD.

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT OF NEW A

SHARES

PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES             FOR                  FOR

 EVALUATION REPORT

PROPOSAL #11: ELECT WANG ZHANGYONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grandblue Environment Co., Ltd.

  TICKER:               600323                            CUSIP:   Y6204L107

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE SOCIAL RESPONSIBILITY REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF GP CPA AS            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #8: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #10: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF CORPORATE BONDS

PROPOSAL #12.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: APPROVE PAR VALUE AND ISSUE PRICE             ISSUER            YES             FOR                  FOR

PROPOSAL #12.03: APPROVE BOND MATURITY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.04: APPROVE BOND INTEREST RATE AND                 ISSUER            YES             FOR                  FOR

DETERMINATION METHOD

PROPOSAL #12.05: APPROVE ISSUANCE METHOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #12.06: APPROVE PLACING ARRANGEMENTS FOR              ISSUER            YES             FOR                  FOR

SHAREHOLDERS

 


 

 

PROPOSAL #12.07: APPROVE GUARANTEES MATTERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.08: APPROVE TERMS OF REDEMPTION OR SELL-        ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #12.09: APPROVE SAFEGUARD MEASURES FOR DEBT         ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #12.10: APPROVE UNDERWRITING METHOD, LISTING        ISSUER            YES             FOR                  FOR

 ARRANGEMENTS AND RESOLUTION VALIDITY PERIOD

PROPOSAL #12.11: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE 2016 PUBLIC ISSUANCE OF                     ISSUER            YES             FOR                  FOR

CORPORATE BONDS

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #15: AMEND REMUNERATION PLAN OF DIRECTORS,          ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grandbuy Co., Ltd. Guangzhou

  TICKER:               002187                            CUSIP:   Y29326108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #8: APPROVE INVESTMENT IN GRANDBUY OUTLET        SHAREHOLDER        YES             FOR                  FOR

MALL PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grape King Bio Ltd.

  TICKER:               1707                                CUSIP:   Y2850Y105

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR TING FU

INCORPORATED CO., LTD. WITH TSENG SHENG BIN AS

REPRESENTATIVE

 


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grasim Industries Ltd.

  TICKER:               500300                            CUSIP:   Y28523135

  MEETING DATE:   9/19/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT K. M. BIRLA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT N. M. RAJ AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE G. P. KAPADIA & CO. AND DELOITTE        ISSUER            YES             FOR                  FOR

 HASKINS & SELLS LLP AS JOINT STATUTORY AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT O. P. RUNGTA AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PAYMENT OF PART REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

THOMAS VARGHESE AS EXECUTIVE DIRECTOR OF GRASIM

BHIWANI TEXTILES LIMITED

PROPOSAL #10: ELECT S. AGARWAL AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPOINTMENT AND REMUNERATION OF        ISSUER            YES             FOR                  FOR

 S. AGARWAL AS EXECUTIVE DIRECTOR AND CFO

PROPOSAL #12: APPROVE KEEPING OF REGISTER OF MEMBERS,        ISSUER            YES             FOR                  FOR

 DEBENTUREHOLDERS AND OTHER SECURITY HOLDERS AND

RELATED DOCUMENTS AT THE COMPANY'S REGISTRARS AND

TRANSFER AGENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great China Metal Industry Co Ltd

  TICKER:               9905                                CUSIP:   Y2852N107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

 


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Enterprises Co. Ltd.

  TICKER:               1210                                CUSIP:   Y2866P106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5.1: ELECT HAN JIA-YU, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

FU-JU INVESTMENT CO LTD WITH SHAREHOLDER NO. 14320 AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT HAN JIA-CHEN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF FU-JU INVESTMENT CO LTD WITH SHAREHOLDER NO. 14320

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT HAN JIA-YIN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 FU-JU INVESTMENT CO LTD WITH SHAREHOLDER NO. 14320

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT A REPRESENTATIVE OF LIEN HWA CO         ISSUER            YES             FOR                  FOR

LTD WITH SHAREHOLDER NO. 148 AS NON-INDEPENDENT

DIRECTOR

PROPOSAL #5.5: ELECT A REPRESENTATIVE OF QIAO-TAI-             ISSUER            YES             FOR                  FOR

XING INVESTMENT CO LTD WITH SHAREHOLDER NO. 153668 AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT WANG ZI-LIN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 49 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT ZENG BING-RONG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 104351 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT TAO ZHUAN-ZHENG WITH ID NO.                ISSUER            YES             FOR                  FOR

A102800XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT DING YU-SHAN WITH ID NO.                     ISSUER            YES             FOR                  FOR

D100167XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.10: ELECT WEI JIAN-MING WITH ID NO.                 ISSUER            YES             FOR                  FOR

A132128XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Motor Co., Ltd.

  TICKER:               2333                                CUSIP:   Y28741109

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITED FINANCIAL REPORT                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION PROPOSAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY            ISSUER            YES             FOR                  FOR

REPORT

 


 

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #7: APPROVE OPERATING STRATEGIES                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS EXTERNAL AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: APPROVE TERMINATION OF IMPLEMENTATION          ISSUER            YES             FOR                  FOR

OF THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Motor Co., Ltd.

  TICKER:               2333                                CUSIP:   Y28741109

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Motor Co., Ltd.

  TICKER:               02333                              CUSIP:   Y2882P106

  MEETING DATE:   9/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FULFILMENT OF CONDITIONS FOR THE        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE FEASIBILITY REPORT ON THE USE OF   SHAREHOLDER        YES             FOR                  FOR

 PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A

SHARES(REVISED)

PROPOSAL #3: APPROVE REPORT OF USE OF PROCEEDS FROM      SHAREHOLDER        YES             FOR                  FOR

PREVIOUS FUND RAISING EXERCISE

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN FOR              ISSUER            YES             FOR                  FOR

2015-2017

PROPOSAL #5: APPROVE REPORT OF USE OF PROCEEDS FROM      SHAREHOLDER        YES             FOR                  FOR

PREVIOUS FUND RAISING EXERCISE

PROPOSAL #6: APPROVE PROPOSED NON-PUBLIC ISSUANCE OF    SHAREHOLDER        YES             FOR                  FOR

A SHARES

PROPOSAL #6.1: APPROVE CLASS AND NOMINAL VALUE OF THE   SHAREHOLDER        YES             FOR                  FOR

 SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #6.2: APPROVE METHOD OF ISSUANCE IN RELATION   SHAREHOLDER        YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #6.3: APPROVE TARGET INVESTORS AND                    SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #6.4: APPROVE NUMBER OF SHARES TO BE ISSUED    SHAREHOLDER        YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

 


 

 

PROPOSAL #6.5: APPROVE PRICE DETERMINATION DATE AND      SHAREHOLDER        YES             FOR                  FOR

PRICING PRINCIPLES IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #6.6: APPROVE VALIDITY PERIOD OF THE                 SHAREHOLDER        YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #6.7: APPROVE LOCK-UP ARRANGEMENT IN                 SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #6.8: APPROVE AMOUNT AND USE OF PROCEEDS IN    SHAREHOLDER        YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #6.9: APPROVE RETAINED PROFITS PRIOR TO THE    SHAREHOLDER        YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #6.10: APPROVE PLACE OF LISTING IN RELATION    SHAREHOLDER        YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #7: APPROVE PROPOSED NON-PUBLIC ISSUANCE OF    SHAREHOLDER        YES             FOR                  FOR

A SHARES(REVISED)

PROPOSAL #8: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS   SHAREHOLDER        YES             FOR                  FOR

 IN RELATION TO NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE THE CAPITALISATION OF CAPITAL      SHAREHOLDER        YES             FOR                  FOR

RESERVES AND THE RELATED TRANSACTIONS

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION REGARD TO   SHAREHOLDER        YES             FOR                  FOR

 CAPITALISATION ISSUE

PROPOSAL #12: APPROVE THE ABSORPTION AND MERGER OF        SHAREHOLDER        YES             FOR                  FOR

SUBSIDARY COMPANIES

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION REGARD TO   SHAREHOLDER        YES             FOR                  FOR

 ABSORPTION AND MERGER OF SUBSIDARY COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Motor Co., Ltd.

  TICKER:               2333                                CUSIP:   Y2882P106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUDITED FINANCIAL REPORT                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION PROPOSAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY            ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #7: APPROVE OPERATING STRATEGIES                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS EXTERNAL AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: APPROVE TERMINATION OF IMPLEMENTATION          ISSUER            YES             FOR                  FOR

OF THE NON-PUBLIC ISSUANCE OF A SHARES

 


 

 

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Motor Co., Ltd.

  TICKER:               2333                                CUSIP:   Y2882P106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Movie and Television Co., Ltd.

  TICKER:               002071                            CUSIP:   Y4439Z108

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHAO RUIJUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT WANG HENGZHONG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Movie and Television Co., Ltd.

  TICKER:               002071                            CUSIP:   Y4439Z108

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2: APPROVE MAJOR ASSET PURCHASING PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE TRANSACTION MANNER AND TARGET        ISSUER            YES             FOR                  FOR

 ASSETS

PROPOSAL #2.02: APPROVE TRANSACTION OBJECTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PRICE BASIS AND TRANSACTION          ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.04: APPROVE PAYMENT MANNER AND DEADLINE           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE STILL NEED TO FULFILL                     ISSUER            YES             FOR                  FOR

APPROVAL FOR THIS MAJOR ASSET PURCHASING PLAN

PROPOSAL #2.06: APPROVE SOURCE OF FUNDS FOR THIS                ISSUER            YES             FOR                  FOR

ACQUISITION

PROPOSAL #2.07: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #5: APPROVE REPORT (DRAFT) ON THE COMPANY'S         ISSUER            YES             FOR                  FOR

MAJOR ASSETS ACQUISITION AND ITS SUMMARY

 


 

PROPOSAL #6: APPROVE CONDITIONAL ASSETS SALE                       ISSUER            YES             FOR                  FOR

AGREEMENT AND ITS SUPPLEMENTARY AGREEMENT WITH

TRANSACTION OBJECTS

PROPOSAL #7: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #8: APPROVE AUDIT REPORT, APPRAISAL REPORT          ISSUER            YES             FOR                  FOR

AND REMARKS REVIEW REPORT OF THE TRANSACTION

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE HIRING AGENCIES TO PROVIDE                ISSUER            YES             FOR                  FOR

SERVICES FOR THIS TRANSACTION

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTER RELATED TO THE MAJOR ASSETS

PURCHASING PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Great Wall Movie and Television Co., Ltd.

  TICKER:               002071                            CUSIP:   Y4439Z108

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE COMPREHENSIVE CREDIT LINE                   ISSUER            YES             FOR                  FOR

APPLICATION FROM BANK AND FINANCIAL INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greatek Electronics Inc.

  TICKER:               2441                                CUSIP:   Y2858G106

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF LU ZHAO XIANG, A

REPRESENTATIVE OF POWERTECH TECHNOLOGY INC.

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF WU ZONG LIANG

 


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greatoo Intelligent Equipment Inc.

  TICKER:               002031                            CUSIP:   Y2925C104

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF SHINEWING CPAS AS        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE ISSUANCE OF FINANCIAL LETTER OF         ISSUER            YES             FOR                  FOR

GUARANTEE FOR THE APPLICATION OF BANK CREDIT LINES BY

 CONTROLLED SUBSIDIARY NORTHEAST TIRE MOLDS, INC.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greattown Holdings Ltd.

  TICKER:               600094                            CUSIP:   Y7697S104

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

 


 

 

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE ESTABLISHMENT OF SPECIAL ACCOUNT        ISSUER            YES             FOR                  FOR

 FOR THE RAISED FUNDS

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

TO ISSUES OF COMPANY'S REAL ESTATE BUSINESS IN

CONNECTION TO IDLE LANDS, SPECULATION, HOARDING AND

DRIVING UP PRICES

PROPOSAL #9: APPROVE COMMITMENT LETTER TO COMPANY'S          ISSUER            YES             FOR                  FOR

REAL ESTATE BUSINESS BY ALL DIRECTORS, SUPERVISORS

AND SENIOR MANAGEMENT

PROPOSAL #10: APPROVE COMMITMENT LETTER TO COMPANY'S         ISSUER            YES             FOR                  FOR

REAL ESTATE BUSINESS BY CONTROLLING SHAREHOLDER

PROPOSAL #11: APPROVE COMMITMENT LETTER TO COMPANY'S         ISSUER            YES             FOR                  FOR

REAL ESTATE BUSINESS BY ULTIMATE CONTROLLING PERSON

PROPOSAL #12: APPROVE EXPECTED ADDITIONAL GUARANTEE          ISSUER            YES             FOR                  FOR

PROVISION AMOUNT TO SUBSIDIARIES

PROPOSAL #13: APPROVE WITHDRAWAL OF APPLICATION TO            ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A-SHARE CONVERTIBLE BONDS

PROPOSAL #14: APPROVE COOPERATION FRAMEWORK AGREEMENT   SHAREHOLDER        YES             FOR                  FOR

 WITH SHENZHEN PING AN DAHUA HUITONG ASSET MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greattown Holdings Ltd.

  TICKER:               600094                            CUSIP:   Y7697S104

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGERS ON COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE 2015 ISSUANCE OF A SHARES VIA            ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT (AMENDED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greattown Holdings Ltd.

  TICKER:               900940                            CUSIP:   Y7697S104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

 


 

 

PROPOSAL #7: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES             FOR                  FOR

ASSISTANCE TO COMPANY USING FUNDS OF CONTROLLING

SHAREHOLDER FUZHOU DONGFU INDUSTRIAL DEVELOPMENT CO.,

PROPOSAL #8: APPROVE AUTHORIZATION OF COMPANY OR                ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES TO INVEST IN LOW-RISK SHORT-

TERM FINANCIAL PRODUCTS FROM FINANCIAL INSTITUTIONS

PROPOSAL #9: APPROVE ACQUISITION OF ZHONGCHENG                   ISSUER            YES             FOR                  FOR

LEASING CO., LTD. BY SHENZHEN MINGCHENG FINANCIAL

HOLDING (GROUP) CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greatview Aseptic Packaging Co Ltd.

  TICKER:               468                                  CUSIP:   G40769104

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT ZHU JIA AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT ALLEN WARREN LUETH AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT DANG XINHUA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greatwall Information Industry Co., Ltd.

  TICKER:               000748                            CUSIP:   Y3766R101

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #3: APPROVE USE OF OWNED IDLE FUNDS TO                 ISSUER            YES             FOR                  FOR

CONDUCT FINANCIAL EFFICIENCY

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY FOR THE MORTGAGE LOAN CLIENTS

OF THE DEVELOPMENT PROJECT

PROPOSAL #5: ELECT XU MINGHUI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greatwall Information Industry Co., Ltd.

  TICKER:               000748                            CUSIP:   Y3766R101

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gree Electric Appliances Inc of Zhuhai

  TICKER:               000651                            CUSIP:   Y2882R102

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gree Electric Appliances Inc of Zhuhai

  TICKER:               000651                            CUSIP:   Y2882R102

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE 2016 SPECIAL REPORT REGARDING            ISSUER            YES             FOR                  FOR

FORWARD FOREIGN EXCHANGE TRANSACTIONS BUSINESS

DEVELOPMENT

PROPOSAL #9: APPROVE POSTPONEMENT ON RESUMPTION OF            ISSUER            YES             FOR                  FOR

TRADING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gree Real Estate Co. Ltd.

  TICKER:               600185                            CUSIP:   Y9722B106

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2: APPROVE RE-AMENDMENT OF 2015 PLAN ON              ISSUER            YES             FOR                  FOR

SHARE ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #3: APPROVE RE-AMENDMENT OF 2015 FEASIBILITY        ISSUER            YES             FOR                  FOR

 ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED

PROPOSAL #4: APPROVE RE-AMENDMENT OF COUNTER-DILUTION        ISSUER            YES             FOR                  FOR

 MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE SPECIAL SELF-INSPECTION REPORT      SHAREHOLDER        YES             FOR                  FOR

REGARDING THE DEVELOPMENT OF COMPANY'S REAL ESTATE

BUSINESS

PROPOSAL #6: APPROVE COMMITMENT LETTER OF ZHUHAI           SHAREHOLDER        YES             FOR                  FOR

INVESTMENT HOLDINGS CO., LTD. REGARDING THE

DEVELOPMENT OF COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #7: APPROVE COMMITMENT LETTER OF ZHUHAI           SHAREHOLDER        YES             FOR                  FOR

MUNICIPAL PEOPLE'S GOVERNMENT STATE-OWNED ASSETS

SUPERVISION AND ADMINISTRATION COMMISSION REGARDING

THE DEVELOPMENT OF COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #8: APPROVE COMMITMENT LETTER OF DIRECTORS,    SHAREHOLDER        YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT REGARDING THE 

DEVELOPMENT OF COMPANY'S REAL ESTATE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gree Real Estate Co. Ltd.

  TICKER:               600185                            CUSIP:   Y9722B106

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION OF ADDITIONAL          ISSUER            YES             FOR                  FOR

LOAN AND CREDIT LINE (INCLUDING CONTROLLED

SUBSIDIARIES) FROM FINANCIAL INSTITUTIONS, TRUST

COMPANIES

PROPOSAL #2: APPROVE 2016 EXTERNAL GUARANTEE                       ISSUER            YES         AGAINST           AGAINST

PROVISION

PROPOSAL #3: APPROVE 2016 APPLICATION OF LOAN                     ISSUER            YES             FOR                  FOR

(INCLUDING CONTROLLED SUBSIDIARIES) FROM RELATED

PARTIES

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE APPOINTMENT OF RUIHUA CPAS AS          ISSUER            YES             FOR                  FOR

2016 FINANCIAL REPORT AND INTERNAL CONTROL AUDITOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Green Energy Technology Inc.

  TICKER:               3519                                CUSIP:   Y28869108

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS

PROPOSAL #5.1: ELECT LIN,WEI-SHAN, REPRESENTING SAN          ISSUER            YES             FOR                  FOR

CHIH SEMICONDUCTOR INC LTD WITH SHAREHOLDER NO. 1 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT LI,LONG-DA, REPRESENTING SAN              ISSUER            YES             FOR                  FOR

CHIH SEMICONDUCTOR INC LTD WITH SHAREHOLDER NO. 1 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT LIN,HAN-LONG, REPRESENTING SAN          ISSUER            YES             FOR                  FOR

CHIH SEMICONDUCTOR INC LTD WITH SHAREHOLDER NO. 1 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT YE,WEI-FONG, REPRESENTING SAN            ISSUER            YES             FOR                  FOR

CHIH SEMICONDUCTOR INC LTD WITH SHAREHOLDER NO. 1 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT LIN GUO,WUN-YAN WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 8 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT CHEN,FAN-SYONG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 2575 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT CIOU,BO-SONG WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 3865 AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT TU,DENG-CAI WITH ID NO.                       ISSUER            YES             FOR                  FOR

K120454XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT WANG,JI-CING WITH ID NO.                     ISSUER            YES             FOR                  FOR

L102582XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Green Seal Holding Limited

  TICKER:               1262                                CUSIP:   G40971106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT LIN TAO AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT XIE JIAN PING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR


 

 

PROPOSAL #4.3: ELECT LIN DE ZHENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

(INCLUDING INDEPENDENT DIRECTORS) AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greenland Hong Kong Holdings Ltd.

  TICKER:               337                                  CUSIP:   G4587S104

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHANGHAI PROPERTY TRANSACTION            ISSUER            YES             FOR                  FOR

CONTRACT AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greenland Hong Kong Holdings Ltd.

  TICKER:               337                                  CUSIP:   G4587S104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT CHEN JUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT HOU GUANGJUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2C: ELECT YOU DEFENG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greentown China Holdings Ltd.

  TICKER:               03900                              CUSIP:   G4100M105

  MEETING DATE:   7/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT, UNDERLYING         ISSUER            YES             FOR                  FOR

DOCUMENTS AND RELATED TRANSACTIONS

PROPOSAL #2: ELECT CAO ZHOUNAN AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

 


 

 

PROPOSAL #3: ELECT LI QINGAN AS DIRECTOR AND                       ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: ELECT LIU WENSHENG AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greentown China Holdings Ltd.

  TICKER:               3900                                CUSIP:   G4100M105

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND RELATED         ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greentown China Holdings Ltd.

  TICKER:               3900                                CUSIP:   G4100M105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT BETWEEN ZHICHANG                 ISSUER            YES             FOR                  FOR

BEIJING CORPORATE MANAGEMENT COMPANYLIMITED, HANGZHOU

 ZHENMEI INVESTMENT LIMITED AND CCCC REAL ESTATE

COMPANY LIMITED AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Greentown China Holdings Ltd.

  TICKER:               03900                              CUSIP:   G4100M105

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT LI YONGQIAN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT SZE TSAI PING, MICHAEL AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2C: ELECT KE HUANZHANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2D: ELECT JIA SHENGHUA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2E: ELECT HUI WAN FAI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: ADOPT NEW SHARE OPTION SCHEME AND                   ISSUER            YES             FOR                  FOR

TERMINATE EXISTING SHARE OPTION SCHEME

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GRENDENE SA

  TICKER:               GRND3                              CUSIP:   P49516100

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER, ELECT DIRECTORS AND APPROVE         ISSUER            YES             FOR                  FOR

REMUNERATION OF COMPANY'S MANAGEMENT

PROPOSAL #3.1: ELECT ISABELLA SABOYA DE ALBUQUERQUE      SHAREHOLDER         NO              N/A                  N/A

AS DIRECTOR NOMINATED BY MINORITY SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GRG Banking Equipment Co., Ltd.

  TICKER:               002152                            CUSIP:   Y2889S103

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF OWN FUNDS TO CONDUCT RISK        ISSUER            YES         AGAINST           AGAINST

 INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GRG Banking Equipment Co., Ltd.

  TICKER:               002152                            CUSIP:   Y2889S103

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN PRINCIPAL-GUARANTEED BANK FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE ADDITIONAL PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEE TO WHOLLY-OWNED SUBSIDIARY GRG BANKING

EQUIPMENT (HK) CO., LTD

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE USE OF OWN FUNDS TO INCREASE            ISSUER            YES             FOR                  FOR

RISK INVESTMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grindrod Ltd

  TICKER:               GND                                  CUSIP:   S3302L128

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2.1.1: RE-ELECT HASSEN ADAMS AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.2: RE-ELECT WALTER GEACH AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.3: ELECT PIETER UYS AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.4: RE-ELECT NKULULEKO SOWAZI AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.1: ELECT BONGIWE NTULI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT GRANT GELINK AS CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #2.4.1: RE-ELECT WALTER GEACH AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #2.4.2: RE-ELECT TANTASWA NYOKA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #2.5.1: REAPPOINT DELOITTE & TOUCHE AS                 ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #2.5.2: REAPPOINT CRAIG SAGAR AS DESIGNATED         ISSUER            YES             FOR                  FOR

AUDIT PARTNER

PROPOSAL #2.6: AMEND FORFEITABLE SHARE PLAN                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: AMEND SHARE OPTION SCHEME                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.8: PLACE AUTHORISED BUT UNISSUED SHARES          ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #2.9: AUTHORISE BOARD TO ISSUE SHARES FOR            ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #3.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE IN TERMS         ISSUER            YES             FOR                  FOR

OF SECTION 44 OF THE COMPANIES ACT

PROPOSAL #3.3: APPROVE FINANCIAL ASSISTANCE IN TERMS         ISSUER            YES             FOR                  FOR

OF SECTION 45 OF THE COMPANIES ACT

PROPOSAL #3.4: AUTHORISE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4.1: APPROVE REMUNERATION POLICY                           ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grinm Advanced Materials Co., Ltd.

  TICKER:               600206                            CUSIP:   Y2889R105

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN USAGE OF 2013 RAISED      SHAREHOLDER        YES             FOR                  FOR

FUNDS FROM PRIVATE PLACEMENT AND USE REMAINING RAISED

 FUNDS AND INTEREST TO PERMANENTLY SUPPLEMENT WORKING

 CAPITAL

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS


 

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #5: APPROVE ADJUSTMENT TO 2015 DAILY                     ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grinm Advanced Materials Co., Ltd.

  TICKER:               600206                            CUSIP:   Y2889R105

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 DUTY PERFORMANCE REPORT OF         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2015 INTERNAL CONTROL                        ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #11: APPROVE 2015 INTERNAL CONTROL AUDIT              ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #12: APPROVE 2015 SOCIAL RESPONSIBILITY                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #13: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 ESTIMATED DAILY

RELATED-PARTY TRANSACTIONS

PROPOSAL #14: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #15: APPROVE SPECIAL AUDIT REPORT ON USAGE          ISSUER            YES             FOR                  FOR

OF FUNDS BY RELATED PARTIES

PROPOSAL #16: APPROVE RE-APPOINTMENT OF BDO CHINA SHU        ISSUER            YES             FOR                  FOR

 LUN PAN CPAS LLP AS 2016 ANNUAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grinm Advanced Materials Co., Ltd.

  TICKER:               600206                            CUSIP:   Y2889R105

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT WANG XINGQUAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Growthpoint Properties Ltd

  TICKER:               GRT                                  CUSIP:   S3373C239

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND                   ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #1.2.1: RE-ELECT MZOLISI DILIZA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2.2: RE-ELECT PETER FECHTER AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2.3: RE-ELECT JOHN HAYWARD AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2.4: RE-ELECT HERMAN MASHABA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3.1: RE-ELECT LYNETTE FINLAY AS CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #1.3.2: RE-ELECT PETER FECHTER AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #1.3.3: RE-ELECT JOHN HAYWARD AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #1.4: REAPPOINT KPMG INC AS AUDITORS OF THE         ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #1.5: APPROVE REMUNERATION POLICY                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: PLACE AUTHORISED BUT UNISSUED SHARES          ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #1.7: AUTHORISE DIRECTORS TO ISSUE SHARES TO        ISSUER            YES             FOR                  FOR

 AFFORD SHAREHOLDERS DISTRIBUTION RE-INVESTMENT

ALTERNATIVES

PROPOSAL #1.8: AUTHORISE BOARD TO ISSUE SHARES FOR            ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #1.9: APPROVE SOCIAL, ETHICS AND                            ISSUER            YES             FOR                  FOR

TRANSFORMATION COMMITTEE REPORT

PROPOSAL #2.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE TO                   ISSUER            YES             FOR                  FOR

RELATED OR INTER-RELATED COMPANIES

PROPOSAL #2.3: AUTHORISE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GRUH Finance Ltd

  TICKER:               511288                            CUSIP:   Y2895W148

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT KEKI M. MISTRY AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT RENU S. KARNAD AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE SORAB S. ENGINEER & CO., AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

 


 

PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gruma S.A.B. de C.V.

  TICKER:               GRUMA B                          CUSIP:   P4948K121

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL            ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: SET AGGREGATE NOMINAL AMOUNT OF SHARE            ISSUER            YES             FOR                  FOR

REPURCHASE RESERVE AND PRESENT REPORT OF OPERATIONS

WITH TREASURY SHARES

PROPOSAL #5: ELECT DIRECTORS, SECRETARY, AND                       ISSUER            YES         AGAINST           AGAINST

ALTERNATES, VERIFY INDEPENDENCE CLASSIFICATION OF

DIRECTORS AND APPROVE THEIR REMUNERATION; APPROVE 

REMUNERATION OF AUDIT AND CORPORATE PRACTICES

COMMITTEES

PROPOSAL #6: ELECT CHAIRMEN OF AUDIT AND CORPORATE            ISSUER            YES         AGAINST           AGAINST

PRACTICES COMMITTEES

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #8: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupa Azoty S.A.

  TICKER:               ATT                                  CUSIP:   X9868F102

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN; PREPARE LIST OF         ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT MEMBERS OF VOTE COUNTING                     ISSUER            YES         AGAINST           AGAINST

COMMISSION

PROPOSAL #5.2: RESOLVE NOT TO ELECT MEMBERS OF VOTE          ISSUER            YES             FOR                  FOR

COUNTING COMMISSION

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupa Azoty S.A.

  TICKER:               ATT                                  CUSIP:   X9868F102

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN; PREPARE LIST OF         ISSUER            YES             FOR                  FOR

SHAREHOLDERS

 


 

 

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION OR RESOLVE NOT TO ELECT MEMBERS OF VOTE

COUNTING COMMISSION

PROPOSAL #7.1: APPROVE FINANCIAL STATEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: APPROVE CONSOLIDATED FINANCIAL                   ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #10.2: APPROVE MANAGEMENT BOARD REPORT ON            ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS

PROPOSAL #11.1: APPROVE DISCHARGE OF PAWEL JARCZEWSKI        ISSUER            YES             FOR                  FOR

 (CEO)

PROPOSAL #11.2: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

JALOSINSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.3: APPROVE DISCHARGE OF MAREK KAPLUCHA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #11.4: APPROVE DISCHARGE OF MARIAN RYBAK              ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #11.5: APPROVE DISCHARGE OF ANDRZEJ                       ISSUER            YES             FOR                  FOR

SKOLMOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.6: APPROVE DISCHARGE OF WITOLD                        ISSUER            YES             FOR                  FOR

SZCZYPINSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.7: APPROVE DISCHARGE OF ARTUR KOPEC                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1: APPROVE DISCHARGE OF MONIKA KACPRZYK-        ISSUER            YES             FOR                  FOR

WOJDYGA (SUPERVISORY BOARD CHAIRWOMAN)

PROPOSAL #12.2: APPROVE DISCHARGE OF JACEK OBLEKOWSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #12.3: APPROVE DISCHARGE OF EWA LIS                       ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD SECRETARY)

PROPOSAL #12.4: APPROVE DISCHARGE OF ROBERT KAPKA              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.5: APPROVE DISCHARGE OF TOMASZ KLIKOWICZ        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.6: APPROVE DISCHARGE OF ARTUR KUCHARSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7: APPROVE DISCHARGE OF MAREK                          ISSUER            YES             FOR                  FOR

MROCZKOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.8: APPROVE DISCHARGE OF ZBIGNIEW                     ISSUER            YES             FOR                  FOR

PAPROCKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.9: APPROVE DISCHARGE OF RYSZARD                       ISSUER            YES             FOR                  FOR

TREPCZYNSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.10: APPROVE DISCHARGE OF PRZEMYSLAW LIS         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #13.1: ELECT SUPERVISORY BOARD CHAIRMAN                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13.2: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13.3: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14: APPROVE TRANSACTION WITH GUJARAT STATE         ISSUER            YES             FOR                  FOR

FERTILIZERS AND CHEMICALS LTD. (GSFC)  REGARDING

GRANTING OF LICENSE

 


 

PROPOSAL #15: TRANSACT OTHER BUSINESS                                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupa Lotos S.A.

  TICKER:               LTS                                  CUSIP:   X32440103

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: FIX NUMBER OF SUPERVISORY BOARD MEMBERS         ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER AND              ISSUER            YES         AGAINST           AGAINST

APPOINT HIM AS CHAIRMAN

PROPOSAL #6.3: ELECT SUPERVISORY BOARD MEMBER                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupa Lotos SA

  TICKER:               LTS                                  CUSIP:   X32440103

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: APPROVE FINANCIAL STATEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS

PROPOSAL #9.1: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #9.2: APPROVE  MANAGEMENT BOARD REPORT ON            ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS

PROPOSAL #10: APPROVE TREATMENT OF NET LOSS                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.1: APPROVE DISCHARGE OF PAWEL                          ISSUER            YES             FOR                  FOR

OLECHNOWICZ (CEO)

PROPOSAL #11.2: APPROVE DISCHARGE OF MAREK SOKOLOWSKI        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.3: APPROVE DISCHARGE OF MARIUSZ                       ISSUER            YES             FOR                  FOR

MACHAJEWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.4: APPROVE DISCHARGE OF MACIEJ SZOZDA            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #11.5: APPROVE DISCHARGE OF ZBIGNIEW                     ISSUER            YES             FOR                  FOR

PASZKOWICZ (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1: APPROVE DISCHARGE OF WIESLAW SKWARKO         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #12.2: APPROVE DISCHARGE OF AGNIESZKA                   ISSUER            YES             FOR                  FOR

TRZASKALSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.3: APPROVE DISCHARGE OF OSKAR PAWLOWSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

 


 

PROPOSAL #12.4: APPROVE DISCHARGE OF MALGORZATA                 ISSUER            YES             FOR                  FOR

HIRSZEL (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.5: APPROVE DISCHARGE OF MICHAL RUMINSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.6: APPROVE DISCHARGE OF MAGDALENA                   ISSUER            YES             FOR                  FOR

BOHUSZ-BOGUSZEWSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7: APPROVE DISCHARGE OF KATARZYNA                   ISSUER            YES             FOR                  FOR

WITKOWSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.8: APPROVE DISCHARGE OF ROBERT                        ISSUER            YES             FOR                  FOR

PIETRYSZYN (SUPERVISORY BOARD MEMBER)

PROPOSAL #13.1: ELECT SUPERVISORY BOARD CHAIRMAN            SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #13.2: ELECT SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #13.3: RECALL SUPERVISORY BOARD MEMBER              SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Aeromexico S.A.B. de C.V.

  TICKER:               AEROMEX                          CUSIP:   P4953T108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS, STATUTORY REPORTS AND ALLOCATION OF

INCOME; SET MAXIMUM AMOUNT OF SHARE REPURCHASE

PROPOSAL #2: ELECT OR RATIFY MEMBERS, CHAIRMAN,                 ISSUER            YES         AGAINST           AGAINST

SECRETARY AND DEPUTY SECRETARY OF BOARD, AND CHAIRMAN

 OF AUDIT AND CORPORATE PRACTICES COMMITTEE, CEO,

OFFICERS AND COMMITTEES; APPROVE REMUNERATION OF

MEMBERS OF BOARD, SECRETARY AND DEPUTY SECRETARY

PROPOSAL #3: APPROVE CANCELLATION OF TREASURY SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES; APPROVE          ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Aeromexico S.A.B. de C.V.

  TICKER:               AEROMEX                          CUSIP:   P4953T108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES; APPROVE          ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Aeroportuario del Centro Norte S.A.B. de C.V.

  TICKER:               OMA B                              CUSIP:   P49530101

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS IN PROPOSALS 1 AND 2 OF THIS

AGENDA

PROPOSAL #5: APPROVE ALLOCATION OF INCOME, INCREASE          ISSUER            YES             FOR                  FOR

IN RESERVES, SET AGGREGATE NOMINAL AMOUNT OF SHARE

REPURCHASE AND DIVIDENDS

 


 

 

PROPOSAL #6: ELECT OR RATIFY DIRECTORS AND CHAIRMEN          ISSUER            YES         AGAINST           AGAINST

OF AUDIT, CORPORATE PRACTICES, FINANCE, PLANNING AND

SUSTAINABILITY COMMITTEES

PROPOSAL #7: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Aeroportuario del Pacifico S.A.B. de C.V.

  TICKER:               GAPB                                CUSIP:   P4959P100

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REDUCTION IN FIXED CAPITAL BY            ISSUER            YES             FOR                  FOR

MXN 1.75 BILLION; AMEND ARTICLE 6 OF COMPANY'S BYLAWS

 ACCORDINGLY

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Aeroportuario del Pacifico S.A.B. de C.V.

  TICKER:               GAPB                                CUSIP:   P4959P100

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORTS IN COMPLIANCE WITH                 ISSUER            YES             FOR                  FOR

ARTICLE 28, SECTION IV OF MEXICAN SECURITIES MARKET

PROPOSAL #2: APPROVE DISCHARGE OF BOARD OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND OFFICERS

PROPOSAL #3: APPROVE INDIVIDUAL AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND STATUTORY REPORTS, AND

APPROVAL OF EXTERNAL AUDITORS' REPORT ON FINANCIAL

STATEMENTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME IN THE                ISSUER            YES             FOR                  FOR

AMOUNT OF MXN 2.4 BILLION

PROPOSAL #5: APPROVE TWO DIVIDENDS OF MXN 2.28 PER            ISSUER            YES             FOR                  FOR

SHARE AND MXN 1.79 PER SHARE TO BE DISTRIBUTED ON OR

BEFORE AUG. 31, 2016 AND DEC. 31, 2016 RESPECTIVELY

PROPOSAL #6: CANCEL PENDING AMOUNT OF MXN 850 MILLION        ISSUER            YES             FOR                  FOR

 OF SHARE REPURCHASE APPROVED AT AGM ON APRIL 21,

2015; SET NOMINAL AMOUNT OF SHARE REPURCHASE OF UP TO

 A MAXIMUM OF MXN 950 MILLION

PROPOSAL #9: ELECT OR RATIFY DIRECTORS OF SERIES B            ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #10: ELECT OR RATIFY BOARD CHAIRMAN                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS FOR          ISSUER            YES             FOR                  FOR

YEARS 2015 AND 2016

PROPOSAL #12: ELECT OR RATIFY DIRECTOR OF SERIES B            ISSUER            YES             FOR                  FOR

SHAREHOLDERS AND MEMBER OF NOMINATION AND

REMUNERATION COMMITTEE

PROPOSAL #13: ELECT OR RATIFY CHAIRMAN OF AUDIT AND          ISSUER            YES             FOR                  FOR

CORPORATE PRACTICES COMMITTEE

PROPOSAL #15: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Aeroportuario del Sureste S.A.B. de C.V.

  TICKER:               ASURB                              CUSIP:   P4950Y100

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE CEO'S AND AUDITOR'S REPORT ON          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND STATUTORY REPORTS

PROPOSAL #1b: APPROVE BOARD'S REPORT ON ACCOUNTING            ISSUER            YES             FOR                  FOR

CRITERIA POLICY AND DISCLOSURE POLICY LAW

PROPOSAL #1c: APPROVE REPORT RE: ACTIVITIES AND                 ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY THE BOARD

PROPOSAL #1d: APPROVE INDIVIDUAL AND CONSOLIDATED              ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #1e: APPROVE AUDIT COMMITTEE'S REPORT                   ISSUER            YES             FOR                  FOR

REGARDING COMPANY'S SUBSIDIARIES

PROPOSAL #1f: APPROVE REPORT ON ADHERENCE TO FISCAL          ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #2a: APPROVE INCREASE IN LEGAL RESERVE BY            ISSUER            YES             FOR                  FOR

MXN 145.41 MILLION

PROPOSAL #2b: APPROVE CASH DIVIDENDS OF MXN 5.61 PER         ISSUER            YES             FOR                  FOR

SERIES B AND BB SHARES

PROPOSAL #2c: SET MAXIMUM AMOUNT OF MXN 1.08 BILLION         ISSUER            YES             FOR                  FOR

FOR SHARE REPURCHASE; APPROVE POLICY RELATED TO

ACQUISITION OF OWN SHARES

PROPOSAL #3a: APPROVE DISCHARGE OF BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 AND CEO

PROPOSAL #3b.1: ELECT/RATIFY FERNANDO CHICO PARDO AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3b.2: ELECT/RATIFY JOSÉ ANTONIO PÉREZ ANTÓN        ISSUER            YES             FOR                  FOR

 AS DIRECTOR

PROPOSAL #3b.3: ELECT/RATIFY LUIS CHICO PARDO AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3b.4: ELECT/RATIFY AURELIO PÉREZ ALONSO AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3b.5: ELECT/RATIFY RASMUS CHRISTIANSEN AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3b.6: ELECT/RATIFY FRANCISCO GARZA ZAMBRANO        ISSUER            YES             FOR                  FOR

 AS DIRECTOR

PROPOSAL #3b.7: ELECT/RATIFY RICARDO GUAJARDO TOUCHÉ         ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #3b.8: ELECT/RATIFY GUILLERMO ORTIZ MARTÍNEZ        ISSUER            YES             FOR                  FOR

 AS DIRECTOR

PROPOSAL #3b.9: ELECT/RATIFY ROBERTO SERVITJE SENDRA         ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #3c.1: ELECT/RATIFY RICARDO GUAJARDO TOUCHÉ         ISSUER            YES             FOR                  FOR

AS CHAIRMAN OF AUDIT COMMITTEE

PROPOSAL #3d.1: ELECT/RATIFY FERNANDO CHICO PARDO,            ISSUER            YES             FOR                  FOR

JOSÉ ANTONIO PEREZ ANTÓN AND ROBERTO SERVITJE SENDRA

AS MEMBERS OF NOMINATIONS AND COMPENSATIONS COMMITTEE

PROPOSAL #3e.1: APPROVE REMUNERATION OF DIRECTORS IN         ISSUER            YES             FOR                  FOR

THE AMOUNT OF MXN 50,000

PROPOSAL #3e.2: APPROVE REMUNERATION OF OPERATIONS            ISSUER            YES             FOR                  FOR

COMMITTEE IN THE AMOUNT OF MXN 50,000


 

 

PROPOSAL #3e.3: APPROVE REMUNERATION OF NOMINATIONS          ISSUER            YES             FOR                  FOR

AND COMPENSATIONS COMMITTEE IN THE AMOUNT OF MXN

PROPOSAL #3e.4: APPROVE REMUNERATION OF AUDIT                     ISSUER            YES             FOR                  FOR

COMMITTEE IN THE AMOUNT OF MXN 70,000

PROPOSAL #3e.5: APPROVE REMUNERATION OF ACQUISITIONS         ISSUER            YES             FOR                  FOR

AND CONTRACTS COMMITTEE IN THE AMOUNT OF MXN 15,000

PROPOSAL #4a: AUTHORIZE CLAUDIO R. GÓNGORA MORALES TO        ISSUER            YES             FOR                  FOR

 RATIFY AND EXECUTE APPROVED RESOLUTIONS

PROPOSAL #4b: AUTHORIZE RAFAEL ROBLES MIAJA TO RATIFY        ISSUER            YES             FOR                  FOR

 AND EXECUTE APPROVED RESOLUTIONS

PROPOSAL #4c: AUTHORIZE ANA MARÍA POBLANNO CHANONA TO        ISSUER            YES             FOR                  FOR

 RATIFY AND EXECUTE APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Argos SA

  TICKER:               GRUPOARGOS                    CUSIP:   P0275K122

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE MEETING AGENDA                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND                        ISSUER            YES             FOR                  FOR

CHAIRMAN'S REPORT

PROPOSAL #5: PRESENT FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: PRESENT AUDITOR'S REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #8: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ALLOCATION FOR THE DEVELOPMENT          ISSUER            YES             FOR                  FOR

OF SOCIAL RESPONSIBILITY ACTIVITIES

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Bimbo S.A.B de C.V.

  TICKER:               BIMBO A                          CUSIP:   P4949B104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INDIVIDUAL AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: APPROVE REPORT ON ADHERENCE TO FISCAL            ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDENDS OF MXN 0.24 PER          ISSUER            YES             FOR                  FOR

SHARE

PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND APPROVE            ISSUER            YES         AGAINST           AGAINST

THEIR REMUNERATION

PROPOSAL #6: ELECT OR RATIFY CHAIRMAN AND MEMBERS OF         ISSUER            YES         AGAINST           AGAINST

AUDIT AND CORPORATE PRACTICES COMMITTEE AND APPROVE

THEIR REMUNERATION

 


 

 

PROPOSAL #7: APPROVE REPORT ON REPURCHASE OF SHARES          ISSUER            YES             FOR                  FOR

AND SET AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE

RESERVE

PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Comercial Chedraui S.A.B. de C.V.

  TICKER:               CHDRAUI B                      CUSIP:   P4612W104

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: PRESENT REPORT ON ACTIVITIES AND                     ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY BOARD IN ACCORDANCE WITH

ARTICLE 28 IV (E) OF COMPANY LAW

PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL            ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #3: PRESENT REPORT ON OPERATIONS CARRIED OUT        ISSUER            YES             FOR                  FOR

 BY AUDIT AND CORPORATE PRACTICES COMMITTEE

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

ALLOCATION OF INCOME

PROPOSAL #5: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: PRESENT REPORT ON SHARE REPURCHASE                 ISSUER            YES             FOR                  FOR

RESERVE AND SET MAXIMUM AMOUNT OF SHARE REPURCHASE

RESERVE

PROPOSAL #7: APPROVE DISCHARGE OF BOARD OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND CEO

PROPOSAL #8: ELECT OR RATIFY DIRECTORS AND AUDIT AND         ISSUER            YES         AGAINST           AGAINST

CORPORATE PRACTICE COMMITTEE MEMBERS; APPROVE THEIR

REMUNERATION

PROPOSAL #9: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo de Inversiones Suramericana SA

  TICKER:               GRUPOSURA                      CUSIP:   P4950L132

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: PRESENT BOARD OF DIRECTORS AND                        ISSUER            YES             FOR                  FOR

CHAIRMAN'S REPORT

PROPOSAL #4: PRESENT FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: PRESENT AUDITOR'S REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #9: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPOINT AUDITORS                                                ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Elektra S.A.B. de C.V.

  TICKER:               ELEKTRA *                      CUSIP:   P3642B213

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD'S REPORT                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

ALLOCATION OF INCOME

PROPOSAL #3: APPROVE REPORT OF AUDIT COMMITTEE                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF CORPORATE PRACTICES            ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #5: APPROVE REPORT OF BOARD OF DIRECTORS ON         ISSUER            YES             FOR                  FOR

SHARE REPURCHASE POLICY AND RESERVES FOR SHARE

REPURCHASE PROGRAM

PROPOSAL #6: ELECT AND OR RATIFY DIRECTORS, SECRETARY        ISSUER            YES         AGAINST           AGAINST

 AND ALTERNATE, AND MEMBERS OF AUDIT AND CORPORATE

PRACTICES COMMITTEES; VERIFY INDEPENDENCE

CLASSIFICATION; APPROVE THEIR REMUNERATION

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Famsa S.A.B. de C.V.

  TICKER:               GFAMSA A                        CUSIP:   P7700W100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS; APPROVE CEO AND

AUDITORS' REPORT ON FINANCIAL STATEMENTS AND

STATUTORY REPORTS

PROPOSAL #1.b: RECEIVE DIRECTORS' OPINION ON CEO                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #1.c: APPROVE BOARD'S REPORT ON PRINCIPAL            ISSUER            YES             FOR                  FOR

ACCOUNTING POLICY AND CRITERIA, AND DISCLOSURE POLICY

PROPOSAL #1.d: APPROVE AUDIT AND CORPORATE PRACTICES         ISSUER            YES             FOR                  FOR

COMMITTEE'S REPORT IN ACCORDANCE WITH ARTICLE 28 IV

(A) OF COMPANY LAW

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Banorte S.A.B. de C.V.

  TICKER:               GFNORTEO                        CUSIP:   P49501201

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND DIVIDEND POLICY                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CASH DIVIDENDS                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITOR'S REPORT ON FISCAL                 ISSUER            YES             FOR                  FOR

SITUATION OF COMPANY

 


 

 

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Banorte S.A.B. de C.V.

  TICKER:               GFNORTEO                        CUSIP:   P49501201

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND BYLAWS                                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE MODIFICATIONS OF SOLE                          ISSUER            YES             FOR                  FOR

RESPONSIBILITY AGREEMENT

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Banorte S.A.B. de C.V.

  TICKER:               GFNORTE O                      CUSIP:   P49501201

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CASH DIVIDENDS                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Banorte S.A.B. de C.V.

  TICKER:               GFNORTE O                      CUSIP:   P49501201

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.a1: ELECT CARLOS HANK GONZÁLEZ AS BOARD          ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #3.a2: ELECT JUAN ANTONIO GONZÁLEZ MORENO AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.a3: ELECT DAVID JUAN VILLARREAL                        ISSUER            YES             FOR                  FOR

MONTEMAYOR AS DIRECTOR

PROPOSAL #3.a4: ELECT JOSÉ MARCOS RAMÍREZ MIGUEL AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.a5: ELECT EVERARDO ELIZONDO ALMAGUER AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.a6: ELECT CARMEN PATRICIA ARMENDÁRIZ                ISSUER            YES             FOR                  FOR

GUERRA AS DIRECTOR

PROPOSAL #3.a7: ELECT HÉCTOR FEDERICO REYES-RETANA Y         ISSUER            YES             FOR                  FOR

DAHL AS DIRECTOR

PROPOSAL #3.a8: ELECT EDUARDO LIVAS CANTU AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3.a9: ELECT THOMAS STANLEY HEATHER                       ISSUER            YES             FOR                  FOR

RODRIGUEZ AS DIRECTOR

PROPOSAL #3.a10: ELECT ALFREDO ELÍAS AYUB AS DIRECTOR        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.a11: ELECT ADRIÁN SADA CUEVA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.a12: ELECT OLGA MARIA DEL CARMEN SÁNCHEZ         ISSUER            YES             FOR                  FOR

CORDERO DÁVILA AS DIRECTOR

PROPOSAL #3.a13: ELECT ALEJANDRO BURILLO AZCARRAGA AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.a14: ELECT JOSÉ ANTONIO CHEDRAUI EGUÍA AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.a15: ELECT ALFONSO DE ANGOITIA NORIEGA AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.a16: ELECT GRACIELA GONZÁLEZ MORENO AS            ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a17: ELECT JUAN ANTONIO GONZÁLEZ MARCOS          ISSUER            YES             FOR                  FOR

AS ALTERNATE DIRECTOR

PROPOSAL #3.a18: ELECT CARLOS DE LA ISLA CORRY AS              ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a19: ELECT JUAN CARLOS BRANIFF HIERRO AS         ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a20: ELECT ALBERTO HALABE HAMUI AS                   ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a21: ELECT ROBERTO KELLEHER VALES AS                ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a22: ELECT MANUEL AZNAR NICOLÍN AS                   ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a23: ELECT ROBERT WILLIAM CHANDLER                   ISSUER            YES             FOR                  FOR

EDWARDS AS ALTERNATE DIRECTOR

PROPOSAL #3.a24: ELECT RICARDO MALDONADO YAÑEZ AS              ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a25: ELECT ISAAC BECKER KABACNIK AS                 ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a26: ELECT JOSÉ MARIA GARZA TREVIÑO AS            ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a27: ELECT EDUARDO ALEJANDRO FRANCISCO            ISSUER            YES             FOR                  FOR

GARCIA VILLEGAS AS ALTERNATE DIRECTOR

PROPOSAL #3.a28: ELECT JAVIER BRAUN BURILLO AS                   ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.a29: ELECT RAFAEL CONTRERAS GROSSKELWING         ISSUER            YES             FOR                  FOR

AS ALTERNATE DIRECTOR

PROPOSAL #3.a30: ELECT GUADALUPE PHILLIPS MARGAIN AS         ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTOR

PROPOSAL #3.b: ELECT HECTOR AVILA FLORES AS BOARD              ISSUER            YES             FOR                  FOR

SECRETARY WHO WILL NOT BE PART OF BOARD

PROPOSAL #3.c: APPROVE DIRECTORS LIABILITY AND                   ISSUER            YES             FOR                  FOR

INDEMNIFICATION

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT HECTOR FEDERICO REYES-RETANA Y              ISSUER            YES             FOR                  FOR

DAHL AS CHAIRMAN OF AUDIT AND CORPORATE PRACTICES

PROPOSAL #6: APPROVE REPORT ON SHARE REPURCHASE; SET         ISSUER            YES             FOR                  FOR

AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Banorte S.A.B. de C.V.

  TICKER:               GFNORTE O                      CUSIP:   P49501201

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CASH DIVIDENDS                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Inbursa S.A.B. de C.V.

  TICKER:               GFINBURO                        CUSIP:   P4950U165

  MEETING DATE:   7/16/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES RE: PARTICIPATION IN TWO         ISSUER            YES         AGAINST           AGAINST

SERVICE COMPANIES

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Inbursa S.A.B. de C.V.

  TICKER:               GFINBURO                        CUSIP:   P4950U165

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CREATION OF NEW SUBSIDIARY                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: AMEND ARTICLES                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE ADHERENCE TO SOLE RESPONSIBILITY        ISSUER            YES         AGAINST           AGAINST

 AGREEMENT

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Inbursa S.A.B. de C.V.

  TICKER:               GFINBUR O                      CUSIP:   P4950U165

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: PRESENT REPORT ON COMPLIANCE WITH FISCAL        ISSUER            YES             FOR                  FOR

 OBLIGATIONS

PROPOSAL #2.1: APPROVE CEO'S REPORT AND AUDITOR'S              ISSUER            YES             FOR                  FOR

REPORT; BOARD'S OPINION ON REPORTS

PROPOSAL #2.2: APPROVE BOARD'S REPORT ON ACCOUNTING          ISSUER            YES             FOR                  FOR

POLICIES AND CRITERIA FOR PREPARATION OF FINANCIAL

STATEMENTS

PROPOSAL #2.3: APPROVE REPORT ON ACTIVITIES AND                 ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY BOARD

PROPOSAL #2.4: APPROVE INDIVIDUAL AND CONSOLIDATED            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2.5: APPROVE REPORT ON ACTIVITIES                        ISSUER            YES             FOR                  FOR

UNDERTAKEN BY AUDIT AND CORPORATE PRACTICES


 

 

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT OR RATIFY DIRECTORS, SECRETARY AND        ISSUER            YES         AGAINST           AGAINST

 DEPUTY SECRETARY

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SECRETARY AND DEPUTY SECRETARY

PROPOSAL #7: ELECT OR RATIFY MEMBERS OF CORPORATE              ISSUER            YES         AGAINST           AGAINST

PRACTICES AND AUDIT COMMITTEES

PROPOSAL #8: APPROVE REMUNERATION OF MEMBERS OF                 ISSUER            YES             FOR                  FOR

CORPORATE PRACTICES AND AUDIT COMMITTEES

PROPOSAL #9: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE; APPROVE SHARE REPURCHASE REPORT

PROPOSAL #10: APPROVE GRANTING OF POWERS                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Inbursa S.A.B. de C.V.

  TICKER:               GFINBUR O                      CUSIP:   P4950U165

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Interacciones S.A.B. de C.V.

  TICKER:               GFINTER O                      CUSIP:   P4951R153

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND BYLAWS RE: GENERAL REGULATIONS OF         ISSUER            YES         AGAINST           AGAINST

FINANCIAL GROUPS

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Interacciones S.A.B. de C.V.

  TICKER:               GFINTER O                      CUSIP:   P4951R153

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.i: APPROVE FINANCIAL STATEMENTS IN                   ISSUER            YES             FOR                  FOR

ACCORDANCE WITH ARTICLE 28 IV OF SECURITIES MARKET

PROPOSAL #1.ii: APPROVE AUDIT AND CORPORATE PRACTICES        ISSUER            YES             FOR                  FOR

 COMMITTEES' REPORT IN ACCORDANCE WITH ARTICLE 43 OF

SECURITIES MARKET LAW

PROPOSAL #1.iii: APPROVE CEO'S REPORT IN ACCORDANCE          ISSUER            YES             FOR                  FOR

WITH ARTICLE 44 XI OF SECURITIES MARKET LAW

PROPOSAL #1.iv: APPROVE BOARD'S OPINION ON CEO'S                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #1.v: APPROVE BOARD'S REPORT ON PRINCIPAL            ISSUER            YES             FOR                  FOR

ACCOUNTING POLICIES AND CRITERIA, AND DISCLOSURE

 


 

 

PROPOSAL #1.vi: APPROVE REPORT ON ACTIVITIES AND                ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY BOARD

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT OR RATIFY DIRECTORS AND APPROVE            ISSUER            YES         AGAINST           AGAINST

THEIR REMUNERATION; ELECT SECRETARY AND CEO

PROPOSAL #5: ELECT OR RATIFY MEMBERS OF EXECUTIVE              ISSUER            YES         AGAINST           AGAINST

COMMITTEE

PROPOSAL #6: ELECT CHAIRMAN OF AUDIT COMMITTEE AND            ISSUER            YES         AGAINST           AGAINST

CORPORATE PRACTICES COMMITTE

PROPOSAL #7: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE; PRESENT REPORT ON REPURCHASE SHARES

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Santander Mexico S.A.B. de C.V.

  TICKER:               SANMEXB                          CUSIP:   P49513107

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT OR RATIFY DIRECTORS REPRESENTING          ISSUER            YES         AGAINST           AGAINST

SERIES B SHAREHOLDERS

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Santander Mexico S.A.B. de C.V.

  TICKER:               SANMEXB                          CUSIP:   P49513107

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT AND RATIFY DIRECTORS AND THEIR              ISSUER            YES         AGAINST           AGAINST

RESPECTIVE ALTERNATE REPRESENTATIVES OF CLASS F AND B

 SHAREHOLDERS; FIX THEIR REMUNERATION

PROPOSAL #2: APPROVE CASH DIVIDENDS                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND BYLAWS RE: CONFLICTS OF INTEREST           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Santander Mexico S.A.B. de C.V.

  TICKER:               SANMEX B                        CUSIP:   P49513107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT CHAIRMAN'S AND CEO'S REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT BOARD'S OPINION ON PRESIDENT'S            ISSUER            YES             FOR                  FOR

AND CEO REPORT


 

 

PROPOSAL #5: ACCEPT BOARD REPORT ON MAJOR ACCOUNTING         ISSUER            YES             FOR                  FOR

AND DISCLOSURE CRITERIA AND POLICIES

PROPOSAL #6: ACCEPT REPORT ON ADHERENCE TO FISCAL              ISSUER            YES             FOR                  FOR

OBLIGATIONS FOR FISCAL YEAR 2014

PROPOSAL #7: ACCEPT REPORT ON OPERATIONS AND                       ISSUER            YES             FOR                  FOR

ACTIVITIES UNDERTAKEN BY BOARD

PROPOSAL #8: ACCEPT BOARD REPORT ON ACTIVITIES OF              ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE AND CORPORATE PRACTICES, NOMINATING

AND REMUNERATION COMMITTEE

PROPOSAL #9: ELECT AND RATIFY DIRECTORS AND THEIR              ISSUER            YES         AGAINST           AGAINST

ALTERNATE REPRESENTATIVES OF SERIES F AND B

SHAREHOLDERS; FIX THEIR REMUNERATION

PROPOSAL #10: APPROVE CASH DIVIDENDS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND BYLAWS                                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Financiero Santander Mexico S.A.B. de C.V.

  TICKER:               SANMEX B                        CUSIP:   P49513107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT OR RATIFY DIRECTORS REPRESENTING          ISSUER            YES         AGAINST           AGAINST

SERIES B SHAREHOLDERS

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo GICSA S.A.B. de C.V.

  TICKER:               GICSA B                          CUSIP:   P5016G108

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CEO'S REPORT INCLUDING                     ISSUER            YES             FOR                  FOR

EXTERNAL AUDITOR'S REPORT AND BOARD'S OPINION ON

PROPOSAL #1.2: APPROVE BOARD REPORT ON PRINCIPAL                ISSUER            YES             FOR                  FOR

ACCOUNTING POLICIES AND CRITERIA

PROPOSAL #1.3: APPROVE REPORT ON ACTIVITIES AND                 ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY BOARD

PROPOSAL #1.4: APPROVE INDIVIDUAL AND CONSOLIDATED            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #1.5: APPROVE AUDIT AND CORPORATE PRACTICES         ISSUER            YES             FOR                  FOR

COMMITTEE'S REPORT

PROPOSAL #1.6: APPROVE REPORT ON COMPLETION OF                   ISSUER            YES             FOR                  FOR

PROCESS OF CORPORATE RESTRUCTURING OF COMPANY AND

POST-SPLIT AGREEMENT

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT OR RATIFY DIRECTORS, MEMBERS OF            ISSUER            YES         AGAINST           AGAINST

AUDIT AND CORPORATE PRACTICES COMMITTEE AND COMPANY

SECRETARY; RATIFY DIRECTORS AND MEMBERS OF AUDIT AND

CORPORATE PRACTICES COMMITTEE

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

MEMBERS OF AUDIT AND CORPORATE PRACTICES COMMITTEE

AND COMPANY SECRETARY

 


 

PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE; PRESENT REPORT ON SHARE REPURCHASE

PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Herdez S.A.B. de C.V.

  TICKER:               HERDEZ *                        CUSIP:   P4951Q155

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF MXN 0.90 PER SHARE

PROPOSAL #3.1: ELECT OR RATIFY HÉCTOR IGNACIO                     ISSUER            YES             FOR                  FOR

HERNÁNDEZ-PONS TORRES AS CHAIRMAN

PROPOSAL #3.2: ELECT OR RATIFY ENRIQUE HERNÁNDEZ-PONS        ISSUER            YES             FOR                  FOR

 TORRES AS VICE-CHAIRMAN

PROPOSAL #3.3: ELECT OR RATIFY FLORA HERNÁNDEZ-PONS          ISSUER            YES             FOR                  FOR

TORRES DE MERINO AS DIRECTOR

PROPOSAL #3.4: ELECT OR RATIFY ENRIQUE CASTILLO                 ISSUER            YES             FOR                  FOR

SÁNCHEZ MEJORADA AS DIRECTOR

PROPOSAL #3.5: ELECT OR RATIFY CARLOS AUTREY MAZA AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.6: ELECT OR RATIFY EDUARDO ORTÍZ TIRADO          ISSUER            YES             FOR                  FOR

SERRANO AS DIRECTOR

PROPOSAL #3.7: ELECT OR RATIFY JOSÉ ROBERTO DANEL              ISSUER            YES             FOR                  FOR

DÍAZ AS DIRECTOR

PROPOSAL #3.8: ELECT OR RATIFY JOSÉ MANUEL RINCÓN              ISSUER            YES             FOR                  FOR

GALLARDO AS DIRECTOR

PROPOSAL #3.9: ELECT OR RATIFY LUIS REBOLLAR CORONA          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #3.10: ELECT OR RATIFY MARTIN ERNESTO RAMOS         ISSUER            YES             FOR                  FOR

ORTIZ AS SECRETARY WHO WILL NOT BE MEMBERS OF BOARD

PROPOSAL #3.11: ELECT OR RATIFY CLAUDIA LUNA                       ISSUER            YES             FOR                  FOR

HERNÁNDEZ AS DEPUTY SECRETARY WHO WILL NOT BE MEMBERS

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SECRETARY, DEPUTY SECRETARY AND MEMBERS OF AUDIT AND

CORPORATE PRACTICES COMMITTEES

PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE AT MXN 600 MILLION

PROPOSAL #6: ELECT OR RATIFY JOSE ROBERTO DANIEL DIAZ        ISSUER            YES             FOR                  FOR

 AS CHAIRMAN OF AUDIT AND CORPORATE PRACTICES

PROPOSAL #7: APPROVE REPORT ON COMPLIANCE WITH FISCAL        ISSUER            YES             FOR                  FOR

 OBLIGATIONS

PROPOSAL #8: AMEND STOCK OPTION PLAN                                     ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE MINUTES OF MEETING                              ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Lala S.A.B. de C.V.

  TICKER:               LALAB                              CUSIP:   P49543104

  MEETING DATE:   7/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EMPLOYEE STOCK PURCHASE PLAN               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

PROPOSAL #3: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Lala S.A.B. de C.V.

  TICKER:               LALA B                            CUSIP:   P49543104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE BOARD OF DIRECTORS' REPORT ON         ISSUER            YES             FOR                  FOR

PRINCIPAL ACCOUNTING POLICIES AND CRITERIA, AND

DISCLOSURE POLICY

PROPOSAL #1.2: APPROVE REPORT ON ACTIVITIES AND                 ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY BOARD

PROPOSAL #1.3: APPROVE CEO'S REPORT, INCLUDING                   ISSUER            YES             FOR                  FOR

AUDITOR'S REPORT AND BOARD'S OPINION ON CEO'S REPORT

PROPOSAL #1.4: APPROVE FINANCIAL STATEMENTS AND                 ISSUER            YES             FOR                  FOR

ALLOCATION OF INCOME

PROPOSAL #1.5: APPROVE AUDIT AND CORPORATE PRACTICES         ISSUER            YES             FOR                  FOR

COMMITTEES' REPORTS

PROPOSAL #1.6: APPROVE REPORT ON ACQUISITION AND                ISSUER            YES             FOR                  FOR

PLACING OF OWN SHARES

PROPOSAL #1.7: APPROVE REPORT ON ADHERENCE TO FISCAL         ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #2: APPROVE DISCHARGE BOARD OF DIRECTORS AND        ISSUER            YES             FOR                  FOR

 CEO

PROPOSAL #3: ELECT AND OR RATIFY DIRECTORS, SECRETARY        ISSUER            YES         AGAINST           AGAINST

 AND MEMBERS OF AUDIT AND CORPORATE PRACTICES

COMMITTEE; APPROVE THEIR REMUNERATION

PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #6: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Mexico S.A.B. de C.V.

  TICKER:               GMEXICO B                      CUSIP:   P49538112

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS

PROPOSAL #2: PRESENT REPORT ON COMPLIANCE WITH FISCAL        ISSUER            YES             FOR                  FOR

 OBLIGATIONS

 


 

 

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE POLICY RELATED TO ACQUISITION OF        ISSUER            YES             FOR                  FOR

 OWN SHARES FOR 2015; SET AGGREGATE NOMINAL AMOUNT OF

 SHARE REPURCHASE RESERVE FOR 2016

PROPOSAL #5: APPROVE DISCHARGE OF BOARD OF DIRECTORS,        ISSUER            YES             FOR                  FOR

 EXECUTIVE CHAIRMAN AND BOARD COMMITTEES

PROPOSAL #6: ELECT OR RATIFY DIRECTORS; VERIFY                   ISSUER            YES         AGAINST           AGAINST

INDEPENDENCE OF BOARD MEMBERS; ELECT OR RATIFY

CHAIRMEN AND MEMBERS OF BOARD COMMITTEES

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

MEMBERS OF BOARD COMMITTEES

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Rotoplas S.A.B. de C.V.

  TICKER:               AGUA *                            CUSIP:   P49842100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: APPROVE CEO'S REPORT, INCLUDING                   ISSUER            YES             FOR                  FOR

AUDITOR'S REPORT AND BOARD'S OPINION ON CEO'S REPORT

PROPOSAL #1.b: APPROVE OPINION OF BOARD OF DIRECTORS         ISSUER            YES             FOR                  FOR

REGARDING CEO'S REPORT IN ACCORDANCE WITH ARTICLE 28-

IV-C OF SECURITIES MARKET LAW

PROPOSAL #1.c: APPROVE BOARD'S REPORT ON ACCOUNTING          ISSUER            YES             FOR                  FOR

CRITERIA POLICY AND DISCLOSURE POLICY

PROPOSAL #1.d: APPROVE REPORT ON ACTIVITIES AND                 ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY BOARD

PROPOSAL #1.e: APPROVE REPORT OF AUDIT AND CORPORATE         ISSUER            YES             FOR                  FOR

PRACTICES COMMITTEES

PROPOSAL #1.f: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #1.g: APPROVE REPORT ON COMPLIANCE WITH                ISSUER            YES             FOR                  FOR

FISCAL OBLIGATIONS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT OR RATIFY DIRECTORS AND MEMBERS OF        ISSUER            YES         AGAINST           AGAINST

 AUDIT, REMUNERATION AND CORPORATE PRACTICES

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

MEMBERS OF AUDIT, REMUNERATION AND CORPORATE

PRACTICES COMMITTEES

PROPOSAL #6: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

PROGRAM; APPROVE REPORT RELATED TO ACQUISITION OF OWN

 SHARES

PROPOSAL #7: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Sanborns S.A.B. de C.V.

  TICKER:               GSANBOR B-1                  CUSIP:   P4984N203

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

 

PROPOSAL #1.1: APPROVE CEO AND EXTERNAL AUDITOR                 ISSUER            YES             FOR                  FOR

REPORTS ON OPERATIONS AND RESULTS

PROPOSAL #1.2: APPROVE BOARD OF DIRECTORS' REPORT ON         ISSUER            YES             FOR                  FOR

PRINCIPAL ACCOUNTING POLICIES AND CRITERIA, AND

DISCLOSURE; ACCEPT INTERNAL AUDITORS' REPORT

PROPOSAL #1.3: APPROVE REPORT ON ACTIVITIES AND                 ISSUER            YES             FOR                  FOR

OPERATIONS UNDERTAKEN BY BOARD

PROPOSAL #1.4: APPROVE FINANCIAL STATEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT ON COMPLIANCE WITH FISCAL        ISSUER            YES             FOR                  FOR

 OBLIGATIONS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDENDS OF MXN 0.86 PER          ISSUER            YES             FOR                  FOR

SHARE TO BE DISTRIBUTED IN TWO INSTALLMENTS OF MXN

0.43 EACH

PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND SECRETARY         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SECRETARY

PROPOSAL #7: ELECT OR RATIFY MEMBERS TO AUDIT AND              ISSUER            YES         AGAINST           AGAINST

CORPORATE PRACTICES COMMITTEE

PROPOSAL #8: APPROVE REMUNERATION OF AUDIT AND                   ISSUER            YES             FOR                  FOR

CORPORATE PRACTICES COMMITTEES MEMBERS

PROPOSAL #9: SET NOMINAL AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

OF UP TO A MAXIMUM OF MXN 1.5 BILLION

PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Ser Educacional SA

  TICKER:               SEER3                              CUSIP:   P8T84T100

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Televisa S.A.B.

  TICKER:               TLEVISA CPO                  CUSIP:   P4987V137

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT OR RATIFY DIRECTORS REPRESENTING          ISSUER            YES         AGAINST           AGAINST

SERIES L SHAREHOLDERS

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Grupo Televisa S.A.B.

  TICKER:               TLEVISA CPO                  CUSIP:   P4987V137

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT OR RATIFY DIRECTORS REPRESENTING          ISSUER            YES         AGAINST           AGAINST

SERIES D SHAREHOLDERS

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GT Capital Holdings, Inc.

  TICKER:               GTCAP                              CUSIP:   Y29045104

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ANNUAL                 ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING

PROPOSAL #2: APPROVE ANNUAL REPORT FOR THE YEAR 2015         ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS AND EXECUTIVE OFFICERS

PROPOSAL #4.1: ELECT GEORGE S.K. TY AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT FRANCISCO C. SEBASTIAN AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT ARTHUR VY TY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT ALFRED VY TY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT CARMELO MARIA LUZA BAUTISTA AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.6: ELECT RODERICO V. PUNO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT DAVID T. GO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: ELECT JAIME MIGUEL G. BELMONTE AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.9: ELECT CHRISTOPHER P. BESHOURI AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.10: ELECT WILFREDO A. PARAS AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: ELECT PETER B. FAVILA AS DIRECTOR               ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #5: APPOINT EXTERNAL AUDITOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLE TWO, SECTION ONE OF THE            ISSUER            YES             FOR                  FOR

BY-LAWS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               G-TECH Optoelectronics Corp.

  TICKER:               3149                                CUSIP:   Y2914D105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 

 

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #5: APPROVE CAPITAL REDUCTION TO OFFSET                ISSUER            YES             FOR                  FOR

LOSSES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GUANG DONG NAN YANG CABLE GROUP HOLDING CO LTD

  TICKER:               002212                            CUSIP:   Y2931A100

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF AUDITOR          ISSUER            YES             FOR                  FOR

AND AUDIT FEES

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Advertising Group Co., Ltd.

  TICKER:               002400                            CUSIP:   Y2924R102

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.1: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADJUSTMENT TO PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (AMENDED)

 


 

 

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #7: APPROVE APPLICATION OF REAL ESTATE                 ISSUER            YES             FOR                  FOR

MORTGAGE LOAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Advertising Group Co., Ltd.

  TICKER:               002400                            CUSIP:   Y2924R102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES         AGAINST           AGAINST

AND SUPERVISORS

PROPOSAL #9.1: APPROVE 2015 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH GDAD-HAKUHODO ADVERTISING CO., LTD.

PROPOSAL #9.2: APPROVE 2015 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH GDH ADVERTISING CO., LTD.

PROPOSAL #9.3: APPROVE 2015 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH HEFEI TELEVISION ADVERTISING CO.,

PROPOSAL #9.4: APPROVE 2015 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH NANJING RADIO AND TELEVISION

ADVERTISING MEDIA CO., LTD.

PROPOSAL #9.5: APPROVE 2015 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH WUHAN TELEVISION ADVERTISING MEDIA

PROPOSAL #9.6: APPROVE 2015 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH ZHAOQING GUANGXIN HUIFU REAL ESTATE

 DEVELOPMENT CO., LTD.

PROPOSAL #9.7: APPROVE 2015 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH GUANGDONG FOREIGN TRADE DEVELOPMENT

PROPOSAL #9.8: APPROVE 2015 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH GUANGDONG GUANGXIN TRADE

PROPOSAL #9.9: APPROVE 2016 RELATED PARTY                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH GDAD-HAKUHODO ADVERTISING CO., LTD.

PROPOSAL #9.10: APPROVE 2016 RELATED PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH GDH ADVERTISING CO., LTD.

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: ELECT HUANG SHENGMIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #13: APPROVE 2016 STOCK OPTION INCENTIVE              ISSUER            YES             FOR                  FOR

PLAN (DRAFT) AND SUMMARY

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Alpha Animation and Culture Co Ltd

  TICKER:               002292                            CUSIP:   Y2927R109

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AS WELL          ISSUER            YES             FOR                  FOR

AS CHANGE OF BUSINESS LICENSE AND AMEND ARTICLES OF

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Baolihua New Energy Stock Co., Ltd.

  TICKER:               000690                            CUSIP:   Y2921Q107

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INJECTION TO WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY USING RAISED FUNDS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND PROFIT         ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

PROPOSAL #6: APPROVE 2016 OPERATION PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

RATIFY THE PROVISION OF GUARANTEE FOR THE SHORT-TERM

FINANCING OF SUBSIDIARY

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong CHJ Industry Co Ltd

  TICKER:               002345                            CUSIP:   Y2924Q104

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND MATURITY AND TYPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND PAYMENT        ISSUER            YES             FOR                  FOR

 METHOD

 


 

 

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.6: APPROVE PROVISIONS ON REDEMPTION AND          ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.7: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong CHJ Industry Co Ltd

  TICKER:               002345                            CUSIP:   Y2924Q104

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT LI SHULING AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong CHJ Industry Co Ltd

  TICKER:               002345                            CUSIP:   Y2924Q104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION AND WITHDRAWAL OF            ISSUER            YES             FOR                  FOR

APPLICATION OF 2015 PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #3.1: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER AND TIME                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE PRICE AND PRICE BASIS             ISSUER            YES             FOR                  FOR


 

 

PROPOSAL #3.6: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.7: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LOCK-UP ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8.1: APPROVE SUBSCRIPTION AGREEMENT WITH            ISSUER            YES             FOR                  FOR

LIAO CHUANGBIN

PROPOSAL #8.2: APPROVE SUBSCRIPTION AGREEMENT WITH            ISSUER            YES             FOR                  FOR

GUANGDONG CHJ INDUSTRY CO., LTD 2016 EMPLOYEE STOCK

PURCHASE PLAN

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE COMMITMENT FROM DIRECTORS,                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE DRAFT ON 2016 EMPLOYEE SHARE            ISSUER            YES             FOR                  FOR

PURCHASE PLAN (THROUGH PRIVATE PLACEMENT)

PROPOSAL #13: APPROVE MANAGEMENT METHOD OF EMPLOYEE          ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Delian Group Co., Ltd.

  TICKER:               002666                            CUSIP:   Y2925B106

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS AND SENIOR MANAGEMENT MEMBERS

 


 

 

PROPOSAL #7: APPROVE APPOINTMENT OF GP CPAS AS 2016          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2016 BANK CREDIT LINE                          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

PURCHASE BANK FINANCIAL PRODUCTS

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Electric Power Development Co., Ltd.

  TICKER:               200539                            CUSIP:   Y2923E110

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND SUBSCRIPTION         ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

RELATIONSHIP WITH THE COMPANY

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE AND ISSUE MANNER           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ADJUSTMENTS TO THE ISSUE SIZE         ISSUER            YES             FOR                  FOR

AND ISSUE PRICE

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.11: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

 


 

 

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO THE          ISSUER            YES             FOR                  FOR

XINTANGFANG PROJECT OF LINCANG GUANGDONG ELECTRIC

POWER CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Electric Power Development Co., Ltd.

  TICKER:               200539                            CUSIP:   Y2923E110

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE GENERAL MANAGER             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND DIVIDEND        ISSUER            YES             FOR                  FOR

 PAYOUT

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 OF COMPANY AND CONTROLLED SUBSIDIARY

PROPOSAL #9: APPROVE SIGNING FRAMEWORK SERVICE                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH GUANGDONG YUEDIAN FINANCE CO., LTD

PROPOSAL #10: APPROVE CREDIT LINE APPLICATION                      ISSUER            YES             FOR                  FOR

PROPOSAL #11.1: ELECT SHEN HONGTAO AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.2: ELECT WANG XI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Ellington Electronics Technology Co Ltd

  TICKER:               603328                            CUSIP:   Y2923F109

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.02: APPROVE SOURCE AND NUMBER OF                       ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #1.03: APPROVE ALLOCATION OF STOCK OPTIONS          ISSUER            YES             FOR                  FOR

AND RESTRICTED STOCKS

PROPOSAL #1.04: APPROVE DURATION, GRANT DATE, WAITING        ISSUER            YES             FOR                  FOR

 / LOCK-UP PERIOD, EXERCISE PERIOD / UNLOCKING

PERIOD, EXERCISE DATE / UNLOCK DAY OF THE INCENTIVE

PROPOSAL #1.05: APPROVE STOCK OPTION EXERCISE PRICE          ISSUER            YES             FOR                  FOR

AND RESTRICTED STOCK GRANT PRICE

PROPOSAL #1.06: APPROVE GRANT AND VESTING / UNLOCK            ISSUER            YES             FOR                  FOR

CONDITION

PROPOSAL #1.07: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.08: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.09: APPROVE GRANT AND VESTING / UNLOCK            ISSUER            YES             FOR                  FOR

PROCEDURE

 


 

 

PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.11: APPROVE HOW TO IMPLEMENT INCENTIVE            ISSUER            YES             FOR                  FOR

PLAN WHEN THERE ARE CHANGES FOR THE COMPANY AND

INCENTIVE OBJECTS

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Fenghua Advanced Technology (Holding) Co., Ltd.

  TICKER:               000636                            CUSIP:   Y29249102

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 EMPLOYEE STOCK OWNERSHIP            ISSUER            YES             FOR                  FOR

PLAN AND SUMMARY (REVISED)

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Fenghua Advanced Technology (Holding) Co., Ltd.

  TICKER:               000636                            CUSIP:   Y29249102

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF CNY 1 BILLION ULTRA         ISSUER            YES             FOR                  FOR

SHORT-TERM FINANCIAL BILL

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Fenghua Advanced Technology (Holding) Co., Ltd.

  TICKER:               000636                            CUSIP:   Y29249102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR CONTINUED                   ISSUER            YES             FOR                  FOR

SUSPENSION OF TRADING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Golden Dragon Development Inc.

  TICKER:               000712                            CUSIP:   Y2930D105

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF PREVIOUS PLAN FOR        ISSUER             NO              N/A                  N/A

 PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE ADJUSTMENT TO THE PLAN FOR                 ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER             NO              N/A                  N/A

(AMENDED DRAFT)

PROPOSAL #4.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #4.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER             NO              N/A                  N/A

PROPOSAL #4.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #4.4: APPROVE PRICING REFERENCE DATE AND              ISSUER             NO              N/A                  N/A

ISSUE PRICE

PROPOSAL #4.5: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #4.6: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #4.7: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #4.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER             NO              N/A                  N/A

RAISED FUNDS

PROPOSAL #4.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #4.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER             NO              N/A                  N/A

 SHARES (AMENDED DRAFT)

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS (AMENDED DRAFT)

PROPOSAL #7: APPROVE RE-SIGNING OF CONDITIONAL SHARES        ISSUER             NO              N/A                  N/A

 SUBSCRIPTION AGREEMENT WITH TARGET PARTIES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7.1: APPROVE RE-SIGNING OF CONDITIONAL                ISSUER             NO              N/A                  N/A

SHARES SUBSCRIPTION AGREEMENT WITH DONGGUAN NEW

CENTURY SCIENCE AND EDUCATION DEVELOPMENT CO., LTD.

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7.2: APPROVE RE-SIGNING OF CONDITIONAL                ISSUER             NO              N/A                  N/A

SHARES SUBSCRIPTION AGREEMENT WITH BEIJING TULIP

FORTUNE CAPITAL MANAGEMENT CENTER (LIMITED

PARTNERSHIP) IN CONNECTION TO THE PRIVATE PLACEMENT

 


 

 

PROPOSAL #7.3: APPROVE RE-SIGNING OF CONDITIONAL                ISSUER             NO              N/A                  N/A

SHARES SUBSCRIPTION AGREEMENT WITH DONGGUAN YANYU

INDUSTRIAL INVESTMENT CO., LTD. IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #7.4: APPROVE RE-SIGNING OF CONDITIONAL                ISSUER             NO              N/A                  N/A

SHARES SUBSCRIPTION AGREEMENT WITH LEAD CAPITAL

MANAGEMENT CO., LTD. IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #7.5: APPROVE RE-SIGNING OF CONDITIONAL                ISSUER             NO              N/A                  N/A

SHARES SUBSCRIPTION AGREEMENT WITH SHANGHAI FENGYU

INVESTMENT CO., LTD. IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER             NO              N/A                  N/A

 OBLIGATION BY DONGGUAN NEW CENTURY SCIENCE AND

EDUCATION DEVELOPMENT CO., LTD.

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE PARTICIPATION IN THE CAPITAL            ISSUER             NO              N/A                  N/A

INCREASE OF ZHONGSHAN SECURITIES CO., LTD. AND

SIGNING OF RELEVANT AGREEMENTS

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN        SHAREHOLDER         NO              N/A                  N/A

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #14: APPROVE COMMITMENTS OF CONTROLLING           SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION TO

COUNTER-DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Golden Dragon Development Inc.

  TICKER:               000712                            CUSIP:   Y2930D105

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION AND INVESTMENT IN         ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF INSURANCE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Golden Dragon Development Inc.

  TICKER:               000712                            CUSIP:   Y2930D105

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.: APPROVE SHARE TYPE AND PAR VALUE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING METHOD

PROPOSAL #2.5: APPROVE ISSUE SIZE AND SUBSCRIPTION            ISSUER            YES             FOR                  FOR

METHOD

 


 

 

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE CAPITAL INCREASE IN A COMPANY           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #14: APPROVE CORPORATE BOND ISSUANCE                      ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Golden Dragon Development Inc.

  TICKER:               000712                            CUSIP:   Y2930D105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER             NO              N/A                  N/A

SUMMARY

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER             NO              N/A                  N/A

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Goworld Co., Ltd.

  TICKER:               000823                            CUSIP:   Y2924G106

  MEETING DATE:   10/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT XU TONGGUANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT LIN SHIBIAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT CHEN DONGPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.4: ELECT MO YIBIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT CHEN GUOYING AS EXTERNAL                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT WANG TIELIN AS EXTERNAL DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT LI YE AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT LI YINGZHAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT SHEN YIYONG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT HUANG ZEBIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT XU WEN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Goworld Co., Ltd.

  TICKER:               000823                            CUSIP:   Y2924G106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF JOINT LIABILITY              ISSUER            YES             FOR                  FOR

GUARANTEE AMOUNTING TO CNY 970 MILLION FOR CONTROLLED

 SUBSIDIARY

PROPOSAL #7: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Guanghong Holdings Co., Ltd.

  TICKER:               000529                            CUSIP:   Y2929V108

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Guanghua Sci-Tech Co., Ltd.

  TICKER:               002741                            CUSIP:   Y2925S109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #3: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Guangzhou Daily Media Co., Ltd.

  TICKER:               002181                            CUSIP:   Y2924K123

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: DISMISS DIRECTOR ZHAO WENHUA                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Guanhao High-Tech Co Ltd

  TICKER:               600433                            CUSIP:   Y2924H104

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG QIANG AS NON-INDEPENDENT             ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE RE-APPOINTMENT OF 2015 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

 


 

 

PROPOSAL #3: APPROVE RE-APPOINTMENT OF 2015 INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Guanhao High-Tech Co Ltd

  TICKER:               600433                            CUSIP:   Y2924H104

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 RELATED PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

WITH CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Haid Group Co., Ltd.

  TICKER:               002311                            CUSIP:   Y29255109

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LU CHENGPING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS AND              ISSUER            YES             FOR                  FOR

EXISTING FUNDS TO INVEST IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Haid Group Co., Ltd.

  TICKER:               002311                            CUSIP:   Y29255109

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

 


 

 

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF GP CPA AS        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE 2016 ADDITIONAL DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #10: APPROVE 2016 GUARANTEE PROVISION TO              ISSUER            YES             FOR                  FOR

WHOLLY-OWNED AND CONTROLLED SUBSIDIARIES

PROPOSAL #11: APPROVE 2016 DEVELOPMENT OF FUTURES              ISSUER            YES             FOR                  FOR

HEDGING BUSINESS

PROPOSAL #12: APPROVE APPLICATION OF BANK CREDIT                ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #13: APPROVE DEVELOPMENT OF FORWARD FOREIGN         ISSUER            YES             FOR                  FOR

EXCHANGE BUSINESS AND RMB FOREIGN EXCHANGE OPTIONS

PORTFOLIO

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #15: APPROVE CHANGE IN PARTIAL RAISED FUNDS         ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Haid Group Co., Ltd.

  TICKER:               002311                            CUSIP:   Y29255109

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT XUE HUA AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT XU YINGZHUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT TIAN LI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT SHANG XIAOJUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1: ELECT LU CHENGPING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT LI XINCHUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT DENG ERKANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT WANG JING AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT CHEN JIA AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE INVESTMENT WITH ANOTHER PARTY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #6: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE USE OF PARTIAL RAISED FUNDS AND         ISSUER            YES             FOR                  FOR

OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Haid Group Co., Ltd.

  TICKER:               002311                            CUSIP:   Y29255109

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INVESTMENT IN A COMPANY                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Hec Technology Holding Co., Ltd.

  TICKER:               600673                            CUSIP:   Y13066108

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE 2016 RELATED-PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF PAN-CHINA        ISSUER            YES             FOR                  FOR

 CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS FINANCIAL

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES AND EXTERNAL GUARANTEES OF

CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE APPLICATION FOR ISSUANCE OF              ISSUER            YES             FOR                  FOR

ULTRA SHORT-TERM FINANCIAL BILL

PROPOSAL #11: APPROVE CORPORATE BOND ISSUANCE                      ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE AND                ISSUER            YES             FOR                  FOR

CREDIT TRANSFER TO WHOLLY-OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Hec Technology Holding Co., Ltd.

  TICKER:               600673                            CUSIP:   Y13066108

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF USAGE OF EXCESS RAISED        ISSUER            YES             FOR                  FOR

 FUNDS

PROPOSAL #2: APPROVE 2016 CORPORATE BOND ISSUANCE               ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Highsun Group Co., Ltd.

  TICKER:               000861                            CUSIP:   Y5825W104

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY GUANGDONG HAIYIN COMMODITY

FAIR SERVICE CENTER CO., LTD.

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Highsun Group Co., Ltd.

  TICKER:               000861                            CUSIP:   Y5825W104

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF FINANCIAL DIRECT              ISSUER            YES             FOR                  FOR

FINANCING TOOL

PROPOSAL #2: ELECT LIU XIAOLUN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Highsun Group Co., Ltd.

  TICKER:               000861                            CUSIP:   Y5825W104

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Highsun Group Co., Ltd.

  TICKER:               000861                            CUSIP:   Y5825W104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Homa Appliances Co., Ltd.

  TICKER:               002668                            CUSIP:   Y2925D102

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE 2016 FORWARD FOREIGN EXCHANGE            ISSUER            YES             FOR                  FOR

HEDGING OPERATIONS

PROPOSAL #10: APPROVE 2016 APPLICATION OF BANK CREDIT        ISSUER            YES             FOR                  FOR

 LINES

PROPOSAL #11: APPROVE INVESTMENT IN FINANCIAL                     ISSUER            YES             FOR                  FOR

PRODUCTS USING PARTIAL OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Homa Appliances Co., Ltd.

  TICKER:               002668                            CUSIP:   Y2925D102

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND MAJOR INVESTMENT MANAGEMENT SYSTEM        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE COMPANY'S WHOLLY-OWNED                        ISSUER            YES             FOR                  FOR

SUBSIDIARY AND ASSOCIATE INDIRECT COMPANY TO

PARTICIPATE IN THE ESTABLISHMENT OF INDUSTRY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong HongDa Blasting Co., Ltd.

  TICKER:               002683                            CUSIP:   Y2925L104

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY

 


 

 

PROPOSAL #9: APPROVE PUBLIC LISTING ON NATIONAL                 ISSUER            YES             FOR                  FOR

EQUITIES AND QUOTATIONS SYSTEM OF CONTROLLING

SUBSIDIARY HONGDA GUOYUAN (WUHU) RESOURCE ENVIRONMENT

 MANAGEMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Investment Ltd.

  TICKER:               00270                              CUSIP:   Y2929L100

  MEETING DATE:   9/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITIONS, SALE AND PURCHASE         ISSUER            YES             FOR                  FOR

AGREEMENTS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Investment Ltd.

  TICKER:               270                                  CUSIP:   Y2929L100

  MEETING DATE:   6/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT WEN YINHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT ZHANG HUI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT CHAN CHO CHAK, JOHN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT WU TING YUK, ANTHONY AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: ELECT HO LAM LAI PING, THERESA AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Macro Co., Ltd.

  TICKER:               000533                            CUSIP:   Y2929P101

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHU GUILONG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Macro Co., Ltd.

  TICKER:               000533                            CUSIP:   Y2929P101

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: ELECT LAN HAILIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Macro Co., Ltd.

  TICKER:               000533                            CUSIP:   Y2929P101

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE DISTRIBUTION OF ALLOWANCE                   ISSUER            YES             FOR                  FOR

(INCLUDING SUBSIDY) TO DIRECTORS EXCLUDING

INDEPENDENT DIRECTORS

PROPOSAL #3: APPROVE DISTRIBUTION OF SUBSIDY TO ALL          ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Macro Co., Ltd.

  TICKER:               000533                            CUSIP:   Y2929P101

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT AI SUIJIANG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Macro Co., Ltd.

  TICKER:               000533                            CUSIP:   Y2929P101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Meiyan Jixiang Hydropower Co., Ltd.

  TICKER:               600868                            CUSIP:   Y2929U100

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 100% EQUITY OF                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY MEI COUNTY MEIYAN SPIRULINA

FARMING CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Meiyan Jixiang Hydropower Co., Ltd.

  TICKER:               600868                            CUSIP:   Y2929U100

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF GP CPA AS 2016        ISSUER            YES             FOR                  FOR

 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: ELECT ZHANG JIDE AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.02: ELECT ZHONG YANGFEI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.03: ELECT WEN KAIZHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.01: ELECT WEN ZENGYONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #9.02: ELECT LAI GUANGDONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #9.03: ELECT CHEN WEISHENG NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT HE HUAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.05: ELECT ZHONG XIAOYING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.01: ELECT ZHU BAORONG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: ELECT HUANG PINGNA AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #10.03: ELECT LAI YUANYU AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #10.04: ELECT XIE CHUANYI AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS,                ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT AND PAYMENT METHOD

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Meiyan Jixiang Hydropower Co., Ltd.

  TICKER:               600868                            CUSIP:   Y2929U100

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE MINING RIGHTS AND ASSET LEASE            ISSUER            YES             FOR                  FOR

BUSINESS OF WHOLLY-OWNED SUBSIDIARY GUANGDONG MEIXIAN

 MEIYAN MINING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Mingzhu Group Co., Ltd.

  TICKER:               600382                            CUSIP:   Y2930F100

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT FOR ANNUAL                          ISSUER            YES         AGAINST           AGAINST

REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT MEMBERS AND ALLOWANCE OF INDEPENDENT

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Mingzhu Group Co., Ltd.

  TICKER:               600382                            CUSIP:   Y2930F100

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Mingzhu Group Co., Ltd.

  TICKER:               600382                            CUSIP:   Y2930F100

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES         AGAINST           AGAINST

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL RELATED MATTERS

PROPOSAL #3: APPROVE CREDIT LINE APPLICATION BY                 ISSUER            YES             FOR                  FOR

SUBSIDIARY AND GUARANTEE PROVISION BY COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong No. 2 Hydropower Engineering Co., Ltd.

  TICKER:               002060                            CUSIP:   Y29310110

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN ESTABLISHING                 ISSUER            YES             FOR                  FOR

GUANGDONG HYDROPOWER ENGINEERING CONSTRUCTION CO.,

 


 

 

PROPOSAL #2: APPROVE CAPITAL INJECTION TO WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY ZHONGNAN GUANGDONG HYDROPOWER

INVESTMENT CO., LTD.

PROPOSAL #3: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF PHASE II GUANGDONG SHAOGUAN RUYUAN DABU WIND POWER

 PROJECT

PROPOSAL #4: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF PHASE I GUANGDONG XUWEN LIYUTAN PHOTOVOLTAIC POWER

 GENERATION PROJECT

PROPOSAL #5: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF PHASE I XINJIANG AKSU KALPIN PHOTOVOLTAIC POWER

GENERATION PROJECT

PROPOSAL #6: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF PHASE II XINJIANG AKSU AWAT PHOTOVOLTAIC POWER

GENERATION PROJECT

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

XINJIANG GUANGDONG HYDROPOWER CO., LTD. TO HOBOKSAR

MONGOL AUTONOMOUS COUNTY GUANGDONG HYDROPOWER CO.,

PROPOSAL #8: APPROVE WITHDRAWAL IN THE GUARANTEE                ISSUER            YES             FOR                  FOR

PROVISION TO WHOLLY-OWNED SUBSIDIARY GUANGDONG

CHENZHOU WATER CONSERVANCY INVESTMENT CO., LTD.

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong No. 2 Hydropower Engineering Co., Ltd.

  TICKER:               002060                            CUSIP:   Y29310110

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF GUANGDONG HANJIANG GAOBEI WATER CONTROL

ENGINEERING PPP PROJECT

PROPOSAL #9: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF XINJIANG AKSU KEPING COUNTY PV PROJECT PHASE II

PROPOSAL #10: APPROVE SIGNING OF LAND AND HOUSING              ISSUER            YES             FOR                  FOR

LEVY COMPENSATION AGREEMENT AND ITS SUPPLEMENTAL

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING UNDERTAKING OF THE CHAOZHOU CITY CHAO'AN

DISTRICT JIANGDONG XILONG IRRIGATION AREA

RECONSTRUCTION PROJECT

PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING UNDERTAKING OF THE CHAOZHOU CITY CHAO'AN

DISTRICT JIANGDONG WATERLOGGED AREA REMEDIATION

CONSTRUCTION PROJECT

 


 

 

PROPOSAL #13: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING UNDERTAKING OF THE CHAOZHOU CITY CHAO'AN

DISTRICT 2015 CENTRAL FINANCE SMALL-SCALE WATER

CONSERVANCY PROJECT COUNTY CONSTRUCTION PROJECTS

PROPOSAL #14: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING UNDERTAKING OF THE CHAOZHOU CITY CHAO'AN

DISTRICT GUFENG WATERLOGGED AREA (GUXIANGPIAN)

RENOVATION CONSTRUCTION PROJECT

PROPOSAL #15: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING UNDERTAKING OF THE LIANSHAN ZHUANG AND YAO

AUTONOMOUS COUNTY DEJIAN RESERVOIR CONSTRUCTION

PROPOSAL #16: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING UNDERTAKING OF THE LEIZHOU QINGNIAN YUNHE

IRRIGATION AREA COROLLARY RECONSTRUCTION AND WATER-

SAVING RENOVATION PROJECT (YUNHE PART) MAIN RIVER III

 AND SILIANHE I, II FINISHING WORKS CONSTRUCTION PR

PROPOSAL #17: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #18: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #19: ELECT YIN BING AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #20: ELECT PENG SONG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #21: ELECT LI CAIHONG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #22: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY XINJIANG GUANGDONG HYDROPOWER

 CO., LTD.

PROPOSAL #23: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY MULEI COUNTY DONGFANG

MINSHENG NEW ENERGY CO., LTD.

PROPOSAL #24: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

XUWEN COUNTY GUANGDONG HYDROPOWER ENERGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Provincial Expressway Development Co., Ltd.

  TICKER:               000429                            CUSIP:   Y2929W106

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FANG ZHI AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Provincial Expressway Development Co., Ltd.

  TICKER:               200429                            CUSIP:   Y2929W106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE GENERAL                 ISSUER            YES             FOR                  FOR

MANAGER

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong RongTai Industry Co., Ltd.

  TICKER:               600589                            CUSIP:   Y2930U107

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE USE OF IDLE FUND TO INVEST IN            ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #3.01: ELECT YANG BAOSHENG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.02: ELECT GAO DAPENG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.03: ELECT LUO HAIXIONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #3.04: ELECT ZHENG CHUANGJIA AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.05: ELECT LIN YUEJIN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.06: ELECT LIN WEIXIONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #4.01: ELECT FU ZHENGPING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.02: ELECT ZHUANG YAOMING AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT FENG YUSHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.01: ELECT YANG YUJING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong RongTai Industry Co., Ltd.

  TICKER:               600589                            CUSIP:   Y2930U107

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX          ISSUER            YES             FOR                  FOR

THEIR REMUNERATION

 


 

 

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM FINANCIAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Shaoneng Group Co., Ltd.

  TICKER:               000601                            CUSIP:   Y29304105

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER             NO              N/A                  N/A

NEW SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #3.2: APPROVE ISSUE MANNER, ISSUE TIME AND          ISSUER             NO              N/A                  N/A

APPROVE TARGET SUBSCRIBERS

PROPOSAL #3.3: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #3.4: APPROVE PRICING REFERENCE DATE AND              ISSUER             NO              N/A                  N/A

ISSUE PRICE

PROPOSAL #3.5: APPROVE SUBSCRIPTION METHOD                           ISSUER             NO              N/A                  N/A

PROPOSAL #3.6: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #3.7: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #3.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER             NO              N/A                  N/A

RAISED FUNDS

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER             NO              N/A                  N/A

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER             NO              N/A                  N/A

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER             NO              N/A                  N/A

OBLIGATION BY FORESEA LIFE INSURANCE CO., LTD. AND

SHENZHEN JUSHENGHUA CO., LTD.

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER             NO              N/A                  N/A

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Shaoneng Group Co., Ltd.

  TICKER:               000601                            CUSIP:   Y29304105

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES         AGAINST           AGAINST

OF SHARES

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES         AGAINST           AGAINST

SHARES (REVISED)

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE 3RD SUPPLEMENTAL SUBSCRIPTION            ISSUER            YES         AGAINST           AGAINST

AGREEMENT AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Shaoneng Group Co., Ltd.

  TICKER:               000601                            CUSIP:   Y29304105

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PAYMENT OF AUDITOR'S                            ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT CHEN YAN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT KE SHAOHUA AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE ANNUAL REPORT                                     SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Shirongzhaoye Co., Ltd.

  TICKER:               002016                            CUSIP:   Y2930N103

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY DEVELOPMENT STRATEGIC            ISSUER            YES             FOR                  FOR

PLAN (2016-2020)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Shirongzhaoye Co., Ltd.

  TICKER:               002016                            CUSIP:   Y2930N103

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LIANG JIARONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #1.02: ELECT YAN JUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT CHEN YU AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT LONG LONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.05: ELECT ZHANG SHIMING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.06: ELECT LIANG WEIHAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.01: ELECT ZHU MIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT JING XU AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: ELECT ZHANG YAOHUI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT ZHAO HAOXIN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE REMUNERATION OF VICE CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE BOARD

PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Shirongzhaoye Co., Ltd.

  TICKER:               002016                            CUSIP:   Y2930N103

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF DA HUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AUDITOR

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Shirongzhaoye Co., Ltd.

  TICKER:               002016                            CUSIP:   Y2930N103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER             NO              N/A                  N/A

 PERIOD IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER             NO              N/A                  N/A

BOARD TO HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Shirongzhaoye Co., Ltd.

  TICKER:               002016                            CUSIP:   Y2930N103

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT JIANG SHIHONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2: ELECT YU JIN AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Taiantang Pharmaceutical Co., Ltd.

  TICKER:               002433                            CUSIP:   Y2931N102

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BIDDING TO PURCHASE STATE-OWNED         ISSUER            YES         AGAINST           AGAINST

LAND USE RIGHTS IN GUANGZHOU CITY BAIYUN DISTRICT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Taiantang Pharmaceutical Co., Ltd.

  TICKER:               002433                            CUSIP:   Y2931N102

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #8: APPROVE APPOINTMENT OF GP CPA AS 2016            ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR

PROPOSAL #9: APPROVE LEASING OF HOUSE BY WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY FROM COMPANY'S DIRECTOR

PROPOSAL #10: APPROVE APPLICATION OF LOAN AND CREDIT         ISSUER            YES             FOR                  FOR

LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Taiantang Pharmaceutical Co., Ltd.

  TICKER:               002433                            CUSIP:   Y2931N102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT KE SHUQUAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT KE SHAOBIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT XU FUYING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT YU XIANG AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT SONG XIUQING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT HU QINGGUANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT JI XIAOQIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT WANG GUIHUA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT QUAN ZE AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DING YIAN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT XU QIUHUA AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Taiantang Pharmaceutical Co., Ltd.

  TICKER:               002433                            CUSIP:   Y2931N102

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUANCE METHOD AND ISSUANCE          ISSUER            YES             FOR                  FOR

TIM E

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND ISSUE          ISSUER            YES             FOR                  FOR

SIZE

PROPOSAL #2.4: APPROVE PRICING METHOD AND ISSUANCE            ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.5: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE AMOUNT AND USE OF PROCEEDS               ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENTS FOR         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRIVATE PLACEMENT PLAN                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Tapai Group Co Ltd

  TICKER:               002233                            CUSIP:   Y2931B108

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS COMPANY 2016 AUDITOR

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #8: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #8.5: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #8.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #8.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #8.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

 


 

 

PROPOSAL #12: APPROVE CONDITIONAL SHARES SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 AGREEMENT WITH SPECIFIC PARTIES IN CONNECTION TO THE

 PRIVATE PLACEMENT

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #14: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #16: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #17: AMEND MANAGEMENT SYSTEM AND USE MANUAL         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Tapai Group Co Ltd

  TICKER:               002233                            CUSIP:   Y2931B108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES (REVISED)

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE SUPPLEMENTAL SUBSCRIPTION                   ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Tapai Group Co Ltd

  TICKER:               002233                            CUSIP:   Y2931B108

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR                       ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE AMOUNTING TO CNY 100

MILLION APPLIED BY SUBSIDIARY MEIZHOU JINTA CEMENT

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR                       ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE AMOUNTING TO CNY 300

MILLION APPLIED BY SUBSIDIARY FUJIAN TAPAI CEMENT

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR                       ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE AMOUNTING TO CNY 100

MILLION APPLIED BY SUBSIDIARY MEIZHOU TAPAI GROUP

JIAOLING XINDA XUANYAO CEMENT CO., LTD

PROPOSAL #4: APPROVE GUARANTEE PROVISION FOR                       ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE AMOUNTING TO CNY 300

MILLION APPLIED BY SUBSIDIARY HUIZHOU TAPAI CEMENT

PROPOSAL #5: APPROVE GUARANTEE PROVISION FOR                       ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE AMOUNTING TO CNY 100

MILLION APPLIED BY SUBSIDIARY MEIZHOU TAPAI MARKETING

PROPOSAL #6: APPROVE GUARANTEE PROVISION FOR                       ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE AMOUNTING TO CNY 100

MILLION APPLIED BY SUBSIDIARY MEIZHOU WENHUA MINE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Vanward New Electric Co., Ltd.

  TICKER:               002543                            CUSIP:   Y2931T109

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT ESTABLISHMENT OF                        ISSUER            YES             FOR                  FOR

SUBSIDIARY BETWEEN COMPANY AND RELATED PARTY FOSHAN

HEXU VENTURE INVESTMENT PARTNERSHIP ENTERPRISE (LP)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Vanward New Electric Co., Ltd.

  TICKER:               002543                            CUSIP:   Y2931T109

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE USAGE OF OWN FUNDS TO                   ISSUER            YES             FOR                  FOR

CONDUCT RISK INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Vanward New Electric Co., Ltd.

  TICKER:               002543                            CUSIP:   Y2931T109

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YE YUANZHANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT LU CHULONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT LU CHUPENG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT LU YUCONG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT WANG WEI AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT HE XIAPEI AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.3: ELECT ZOU SHIZHI AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.1: ELECT HUANG HUIGUANG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT HUANG SHAOYAN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Vanward New Electric Co., Ltd.

  TICKER:               002543                            CUSIP:   Y2931T109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF GP CPA AS 2016        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #7: APPROVE 2016 RELATED PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

WITH GUANGDONG SHUNDE RURAL COMMERCIAL BANK CO., LTD.

PROPOSAL #8: APPROVE 2016 RELATED PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

WITH GUANGDONG JIEDONG RURAL COMMERCIAL BANK CO.,

PROPOSAL #9: APPROVE 2016 RELATED PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

WITH FOSHAN HONGTU ZHONGBAO CABLE CO., LTD.

PROPOSAL #10: APPROVE 2016 RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH JIAHE FUND MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GUANGDONG WEIHUA CORPORATION

  TICKER:               002240                            CUSIP:   Y2931D104

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY INVESTMENT BY        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY QINGYUAN WEILIBANG WOOD

INDUSTRY CO., LTD. TO COMPANY

PROPOSAL #2: APPROVE TRANSFER OF EQUITY INVESTMENT BY        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY FENGKAI WEILIBANG WOOD

INDUSTRY CO., LTD. TO GUANGDONG WEIHUA FENGCHANLIN

DEVELOPMENT CO., LTD.

PROPOSAL #3: APPROVE DEBT TO EQUITY CONVERSION BY              ISSUER            YES             FOR                  FOR

COMPANY IN QINGYUAN WEILIBANG WOOD INDUSTRY CO., LTD.

 AND GUANGDONG WEIHUA FENGCHANLIN DEVELOPMENT CO.,

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GUANGDONG WEIHUA CORPORATION

  TICKER:               002240                            CUSIP:   Y2931D104

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.1: ELECT WANG TIANGUANG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.2: ELECT ZHANG JIANGFENG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.3: ELECT ZHOU WEI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.1: ELECT CHEN CHAO AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.2: ELECT QIU YUNLIANG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.3: ELECT ZHU HAN AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES         AGAINST               N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GUANGDONG WEIHUA CORPORATION

  TICKER:               002240                            CUSIP:   Y2931D104

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES (ADJUSTED)

PROPOSAL #2.1: APPROVE SHARE TYPE, PAR VALUE AND                ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE NO NEED TO REPORT ON THE USAGE          ISSUER            YES             FOR                  FOR

OF PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE 2016 CONDITIONAL SHARES                       ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT AND SUPPLEMENTAL AGREEMENT

WITH SHENZHEN SHENGTUN GROUP CO., LTD IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COUNTER-DILUTION RISK ALERT AND         ISSUER            YES             FOR                  FOR

RELATED MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT (REVISION)

PROPOSAL #9: APPROVE CAPITAL INCREASING IN JIANGXI            ISSUER            YES             FOR                  FOR

WANHONG HI TECH MATERIAL CO., LTD AS WELL AS SIGNING

CONDITIONAL CAPITAL INCREASING AGREEMENT AND

SUPPLEMENTAL AGREEMENT WITH CURRENT SHAREHOLDERS

PROPOSAL #10: APPROVE CAPITAL INCREASING IN SICHUAN          ISSUER            YES             FOR                  FOR

ZHIYUAN LITHIUM INDUSTRY CO., LTD AS WELL AS SIGNING

CONDITIONAL CAPITAL INCREASING AGREEMENT AND

SUPPLEMENTAL AGREEMENT WITH CURRENT SHAREHOLDERS

PROPOSAL #11: APPROVE AUDIT REPORT AND APPRAISAL                ISSUER            YES             FOR                  FOR

REPORT OF THE EQUITY PURCHASE VIA PRIVATE PLACEMENT

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH

PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

 


 

 

PROPOSAL #14: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GUANGDONG WEIHUA CORPORATION

  TICKER:               002240                            CUSIP:   Y2931D104

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE PRIVATE ISSUANCE OF CORPORATE            ISSUER            YES             FOR                  FOR

BONDS TO QUALIFIED INVESTORS

PROPOSAL #8.1: APPROVE ISSUANCE SIZE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: APPROVE BOND INTEREST RATE AND                     ISSUER            YES             FOR                  FOR

DETERMINING METHOD

PROPOSAL #8.4: APPROVE ISSUANCE METHOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.5: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #8.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #8.7: APPROVE MEASURES TO INCREASE CREDIT OF        ISSUER            YES             FOR                  FOR

 BONDS

PROPOSAL #8.8: APPROVE LISTING TRANSFER OF BOND                 ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #8.9: APPROVE DEBT SAFEGUARD MEASURES                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO THIS PRIVATE ISSUANCE AND

LISTING TRANSFER OF BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GUANGDONG WEIHUA CORPORATION

  TICKER:               002240                            CUSIP:   Y2931D104

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER             NO              N/A                  N/A

OF SHARES

 


 

 

PROPOSAL #3.1: APPROVE ISSUE TYPE, PAR VALUE AND                ISSUER             NO              N/A                  N/A

ISSUE SIZE

PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER             NO              N/A                  N/A

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER             NO              N/A                  N/A

PROPOSAL #3.5: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #3.6: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #3.7: APPROVE USE OF PROCEEDS                                  ISSUER             NO              N/A                  N/A

PROPOSAL #3.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #3.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER             NO              N/A                  N/A

SHARES (2ND REVISION)

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS (2ND REVISION)

PROPOSAL #6: APPROVE SUPPLEMENTAL SUBSCRIPTION                   ISSUER             NO              N/A                  N/A

AGREEMENT AND RELATED TRANSACTIONS (2ND SUPPLEMENT)

PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN (2ND REVISION)

PROPOSAL #8: AMEND RELATED-PARTY TRANSACTION                       ISSUER             NO              N/A                  N/A

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Xinbao Electrical Appliances Holdings Co., Ltd

  TICKER:               002705                            CUSIP:   Y2932M103

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTROLLED SUBSIDIARY GUANGDONG         ISSUER            YES             FOR                  FOR

WAYLAM ENGINEERING PLASTICS LIMITED'S TRANSFORMATION

INTO A LIMITED LIABILITY COMPANY AS WELL AS LISTING

ON NATIONAL EQUITIES AND QUOTATIONS SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Xinbao Electrical Appliances Holdings Co., Ltd

  TICKER:               002705                            CUSIP:   Y2932M103

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING                   ISSUER            YES             FOR                  FOR

PRINCIPLE

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

 


 

 

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE ESTABLISHMENT OF SPECIAL DEPOSIT        ISSUER            YES             FOR                  FOR

 ACCOUNT FOR RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Xinbao Electrical Appliances Holdings Co., Ltd

  TICKER:               002705                            CUSIP:   Y2932M103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #10: APPROVE 2016 REMUNERATION OF NON-                  ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR, SUPERVISOR AND SENIOR

MANAGEMENT MEMBERS

PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS AND            ISSUER            YES             FOR                  FOR

OWN FUNDS TO CONDUCT CASH MANAGEMENT

PROPOSAL #12: APPROVE LAUNCHING OF DERIVATIVES                   ISSUER            YES             FOR                  FOR

INVESTMENT BUSINESS

PROPOSAL #13: APPROVE ADJUSTMENT IN BUSINESS SCOPE            ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Xinhui Meida Nylon Co., Ltd.

  TICKER:               000782                            CUSIP:   Y2930V105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 FINANCIAL AND INTERNAL CONTROL

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Zhongsheng Pharmaceutical Co., Ltd.

  TICKER:               002317                            CUSIP:   Y2931F109

  MEETING DATE:   10/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING IDLE OWN FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Zhongsheng Pharmaceutical Co., Ltd.

  TICKER:               002317                            CUSIP:   Y2931F109

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE PRICING BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE THAT THE REPORT ON THE USAGE OF         ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS WILL NOT BE NECESSARY

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Zhongsheng Pharmaceutical Co., Ltd.

  TICKER:               002317                            CUSIP:   Y2931F109

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENTS OF MAIN ENTITIES FOR        ISSUER            YES             FOR                  FOR

 EFFECTIVE IMPLEMENTATION OF COUNTER-DILUTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Zhongsheng Pharmaceutical Co., Ltd.

  TICKER:               002317                            CUSIP:   Y2931F109

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF CONTROLLED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY

PROPOSAL #2: APPROVE CHANGE IN PERFORMANCE COMMITMENT        ISSUER            YES             FOR                  FOR

 COMPENSATION OF HUBEI LINGCHENG PHARMACEUTICAL CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangdong Zhongsheng Pharmaceutical Co., Ltd.

  TICKER:               002317                            CUSIP:   Y2931F109

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guanghui Energy Co., Ltd.

  TICKER:               600256                            CUSIP:   Y9724D100

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENT TO ISSUE PRICE AND        ISSUER            YES             FOR                  FOR

 ISSUE SIZE IN CONNECTION TO PRIVATE PLACEMENT OF NEW

 A SHARES

PROPOSAL #2.01: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.03: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISED)

PROPOSAL #4: ELECT MA FENGYUN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guanghui Energy Co., Ltd.

  TICKER:               600256                            CUSIP:   Y9724D100

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 INVESTMENT FRAMEWORK AND            ISSUER            YES             FOR                  FOR

FINANCING PLAN

PROPOSAL #2: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #4.01: ELECT LIU CHANGJIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #4.02: ELECT QI JUNJIE AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guanghui Energy Co., Ltd.

  TICKER:               600256                            CUSIP:   Y9724D100

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

 


 

 

PROPOSAL #7: AMEND INTERNAL ACCOUNTABILITY SYSTEM               ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND INTERNAL ACCOUNTABILITY IN                     ISSUER            YES             FOR                  FOR

CONNECTION TO RULES AND PROCEDURES REGARDING MEETINGS

 OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangshen Railway Co., Ltd.

  TICKER:               525                                  CUSIP:   Y2930P108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFITS DISTRIBUTION                   ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET PROPOSAL           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITOR AND AUTHORIZE BOARD AND AUDIT

 COMMITTEE TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITOR AND AUTHORIZE BOARD AND AUDIT

COMMITTEE TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE TERMINATION OF ENGAGEMENT OF          SHAREHOLDER        YES             FOR                  N/A

SHEN YI AS DIRECTOR

PROPOSAL #9: ELECT HU LINGLING AS DIRECTOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangshen Railway Co., Ltd.

  TICKER:               525                                  CUSIP:   Y2930P116

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFITS DISTRIBUTION                   ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET PROPOSAL           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITOR AND AUTHORIZE BOARD AND AUDIT

 COMMITTEE TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITOR AND AUTHORIZE BOARD AND AUDIT

COMMITTEE TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE TERMINATION OF ENGAGEMENT OF          SHAREHOLDER        YES             FOR                  N/A

SHEN YI AS DIRECTOR

PROPOSAL #9: ELECT HU LINGLING AS DIRECTOR                       SHAREHOLDER        YES             FOR                  N/A

 


 

 

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Guidong Electric Power Co Ltd

  TICKER:               600310                            CUSIP:   Y2931E102

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE SALE OF PARTIAL SHARES IN                   ISSUER            YES             FOR                  FOR

SEALAND SECURITIES

PROPOSAL #9: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES             FOR                  FOR

SUBSIDIARY QINZHOU YONGSHENG PETROLEUM CHEMICAL CO.,

LTD

PROPOSAL #11: APPROVE PROVIDING CAPITAL SUPPORT TO            ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #12: APPROVE PROVISION FOR BAD DEBTS FOR              ISSUER            YES             FOR                  FOR

MAJOR ACCOUNT RECEIVABLE OF QINZHOU YONGSHENG

PETROLEUM CHEMICAL CO., LTD

PROPOSAL #13: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #14: APPROVE APPLICATION FOR LOAN CREDIT              ISSUER            YES             FOR                  FOR

LINES AMOUNT TO NOT MORE THAN CNY 5 BILLION FROM

FINANCIAL INSTITUTION

PROPOSAL #15.01: ELECT ZOU XIONGBIN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Guiguan Electric Power Co. Ltd

  TICKER:               600236                            CUSIP:   Y2931R103

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF NEW AUDITOR AND          ISSUER            YES             FOR                  FOR

PAYMENT OF 2015 ANNUAL AUDITING FEE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Guiguan Electric Power Co. Ltd

  TICKER:               600236                            CUSIP:   Y2931R103

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

DRAFT FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCING CREDITS                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DISTRIBUTION OF ENTRUSTED LOANS         ISSUER            YES         AGAINST           AGAINST

OF NOT MORE THAN CNY 3.1 BILLION TO CONTROLLED

SUBSIDIARIES

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITORS AND        ISSUER            YES             FOR                  FOR

 PAYMENT OF THEIR REMUNERATION

PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11.01: ELECT WANG SEN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.02: ELECT DAI BO AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.03: ELECT RONG XIANBIAO AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.04: ELECT LIANG YONGPAN AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.05: ELECT LIU GUANGMING AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.06: ELECT ZHANG XIAOCHUN AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #11.07: ELECT YANG DONGYE AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #12.01: ELECT LEI MINJUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT WANG XIAOMING AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT ZHANG XIAORONG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.04: ELECT BAO FANGZHOU AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT HE HUA AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT LEI HAICHENG SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: ELECT LIN LING SUPERVISOR                           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Liugong Machinery Co., Ltd.

  TICKER:               000528                            CUSIP:   Y29302109

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 GUANGXI LIUGONG GROUP CO., LTD.

PROPOSAL #5.2: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 LIUZHOU ZF MACHINERY CO., LTD. AND ZF LIUZHOU DRIVE

AXLE CO., LTD.

PROPOSAL #5.3: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 GUANGXI CUMMINS INDUSTRIAL POWER CO., LTD.

PROPOSAL #5.4: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 GUANGXI WEIXIANG MACHINERY CO., LTD., BEIJING

SHOUGANG HEAVY-DUTY TRUCK MANUFACTURING COMPANY AND

GUANGXI CITIC INTERNATIONAL LOGISTICS CO., LTD.

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY AND ASSOCIATE COMPANY

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: ELECT HAN LIYAN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT QUAN SHAOYONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ALLOWANCE OF DIRECTORS AND           SHAREHOLDER        YES         AGAINST           AGAINST

SUPERVISORS AS WELL AS REMUNERATION PLAN OF SENIOR

MANAGEMENT MEMBERS (2016 REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Liuzhou Pharmaceutical Co., Ltd.

  TICKER:               603368                            CUSIP:   Y2R38X103

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE BY THE COMPANY AND

CONTROLLED SUBSIDIARY AND PROVISION OF GUARANTEE BY

 


 

 

PROPOSAL #8: APPROVE 2016 ESTIMATED GUARANTEE AND              ISSUER            YES         AGAINST           AGAINST

AUTHORIZATION WITHIN THE COMPREHENSIVE CREDIT LINE

LIMIT BY THE COMPANY AND SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 RE-APPOINTMENT OF PEKING            ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #10: APPROVE REMUNERATION STANDARD OF                   ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Nanning Waterworks Co., Ltd.

  TICKER:               601368                            CUSIP:   Y2R399105

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER             NO              N/A                  N/A

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER             NO              N/A                  N/A

CORPORATE BOND ISSUANCE

PROPOSAL #12: APPROVE CORPORATE BOND ISSUANCE                      ISSUER             NO              N/A                  N/A

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Wuzhou Communications Co., Ltd.

  TICKER:               600368                            CUSIP:   Y29308106

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE PROVISION          ISSUER            YES         AGAINST           AGAINST

TO SUBSIDIARIES

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Wuzhou Communications Co., Ltd.

  TICKER:               600368                            CUSIP:   Y29308106

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LISTING TRANSFER OF 51% EQUITY          ISSUER            YES             FOR                  FOR

IN GUANGXI WUZHOU GUOTONG INVESTMENT CO., LTD.

PROPOSAL #2: APPROVE LISTING TRANSFER OF 67% EQUITY          ISSUER            YES             FOR                  FOR

IN GUANGXI TANGHAN ZINC INDIUM CO., LTD.

PROPOSAL #3: APPROVE LISTING TRANSFER OF 100% EQUITY         ISSUER            YES             FOR                  FOR

IN NANDAN TOWN NANXING ANTIMONY INDUSTRY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Wuzhou Communications Co., Ltd.

  TICKER:               600368                            CUSIP:   Y29308106

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY 2015 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Wuzhou Communications Co., Ltd.

  TICKER:               600368                            CUSIP:   Y29308106

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 DAILY WORKING CAPITAL DEBT         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF FINANCIAL                       ISSUER            YES         AGAINST           AGAINST

ASSISTANCE WITHIN CONSOLIDATED STATEMENTS

PROPOSAL #11: APPROVE CHANGE IN ACCOUNTING ESTIMATES         ISSUER            YES             FOR                  FOR

OF WHOLLY-OWNED SUBSIDIARY

PROPOSAL #12: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT ZHENG HAIJUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14: APPROVE IMPLEMENTATION REGULATIONS OF          ISSUER            YES             FOR                  FOR

CUMULATIVE VOTING OF DIRECTORS AND SUPERVISORS

 


 

 

PROPOSAL #15: APPROVE SIGNING OF DEBT SETTLEMENT                ISSUER            YES             FOR                  FOR

TRIPARTITE AGREEMENT BETWEEN COMPANY, CONTROLLING

SHAREHOLDER AND RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Wuzhou Zhongheng Group Co., Ltd.

  TICKER:               600252                            CUSIP:   Y2930E103

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Wuzhou Zhongheng Group Co., Ltd.

  TICKER:               600252                            CUSIP:   Y2930E103

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF 2015 AUDIT AND            ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #2.01: ELECT RONG XIANBIAO AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.02: ELECT OUYANG JINGBO AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Wuzhou Zhongheng Group Co., Ltd.

  TICKER:               600252                            CUSIP:   Y2930E103

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangxi Wuzhou Zhongheng Group Co., Ltd.

  TICKER:               600252                            CUSIP:   Y2930E103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE GUARANTEE PROVISION OF CREDIT            ISSUER            YES             FOR                  FOR

BUSINESS TO CONTROLLED SUBSIDIARY

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

 


 

 

PROPOSAL #9: APPROVE 2016 DONATIONS                                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT CUI WEIWEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GuangYuYuan Chinese Herbal Medicine Co Ltd

  TICKER:               600771                            CUSIP:   Y7170Z104

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #2: APPROVE WAIVER OF PRE-EMPTIVE RIGHT OF          ISSUER            YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GuangYuYuan Chinese Herbal Medicine Co Ltd

  TICKER:               600771                            CUSIP:   Y7170Z104

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.00: APPROVE 2016 APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #5.01: APPROVE 2016 APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #5.02: APPROVE 2016 APPOINTMENT OF INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GuangYuYuan Chinese Herbal Medicine Co Ltd

  TICKER:               600771                            CUSIP:   Y7170Z104

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REVISED DRAFT OF FIRST PHASE              ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN AND ITS SUMMARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GuangYuYuan Chinese Herbal Medicine Co Ltd

  TICKER:               600771                            CUSIP:   Y7170Z104

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS

PROPOSAL #2.01: APPROVE ISSUANCE OF SHARES TO                     ISSUER            YES             FOR                  FOR

PURCHASE ASSET

PROPOSAL #2.02: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET ASSET                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.07: APPROVE ISSUE PRICE, PRICING BASIS            ISSUER            YES             FOR                  FOR

AND PRICING REFERENCE DATE

PROPOSAL #2.08: APPROVE ADJUSTMENT ON ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE COMMITMENT TO PERFORMANCE AND        ISSUER            YES             FOR                  FOR

 COMPENSATION

PROPOSAL #2.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.15: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.16: APPROVE RAISING SUPPORTING FUNDS                ISSUER            YES             FOR                  FOR

PROPOSAL #2.17: APPROVE TARGET PARTIES IN CONNECTION         ISSUER            YES             FOR                  FOR

TO RAISING SUPPORTING FUNDS

PROPOSAL #2.18: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.19: APPROVE ISSUE MANNER IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 RAISING SUPPORTING FUNDS

PROPOSAL #2.20: APPROVE ISSUE PRICE, PRICING                       ISSUER            YES             FOR                  FOR

REFERENCE DATE AND PRICING BASIS IN CONNECTION TO

RAISING SUPPORTING FUNDS

PROPOSAL #2.21: APPROVE ADJUSTMENT ON ISSUE PRICE IN         ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.22: APPROVE ISSUE SIZE  IN CONNECTION TO         ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.23: APPROVE LISTING LOCATION IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.24: APPROVE INTENDED USAGE OF FUNDS                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.25: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO RAISING SUPPORTING FUNDS

PROPOSAL #2.26: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING

SUPPORTING FUNDS

PROPOSAL #2.27: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO RAISING SUPPORTING FUNDS

 


 

 

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH MANAGEMENT APPROACH REGARDING MAJOR

ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE NOTION THAT THE TRANSACTION DOES        ISSUER            YES             FOR                  FOR

 NOT COMPLY WITH ARTICLE 39 OF THE ISSUANCE OF

SECURITIES OF LISTED COMPANIES MANAGEMENT APPROACH

PROPOSAL #6: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AGREEMENT        ISSUER            YES             FOR                  FOR

 ON ISSUANCE OF SHARES TO PURCHASE ASSET

PROPOSAL #8: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL AGREEMENT ON ISSUANCE OF SHARES TO

PURCHASE ASSET

PROPOSAL #9: APPROVE SIGNING OF AGREEMENT ON                       ISSUER            YES             FOR                  FOR

PERFORMANCE COMPENSATION COMMITMENT AND COMPENSATION

AGREEMENT

PROPOSAL #10: APPROVE SIGNING OF SUPPLEMENTAL                     ISSUER            YES             FOR                  FOR

AGREEMENT ON PERFORMANCE COMPENSATION COMMITMENT AND

COMPENSATION AGREEMENT

PROPOSAL #11: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #12: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #13: APPROVE RELATED FINANCING REPORT AND            ISSUER            YES             FOR                  FOR

AUDIT REPORT

PROPOSAL #14: APPROVE RELATED REVIEW REPORT AND                 ISSUER            YES             FOR                  FOR

APPRAISAL REPORT

PROPOSAL #15: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Automobile Group Co., Ltd.

  TICKER:               2238                                CUSIP:   Y2931M112

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #4: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITORS

 


 

 

PROPOSAL #8: ELECT WANG JUNYANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Automobile Group Co., Ltd.

  TICKER:               601238                            CUSIP:   Y2R318121

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF         ISSUER            YES             FOR                  FOR

THE RESOLUTION IN RELATION TO THE ISSUANCE OF A SHARE

 CONVERTIBLE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Automobile Group Co., Ltd.

  TICKER:               601238                            CUSIP:   Y2R318121

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN         ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Automobile Group Co., Ltd.

  TICKER:               2238                                CUSIP:   Y2R318121

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #4: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #8: ELECT WANG JUNYANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Baiyun International Airport Co., Ltd.

  TICKER:               600004                            CUSIP:   Y2930J102

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CHANGE BUSINESS SCOPE                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO LEASING OF BAIYUN AIRPORT THREE RUNWAY

LAND USE RIGHTS

PROPOSAL #9: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILLS AND AUTHORIZATION OF BOARD TO HANDLE

ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.

  TICKER:               874                                  CUSIP:   Y2932P106

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF EFFECTIVE PERIOD OF        ISSUER            YES             FOR                  FOR

 SHAREHOLDERS' RESOLUTIONS FOR THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #2: APPROVE EXTENSION OF EFFECTIVE PERIOD OF        ISSUER            YES             FOR                  FOR

 CONFERRING FULL POWERS ON THE BOARD AND PERSONS

AUTHORIZED BY THE BOARD TO HANDLE MATTERS RELATING TO

 THE NON-PUBLIC ISSUE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.

  TICKER:               874                                  CUSIP:   Y2932P106

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF EFFECTIVE PERIOD OF        ISSUER            YES             FOR                  FOR

 SHAREHOLDERS' RESOLUTIONS FOR THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #2: APPROVE EXTENSION OF EFFECTIVE PERIOD OF        ISSUER            YES             FOR                  FOR

 CONFERRING FULL POWERS ON THE BOARD AND PERSONS

AUTHORIZED BY THE BOARD TO HANDLE MATTERS RELATING TO

 THE NON-PUBLIC ISSUE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.

  TICKER:               874                                  CUSIP:   Y2932P106

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 AUDITORS' REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND DIVIDEND        ISSUER            YES             FOR                  FOR

 PAYMENT

 


 

 

PROPOSAL #6: APPROVE 2016 OPERATIONAL TARGETS AND              ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE TOTAL SERVICE EMOLUMENTS TO BE          ISSUER            YES             FOR                  FOR

PAID TO THE DIRECTORS

PROPOSAL #8: APPROVE TOTAL SERVICE EMOLUMENTS TO BE          ISSUER            YES             FOR                  FOR

PAID TO THE SUPERVISORS

PROPOSAL #9: APPROVE GUARANTEES TO SECURE BANK LOANS         ISSUER            YES             FOR                  FOR

FOR SUBSIDIARIES

PROPOSAL #10: APPROVE APPLICATION FOR GENERAL BANKING        ISSUER            YES             FOR                  FOR

 FACILITIES

PROPOSAL #11: APPROVE ENTRUSTED LOANS BUSINESS                   ISSUER            YES         AGAINST           AGAINST

BETWEEN THE COMPANY AND ITS SUBSIDIARIES

PROPOSAL #12: APPROVE 2016 PREDICTION OF DAILY                   ISSUER            YES             FOR                  FOR

CONNECTED TRANSACTIONS

PROPOSAL #13: APPROVE BDO CHINA SHU LUN PAN CERTIFIED        ISSUER            YES             FOR                  FOR

 PUBLIC ACCOUNTANTS LLP AS AUDITORS

PROPOSAL #14: APPROVE BDO CHINA SHU LUN PAN CERTIFIED        ISSUER            YES             FOR                  FOR

 PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL AUDITORS

PROPOSAL #15: AMEND RULES OF PROCEDURE OF                            ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MEETING

PROPOSAL #16: AMEND RULES OF PROCEDURE OF BOARD OF            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #17: AMEND RULES OF PROCEDURE OF SUPERVISORY        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.

  TICKER:               874                                  CUSIP:   Y2932P114

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF EFFECTIVE PERIOD OF        ISSUER            YES             FOR                  FOR

 SHAREHOLDERS' RESOLUTIONS FOR THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #2: APPROVE EXTENSION OF EFFECTIVE PERIOD OF        ISSUER            YES             FOR                  FOR

 CONFERRING FULL POWERS ON THE BOARD AND PERSONS

AUTHORIZED BY THE BOARD TO HANDLE MATTERS RELATING TO

 THE NON-PUBLIC ISSUE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.

  TICKER:               874                                  CUSIP:   Y2932P114

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF EFFECTIVE PERIOD OF        ISSUER            YES             FOR                  FOR

 SHAREHOLDERS' RESOLUTIONS FOR THE NON-PUBLIC ISSUE

OF A SHARES

PROPOSAL #2: APPROVE EXTENSION OF EFFECTIVE PERIOD OF        ISSUER            YES             FOR                  FOR

 CONFERRING FULL POWERS ON THE BOARD AND PERSONS

AUTHORIZED BY THE BOARD TO HANDLE MATTERS RELATING TO

 THE NON-PUBLIC ISSUE OF A SHARES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.

  TICKER:               874                                  CUSIP:   Y2932P114

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL REPORTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 AUDITORS' REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND DIVIDEND        ISSUER            YES             FOR                  FOR

 PAYMENT

PROPOSAL #6: APPROVE 2016 OPERATIONAL TARGETS AND              ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE TOTAL SERVICE EMOLUMENTS TO BE          ISSUER            YES             FOR                  FOR

PAID TO THE DIRECTORS

PROPOSAL #8: APPROVE TOTAL SERVICE EMOLUMENTS TO BE          ISSUER            YES             FOR                  FOR

PAID TO THE SUPERVISORS

PROPOSAL #9: APPROVE GUARANTEES TO SECURE BANK LOANS         ISSUER            YES             FOR                  FOR

FOR SUBSIDIARIES

PROPOSAL #10: APPROVE APPLICATION FOR GENERAL BANKING        ISSUER            YES             FOR                  FOR

 FACILITIES

PROPOSAL #11: APPROVE ENTRUSTED LOANS BUSINESS                   ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND ITS SUBSIDIARIES

PROPOSAL #12: APPROVE 2016 PREDICTION OF DAILY                   ISSUER            YES             FOR                  FOR

CONNECTED TRANSACTIONS

PROPOSAL #13: APPROVE BDO CHINA SHU LUN PAN CERTIFIED        ISSUER            YES             FOR                  FOR

 PUBLIC ACCOUNTANTS LLP AS AUDITORS

PROPOSAL #14: APPROVE BDO CHINA SHU LUN PAN CERTIFIED        ISSUER            YES             FOR                  FOR

 PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL AUDITORS

PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #17: AMEND RULES OF PROCEDURE OF                            ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MEETING

PROPOSAL #18: AMEND RULES OF PROCEDURE OF BOARD OF            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #19: AMEND RULES OF PROCEDURE OF SUPERVISORY        ISSUER            YES             FOR                  FOR

 COMMITTEE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Development Industry (Holdings) Co., Ltd.

  TICKER:               600098                            CUSIP:   Y29312108

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION OF PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES BY CHINA YANGTZE POWER CO.,

PROPOSAL #2: APPROVE PROVISION OF COUNTER GUARANTEES         ISSUER            YES             FOR                  FOR

TO DATONG COAL MINE GROUP CO., LTD. BY CONTROLLED

SUBSIDIARY, GUANGZHOU ZHUJIANG ELECTRIC FUELS CO.,

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Development Industry (Holdings) Co., Ltd.

  TICKER:               600098                            CUSIP:   Y29312108

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Development Industry (Holdings) Co., Ltd.

  TICKER:               600098                            CUSIP:   Y29312108

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE ISSUANCE OF CORPORATE BONDS              ISSUER            YES             FOR                  FOR

(GREEN BONDS)

PROPOSAL #11.01: ELECT WU ZHULIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT WU XU AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT LI GUANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.04: ELECT FENG KAIYUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

 


 

 

PROPOSAL #11.05: ELECT XIE FENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT XIE KANG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT MA XIAOQIAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT XU RUNPING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.04: ELECT SHI BENREN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.01: ELECT JIANG YINGYONG AS SUPERVISOR           ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT ZHANG ZHE AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Echom Science & Technology Co., Ltd.

  TICKER:               002420                            CUSIP:   Y2931V104

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT XIONG HAITAO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT HE YUFEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT SHEN ZHAOZHANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT MAI KANCHENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

INDIRECT SUBSIDIARY QINGDAO DESIGN VALLEY TECHNOLOGY

CO., LTD.

PROPOSAL #4: APPROVE RE-APPOINTMENT OF WUYIGE CPAS            ISSUER            YES             FOR                  FOR

LLP

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Echom Science & Technology Co., Ltd.

  TICKER:               002420                            CUSIP:   Y2931V104

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #3: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHENYANG YICHANG TECHNOLOGY

PROPOSAL #4: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY JIANGSU DESIGN VALLEY

TECHNOLOGY CO., LTD

PROPOSAL #5: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY JIANGSU YICHANG TECHNOLOGY

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Echom Science & Technology Co., Ltd.

  TICKER:               002420                            CUSIP:   Y2931V104

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND DIRECTOR DECISION-MAKING POLICY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Echom Science & Technology Co., Ltd.

  TICKER:               002420                            CUSIP:   Y2931V104

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHENYANG YICHANG TECHNOLOGY

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY JIANGSU YICHANG TECHNOLOGY

PROPOSAL #9: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Guangri Stock Co., Ltd.

  TICKER:               600894                            CUSIP:   Y29325100

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE 2016-2017 DAILY RELATED-PARTY            ISSUER             NO              N/A                  N/A

TRANSACTIONS WITH HITACHI ELEVATOR (CHINA) CO.,LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Haige Communications Group Inc Co

  TICKER:               002465                            CUSIP:   Y29328104

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PUBLIC LISTING ON NATIONAL                 ISSUER            YES             FOR                  FOR

EQUITIES AND QUOTATIONS SYSTEM BY CONTROLLED

SUBSIDIARY BEIJING MOJIE CREATIVE TECHNOLOGY., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Haige Communications Group Inc Co

  TICKER:               002465                            CUSIP:   Y29328104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE INCREASE INVESTMENT LINE OF USE         ISSUER            YES             FOR                  FOR

OF IDLE FUNDS TO CONDUCT LOW RISK SHORT-TERM

FINANCIAL PROCUCTS

PROPOSAL #9: APPROVE USE OF PARTIAL TEMPORARY IDLE            ISSUER            YES             FOR                  FOR

FUNDS AND EXCESS RAISED FUNDS TO PURCHASE BANK

FINANCIAL PRODUCTS

PROPOSAL #10: APPROVE INVESTMENT AND CONSTRUCTION OF         ISSUER            YES             FOR                  FOR

PRODUCTION AND RESEARCH BUILDING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Hengyun Enterprises Holdings Ltd.

  TICKER:               000531                            CUSIP:   Y29315101

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

 


 

 

PROPOSAL #7.1: APPROVE COMPANY'S ELIGIBILITY FOR                ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #7.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #7.5: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.6: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #7.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #7.8: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #7.9: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #7.11: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GUANGZHOU KINGTELLER TECHNOLOGY CO LTD

  TICKER:               002177                            CUSIP:   Y2932W101

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 PHASE 2 EMPLOYEE SHARE                ISSUER             NO              N/A                  N/A

PURCHASE PLAN DRAFT AND SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #3: APPROVE USE OF PARTIAL IDLE OWN FUNDS            ISSUER             NO              N/A                  N/A

FOR SECURITIES INVESTMENT

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION TO CHANGE BUSINESS SCOPE

PROPOSAL #5: APPROVE PHASE 2 EMPLOYEE SHARE PURCHASE    SHAREHOLDER         NO              N/A                  N/A

PLAN (REVISED DRAFT) AND SUMMARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               GUANGZHOU KINGTELLER TECHNOLOGY CO LTD

  TICKER:               002177                            CUSIP:   Y2932W101

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF BDO CHINA            ISSUER            YES             FOR                  FOR

SHU LUN PAN CPAS LLP AS FINANCIAL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE CHANGE OF BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #9: APPROVE BANK CREDIT LINE APPLICATIONS OF        ISSUER            YES             FOR                  FOR

 THE COMPANY AND SUBSIDIARIES AS WELL AS GUARANTEE

MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Pearl River Industrial Development Co., Ltd.

  TICKER:               600684                            CUSIP:   Y29339101

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CNY600 MILLION GUARANTEE                     ISSUER             NO              N/A                  N/A

PROVISION TO ANHUI ZHONGQIAO PROPERTY INVESTMENT CO.,

 LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Pearl River Industrial Development Co., Ltd.

  TICKER:               600684                            CUSIP:   Y29339101

  MEETING DATE:   2/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Pearl River Industrial Development Co., Ltd.

  TICKER:               600684                            CUSIP:   Y29339101

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

 


 

 

PROPOSAL #8: APPROVE 2016-2018 DAILY RELATED PARTY            ISSUER            YES             FOR                  FOR

TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Pearl River Industrial Development Co., Ltd.

  TICKER:               600684                            CUSIP:   Y29339101

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ACQUISITION AGREEMENT

PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Pearl River Piano Group Co., .Ltd

  TICKER:               002678                            CUSIP:   Y2925N100

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL AUDIT REPORT                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #9: APPROVE PRIVATE PLACEMENT OF SHARES                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

SHARES (REVISION)

PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE COUNTER-DILUTION AND THE                   ISSUER            YES             FOR                  FOR

RELEVANT MEASURES TO BE TAKEN IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #15: APPROVE COMMITMENT FROM DIRECTORS,                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION AND THE

RELEVANT MEASURES TO BE TAKEN IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #16: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #17: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #18: APPROVE PARTICIPATING IN INVESTMENT AND        ISSUER            YES             FOR                  FOR

 ESTABLISHMENT OF GUANGZHOU STATE-OWNED INDUSTRIAL

DEVELOPMENT PHASE II EQUITY INVESTMENT FUNDS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou R&F Properties Co., Ltd.

  TICKER:               02777                              CUSIP:   Y2933F115

  MEETING DATE:   8/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #1.2: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF A SHARES

PROPOSAL #1.3: APPROVE ISSUERS IN RELATION TO THE              ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #1.4: APPROVE NUMBER OF A SHARES TO BE                 ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #1.5: APPROVE NOMINAL VALUE OF NEW SHARES TO        ISSUER            YES             FOR                  FOR

 BE ISSUED IN RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #1.6: APPROVE TARGET SUBSCRIBERS IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE ISSUANCE OF A SHARES

PROPOSAL #1.7: APPROVE ISSUE PRICE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUANCE OF A SHARES

PROPOSAL #1.8: APPROVE METHOD OF ISSUE IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE ISSUANCE OF A SHARES

PROPOSAL #1.9: APPROVE UNDERWRITING METHOD IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF A SHARES

PROPOSAL #1.11: APPROVE PLAN ON THE ALLOCATION OF              ISSUER            YES             FOR                  FOR

ACCUMULATED PROFITS PRIOR TO THE ISSUE IN RELATION TO

 THE ISSUANCE OF A SHARES

PROPOSAL #1.12: APPROVE EFFECTIVE PERIOD OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION APPROVING THE PROPOSED A SHARE ISSUE IN

RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH MATTERS              ISSUER            YES             FOR                  FOR

RELATING TO THE ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE IMPLEMENTATION OF THE SHARE                ISSUER            YES             FOR                  FOR

PRICE STABILIZATION MEASURE FOR A SHARES AFTER

COMPLETION OF THE PROPOSED A SHARE ISSUE

PROPOSAL #4: APPROVE LETTER OF UNDERTAKING RELATING          ISSUER            YES             FOR                  FOR

TO REPURCHASE OF NEW A SHARES AND REPARATION

PROPOSAL #5: ADOPT NEW ARTICLES (DRAFT) OF                          ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #6: APPROVE THREE-YEAR SHAREHOLDERS' PROFIT         ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN AFTER THE LISTING OF A SHARES

PROPOSAL #7: APPROVE BDO CHINA SHU LUN PAN CERTIFIED         ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC AUDITORS AND

REPORTING ACCOUNTANT FOR LISTING-RELATED REPORT

PROPOSAL #8: APPROVE LETTER OF UNDERTAKING IN RESPECT        ISSUER            YES             FOR                  FOR

 OF THE PERFORMANCE OF VARIOUS UNDERTAKINGS BY THE

COMPANY

PROPOSAL #9: AMEND RULES OF PROCEDURES FOR                          ISSUER            YES             FOR                  FOR

SHAREHOLDERS' GENERAL MEETING (DRAFT)

PROPOSAL #10: AMEND RULES OF PROCEDURES FOR BOARD              ISSUER            YES             FOR                  FOR

MEETING (DRAFT)

PROPOSAL #11: AMEND RULES OF INDEPENDENT DIRECTOR              ISSUER            YES             FOR                  FOR

(DRAFT)

 


 

 

PROPOSAL #12: APPROVE SPECIAL DEPOSIT ACCOUNT AND              ISSUER            YES             FOR                  FOR

MANAGEMENT METHOD FOR USING PROCEEDS OF FINANCING

(DRAFT)

PROPOSAL #13: APPROVE ADMINISTRATIVE RULES FOR                   ISSUER            YES             FOR                  FOR

CONNECTED PARTY TRANSACTION (DRAFT)

PROPOSAL #14: APPROVE RULES FOR ETERNAL GUARANTEE              ISSUER            YES             FOR                  FOR

(DRAFT)

PROPOSAL #15: APPROVE ADMINISTRATIVE RULES FOR                   ISSUER            YES             FOR                  FOR

EXTERNAL INVESTMENT (DRAFT)

PROPOSAL #16: AMEND SUPERVISORY COMMITTEE MEETING              ISSUER            YES             FOR                  FOR

RULES (DRAFT)

PROPOSAL #17.1: APPROVE ISSUER IN RELATION TO THE              ISSUER            YES             FOR                  FOR

ISSUANCE OF 2015 SECOND DOMESTIC CORPORATE BONDS IN

THE PRC

PROPOSAL #17.2: APPROVE SIZE OF ISSUE IN RELATION TO         ISSUER            YES             FOR                  FOR

THE ISSUANCE OF 2015 SECOND DOMESTIC CORPORATE BONDS

IN THE PRC

PROPOSAL #17.3: APPROVE METHOD OF ISSUANCE IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF 2015 SECOND DOMESTIC

CORPORATE BONDS IN THE PRC

PROPOSAL #17.4: APPROVE BOND TYPE AND MATURITY IN              ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF 2015 SECOND DOMESTIC

CORPORATE BONDS IN THE PRC

PROPOSAL #17.5: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF 2015 SECOND DOMESTIC CORPORATE

BONDS IN THE PRC

PROPOSAL #17.6: APPROVE ARRANGEMENT FOR ISSUE TO                ISSUER            YES             FOR                  FOR

SHAREHOLDERS IN RELATION TO THE ISSUANCE OF 2015

SECOND DOMESTIC CORPORATE BONDS IN THE PRC

PROPOSAL #17.7: APPROVE DETERMINATION OF BOND ANNUAL         ISSUER            YES             FOR                  FOR

INTEREST RATE IN RELATION TO THE ISSUANCE OF 2015

SECOND DOMESTIC CORPORATE BONDS IN THE PRC

PROPOSAL #17.8: APPROVE LISTING AND TRADING                        ISSUER            YES             FOR                  FOR

ARRANGEMENT IN RELATION TO THE ISSUANCE OF 2015

SECOND DOMESTIC CORPORATE BONDS IN THE PRC

PROPOSAL #17.9: APPROVE VALIDITY OF RESOLUTION IN              ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF 2015 SECOND DOMESTIC

CORPORATE BONDS IN THE PRC

PROPOSAL #17.10: APPROVE MEASURES IN RELATION TO THE         ISSUER            YES             FOR                  FOR

ISSUANCE OF 2015 SECOND DOMESTIC CORPORATE BONDS IN

THE PRC

PROPOSAL #18: AUTHORIZE BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE ISSUANCE OF 2015 SECOND

DOMESTIC CORPORATE BONDS IN THE PRC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou R&F Properties Co., Ltd.

  TICKER:               02777                              CUSIP:   Y2933F115

  MEETING DATE:   8/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CLASS OF SHARES TO BE ISSUED          ISSUER            YES             FOR                  FOR

IN RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #1.2: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF A SHARES

PROPOSAL #1.3: APPROVE ISSUERS IN RELATION TO THE              ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

 


 

 

PROPOSAL #1.4: APPROVE NUMBER OF A SHARES TO BE                 ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #1.5: APPROVE NOMINAL VALUE OF NEW SHARES TO        ISSUER            YES             FOR                  FOR

 BE ISSUED IN RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #1.6: APPROVE TARGET SUBSCRIBERS IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE ISSUANCE OF A SHARES

PROPOSAL #1.7: APPROVE ISSUE PRICE IN RELATION TO THE        ISSUER            YES             FOR                  FOR

 ISSUANCE OF A SHARES

PROPOSAL #1.8: APPROVE METHOD OF ISSUANCE IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE ISSUANCE OF A SHARES

PROPOSAL #1.9: APPROVE UNDERWRITING METHOD IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF A SHARES

PROPOSAL #1.11: APPROVE PLAN ON THE ALLOCATION OF              ISSUER            YES             FOR                  FOR

ACCUMULATED PROFITS PRIOR TO THE ISSUE IN RELATION TO

 THE ISSUANCE OF A SHARES

PROPOSAL #1.12: APPROVE EFFECTIVE PERIOD OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION APPROVING THE PROPOSED A SHARE ISSUE IN

RELATION TO THE ISSUANCE OF A SHARES

PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH MATTERS              ISSUER            YES             FOR                  FOR

RELATING TO THE ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE IMPLEMENTATION OF THE SHARE                ISSUER            YES             FOR                  FOR

PRICE STABILIZATION MEASURE FOR A SHARES AFTER

COMPLETION OF THE PROPOSED A SHARE ISSUE

PROPOSAL #4: APPROVE LETTER OF UNDERTAKING RELATING          ISSUER            YES             FOR                  FOR

TO THE REPURCHASE OF NEW A SHARES AND REPARATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou R&F Properties Co., Ltd.

  TICKER:               02777                              CUSIP:   Y2933F115

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROPOSED NON-PUBLIC ISSUANCE OF         ISSUER            YES             FOR                  FOR

DOMESTIC CORPORATE BONDS

PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH RELEVANT            ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

DOMESTIC CORPORATE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou R&F Properties Co., Ltd.

  TICKER:               2777                                CUSIP:   Y2933F115

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE CAUTION OF RISKS RELATING TO        ISSUER            YES             FOR                  FOR

 POTENTIAL DILUTION OF RETURN FOR THE CURRENT PERIOD

RESULTING FROM THE INITIAL PUBLIC OFFERING OF A

SHARES BY THE COMPANY

PROPOSAL #2: APPROVE THE UNDERTAKING BY THE COMPANY'S        ISSUER            YES             FOR                  FOR

 DIRECTORS IN CONNECTION WITH THE ADOPTION OF

MEASURES TO MITIGATE THE POTENTIAL DILUTION OF RETURN

 FOR THE CURRENT PERIOD RESULTING FROM THE INITIAL

PUBLIC OFFERING OF A SHARES BY THE COMPANY

 


 

 

PROPOSAL #3: APPROVE THE UNDERTAKING BY THE COMPANY'S        ISSUER            YES             FOR                  FOR

 SENIOR MANAGEMENT IN CONNECTION WITH THE ADOPTION OF

 MEASURES TO MITIGATE THE POTENTIAL DILUTION OF

RETURN FOR THE CURRENT PERIOD RESULTING FROM THE

INITIAL PUBLIC OFFERING OF A SHARES BY THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou R&F Properties Co., Ltd.

  TICKER:               2777                                CUSIP:   Y2933F115

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT ZHANG LIN AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #1b: ELECT LIANG YINGMEI AS SUPERVISOR AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #2: APPROVE PUBLIC ISSUE OF THE DOMESTIC              ISSUER            YES             FOR                  FOR

RENEWABLE CORPORATE BONDS IN THE PRC TO QUALIFIED

INVESTORS

PROPOSAL #3: AUTHORIZE BOARD TO DEAL TO HANDLE ALL            ISSUER            YES             FOR                  FOR

MATTERS REGARDING THE DOMESTIC RENEWABLE CORPORATE

BONDS

PROPOSAL #4: APPROVE MEASURES TO BE IMPLEMENTED BY            ISSUER            YES             FOR                  FOR

THE COMPANY TO REPAY THE DOMESTIC RENEWABLE CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou R&F Properties Co., Ltd.

  TICKER:               2777                                CUSIP:   Y2933F115

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITORS' REPORT

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE THE BOARD TO DECIDE ON MATTERS        ISSUER            YES             FOR                  FOR

 RELATING TO THE PAYMENT OF INTERIM DIVIDEND

PROPOSAL #7: APPROVE BDO CHINA SHU LUN PAN CERTIFIED         ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR AND 2016

REPORTING ACCOUNTANT IN RELATION TO THE ISSUANCE OF A

 SHARES AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE EXTENSION OF GUARANTEES OF UP TO        ISSUER            YES         AGAINST           AGAINST

 RMB 40 BILLION

PROPOSAL #9: APPROVE THE GUARANTEES EXTENDED IN 2015         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE VALIDITY PERIOD EXTENSION OF            ISSUER            YES             FOR                  FOR

INITIAL PUBLIC OFFERING AND LISTING OF A SHARES

 


 

 

PROPOSAL #12: APPROVE VALIDITY PERIOD EXTENSION OF            ISSUER            YES             FOR                  FOR

AUTHORIZATION TO THE BOARD TO HANDLE ALL MATTERS IN

RELATION TO INITIAL PUBLIC OFFERING AND LISTING OF A

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou R&F Properties Co., Ltd.

  TICKER:               2777                                CUSIP:   Y2933F115

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE VALIDITY PERIOD EXTENSION OF              ISSUER            YES             FOR                  FOR

INITIAL PUBLIC OFFERING AND LISTING OF A SHARES

PROPOSAL #2: APPROVE VALIDITY PERIOD EXTENSION OF              ISSUER            YES             FOR                  FOR

AUTHORIZATION TO THE BOARD TO HANDLE ALL MATTERS IN

RELATION TO INITIAL PUBLIC OFFERING AND LISTING OF A

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Zhujiang Brewery Co., Ltd.

  TICKER:               002461                            CUSIP:   Y2933N100

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT AND RELATED

COMMITMENTS OF DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guangzhou Zhujiang Brewery Co., Ltd.

  TICKER:               002461                            CUSIP:   Y2933N100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #7: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING SHORT-TERM IDLE FUNDS

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guararapes Confeccoes S.A.

  TICKER:               GUAR3                              CUSIP:   P5012L101

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CAPITAL BUDGET FOR UPCOMING                ISSUER            YES             FOR                  FOR

FISCAL YEAR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDER

PROPOSAL #6: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guararapes Confeccoes S.A.

  TICKER:               GUAR3                              CUSIP:   P5012L101

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES               ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gubre Fabrikalari T.A.S.

  TICKER:               GUBRF                              CUSIP:   M5246E108

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT DIRECTORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guilin Sanjin Pharmaceutical Co., Ltd.

  TICKER:               002275                            CUSIP:   Y2945J105

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE TERMINATION OF THE MODERN                   ISSUER            YES             FOR                  FOR

CHINESE MEDICINE RAW MATERIALS GAP BASE CONSTRUCTION

PROJECT AND USE OF THE REMAINING RAISED FUNDS TO

REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #10: APPROVE CHANGE IN IMPLEMENTING LOCATION        ISSUER            YES             FOR                  FOR

 OF THE RAISED FUNDS INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guilin Tourism Corporation Limited

  TICKER:               000978                            CUSIP:   Y2942H102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS 2016 FINANCIAL AUDITOR

PROPOSAL #6: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS 2016 INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guirenniao Co., Ltd.

  TICKER:               603555                            CUSIP:   Y2942J108

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE ESTABLISHMENT OF SPECIAL ACCOUNT        ISSUER            YES             FOR                  FOR

 FOR RAISED FUNDS

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE CHANGE OF USAGE OF EXCESS RAISED        ISSUER            YES             FOR                  FOR

 FUNDS

PROPOSAL #10: APPROVE RELATED TRANSACTION REGARDING          ISSUER            YES             FOR                  FOR

INVESTMENT IN QUANZHOU QUANXIANG INVESTMENT CENTER LP

PROPOSAL #11: APPROVE EXTERNAL INVESTMENT AND                     ISSUER            YES             FOR                  FOR

COOPERATION

PROPOSAL #12: APPROVE RELATED TRANSACTION REGARDING          ISSUER            YES             FOR                  FOR

EXTERNAL INVESTMENT AND COOPERATION

PROPOSAL #13: ELECT CHENG HANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guirenniao Co., Ltd.

  TICKER:               603555                            CUSIP:   Y2942J108

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

 


 

 

PROPOSAL #2.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING METHOD

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE ADJUSTMENT TO VALIDITY PERIOD OF        ISSUER            YES             FOR                  FOR

 AUTHORIZATION OF BOARD TO HANDLE ALL RELATED MATTERS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #7: APPROVE COMMITMENT OF DIRECTORS, SENIOR         ISSUER            YES             FOR                  FOR

MANAGEMENT, CONTROLLING SHAREHOLDERS AND ULTIMATE

CONTROLLING SHAREHOLDER IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guirenniao Co., Ltd.

  TICKER:               603555                            CUSIP:   Y2942J108

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER             NO              N/A                  N/A

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

PROPOSAL #10: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER             NO              N/A                  N/A

FINANCIAL BILLS

PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #11: APPROVE ISSUANCE OF DEBT FINANCING                ISSUER             NO              N/A                  N/A

INSTRUMENTS

PROPOSAL #12.01: ELECT LIN HUIJIE AS INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #12.01: ELECT LIN HUIJIE AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT YAN GANGJUN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT YAN GANGJUN AS INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Bailing Group Pharmaceutical Co Ltd

  TICKER:               002424                            CUSIP:   Y2945M108

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CHANGE IN THE IMPLEMENTATION              ISSUER            YES             FOR                  FOR

MANNER AND IMPLEMENTING LOCATION OF THE EXCESS RAISED

 FUND PROJECT

PROPOSAL #3: APPROVE CHANGE IN EXCESS RAISED FUND              ISSUER            YES             FOR                  FOR

PROJECT REGARDING MERGER BY ABSORPTION OF WHOLLY-

OWNED SUBSIDIARY GUIZHOU BAILING GROUP SHIXI

PHARMACEUTICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Bailing Group Pharmaceutical Co Ltd

  TICKER:               002424                            CUSIP:   Y2945M108

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLE OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Bailing Group Pharmaceutical Co Ltd

  TICKER:               002424                            CUSIP:   Y2945M108

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZOU HAIFENG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Changzheng Electric Co., Ltd.

  TICKER:               600112                            CUSIP:   Y29438101

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.04: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH YINHE TIANCHENG GROUP CO., LTD.

PROPOSAL #7: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY YINHE TIANCHENG GROUP CO., LTD.

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE COMPANY'S PARTICIPATION IN THE         ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF DAAI LIFE INSURANCE CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Changzheng Electric Co., Ltd.

  TICKER:               600112                            CUSIP:   Y29438101

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S SUBSCRIPTION IN THE            ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF YUNNAN XIYI INDUSTRIAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Changzheng Tiancheng Holding Co., Ltd.

  TICKER:               600112                            CUSIP:   Y29438101

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE RELEVANT COMMITMENTS IN                       ISSUER            YES             FOR                  FOR

CONNECTION TO COUNTER-DILUTION MEASURES OF THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Changzheng Tiancheng Holding Co., Ltd.

  TICKER:               600112                            CUSIP:   Y29438101

  MEETING DATE:   3/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SUI HAIFENG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Changzheng Tiancheng Holding Co., Ltd.

  TICKER:               600112                            CUSIP:   Y29438101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES AND            ISSUER            YES             FOR                  FOR

THE RELEVANT MEASURES TO BE TAKEN IN CONNECTION TO

THE PRIVATE PLACEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Guihang Automotive Components Co., Ltd.

  TICKER:               600523                            CUSIP:   Y2948E103

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF UNION POWER            ISSUER            YES             FOR                  FOR

CPAS AS 2015 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Guihang Automotive Components Co., Ltd.

  TICKER:               600523                            CUSIP:   Y2948E103

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT ZHANG XIAOJUN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.02: ELECT LI GUOCHUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT TANG HAIBIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: ELECT HAN WENBIAO AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.05: ELECT MEI YU AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.06: ELECT QIU HONGHUA AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT MAO WEIMIN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT REN KUN AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.03: ELECT WANG XIAOMING AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT ZHOU CHUNGUANG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT WANG WEIJIA AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Guihang Automotive Components Co., Ltd.

  TICKER:               600523                            CUSIP:   Y2948E103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER             NO              N/A                  N/A

FINANCIAL BUDGET REPORT

 


 

 

PROPOSAL #6: APPROVE EXTRACTION OF 2015 DISCRETIONARY        ISSUER             NO              N/A                  N/A

 SURPLUS RESERVE

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE AUTHORIZATION REGARDING                       ISSUER             NO              N/A                  N/A

APPLICATION OF BANK LOAN AND ENTRUSTED LOAN WITHIN

THE LIMIT

PROPOSAL #9: APPROVE AUTHORIZATION REGARDING                       ISSUER             NO              N/A                  N/A

GUARANTEE PROVISION FOR THE BANK LOAN OF

SUBSIDIARIES, WHOLLY-OWNED SUBSIDIARIES AND

CONTROLLED SUBSIDIARIES AS WELL AS GUARANTEE

PROPOSAL #10: APPROVE 2015 DAILY RELATED PARTY                   ISSUER             NO              N/A                  N/A

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #11: APPROVE FINANCIAL SERVICE AGREEMENT               ISSUER             NO              N/A                  N/A

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER             NO              N/A                  N/A

ASSOCIATION

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Jiulian Industrial Explosive Material Development Co., Ltd

  TICKER:               002037                            CUSIP:   Y2945G101

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHEN XIAOZHONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.2: ELECT ZHANG XI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT LUO DEPI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT GUO SHENG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT WEI YAN AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT WANG LICHUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT ZHANG RUIBIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT ZHANG JIAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT WANG XINHUA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT ZHAN BIWEN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT AN QIANG AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.3: ELECT DUAN ZHAOQING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Jiulian Industrial Explosive Material Development Co., Ltd

  TICKER:               002037                            CUSIP:   Y2945G101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

LOAN OF SUBSIDIARY

PROPOSAL #7: APPROVE 2016 LOAN PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE COOPERATION WITH BAOLI FINANCIAL        ISSUER            YES             FOR                  FOR

 LEASING CO., LTD.

PROPOSAL #9: APPROVE BORROWINGS FROM CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDER

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE BY                 ISSUER            YES             FOR                  FOR

SUBSIDIARY GUIYANG JIULIAN FOR THE BANK LOAN APPLIED

BY SHANXI JIULIAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Panjiang Refined Coal Co., Ltd.

  TICKER:               600395                            CUSIP:   Y2946P100

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENT TO PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

 


 

 

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE DRAFT OF 2015 EMPLOYEE STOCK              ISSUER            YES             FOR                  FOR

OWNERSHIP PLAN (REVISED)

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH ZHEYIN HUIZHI (HANGZHOU)

CAPITAL MANAGEMENT CO., LTD. IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #8: APPROVE SUPPLEMENTAL SHARES SUBSCRIPTION        ISSUER            YES             FOR                  FOR

 AGREEMENT BETWEEN COMPANY AND INVESTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Panjiang Refined Coal Co., Ltd.

  TICKER:               600395                            CUSIP:   Y2946P100

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Panjiang Refined Coal Co., Ltd.

  TICKER:               600395                            CUSIP:   Y2946P100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ADJUSTMENTS OF DEPRECIATION ON         ISSUER            YES             FOR                  FOR

FIXED ASSETS

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Redstar Developing Co., Ltd.

  TICKER:               600367                            CUSIP:   Y2947N104

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE RE-APPOINTMENT OF 2015 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR AND FIX THE REMUNERATION

PROPOSAL #2: APPROVE RE-APPOINTMENT OF 2015 INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND FIX THE REMUNERATION

PROPOSAL #3: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #4.01: ELECT GUO HANGUANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Redstar Developing Co., Ltd.

  TICKER:               600367                            CUSIP:   Y2947N104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 REPORT AUDITOR AND PAYMENT OF AUDIT FEE

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF AUDIT FEE

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION AND TOTAL AMOUNT

PROPOSAL #10: APPROVE ORE PRICE CONFIRMATION (2016)           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2015 REMUNERATION OF                          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #13: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #14: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: ELECT LIANG QIBO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Space Appliance Co., Ltd.

  TICKER:               002025                            CUSIP:   Y2945E114

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG ZHAOYONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Space Appliance Co., Ltd.

  TICKER:               002025                            CUSIP:   Y2945E114

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE SALE OF PRODUCTS TO RELATED                ISSUER            YES             FOR                  FOR

ENTERPRISE

PROPOSAL #8: APPROVE 2015 PERFORMANCE REMUNERATION OF        ISSUER            YES             FOR                  FOR

 VICE-CHAIRMAN AND FULL-TIME DIRECTORS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Tyre Co Ltd

  TICKER:               000589                            CUSIP:   Y2943C102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE APPOINTMENT OF ZHONGHUA                       ISSUER             NO              N/A                  N/A

CERTIFIED PUBLIC ACCOUNTANTS LLP  AS 2016 AUDITOR AND

 PAYMENT FOR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Xinbang Pharmaceutical Co Ltd

  TICKER:               002390                            CUSIP:   Y2945K102

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY THE RELATED

PARY HOSPITALS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Xinbang Pharmaceutical Co Ltd

  TICKER:               002390                            CUSIP:   Y2945K102

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DECREASE ADJUSTMENT ON MATCHING         ISSUER            YES             FOR                  FOR

FUND TO REPLENISH COMPANY'S WORKING CAPITAL FROM

MAJOR ASSETS RESTRUCTURING AS WELL AS AMOUNT OF

PAYMENT TO AGENCIES

PROPOSAL #2: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES         AGAINST           AGAINST

LINES AS WELL AS GUARANTEE PROVISION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Xinbang Pharmaceutical Co Ltd

  TICKER:               002390                            CUSIP:   Y2945K102

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 AND OWN FUNS TO PURCHASE FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE PROVISION          ISSUER            YES         AGAINST           AGAINST

TO PARTIAL CONTROLLED SUBSIDIARIES

PROPOSAL #10: APPROVE USE OF REMAINING EXCESS RAISED         ISSUER            YES             FOR                  FOR

FUNDS TO PERMANENTLY REPLENISH COMPANY'S WORKING

CAPITAL

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND MANAGEMENT SYSTEM FOR EXTERNAL            ISSUER            YES             FOR                  FOR

INVESTMENT

PROPOSAL #14: AMEND MANAGEMENT SYSTEM FOR PROVIDING          ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #15: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Yibai Pharmaceutical Co., Ltd.

  TICKER:               600594                            CUSIP:   Y2945D108

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guizhou Yibai Pharmaceutical Co., Ltd.

  TICKER:               600594                            CUSIP:   Y2945D108

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #8.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #8.05: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.06: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #8.07: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.08: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #8.09: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #8.10: APPROVE UNDERWRITING MANNER AND                 ISSUER            YES             FOR                  FOR

LISTING OF THE BONDS

PROPOSAL #8.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PLAN ON CORPORATE BOND ISSUANCE         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE

PROPOSAL #11: APPROVE ISSUANCE OF MEDIUM-TERM NOTES           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO ISSUANCE OF MEDIUM-TERM

 NOTES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gujarat Gas Ltd.

  TICKER:               539336                            CUSIP:   Y29030106

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT REVISED FINANCIAL STATEMENTS AND         ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED MARCH 31, 2014

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED MARCH 31, 2015

PROPOSAL #3: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: ELECT G.R. ALORIA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT A CHAKRABORTY AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT L. CHUAUNGO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT S. KUMAR AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT M. KUMAR AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT M. D. SHROFF AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: ELECT A. KAPADIA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12: ELECT J. PATEL AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT K. D. CHATTERJEE AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: ELECT P. KHANDWALLA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15: APPROVE REMUNERATION OF COST AUDITORS          ISSUER            YES             FOR                  FOR

FOR THE YEAR 2014-2015

PROPOSAL #16: APPROVE REMUNERATION OF COST AUDITORS          ISSUER            YES             FOR                  FOR

FOR THE YEAR 2015-2016

PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Gunkul Engineering PCL

  TICKER:               GUNKUL                            CUSIP:   Y2959S108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE STOCK SPLIT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND MEMORANDUM OF ASSOCIATION TO                 ISSUER            YES             FOR                  FOR

REFLECT CHANGE IN PAR VALUE

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION TO REFLECT        ISSUER            YES             FOR                  FOR

 CHANGE IN PAR VALUE

PROPOSAL #7: APPROVE 2016 DIVIDEND PAYMENT POLICY               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #9: APPROVE ADJUSTMENT OF PURCHASING RIGHT          ISSUER            YES             FOR                  FOR

FOR THE EXERCISE OF WARRANT NO. 1

PROPOSAL #10: INCREASE REGISTERED CAPITAL                             ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND MEMORANDUM OF ASSOCIATION TO                ISSUER            YES             FOR                  FOR

REFLECT INCREASE IN REGISTERED CAPITAL

PROPOSAL #12: APPROVE ALLOCATION OF SHARES TO SUPPORT        ISSUER            YES             FOR                  FOR

 STOCK DIVIDEND PAYMENT AND THE EXERCISE RIGHT

ADJUSTMENT OF WARRANT NO. 1

PROPOSAL #13.1: ELECT GUNKUL DHUMRONGPIYAWUT AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.2: ELECT NARUECHON DHUMRONGPIYAWUT AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.3: ELECT AREEWAN CHALOEMDAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE SP AUDIT CO., LTD. AS AUDITORS         ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION AND                 ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION

PROPOSAL #17: AUTHORIZE ISSUANCE OF DEBENTURES                    ISSUER            YES             FOR                  FOR

PROPOSAL #18: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guodian Changyuan Electric Power Co Ltd

  TICKER:               000966                            CUSIP:   Y2960B102

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YANG QIN AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT XUE NIANHUA AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guodian Changyuan Electric Power Co Ltd

  TICKER:               000966                            CUSIP:   Y2960B102

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

REGARDING DEPOSIT AND LOANS

PROPOSAL #2: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #3: APPROVE 2015 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

REGARDING PROPERTY LEASING AND PROPERTY INSURANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guodian Changyuan Electric Power Co Ltd

  TICKER:               000966                            CUSIP:   Y2960B102

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AS WELL AS          ISSUER            YES             FOR                  FOR

PROFIT DISTRIBUTION POLICY FOR THE NEXT YEAR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: ELECT YANG QIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.2: ELECT XIAO HONGJIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT ZHAO HU AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.4: ELECT ZHANG GUOYONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.5: ELECT YUAN TIANPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.6: ELECT XUE NIANHUA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.7: ELECT XU CHANGSHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.8: ELECT SHEN LIE AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8.9: ELECT ZHOU BIAO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.1: ELECT CHEN RUXUAN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT LUO SHA AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guodian Changyuan Electric Power Co Ltd

  TICKER:               000966                            CUSIP:   Y2960B102

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #3: APPROVE 2016 PARTIAL DAILY RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTION

PROPOSAL #4: APPROVE JINGZHOU THERMOELECTRIC ULTRA            ISSUER            YES             FOR                  FOR

LOW EMISSION TECHNICAL RENOVATION PROJECT RELATED

TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guodian Nanjing Automation Company Limited

  TICKER:               600268                            CUSIP:   Y2959L103

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: ELECT WANG FENGJIAO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guodian Nanjing Automation Company Limited

  TICKER:               600268                            CUSIP:   Y2959L103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7.01: APPROVE SALE OF POWER AUTOMATION                ISSUER            YES             FOR                  FOR

PRODUCTS AND PROVISION OF INFORMATION SERVICES TO

CHINA HUADIAN CORPORATION AND ITS SUBSIDIARIES

PROPOSAL #7.02: APPROVE ACCEPTANCE OF TECHNOLOGY                ISSUER            YES             FOR                  FOR

PROJECTS OR SUBCONTRACT PROJECTS FROM SUBSIDIARIES OF

 CHINA HUADIAN CORPORATION

PROPOSAL #7.03: APPROVE SALE OF EQUIPMENT WITH                   ISSUER            YES             FOR                  FOR

RELATED ENTERPRISE OF CHINA HUADIAN GROUP COMPANY

PROPOSAL #7.04: APPROVE PROVISION OF FINANCIAL                   ISSUER            YES             FOR                  FOR

SERVICE BY CHINA HUADIAN FINANCE CORPORATION LIMITED

TO THE COMPANY

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING APPLICATION OF FINANCIAL LEASING LIMIT FROM

 HUADIAN FINANCIAL LEASING CO., LTD.

PROPOSAL #9.01: APPROVE RE-APPOINTMENT OF 2016                   ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR

PROPOSAL #9.02: APPROVE RE-APPOINTMENT OF 2016                   ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guoguang Electric Co., Ltd.

  TICKER:               002045                            CUSIP:   Y2960H109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF                                      ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITOR

PROPOSAL #7: APPROVE 2016 FINANCING CREDIT LINE FROM         ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTION AS WELL AS RELATED

 


 

 

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS AND BOARD OF

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guomai Technologies, Inc.

  TICKER:               002093                            CUSIP:   Y2652R100

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF STAGE HOUSING                 ISSUER            YES             FOR                  FOR

MORTGAGE GUARANTEES TO HOUSE PURCHASERS BY WHOLLY-

OWNED SUBSIDIARY

PROPOSAL #2.1.1: ELECT SUI RONGHUA AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1.2: ELECT CHEN XUEHUA AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1.3: ELECT LIN YONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.4: ELECT FENG JING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.1: ELECT CHEN MINGSEN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.2: ELECT XU PING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.3: ELECT SUN MIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT ZENG JIANYI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guomai Technologies, Inc.

  TICKER:               002093                            CUSIP:   Y2652R100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE EXTENSION OF RESOLUTION VALIDITY   SHAREHOLDER        YES             FOR                  FOR

 PERIOD RELATED PRIVATE PLACEMENT

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE   SHAREHOLDER        YES             FOR                  FOR

 ALL MATTERS RELATED TO EXTENSION OF RESOLUTION

VALIDITY PERIOD

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guorui Properties Ltd

  TICKER:               2329                                CUSIP:   G39407104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3Aa: ELECT ZHANG ZHANGSUN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3Ab: ELECT RUAN WENJUAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3Ac: ELECT LUO ZHENBANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guosen Securities Co., Ltd.

  TICKER:               002736                            CUSIP:   Y295A2103

  MEETING DATE:   11/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DOMESTIC AND FOREIGN        ISSUER            YES             FOR                  FOR

 CORPORATE DEBT FINANCING INSTRUMENTS

PROPOSAL #2: APPROVE AUTHORIZATION TO CONDUCT                     ISSUER            YES             FOR                  FOR

FINANCIAL DEBT ASSET SECURITIZATION

PROPOSAL #3: APPROVE EXPANSION OF BUSINESS SCOPE                ISSUER            YES             FOR                  FOR

REGARDING APPLICATION OF SPOT GOLD CONTRACT

PROPRIETARY BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guosen Securities Co., Ltd.

  TICKER:               002736                            CUSIP:   Y295A2103

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI SHUANGYOU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guosen Securities Co., Ltd.

  TICKER:               002736                            CUSIP:   Y295A2103

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: ELECT LI XINJIAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guosen Securities Co., Ltd.

  TICKER:               002736                            CUSIP:   Y295A2103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SHENZHEN INVESTMENT HOLDING CO., LTD AND ITS

CONTROLLED ENTERPRISES

PROPOSAL #6.2: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 CHINA RESOURCES SZITIC TRUST CO., LTD.

PROPOSAL #6.3: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 YUNNAN HONGTA GROUP CO., LTD

PROPOSAL #6.4: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 PENGHUA FUND MANAGEMENT CO., LTD

PROPOSAL #6.5: APPROVE RELATED PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 OTHER RELATED PARTIES

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

FIX THE REMUNERATION

PROPOSAL #9: APPROVE 2016 PROPRIETARY INVESTMENT                ISSUER            YES             FOR                  FOR

SCALE

PROPOSAL #10: APPROVE 1 YEAR EXTENSION IN THE                     ISSUER            YES             FOR                  FOR

RESOLUTION VALIDITY PERIOD IN CONNECTION TO RIGHTS

ISSUANCE

PROPOSAL #11: APPROVE 1 YEAR EXTENSION IN THE                     ISSUER            YES             FOR                  FOR

AUTHORIZATION PERIOD OF BOARD TO HANDLE ALL RELATED

MATTERS RELATED TO RIGHTS ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guotai Junan Securities Company Limited

  TICKER:               601211                            CUSIP:   Y2R614107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6.01: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH SHANGHAI INTERNATIONAL GROUP CO., LTD. AND

RELATED ENTERPRISES

PROPOSAL #6.02: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH SHENZHEN INVESTMENT HOLDINGS CO., LTD. AND

RELATED ENTERPRISES

PROPOSAL #6.03: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH COMPANY'S DIRECTORS, SUPERVISORS AND SENIOR

PROPOSAL #6.04: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

WITH RELATED PERSONS

PROPOSAL #7.01: ELECT YANG DEHONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.02: ELECT WANG SONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.03: ELECT FU FAN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.04: ELECT ZHONG MAOJUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #7.05: ELECT DENG WEILI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.06: ELECT ZHOU LEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.07: ELECT WANG YONGJIAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #7.08: ELECT XIANG DONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.09: ELECT LIU QIANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.10: ELECT YU JIAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.11: ELECT XIA DAWEI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.12: ELECT WANG JIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.13: ELECT CHEN GUOGANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.14: ELECT LING TAO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.15: ELECT JIN QINGJUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.01: ELECT SHANG HONGBO AS  SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: ELECT TENG TIEQI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: ELECT SHAO CHONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: ELECT ZUO ZHIPENG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #11.01: APPROVE BOND TYPE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #11.03: APPROVE PAR VALUE AND ISSUE PRICE             ISSUER            YES             FOR                  FOR

PROPOSAL #11.04: APPROVE BOND MATURITY                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #11.05: APPROVE BOND INTEREST RATE                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.06: APPROVE INTEREST PAYMENT MATURITY            ISSUER            YES             FOR                  FOR

AND MANNER

PROPOSAL #11.07: APPROVE CONVERSION PERIOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #11.08: APPROVE DETERMINATION OF CONVERSION         ISSUER            YES             FOR                  FOR

PRICE AND ADJUSTMENT

PROPOSAL #11.09: APPROVE TERMS FOR DOWNWARD                        ISSUER            YES             FOR                  FOR

ADJUSTMENT OF CONVERSION PRICE

PROPOSAL #11.10: APPROVE METHOD FOR DETERMINING THE          ISSUER            YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION

PROPOSAL #11.11: APPROVE TERMS OF REDEMPTION                       ISSUER            YES             FOR                  FOR

PROPOSAL #11.12: APPROVE TERMS OF SELL-BACK                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.13: APPROVE DIVIDEND DISTRIBUTION POST          ISSUER            YES             FOR                  FOR

CONVERSION

PROPOSAL #11.14: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #11.15: APPROVE PLACING ARRANGEMENT FOR                ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #11.16: APPROVE BOND HOLDERS AND BOND                   ISSUER            YES             FOR                  FOR

HOLDERS MEETING

PROPOSAL #11.17: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #11.18: APPROVE GUARANTEE PROVISION                       ISSUER            YES             FOR                  FOR

PROPOSAL #11.19: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #15: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guoxuan High-tech Co .,Ltd.

  TICKER:               002074                            CUSIP:   Y4439F102

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION OF WHOLLY-OWNED            ISSUER            YES             FOR                  FOR

SUBSIDIARY IN NATIONAL TECHNOLOGY ACHIEVEMENTS

TRANSFORMATION FUND NEW ENERGY AUTOMOBILE FUNDS

PROPOSAL #2: APPROVE EXTERNAL INVESTMENT IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO ESTABLISHMENT OF SUBSIDIARY BY WHOLLY-

OWNED SUBSIDIARY

PROPOSAL #3: APPROVE APPLICATION OF BANK CREDIT LINE         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY

PROPOSAL #5: APPROVE LOAN FROM RELATED PARTY                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CHANGE OF AUDITOR                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7: APPROVE ESTABLISHMENT OF SUBSIDIARY IN          ISSUER            YES             FOR                  FOR

SHANGHAI BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #8: APPROVE CAPITAL INCREASE IN HEFEI                   ISSUER            YES             FOR                  FOR

GUOXUAN BATTERY MATERIALS CO., LTD. BY WHOLLY-OWNED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guoxuan High-tech Co .,Ltd.

  TICKER:               002074                            CUSIP:   Y4439F102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #9: APPROVE GUARANTEE PROVISION TO BANK                ISSUER            YES             FOR                  FOR

CREDIT LINES OF WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Guoyuan Securities Co., Ltd.

  TICKER:               000728                            CUSIP:   Y0771H102

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND WORKING SYSTEM FOR INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE REMUNERATION AND EVALUATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE REMUNERATION AND EVALUATION OF          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: APPROVE REMUNERATION AND EVALUATION OF         ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haci Omer Sabanci Holding AS

  TICKER:               SAHOL                              CUSIP:   M8223R100

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR              ISSUER            YES         AGAINST           AGAINST

2016 ; RECEIVE INFORMATION ON CHARITABLE DONATIONS

PROPOSAL #10: APPROVE SHARE REPURCHASE PROGRAM                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haichang Ocean Park Holdings Ltd.

  TICKER:               2255                                CUSIP:   G4231A103

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A1: ELECT QU NAIJIE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2A2: ELECT MAKOTO INOUE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2A3: ELECT YUAN BING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2A4: ELECT QU CHENG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2A5: ELECT GAO JIE AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haier Electronics Group Co Ltd

  TICKER:               01169                              CUSIP:   G42313125

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LOGISTICS SERVICES AGREEMENT,            ISSUER            YES             FOR                  FOR

LOGISTICS SERVICES CAP AND RELATED TRANSACTIONS

PROPOSAL #2: APPROVE PRODUCTS PROCUREMENT AGREEMENT,         ISSUER            YES             FOR                  FOR

PRODUCTS PROCUREMENT CAP AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE MATERIALS PROCUREMENT AGREEMENT,        ISSUER            YES             FOR                  FOR

 MATERIALS PROCUREMENT CAP AND RELATED TRANSACTIONS

PROPOSAL #4: APPROVE EXPORT AGREEMENT, EXPORT CAP AND        ISSUER            YES             FOR                  FOR

 RELATED TRANSACTIONS

PROPOSAL #5: AUTHORIZE ANY DIRECTOR TO DO ALL SUCH            ISSUER            YES             FOR                  FOR

ACTS NECESSARY TO IMPLEMENT OR GIVE EFFECT TO THE

AGREEMENTS AND ALL RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haier Electronics Group Co Ltd

  TICKER:               1169                                CUSIP:   G42313125

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A1: ELECT ZHOU YUN JIE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2A2: ELECT LIANG HAI SHAN AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2A3: ELECT WANG HAN HUA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2A4: ELECT LI HUA GANG AS ALTERNATE                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR TO LIANG HAI SHAN

PROPOSAL #2B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: APPROVE ALLOTMENT AND ISSUANCE OF                   ISSUER            YES             FOR                  FOR

ADDITIONAL SHARES UNDER THE RESTRICTED SHARE AWARD

SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haima Automobile Group Co., Ltd.

  TICKER:               000572                            CUSIP:   Y2981X109

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE 2015 WORK REPORT AND 2016                   ISSUER            YES             FOR                  FOR

WORKING PLAN

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF FINANCIAL,              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE APPLICATION OF 2016                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Airlines Co., Ltd.

  TICKER:               600221                            CUSIP:   Y2981E119

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE ADJUSTMENT FOR PRIVATE                   ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #1.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

ISSUE PRICE AND PRICING BASIS

PROPOSAL #1.04: APPROVE ISSUE SIZE AND ISSUE AMOUNT           ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #1.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #1.09: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT FOR PRIVATE PLACEMENT OF         ISSUER            YES             FOR                  FOR

NEW SHARES (2ND REVISION)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #4: APPROVE TERMINATION OF CONDITIONAL                 ISSUER            YES             FOR                  FOR

SHARES SUBSCRIPTION AGREEMENT WITH HNA GROUP CO., LTD

 IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE TERMINATION ON CAPITAL INJECTION        ISSUER            YES             FOR                  FOR

 PLAN IN TIANJIN AIRLINES CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Airlines Co., Ltd.

  TICKER:               600221                            CUSIP:   Y2981E119

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE ESTABLISHMENT OF MERGER AND                ISSUER            YES             FOR                  FOR

ACQUISITIONS FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Airlines Co., Ltd.

  TICKER:               900945                            CUSIP:   Y2981E119

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL WORK PLAN

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION PLAN FOR DIRECTORS,        ISSUER            YES             FOR                  FOR

 SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE SIGNING OF THE DAILY RELATED              ISSUER            YES             FOR                  FOR

PARTY TRANSACTION AGREEMENT WITH RELATED PARTY

PROPOSAL #9: APPROVE REPORT ON 2016 MUTUAL GUARANTEE         ISSUER            YES             FOR                  FOR

LIMIT WITH CONTROLLED SUBSIDIARY

PROPOSAL #10: APPROVE REPORT ON 2016 MUTUAL GUARANTEE        ISSUER            YES             FOR                  FOR

 LIMIT WITH RELATED PARTY

PROPOSAL #11: APPROVE 2016 AIRCRAFT IMPORTATION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #13: APPROVE APPOINTMENT OF INTERNAL CONTROL        ISSUER            YES             FOR                  FOR

 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Expressway Co., Ltd.

  TICKER:               000886                            CUSIP:   Y2982C104

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Haiyao Co., Ltd.

  TICKER:               000566                            CUSIP:   Y2981U105

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #3: APPROVE ADJUSTED PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.3: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE NEW CONDITIONAL SHARES                        ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN NANFANG

TONGZHENG INVESTMENT CO., LTD. IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #7: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY SHENZHEN NANFANG TONGZHENG INVESTMENT

CO., LTD.

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #11: APPROVE INTENDED INVESTMENT AND                     ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF WHOLLY OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Haiyao Co., Ltd.

  TICKER:               000566                            CUSIP:   Y2981U105

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.3: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE AMOUNT OF RAISED FUNDS AND              ISSUER            YES             FOR                  FOR

INVESTMENT PROJECTS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (2ND REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #5: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SHENZHEN NANFANG TONGZHENG INVESTMENT

CO., LTD IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY SHENZHEN NANFANG TONGZHENG INVESTMENT

CO., LTD.

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COMMITMENT FROM DIRECTORS,                 ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS, CONTROLLING SHAREHOLDERS

AND ULTIMATE CONTROLLING SHAREHOLDER REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Haiyao Co., Ltd.

  TICKER:               000566                            CUSIP:   Y2981U105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF CREDIT LINES        ISSUER            YES             FOR                  FOR

 FROM FINANCIAL INSTITUTIONS

 


 

 

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

RELATED PARTY JIANGXI HUABANG PHARMACEUTICAL CO.,

PROPOSAL #10: APPROVE EXTENSION OF FINANCIAL                       ISSUER            YES             FOR                  FOR

ASSISTANCE OF FINANCIAL ASSISTANCE TO RELATED PARTY

JIANGXI HUABANG PHARMACEUTICAL CO., LTD.

PROPOSAL #11: APPROVE EXTENSION OF FINANCIAL                       ISSUER            YES             FOR                  FOR

ASSISTANCE OF FINANCIAL ASSISTANCE TO SHENZHEN

SAILEMIN BIOTECHNOLOGY CO., LTD.

PROPOSAL #12: APPROVE ISSUANCE OF MEDIUM-TERM NOTES          ISSUER            YES             FOR                  FOR

AND ULTRA SHORT-TERM FINANCING BILLS

PROPOSAL #13: APPROVE CHANGE OF REGISTERED ADDRESS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Mining Co., Ltd.

  TICKER:               601969                            CUSIP:   Y29845107

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YAN GUANGLIN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE CHANGE OF IMPLEMENTATION MANNER         ISSUER            YES             FOR                  FOR

AND LOCATION OF INVESTMENT PROJECT BY USE OF PARTIAL

RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Mining Co., Ltd.

  TICKER:               601969                            CUSIP:   Y29845107

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SECOND ADJUSTMENT TO THE PLAN            ISSUER            YES             FOR                  FOR

FOR PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES (SECOND REVISION)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (SECOND REVISION)

PROPOSAL #4: APPROVE RISK WARNING REGARDING DILUTION         ISSUER            YES             FOR                  FOR

IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Mining Co., Ltd.

  TICKER:               601969                            CUSIP:   Y29845107

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #9: APPROVE 2015 SOCIAL RESPONSIBILITY                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #10: APPROVE RE-APPOINTMENT OF ERNST & YOUNG        ISSUER            YES             FOR                  FOR

 CPAS AS 2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING ISSUANCE OF CNY 1.7 BILLION

SHORT-TERM FINANCIAL BILL

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING ISSUANCE OF CNY 1.7 BILLION

MEDIUM-TERM NOTES

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING APPLICATION OF CNY 3.5

BILLION CREDIT LINES FROM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Mining Co., Ltd.

  TICKER:               601969                            CUSIP:   Y29845107

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION IN THE RESOLUTION                ISSUER            YES             FOR                  FOR

VALIDITY PERIOD REGARDING PRIVATE PLACEMENT OF SHARES

PROPOSAL #2: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF THE BOARD TO HANDLE ALL MATTERS

RELATED TO PRIVATE PLACEMENT OF SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Strait Shipping Co., Ltd.

  TICKER:               002320                            CUSIP:   Y2982U104

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Strait Shipping Co., Ltd.

  TICKER:               002320                            CUSIP:   Y2982U104

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT MAI WEIBIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

PROPOSAL #1.2: ELECT OU YANGHAN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Yedao Co., Ltd.

  TICKER:               600238                            CUSIP:   Y2982E100

  MEETING DATE:   1/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT FENG BIAO AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT NI GAN AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT LIU DEJIE AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT LEI LI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.05: ELECT RAO ZHE AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT CUI WANLIN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT XIAO YINAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT LIU XIANGYANG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: ELECT ZHANG JIAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT DENG YAPING AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT QU YAWEN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Yedao Co., Ltd.

  TICKER:               600238                            CUSIP:   Y2982E100

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

 


 

 

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE THE NOTION THAT THE COMPANY DOES        ISSUER            YES             FOR                  FOR

 NOT NEED TO PREPARE THE REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE ESTABLISHMENT OF SPECIAL ACCOUNT        ISSUER            YES             FOR                  FOR

 FOR THE RAISED FUNDS IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE DAILY RELATED PARTY                        SHAREHOLDER        YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Yedao Co., Ltd.

  TICKER:               600238                            CUSIP:   Y2982E100

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF CHINA AUDIT UNION        ISSUER            YES             FOR                  FOR

 POWER CPAS AS 2016 AUDITOR AND INTERNAL CONTROL

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hainan Yedao Co., Ltd.

  TICKER:               600238                            CUSIP:   Y2982E100

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE AND          SHAREHOLDER        YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haining China Leather Market Co., Ltd.

  TICKER:               002344                            CUSIP:   Y2982V102

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF PREVIOUS SHARE            ISSUER            YES             FOR                  FOR

ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE SIGNING OF TERMINATION AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH REGARDS TO THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING MANNER

PROPOSAL #3.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE TERMINATION OF PREVIOUS RELATED         ISSUER            YES             FOR                  FOR

PARTY TRANSACTION IN CONNECTION TO SHARE ISSUANCE VIA

 PRIVATE PLACEMENT

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE SELF-INSPECTION REPORT ON REAL         ISSUER            YES             FOR                  FOR

ESTATE BUSINESS RELATED ISSUES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haining China Leather Market Co., Ltd.

  TICKER:               002344                            CUSIP:   Y2982V102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR

PROPOSAL #9: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE TERMINATION OF EQUITY TRANSFER         ISSUER            YES             FOR                  FOR

AGREEMENT AND COOPERATION DEVELOPMENT AGREEMENT AS

WELL AS SIGNING OF NEW AGREEMENTS

PROPOSAL #11: APPROVE ADJUSTMENT TO ISSUE PRICE AND          ISSUER            YES             FOR                  FOR

ISSUE SIZE IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #13: APPROVE ADJUSTMENT TO PLAN ON PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT OF SHARES

PROPOSAL #14: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON AND THE RELEVANT MEASURES TO BE TAKEN AS

WELL AS RELEVANT UNDERTAKINGS OF REMEDIAL MEASURES

PROPOSAL #15: APPROVE INVESTMENT IN ESTABLISHING                ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #16: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO INVESTMENT IN ESTABLISHING COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haisco Pharmaceutical Group Co., Ltd.

  TICKER:               002653                            CUSIP:   Y9726U100

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE CHANGE IN REGISTERED ADDRESS AND   SHAREHOLDER        YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #7: APPROVE USE OF OWN FUNDS TO INVEST IN        SHAREHOLDER        YES             FOR                  FOR

NON PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE USE OF OWN FUNDS TO INVEST IN        SHAREHOLDER        YES             FOR                  FOR

PRINCIPAL-GUARANTEED FINANCIAL PRODUCTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haisco Pharmaceutical Group Co., Ltd.

  TICKER:               002653                            CUSIP:   Y9726U100

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE OF ASSOCIATION                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROVISION OF GUARANTEES FOR THE         ISSUER            YES             FOR                  FOR

INVESTMENT LOAN OF AFFILIATED COMPANIES

PROPOSAL #4: APPROVE TERMINATION IN THE USE OF               SHAREHOLDER        YES             FOR                  FOR

PARTIAL REMAINING RAISED FUNDS AND USE THE SAVED

RAISED FUNDS TO PERMANENTLY REPLENISH COMPANY'S

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haitian International Holdings Ltd.

  TICKER:               1882                                CUSIP:   G4232C108

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT ZHANG JINGZHANG AS DIRECTOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3: ELECT ZHANG JIANMING AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: ELECT GUO MINGGUANG AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #5: ELECT CHEN NINGNING AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haitong Securities Co., Ltd.

  TICKER:               600837                            CUSIP:   Y2988F101

  MEETING DATE:   9/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE APPROACH OF THE PROPOSED SHARE        ISSUER            YES             FOR                  FOR

 REPURCHASE

PROPOSAL #1.2: APPROVE PRICE OF THE PROPOSED SHARE            ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.3: APPROVE CLASS, NUMBER AND PERCENTAGE          ISSUER            YES             FOR                  FOR

OF THE PROPOSED SHARE REPURCHASE

 


 

 

PROPOSAL #1.4: APPROVE PROPOSED TOTAL FUND AMOUNT AND        ISSUER            YES             FOR                  FOR

 SOURCE OF FUNDING FOR THE SHARE REPURCHASE

PROPOSAL #1.5: APPROVE TIME LIMITATION OF THE SHARE          ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.6: APPROVE PURPOSE OF THE PROPOSED SHARE         ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.7: APPROVE VALID PERIOD OF THIS                        ISSUER            YES             FOR                  FOR

RESOLUTION

PROPOSAL #1.8: APPROVE AUTHORISATIONS REGARDING SHARE        ISSUER            YES             FOR                  FOR

 REPURCHASE

PROPOSAL #2: ADOPT SHARE OPTION SCHEME                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE EMPLOYEE STOCK OWNERSHIP PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE ADJUSTMENT TO THE SIZE OF                   ISSUER            YES             FOR                  FOR

PROPRIETARY EQUITY INVESTMENT OF THE COMPANY

PROPOSAL #2: ELECT ZHENG XIAOYUN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haitong Securities Co., Ltd.

  TICKER:               600837                            CUSIP:   Y2988F101

  MEETING DATE:   9/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE APPROACH OF THE PROPOSED SHARE        ISSUER            YES             FOR                  FOR

 REPURCHASE

PROPOSAL #1.2: APPROVE PRICE OF THE PROPOSED SHARE            ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.3: APPROVE CLASS, NUMBER AND PERCENTAGE          ISSUER            YES             FOR                  FOR

OF THE PROPOSED SHARE REPURCHASE

PROPOSAL #1.4: APPROVE PROPOSED TOTAL FUND AMOUNT AND        ISSUER            YES             FOR                  FOR

 SOURCE OF FUNDING FOR THE SHARE REPURCHASE

PROPOSAL #1.5: APPROVE TIME LIMITATION OF THE SHARE          ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.6: APPROVE PURPOSE OF THE PROPOSED SHARE         ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.7: APPROVE VALID PERIOD OF THE RESOLUTION        ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE AUTHORISATIONS REGARDING SHARE        ISSUER            YES             FOR                  FOR

 REPURCHASE

PROPOSAL #2: ADOPT SHARE OPTION SCHEME                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE EMPLOYEE STOCK OWNERSHIP PLAN             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haitong Securities Co., Ltd.

  TICKER:               600837                            CUSIP:   Y2988F101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE FINAL ACCOUNTS REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RENEWAL OF ENGAGEMENT OF A SHARE        ISSUER            YES             FOR                  FOR

 AUDITING FIRM AND H SHARE AUDITING FIRM FOR THE YEAR

 2016

PROPOSAL #7: APPROVE PROPOSAL REGARDING INVESTMENT            ISSUER            YES             FOR                  FOR

ASSET ALLOCATION EQUITY, FIXED INCOME SECURITIES AND

DERIVATIVE PRODUCTS

PROPOSAL #8: AUTHORIZE BOARD TO DETERMINE PROVISION          ISSUER            YES         AGAINST           AGAINST

OF GUARANTEES

PROPOSAL #9.1: APPROVE PROPOSAL REGARDING RELATED              ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS WITH BNP PARIBAS INVESTMENT

PARTNERS BE HOLDING SA

PROPOSAL #9.2: APPROVE PROPOSAL REGARDING RELATED              ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS WITH SHANGHAI SHENGYUAN REAL

ESTATE (GROUP) COMPANY LIMITED

PROPOSAL #9.3: APPROVE PROPOSAL REGARDING RELATED              ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS BETWEEN THE COMPANY AND ITS

SUBSIDIARIES WITH OTHER RELATED CORPORATE LEGAL

PROPOSAL #9.4: APPROVE PROPOSAL REGARDING RELATED              ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS BETWEEN THE COMPANY AND ITS 

SUBSIDIARIES WITH RELATED NATURAL PERSONS

PROPOSAL #10: ELECT ZHANG MING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT SONG CHUNFENG SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROPOSAL REGARDING ADJUSTMENTS         ISSUER            YES             FOR                  FOR

TO ALLOWANCES OF DIRECTORS AND SUPERVISORS

PROPOSAL #13: ELECT CHU, LAWRENCE SHENG YU AS                 SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: ELECT CHAN, WAH MAN CARMAN AS DIRECTOR     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #1.1: APPROVE TYPE OF DEBT FINANCING                     ISSUER            YES             FOR                  FOR

INSTRUMENTS RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #1.2: APPROVE TERM OF DEBT FINANCING                     ISSUER            YES             FOR                  FOR

INSTRUMENTS RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #1.3: APPROVE INTEREST RATE RELATING TO THE         ISSUER            YES             FOR                  FOR

ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.4: APPROVE ISSUER, ISSUE SIZE, AND ISSUE         ISSUER            YES             FOR                  FOR

METHOD RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #1.5: APPROVE ISSUE PRICE RELATING TO THE            ISSUER            YES             FOR                  FOR

ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.6: APPROVE SECURITY AND OTHER CREDIT                ISSUER            YES             FOR                  FOR

ENHANCEMENT ARRANGEMENTS RELATING TO THE ISSUANCE OF

ONSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.7: APPROVE USE OF PROCEEDS RELATING TO            ISSUER            YES             FOR                  FOR

THE ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.8: APPROVE ISSUE TARGET AND ARRANGEMENTS         ISSUER            YES             FOR                  FOR

ON PLACEMENT TO SHAREHOLDERS OF THE COMPANY RELATING

TO THE ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #1.9: APPROVE GUARANTEE MEASURES FOR                     ISSUER            YES             FOR                  FOR

REPAYMENT RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #1.10: APPROVE LISTING OF DEBT FINANCING              ISSUER            YES             FOR                  FOR

INSTRUMENTS RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

 


 

 

PROPOSAL #1.11: APPROVE VALIDITY PERIOD OF RESOLUTION        ISSUER            YES             FOR                  FOR

 RELATING TO THE ISSUANCE OF ONSHORE DEBT FINANCING

INSTRUMENTS

PROPOSAL #1.12: APPROVE AUTHORIZATION FOR ISSUANCE OF        ISSUER            YES             FOR                  FOR

 ONSHORE DEBT FINANCING INSTRUMENTS OF THE COMPANY

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                       SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haitong Securities Co., Ltd.

  TICKER:               600837                            CUSIP:   Y7443K108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINAL ACCOUNTS REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RENEWAL OF ENGAGEMENT OF A SHARE        ISSUER            YES             FOR                  FOR

 AUDITING FIRM AND H SHARE AUDITING FIRM FOR THE YEAR

 2016

PROPOSAL #7: APPROVE PROPOSAL REGARDING INVESTMENT            ISSUER            YES             FOR                  FOR

ASSET ALLOCATION EQUITY, FIXED INCOME SECURITIES AND

DERIVATIVE PRODUCTS

PROPOSAL #8: AUTHORIZE BOARD TO DETERMINE PROVISION          ISSUER            YES         AGAINST           AGAINST

OF GUARANTEES

PROPOSAL #9.01: APPROVE PROPOSAL REGARDING RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS WITH BNP PARIBAS INVESTMENT

PARTNERS BE HOLDING SA

PROPOSAL #9.02: APPROVE PROPOSAL REGARDING RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS WITH SHANGHAI SHENGYUAN REAL

ESTATE (GROUP) COMPANY LIMITED

PROPOSAL #9.03: APPROVE PROPOSAL REGARDING RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS BETWEEN THE COMPANY AND ITS

SUBSIDIARIES WITH OTHER RELATED CORPORATE LEGAL

PROPOSAL #9.04: APPROVE PROPOSAL REGARDING RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS BETWEEN THE COMPANY AND ITS 

SUBSIDIARIES WITH RELATED NATURAL PERSONS

PROPOSAL #10: ELECT ZHANG MING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: ELECT SONG CHUNFENG SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROPOSAL REGARDING ADJUSTMENTS         ISSUER            YES             FOR                  FOR

TO ALLOWANCES OF DIRECTORS AND SUPERVISORS

PROPOSAL #13.01: APPROVE TYPE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #13.02: APPROVE TERM OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #13.03: APPROVE INTEREST RATE RELATING TO            ISSUER            YES             FOR                  FOR

THE ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS

 


 

 

PROPOSAL #13.04: APPROVE ISSUER, ISSUE SIZE, AND                ISSUER            YES             FOR                  FOR

ISSUE METHOD RELATING TO THE ISSUANCE OF ONSHORE DEBT

 FINANCING INSTRUMENTS

PROPOSAL #13.05: APPROVE ISSUE PRICE RELATING TO THE         ISSUER            YES             FOR                  FOR

ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #13.06: APPROVE SECURITY AND OTHER CREDIT            ISSUER            YES             FOR                  FOR

ENHANCEMENT ARRANGEMENTS RELATING TO THE ISSUANCE OF

ONSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #13.07: APPROVE USE OF PROCEEDS RELATING TO         ISSUER            YES             FOR                  FOR

THE ISSUANCE OF ONSHORE DEBT FINANCING INSTRUMENTS

PROPOSAL #13.08: APPROVE ISSUE TARGET AND                            ISSUER            YES             FOR                  FOR

ARRANGEMENTS ON PLACEMENT TO SHAREHOLDERS OF THE

COMPANY RELATING TO THE ISSUANCE OF ONSHORE DEBT

PROPOSAL #13.09: APPROVE GUARANTEE MEASURES FOR                 ISSUER            YES             FOR                  FOR

REPAYMENT RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #13.10: APPROVE LISTING OF DEBT FINANCING            ISSUER            YES             FOR                  FOR

INSTRUMENTS RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #13.11: APPROVE VALIDITY PERIOD OF                        ISSUER            YES             FOR                  FOR

RESOLUTION RELATING TO THE ISSUANCE OF ONSHORE DEBT

FINANCING INSTRUMENTS

PROPOSAL #13.12: AUTHORIZE BOARD TO RATIFY AND                   ISSUER            YES             FOR                  FOR

EXECUTE APPROVED RESOLUTIONS

PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #15: ELECT CHU, LAWRENCE SHENG YU AS                 SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #16: ELECT CHAN, WAH MAN CARMAN AS DIRECTOR     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hana Microelectronics PCL

  TICKER:               HANA                                CUSIP:   Y29974188

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE COMPANY'S PERFORMANCE                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT WINSON MOONG CHU HUI AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT TERRENCE PHILIP WEIR AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hanergy Thin Film Power Group Ltd

  TICKER:               00566                              CUSIP:   G4288J106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS

PROPOSAL #2a: ELECT CHEN LI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT HUANG SONGCHUN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT SI HAIJIAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT ZHANG BO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2e: ELECT ZHAO LAN AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2f: ELECT WANG TONGBO AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2g: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hang Zhou Great Star Industrial Co., Ltd.

  TICKER:               002444                            CUSIP:   Y3037V105

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 AND OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hang Zhou Great Star Industrial Co., Ltd.

  TICKER:               002444                            CUSIP:   Y3037V105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #8: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

FINANCIAL AUDITOR

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: AMEND MANAGEMENT SYSTEM FOR PROVIDING          ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #12: AMEND MANAGEMENT SYSTEM FOR EXTERNAL            ISSUER            YES             FOR                  FOR

INVESTMENTS

PROPOSAL #13: AMEND MANAGEMENT SYSTEM FOR PREVENTION         ISSUER            YES             FOR                  FOR

IN USAGE OF FUNDS BY CONTROLLING SHAREHOLDER AND

RELATED PARTIES

PROPOSAL #14: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #15: AMEND WORKING RULES FOR CODE OF CONDUCT        ISSUER            YES             FOR                  FOR

 OF CONTROLLING SHAREHOLDERS

PROPOSAL #16: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hang Zhou Iron & Steel Co., Ltd.

  TICKER:               600126                            CUSIP:   Y30422102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 TECHNOLOGY TRANSFORMATION          ISSUER            YES             FOR                  FOR

INVESTMENT PLAN OF WHOLLY-OWNED SUBSIDIARY NINGBO

IRON & STEEL CO., LTD.

PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH RELATED PARTIES

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 GUARANTEE PLAN                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE APPOINTMENT OF AUDITORS AND              ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangxiao Steel Structure Co., Ltd.

  TICKER:               600477                            CUSIP:   Y9892R105

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARY SHANDONG HANGXIAO

 STEEL STRUCTURE CO., LTD

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangxiao Steel Structure Co., Ltd.

  TICKER:               600477                            CUSIP:   Y9892R105

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR CREDIT LINES BY         ISSUER            YES             FOR                  FOR

COMPANY AND ITS CONTROLLED SUBSIDIARY FROM FINANCIAL

INSTITUTIONS

PROPOSAL #2: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES BY COMPANY AND ITS CONTROLLED SUBSIDIARIES

PROPOSAL #3: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangxiao Steel Structure Co., Ltd.

  TICKER:               600477                            CUSIP:   Y9892R105

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF DA HUA CPAS         ISSUER            YES             FOR                  FOR

AS AUDITOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF DA HUA CPAS         ISSUER            YES             FOR                  FOR

AS INTERNAL CONTROL AUDITOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ADJUSTMENT TO THE ALLOWANCE OF          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #10.01: ELECT SHAN YINMU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT LI BINGZHUAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.03: ELECT LU YONGJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.04: ELECT ZHANG ZHENYONG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.01: ELECT ZHU SU'E AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT ZHANG YAOHUA AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT LI YOUXING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT SANG JIANTAO AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.02: ELECT ZHAO CHONGFU AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Advance Gearbox Group Co Ltd

  TICKER:               601177                            CUSIP:   Y3032B104

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LISTING FOR TRANSFER OF HANGZHOU        ISSUER             NO              N/A                  N/A

 IVECO TRANSMISSION CO., LTD. AND HANGZHOU IVECO

AUTOMOBILE TRANSMISSION TECHNOLOGY CO., LTD. BY

COMPANY AND HANGZHOU XIAOSHAN STATE-OWNED ASSETS

MANAGEMENT CO.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Advance Gearbox Group Co Ltd

  TICKER:               601177                            CUSIP:   Y3032B104

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT QIU GUOPING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9: ELECT XIA BOLIN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Binjiang Real Estate Group Co Ltd

  TICKER:               002244                            CUSIP:   Y30328101

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE PROVISION          ISSUER            YES             FOR                  FOR

TO SUBSIDIARY

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO APPROVAL OF RELATED PARTY

TRANSACTION BETWEEN COMPANY AND ITS SUBSIDIARY

PROPOSAL #3: APPROVE PROVISION OF FINANCIAL AID TO        SHAREHOLDER        YES             FOR                  FOR

SHANGHAI BIN'AN REAL ESTATE DEVELOPMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Binjiang Real Estate Group Co Ltd

  TICKER:               002244                            CUSIP:   Y30328101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE LAND RESERVE INVESTMENT LIMIT            ISSUER            YES             FOR                  FOR

AND INVESTMENT LIMIT IN PROJECT COMPANY

PROPOSAL #9: APPROVE AUTHORIZATION TO THE BOARD OF            ISSUER            YES             FOR                  FOR

DIRECTORS FOR PROVISION OF FINANCIAL AID BY

CONTROLLED SUBSIDIARY TO ITS SHAREHOLDERS

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES         AGAINST           AGAINST

BETWEEN COMPANY AND ASSOCIATE COMPANY

PROPOSAL #11: APPROVE USE OF OWN FUNDS TO CONDUCT              ISSUER            YES         AGAINST           AGAINST

RISK INVESTMENT

PROPOSAL #12: APPROVE USE OF OWN FUNDS TO PROVIDE              ISSUER            YES             FOR                  FOR

EXTERNAL FINANCIAL ASSISTANCE

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER        YES             FOR                  FOR

RATIFY RELATED PARTY TRANSACTIONS WITH ASSOCIATE

COMPANY (AMENDED DRAFT)

PROPOSAL #14.1A: ELECT QI JINXING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.1B: ELECT ZHU HUIMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #14.1C: ELECT MO JIANHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.1D: ELECT LI YUAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.2A: ELECT YANG QUANSUI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.2B: ELECT JIA SHENGHUA AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.2C: ELECT YU YONGSHENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.2D: ELECT WANG SHUGUANG AS INDEPENDENT      SHAREHOLDER        YES         AGAINST               N/A

DIRECTOR

PROPOSAL #15.1: ELECT CHEN GUOLING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #15.2: ELECT XUE BEILEI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Boiler Group Co., Ltd.

  TICKER:               002534                            CUSIP:   Y3032C102

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 DRAFT OF RESTRICTED STOCK          ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION         ISSUER            YES             FOR                  FOR

OF UNDERLYING STOCKS

 


 

 

PROPOSAL #1.3: APPROVE DURATION, GRANT DATE, LOCK-UP         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCKING PERIOD AND LOCK-IN PERIOD OF THE

RESTRICTED STOCKS

PROPOSAL #1.4: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE PROCEDURES TO IMPLEMENT, GRANT        ISSUER            YES             FOR                  FOR

 AND UNLOCK THE RESTRICTED STOCKS

PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE         ISSUER            YES             FOR                  FOR

PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.11: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Boiler Group Co., Ltd.

  TICKER:               002534                            CUSIP:   Y3032C102

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES BY COMPANY AND SUBSIDIARIES

PROPOSAL #7: APPROVE USAGE OF OWN IDLE FUNDS TO                 ISSUER            YES             FOR                  FOR

INVEST IN FINANCIAL AND TRUST PRODUCTS AS WELL AS

ENTRUSTED LOAN BUSINESS

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF PAN-CHINA        ISSUER            YES             FOR                  FOR

 CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR

PROPOSAL #9: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE CHANGE IN REGISTERED ADDRESS        SHAREHOLDER        YES             FOR                  N/A

AND AMEND ARTICLES OF ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou First Pv Material Co., Ltd.

  TICKER:               603806                            CUSIP:   Y29846105

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #2.01: ELECT LIN JIANHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT ZHANG HONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT HU WEIMIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.04: ELECT MAO GENXING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT YANG DEREN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT YU JUNHUA AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT LIU XIAOSONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT XIANG GUANYUAN AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT KONG XIAOAN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou First Pv Material Co., Ltd.

  TICKER:               603806                            CUSIP:   Y29846105

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE COMPANY'S RAISED FUNDS PROJECT          ISSUER            YES             FOR                  FOR

COMPLETION AND USE OF EXCESS RAISED FUNDS TO

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #7: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES         AGAINST           AGAINST

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou First Pv Material Co., Ltd.

  TICKER:               603806                            CUSIP:   Y29846105

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Hangyang Co., Ltd.

  TICKER:               002430                            CUSIP:   Y30390101

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SHI JIEWEN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY ZHUMADIAN HANGYANG GAS CO.,

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY SHUANGYASHAN HANGYANG LONGTAI

GAS CO., LTD.

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY SHANXI HANGYANG GANDING GAS

CO., LTD.

PROPOSAL #5: APPROVE RE-EXAMINATION AND APPROVAL                ISSUER            YES         AGAINST           AGAINST

PROCEDURES OF GUARANTEE PROVISION TO CONTROLLED

SUBSIDIARY JIANGXI HANGYANG PINGGANG GAS CO., LTD.

PROPOSAL #6: APPROVE APPLICATION ENTRUSTED LOANS FROM        ISSUER            YES             FOR                  FOR

 CONTROLLING SHAREHOLDER HANGZHOU OXYGEN GROUP CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Hangyang Co., Ltd.

  TICKER:               002430                            CUSIP:   Y30390101

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Hangyang Co., Ltd.

  TICKER:               002430                            CUSIP:   Y30390101

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ISSUE PRICE AND PRICING                   ISSUER            YES             FOR                  FOR

REFERENCE DATE

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION WITH CONDITIONAL SHARES SUBSCRIPTION

AGREEMENT WITH CONTROLLING SHAREHOLDER IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE ACQUISITION OF PARTIAL                        ISSUER            YES             FOR                  FOR

PRODUCTION RELATED ASSETS OF CONTROLLING SHAREHOLDER

TO BE A RELATED PARTY TRANSACTION

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Hangyang Co., Ltd.

  TICKER:               002430                            CUSIP:   Y30390101

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #4: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE 2015 SPECIAL REPORT ON THE                 ISSUER            YES             FOR                  FOR

DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #10: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SUPERVISORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Hangyang Co., Ltd.

  TICKER:               002430                            CUSIP:   Y30390101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU JING AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #1.2: ELECT GUO BIN AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2: APPROVE RE-EVALUATION OF GUARANTEE                 ISSUER            YES             FOR                  FOR

PROVISION FOR WHOLLY-OWNED SUBSIDIARY SHANDONG

HANGYANG GAS CO., LTD

PROPOSAL #3: APPROVE RE-EVALUATION OF GUARANTEE                 ISSUER            YES             FOR                  FOR

PROVISION FOR WHOLLY-OWNED SUBSIDIARY GUANGXI

HANGYANG GAS CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Hikvision Digital Technology Co., Ltd.

  TICKER:               002415                            CUSIP:   Y3038Z105

  MEETING DATE:   10/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ADDITIONAL APPLICATION OF          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO TWO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES AND ADDITIONAL PROVISION OF

 GUARANTEE

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #5: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #7: AMEND WORKING REGULATIONS FOR                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF AUTHORIZATION        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE MANAGEMENT SYSTEM (DRAFT) OF KEY        ISSUER            YES             FOR                  FOR

 EMPLOYEE CO-INVESTMENT

PROPOSAL #10: APPROVE CHANGE OF THE REGISTERED                   ISSUER            YES             FOR                  FOR

ADDRESS AND AMENDMENT OF ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Hikvision Digital Technology Co., Ltd.

  TICKER:               002415                            CUSIP:   Y3038Z105

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE OVERSEAS ISSUANCE OF FOREIGN              ISSUER            YES             FOR                  FOR

CURRENCY BONDS

PROPOSAL #1.1: APPROVE MAIN SUBJECT OF ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ISSUE METHOD                                       ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #1.3: APPROVE CURRENCY TYPE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE ISSUE AMOUNT                                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: APPROVE GUARANTEE AND OTHER CREDIT            ISSUER            YES             FOR                  FOR

ENHANCEMENT ARRANGEMENTS

PROPOSAL #1.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #3: APPROVE 2016 COMPREHENSIVE CREDIT                   ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO 5                     ISSUER            YES             FOR                  FOR

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Hikvision Digital Technology Co., Ltd.

  TICKER:               002415                            CUSIP:   Y3038Z105

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE ADDITIONAL GUARANTEES TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Jiebai Group Co., Limited

  TICKER:               600814                            CUSIP:   Y3042B102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION ASSESSMENT OF                 ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD.

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #9: APPROVE USE OF OWN FUNDS CONDUCT                     ISSUER            YES             FOR                  FOR

INVESTMENT AND FINANCIAL MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Liaison Interactive Information Technology Co., Ltd.

  TICKER:               002280                            CUSIP:   Y3041Y103

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

CONDUCT CASH MANAGEMENT

PROPOSAL #2: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES BY THE COMPANY AND COMPANY'S

SUBSIDIARIES FROM BANK AND OTHER FINANCIAL

PROPOSAL #3: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED (INDIRECT) SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Liaison Interactive Information Technology Co., Ltd.

  TICKER:               002280                            CUSIP:   Y3041Y103

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE TERMINATION OF PARTIAL PROJECTS         ISSUER            YES             FOR                  FOR

TO BE FUNDED BY PREVIOUS PRIVATE PLACEMENT AND USE OF

 REMAINING RAISED FUNDS TO PERMANENTLY REPLENISH

COMPANY'S WORKING CAPITAL

PROPOSAL #6: APPROVE CHANGE IN IMPLEMENTING MANNER OF        ISSUER            YES             FOR                  FOR

 PARTIAL PROJECT TO BE FUNDED BY 2015 PRIVATE

PLACEMENT TO PURCHASE OFFICE BUILDING IN BEIJING

PROPOSAL #7: APPROVE CAPITAL INJECTION IN WHOLLY                ISSUER            YES             FOR                  FOR

OWNED (INDIRECT) SUBSIDIARY

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

PROPOSAL #10: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #11: APPROVE RE-APPOINTMENT OF 2016 AUDITOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Robam Appliances Co Ltd

  TICKER:               002508                            CUSIP:   Y3041Z100

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE CHANGES IN REGISTERED CAPITAL,          ISSUER             NO              N/A                  N/A

AMEND BUSINESS SCOPE AND AMEND ARTICLES OF

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Silan Microelectronics Co., Ltd.

  TICKER:               600460                            CUSIP:   Y30432101

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #4: AMEND MAJOR BUSINESS DECISIONS                        ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #5: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF 8 INCH CHIP PRODUCTION LINE WITH NATIONAL

INTEGRATED CIRCUIT INDUSTRY INVESTMENT FUND CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Silan Microelectronics Co., Ltd.

  TICKER:               600460                            CUSIP:   Y30432101

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH HANGZHOU YOUWANG ELECTRONICS CO., LTD.

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES AND CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #10: APPROVE USE OF OWN IDLE FUNDS TO INVEST        ISSUER            YES             FOR                  FOR

 IN BANK FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Silan Microelectronics Co., Ltd.

  TICKER:               600460                            CUSIP:   Y30432101

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2.01: ELECT CHEN XIANGDONG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.02: ELECT ZHENG SHAOBO AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.03: ELECT FAN WEIHONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: ELECT JIANG ZHONGYONG AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.05: ELECT LUO HUABING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.06: ELECT LI ZHIGANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.07: ELECT WANG HAICHUAN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.01: ELECT FENG XIAO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT ZHU DAZHONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT SONG ZHIHUAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.04: ELECT MA SHUZHONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT SONG WEIQUAN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT CHEN GUOHUA AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Zhongheng Electric Co Ltd

  TICKER:               002364                            CUSIP:   Y3042Y102

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF NEW ENERGY VEHICLES SMART CHARGING EQUIPMENT

PRODUCTION LINE

PROPOSAL #2: APPROVE CHANGE IN RESOLUTION VALIDITY            ISSUER            YES         AGAINST           AGAINST

PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #3: APPROVE CHANGE IN AUTHORIZATION PERIOD          ISSUER            YES         AGAINST           AGAINST

OF THE BOARD TO HANDLE MATTERS REGARDING PRIVATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Zhongheng Electric Co Ltd

  TICKER:               002364                            CUSIP:   Y3042Y102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #8: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AUDITOR

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hangzhou Zhongheng Electric Co Ltd

  TICKER:               002364                            CUSIP:   Y3042Y102

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HannStar Display Corp.

  TICKER:               6116                                CUSIP:   Y3062S100

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: APPROVE CASH CAPITAL INCREASE VIA PUBLIC        ISSUER            YES             FOR                  FOR

 OFFERING AND/OR PRIVATE PLACEMENT

 


 

 

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HannsTouch Solution Corp.

  TICKER:               3049                                CUSIP:   Y3080C103

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF MARKETABLE                        ISSUER            YES         AGAINST           AGAINST

SECURITIES VIA PUBLIC OFFERING OR PRIVATE PLACEMENT

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Han's Laser Technology Industry Group Co., Ltd.

  TICKER:               002008                            CUSIP:   Y3063F107

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER             NO              N/A                  N/A

2016 AUDITOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION AND AMEND RULES AND PROCEDURES REGARDING

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #8: APPROVE DISMISS OF ZHANG PENG AS NON-             ISSUER             NO              N/A                  N/A

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hanwang Technology Co., Ltd.

  TICKER:               002362                            CUSIP:   Y30661105

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE CHANGE OF FINANCIAL AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hanwang Technology Co., Ltd.

  TICKER:               002362                            CUSIP:   Y30661105

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE APPOINTMENT OF SHINEWING CPAS AS        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE REMUNERATION (ALLOWANCE) OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND IMPLEMENTATION RULES ON                        ISSUER            YES             FOR                  FOR

MANAGEMENT SHARE PURCHASE PLAN AS WELL AS

PROPOSAL #11: APPROVE ADJUSTMENT ON ISSUING SUBJECT          ISSUER            YES             FOR                  FOR

OF PURCHASING FINANCIAL PRODUCT USING IDLE RAISED

FUNDS AS WELL AS AUTHORIZATION LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haoxiangni Jujube Co Ltd.

  TICKER:               002582                            CUSIP:   Y3068A103

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT BI HUIJING AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Haoxiangni Jujube Co Ltd.

  TICKER:               002582                            CUSIP:   Y3068A103

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE 2015 ACTUAL RELATED PARTY                   ISSUER             NO              N/A                  N/A

TRANSACTION AND 2016 RELATED PARTY TRANSACTIONS

 


 

 

PROPOSAL #8: APPROVE 2016 BANK COMPREHENSIVE CREDIT          ISSUER             NO              N/A                  N/A

LINE AND GUARANTEE PROVISION

PROPOSAL #9: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER             NO              N/A                  N/A

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hap Seng Consolidated Berhad

  TICKER:               HAPSENG                          CUSIP:   Y6579W100

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JORGEN BORNHOFT AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ABDUL AZIZ BIN HASAN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SIMON SHIM KONG YIP AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LEOW MING FONG @ LEOW MIN FONG  AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE JORGEN BORNHOFT TO CONTINUE                ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hap Seng Consolidated Berhad

  TICKER:               HAPSENG                          CUSIP:   Y6579W100

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 GEK POH (HOLDINGS) SDN BHD GROUP

PROPOSAL #2: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 LEI SHING HONG LIMITED GROUP

PROPOSAL #3: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 SAMLING STRATEGIC CORPORATION SDN BHD GROUP, LINGUI

DEVELOPMENTS BERHAD GROUP, AND GLENEALY PLANTATIONS

(MALAYA) BERHAD GROUP

PROPOSAL #4: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 CORPORATED INTERNATIONAL CONSULTANT

PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE THE PROPOSED DISPOSAL AND THE            ISSUER            YES             FOR                  FOR

PROPOSED OPTION SHARES DISPOSAL

PROPOSAL #7: APPROVE ACQUISITION OF THE ENTIRE ISSUED        ISSUER            YES             FOR                  FOR

 SHARE CAPITAL OF MALAYSIAN MOSAICS SDN BHD FROM GEK

POH (HOLDINGS) SDN BHD

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Air Conditioning Co., Ltd.

  TICKER:               600202                            CUSIP:   Y3068L109

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF WHOLLY-             ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SHANGHAI TIANBO ENERGY EQUIPMENT

CO., LTD.

PROPOSAL #2: APPROVE SALE OF NANHU ROAD FACTORY                 ISSUER            YES             FOR                  FOR

DISTRICT ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Air Conditioning Co., Ltd.

  TICKER:               600202                            CUSIP:   Y3068L109

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COLLECTION OF DEBT FROM 4                   ISSUER            YES             FOR                  FOR

COMPANIES OWNED BY INNER MONGOLIA ENERGY POWER

INVESTMENT GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Air Conditioning Co., Ltd.

  TICKER:               600202                            CUSIP:   Y3068L109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE REMOVAL OF ZHANG WENLAING AS              ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8: ELECT ZHANG XINMING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: ELECT LIU MEIJUAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin BOSHI Automation Co., Ltd.

  TICKER:               002698                            CUSIP:   Y30693108

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin BOSHI Automation Co., Ltd.

  TICKER:               002698                            CUSIP:   Y30693108

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE USE OF IDLE RAISED FUNDS AND          SHAREHOLDER        YES             FOR                  FOR

EXCESS RAISED FUNDS TO CONDUCT CASH MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Electric Company Ltd.

  TICKER:               01133                              CUSIP:   Y30683109

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AUTHORIZE BOARD TO MAKE NECESSARY                   ISSUER            YES             FOR                  FOR

AMENDMENTS TO THE ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Electric Company Ltd.

  TICKER:               01133                              CUSIP:   Y30683109

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AUTHORIZE BOARD TO MAKE NECESSARY                   ISSUER            YES             FOR                  FOR

AMENDMENTS TO THE ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Electric Company Ltd.

  TICKER:               01133                              CUSIP:   Y30683109

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Electric Company Ltd.

  TICKER:               1133                                CUSIP:   Y30683109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: ACCEPT AUDITED ACCOUNTS AND THE                       ISSUER            YES             FOR                  FOR

AUDITOR'S REPORT

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE BDO CHINA SHU LUN PAN CERTIFIED         ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS LLP AS AUDITORS AND TO FIX THEIR

REMUNERATION

PROPOSAL #6: AUTHORIZE BOARD TO APPOINT ANY PERSON TO        ISSUER            YES             FOR                  FOR

 FILL IN A CASUAL VACANCY IN THE BOARD OF DIRECTORS

OR AS AN ADDITIONAL DIRECTOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Electric Coporation Jiamusi Electric Machine Co.,Ltd.

  TICKER:               000922                            CUSIP:   Y0005W107

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHAO MING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT ZHANG ZHIXIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.3: ELECT ZHANG YINGJIAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.4: ELECT LI GUOQIANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT DU WENPENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT GAO QUANHONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT SUN CHUANYAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT JIA ZHAOHUA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT HU FENGBIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT GUO YAN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT CHANG ZHONG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Electric Corporation Jiamusi Electric Machine Co., Ltd.

  TICKER:               000922                            CUSIP:   Y0005W107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #9: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE COMPLETION OF SUZHOU JIADIAN            ISSUER            YES             FOR                  FOR

INVESTMENT CONSTRUCTION PROJECT AND USE OF REMAINING

RAISED FUNDS TO PERMANENTLY REPLENISH COMPANY'S

WORKING CAPITAL AS WELL AS DELAY IN THE

IMPLEMENTATION OF THE TIANJIAN JIADIAN INVESTMENT

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE CHANGE OF THE REGISTERED                   ISSUER            YES             FOR                  FOR

ADDRESS

PROPOSAL #13: APPROVE CHANGE IN REGISTERED CAPITAL             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Electric Corporation Jiamusi Electric Machine Co., Ltd.

  TICKER:               000922                            CUSIP:   Y0005W107

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU QINGYONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT AI LISONG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN ESTABLISHING            ISSUER            YES             FOR                  FOR

INTERNET PROPERTY INSURANCE COMPANY

PROPOSAL #2: AMEND EXTERNAL INVESTMENT MANAGEMENT              ISSUER            YES             FOR                  FOR

SYSTEM

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES         AGAINST           AGAINST

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: APPROVE AMOUNT OF RAISED FUNDS                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES         AGAINST           AGAINST

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #4.1: APPROVE FEASIBILITY ANALYSIS REPORT ON        ISSUER            YES         AGAINST           AGAINST

 GUANGZHOU XINHUACHENG BIOLOGICAL TECHNOLOGY CO.,

LTD.'S GINKGOLIDE B INJECTION PLANT EXPANSION PROJECT

PROPOSAL #4.2: APPROVE FEASIBILITY ANALYSIS REPORT ON        ISSUER            YES         AGAINST           AGAINST

 AONUO (CHINA) PHARMACEUTICALS CO., LTD.'S

COMPREHENSIVE WORKSHOP PROJECT

PROPOSAL #4.3: APPROVE FEASIBILITY ANALYSIS REPORT ON        ISSUER            YES         AGAINST           AGAINST

 COMPANY'S MARKETING CENTER SALES TERMINAL NETWORK

MANAGEMENT SYSTEM CONSTRUCTION PROJECT

PROPOSAL #4.4: APPROVE FEASIBILITY ANALYSIS REPORT ON        ISSUER            YES         AGAINST           AGAINST

 COMPANY'S INFORMATION TECHNOLOGY PROJECTS

PROPOSAL #4.5: APPROVE FEASIBILITY ANALYSIS REPORT ON        ISSUER            YES         AGAINST           AGAINST

 COMPANY'S SUPPLEMENTARY WORKING CAPITAL

PROPOSAL #5: APPROVE SPECIAL REPORT ON THE USAGE OF          ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6.1: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ZHUHAI XURI LONGCHANG

INVESTMENT PARTNERSHIP (LP)

PROPOSAL #6.2: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ZHUHAI HENGYI DACHANG

INVESTMENT PARTNERSHIP (LP)

 


 

 

PROPOSAL #6.3: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ZHUHAI ZUNYA JINXIU

INVESTMENT PARTNERSHIP (LP)

PROPOSAL #6.4: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH NINGBO XURI JIUJIA EQUITY

 INVESTMENT PARTNERSHIP (LP)

PROPOSAL #6.5: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH NINGBO MEISHAN BONDED

PORT HONGKANG ZHONGWANG EQUITY INVESTMENT

PARTNERSHIP'S REPRESENTATIVE NINGBO BAIJIU CHANGQING

INVESTMENT MANAGEMENT CO., LTD.

PROPOSAL #6.6: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH NINGBO MEISHAN BONDED

PORT JIARUN HONGSHI EQUITY INVESTMENT PARTNERSHIP'S

REPRESENTATIVE NINGBO BAIJIU CHANGQING INVESTMENT

PROPOSAL #6.7: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH NINGBO MEISHAN BONDED

PORT RUIHONG JIAYE EQUITY INVESTMENT PARTNERSHIP'S

REPRESENTATIVE NINGBO HUADENG ZHONGHUI INVESTMENT

PROPOSAL #6.8: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH TIBET ZHICHENYU

INVESTMENT CO., LTD.'S REPRESENTATIVE SHEN PEIJIN

PROPOSAL #6.9: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH TIBET BORUIQI INVESTMENT

CO., LTD.'S REPRESENTATIVE MAO ZHIHUA AND CHEN HAO

PROPOSAL #6.10: APPROVE CONDITIONAL SHARES                          ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH TIBET DINGRUIYU

INVESTMENT CO., LTD.'S REPRESENTATIVE GU YONGMEI

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT OF NEW A

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF GLORIA GENE              ISSUER            YES             FOR                  FOR

BIOTECHNOLOGY (SHENZHEN) CO., LTD. BY WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #2: APPROVE THE DISCLOSURE OBLIGATIONS STILL        ISSUER            YES             FOR                  FOR

 NEED TO BE FULFILLED REGARDING THE MAJOR ASSET

RESTRUCTURING IN CONNECTION TO ACQUISITION OF 85.01%

EQUITY OF SHANXI PUDE PHARMACEUTICAL CO., LTD.

PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY                 ISSUER            YES             FOR                  FOR

REGARDING COMPANY'S MAJOR ASSET PURCHASE

PROPOSAL #4: APPROVE RELEVANT PRO FORMA CONSOLIDATED         ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENT AUDIT REPORT OF THE TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE ADJUSTMENT TO ISSUANCE OF NEW A         ISSUER            YES             FOR                  FOR

SHARES VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE ADJUSTMENT TO THE FEASIBILITY            ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #3: APPROVE ADJUSTMENT TO RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT AND SUPPLEMENTAL AGREEMENT

WITH TARGET PARTIES IN CONNECTION TO PRIVATE

PROPOSAL #4.1: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH ZHUHAI

XURI LONGCHANG INVESTMENT PARTNERSHIP (LIMITED

PARTNERSHIP) IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4.2: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH ZHUHAI

HENGYI DACHANG INVESTMENT PARTNERSHIP (LIMITED

PARTNERSHIP) IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4.3: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH ZHUHAI

ZUNYA JINXIU INVESTMENT PARTNERSHIP (LIMITED

PARTNERSHIP) IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4.4: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH NINGBO

XURI JIUJIA EQUITY INVESTMENT PARTNERSHIP (LIMITED

PARTNERSHIP) IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4.5: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH NINGBO

MEISHAN TAX FREE PORT HONGKANG ZHONGWANG EQUITY

INVESTMENT PARTNERSHIP (LIMITED PARTNERSHIP) IN

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4.6: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH NINGBO

MEISHAN TAX FREE PORT JIARUN HONGSHI EQUITY

INVESTMENT PARTNERSHIP (LIMITED PARTNERSHIP) IN

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4.7: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH NINGBO

MEISHAN TAX FREE PORT RUIHONG JIAYE EQUITY INVESTMENT

 PARTNERSHIP (LIMITED PARTNERSHIP) IN CONNECTION TO

PRIVATE PLACEMENT

PROPOSAL #4.8: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TIBET

ZHICHENYU INVESTMENT CO., LTD. IN CONNECTION TO

PRIVATE PLACEMENT

PROPOSAL #4.9: APPROVE SIGNING OF SUPPLEMENTAL                   ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TIBET

BORUIQI INVESTMENT CO., LTD. IN CONNECTION TO PRIVATE

 PLACEMENT

PROPOSAL #4.10: APPROVE SIGNING OF SUPPLEMENTAL                 ISSUER            YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TIBET

DINGRUIYU INVESTMENT CO., LTD. IN CONNECTION TO

PRIVATE PLACEMENT

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COMMITMENT OF RELEVANT PARTIES          ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE COUNTER-DILUTION MEASURES TO THE

 PRIVATE PLACEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT INVESTMENT TO ESTABLISH A         ISSUER            YES             FOR                  FOR

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE APPOINTMENT OF SHANGHAI CPAS AS         ISSUER            YES             FOR                  FOR

2016 EXTERNAL AUDITOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK LOAN APPLIED BY WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gloria Pharmaceuticals Co., Ltd.

  TICKER:               002437                            CUSIP:   Y30688108

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF MANAGEMENT TO          ISSUER            YES             FOR                  FOR

INVEST IN FOREIGN HIGH-QUALITY MEDICAL AND HEALTH

TARGETS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Gong Da High-Tech Enterprise Development Co., Ltd.

  TICKER:               600701                            CUSIP:   Y3067W106

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD OF ACQUISITION BY SHARE ISSUANCE AS WELL AS

RAISING SUPPORTING FUNDS

PROPOSAL #10: APPROVE EXTENSION IN THE AUTHORIZATION         ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF THE BOARD TO HANDLE MATTERS

RELATED TO MAJOR ASSET RESTRUCTURING

PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Hatou Investment Co., Ltd.

  TICKER:               600864                            CUSIP:   Y3067Z109

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITORS AND                ISSUER            YES             FOR                  FOR

DETERMINATION OF THEIR REMUNERATION

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #9: APPROVE INTERNAL CONTROL AUDITOR'S                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin High-Tech (Group) Co., Ltd.

  TICKER:               600095                            CUSIP:   Y3067X104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Pharmaceutical Group Co Ltd

  TICKER:               600664                            CUSIP:   Y3067Y102

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FORMULATION OF EXTERNAL DIRECTOR        ISSUER            YES             FOR                  FOR

 ALLOWANCE SYSTEM

PROPOSAL #2.01: ELECT ZHANG ZHENPING AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harbin Pharmaceutical Group Co Ltd

  TICKER:               600664                            CUSIP:   Y3067Y102

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 AUDIT SUMMARY REPORT AND            ISSUER            YES             FOR                  FOR

RE-APPOINTMENT OF AUDITOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #8: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Harmony Gold Mining Company Ltd

  TICKER:               HAR                                  CUSIP:   S34320101

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT FIKILE DE BUCK AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT MODISE MOTLOBA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT PATRICE MOTSEPE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT JOAQUIM CHISSANO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT JOHN WETTON AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #6: RE-ELECT FIKILE DE BUCK AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #7: RE-ELECT SIMO LUSHABA AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #8: RE-ELECT MODISE MOTLOBA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #9: RE-ELECT KARABO NONDUMO AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS                   ISSUER            YES             FOR                  FOR

INCORPORATED AS AUDITORS OF THE COMPANY

PROPOSAL #11: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #13: AMEND HARMONY 2006 SHARE PLAN                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE NON-EXECUTIVE DIRECTORS'                   ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #15: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 AND INTER-RELATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hathway Cable & Datacom Ltd.

  TICKER:               533162                            CUSIP:   Y3R14J142

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hathway Cable & Datacom Ltd.

  TICKER:               533162                            CUSIP:   Y3R14J142

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF J. G. PILLAI AS MANAGING DIRECTOR AND CEO

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Havells India Ltd.

  TICKER:               517354                            CUSIP:   Y3116C119

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE HAVELLS EMPLOYEE STOCK PURCHASE         ISSUER            YES             FOR                  FOR

SCHEME 2015 (ESPS 2015) AND ITS IMPLEMENTATION

THROUGH TRUST

PROPOSAL #2: AUTHORIZE HAVELLS EMPLOYEES WELFARE                ISSUER            YES             FOR                  FOR

TRUST FOR SUBSCRIPTION OF THE SHARES OF THE COMPANY

UNDER THE ESPS 2015

PROPOSAL #3: APPROVE PROVISION OF MONEY TO THE                   ISSUER            YES             FOR                  FOR

HAVELLS EMPLOYEES WELFARE TRUST /TRUSTEES FOR

SUBSCRIPTION OF SHARES OF THE COMPANY UNDER THE ESPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Havells India Ltd.

  TICKER:               517354                            CUSIP:   Y3116C119

  MEETING DATE:   1/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVESTMENT OF ENTIRE INVESTMENT         ISSUER            YES             FOR                  FOR

IN HAVELLS MALTA LIMITED BY HAVELLS HOLDINGS LIMITED

PROPOSAL #2: APPROVE DIVESTMENT OF ENTIRE INVESTMENT         ISSUER            YES             FOR                  FOR

IN HAVELLS EXIM LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HCL Technologies Ltd.

  TICKER:               HCLTECH                          CUSIP:   Y3121G147

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT S. K. KHANNA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE S. R. BATLIBOI & CO. LLP AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: ELECT T. SIEBER AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE THE IMPLEMENTATION OF THE 2004          ISSUER            YES             FOR                  FOR

STOCK OPTION PLAN THROUGH TRUST MECHANISM

PROPOSAL #6: APPROVE ACQUISITION OF SECONDARY SHARES         ISSUER            YES             FOR                  FOR

UNDER 2004 STOCK OPTION PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HCL Technologies Ltd.

  TICKER:               HCLTECH                          CUSIP:   Y3121G147

  MEETING DATE:   3/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HDFC Bank Limited

  TICKER:               500180                            CUSIP:   Y3119P174

  MEETING DATE:   7/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT P. SUKTHANKAR AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT K. BHARUCHA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT M. PATEL AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED

PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

A. PURI AS MANAGING DIRECTOR

PROPOSAL #10: AMEND TERMS OF APPOINTMENT OF K.                   ISSUER            YES             FOR                  FOR

BHARUCHA AS EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS WITH        ISSUER            YES             FOR                  FOR

 HDB FINANCIAL SERVICES LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               He Bei Cheng De LoLo Co., Ltd.

  TICKER:               000848                            CUSIP:   Y3120K107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION REPORT AND 2016 DAILY RELATED PARTY

TRANSACTION

PROPOSAL #7: APPROVE FINANCIAL SERVICE FRAMEWORK                ISSUER            YES             FOR                  FOR

AGREEMENT WITH WANXIANG FINANCE CO., LTD.

PROPOSAL #8: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hebei Hengshui Laobaigan Liquor Co., Ltd.

  TICKER:               600559                            CUSIP:   Y3119U108

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF BANK LOAN            ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 500 MILLION

PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #10: APPROVE INVESTMENT IN FINANCIAL                     ISSUER            YES             FOR                  FOR

PRODUCTS USING OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hebei Iron & Steel Co., Ltd.

  TICKER:               000709                            CUSIP:   Y85343104

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AUTHORIZATION OF THE BOARD IN         ISSUER            YES             FOR                  FOR

CONNECTION TO THE ISSUANCE

PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hebei Iron & Steel Co., Ltd.

  TICKER:               000709                            CUSIP:   Y85343104

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hebei Iron & Steel Co., Ltd.

  TICKER:               000709                            CUSIP:   Y85343104

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE FINANCIAL BUSINESS WITH HEGANG          ISSUER            YES             FOR                  FOR

GROUP FINANCE CO., LTD.

PROPOSAL #8.1: ELECT YU YONG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.2: ELECT PENG ZHAOFENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.3: ELECT LI GUIYANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.4: ELECT ZHANG HAI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.5: ELECT WANG HONGREN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.6: ELECT LIU ZHENSUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.1: ELECT LI XINCHUANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.2: ELECT LI GUIHUA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.3: ELECT WANG ZHEN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.1: ELECT DONG WEIJUN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.2: ELECT HU ZHIGANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Department Store Group Co., Ltd.

  TICKER:               000417                            CUSIP:   Y3121A108

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITORS AND        ISSUER            YES             FOR                  FOR

 2015 PAYMENT OF THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiling Co., Ltd.

  TICKER:               000521                            CUSIP:   Y3119R105

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BANK CREDIT LINE GUARANTEE TO            ISSUER            YES             FOR                  FOR

DEALERS

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SICHUAN CHANGHONG APPLIANCE CO.,

LTD.IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

 


 

 

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiling Co., Ltd.

  TICKER:               200521                            CUSIP:   Y3119R105

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO THE PLAN FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RE-SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SICHUAN CHANGHONG

ELECTRIC CO., LTD.

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PRIVATE PLACEMENT OF NEW A SHARES (REVISED)

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT (REVISED)

PROPOSAL #8: APPROVE FORWARD FOREIGN EXCHANGE TRADING        ISSUER            YES             FOR                  FOR

 BUSINESS

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF FINANCIAL SERVICE AGREEMENT WITH

 SICHUAN CHANGHONG GROUP FINANCE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiling Co., Ltd.

  TICKER:               200521                            CUSIP:   Y3119R105

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

REMUNERATION

PROPOSAL #7.1: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SICHUAN CHANGHONG ELECTRONICS

HOLDING GROUP CO., LTD. AND ITS CONTROLLED

SUBSIDIARIES (NOT INCLUDING SICHUAN CHANGHONG

PROPOSAL #7.2: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SICHUAN CHANGHONG ELECTRIC CO., LTD.

 AND ITS CONTROLLED SUBSIDIARIES (NOT INCLUDING HUAYI

 COMPRESSOR CO., LTD.)

PROPOSAL #7.3: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH HUAYI COMPRESSOR CO., LTD. AND ITS

CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE 2016 PROVISION OF CREDIT                     ISSUER            YES             FOR                  FOR

GUARANTEE TO WHOLLY-OWNED AND CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION FOR INVENTORY                     ISSUER            YES             FOR                  FOR

DISPOSAL

PROPOSAL #11: APPROVE DISPOSAL OF FIXED ASSETS                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROVISION FOR EMPLOYEE EARLY            ISSUER            YES             FOR                  FOR

RETIREMENT BENEFITS

PROPOSAL #13: ELECT XU BANGJUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiling Co., Ltd.

  TICKER:               000521                            CUSIP:   Y3121Q103

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF BANK CREDIT LINE            ISSUER            YES             FOR                  FOR

GUARANTEE TO DEALERS

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SICHUAN CHANGHONG APPLIANCE CO.,

LTD.IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiling Co., Ltd.

  TICKER:               200521                            CUSIP:   Y3121Q103

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO THE PLAN FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RE-SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SICHUAN CHANGHONG

ELECTRIC CO., LTD.

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING PRIVATE PLACEMENT OF NEW A SHARES (REVISED)

 


 

 

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT (REVISED)

PROPOSAL #8: APPROVE FORWARD FOREIGN EXCHANGE TRADING        ISSUER            YES             FOR                  FOR

 BUSINESS

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF FINANCIAL SERVICE AGREEMENT WITH

 SICHUAN CHANGHONG GROUP FINANCE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiling Co., Ltd.

  TICKER:               200521                            CUSIP:   Y3121Q103

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

REMUNERATION

PROPOSAL #7.1: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SICHUAN CHANGHONG ELECTRONICS

HOLDING GROUP CO., LTD. AND ITS CONTROLLED

SUBSIDIARIES (NOT INCLUDING SICHUAN CHANGHONG

PROPOSAL #7.2: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH SICHUAN CHANGHONG ELECTRIC CO., LTD.

 AND ITS CONTROLLED SUBSIDIARIES (NOT INCLUDING HUAYI

 COMPRESSOR CO., LTD.)

PROPOSAL #7.3: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH HUAYI COMPRESSOR CO., LTD. AND ITS

CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE 2016 PROVISION OF CREDIT                     ISSUER            YES             FOR                  FOR

GUARANTEE TO WHOLLY-OWNED AND CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION FOR INVENTORY                     ISSUER            YES             FOR                  FOR

DISPOSAL

PROPOSAL #11: APPROVE DISPOSAL OF FIXED ASSETS                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROVISION FOR EMPLOYEE EARLY            ISSUER            YES             FOR                  FOR

RETIREMENT BENEFITS

PROPOSAL #13: ELECT XU BANGJUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiya Optoelectronic Technology Inc

  TICKER:               002690                            CUSIP:   Y3123L102

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE USE OF OWN IDLE FUNDS TO                     ISSUER            YES             FOR                  FOR

PURCHASE LOW-RISK FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiya Optoelectronic Technology Inc

  TICKER:               002690                            CUSIP:   Y3123L102

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hefei Meiya Optoelectronic Technology Inc

  TICKER:               002690                            CUSIP:   Y3123L102

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG BENZHAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilan Home Co., Ltd.

  TICKER:               600398                            CUSIP:   Y1081Q105

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF JIANGSU                ISSUER            YES             FOR                  FOR

TALENT CERTIFIED PUBLIC ACCOUNTANTS AS FINANCIAL

AUDITOR AND INTERNAL CONTROL AUDITOR AND AUTHORIZE

THE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE MANAGEMENT SYSTEM OF EXTERNAL            ISSUER            YES             FOR                  FOR

INVESTMENTS

 


 

 

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Agriculture Co., Ltd.

  TICKER:               600598                            CUSIP:   Y3120A109

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YANG ZHANHAI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Agriculture Co., Ltd.

  TICKER:               600598                            CUSIP:   Y3120A109

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Agriculture Co., Ltd.

  TICKER:               600598                            CUSIP:   Y3120A109

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF WHOLLY-OWNED            ISSUER            YES             FOR                  FOR

SUBSIDIARY THROUGH TRANSFER OF PARTIAL ASSETS OF THE

HAOLIANGHE FERTILIZER BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Interchina Water Co., Ltd.

  TICKER:               600187                            CUSIP:   Y3120C105

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Interchina Water Co., Ltd.

  TICKER:               600187                            CUSIP:   Y3120C105

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Interchina Water Co., Ltd.

  TICKER:               600187                            CUSIP:   Y3120C105

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRICE INCREASE ADJUSTMENT                   ISSUER             NO              N/A                  N/A

MECHANISM IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER             NO              N/A                  N/A

SHARES (3RD REVISION)

PROPOSAL #3: APPROVE SIGNING OF 2ND SUPPLEMENTAL                ISSUER             NO              N/A                  N/A

CONDITIONAL SUBSCRIPTION AGREEEMENT

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT (2ND REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Interchina Watertreatment Co., Ltd.

  TICKER:               600187                            CUSIP:   Y3120C105

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALES OF EQUITY IN WHOLLY OWNED         ISSUER            YES             FOR                  FOR

SUBSIDIARY BEIJING TIANDIREN ENVIRONMENTAL TECHNOLOGY

 CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Interchina Watertreatment Co., Ltd.

  TICKER:               600187                            CUSIP:   Y3120C105

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE 2015 PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES (REVISED)

PROPOSAL #4: APPROVE 2015 FEASIBILITY ANALYSIS REPORT        ISSUER            YES             FOR                  FOR

 ON THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT IN CONNECTION TO THE 2015

PRIVATE PLACEMENT

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT (REVISED)

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang Interchina Watertreatment Co., Ltd.

  TICKER:               600187                            CUSIP:   Y3120C105

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heilongjiang ZBD Pharmaceutical Co Ltd.

  TICKER:               603567                            CUSIP:   Y3R2DB105

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

 


 

 

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES TO SPECIFIC PARTIES

PROPOSAL #9.01: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #9.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER             NO              N/A                  N/A

PROPOSAL #9.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER             NO              N/A                  N/A

PROPOSAL #9.04: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #9.05: APPROVE TARGET SUBSCRIBERS,                        ISSUER             NO              N/A                  N/A

SUBSCRIPTION SIZE, SUBSCRIPTION AMOUNT AND

SUBSCRIPTION METHOD

PROPOSAL #9.06: APPROVE REPORT ON THE DEPOSIT AND              ISSUER             NO              N/A                  N/A

USAGE OF RAISED FUNDS

PROPOSAL #9.07: APPROVE LOCK-UP PERIOD                                  ISSUER             NO              N/A                  N/A

PROPOSAL #9.08: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #9.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #9.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER             NO              N/A                  N/A

SHARES

PROPOSAL #11: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS

PROPOSAL #12: APPROVE REPORT ON THE USAGE OF                       ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #13: APPROVE SUBSCRIPTION AGREEMENT AND                ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS

PROPOSAL #14: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #15: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #16: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #17: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER             NO              N/A                  N/A

PROPOSAL #18: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Heliopolis Company for Housing and Development

  TICKER:               HELI                                CUSIP:   M52987100

  MEETING DATE:   6/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISIONARY BUDGET FOR FY                 ISSUER             NO              N/A                  N/A

2016/2017

PROPOSAL #2: REVIEW┬ÁPROJECTS UNDER┬ÁIMPLEMENTATION           ISSUER             NO              N/A                  N/A

PROPOSAL #1: APPROVE TRANSFER PUBLIC ADMINISTRATION          ISSUER             NO              N/A                  N/A

BUILDING FROM CAPITAL ASSETS TO FLOATING ASSETS FOR

REAL ESTATE INVESTMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hellenic Exchanges - Athens Stock Exchange SA

  TICKER:               EXAE                                CUSIP:   X3247C104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIRECTOR REMUNERATION FOR 2015           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DIRECTOR REMUNERATION FOR 2016           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #7: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

PROPOSAL #9: APPROVE REDUCTION IN ISSUED SHARE                   ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hellenic Exchanges - Athens Stock Exchange SA

  TICKER:               EXAE                                CUSIP:   X3247C104

  MEETING DATE:   6/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REDUCTION IN ISSUED SHARE                   ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hellenic Petroleum SA

  TICKER:               ELPE                                CUSIP:   X3234A111

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES         AGAINST           AGAINST

REMUNERATION

PROPOSAL #7: ELECT MEMBERS OF AUDIT COMMITTEE                      ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hellenic Telecommunications Organization SA

  TICKER:               HTO                                  CUSIP:   X3258B102

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE DIRECTOR LIABILITY CONTRACTS               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE TRANSACTIONS WITH SUBSIDIARIES           ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND CORPORATE PURPOSE                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Ancai Hi-tech Co., Ltd.

  TICKER:               600207                            CUSIP:   Y3121D102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE APPLICATION OF ENTRUSTED LOAN            ISSUER            YES             FOR                  FOR

FROM CONTROLLING SHAREHOLDER

PROPOSAL #10: ELECT GUO YUNKAI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11: ELECT HAI FU'AN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Billions Chemicals Co Ltd.

  TICKER:               002601                            CUSIP:   Y3122W109

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE

 


 

 

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY BILLION (HONG KONG) CO., LTD.'S

FOREIGN LOAN

PROPOSAL #3: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION MANAGEMENT SYSTEM          ISSUER            YES             FOR                  FOR

OF CHAIRMAN OF DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY BILLION (HONG KONG) CO., LTD.

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #9: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY (EUROPE COMPANY)

PROPOSAL #10: APPROVE GUARANTEE PROVISION TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARY (HONG KONG COMPANY)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Billions Chemicals Co Ltd.

  TICKER:               002601                            CUSIP:   Y3122W109

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE DECREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #8: APPROVE ADJUSTMENT TO THE INVESTMENT              ISSUER            YES             FOR                  FOR

AMOUNT OF THE CHLORIDE PROCESS TITANIUM DIOXIDE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Billions Chemicals Co Ltd.

  TICKER:               002601                            CUSIP:   Y3122W109

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE FINANCIAL ASSISTANT PROVISION             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE APPLICATION OF BANK LOAN THROUGH        ISSUER            YES             FOR                  FOR

 ASSETS MORTGAGE

PROPOSAL #4: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Billions Chemicals Co Ltd.

  TICKER:               002601                            CUSIP:   Y3122W109

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES         AGAINST           AGAINST

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION                 ISSUER            YES         AGAINST           AGAINST

PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Dayou Energy Co., Ltd.

  TICKER:               600403                            CUSIP:   Y62033108

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE 2015 ACTUAL RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9: ELECT LI JUNQING AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #10.01: ELECT DENG WENXING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT HU PINGJUN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Hengxing Science & Technology Co., Ltd.

  TICKER:               002132                            CUSIP:   Y31221107

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ADJUSTMENT TO ISSUE PRICE AND         ISSUER            YES             FOR                  FOR

PRICING BASIS

PROPOSAL #1.2: APPROVE ADJUSTMENT TO ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE ADJUSTMENT TO AMOUNT AND                 ISSUER            YES             FOR                  FOR

INTENDED USAGE OF RAISED FUNDS

PROPOSAL #1.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

 


 

 

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Hengxing Science & Technology Co., Ltd.

  TICKER:               002132                            CUSIP:   Y31221107

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

FINANCING OF INDIRECT CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE APPLICATION OF CREDIT LINES FROM        ISSUER            YES             FOR                  FOR

 BANKS BY COMPANY AND INDIRECT CONTROLLED SUBSIDIARY

PROPOSAL #3: APPROVE WHOLLY-OWNED SUBSIDIARY TO USE          ISSUER            YES             FOR                  FOR

OWN FUNDS FOR RISKY INVESTMENTS

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Hengxing Science & Technology Co., Ltd.

  TICKER:               002132                            CUSIP:   Y31221107

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENTS FROM DIRECTORS,                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS, CONTROLLING SHAREHOLDER

AND ULTIMATE CONTROLLING SHAREHOLDER REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #3: APPROVE USE OF IDLE FUNDS TO INVEST IN          ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Hengxing Science & Technology Co., Ltd.

  TICKER:               002132                            CUSIP:   Y31221107

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

 


 

 

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE INCLUSION OF XIE XIAOBO (COMPANY   SHAREHOLDER        YES             FOR                  FOR

 DIRECTOR, DEPUTY GENERAL MANAGER), THE SON OF

COMPANY'S ULTIMATE CONTROLLING SHAREHOLDER XIE

BAOJUN, AS PARTICIPANT OF THE RESTRICTED STOCKS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Hengxing Science & Technology Co., Ltd.

  TICKER:               002132                            CUSIP:   Y31221107

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Huanghe Whirlwind Co,.Ltd.

  TICKER:               600172                            CUSIP:   Y3121L104

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEE TO          ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHANGHAI MINGJIANG

INTELLIGENT SYSTEMS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Huanghe Whirlwind Co,.Ltd.

  TICKER:               600172                            CUSIP:   Y3121L104

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMENDMENTS TO ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Huanghe Whirlwind Co,.Ltd.

  TICKER:               600172                            CUSIP:   Y3121L104

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

 


 

 

PROPOSAL #2.01: APPROVE BOND TYPE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE GUARANTEE MATTERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE METHOD AND TERM FOR THE                 ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #2.08: APPROVE CONVERSION PERIOD                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE METHOD FOR DETERMINING THE            ISSUER            YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION

PROPOSAL #2.10: APPROVE DETERMINATION AND ADJUSTMENT         ISSUER            YES             FOR                  FOR

OF CONVERSION PRICE

PROPOSAL #2.11: APPROVE TERMS FOR DOWNWARD ADJUSTMENT        ISSUER            YES             FOR                  FOR

 OF CONVERSION PRICE

PROPOSAL #2.12: APPROVE TERMS OF REDEMPTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE TERMS OF SELL-BACK                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.14: APPROVE DIVIDEND ATTRIBUTION FOR                ISSUER            YES             FOR                  FOR

CONVERSION YEAR

PROPOSAL #2.15: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.16: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.17: APPROVE MATTERS REGARDING BONDHOLDER         ISSUER            YES             FOR                  FOR

MEETING

PROPOSAL #2.18: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE RAISED FUNDS MANAGEMENT AND          ISSUER            YES             FOR                  FOR

DEPOSIT ACCOUNT

PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON ISSUANCE OF CONVERTIBLE         ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS AND THE RELEVANT MEASURES TO BE TAKEN

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Lotus Flower Gourmet Powder Co., Ltd.

  TICKER:               600186                            CUSIP:   Y3121N100

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME TO HENAN         ISSUER            YES             FOR                  FOR

LOTUS HEALTH INDUSTRY CO., LTD.

 


 

 

PROPOSAL #2: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Mingtai Al Industrial Co Ltd.

  TICKER:               601677                            CUSIP:   Y3122Z102

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER             NO              N/A                  N/A

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Mingtai Al Industrial Co Ltd.

  TICKER:               601677                            CUSIP:   Y3122Z102

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE APPOINTMENT OF DA HUA CPAS AS            ISSUER             NO              N/A                  N/A

2106 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #9.01: ELECT ZHOU ZHENGGUO AS INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Mingtai Al Industrial Co Ltd.

  TICKER:               601677                            CUSIP:   Y3122Z102

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT MA TINGYI AS NON-INDEPENDENT            ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT HUA XINMIN AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT DU YOUDONG AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT LIU JIE AS NON-INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT ZHAO YINGUI AS INDEPENDENT           SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

 


 

 

PROPOSAL #2.02: ELECT ZHOU ZHENGGUO AS INDEPENDENT        SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT SUN HUIPENG AS SUPERVISOR                  ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Pinggao Electric Co., Ltd.

  TICKER:               600312                            CUSIP:   Y3122A107

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE SUBSCRIPTION METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING METHOD

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL EQUITY            ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT WITH PINGGAO GROUP CO., LTD.

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL EQUITY            ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT WITH SHANGHAI TIANLING SWITCH

FACTORY CO., LTD.

PROPOSAL #9: APPROVE PROFIT FORECAST COMPENSATION              ISSUER            YES             FOR                  FOR

AGREEMENT WITH PINGGAO GROUP CO., LTD.

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #12: APPROVE ESTABLISHMENT OF SUBSIDIARY IN         ISSUER            YES             FOR                  FOR

INDIA

 


 

 

PROPOSAL #13: APPROVE SIGNING OF CONDITIONAL CAPITAL         ISSUER            YES             FOR                  FOR

INCREASE AGREEMENT WITH SHANGHAI JIAJIA (GROUP) CO.,

LTD.

PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #16: APPROVE AUDIT REPORT, PRO FORMA AUDIT          ISSUER            YES             FOR                  FOR

REPORT, EVALUATION REPORT AND PROFIT FORECAST REPORT

PROPOSAL #17: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS AND CONCLUSION AND THE

RELEVANCE OF VALUATION APPROACH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Pinggao Electric Co., Ltd.

  TICKER:               600312                            CUSIP:   Y3122A107

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE CHANGE IN PROVISION FOR BAD                ISSUER            YES             FOR                  FOR

DEBTS

PROPOSAL #10: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK

PROPOSAL #11: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Pinggao Electric Co., Ltd.

  TICKER:               600312                            CUSIP:   Y3122A107

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE ADJUSTMENT TO PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING METHOD

PROPOSAL #2.03: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE ADJUSTMENT TO PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE ADJUSTMENT TO FEASIBILITY                   ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMMITMENT OF CONTROLLING                   ISSUER            YES             FOR                  FOR

SHAREHOLDER IN CONNECTION TO THE COUNTER-DILUTION

MEASURES OF THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Pinggao Electric Co., Ltd.

  TICKER:               600312                            CUSIP:   Y3122A107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT REN WEILI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #3: APPROVE APPOINTMENT OF MAIN UNDERWRITER         ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE ISSUANCE OF ULTRA SHORT-TERM

FINANCIAL BILL

PROPOSAL #4: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Rebecca Hair Products Co., Ltd.

  TICKER:               600439                            CUSIP:   Y3122E109

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF ZHONGXI CPAS          ISSUER            YES             FOR                  FOR

AS 2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: ELECT ZHANG TIANYOU AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Senyuan Electric Co Ltd

  TICKER:               002358                            CUSIP:   Y3122L103

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVAL ADDITIONAL 2014 RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO INDIRECT         ISSUER            YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Senyuan Electric Co Ltd

  TICKER:               002358                            CUSIP:   Y3122L103

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF PARTIAL INVESTMENT                   ISSUER            YES             FOR                  FOR

PROJECT REMAINING FUNDS TO PERMANENTLY REPLENISH

COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Senyuan Electric Co Ltd

  TICKER:               002358                            CUSIP:   Y3122L103

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RISK WARNING REGARDING DILUTED          ISSUER            YES             FOR                  FOR

SPOT RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT  BY DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Senyuan Electric Co Ltd

  TICKER:               002358                            CUSIP:   Y3122L103

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO 2015 PRIVATE                 ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.08: APPROVE PRICING REFERENCE DATE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES (2ND REVISION)

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Senyuan Electric Co Ltd

  TICKER:               002358                            CUSIP:   Y3122L103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RATIFICATION ON THE ADDITIONAL          ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS OF 2015

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT CAO HONG AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT LIU YIBIN AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Shenhuo Coal Industry & Electricity Power Co., Ltd.

  TICKER:               000933                            CUSIP:   Y3122G104

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7.1: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #7.2: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

ASSOCIATE ENTERPRISE

 


 

 

PROPOSAL #8.1: APPROVE 2016 RECEIPT OF SERVICES FROM         ISSUER            YES             FOR                  FOR

HENAN SHENHUO CONSTRUCTION AND INSTALLATION

ENGINEERING CO., LTD.

PROPOSAL #8.2: APPROVE 2016 PURCHASE OF RAW MATERIALS        ISSUER            YES             FOR                  FOR

 AND SALE OF MATERIALS FROM HENAN SHENHUO GROUP NEW

LEADER CO., LTD. AND SUBSIDIARIES

PROPOSAL #8.3: APPROVE 2016 PURCHASE OF ALUMINUM                ISSUER            YES             FOR                  FOR

PRODUCTS, ELECTRICITY AND SALE OF MATERIALS FROM

HENAN SHENHUO GROUP CO., LTD. SHANGQIU ALUMINUM

PROPOSAL #8.4: APPROVE 2016 SALE OF ALUMINUM FROM              ISSUER            YES             FOR                  FOR

SHANGHAI SHENHUO FOIL CO., LTD.

PROPOSAL #8.5: APPROVE 2016 SALE OF ALUMINUM FROM              ISSUER            YES             FOR                  FOR

SHANGHAI SHENHUO INTERNATIONAL TRADE CO., LTD.

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Shuanghui Investment & Development Co., Ltd.

  TICKER:               000895                            CUSIP:   Y3121R101

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL 2015 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #2: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Shuanghui Investment and Development Co., Ltd.

  TICKER:               000895                            CUSIP:   Y3121R101

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPURCHASE OF THE CORRESPONDING         ISSUER            YES             FOR                  FOR

SHARES DUE TO UNFULFILLED PERFORMANCE COMMITMENT OF

THE TARGET ASSET CONSTRUCTION PROJECT IN CONNECTION

TO THE RESTRUCTURING

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #9: APPROVE AMENDMENT TO ARTICLES OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGE IN CAPITAL

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HeNan Splendor Science & Technology Co., Ltd.

  TICKER:               002296                            CUSIP:   Y3122H102

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE SHARE TYPE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE PAR VALUE                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE TIME                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE ISSUE AMOUNT AND ISSUE SIZE             ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3.13: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #4: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT                ISSUER            YES             FOR                  FOR

LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HeNan Splendor Science & Technology Co., Ltd.

  TICKER:               002296                            CUSIP:   Y3122H102

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE DRAFT OF PHASE 1 EMPLOYEE SHARE         ISSUER            YES             FOR                  FOR

PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #3: APPROVE EXTRACTION OF PHASE 1 EMPLOYEE          ISSUER            YES             FOR                  FOR

SHARE PURCHASE INCENTIVE FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HeNan Splendor Science & Technology Co., Ltd.

  TICKER:               002296                            CUSIP:   Y3122H102

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT AND SELF-CHECKLIST ON THE IMPLEMENTATION OF

INTERNAL CONTROL RULES

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #10: APPROVE RE-APPOINTMENT OF DA HUA CPAS          ISSUER            YES             FOR                  FOR

AS 2016 AUDITOR

PROPOSAL #11: APPROVE APPLICATION OF BANK CREDIT                ISSUER            YES             FOR                  FOR

LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HeNan Splendor Science & Technology Co., Ltd.

  TICKER:               002296                            CUSIP:   Y3122H102

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #2: APPROVE SUPPLEMENTARY SUBSCRIPTION                 ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE SUPPLEMENTARY SUBSCRIPTION                 ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS (2ND SUPPLEMENT)

PROPOSAL #4: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES (2ND REVISION)

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Taloph Pharmaceutical Stock Co., Ltd.

  TICKER:               600222                            CUSIP:   Y3121Z103

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF PARTIAL RAISED            ISSUER            YES             FOR                  FOR

FUNDS INVESTMENT PROJECTS AND USE OF REMAINING RAISED

 FUNDS TO PERMANENTLY REPLENISH COMPANY'S WORKING

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Taloph Pharmaceutical Stock Co., Ltd.

  TICKER:               600222                            CUSIP:   Y3121Z103

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BEIJING XINGHUA          ISSUER            YES             FOR                  FOR

CPAS AS 2016 FINANCIAL AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF BEIJING XINGHUA          ISSUER            YES             FOR                  FOR

CPAS AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #8: ELECT LUO JIANCHAO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #11: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #12: APPROVE 2016 INDIRECT FINANCING CREDIT         ISSUER            YES             FOR                  FOR

LINE FROM FINANCIAL INSTITUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Yuguang Gold & Lead Co., Ltd.

  TICKER:               600531                            CUSIP:   Y3122D101

  MEETING DATE:   12/1/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHEN LIJING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Yuguang Gold & Lead Co., Ltd.

  TICKER:               600531                            CUSIP:   Y3122D101

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.01: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE SUBSCRIPTION METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE REPORT ON THE DEPOSIT AND              ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADJUSTMENT TO PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE ADJUSTMENT TO FEASIBILITY                   ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE ADJUSTMENT TO REPORT ON THE                ISSUER            YES             FOR                  FOR

USAGE OF PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Yuguang Gold & Lead Co., Ltd.

  TICKER:               600531                            CUSIP:   Y3122D101

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE DIRECTORS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORS           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT 2016 AUDITOR AND              ISSUER            YES             FOR                  FOR

PAYMENT OF 2015 REMUNERATION

PROPOSAL #8: APPROVE APPLICATION OF WORKING CAPITAL          ISSUER            YES             FOR                  FOR

LOAN FROM EXPORT-IMPORT BANK OF CHINA BEIJING BRANCH

PROPOSAL #9: APPROVE APPLICATION OF WORKING CAPITAL          ISSUER            YES             FOR                  FOR

LOAN FROM CHINA DEVELOPMENT BANK HENAN BRANCH

 


 

 

PROPOSAL #10: APPROVE PURCHASE CONTRACT FOR LEAD                ISSUER            YES             FOR                  FOR

SLAG, COPPER SLAG, SLAG FLOTATION SILVER WITH RELATED

 PARTY HENAN YUGUANG ZINC INDUSTRY CO., LTD.

PROPOSAL #11: APPROVE SUPPLY CONTRACT FOR ZINC OXIDE,        ISSUER            YES             FOR                  FOR

 SILVER WITH RELATED PARTY HENAN YUGUANG ZINC

INDUSTRY CO., LTD.

PROPOSAL #12: APPROVE 2015 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongfu Industrial Co., Ltd.

  TICKER:               600595                            CUSIP:   Y3121Y106

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

CNY 50 MILLION CREDIT LINES APPLIED BY CONTROLLED

SUBSIDIARY LINZHOU LINFENG ALUMINUM & ELECTRICITY

LIMITED LIABILITY COMPANY FROM HUARONG TIANZE

INVESTMENT CO.

PROPOSAL #2: APPROVE ASSET RESTRUCTURING OF                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY HENAN YULIAN COAL INDUSTRY

PROPOSAL #3: APPROVE PROVISION OF COUNTER GUARANTEE          ISSUER            YES         AGAINST           AGAINST

TO HENAN PROVINCE SME INVESTMENT GUARANTEE CO., LTD.

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

CNY 30 MILLION COMPREHENSIVE CREDIT LINES APPLIED BY

CONTROLLED SUBSIDIARY LINZHOU LINFENG ALUMINUM &

ELECTRICITY LIMITED LIABILITY COMPANY FROM ZHONGYUAN

BANK AGRICULTURAL ROAD BRANCH

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CNY 55 MILLION COMPREHENSIVE CREDIT LINES APPLIED BY

CONTROLLED SUBSIDIARY HENAN ZHONGFU POWER CO. FROM

SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. ZHENGZHOU

BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongfu Industrial Co., Ltd.

  TICKER:               600595                            CUSIP:   Y3121Y106

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF PERFORMANCE                     ISSUER            YES             FOR                  FOR

GUARANTEES FOR THE POWER SUPPLY CONTRACT BY HENAN

ZHONGFU POWER CO., LTD.

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3.00: APPROVE ADJUSTMENT ON PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #3.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE PRICING METHOD AND PRICING            ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #3.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISION)

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE SHARES SUBSCRIPTION TERMINATION         ISSUER            YES             FOR                  FOR

AGREEMENT AS WELL AS CONDITIONAL SHARES SUBSCRIPTION

AGREEMENT WITH SPECIFIC TARGET IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISION)

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR THE CNY        ISSUER            YES             FOR                  FOR

 120 MILLION COMPREHENSIVE CREDIT LINES APPLIED BY

HENAN JINFENG COAL GROUP CO., LTD FROM FINANCIAL

INSTITUTION

PROPOSAL #12: APPROVE GUARANTEE PROVISION FOR THE CNY        ISSUER            YES         AGAINST           AGAINST

 185 MILLION COMPREHENSIVE CREDIT LINES APPLIED BY

CONTROLLED SUBSIDIARY LINZHOU LINFENG ALUMINUM CO.,

LTD FROM FINANCIAL INSTITUTION

PROPOSAL #13: APPROVE GUARANTEE PROVISION FOR THE CNY        ISSUER            YES             FOR                  FOR

 200 MILLION SPECIAL PRIVATE DEBT ISSUED BY HENAN

ZHONGFU POWER CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongfu Industry Co., Ltd.

  TICKER:               600595                            CUSIP:   Y3121Y106

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTERNAL INVESTMENT IN                        ISSUER            YES             FOR                  FOR

ESTABLISHING A SUBSIDIARY

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES TO SPECIFIC PARTIES

PROPOSAL #3.00: APPROVE ADJUSTMENT TO PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #3.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.08: APPROVE INTENDED USAGE OF FUNDS                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (SECOND AMENDED DRAFT)

PROPOSAL #5: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINE AMOUNTING TO CNY 300 MILLION FROM

ZHONGYUAN BANK USING MACHINERY AND EQUIPMENT AS

COLLATERAL

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO THE          ISSUER            YES         AGAINST           AGAINST

CNY 300 MILLION FINANCING FROM FINANCIAL INSTITUTIONS

 OF CONTROLLED SUBSIDIARY LINZHOU LINFENG ALUMINUM

CO., LTD.

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO THE          ISSUER            YES             FOR                  FOR

CNY 10 MILLION FINANCING FROM BANK OF CHINA ANYANG

BRANCH OF LINZHOU LIXIN CARBON CO., LTD. BY LINZHOU

LINFENG ALUMINUM CO., LTD.

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE BY THE          ISSUER            YES             FOR                  FOR

COMPANY AND HENAN ZHONGFU ELECTRIC POWER CO., LTD. TO

 HENAN JINFENG COAL INDUSTRY CO., LTD. FOR ITS CNY

110 MILLION FINANCING

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO HENAN        ISSUER            YES             FOR                  FOR

 ZHONGFU ELECTRIC POWER CO., LTD. FOR ITS NO MORE

THAN CNY 200 MILLION FINANCING FROM CHINA HUARONG

ASSET MANAGEMENT CO., LTD. HENAN BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongfu Industry Co., Ltd.

  TICKER:               600595                            CUSIP:   Y3121Y106

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF AUDITOR          ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

 


 

 

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS IN CONNECTION TO PROCESS

2016 BANK CREDIT BUSINESS

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE 2016 CONTINUANCE OF ALUMINUM            ISSUER            YES             FOR                  FOR

HEDGING BUSINESS

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongfu Industry Co., Ltd.

  TICKER:               600595                            CUSIP:   Y3121Y106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CNY 170 MILLION COMPREHENSIVE CREDIT LINES APPLIED BY

 HENAN ZHONGFU ELECTRIC POWER CO., LTD. FROM

FINANCIAL INSTITUTIONS

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CNY 30 MILLION FINANCING LIMIT APPLIED BY HENAN

ZHONGFU HEATING CO., LTD. FROM GONGYI CITY RURAL

CREDIT COOPERATIVES UNION RENMIN EAST ROAD BRANCH

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

LINZHOU LINFENG ALUMINUM & POWER CO., LTD. FOR THE

CNY 20 MILLION COMPREHENSIVE CREDIT LINES APPLIED BY

ITS WHOLLY-OWNED SUBSIDIARY LINZHOU LINFENG ALUMINUM

& POWER ALUMINUM CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongfu Industry Co., Ltd.

  TICKER:               600595                            CUSIP:   Y3121Y106

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE MORTGAGE OF PARTIAL MACHINERY            ISSUER            YES             FOR                  FOR

EQUIPMENT IN CONNECTION TO CREDIT LINE APPLICATION

PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongfu Industry Co., Ltd.

  TICKER:               600595                            CUSIP:   Y3121Y106

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY ENTRUSTED FINANCING                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO GUANGDONG        ISSUER            YES         AGAINST           AGAINST

 YUEHE INVESTMENT HOLDINGS CO., LTD.

 


 

 

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF FINANCING BY HENAN ZHONGFU POWER CO.,

LTD.

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO FINANCING        ISSUER            YES             FOR                  FOR

 PLAN OF HENAN ZHONGFU POWER CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongyuan Expressway Co., Ltd.

  TICKER:               600020                            CUSIP:   Y3122B105

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #2.01: ELECT LIAO LIANGHAN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT WANG LEIGANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongyuan Expressway Co., Ltd.

  TICKER:               600020                            CUSIP:   Y3122B105

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF COMPANY'S                 ISSUER            YES             FOR                  FOR

MANAGEMENT TO DECIDE ON ASSESSMENT ON RATE OF RETURN

OF ZHONGYUAN CITY DEVELOPMENT FUND

PROPOSAL #2: APPROVE RELEVANT FUND MANAGEMENT AND              ISSUER            YES             FOR                  FOR

JOINT INVESTMENT BETWEEN COMPANY AND CONTROLLING

SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongyuan Expressway Co., Ltd.

  TICKER:               600020                            CUSIP:   Y3122B105

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF COMMITMENT OF                 ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Henan Zhongyuan Expressway Co., Ltd.

  TICKER:               600020                            CUSIP:   Y3122B105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR AND FIX THEIR

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #10.01: APPROVE PAR VALUE, ISSUE PRICE AND          ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #10.02: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #10.03: APPROVE BOND MATURITY AND TYPE                  ISSUER            YES             FOR                  FOR

PROPOSAL #10.04: APPROVE BOND INTEREST RATE AND                 ISSUER            YES             FOR                  FOR

METHOD OF DETERMINATION

PROPOSAL #10.05: APPROVE GUARANTEE MANNER                             ISSUER            YES             FOR                  FOR

PROPOSAL #10.06: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.07: APPROVE ARRANGEMENT ON REDEMPTION            ISSUER            YES             FOR                  FOR

AND SALE-BACK

PROPOSAL #10.08: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #10.09: APPROVE SAFEGUARD MEASURES OF DEBTS         ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #10.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #10.11: APPROVE LISTING OF THE BONDS                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.12: APPROVE UNDERWRITING MANNER                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12.01: ELECT WANG XIUFENG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #13.01: ELECT WANG YUANZHENG AS SUPERVISOR       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13.02: ELECT ZHOU CHUNHUI AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.01: ELECT ZHAO HULIN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengan International Group Co. Ltd.

  TICKER:               1044                                CUSIP:   G4402L151

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT HUI CHING CHI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ADA YING KAY WONG AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT WANG MING FU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT HO KWAI CHING MARK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT ZHOU FANG SHENG AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

 


 

 

PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #13: APPROVE SPECIAL DIVIDEND BY WAY OF A            ISSUER            YES             FOR                  FOR

DISTRIBUTION IN SPECIE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengbao Co., Ltd

  TICKER:               002104                            CUSIP:   Y4439V107

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #8: APPROVE CHANGE REGISTERED CAPITAL                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengbao Co., Ltd

  TICKER:               002104                            CUSIP:   Y4439V107

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD OF PRIVATE PLACEMENT OF SHARES

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER            YES             FOR                  FOR

THE BOARD TO HANDLE ALL RELATED MATTERS RELATED TO

ESOLUTION VALIDITY PERIOD OF PRIVATE PLACEMENT OF

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengbao Co., Ltd

  TICKER:               002104                            CUSIP:   Y4439V107

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.0: ELECT QIAN YUNBAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT ZHANG DONGYANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.03: ELECT GAO QIANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.04: ELECT ZHAO CHANGJIAN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.05: ELECT CAO ZHIXIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.06: ELECT GAO SHAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT YUE XIUFENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT WANG XIAORUI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT SUN LIJIUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT JIANG XIAOPING AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT ZHU JINSHAN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengdeli Holdings Ltd.

  TICKER:               3389                                CUSIP:   G45048108

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT SHI ZHONGYANG AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2b: ELECT CAI JIANMIN AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2c: ELECT WONG KAM FAI, WILLIAM AS DIRECTOR        ISSUER            YES             FOR                  FOR

 AND AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #3: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengdian Group DMEGC Magnetics Co., Ltd.

  TICKER:               002056                            CUSIP:   Y3158L100

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE USE OF OWNED IDLE FUNDS TO                 ISSUER            YES             FOR                  FOR

CONDUCT ENTRUST FINANCIAL PRODUCTS AND FINANCIAL

DERIVATIVES INVESTMENT

PROPOSAL #10: ELECT WU CIFANG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengtong Optic-electric Co.,Ltd.

  TICKER:               600487                            CUSIP:   Y3174C100

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL BANK FINANCING                   ISSUER            YES             FOR                  FOR

GUARANTEE LIMIT TO SUBSIDIARY JIANGSU HENGTONG

ELECTRIC WIRE CO., LTD

PROPOSAL #2: APPROVE COMPLETION OF PARTIAL RAISED              ISSUER            YES             FOR                  FOR

FUNDS PROJECTS AND USE OF REMAINING RAISED FUNDS TO

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION AS WELL AS CHANGE OF BUSINESS LICENSE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengtong Optic-electric Co.,Ltd.

  TICKER:               600487                            CUSIP:   Y3174C100

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK              ISSUER            YES             FOR                  FOR

AGREEMENT AS WELL AS FINANCIAL SERVICE DAILY RELATED

TRANSACTION BETWEEN THE COMPANY AND HENGTONG FINANCE

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengtong Optic-electric Co.,Ltd.

  TICKER:               600487                            CUSIP:   Y3174C100

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

 


 

 

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS AS WELL AS

ADJUSTMENT TO THE 2016 ALLOWANCE OF INDEPENDENT

DIRECTORS

PROPOSAL #8: APPROVE 2015 RELATED-PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

AND 2016 RELATED-PARTY TRANSACTIONS

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR BANK         ISSUER            YES         AGAINST           AGAINST

FINANCING OF SUBSIDIARIES AND ASSOCIATE ENTERPRISES

PROPOSAL #10: APPROVE 2016 RE-APPOINTMENT OF BDO                ISSUER            YES             FOR                  FOR

CHINA SHU LUN PAN CPAS LLP AS EXTERNAL AUDITOR

PROPOSAL #11: APPROVE 2015 PROVISION FOR EMPLOYEE              ISSUER            YES             FOR                  FOR

SHARES INCENTIVE FUND

PROPOSAL #12: APPROVE EXPANSION OF BUSINESS SCOPE,            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION AND CHANGE IN BUSINESS

LICENSE

PROPOSAL #13: AMEND RELATED-PARTY TRANSACTION                     ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM AND FORMULATE MANAGEMENT SYSTEM OF

EXTERNAL INVESTMENTS

PROPOSAL #14: APPROVE 2016 DEVELOPMENT OF FORWARD              ISSUER            YES             FOR                  FOR

FOREIGN EXCHANGE BUSINESS

PROPOSAL #15: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF EQUITY IN HUATONG YUQIU TELECOM

 CO., LTD. BY HEILONGJIANG GAMMA TELECOM ENGINEERING

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengtong Optic-electric Co.,Ltd.

  TICKER:               600487                            CUSIP:   Y3174C100

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

 


 

 

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #8: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #11: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #12: APPROVE ADJUSTMENT IN THE FINANCIAL              ISSUER            YES             FOR                  FOR

SERVICES DAILY RELATED PARTY TRANSACTION WITH

HENGTONG FINANCE CO., LTD.

PROPOSAL #13: APPROVE DEVELOPMENT OF BILL POOLING              ISSUER            YES         AGAINST           AGAINST

BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   11/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION REGARDING PRIVATE PLACEMENT

PROPOSAL #2: APPROVE ADJUSTMENT OF 2015 ANNUAL MUTUAL        ISSUER            YES             FOR                  FOR

 GUARANTEE RESOURCE SPECIFIC CONFIGURATION BETWEEN

CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF PARTIAL EQUITY OF        ISSUER            YES         AGAINST           AGAINST

 CHINA ZHESHANG BANK CO., LTD. FROM CONTROLLING

SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.02: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.03: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE APPOINTMENT OF GUOSEN SECURITIES        ISSUER            YES             FOR                  FOR

 CO., LTD. AS THE SPONSOR (MAIN UNDERWRITER) IN

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENTS FOR PRIVATE                       ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES (REVISION)

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CARRYING-OUT 2016 FOREIGN                   ISSUER            YES             FOR                  FOR

EXCHANGE DERIVATIVES TRADING BUSINESS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   3/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 COUNTER-DILUTION MEASURES          ISSUER            YES             FOR                  FOR

IN CONNECTION WITH THE PRIVATE PLACEMENT OF A SHARES

PROPOSAL #2: APPROVE COMMITMENTS OF CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS AND ACTUAL CONTROLLERS, DIRECTORS AND

SENIOR MANAGEMENT IN CONNECTION WITH THE COUNTER-

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #1.1: APPROVE SIGNING SALES AGREEMENT OF PTA        ISSUER            YES             FOR                  FOR

 WITH YISHENG DAHUA PETROCHEMICAL CO., LTD

PROPOSAL #1.2: APPROVE SIGNING STORAGE SERVICE                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH YISHENG DAHUA PETROCHEMICAL CO., LTD

PROPOSAL #1.3: APPROVE SIGNING SALES AGREEMENT OF PTA        ISSUER            YES             FOR                  FOR

 AND PET WITH HAINAN YISHENG PETROCHEMICAL CO., LTD

PROPOSAL #1.4: APPROVE SIGNING SALES AGREEMENT OF MEG        ISSUER            YES             FOR                  FOR

 PRODUCT WITH HAINAN YISHENG PETROCHEMICAL CO., LTD

PROPOSAL #1.5: APPROVE SIGNING PRODUCT SALES                       ISSUER            YES             FOR                  FOR

AGREEMENT WITH HANGZHOU XIAOSHAN HEHE TEXTILE CO.,

PROPOSAL #1.6: APPROVE UTILIZING SUBSTATIONS AND                ISSUER            YES             FOR                  FOR

PROCURING OF STEAM AND AMMONIA WITH ZHEJIANG BALING

HENGYI CAPROLACTAM CO., LTD

PROPOSAL #1.7: APPROVE SIGNING PRODUCT SALES                       ISSUER            YES             FOR                  FOR

AGREEMENT WITH ZHEJIANG BALING HENGYI CAPROLACTAM

PROPOSAL #1.8: APPROVE SIGNING PRODUCT SALES                       ISSUER            YES             FOR                  FOR

AGREEMENT WITH ZHEJIANG HENGYI JINLUN CO., LTD

PROPOSAL #1.9: APPROVE SIGNING LOGISTIC                               ISSUER            YES             FOR                  FOR

TRANSPORTATION SERVICE AGREEMENT WITH ZHEJIANG HENGYI

 LOGISTIC CO., LTD AND NINGBO HENGYI LOGISTIC CO.,

PROPOSAL #2: APPROVE CAPITAL INJECTION IN HAINAN                ISSUER            YES             FOR                  FOR

YISHENG PETROLEUM CO., LTD

PROPOSAL #3: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES AS WELL AS MUTUAL GUARANTEES

BETWEEN SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF WHOLLY-             ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SHANGHAI HENGYI POLYESTER CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES (2ND REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE APPOINTMENT OF RUIHUA CPAS  AS          ISSUER            YES             FOR                  FOR

2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 COMMODITY DERIVATIVES                 ISSUER            YES             FOR                  FOR

TRADING BUSINESS

PROPOSAL #9: ELECT YANG YIXING AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hengyi Petrochemical Co., Ltd.

  TICKER:               000703                            CUSIP:   Y3183A103

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOANS BY         ISSUER            YES             FOR                  FOR

CONTROLLING SUBSIDIARY ZHEJIANG YISHENG PETROCHEMICAL

 CO., LTD. TO HAINAN YISHENG PETROCHEMICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hermes Microvision Inc

  TICKER:               3658                                CUSIP:   Y3R79M105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hero MotoCorp Ltd.

  TICKER:               500182                            CUSIP:   Y3194B108

  MEETING DATE:   8/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT S. K. MUNJAL AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT S. KAMINENI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND MEMORANDUM OF ASSOCIATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hi Sun Technology (China) Ltd

  TICKER:               818                                  CUSIP:   G4512G126

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT KUI MAN CHUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LEUNG WAI MAN, ROGER AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CHANG KAI-TZUNG, RICHARD AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Highwealth Construction Corp

  TICKER:               2542                                CUSIP:   Y31959102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hilong Holding Ltd.

  TICKER:               1623                                CUSIP:   G4509G105

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT YANG QINGLI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT WANG TAO AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LEE SIANG CHIN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT LIU HAISHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hindalco Industries Ltd

  TICKER:               500440                            CUSIP:   Y3196V185

  MEETING DATE:   9/16/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT K M BIRLA AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: REELECT S PAI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE SINGHI & COMPANY AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT Y DANDIWALA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #9: APPROVE REVISION IN THE REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

S. PAI, EXECUTIVE DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hindustan Petroleum Corporation Ltd.

  TICKER:               500104                            CUSIP:   Y3224R123

  MEETING DATE:   9/10/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT K. V. RAO AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT B. K. NAMDEO AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE THE PAYMENT OF INR 3,000,000 AS         ISSUER            YES             FOR                  FOR

REMUNERATION OF AUDITORS FOR THE YEAR 2015-16 AND

AUTHORIZE BOARD TO FIX REMUNERATION OF AUDITORS FROM

FINANCIAL YEAR 2016-17 ONWARDS

PROPOSAL #6: ELECT Y. K. GAWALI AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT S. POUNDRIK AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE MATERIAL RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hindustan Unilever Limited.

  TICKER:               500696                            CUSIP:   Y3218E138

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE INTERIM DIVIDEND AND FINAL                 ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #3: REELECT HARISH MANWANI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT PRADEEP BANERJEE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: REELECT P.B. BALAJI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE B S R & CO. LLP, AS STATUTORY            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hindustan Unilever Limited.

  TICKER:               500696                            CUSIP:   Y3218E138

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hindustan Zinc Ltd

  TICKER:               500188                            CUSIP:   Y3224T137

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT SUJUTA PRASAD AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. LLP AS                 ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT SUDHIR KAMAR AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: APPROVE EXTENSION OF TENURE OF AKHILESH         ISSUER            YES             FOR                  FOR

JOSHI AS EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

SUNIL DUGGAL AS CEO & EXECUTIVE DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hisense Electric Co., Ltd.

  TICKER:               600060                            CUSIP:   Y32263108

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE ENTRUSTED ASSET MANAGEMENT                  ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE ENTRUSTED ASSET MANAGEMENT                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT HU JIANYONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #9: ELECT HU JIANYONG AS NON-INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #10: ELECT CHEN CAIXIA AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT CHEN CAIXIA AS SUPERVISOR                      ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hisense Kelon Electrical Holdings Company Ltd.

  TICKER:               000921                            CUSIP:   Y3226R113

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #6: APPROVE SHAREHOLDERS' RETURN PLAN FOR            ISSUER            YES             FOR                  FOR

THE NEXT THREE YEARS

PROPOSAL #7: APPROVE RUIHUA CERTIFIED PUBLIC                       ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #8: APPROVE 2016 SPECIAL REPORT ON CARRYING         ISSUER            YES             FOR                  FOR

OUT OF FOREIGN EXCHANGE CAPITAL TRANSACTION BUSINESS

PROPOSAL #9: APPROVE PURCHASE OF LIABILITY INSURANCE         ISSUER            YES             FOR                  FOR

FOR DIRECTORS AND SENIOR MANAGEMENT MEMBERS AND

AUTHORIZE BOARD TO HANDLE ALL RELEVANT MATTERS

PROPOSAL #10: APPROVE ADJUSTMENT ON REMUNERATION OF          ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #11: APPROVE ADJUSTMENT ON ANNUAL                          ISSUER            YES             FOR                  FOR

REMUNERATION OF CHAIRMAN OF THE BOARD OF DIRECTORS

PROPOSAL #12.1: ELECT DAI HUI ZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR AND AUTHORIZE BOARD TO FIX HIS

PROPOSAL #12.2: ELECT  WANG YUN LI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR AND AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hisense Kelon Electrical Holdings Ltd

  TICKER:               00921                              CUSIP:   Y3226R113

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS CO-OPERATION FRAMEWORK         ISSUER            YES             FOR                  FOR

AGREEMENT, RELATED TRANSACTIONS AND ANNUAL CAPS

PROPOSAL #2: APPROVE BUSINESS FRAMEWORK AGREEMENT 1,         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS AND ANNUAL CAPS

PROPOSAL #3: APPROVE BUSINESS FRAMEWORK AGREEMENT 2,         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS AND ANNUAL CAPS

PROPOSAL #4: APPROVE FINANCIAL SERVICES AGREEMENT,            ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS AND ANNUAL CAPS

 


 

 

PROPOSAL #5: APPROVE PURCHASE FINANCING AGENCY                   ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT, RELATED TRANSACTIONS AND ANNUAL

CAP

PROPOSAL #6: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES         AGAINST           AGAINST

TO SUBSIDIARIES

PROPOSAL #1: ELECT WANG ZHI GANG AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2: ELECT YANG QING AS SHAREHOLDER                        ISSUER            YES             FOR                  FOR

REPRESENTATIVE SUPERVISOR AND AUTHORIZE BOARD TO FIX

HIS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hiwin Technologies Corp.

  TICKER:               2049                                CUSIP:   Y3226A102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY            ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #9: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #10.1: ELECT ZHUO YONG-CAI WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 2 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT CHEN JIN-CAI WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 11 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT LI XUN-QIN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 9 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT CAI HUI-QING WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 3 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT ZHUO WEN-HENG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 24 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT A REPRESENTATIVE OF SAN-XING            ISSUER            YES             FOR                  FOR

INVESTMENT CO LTD WITH SHAREHOLDER NO. 1711 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT JIANG ZHENG-HAN WITH ID NO.              ISSUER            YES             FOR                  FOR

F10257XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.8: ELECT CHEN ZE-YU WITH ID NO.                       ISSUER            YES             FOR                  FOR

K10001XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.9: ELECT CHEN QING-HUI WITH ID NO.                 ISSUER            YES             FOR                  FOR

A20168XXXX AS INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR ZHUO YONG-CAI

 


 

 

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHEN JIN-CAI

PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR LI XUN-QIN

PROPOSAL #14: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CAI HUI-QING

PROPOSAL #15: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR ZHUO WEN-HENG

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Infrastructure Co., Ltd.

  TICKER:               00357                              CUSIP:   Y3245V103

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EQUITY TRANSFER AGREEMENT AND            ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: OTHER BUSINESS FOR ORDINARY RESOLUTIONS         ISSUER            YES         AGAINST           AGAINST

(VOTING)

PROPOSAL #3: APPROVE NON-PUBLIC ISSUANCE OF RENMINBI         ISSUER            YES             FOR                  FOR

CORPORATE BONDS

PROPOSAL #4: APPROVE NON-PUBLIC ISSUANCE OF DEBT                ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

PROPOSAL #5: OTHER BUSINESS FOR SPECIAL RESOLUTIONS          ISSUER            YES         AGAINST           AGAINST

(VOTING)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Infrastructure Co., Ltd.

  TICKER:               357                                  CUSIP:   Y3245V103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE WORK REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS OF         ISSUER            YES             FOR                  FOR

THE COMPANY AND ITS SUBSIDIARIES

PROPOSAL #4: APPROVE FINAL DIVIDEND DISTRIBUTION PLAN        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS  ZHONG            ISSUER            YES         AGAINST           AGAINST

TIAN LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

 REMUNERATION

PROPOSAL #7: ELECT WANG ZHEN AND YANG XIAOBIN AS                ISSUER            YES             FOR                  FOR

DIRECTORS AND FIX THEIR REMUNERATIONS

PROPOSAL #8: ELECT LIU SHANBIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: OTHER ORDINARY BUSINESS (VOTING)                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE AMENDMENTS TO THE BUSINESS                ISSUER            YES             FOR                  FOR

SCOPE

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

PROPOSAL #13: OTHER SPECIAL BUSINESS (VOTING)                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Innovation (Shanghai) Co., Ltd.

  TICKER:               900955                            CUSIP:   Y7687Q118

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN REGISTERED ADDRESS AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Innovation (Shanghai) Co., Ltd.

  TICKER:               900955                            CUSIP:   Y7687Q118

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER             NO              N/A                  N/A

FINANCIAL BUDGET REPORT

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #5: APPROVE 2016 FINANCING LIMIT AND                     ISSUER             NO              N/A                  N/A

EXTERNAL GUARANTEE LIMIT AS WELL AS RELEVANT

AUTHORIZATION TO THE BOARD

PROPOSAL #6: APPROVE APPLICATION OF LOAN CREDIT LINES        ISSUER             NO              N/A                  N/A

 FROM SHAREHOLDER AND ITS RELATED PARTIES

PROPOSAL #7: APPROVE APPOINTMENT OF                                      ISSUER             NO              N/A                  N/A

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS 2016 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Investment Group Co Ltd.

  TICKER:               000616                            CUSIP:   Y1963T102

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY OF WHOLLY-             ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARIES BEIJING YICHENG REAL ESTATE

DEVELOPMENT CO., LTD., JIANGSU YICHENG REAL ESTATE

CO., LTD. AND BEIJING SUNSHINE SEASONS GARDEN REAL

ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #2: APPROVE RE-APPOINTMENT OF DA HUA CPAS AS        ISSUER            YES             FOR                  FOR

 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Investment Group Co Ltd.

  TICKER:               000616                            CUSIP:   Y1963T102

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF COOPERATION FRAMEWORK        ISSUER            YES             FOR                  FOR

 AGREEMENT IN CONNECTION TO ENTRUSTED LOAN FINANCING

OF FRONTSHORE PROJECT OF YICHENG GROUP SHANGHAI

INVESTMENT CO., LTD.

 


 

 

PROPOSAL #2: APPROVE MORTGAGE OF 90.91% EQUITY OF              ISSUER            YES             FOR                  FOR

COMPANY'S SPV HNA INVESTMENT GROUP SHANGHAI

INVESTMENT MANAGEMENT CO., LTD. FOR CNY1.8 BILLION

ENTRUSTED LOAN FINANCING FOR SHANGHAI FRONTSHORE

PROPOSAL #3: APPROVE GUARANTEE PROVISION FOR CNY1.8          ISSUER            YES             FOR                  FOR

BILLION ENTRUSTED LOAN IN CONNECTION TO SHANGHAI

FRONTSHORE PROJECT

PROPOSAL #4: APPROVE SIGNING OF SECOND SUPPLEMENTAL          ISSUER            YES         AGAINST           AGAINST

CONDITIONAL EQUITY TRANSFER AGREEMENT BETWEEN COMPANY

 AND HNA HOTEL HOLDING GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Investment Group Co Ltd.

  TICKER:               000616                            CUSIP:   Y1963T102

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROJECT INVESTMENT IN TSCE FUNDS        ISSUER            YES             FOR                  FOR

 TOGETHER WITH HNA PROPERTY HOLDINGS LLC

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Investment Group Co Ltd.

  TICKER:               000616                            CUSIP:   Y1963T102

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Investment Group Co Ltd.

  TICKER:               000616                            CUSIP:   Y1963T102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE MUTUAL GUARANTEE BETWEEN                     ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #7: APPROVE USE OF IDLE OWN FUNDS TO                     ISSUER            YES             FOR                  FOR

PURCHASE FINANCIAL PRODUCTS

PROPOSAL #8: APPROVE APPOINTMENT OF DA HUA CPAS AS            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HNA Investment Group Co Ltd.

  TICKER:               000616                            CUSIP:   Y1963T102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION IN RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD OF PRIVATE PLACEMENT OF SHARES

PROPOSAL #2: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF THE BOARD TO HANDLE ALL MATTERS

RELATED TO PRIVATE PLACEMENT OF SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ho Tung Chemical Corp.

  TICKER:               1714                                CUSIP:   Y37243105

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY            ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8.1: ELECT LIN JIN HUA, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 10, AS SUPERVISOR

PROPOSAL #8.2: ELECT HSIEH JUNG HUI, WITH ID NO.                ISSUER            YES             FOR                  FOR

E101069XXX, AS SUPERVISOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Holitech Technology Co., Ltd.

  TICKER:               002217                            CUSIP:   Y7677V101

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUSPENSION OF 2015 PRIVATE                 ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

 


 

 

PROPOSAL #3.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3.08: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 REPORT ON THE HALF-YEAR              ISSUER            YES             FOR                  FOR

DEPOSIT AND USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE COMMITMENT FROM DIRECTOR AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Holitech Technology Co., Ltd.

  TICKER:               002217                            CUSIP:   Y7677V101

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.0: APPROVE ISSUE SIZE AND ISSUE MANNER             ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.05: APPROVE DEBT SERVICE MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.07: APPROVE GUARANTEE ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE SIGNING OF SUPPLEMENTAL PROFIT          ISSUER            YES         AGAINST           AGAINST

COMPENSATION AGREEMENT BETWEEN COMPANY AND BYD CO.,

LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Holitech Technology Co., Ltd.

  TICKER:               002217                            CUSIP:   Y7677V101

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #3: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS FROM ACQUISITION BY ISSUANCE OF

SHARES AND RAISING OF SUPPORTING FUNDS

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS FROM PRIVATE PLACEMENT OF SHARES

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 BOARD TO RATIFY APPLICATION OF LOANS FROM FINANCIAL

INSTITUTIONS

PROPOSAL #8: APPROVE PROVISION OF LOAN GUARANTEES FOR        ISSUER            YES             FOR                  FOR

 JIANGXI HOLITECH SCIENCE AND TECHNOLOGY CO., LTD.

AND OTHER WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #9: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS TO INVEST        ISSUER            YES             FOR                  FOR

 IN CASH MANAGEMENT

PROPOSAL #11: APPROVE BORROWINGS OF WHOLLY-OWNED                ISSUER            YES             FOR                  FOR

SUBSIDIARY JIANGXI HOLITECH SCIENCE AND TECHNOLOGY

CO., LTD. FROM SHAREHOLDERS

PROPOSAL #12: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #13: APPROVE AMENDMENT TO ARTICLE OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: APPROVE AUTHORIZATION OF THE MANAGEMENT        ISSUER            YES             FOR                  FOR

 TO HANDLE ALL RELATED MATTERS

PROPOSAL #15: APPROVE TERMINATION OF PUBLIC OFFERING         ISSUER            YES             FOR                  FOR

OF CORPORATE BONDS TO QUALIFIED INVESTORS BY WHOLLY-

OWNED SUBSIDIARY JIANGXI HOLITECH SCIENCE AND

TECHNOLOGY CO., LTD.

PROPOSAL #16: APPROVE FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Holtek Semiconductor, Inc.

  TICKER:               6202                                CUSIP:   Y3272F104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 

 

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

LEGAL RESERVE

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #9.1: ELECT WU CHI-YUNG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR WITH SHAREHOLDER NO. 1

PROPOSAL #9.2: ELECT GAU KUO-TUNG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR WITH SHAREHOLDER NO. 10

PROPOSAL #9.3: ELECT CHANG, CHIH AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR WITH SHAREHOLDER NO. 101

PROPOSAL #9.4: ELECT LIN CHENG-FUNG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR WITH SHAREHOLDER NO. 26

PROPOSAL #9.5: ELECT LI PEI-YING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR WITH SHAREHOLDER NO. 369

PROPOSAL #9.6: ELECT WANG JEN-CHUNG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR WITH SHAREHOLDER NO. 11

PROPOSAL #9.7: ELECT LU CHENG-YUEH AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR WITH ID NO.H101064XXX

PROPOSAL #9.8: ELECT HSING CHIH-TIEN AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR WITH ID NO.A103647XXX

PROPOSAL #9.9: ELECT KUO TAI-TAUR AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR WITH ID NO.R121521XXX

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HOLY STONE ENTERPRISE CO LTD

  TICKER:               3026                                CUSIP:   Y3272Z100

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN FOR PROFIT DISTRIBUTION               ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Home Product Center Public Co. Ltd.

  TICKER:               HMPRO                              CUSIP:   Y32758115

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE COMPANY'S OPERATION RESULT           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: REDUCE REGISTERED CAPITAL AND AMEND                ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION TO REFLECT DECREASE IN

REGISTERED CAPITAL

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #6.1: ELECT CHADCHART SITTIPUNT AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT SUWANNA BUDDHAPRASART AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT THAVEEVAT THATIYAMANEEKUL AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT CHANIN ROONSUMRARN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE BONUS OF DIRECTORS                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #10: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hon Hai Precision Industry Co., Ltd.

  TICKER:               2317                                CUSIP:   Y36861105

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #9: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #10.1: ELECT GOU, TAI-MING WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT LU, FANG-MING, REPRESENTING HON        ISSUER            YES             FOR                  FOR

 JIN INTERNATIONAL INVESTMENT CO., LTD. WITH

SHAREHOLDER NO. 57132 AS INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT TAI, JENG-WU, REPRESENTING HON         ISSUER            YES             FOR                  FOR

CHIAO INTERNATIONAL INVESTMENT CO., LTD. WITH

SHAREHOLDER NO. 16662 AS NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #10.4: ELECT CHEN, JEN-GWO, REPRESENTING HON        ISSUER            YES             FOR                  FOR

 CHIAO INTERNATIONAL INVESTMENT CO., LTD WITH

SHAREHOLDER NO. 16662 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT HUANG, QING-YUAN WITH ID NO.            ISSUER            YES             FOR                  FOR

R101807XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT SUNG, HSUEH-JEN WITH ID NO.              ISSUER            YES             FOR                  FOR

R102960XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT FU, LI-CHEN WITH ID NO.                     ISSUER            YES             FOR                  FOR

A120777XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.8: ELECT LEE, KAI-FU WITH ID NO.                     ISSUER            YES             FOR                  FOR

F121958XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10.9: ELECT CHAN, CHI-SHEAN WITH ID NO.              ISSUER            YES             FOR                  FOR

N101117XXX AS INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hong Leong Bank Berhad

  TICKER:               HLBANK                            CUSIP:   Y36503103

  MEETING DATE:   9/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENOUNCEABLE RIGHTS ISSUE                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hong Leong Bank Berhad

  TICKER:               HLBANK                            CUSIP:   Y36503103

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT AZHAR BIN ABDUL HAMID AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT KWEK LENG HAI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT A. RAZAK BIN RAMLI AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT QUEK LENG CHAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE RENEWAL OF SHAREHOLDERS' MANDATE        ISSUER            YES             FOR                  FOR

 AND APPROVE IMPLEMENTATION OF NEW SHAREHOLDERS'

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hong Leong Financial Group Berhad

  TICKER:               HLFG                                CUSIP:   Y36592106

  MEETING DATE:   9/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENOUNCEABLE RIGHTS ISSUE                    ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hong Leong Financial Group Berhad

  TICKER:               HLFG                                CUSIP:   Y36592106

  MEETING DATE:   10/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LIM TAU KIEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LIM LEAN SEE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT QUEK LENG CHAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT KHALID AHMAD BIN SULAIMAN AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE RENEWAL OF EXISTING                              ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE AND IMPLEMENTATION OF NEW

SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY

TRANSACTIONS WITH HONG LEONG COMPANY (MALAYSIA)

BERHAD (HLCM) AND PERSONS CONNECTED WITH HLCM

PROPOSAL #9: APPROVE RENEWAL OF EXISTING                              ISSUER            YES             FOR                  FOR

SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY

TRANSACTIONS WITH TOWER REAL ESTATE INVESTMENT TRUST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongbaoli Group Corporation Ltd.

  TICKER:               002165                            CUSIP:   Y61974104

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENTS TO THE PLAN FOR                ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

 


 

 

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES         AGAINST           AGAINST

NEW SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE COMPANY'S PHASE I EMPLOYEE STOCK        ISSUER            YES         AGAINST           AGAINST

 OWNERSHIP PLAN (REVISED DRAFT)

PROPOSAL #6: APPROVE SUPPLEMENTAL AGREEMENT ON THE            ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TARGET

SUBSCRIBERS IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6.1: APPROVE SUPPLEMENTAL AGREEMENT ON THE         ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH

SUBAOYUAN INVESTMENT MANAGEMENT LTD.

PROPOSAL #6.2: APPROVE SUPPLEMENTAL AGREEMENT ON THE         ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH PHASE I

 EMPLOYEE STOCK OWNERSHIP PLAN

PROPOSAL #6.3: APPROVE SUPPLEMENTAL AGREEMENT ON THE         ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH BEIJING

 JINZHENG HUITONG INVESTMENT CENTER (LIMITED

PARTNERSHIP)

PROPOSAL #6.4: APPROVE SUPPLEMENTAL AGREEMENT ON THE         ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH

SHANGHAI ZHIYAN INVESTMENT MANAGEMENT CENTER (LIMITED

 PARTNERSHIP)

PROPOSAL #6.5: APPROVE SUPPLEMENTAL AGREEMENT ON THE         ISSUER            YES         AGAINST           AGAINST

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH BEIJING

 RUIXIN FENGTAI INVESTMENT CO., LTD.

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ADDITIONAL SUBSCRIBERS

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         AGAINST           AGAINST

HANDLE ALL MATTERS RELATED TO EMPLOYEE STOCK

PROPOSAL #11: ELECT JIANG XIHE AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongbaoli Group Corporation Ltd.

  TICKER:               002165                            CUSIP:   Y61974104

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WU JIANBIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongbaoli Group Corporation Ltd.

  TICKER:               002165                            CUSIP:   Y61974104

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

 


 

 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongbo Co Ltd

  TICKER:               002229                            CUSIP:   Y2654E107

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE 2015 PRIVATE PLACEMENT OF NEW            ISSUER            YES         AGAINST           AGAINST

SHARES

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.2: APPROVE ISSUE MANNER                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #3.5: APPROVE PRICING REFERENCE DATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.6: APPROVE ISSUE PRICE                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES         AGAINST           AGAINST

 A SHARES

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE PRIVATE PLACEMENT

 


 

 

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH YOU YOUYUE IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES         AGAINST           AGAINST

 OBLIGATION BY YOU YOUYUE

PROPOSAL #11: APPROVE STATEMENT OF REGULATORY                     ISSUER            YES         AGAINST           AGAINST

MEASURES, PUNISHMENT AND RECTIFICATION BY SECURITIES

REGULATORY AUTHORITIES AND EXCHANGES WITHIN LAST 5

YEARS

PROPOSAL #12: APPROVE ACQUISITION OF 40% EQUITY IN            ISSUER            YES         AGAINST           AGAINST

WUXI DOUBLE DRAGON INFORMATION PAPER CO., LTD.

PROPOSAL #13: APPROVE ACQUISITION OF 100% EQUITY IN          ISSUER            YES             FOR                  FOR

BEIJING KEXIN SHENGCAI INVESTMENT CO., LTD.

PROPOSAL #14: APPROVE TRANSFER OF PARTIAL EQUITIES IN        ISSUER            YES             FOR                  FOR

 CHENGDU COUNTY COMMERCIAL BANK CO., LTD.

PROPOSAL #15: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY THE WHOLLY-

OWNED SUBSIDIARY HONGBO FUJIAN DATA NETWORK

TECHNOLOGY CO., LTD. FROM BANK

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongbo Co Ltd

  TICKER:               002229                            CUSIP:   Y2654E107

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENT ON COUNTER-DILUTION            ISSUER            YES             FOR                  FOR

MEASURES IN CONNECTION TO THE COMPANY PRIVATE

PLACEMENT OF A SHARES

PROPOSAL #2: APPROVE COMMITMENT FROM CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER, BOARD

OF DIRECTOR, SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongbo Co Ltd

  TICKER:               002229                            CUSIP:   Y2654E107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE APPLICATION OF BANK                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongbo Co Ltd

  TICKER:               002229                            CUSIP:   Y2654E107

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT XU PING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.2: ELECT HU SUIHUA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.3: ELECT HONG BO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.1: ELECT YOU LIJUAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.2: ELECT YOU LONGYUE AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2.3: ELECT YOU YOULUAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2.4: ELECT ZHOU MEIMEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2.5: ELECT ZHANG JINGPING AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.2.6: ELECT LI YUNQIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1: ELECT XIE YOUJUN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT TIAN ZHIWEN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION STANDARD OF                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ALLOWANCE OF SUPERVISORS                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongda Xingye Co., Ltd.

  TICKER:               002002                            CUSIP:   Y44450115

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YIN FUZHONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT CHEN FEIWU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEES BY                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY INNER MONGOLIA WUHAI CHEMICAL

 CO., LTD FOR THE BANK LOAN APPLIED BY ITS WHOLLY-

OWNED SUBSIDIARY

PROPOSAL #3: ELECT ZHANG PENG AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SHARE TRANSFER AGREEMENT OF GUANGDONG

PLASTIC EXCHANGE CO., LTD

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SUPPLEMENTAL SHARE TRANSFER AGREEMENT OF

GUANGDONG PLASTIC EXCHANGE CO., LTD

 


 

 

PROPOSAL #6: APPROVE AUDIT REPORT, PROFIT FORECAST            ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongda Xingye Co., Ltd.

  TICKER:               002002                            CUSIP:   Y44450115

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #2: APPROVE PROVISION OF FINANCIAL LEASING          ISSUER            YES             FOR                  FOR

GUARANTEES TO SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongda Xingye Co., Ltd.

  TICKER:               002002                            CUSIP:   Y44450115

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH HONGDA XINGYE GROUP CO., LTD. IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE IMPACT OF DILUTION IN SPOT-                ISSUER            YES             FOR                  FOR

RETURN TO COMPANY'S KEY FINANCIAL INDICATORS AND

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

 


 

 

PROPOSAL #8: APPROVE COMMITMENT BY CONTROLLING                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongda Xingye Co., Ltd.

  TICKER:               002002                            CUSIP:   Y44450115

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE REMUNERATION OF AUDITORS                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF WUYIGE CPAS         ISSUER            YES             FOR                  FOR

LLP AS AUDITOR

PROPOSAL #9: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #10: APPROVE 2015 PERFORMANCE COMMITMENT              ISSUER            YES             FOR                  FOR

REALIZATION SITUATION IN CONNECTION TO THE MAJOR

ASSET RESTRUCTURE AND PERFORMANCE COMPENSATION FROM

RELEVANT PARTIES TO THE COMPANY

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL SUBSEQUENT MATTERS IN CONNECTION TO

PERFORMANCE COMPENSATION

PROPOSAL #12: APPROVE PROVISION OF GUARANTEES FOR              ISSUER            YES             FOR                  FOR

FINANCINGS APPLIED BY SUBSIDIARIES FROM FINANCIAL

INSTITUTIONS

PROPOSAL #13: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #14: APPROVE GUARANTEE PROVISION PLAN                SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongfa Technology Co., Ltd.

  TICKER:               600885                            CUSIP:   Y9716T105

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT GUO MANJIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT CHEN LONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #1.03: ELECT ZENG ZHIBIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT DING YUNGUANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.05: ELECT LIU ZHENTIAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.06: ELECT LI MING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT DONG YUNTING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT XU QIZHUAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT JIANG WUZHEN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT CHEN YAOHUANG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: ELECT DENG FANGJUN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongfa Technology Co., Ltd.

  TICKER:               600885                            CUSIP:   Y9716T105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR AND PAYMENT OF

REMUNERATION

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH RELATED PARTIES

PROPOSAL #9: APPROVE CHANGE IN PARTIAL RAISED FUNDS          ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongrun Construction Group Co., Ltd.

  TICKER:               002062                            CUSIP:   Y35072126

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.1: ELECT ZHENG HONGFANG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.1.2: ELECT YIN FANGDA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #2.1.3: ELECT HE XIUYONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.4: ELECT ZHAO YUFU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.5: ELECT LI JIANTONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1.6: ELECT ZHENG ENHAI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.2.1: ELECT CHENG XIAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.2: ELECT DING FUSHENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.3: ELECT ZHANG JIANMING AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5.1: ELECT LI WEIWU AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5.2: ELECT SHEN GONGHAO AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6: APPROVE INVESTMENT IN CONNECTION TO                ISSUER            YES         AGAINST           AGAINST

CONSTRUCTION OF ZHONGXING BRIDGE AND WIRING (JIANGNAN

 - QINGYUN ROAD) ENGINEERING PPP PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hongrun Construction Group Co., Ltd.

  TICKER:               002062                            CUSIP:   Y35072126

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF LOAN GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY

PROPOSAL #8: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF NO MORE THAN CNY 6 BILLION PPP PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hopson Development Holdings Ltd.

  TICKER:               00754                              CUSIP:   G4600H101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3A: ELECT AU WAI KIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT LIAO RUO QING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3C: ELECT XIE BAO XIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3D: ELECT CHING YU LUNG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3E: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hota Industrial Manufacturing Co., Ltd.

  TICKER:               1536                                CUSIP:   Y3722M105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hotai Motor Co Ltd

  TICKER:               2207                                CUSIP:   Y37225102

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT HUANG NAN-KUANG, REPRESENTING            ISSUER            YES             FOR                  FOR

CHUN-YUNG INVESTMENT CO LTD WITH SHAREHOLDER NO.

74953 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT LIN LI-HUA, REPRESENTING CHUN-           ISSUER            YES             FOR                  FOR

YUNG INVESTMENT CO LTD WITH SHAREHOLDER NO. 74953 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT HUANG CHIH-CHENG, REPRESENTING          ISSUER            YES             FOR                  FOR

CHUN-YUNG INVESTMENT CO LTD WITH SHAREHOLDER NO.

74953 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT HUANG WEN-JUI, REPRESENTING                ISSUER            YES             FOR                  FOR

CHUN-YUNG INVESTMENT CO LTD WITH SHAREHOLDER NO.

74953 AS NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #4.5: ELECT SU YANN-HUEI, REPRESENTING JIN-         ISSUER            YES             FOR                  FOR

YUAN-SHAN INVESTMENT CO LTD WITH SHAREHOLDER NO.135

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT SU YI-CHUNG, REPRESENTING JIN-           ISSUER            YES             FOR                  FOR

YUAN-SHAN INVESTMENT CO LTD WITH SHAREHOLDER NO.135

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT SU CHWEN-SHING, REPRESENTING              ISSUER            YES             FOR                  FOR

JIN-YUAN-SHAN INVESTMENT CO LTD WITH SHAREHOLDER

NO.135 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT SU MAICK, REPRESENTING JIN-YUAN-        ISSUER            YES             FOR                  FOR

SHAN INVESTMENT CO LTD WITH SHAREHOLDER NO.135 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT KATSUHITO OHNO, REPRESENTING              ISSUER            YES             FOR                  FOR

TOYOTA MOTOR CORPORATION WITH SHAREHOLDER NO.1692 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT CHANG SHIH-YIENG, REPRESENTING         ISSUER            YES             FOR                  FOR

GUI-LONG INVESTMENT CO LTD WITH SHAREHOLDER NO.

55051,AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.11: ELECT KO JUNN-YUAN,REPRESENTING YUAN-        ISSUER            YES             FOR                  FOR

TUO INVESTMENT CO LTD WITH SHAREHOLDER NO.136 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.12: ELECT CHEN, CHEI-CHEN WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.710 AS INDEPENDENT DIRECTOR

PROPOSAL #4.13: ELECT SU, CHIN-HUO WITH ID                          ISSUER            YES             FOR                  FOR

NO.S101678XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.14: ELECT WU, SHIH-HAO WITH ID                          ISSUER            YES             FOR                  FOR

NO.A110779XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hoteles City Express S.A.B. de C.V.

  TICKER:               HCITY *                          CUSIP:   P5184Q102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS AND DISCHARGE DIRECTORS, COMMITTEES, CEO AND

OFFICIALS

PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL            ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #4: APPROVE INCREASE IN BOARD SIZE FROM 9 TO        ISSUER            YES             FOR                  FOR

 13 MEMBERS

PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND THEIR                ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

2015 AND 2016

PROPOSAL #7: ELECT OR RATIFY CHAIRMEN AND MEMBERS OF         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE AND CORPORATE PRACTICES COMMITTEES;

APPROVE THEIR REMUNERATION

PROPOSAL #8: RATIFY MAXIMUM AMOUNT OF SHARE                        ISSUER            YES             FOR                  FOR

REPURCHASE APPROVED BY GENERAL MEETING ON APRIL 22,

2015; SET MAXIMUM AMOUNT OF SHARE REPURCHASE RESERVE

 


 

 

PROPOSAL #9: APPROVE RESTRICTED STOCK PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: INFORM, AND IF NECESSARY, APPROVE                 ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN COMPANY AND SUBSIDIARIES IN

EXCESS OF 20 PERCENT OF CONSOLIDATED ASSETS

PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Housing Development Finance Corp. Ltd.

  TICKER:               500010                            CUSIP:   Y37246207

  MEETING DATE:   7/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: ACCEPT FINANCIAL STATEMENTS AND                   ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #1.b: ACCEPT CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT D.S. PAREKH AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE PKF AS AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES AND/OR OTHER HYBRID INSTRUMENTS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES WITH WARRANTS TO QUALIFIED INSTITUTIONAL

BUYERS

PROPOSAL #9: INCREASE AUTHORIZED SHARE CAPITAL                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND MEMORANDUM OF ASSOCIATION TO                ISSUER            YES             FOR                  FOR

REFLECT CHANGES IN CAPITAL

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION TO                   ISSUER            YES             FOR                  FOR

REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HPGC Renmintongtai Pharmaceutical Corp.

  TICKER:               600829                            CUSIP:   Y30681103

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG JINXIA AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HPGC Renmintongtai Pharmaceutical Corp.

  TICKER:               600829                            CUSIP:   Y30681103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hsin Kuang Steel Co Ltd

  TICKER:               2031                                CUSIP:   Y3736F104

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS AND RENAME IT TO RULES

AND PROCEDURES FOR ELECTION OF DIRECTORS

PROPOSAL #6: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HTC Corporation

  TICKER:               2498                                CUSIP:   Y3732M111

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4.1: ELECT CHER WANG WITH SHAREHOLDER NO. 2        ISSUER            YES             FOR                  FOR

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT HT CHO WITH SHAREHOLDER NO. 22          ISSUER            YES             FOR                  FOR

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT WEN-CHI CHEN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 5 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT DAVID BRUCE YOFFIE WITH                       ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 483748XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT CHEN-KUO LIN WITH ID NO.                     ISSUER            YES             FOR                  FOR

F102690XXX AS INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #4.6: ELECT JOSEF FELDER WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.X3456XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT HUANG-CHIEH CHU WITH ID NO.                ISSUER            YES             FOR                  FOR

A121108XXX AS SUPERVISOR

PROPOSAL #4.8: ELECT A REPRESENTATIVE OF WAY-CHIH              ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD. WITH SHAREHOLDER NO.15 AS

SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hua Han Bio-Pharmaceutical Holdings Ltd.

  TICKER:               00587                              CUSIP:   G4638Y100

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT ZHANG PETER Y. AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT ZHOU CHONG KE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LIN SHU GUANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT ZHOU XIN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT TSO SZE WAI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT CHEN LEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: APPROVE REFRESHMENT OF SCHEME MANDATE            ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

PROPOSAL #9: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: APPROVE CHANGE OF ENGLISH AND CHINESE          ISSUER            YES             FOR                  FOR

NAME OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hua Hong Semiconductor Ltd

  TICKER:               1347                                CUSIP:   Y372A7109

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

 


 

 

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT YU WANG AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT STEPHEN TSO TUNG CHANG AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT LONG FEI YE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT SUXIN ZHANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: AUTHORIZE REPURCHASE ISSUED SHARE                   ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hua Nan Financial Holdings Co., Ltd.

  TICKER:               2880                                CUSIP:   Y3813L107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5.1: ELECT SHIU,KUANG-SI, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF MINISTRY OF FINANCE WITH SHAREHOLDER NO.2, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT CHANG,YUN-PENG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF MINISTRY OF FINANCE WITH SHAREHOLDER NO.2, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT CHIANG,SHIH-TIEN, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF BANK OF TAIWAN CO., LTD. WITH

SHAREHOLDER NO.3, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT HSU,CHIH WEN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF BANK OF TAIWAN CO., LTD. WITH SHAREHOLDER NO.3, AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT LIN,YUN, A REPRESENTATIVE OF              ISSUER            YES             FOR                  FOR

BANK OF TAIWAN CO., LTD. WITH SHAREHOLDER NO.3, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT HSIEH,LIRNG-YUAN, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF BANK OF TAIWAN CO., LTD. WITH

SHAREHOLDER NO.3, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT LEE,CHIA-CHEN, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF BANK OF TAIWAN CO., LTD. WITH SHAREHOLDER NO.3, AS

 NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT JENG,SHIH-CHING, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF BANK OF TAIWAN CO., LTD. WITH

SHAREHOLDER NO.3, AS NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #5.9: ELECT LIN,MING-CHENG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF LIN XION ZHENG FOUNDATION WITH SHAREHOLDER

NO.7899, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.10: ELECT LIN, TOM, A REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

LIN XION ZHENG FOUNDATION WITH SHAREHOLDER NO.7899,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.11: ELECT LIN,CHIH-YU, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF LIN XION ZHENG FOUNDATION WITH SHAREHOLDER

NO.7899, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.12: ELECT LIN,CHIH-YANG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF LIN XION ZHENG FOUNDATION WITH SHAREHOLDER

NO.7899, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.13: ELECT HSU CHEN,AN-LAN, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF YONG CHANG FOUNDATION WITH

SHAREHOLDER NO.283585, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.14: ELECT HSU,MICHAEL YUAN JEN, A                     ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF YONG CHANG FOUNDATION WITH

SHAREHOLDER NO.283585, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.15: ELECT SHEN,VIVIEN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF CHINA MAN-MADE FIBER CORPORATION WITH SHAREHOLDER

NO.7963, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.16: ELECT WU GUI SEN WITH ID                              ISSUER            YES             FOR                  FOR

NO.P106266XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.17: ELECT CHEN QING XIU WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.325422 AS INDEPENDENT DIRECTOR

PROPOSAL #5.18: ELECT XU CHONG YUAN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.300317 AS INDEPENDENT DIRECTOR

PROPOSAL #5.19: ELECT CHEN JUN BIN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.300320 AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR BANK OF TAIWAN

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR JIANG SHI TIAN

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR XU ZHI WEN

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR XU CHEN AN LAN

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR XU YUAN ZHEN

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR LIN ZHI YANG

PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHEN JUN BIN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hua Xia Bank Co., Ltd.

  TICKER:               600015                            CUSIP:   Y37467118

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE 2015 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

SHOUGANG GROUP CO., LTD. AND ITS RELATED ENTERPRISES

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

STATE GRID YINGDA GROUP INTERNATIONAL HOLDINGS CO.,

LTD. AND ITS RELATED ENTERPRISES

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

CREDIT WITH HUA XIA FINANCIAL LEASING CO., LTD.

PROPOSAL #11: APPROVE DUTY PERFORMANCE EVALUATION              ISSUER            YES             FOR                  FOR

REPORT BY BOARD OF SUPERVISORS TOWARDS BOARD OF

DIRECTORS AND ITS MEMBERS

PROPOSAL #12: APPROVE DUTY PERFORMANCE EVALUATION              ISSUER            YES             FOR                  FOR

REPORT BY BOARD OF SUPERVISORS TOWARDS SUPERVISORS

PROPOSAL #13: ELECT WANG HONGJUN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: AMEND IMPLEMENTING RULES REGARDING                ISSUER            YES             FOR                  FOR

QUALIFICATIONS AND SELECTION PROCESS OF DIRECTORS AND

 SENIOR MANAGEMENT MEMBERS (TRIAL)

PROPOSAL #15: AMEND IMPLEMENTING RULES REGARDING                ISSUER            YES             FOR                  FOR

QUALIFICATIONS AND SELECTION PROCESS OF SUPERVISORS

(TRIAL)

PROPOSAL #16: APPROVE ISSUANCE OF SUB CAPITAL BONDS           ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE ISSUANCE OF FINANCIAL BONDS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hua Yuan Property Co.,Ltd.

  TICKER:               600743                            CUSIP:   Y3747F101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE DRAFT OF STOCK OPTION                     ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE GOAL OF IMPLEMENTATION OF              ISSUER            YES             FOR                  FOR

INCENTIVE PLAN

PROPOSAL #1.02: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.03: APPROVE INCENTIVE TOOLS AND SOURCE OF        ISSUER            YES             FOR                  FOR

 STOCKS

PROPOSAL #1.04: APPROVE GRANT AMOUNT, ALLOCATION AND         ISSUER            YES             FOR                  FOR

GRANT CIRCUMSTANCES

PROPOSAL #1.05: APPROVE VALIDITY PERIOD AND                        ISSUER            YES             FOR                  FOR

EFFECTIVENESS ARRANGEMENT

PROPOSAL #1.06: APPROVE GRANT DATE, EXERCISE PRICE            ISSUER            YES             FOR                  FOR

AND INCENTIVE GAINS

PROPOSAL #1.07: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

EXERCISING

PROPOSAL #1.08: APPROVE NON-TRANSFERABILITY AND LOCK-        ISSUER            YES             FOR                  FOR

UP PROVISION

PROPOSAL #1.09: APPROVE ACCOUNTING TREATMENT AND                ISSUER            YES             FOR                  FOR

PERFORMANCE IMPACT

 


 

 

PROPOSAL #1.10: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.11: APPROVE PROCEDURES FOR GRANTING AND          ISSUER            YES             FOR                  FOR

EXERCISING

PROPOSAL #1.12: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.13: APPROVE HANDLING METHOD OF SPECIAL            ISSUER            YES             FOR                  FOR

CIRCUMSTANCES

PROPOSAL #1.14: APPROVE REVISION AND TERMINATION OF          ISSUER            YES             FOR                  FOR

THE INCENTIVE PLAN

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hua Yuan Property Co.,Ltd.

  TICKER:               600743                            CUSIP:   Y3747F101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND AUDIT          ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 PROVISION OF FINANCING                ISSUER            YES             FOR                  FOR

GUARANTEE BY BEIJING HUA YUAN GROUP CO., LTD. TO

COMPANY (RELATED PARTY TRANSACTION)

PROPOSAL #9: APPROVE 2016 PROVISION OF WORKING                   ISSUER            YES             FOR                  FOR

CAPITAL BY BEIJING HUA YUAN GROUP CO., LTD. TO

COMPANY (RELATED PARTY TRANSACTION)

PROPOSAL #10: APPROVE 2016 PROVISION OF FINANCING              ISSUER            YES             FOR                  FOR

GUARANTEE TO CONTROLLED SUBSIDIARIES

PROPOSAL #11: APPROVE 2016 ASSET MORTGAGE LIMIT                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE SOCIAL DONATIONS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT YAN FENG AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14: ELECT GAO HAIYING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huabei Expressway Co., Ltd

  TICKER:               000916                            CUSIP:   Y3747T101

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE BORROWINGS OF GUODIAN KEZUOHOUQI        ISSUER            YES         AGAINST           AGAINST

 PHOTOVOLTAIC GENERATION CO., LTD. FROM THE COMPANY

AND AUTHORIZATION OF THE BOARD TO SIGN RELEVANT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huabei Expressway Co., Ltd

  TICKER:               000916                            CUSIP:   Y3747T101

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JIANG YANFEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT ZHANG SHENGHUAI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huabei Expressway Co., Ltd

  TICKER:               000916                            CUSIP:   Y3747T101

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPAIRMENT PREPARATION OF CNY 75        ISSUER            YES             FOR                  FOR

 MILLION FOR FUND PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huabei Expressway Co., Ltd

  TICKER:               000916                            CUSIP:   Y3747T101

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

CNY 150 MILLION LOAN APPLIED BY WHOLLY-OWNED

SUBSIDIARY HUAQI INVESTMENT CO., LTD. FROM SHANGHAI

PUDONG DEVELOPMENT BANK CO., LTD. TIANJIN BRANCH AND

AUTHORIZATION OF THE MANAGEMENT TO SIGN RELEVANT CONT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huabei Expressway Co., Ltd

  TICKER:               000916                            CUSIP:   Y3747T101

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT XU HONGMING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: ELECT JIANG YUE AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 AUDITOR AND PAYMENT OF AUDIT FEE AMOUNTING TO

CNY 550,000

 


 

 

PROPOSAL #9: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 INTERNAL CONTROL AUDITOR AND PAYMENT OF AUDIT

FEE AMOUNTING TO CNY 250,000

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadian Energy Co., Ltd.

  TICKER:               600726                            CUSIP:   Y3738R106

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.01: ELECT ZHOU LIYE AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT ZHANG FENGLONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadian Energy Co., Ltd.

  TICKER:               600726                            CUSIP:   Y3738R106

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

WORKING CAPITAL LOAN OF CHENBAERHUQI TIANSHUN MINING

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadian Energy Co., Ltd.

  TICKER:               900937                            CUSIP:   Y3738R106

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE 2016 MAJOR TECHNOLOGICAL                     ISSUER            YES             FOR                  FOR

TRANSFORMATION PROJECTS FOR THE POWER PLANTS OWNED BY

 THE COMPANY

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO 2016 MAJOR TECHNOLOGICAL TRANSFORMATION

 PROJECTS

PROPOSAL #8: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE AMENDMENT TO ARTICLE OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadian Fuxin Energy Corp Ltd.

  TICKER:               816                                  CUSIP:   Y3123J107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE KPMG AS INTERNATIONAL AUDITOR            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE REMUNERATION PLAN OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8a: ELECT SHU FUPING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #8b: ELECT YANG QINGTING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8c: AUTHORIZE REMUNERATION AND ASSESSMENT          ISSUER            YES             FOR                  FOR

COMMITTEE TO FIX REMUNERATION OF DIRECTORS ACCORDING

TO THE REMUNERATION PLAN FOR DIRECTORS AND

PROPOSAL #8d: AUTHORIZE BOARD TO ENTER INTO A SERVICE        ISSUER            YES             FOR                  FOR

 CONTRACT WITH THE DIRECTORS AND HANDLE ALL OTHER

RELEVANT MATTERS ON BEHALF OF THE COMPANY

PROPOSAL #9: APPROVE DEPOSIT SERVICE AGREEMENT                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUE OF DEBT FINANCING                     ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HuaDian Heavy Industries Co., Ltd.

  TICKER:               601226                            CUSIP:   Y3124L101

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION AND PROCESSING OF CORRESPONDING CHANGE IN

 BUSINESS REGISTRATION

PROPOSAL #2.01: ELECT HUO LI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.02: ELECT FU QIANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT LU DAMING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.0: ELECT LI JIANBIAO AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HuaDian Heavy Industries Co., Ltd.

  TICKER:               601226                            CUSIP:   Y3124L101

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #8: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICE            ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHINA HUADIAN GROUP FINANCE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadian Power International Corporation Ltd.

  TICKER:               1071                                CUSIP:   Y3738Y101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2a: APPROVE PURCHASE OF COAL BY THE COMPANY        ISSUER            YES             FOR                  FOR

 FROM  CHINA HUADIAN AND ITS SUBSIDIARIES AND

ASSOCIATES AND THE ANNUAL CAP

PROPOSAL #2b: APPROVE PURCHASE OF ENGINEERING                     ISSUER            YES             FOR                  FOR

EQUIPMENT AND OTHER MISCELLANEOUS AND RELEVANT

SERVICES BY THE COMPANY FROM CHINA HUADIAN AND ITS

SUBSIDIARIES AND ASSOCIATES AND THE ANNUAL CAP

PROPOSAL #2c: APPROVE SALE OF COAL AND PROVISION OF          ISSUER            YES             FOR                  FOR

SERVICES AND RELEVANT QUOTA SERVICES BY THE COMPANY

TO CHINA HUADIAN AND ITS SUBSIDIARIES AND ASSOCIATES

AND THE ANNUAL CAP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadian Power International Corporation Ltd.

  TICKER:               1071                                CUSIP:   Y3738Y101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: APPROVE OF ISSUANCE OF DEBT FINANCING            ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #5: APPROVE 2015 AUDITED FINANCIAL REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #7.1: APPROVE DELOITTE TOUCHE TOHMATSU                 ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AND DELOITTE TOUCHE

TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS

INTERNATIONAL AND DOMESTIC AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7.2: APPROVE DELOITTE TOUCHE TOHMATSU                 ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL

AUDITOR OF THE COMPANY AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #8: APPROVE 2015 PERFORMANCE REPORT OF THE          ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #9: ELECT WANG CHUANSHUN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadian Power International Corporation Ltd.

  TICKER:               1071                                CUSIP:   Y3738Y119

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: APPROVE OF ISSUANCE OF DEBT FINANCING            ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #5: APPROVE 2015 AUDITED FINANCIAL REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #7.1: APPROVE DELOITTE TOUCHE TOHMATSU                 ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AND DELOITTE TOUCHE

TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS

INTERNATIONAL AND DOMESTIC AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7.2: APPROVE DELOITTE TOUCHE TOHMATSU                 ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL

AUDITOR OF THE COMPANY AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #8: APPROVE 2015 PERFORMANCE REPORT OF THE          ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #9.01: ELECT WANG CHUANSHUN AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadong Medicine Co., Ltd.

  TICKER:               000963                            CUSIP:   Y3740R102

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LI BANGLIANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

PROPOSAL #1.2: ELECT LV LIANG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT YUE JIN AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT ZHANG JI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT FU HANG AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.6: ELECT LI YUEDONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.7: ELECT XIE HUI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT ZHANG WEI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT ZHONG XIAOMING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LIU CHENGWEI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT BAI XINHUA SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.3: ELECT QIN YUN AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.4: ELECT ZHANG JUN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO EXPAND BUSINESS SCOPE

PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PRE-AUTHORIZATION LIMIT TO BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS IN CONNECTION TO SPECIFIC ISSUES

RELATED TO LAUNCHING OF MAJOR INVESTMENT, MERGER AND

ACQUISITION PROJECTS

PROPOSAL #5.1: APPROVE PRE-AUTHORIZATION OF BOARD TO         ISSUER            YES             FOR                  FOR

PROVIDE PERFORMANCE GUARANTEES IN CONNECTION TO

LAUNCHING OF MAJOR INVESTMENT, MERGER AND ACQUISITION

 PROJECTS

PROPOSAL #5.2: APPROVE PRE-AUTHORIZATION OF BOARD TO         ISSUER            YES             FOR                  FOR

IMPLEMENT CAPITAL INCREASE, PROVIDE DEBT IN ADVANCE

OR CROSS-BORDER LENDING TO SPECIAL PURPOSE SUBSIDIARY

 IN CONNECTION TO MAJOR INVESTMENT, MERGER AND

ACQUISITION PROJECT

PROPOSAL #6: APPROVE USE OF IDLE FUNDS TO INVEST IN      SHAREHOLDER        YES             FOR                  FOR

LOW-RISK SHORT-TERM FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huadong Medicine Co., Ltd.

  TICKER:               000963                            CUSIP:   Y3740R102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH HUADONG GROUP CO., LTD.

 


 

 

PROPOSAL #6.2: APPROVE DAILY RELATED-PARTY                          ISSUER            YES             FOR                  FOR

TRANSACTION WITH YUANTA GROUP CO., LTD.

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF PAN-CHINA            ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS FINANCIAL

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 PROVISION OF FINANCING                ISSUER            YES             FOR                  FOR

GUARANTEES TO CONTROLLED SUBSIDIARIES

PROPOSAL #9: ELECT NIU ZHANQI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafa Industrial Co., Ltd. Zhuhai

  TICKER:               600325                            CUSIP:   Y3739J103

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #4: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

ON WHETHER OR NOT COMPANY'S REAL ESTATE BUSINESS

CONSISTS OF IDLING LAND, SPECULATION AND HOARDING,

DRIVING UP PRICES AND OTHER ILLEGAL ISSUES

PROPOSAL #5: APPROVE COMMITMENT LETTER OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS, AND SENIOR MANAGEMENT ON WHETHER OR NOT

COMPANY'S REAL ESTATE BUSINESS CONSISTS OF IDLING

LAND, SPECULATION AND HOARDING, DRIVING UP PRICES AND

 OTHER ILLEGAL ISSUES

PROPOSAL #6: APPROVE COMMITMENT OF ZHUHAI HUAFA GROUP        ISSUER            YES             FOR                  FOR

 CO., LTD. IN CONNECTION TO COMPANY'S 2016 ISSUANCE

OF CORPORATE BONDS

PROPOSAL #7: APPROVE COMMITMENT OF ZHUHAI MUNICIPAL          ISSUER            YES             FOR                  FOR

PEOPLE'S GOVERNMENT STATE-OWNED ASSETS SUPERVISION

AND ADMINISTRATION COMMISSION IN CONNECTION TO

COMPANY'S ISSUANCE OF CORPORATE BONDS

PROPOSAL #8: APPROVE 2014 DIRECTOR'S REMUNERATION OR         ISSUER            YES             FOR                  FOR

ALLOWANCE

PROPOSAL #9: APPROVE 2014 SUPERVISOR'S REMUNERATION           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ADDITIONAL 2015 COMPANY'S                 ISSUER            YES         AGAINST           AGAINST

FINANCING LIMIT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafa Industrial Co., Ltd. Zhuhai

  TICKER:               600325                            CUSIP:   Y3739J103

  MEETING DATE:   3/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION FOR THE FINANCING         ISSUER            YES         AGAINST           AGAINST

SCHEME OF THE COMPANY AND SUBSIDIARIES

PROPOSAL #2: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE APPLICATION OF LOAN AND                       ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM GROUP FINANCE COMPANY

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

LOAN AND COMPREHENSIVE CREDIT LINES APPLIED BY

SUBSIDIARIES FROM GROUP FINANCE COMPANY

PROPOSAL #5: APPROVE EXTERNAL INVESTMENTS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE ACQUISITION OF LAND                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT XU JILI AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafa Industrial Co., Ltd. Zhuhai

  TICKER:               600325                            CUSIP:   Y3739J103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 SOCIAL RESPONSIBILITY                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafa Industrial Co., Ltd. Zhuhai

  TICKER:               600325                            CUSIP:   Y3739J103

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 CORPORATE BOND ISSUANCE

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE CORPORATE BOND ISSUANCE

PROPOSAL #5.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #5.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5.05: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #5.06: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #5.07: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #5.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #7: APPROVE INVESTMENT WITH ANOTHER PARTY             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafa Industrial Co., Ltd. Zhuhai

  TICKER:               600325                            CUSIP:   Y3739J103

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ACQUISITION AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafu Top Dyed Melange Yarn Co., Ltd.

  TICKER:               002042                            CUSIP:   Y013A0104

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT SUN WEITING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.2: ELECT CHEN LINGFEN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.3: ELECT SUN XIAOTING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.4: ELECT ZHANG JISONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #1.1.5: ELECT WANG GUOYOU AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.6: ELECT CHENG GUISONG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.2.1: ELECT GUO KEJUN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.2: ELECT LIU XUE AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.3: ELECT HU YONGFENG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT SHENG YONGYUE AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT ZHU JINGBING AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafu Top Dyed Melange Yarn Co., Ltd.

  TICKER:               002042                            CUSIP:   Y013A0104

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE IMPACT ON THE COMPANY'S                       ISSUER            YES             FOR                  FOR

FINANCIAL INDICATORS AND COUNTER-DILUTION MEASURES IN

 CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

 


 

 

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #9: AMEND MANAGEMENT AND USAGE SYSTEM OF              ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #10: ELECT CHEN WEIBIN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafu Top Dyed Melange Yarn Co., Ltd.

  TICKER:               002042                            CUSIP:   Y013A0104

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT ON COMPANY'S EMPLOYEE                ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #2: APPROVE DRAFT ON COMPANY'S  PHASE II              ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafu Top Dyed Melange Yarn Co., Ltd.

  TICKER:               002042                            CUSIP:   Y013A0104

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MAIN FINANCIAL INDICATORS EFFECT        ISSUER            YES             FOR                  FOR

 AND COUNTER-DILUTION MEASURES IN CONNECTION WITH

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT FOR ADOPTING COUNTER-DILUTION

MEASURES IN CONNECTION WITH PRIVATE PLACEMENT

PROPOSAL #3: APPROVE PRIVATE PLACEMENT PLAN (REVISED)        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafu Top Dyed Melange Yarn Co., Ltd.

  TICKER:               002042                            CUSIP:   Y013A0104

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huafu Top Dyed Melange Yarn Co., Ltd.

  TICKER:               002042                            CUSIP:   Y013A0104

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN IDLE FUNDS

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 FUTURES HEDGING                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE CREDIT LINE APPLICATION AND              ISSUER            YES             FOR                  FOR

BORROWINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huagong Tech Co., Ltd.

  TICKER:               000988                            CUSIP:   Y3740C105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.01: ELECT WANG XIAOBEI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT CHANG XUEWU AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.03: ELECT LIU HANSHU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11: ELECT LIU FEI AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #13: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huagong Tech Co., Ltd.

  TICKER:               000988                            CUSIP:   Y3740C105

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #3.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.04: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #3.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #8: APPROVE UNDERTAKINGS OF REMEDIAL                     ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaku Development Co., Ltd.

  TICKER:               2548                                CUSIP:   Y3742X107

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hualan Biological Engineering, Inc.

  TICKER:               002007                            CUSIP:   Y3737H125

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE USE OF OWN FUNDS TO INVEST IN            ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO ASSOCIATE        ISSUER            YES             FOR                  FOR

 COMPANY

PROPOSAL #9.1.1: ELECT AN KANG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.1.2: ELECT FAN BEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.1.3: ELECT WANG QIPING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #9.1.4: ELECT AN YING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.2.1: ELECT SU ZHIGUO AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.2.2: ELECT ZHANG JINGANG AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.2.3: ELECT TIAN LIJUN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.1: ELECT HAO CHANGMEI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.2: ELECT ZHANG ZHAOFEI AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaneng Power International, Inc.

  TICKER:               00902                              CUSIP:   Y3744A105

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 CONTINUING CONNECTED                   ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN THE COMPANY AND HUANENG GROUP

INCLUDING THE HUANENG GROUP FRAMEWORK AGREEMENT AND

TRANSACTION CAPS

PROPOSAL #2: APPROVE CONNECTED TRANSACTIONS ON                   ISSUER            YES             FOR                  FOR

FINANCE LEASING AND LEASEBACK BY HUANENG PINGLIANG

POWER GENERATION LIMITED COMPANY

PROPOSAL #3: APPROVE CONNECTED TRANSACTIONS ON                   ISSUER            YES             FOR                  FOR

FINANCE LEASING AND LEASEBACK BY THE COMPANY'S

CONTROLLED SUBSIDIARIES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaneng Power International, Inc.

  TICKER:               902                                  CUSIP:   Y3744A105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF SUPERVISORY         ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG AND KPMG HUAZHEN LLP AS THE        ISSUER            YES             FOR                  FOR

 INTERNATIONAL AND PRC AUDITORS

PROPOSAL #6: ELECT XU MENGZHOU AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE ISSUANCE OF DOMESTIC AND FOREIGN   SHAREHOLDER        YES             FOR                  N/A

 PERPETUAL DEBTS UNDER THE GENERAL MANDATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaneng Power International, Inc.

  TICKER:               00902                              CUSIP:   Y3744A113

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 CONTINUING CONNECTED                   ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN THE COMPANY AND HUANENG GROUP

INCLUDING THE HUANENG GROUP FRAMEWORK AGREEMENT AND

TRANSACTION CAPS

PROPOSAL #2: APPROVE CONNECTED TRANSACTIONS ON                   ISSUER            YES             FOR                  FOR

FINANCE LEASING AND LEASEBACK BY HUANENG PINGLIANG

POWER GENERATION LIMITED COMPANY

PROPOSAL #3: APPROVE CONNECTED TRANSACTIONS ON                   ISSUER            YES             FOR                  FOR

FINANCE LEASING AND LEASEBACK BY THE COMPANY'S

CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaneng Power International, Inc.

  TICKER:               902                                  CUSIP:   Y3744A113

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF SUPERVISORY         ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG AND KPMG HUAZHEN LLP AS THE        ISSUER            YES             FOR                  FOR

 INTERNATIONAL AND PRC AUDITORS

 


 

 

PROPOSAL #6: ELECT XU MENGZHOU AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE ISSUANCE OF DOMESTIC AND FOREIGN   SHAREHOLDER        YES             FOR                  N/A

 PERPETUAL DEBTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaneng Renewables Corporation Ltd.

  TICKER:               958                                  CUSIP:   Y3739S103

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG AND KPMG HUAZHEN LLP AS              ISSUER            YES             FOR                  FOR

INTERNATIONAL AND DOMESTIC AUDITORS RESPECTIVELY

PROPOSAL #6a: ELECT CAO PEIXI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #6b: ELECT ZHANG TINGKE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6c: ELECT WANG KUI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #6d: ELECT LIN GANG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #6e: ELECT XIAO JUN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #6f: ELECT YANG QING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #6g: ELECT HE YAN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6h: ELECT QIN HAIYAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6i: ELECT DAI HUIZHU AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6j: ELECT ZHOU SHAOPENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6k: ELECT WAN KAM TO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6l: ELECT HUANG JIAN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6m: ELECT WANG HUANLIANG AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE ISSUE OF DEBT FINANCING                       ISSUER            YES             FOR                  FOR

INSTRUMENTS FOR THE YEARS 2016 AND 2017

PROPOSAL #9: APPROVE ISSUE OF H SHARES CONVERTIBLE            ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huang Hsiang Construction Corp

  TICKER:               2545                                CUSIP:   Y3744Z100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huangshan Novel Co., Ltd.

  TICKER:               002014                            CUSIP:   Y3740J118

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2: APPROVE ASSET PURCHASE BY ISSUANCE OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #2.1: APPROVE TRANSACTION PLAN                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.21: APPROVE TRANSACTION COUNTERPARTY                ISSUER            YES             FOR                  FOR

PROPOSAL #2.22: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.23: APPROVE TRANSACTION PRICE AND                     ISSUER            YES             FOR                  FOR

EVALUATION VALUE

PROPOSAL #2.24: APPROVE PAYMENT METHOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.251: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.252: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.253: APPROVE TARGET SUBSCRIBERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.254: APPROVE PRICING REFERENCE DATE AND          ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.255: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.256: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2.257: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.258: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.26: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.27: APPROVE PROFIT COMPENSATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.28: APPROVE IMPAIRMENT TEST AND                        ISSUER            YES             FOR                  FOR

COMPENSATION

PROPOSAL #2.29: APPROVE THE COMMITMENT AND GUARANTEE         ISSUER            YES             FOR                  FOR

REGARDING THE TERM LIMIT OF THE KEY PERSONNEL IN

PROFIT COMMITMENT

 


 

 

PROPOSAL #2.210: APPROVE NON-COMPETE OBLIGATION OF            ISSUER            YES             FOR                  FOR

THE KEY PERSONNEL IN PROFIT COMMITMENT

PROPOSAL #2.211: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 PARAGRAPH 2 OF THE

MANAGEMENT APPROACH REGARDING MAJOR ASSET

RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

DOES NOT CONSTITUTE AS BACKDOOR LISTING STATED IN

ARTICLE 13 OF THE MANAGEMENT APPROACH REGARDING MAJOR

 ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #6: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #7: APPROVE EXEMPTION FROM TENDER OFFER BY          ISSUER            YES             FOR                  FOR

HUANGSHAN YONGJIA (GROUP) CO., LTD. TO ALL

PROPOSAL #8: APPROVE ANALYSIS ON THE BASIS AND                   ISSUER            YES             FOR                  FOR

FAIRNESS OF THE TRANSACTION PRICE

PROPOSAL #9: APPROVE AUDIT REPORT, EVALUATION REPORT         ISSUER            YES             FOR                  FOR

AND PROFIT FORECAST REPORT OF THE TRANSACTION

PROPOSAL #10: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTES AS A RELATED-PARTY TRANSACTION

PROPOSAL #11: APPROVE REPORT(DRAFT) AND SUMMARY OF            ISSUER            YES             FOR                  FOR

COMPANY'S RELATED PARTY TRANSACTION REGARDING ASSET

PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #12: APPROVE SIGNING OF ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT AND SUPPLEMENTAL AGREEMENT WITH

SHAREHOLDER OF HUANGSHAN XINLI INK TECHNOLOGY CO.,

LTD., HUANGSHAN YONGJIA (GROUP) CO., LTD.

PROPOSAL #13: APPROVE SIGNING OF PROFIT COMPENSATION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SHAREHOLDER OF HUANGSHAN XINLI INK

TECHNOLOGY CO., LTD., HUANGSHAN YONGJIA (GROUP) CO.,

LTD.

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING PROFIT COMPENSATION AS WELL

AS REPURCHASE AND CANCELLATION OF THE SHARES INVOLVED

PROPOSAL #16: APPROVE THE EXPLANATION ON THE                       ISSUER            YES             FOR                  FOR

COMPLETENESS AND COMPLIANCE OF IMPLEMENTATION OF

LEGAL PROCEEDINGS OF THE TRANSACTIONS AND VALIDITY OF

 THE SUBMITTED LEGAL DOCUMENTS REGARDING THIS

PROPOSAL #17: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 11 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #18: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH RELEVANT REGULATIONS OF THE MANAGEMENT

 APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #19: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huangshan Novel Co., Ltd.

  TICKER:               002014                            CUSIP:   Y3740J118

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT ZHOU YUAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT SHEN TAO AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT WANG DONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT WANG BIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT CHEN JIEMIAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT CUI MIFEN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT GUO QIANQIAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huangshan Novel Co., Ltd.

  TICKER:               002014                            CUSIP:   Y3740J118

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huangshan Tourism Development Co., Ltd.

  TICKER:               900942                            CUSIP:   Y37455105

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG DEHUI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huangshan Tourism Development Co., Ltd.

  TICKER:               900942                            CUSIP:   Y37455105

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX          ISSUER            YES             FOR                  FOR

THEIR REMUNERATION

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 ISSUANCE OF CORPORATE BONDS

PROPOSAL #8.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: APPROVE ISSUANCE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: APPROVE PAR VALUE AND ISSUANCE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #8.05: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.06: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

DETERMINATION METHOD

PROPOSAL #8.07: APPROVE TERMS OF REDEMPTION AND SELL-        ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #8.08: APPROVE PRINCIPAL REPAYMENT AND                 ISSUER            YES             FOR                  FOR

INTEREST PAYMENT METHOD

PROPOSAL #8.09: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.10: APPROVE DEBT SAFEGUARD MEASURES                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.11: APPROVE GUARANTEES                                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.12: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #8.13: APPROVE UNDERWRITING                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PUBLIC ISSUANCE OF CORPORATE              ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: ELECT GAO YAN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huangshan Tourism Development Co., Ltd.

  TICKER:               900942                            CUSIP:   Y37455113

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE TO APPOINT AUDITORS AND TO FIX          ISSUER            YES             FOR                  FOR

THEIR REMUNERATION

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 ISSUANCE OF CORPORATE BONDS

PROPOSAL #8.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: APPROVE ISSUANCE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: APPROVE PAR VALUE AND ISSUANCE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #8.05: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8.06: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

DETERMINATION METHOD

PROPOSAL #8.07: APPROVE TERMS OF REDEMPTION AND SELL-        ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #8.08: APPROVE PRINCIPAL REPAYMENT AND                 ISSUER            YES             FOR                  FOR

INTEREST PAYMENT METHOD

PROPOSAL #8.09: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.10: APPROVE DEBT SAFEGUARD MEASURES                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.11: APPROVE GUARANTEES                                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.12: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #8.13: APPROVE UNDERWRITING                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PUBLIC ISSUANCE OF CORPORATE              ISSUER            YES             FOR                  FOR

BONDS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #11: ELECT GAO YAN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huapont Life Sciences Co., Ltd.

  TICKER:               002004                            CUSIP:   Y15896114

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN ON ISSUANCE OF NEW SHARES          ISSUER            YES             FOR                  FOR

BY CONTROLLED SUBSIDIARY BEIJING YINGTAI JIAHE

BIOTECHNOLOGY CO., LTD.

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PARTICIPATION OF COMPANY'S WHOLLY-OWNED

 SUBSIDIARY, CERTAIN DIRECTORS AND SUPERVISORS IN

CONTROLLED SUBSIDIARY BEIJING YINGTAI JIAHE

BIOTECHNOLOGY CO., LTD.'S ISSUANCE OF NEW SHARES

 


 

 

PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huapont Life Sciences Co., Ltd.

  TICKER:               002004                            CUSIP:   Y15896114

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES         AGAINST           AGAINST

LINES AND GUARANTEE MATTERS BY THE COMPANY AND

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huapont Life Sciences Co., Ltd.

  TICKER:               002004                            CUSIP:   Y15896114

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RESTRUCTURING OF WHOLLY-OWNED        SHAREHOLDER        YES             FOR                  FOR

SUBSIDIARY TO ESTABLISH COMPANY AND PUBLIC LISTING ON

 NATIONAL EQUITIES AND QUOTATIONS SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huatai Securities Co., Ltd.

  TICKER:               601688                            CUSIP:   Y37426106

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT CHEN CHUANMING AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: ELECT YANG XIONGSHENG AS DIRECTOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huatai Securities Co., Ltd.

  TICKER:               601688                            CUSIP:   Y37426106

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

 


 

 

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE ORDINARY CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH JIANGSU GUOXIN INVESTMENT GROUP AND

 ITS AFFILIATED COMPANIES

PROPOSAL #6.2: APPROVE ORDINARY CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH JIANGSU COMMUNICATIONS HOLDING CO.,

 LTD. AND ITS AFFILIATED COMPANIES

PROPOSAL #6.3: APPROVE ORDINARY CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH OTHER RELATED PARTIES

PROPOSAL #7: APPROVE 2016 ESTIMATED INVESTMENT AMOUNT        ISSUER            YES             FOR                  FOR

 FOR PROPRIETARY BUSINESS

PROPOSAL #8: APPROVE INCREASE OF AUDIT SERVICES FEE           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE KPMG HUAZHEN LLP AS AUDIT                   ISSUER            YES             FOR                  FOR

SERVICES INSTITUTION FOR A SHARES AND KPMG AS AUDIT

SERVICES INSTITUTION FOR H SHARES

PROPOSAL #10: APPROVE APPLICATION FOR EXPANSION OF            ISSUER            YES             FOR                  FOR

SCOPE OF FOREIGN EXCHANGE BUSINESS

PROPOSAL #11.01: APPROVE SIZE OF ISSUANCE IN RELATION        ISSUER            YES             FOR                  FOR

 TO ISSUANCE OF SHORT-TERM FINANCING SECURITIES

PROPOSAL #11.02: APPROVE MATURITY OF ISSUANCE IN                ISSUER            YES             FOR                  FOR

RELATION TO ISSUANCE OF SHORT-TERM FINANCING

PROPOSAL #11.03: APPROVE METHODS OF ISSUANCE IN                 ISSUER            YES             FOR                  FOR

RELATION TO ISSUANCE OF SHORT-TERM FINANCING

PROPOSAL #11.04: APPROVE USE OF PROCEEDS IN RELATION         ISSUER            YES             FOR                  FOR

TO ISSUANCE OF SHORT-TERM FINANCING SECURITIES

PROPOSAL #11.05: APPROVE REPAYMENT ARRANGEMENT IN              ISSUER            YES             FOR                  FOR

RELATION TO ISSUANCE OF SHORT-TERM FINANCING

PROPOSAL #11.06: APPROVE VALIDITY PERIOD OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO ISSUANCE OF SHORT-TERM

FINANCING SECURITIES

PROPOSAL #11.07: AUTHORIZE BOARD TO HANDLE ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO ISSUANCE OF SHORT-TERM

FINANCING SECURITIES

PROPOSAL #12: ELECT WANG HUIQING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.01: ELECT GAO XU AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT CHEN NING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: ELECT XU QING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huatai Securities Co., Ltd.

  TICKER:               601688                            CUSIP:   Y37426114

  MEETING DATE:   10/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT XU MIN AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT CHEN ZHIBIN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LIU ZHIHONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE STOCK REMUNERATION PLAN                       ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5.00: APPROVE ISSUANCE OF DOMESTIC DEBT              ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

PROPOSAL #5.01: APPROVE ISSUING ENTITY, SIZE AND                ISSUER            YES             FOR                  FOR

METHOD IN RELATION TO THE ISSUANCE OF DOMESTIC DEBT

FINANCING INSTRUMENTS

PROPOSAL #5.02: APPROVE TYPE OF DEBT FINANCING                   ISSUER            YES             FOR                  FOR

INSTRUMENTS IN RELATION TO THE ISSUANCE OF DOMESTIC

DEBT FINANCING INSTRUMENTS

PROPOSAL #5.03: APPROVE TERM OF DEBT FINANCING                   ISSUER            YES             FOR                  FOR

INSTRUMENTS IN RELATION TO THE ISSUANCE OF DOMESTIC

DEBT FINANCING INSTRUMENTS

PROPOSAL #5.04: APPROVE INTEREST OF DEBT FINANCING            ISSUER            YES             FOR                  FOR

INSTRUMENTS IN RELATION TO THE ISSUANCE OF DOMESTIC

DEBT FINANCING INSTRUMENTS

PROPOSAL #5.05: APPROVE SECURITY AND OTHER CREDIT              ISSUER            YES             FOR                  FOR

ENHANCEMENT ARRANGEMENT IN RELATION TO THE ISSUANCE

OF DOMESTIC DEBT FINANCING INSTRUMENTS

PROPOSAL #5.06: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE ISSUANCE OF DOMESTIC DEBT FINANCING

PROPOSAL #5.07: APPROVE ISSUE PRICE IN RELATION TO            ISSUER            YES             FOR                  FOR

THE ISSUANCE OF DOMESTIC DEBT FINANCING INSTRUMENTS

PROPOSAL #5.08: APPROVE ISSUE TARGET AND ARRANGEMENTS        ISSUER            YES             FOR                  FOR

 ON PLACEMENT TO SHAREHOLDERS IN RELATION TO THE

ISSUANCE OF DOMESTIC DEBT FINANCING INSTRUMENTS

PROPOSAL #5.09: APPROVE GUARANTEE MEASURES FOR                   ISSUER            YES             FOR                  FOR

REPAYMENT IN RELATION TO THE ISSUANCE OF DOMESTIC

DEBT FINANCING INSTRUMENTS

PROPOSAL #5.10: APPROVE LISTING OF DEBT FINANCING              ISSUER            YES             FOR                  FOR

INSTRUMENTS IN RELATION TO THE ISSUANCE OF DOMESTIC

DEBT FINANCING INSTRUMENTS

PROPOSAL #5.11: APPROVE VALIDITY PERIOD OF RESOLUTION        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE ISSUANCE OF DOMESTIC DEBT

FINANCING INSTRUMENTS

PROPOSAL #5.12: AUTHORIZED BOARD TO DEAL WITH                     ISSUER            YES             FOR                  FOR

ISSUANCE OF DOMESTIC DEBT FINANCING INSTRUMENTS.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huatai Securities Co., Ltd.

  TICKER:               601688                            CUSIP:   Y37426114

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHEN CHUANMING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT YANG XIONGSHENG AS DIRECTOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huatai Securities Co., Ltd.

  TICKER:               601688                            CUSIP:   Y37426114

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 FINAL FINANCIAL REPORT                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RESOLUTIONS ON ORDINARY                       ISSUER            YES             FOR                  FOR

CONNECTED TRANSACTIONS

PROPOSAL #6.1: APPROVE ORDINARY CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH JIANGSU GUOXIN INVESTMENT GROUP AND

 ITS AFFILIATED COMPANIES

PROPOSAL #6.2: APPROVE ORDINARY CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH JIANGSU COMMUNICATIONS HOLDING CO.,

 LTD. AND ITS AFFILIATED COMPANIES

PROPOSAL #6.3: APPROVE ORDINARY CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH OTHER RELATED PARTIES

PROPOSAL #7: APPROVE 2016 ESTIMATED INVESTMENT AMOUNT        ISSUER            YES             FOR                  FOR

 FOR PROPRIETARY BUSINESS

PROPOSAL #8: APPROVE INCREASE OF AUDIT SERVICES FEE           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE KPMG HUAZHEN LLP AS AUDIT                   ISSUER            YES             FOR                  FOR

SERVICES INSTITUTION FOR A SHARES AND KPMG AS AUDIT

SERVICES INSTITUTION FOR H SHARES

PROPOSAL #10: ELECT WANG HUIQING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #11.1: ELECT GAO XU AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: ELECT CHEN NING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.3: ELECT XU QING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE APPLICATION FOR EXPANSION OF            ISSUER            YES             FOR                  FOR

SCOPE OF FOREIGN EXCHANGE BUSINESS

PROPOSAL #13: APPROVE THE RESOLUTION ON THE ISSUANCE         ISSUER            YES             FOR                  FOR

OF SHORT-TERM FINANCING SECURITIES OF THE COMPANY

PROPOSAL #13.1: APPROVE SIZE OF ISSUANCE IN RELATION         ISSUER            YES             FOR                  FOR

TO ISSUANCE OF SHORT-TERM FINANCING SECURITIES

PROPOSAL #13.2: APPROVE MATURITY OF ISSUANCE IN                 ISSUER            YES             FOR                  FOR

RELATION TO ISSUANCE OF SHORT-TERM FINANCING

PROPOSAL #13.3: APPROVE METHODS OF ISSUANCE IN                   ISSUER            YES             FOR                  FOR

RELATION TO ISSUANCE OF SHORT-TERM FINANCING

PROPOSAL #13.4: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO ISSUANCE OF SHORT-TERM FINANCING SECURITIES

PROPOSAL #13.5: APPROVE REPAYMENT ARRANGEMENT IN                ISSUER            YES             FOR                  FOR

RELATION TO ISSUANCE OF SHORT-TERM FINANCING

PROPOSAL #13.6: APPROVE VALIDITY PERIOD OF THE                   ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO ISSUANCE OF SHORT-TERM

FINANCING SECURITIES

PROPOSAL #13.7: AUTHORIZE BOARD TO HANDLE ALL MATTERS        ISSUER            YES             FOR                  FOR

 IN RELATION TO ISSUANCE OF SHORT-TERM FINANCING

SECURITIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huatian Hotel Group Co. Ltd.

  TICKER:               000428                            CUSIP:   Y3767W109

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR ISSUANCE OF                ISSUER            YES             FOR                  FOR

ULTRA SHORT-TERM FINANCING BILLS AND MEDIUM-TERM

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huatian Hotel Group Co. Ltd.

  TICKER:               000428                            CUSIP:   Y3767W109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND AUDITED          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE SIGNING OF DAILY RELATED PARTY          ISSUER            YES             FOR                  FOR

TRANSACTION FRAMEWORK AGREEMENT AND FORECAST FOR 2016

 DAILY RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huawen Media Investment Corporation

  TICKER:               000793                            CUSIP:   Y3R42R108

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER             NO              N/A                  N/A

OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER             NO              N/A                  N/A

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER             NO              N/A                  N/A

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER             NO              N/A                  N/A

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE AMENDMENT TO PLAN ON PRIVATE              ISSUER             NO              N/A                  N/A

PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE AMENDMENT TO FEASIBILITY                     ISSUER             NO              N/A                  N/A

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huawen Media Investment Corporation

  TICKER:               000793                            CUSIP:   Y3R42R108

  MEETING DATE:   2/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO THE DILUTION IN            ISSUER             NO              N/A                  N/A

SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huawen Media Investment Group Corporation

  TICKER:               000793                            CUSIP:   Y3R42R108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE COMMITMENT ON PERFORMANCE                   ISSUER            YES             FOR                  FOR

COMPENSATION IMPLEMENTATION OF 2015 MAJOR ASSET

RESTRUCTURING

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION OF HUANQIU ZHIDA TECHNOLOGY (BEIJING)

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxin Cement Co., Ltd.

  TICKER:               600801                            CUSIP:   Y37469106

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PAR VALUE, BOND INTEREST                ISSUER            YES             FOR                  FOR

RATE, METHOD OF DETERMINATION AND DEBT SERVICES

PROPOSAL #2.05: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

 


 

 

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxin Cement Co., Ltd.

  TICKER:               600801                            CUSIP:   Y37469106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxin Cement Co., Ltd.

  TICKER:               600801                            CUSIP:   Y37469114

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PAR VALUE, BOND INTEREST                ISSUER            YES             FOR                  FOR

RATE, METHOD OF DETERMINATION AND DEBT SERVICES

PROPOSAL #2.05: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.06: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.09: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxin Cement Co., Ltd.

  TICKER:               600801                            CUSIP:   Y37469114

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxun Fangzhou Co., Ltd.

  TICKER:               000687                            CUSIP:   Y3120D103

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION TO COMPANY'S                 ISSUER            YES             FOR                  FOR

MANAGEMENT TO REPAY CONTROLLING SHAREHOLDER HUAXUN

FANGZHOU TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxun Fangzhou Co., Ltd.

  TICKER:               000687                            CUSIP:   Y3120D103

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER             NO              N/A                  N/A

COMPREHENSIVE CREDIT LINE BY WHOLLY-OWNED SUBSIDIARY

NANJING HUAXUN FANGZHOU COMMUNICATION EQUIPMENT CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxun Fangzhou Co., Ltd.

  TICKER:               000687                            CUSIP:   Y3120D103

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

CORPORATE BOND ISSUANCE

 


 

 

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER             NO              N/A                  N/A

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE PLACING ARRANGEMENT FOR                   ISSUER             NO              N/A                  N/A

SHAREHOLDERS

PROPOSAL #2.3: APPROVE BOND MATURITY                                     ISSUER             NO              N/A                  N/A

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER             NO              N/A                  N/A

OF DETERMINATION

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND ISSUE          ISSUER             NO              N/A                  N/A

MANNER

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER             NO              N/A                  N/A

PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER             NO              N/A                  N/A

SALE-BACK

PROPOSAL #2.8: APPROVE UNDERWRITING METHOD                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.9: APPROVE LISTING TRANSFER METHOD                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

ADOPT THE SAFEGUARD MEASURES WHEN COMPANY FAILS TO

REPAY PRINCIPAL OR INTEREST

PROPOSAL #5: APPROVE REMUNERATION OF INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxun Fangzhou Co., Ltd.

  TICKER:               000687                            CUSIP:   Y3120D103

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF AUDITOR AND                          ISSUER            YES             FOR                  FOR

CONFIRMATION OF AUDIT FEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxun Fangzhou Co., Ltd.

  TICKER:               000687                            CUSIP:   Y3120D103

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES APPLIED BY THE WHOLLY-

OWNED SUBSIDIARY NANJING HUAXUN FANGZHOU

COMMUNICATION EQUIPMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huaxun Fangzhou Co., Ltd.

  TICKER:               000687                            CUSIP:   Y3120D103

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF WUYIGE CPAS            ISSUER            YES             FOR                  FOR

LLP AS 2016 AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #8: ELECT DIRECTORS (BUNDLED)                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT SUPERVISORS (BUNDLED)                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12.1: AMEND RULES AND PROCEDURES REGARDING         ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12.2: AMEND RULES AND PROCEDURES REGARDING         ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #12.3: AMEND RULES AND PROCEDURES REGARDING         ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #12.4: AMEND MANAGEMENT SYSTEM OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #13: APPROVE PROVISION FOR GOODWILL                       ISSUER            YES             FOR                  FOR

IMPAIRMENT ISSUES

PROPOSAL #14: APPROVE PROFIT FORECAST FULFILLMENT          SHAREHOLDER        YES             FOR                  FOR

AUDIT REPORT OF NANJING HUAXUN FANGZHOU

COMMUNICATIONS EQUIPMENT CO., LTD., AND CHENGDU

GUORONG TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huayi Compressor Corporation Ltd

  TICKER:               000404                            CUSIP:   Y3746C109

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF FINANCIAL SERVICE AGREEMENT WITH

 SICHUAN CHANGHONG GROUP FINANCE CO., LTD.

PROPOSAL #2: APPROVE FORWARD FOREIGN EXCHANGE TRADING        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE USE OF IDLE OWN FUNDS TO                     ISSUER            YES             FOR                  FOR

INVESTMENT IN FINANCIAL PRODUCTS

PROPOSAL #4: ELECT ZHANG RUI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huayi Compressor Corporation Ltd

  TICKER:               000404                            CUSIP:   Y3746C109

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF SHINEWING CPAS        ISSUER            YES             FOR                  FOR

 AS 2016 FINANCIAL REPORT AUDITOR AND INTERNAL

CONTROL AUDITOR

PROPOSAL #7.1: APPROVE CNY 80 MILLION GUARANTEE                 ISSUER            YES             FOR                  FOR

PROVISION TO HUAYI COMPRESSOR (JINGZHOU) CO., LTD.

PROPOSAL #7.2: APPROVE EUR 47 MILLION GUARANTEE                 ISSUER            YES             FOR                  FOR

PROVISION TO HUAYI COMPRESSOR BARCELONA CO., LTD.

PROPOSAL #7.3: APPROVE CNY 88 MILLION GUARANTEE                 ISSUER            YES         AGAINST           AGAINST

PROVISION TO SHANGHAI JIAXI BEILA TRADE CO., LTD.BY

JIAXI BEILA COMPRESSOR CO., LTD.

PROPOSAL #8.1: APPROVE SALE OF NOT MORE THAN CNY 700         ISSUER            YES             FOR                  FOR

MILLION WORTH OF COMPRESSORS TO HEFEI MEILING CO.,

LTD. AND ITS SUBSIDIARIES (NOT INCLUDING TAXES)

PROPOSAL #8.2: APPROVE 2016 PROVISION OF COMPRESSED          ISSUER            YES             FOR                  FOR

AIR AND LOGISTICS SERVICES WORTH NOT MORE THAN CNY 1

MILLION TO HEFEI MEILING CO., LTD. (NOT INCLUDING

TAXES)

PROPOSAL #8.3: APPROVE SALE OF NOT MORE THAN CNY 150         ISSUER            YES             FOR                  FOR

MILLION WORTH OF COMPRESSORS TO SICHUAN CHANGHONG

MINSHENG LOGISTICS CO., LTD. (NOT INCLUDING TAXES)

PROPOSAL #8.4: APPROVE PURCHASE OF PRODUCTS AND                 ISSUER            YES             FOR                  FOR

RECEIPT OF LOGISTICS AND SOFTWARE SERVICES WORTH NOT

MORE THAN CNY 38 MILLION FROM SICHUAN CHANGHONG

APPLIANCES CO., LTD. (NOT INCLUDING TAXES)

PROPOSAL #9: APPROVE 2016 REMUNERATION OF SENIOR                ISSUER            YES             FOR                  FOR

MANAGEMENT AND 2016 BASIC REMUNERATION ASSESSMENT

PLAN OF SENIOR MANAGEMENT

PROPOSAL #10: APPROVE 2015 PROVISION FOR ASSET                   ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #11: ELECT XU BANGJUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huayi Electric Co., Ltd.

  TICKER:               600290                            CUSIP:   Y8182W105

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER             NO              N/A                  N/A

 PERIOD REGARDING PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #4: APPROVE PROVISION OF EQUITY PLEDGE                 ISSUER             NO              N/A                  N/A

GUARANTEES TO INDIRECT SUBSIDIARY

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huayi Electric Co., Ltd.

  TICKER:               600290                            CUSIP:   Y8182W105

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCIAL AID TO            ISSUER            YES             FOR                  FOR

YUEQING CITY HUAYI MICROFINANCE LIMITED

PROPOSAL #2: ELECT QI HESHENG AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huayi Electric Co., Ltd.

  TICKER:               600290                            CUSIP:   Y8182W105

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLING SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

COMPANY BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #10: APPROVE 2016 APPLICATION OF BANK                   ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #11: APPROVE COMPLETION OF INVESTMENT                   ISSUER            YES             FOR                  FOR

PROJECT USING 2011 PRIVATE PLACEMENT PARTIAL RAISED

FUNDS AND USE OF SURPLUS RAISED FUNDS TO PERMANENTLY

REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #12: APPROVE TERMINATION OF INVESTMENT                 ISSUER            YES             FOR                  FOR

PROJECT USING 2011 PRIVATE PLACEMENT PARTIAL RAISED

FUNDS AND USE OF REMAINING RAISED FUNDS TO

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               HUAYU Automotive Systems Co., Ltd.

  TICKER:               600741                            CUSIP:   Y3750U102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR THE         ISSUER            YES             FOR                  FOR

BANK CREDIT LINE APPLICATION OF SUBSIDIARIES

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO HUAYU         ISSUER            YES             FOR                  FOR

KOLBENSCHMIDT ALUMINUM TECHNOLOGY CO., LTD.

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF DELOITTE            ISSUER            YES             FOR                  FOR

TOUCHE TOHMATSU CPA AS FINANCIAL AUDITOR

PROPOSAL #11: APPROVE 2016 APPOINTMENT OF DELOITTE            ISSUER            YES             FOR                  FOR

TOUCHE TOHMATSU CPA AS INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Biocause Pharmaceutical Co., Ltd.

  TICKER:               000627                            CUSIP:   Y3746X103

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: APPROVE 2015 ANNUAL REPORT                             ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE 2015 ANNUAL REPORT SUMMARY               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL PROFIT DISTRIBUTION         ISSUER            YES             FOR                  FOR

AND CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5.1: APPROVE PROFIT DISTRIBUTION PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: APPROVE CAPITALIZATION OF CAPITAL                ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #6: APPROVE 2015 PAYMENT OF FINANCIAL                   ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR REMUNERATION

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2015 PROVISION FOR ASSET                     ISSUER            YES             FOR                  FOR

IMPAIRMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Biocause Pharmaceutical Co., Ltd.

  TICKER:               000627                            CUSIP:   Y3746X103

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FENG GENFU AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

INVESTMENT COMMITTEE TO MAKE INVESTMENT DECISIONS

BASED ON THE INVESTMENT DECISION AUTHORIZATION

MECHANISM

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Biocause Pharmaceutical Co., Ltd.

  TICKER:               000627                            CUSIP:   Y3746X103

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT TIAN YIFEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Broadcasting & Television Information Network Co., Ltd.

  TICKER:               000665                            CUSIP:   Y9716F105

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT OF PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #1.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #1.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #1.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #1.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT AND SUPPLEMENTAL AGREEMENT IN CONNECTION TO

 THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Broadcasting & Television Information Network Co., Ltd.

  TICKER:               000665                            CUSIP:   Y9716F105

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RISK WARNING REGARDING DILUTION         ISSUER            YES             FOR                  FOR

IN SPOT RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION WITH PRIVATE PLACEMENT

 


 

 

PROPOSAL #2: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION WITH PRIVATE PLACEMENT

PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN FOR THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Broadcasting & Television Information Network Co., Ltd.

  TICKER:               000665                            CUSIP:   Y9716F105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #8: APPROVE 2016 BANK COMPREHENSIVE CREDIT          ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #9: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #10: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Chutian Expressway Co., Ltd.

  TICKER:               600035                            CUSIP:   Y37478107

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

BETWEEN COMPANY AND CONTROLLING SHAREHOLDER'S WHOLLY-

OWNED SUBSIDIARIES AND CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Chutian Expressway Co., Ltd.

  TICKER:               600035                            CUSIP:   Y37478107

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Chutian Expressway Co., Ltd.

  TICKER:               600035                            CUSIP:   Y37478107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9.01: ELECT XU HONGMING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.01: ELECT ZHOU CHUNHUI AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Eastern Gold Jade Co., Ltd.

  TICKER:               600086                            CUSIP:   Y3747C108

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING BORROWINGS FROM  MAJOR SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Energy Group Co., Ltd.

  TICKER:               000883                            CUSIP:   Y3747A102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 ADDITIONAL GUARANTEE                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10: APPROVE EXTENSION OF RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION OF CORPORATE BONDS

PROPOSAL #11.01: ELECT XIE FENG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.02: ELECT QU DINGYUAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #11.03: ELECT HUANG ZHONGCHU AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #12: ELECT ZHANG TANGRONG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Fuxing Science & Technology Co., Ltd.

  TICKER:               000926                            CUSIP:   Y3747K100

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT AND ESTABLISHMENT OF         ISSUER            YES             FOR                  FOR

CORPORATE SUBSIDIARY WITH RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Fuxing Science & Technology Co., Ltd.

  TICKER:               000926                            CUSIP:   Y3747K100

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE COMPANY'S ELIGIBILITY FOR              ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND TYPE AND MATURITY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

INTEREST PAYMENT METHOD

PROPOSAL #2.06: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE BOND TRADING AND TRANSFER              ISSUER            YES             FOR                  FOR

EXCHANGE

PROPOSAL #2.09: APPROVE MAIN UNDERWRITER                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE RULES ON REDEMPTION AND SALE-        ISSUER            YES             FOR                  FOR

BACK

PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Fuxing Science & Technology Co., Ltd.

  TICKER:               000926                            CUSIP:   Y3747K100

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE BOARD APPROVAL OF COMPANY'S LAND        ISSUER            YES             FOR                  FOR

 PURCHASE

PROPOSAL #8: APPROVE BOARD APPROVAL OF GUARANTEE                ISSUER            YES         AGAINST           AGAINST

PROVISION TO CONTROLLED SUBSIDIARIES AND MUTUAL

GUARANTEE BETWEEN SUBSIDIARIES

PROPOSAL #9: ELECT ZHANG JING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Jumpcan Pharmaceutical Co., Ltd.

  TICKER:               600566                            CUSIP:   Y3120L105

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE CONTINUED AUTHORIZATION OF BOARD        ISSUER            YES             FOR                  FOR

 TO HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Jumpcan Pharmaceutical Co., Ltd.

  TICKER:               600566                            CUSIP:   Y3120L105

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES         AGAINST           AGAINST

AND SUPERVISORS

PROPOSAL #9.01: ELECT WU XINGYU AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Mailyard Share Co., Ltd.

  TICKER:               600107                            CUSIP:   Y3746R106

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE 2016 USE OF OWN FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN BANK FINANCIAL PRODUCTS

PROPOSAL #10: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Sanxia New Building Materials Co., Ltd.

  TICKER:               600293                            CUSIP:   Y3746N105

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCING PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES         AGAINST           AGAINST

AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: AMEND DIRECTORS AND SUPERVISORS                       ISSUER            YES             FOR                  FOR

REMUNERATION MANAGEMENT SYSTEM

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Sanxia New Building Materials Co., Ltd.

  TICKER:               600293                            CUSIP:   Y3746N105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES         AGAINST           AGAINST

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Shuanghuan Science & Technology Stock Co., Ltd.

  TICKER:               000707                            CUSIP:   Y3746P100

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #1.8: APPROVE AUTHORIZATION OF THE BOARD TO         ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Shuanghuan Science & Technology Stock Co., Ltd.

  TICKER:               000707                            CUSIP:   Y3746P100

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE OF EQUITY OF ASSOCIATE                ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #2: APPROVE ISSUANCE OF MEDIUM-TERM NOTES         SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Shuanghuan Science & Technology Stock Co., Ltd.

  TICKER:               000707                            CUSIP:   Y3746P100

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY OWNED SUBSIDIARY

PROPOSAL #2: APPROVE PROVISION OF FINANCE LEASING              ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY OWNED SUBSIDIARY

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Shuanghuan Science & Technology Stock Co., Ltd.

  TICKER:               000707                            CUSIP:   Y3746P100

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF PRIVATE PLACEMENT            ISSUER            YES             FOR                  FOR

NOTES

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO ISSUANCE OF PRIVATE PLACEMENT

 NOTES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Shuanghuan Science & Technology Stock Co., Ltd.

  TICKER:               000707                            CUSIP:   Y3746P100

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS AUDITOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: ELECT LIU HONGGUANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Xingfa Chemicals Group Co., Ltd.

  TICKER:               600141                            CUSIP:   Y3747R105

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

IN HENAN XINGFA HAOLIDA FERTILIZER CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Xingfa Chemicals Group Co., Ltd.

  TICKER:               600141                            CUSIP:   Y3747R105

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY AND ASSOCIATE COMPANY

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Xingfa Chemicals Group Co., Ltd.

  TICKER:               600141                            CUSIP:   Y3747R105

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE ALLOWANCE OF 2016 DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOWANCE OF 2016 SUPERVISORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND PAYMENT OF REMUNERATION

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION WITH HUBEI JINMAI INVESTMENT CO., LTD

PROPOSAL #11: APPROVE CONDUCT OF AFTERSALES LEASEBACK        ISSUER            YES         AGAINST           AGAINST

 BUSINESS

PROPOSAL #12: APPROVE APPLICATION OF BANK CREDIT                ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #14: APPROVE ISSUANCE OF MEDIUM TERM NOTES          ISSUER            YES             FOR                  FOR

WITH LONG-TERM RIGHTS

PROPOSAL #15: APPROVE REPURCHASE AND CANCEL PARTIAL      SHAREHOLDER        YES             FOR                  FOR

SHARES OF ASSETS PURCHASE OF ISSUANCE OF NEW SHARES

PROPOSAL #16: APPROVE CHANGES IN CAPITAL AND                  SHAREHOLDER        YES             FOR                  FOR

AMENDMENTS TO ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Xingfa Chemicals Group Co., Ltd.

  TICKER:               600141                            CUSIP:   Y3747R105

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE SHARE TYPE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.02: APPROVE PAR VALUE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.02: APPROVE PAR VALUE                                           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.03: APPROVE AMOUNT OF RAISED FUNDS AND            ISSUER            YES             FOR                  FOR

ISSUE SIZE

PROPOSAL #2.03: APPROVE AMOUNT OF RAISED FUNDS AND            ISSUER             NO              N/A                  N/A

ISSUE SIZE

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER             NO              N/A                  N/A

PROPOSAL #2.05: APPROVE SUBSCRIPTION METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE SUBSCRIPTION METHOD                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE TARGET SUBSCRIBERS                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.07: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE ISSUE PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE ISSUE PRICE                                       ISSUER             NO              N/A                  N/A

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE USE OF PROCEEDS                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.10: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.11: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER             NO              N/A                  N/A

SHARES

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS WITH YICHAN XINGFA GROUP CO.,

PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS WITH YICHAN XINGFA GROUP CO.,

PROPOSAL #7: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS WITH HUBEI DINGMING INVESTMENT

CO., LTD.

PROPOSAL #7: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS WITH HUBEI DINGMING INVESTMENT

CO., LTD.

 


 

 

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL RELATED MATTERS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #11: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER             NO              N/A                  N/A

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #11: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #12: APPROVE REDUCTION AND REGULATION OF              ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION COMMITMENT BY ZHEJIANG

JINFANDA BIOCHEMISTRY CO., LTD. AND ITS ULTIMATE

CONTROLLING SHAREHOLDER

PROPOSAL #12: APPROVE REDUCTION AND REGULATION OF              ISSUER             NO              N/A                  N/A

RELATED PARTY TRANSACTION COMMITMENT BY ZHEJIANG

JINFANDA BIOCHEMISTRY CO., LTD. AND ITS ULTIMATE

CONTROLLING SHAREHOLDER

PROPOSAL #13: APPROVE GUARANTEE PROVISION PLAN                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13: APPROVE GUARANTEE PROVISION PLAN                    ISSUER             NO              N/A                  N/A

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO HUBEI   SHAREHOLDER        YES         AGAINST           AGAINST

 XINGRUI CHEMICAL CO., LTD.

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO HUBEI   SHAREHOLDER         NO              N/A                  N/A

 XINGRUI CHEMICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Xinyangfeng Fertilizer Co., Ltd.

  TICKER:               000902                            CUSIP:   Y1427T102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #9: APPROVE MERGER BY ABSORPTION                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Yihua Chemical Industry Co., Ltd.

  TICKER:               000422                            CUSIP:   Y3746H108

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

CREDIT LINES AND FINANCIAL LEASING APPLIED BY

SUBSIDIARY

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Yihua Chemical Industry Co., Ltd.

  TICKER:               000422                            CUSIP:   Y3746H108

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YU YUNFENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT ZHANG XINYA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT ZHANG XINGFENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.4: ELECT ZHOU XIAOHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT QIANG WEI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT HUANG ANLIAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT JIANG BENSHAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.8: ELECT MA CHUANGANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT LI SHOUMING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.10: ELECT WANG HONGXIA AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.11: ELECT LIU GUIZHU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT PENG ZHIGANG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Yihua Chemical Industry Co., Ltd.

  TICKER:               000422                            CUSIP:   Y3746H108

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO BANK          ISSUER            YES             FOR                  FOR

CREDIT LINE OF SUBSIDIARIES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Yihua Chemical Industry Co., Ltd.

  TICKER:               000422                            CUSIP:   Y3746H108

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

BANK CREDIT LINES APPLIED BY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Yihua Chemical Industry Co., Ltd.

  TICKER:               000422                            CUSIP:   Y3746H108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 RELATED PARTY TRANSACTION           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE BANK LOAN GUARANTEES TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #8: APPROVE 2015 EXCESS AMOUNT OF RELATED-           ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS FROM THE EXPECTED SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hubei Yihua Chemical Industry Co., Ltd.

  TICKER:               000422                            CUSIP:   Y3746H108

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG ZHONGHUA AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hudaco Industries Ltd

  TICKER:               HDC                                  CUSIP:   S36300101

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT STEPHEN CONNELLY AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT GRAHAM DUNFORD AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT STUART MORRIS AS DIRECTOR               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.1: ELECT NYAMI MANDINDI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT GRANT THORNTON AS AUDITORS OF         ISSUER            YES             FOR                  FOR

THE COMPANY AND APPOINT VANESSA DE VILLIERS AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #4.1: RE-ELECT STUART MORRIS AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #4.2: ELECT NYAMI MANDINDI AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #4.3: RE-ELECT DAISY NAIDOO AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT AND RISK MANAGEMENT COMMITTEE

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #1: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: AUTHORISE BOARD TO ISSUE AUTHORISED BUT         ISSUER            YES             FOR                  FOR

UNISSUED ORDINARY SHARES

PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huishang Bank Corp Ltd

  TICKER:               3698                                CUSIP:   Y3749K108

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINAL FINANCIAL ACCOUNTS             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS EXTERNAL

AUDITOR AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE APPRAISAL REPORT ON THE                       ISSUER            YES             FOR                  FOR

PERFORMANCE OF THE DIRECTORS

PROPOSAL #6: APPROVE APPRAISAL REPORT ON THE                       ISSUER            YES             FOR                  FOR

PERFORMANCE OF THE SUPERVISORS

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE BASIS FOR DETERMINATION OF THE          ISSUER            YES             FOR                  FOR

REMUNERATION OF THE DIRECTORS

PROPOSAL #10: APPROVE BASIS FOR DETERMINATION OF THE         ISSUER            YES             FOR                  FOR

REMUNERATION OF FORMER CHAIRMAN OF THE SUPERVISORS

PROPOSAL #11: APPROVE AUTHORIZATION TO DEAL WITH                ISSUER            YES             FOR                  FOR

MATTERS RELATING TO THE PURCHASE OF LIABILITY

INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT

PROPOSAL #12: APPROVE AMENDMENTS TO THE DILUTION OF          ISSUER            YES             FOR                  FOR

CURRENT RETURNS AS A RESULT OF THE A SHARE OFFERING

AND REMEDIAL MEASURES

 


 

 

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: APPROVE EXTENSION OF THE VALIDITY                 ISSUER            YES             FOR                  FOR

PERIOD OF THE PLAN FOR THE A SHARE OFFERING

PROPOSAL #15: APPROVE EXTENSION OF THE VALIDITY                 ISSUER            YES             FOR                  FOR

PERIOD OF THE AUTHORIZATION TO THE BOARD TO DEAL WITH

 SPECIFIC MATTERS IN RELATION TO THE A SHARE OFFERING

PROPOSAL #16.1: APPROVE TYPE OF PREFERENCE SHARES TO         ISSUER            YES             FOR                  FOR

BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #16.2: APPROVE NUMBER OF PREFERENCE SHARES          ISSUER            YES             FOR                  FOR

TO BE ISSUED AND ISSUE SIZE IN RELATION TO THE NON-

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #16.3: APPROVE PAR VALUE AND ISSUE PRICE IN         ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #16.4: APPROVE MATURITY IN RELATION TO THE          ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #16.5: APPROVE METHOD OF ISSUANCE AND TARGET        ISSUER            YES             FOR                  FOR

 INVESTORS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #16.6: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE

PROPOSAL #16.7: APPROVE DIVIDEND DISTRIBUTION TERMS          ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #16.8: APPROVE TERMS OF MANDATORY CONVERSION        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #16.9: APPROVE TERMS OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #16.10: APPROVE RESTRICTIONS ON VOTING                 ISSUER            YES             FOR                  FOR

RIGHTS AND TERMS OF RESTORATION OF VOTING RIGHTS IN

RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #16.11: APPROVE ORDER OF DISTRIBUTION ON              ISSUER            YES             FOR                  FOR

LIQUIDATION AND PROCEDURES FOR LIQUIDATION IN

RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #16.12: APPROVE SECURITY IN RELATION TO THE         ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #16.13: APPROVE USE OF PROCEEDS IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE

SHARES

PROPOSAL #16.14: APPROVE LISTING/TRADING ARRANGEMENTS        ISSUER            YES             FOR                  FOR

 IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #16.15: APPROVE VALIDITY PERIOD OF THE                 ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #16.16: APPROVE MATTERS RELATING TO                       ISSUER            YES             FOR                  FOR

AUTHORIZATION IN RELATION TO THE NON-PUBLIC ISSUANCE

OF OFFSHORE PREFERENCE SHARES

PROPOSAL #16.17: APPROVE MATTERS RELATING TO                       ISSUER            YES             FOR                  FOR

DELEGATED AUTHORIZATION IN RELATION TO THE NON-PUBLIC

 ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #18: APPROVE AUTHORIZATION OF THE GENERAL            ISSUER            YES             FOR                  FOR

MEETING TO THE BOARD

PROPOSAL #19: APPROVE AUTHORIZATION OF LIQUIDITY                ISSUER            YES             FOR                  FOR

SUPPORT TO AFFILIATES

PROPOSAL #20: APPROVE TERMINATION OF THE NON-PUBLIC      SHAREHOLDER        YES         AGAINST               N/A

ISSUANCE OF OFFSHORE PREFERENCE SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huishang Bank Corp Ltd

  TICKER:               3698                                CUSIP:   Y3749K108

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TYPE OF PREFERENCE SHARES TO BE         ISSUER            YES             FOR                  FOR

ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #2: APPROVE NUMBER OF PREFERENCE SHARES TO          ISSUER            YES             FOR                  FOR

BE ISSUED AND ISSUE SIZE IN RELATION TO THE NON-

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #3: APPROVE PAR VALUE AND ISSUE PRICE IN              ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #4: APPROVE MATURITY IN RELATION TO THE NON-        ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #5: APPROVE METHOD OF ISSUANCE AND TARGET            ISSUER            YES             FOR                  FOR

INVESTORS IN RELATION TO THE NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #6: APPROVE LOCK-UP PERIOD IN RELATION TO            ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION TERMS IN          ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #8: APPROVE TERMS OF MANDATORY CONVERSION IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #9: APPROVE TERMS OF CONDITIONAL REDEMPTION         ISSUER            YES             FOR                  FOR

IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #10: APPROVE RESTRICTIONS ON VOTING RIGHTS          ISSUER            YES             FOR                  FOR

AND TERMS OF RESTORATION OF VOTING RIGHTS IN RELATION

 TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE

SHARES

PROPOSAL #11: APPROVE ORDER OF DISTRIBUTION ON                   ISSUER            YES             FOR                  FOR

LIQUIDATION AND PROCEDURES FOR LIQUIDATION IN

RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #12: APPROVE SECURITY IN RELATION TO THE              ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #13: APPROVE USE OF PROCEEDS RELATING TO THE        ISSUER            YES             FOR                  FOR

 NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES

PROPOSAL #14: APPROVE LISTING/TRADING ARRANGEMENTS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE

PREFERENCE SHARES

PROPOSAL #15: APPROVE VALIDITY PERIOD OF THE                       ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

OFFSHORE PREFERENCE SHARES

PROPOSAL #16: APPROVE MATTERS RELATING TO                            ISSUER            YES             FOR                  FOR

AUTHORIZATION IN RELATION TO THE NON-PUBLIC ISSUANCE

OF OFFSHORE PREFERENCE SHARES

 


 

 

PROPOSAL #17: APPROVE MATTERS RELATING TO DELEGATED          ISSUER            YES             FOR                  FOR

AUTHORIZATION IN RELATION TO THE NON-PUBLIC ISSUANCE

OF OFFSHORE PREFERENCE SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huludao Zinc Industry Co., Ltd.

  TICKER:               000751                            CUSIP:   Y37615104

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: AMEND ARTICLE OF ASSOCIATION                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 COMPREHENSIVE BANK CREDIT          ISSUER            YES             FOR                  FOR

LINES APPLICATION

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE LOAN EXTENSION WITH MAJOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Humanwell Healthcare (Group) Co Ltd

  TICKER:               600079                            CUSIP:   Y9716L102

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE AND ISSUE MANNER           ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.03: APPROVE BOND MATURITY, REPAYMENT                ISSUER            YES             FOR                  FOR

METHOD AND OTHER SPECIFIC ARRANGEMENTS

PROPOSAL #2.04: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.06: APPROVE GUARANTEE SITUATIONS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.08: APPROVE COMPANY'S CREDITWORTHINESS            ISSUER            YES             FOR                  FOR

AND SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.09: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.10: APPROVE LISTING ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Humanwell Healthcare (Group) Co Ltd

  TICKER:               600079                            CUSIP:   Y9716L102

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HE QISHENG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT WANG XUEGONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT ZHU JIANMIN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ACQUISITION OF 100% EQUITY IN            ISSUER            YES             FOR                  FOR

EPIC PHARMA, LLC AND EPIC RE HOLDCO, LLC BY WHOLLY-

OWNED SUBSIDIARY HUMANWELL HEALTHCARE USA, LLC

PROPOSAL #5: APPROVE ISSUANCE OF PERPETUAL NOTES                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 ANNUAL GUARANTEE PLAN                  ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Humanwell Healthcare (Group) Co Ltd

  TICKER:               600079                            CUSIP:   Y9716L102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF WUYIGE CPAS            ISSUER            YES             FOR                  FOR

LLP AS AUDITOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Corun New Energy Co., Ltd.

  TICKER:               600478                            CUSIP:   Y1295J103

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE INVESTMENT IN SUBSIDIARY HUNAN          ISSUER            YES             FOR                  FOR

KENENG XIANJIN STORAGE MATERIALS NATIONAL ENGINEERING

 RESEARCH CENTER CO., LTD. BY CHINA AGRICULTURAL KEY

CONSTRUCTION FUND CO., LTD.

PROPOSAL #2: APPROVE SIGNING OF GUARANTEE AGREEMENT           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #4: APPROVE INVESTMENT IN CONNECTION TO                ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF MERGER AND ACQUISITION FUND

PARTNERSHIP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Corun New Energy Co., Ltd.

  TICKER:               600478                            CUSIP:   Y1295J103

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE AUDIT COMMITTEE            ISSUER            YES             FOR                  FOR

PERFORMANCE DUTIES

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD ON          ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE

PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Dakang International Food and Agriculture Co., Ltd.

  TICKER:               002505                            CUSIP:   Y3759G104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #2.1: APPROVE TRANSACTION PARTY                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TRANSACTION TARGET                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE PRICE BASIS AND TRANSACTION            ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.4: APPROVE TRANSACTION PRICE ADJUSTMENT          ISSUER            YES             FOR                  FOR

MECHANISM

 


 

 

PROPOSAL #2.5: APPROVE TRANSACTION MANNER                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES             FOR                  FOR

 DURING THE TRANSITION PERIOD

PROPOSAL #2.7: APPROVE EXPIRATION DATE AND                          ISSUER            YES             FOR                  FOR

TERMINATION FEE

PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

CONSTITUTES AS A RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

MAJOR ASSETS ACQUISITION AND ITS SUMMARY

PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT BETWEEN SUBSIDIARY AND SHANGHAI

PENGXIN (GROUP) CO., LTD.

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #7: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, APPRAISING METHOD, THE

RELEVANCE OF VALUATION PURPOSE AND APPROACH AS WELL

AS THE FAIRNESS OF PRICING

PROPOSAL #9: APPROVE RELATED VALUATION REPORT                      ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE GUIDELINES DIFFERENCE                        ISSUER            YES             FOR                  FOR

VERIFICATION REPORT

PROPOSAL #11: APPROVE AUTHORIZATION OF COMPANY AND            ISSUER            YES             FOR                  FOR

SUBSIDIARY FOR APPLICATION OF M & A LOAN AND BANK

LOAN FROM QUALIFIED DOMESTIC/OVERSEAS FINANCIAL

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTER RELATED TO MAJOR ASSETS ACQUISITION

PROPOSAL #13: APPROVE CHANGE IN THE USAGE OF RAISED          ISSUER            YES             FOR                  FOR

FUNDS FOR ACQUISITION OF EQUITY IN FIAGRIL LTDA.

PROPOSAL #14: APPROVE CHANGE IN USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Dakang International Food and Agriculture Co., Ltd.

  TICKER:               002505                            CUSIP:   Y3759G104

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF DAKANG MEAT FOODS              ISSUER             NO              N/A                  N/A

CO., LTD. BUSINESS OBJECTIVE ASSESSMENT TERMINATION

AGREEMENT

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Dakang Pasture Farming Co Ltd

  TICKER:               002505                            CUSIP:   Y3759G104

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE ADJUSTMENT OF RAISED FUNDS                 ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT AND CHANGE IN USAGE OF RAISED

PROPOSAL #2: APPROVE JOINT ESTABLISHMENT OF                        ISSUER            YES             FOR                  FOR

INTERNATIONAL AGRICULTURAL INDUSTRY MERGER AND

ACQUISITION FUND WITH ZHEJIANG SILICON PARADISE ASSET

 MANAGEMENT GROUP CO., LTD.

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT IN          ISSUER            YES             FOR                  FOR

CONNECTION TO CHANGE IN USAGE OF RAISED FUNDS TO

ESTABLISH THE INTERNATIONAL AGRICULTURAL INDUSTRY

MERGER AND ACQUISITION FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Dakang Pasture Farming Co Ltd

  TICKER:               002505                            CUSIP:   Y3759G104

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO INVEST IN GUARANTEED FINANCIAL PRODUCTS

PROPOSAL #2: APPROVE 2016 GUARANTEE PROVISION TO LOAN        ISSUER            YES             FOR                  FOR

 OF PARTIAL SUBSIDIARIES

PROPOSAL #3: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Friendship & Apollo Commercial Co., Ltd.

  TICKER:               002277                            CUSIP:   Y3R604106

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTROLLING SHAREHOLDER'S                   ISSUER            YES             FOR                  FOR

COMMITMENT TO RENOUNCE IN SUBSCRIBING TO COMPANY'S

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE SIGNING OF TERMINATION AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH CONTROLLING SHAREHOLDER IN CONNECTION TO THE

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT

PROPOSAL #3.1: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: APPROVE PRICING REFERENCE DATE                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE ISSUE PRICE AND PRICE SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #3.6: APPROVE ISSUE SIZE AND SUBSCRIPTION            ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #3.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES (SECOND REVISION)

 


 

 

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE INVESTMENT IN THE SHAOYANG                 ISSUER            YES             FOR                  FOR

FRIENDSHIP & APOLLO INTERNATIONAL COMMERCIAL PLAZA

PROJECT

PROPOSAL #7: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Friendship & Apollo Commercial Co., Ltd.

  TICKER:               002277                            CUSIP:   Y3R604106

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL        ISSUER            YES             FOR                  FOR

 BILL

PROPOSAL #10: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.1: ELECT HU ZIJING AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.2: ELECT CHEN XIHE AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.3: ELECT CUI XIANGDONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #12.4: ELECT LIU YIMAN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.5: ELECT LONG JIANHUI AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #12.6: ELECT XU HUIMING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #12.7: ELECT CHEN XUEWEN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.1: ELECT WANG LIN AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.2: ELECT CHEN GONGRONG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.3: ELECT DENG ZHONGHUA AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #13.4: ELECT WANG YUANMING AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

PROPOSAL #14.1: ELECT YANG QIZHONG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.2: ELECT YANG YUKUI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Friendship & Apollo Commercial Co., Ltd.

  TICKER:               002277                            CUSIP:   Y3R604106

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT ON PHASE I EMPLOYEE SHARE         ISSUER            YES             FOR                  FOR

PURCHASE PLAN AND SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES         AGAINST           AGAINST

APPLICATION OF BANK LOAN BY CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Gold Corporation Limited

  TICKER:               002155                            CUSIP:   Y1328M107

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE 2016 PRIVATE PLACEMENT OF NEW            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #2.7: APPROVE LISTING ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

PROPOSAL #7: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

 


 

 

PROPOSAL #8: APPROVE DEVELOPMENT OF HEDGING BUSINESS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Gold Corporation Limited

  TICKER:               002155                            CUSIP:   Y1328M107

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 INVESTMENT PLAN EXECUTION          ISSUER            YES             FOR                  FOR

STATUS AND APPROVE 2016 INVESTMENT PLAN ARRANGEMENT

SUGGESTION REPORT

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION OF 2016 DEBT                     ISSUER            YES             FOR                  FOR

FINANCING

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Gold Corporation Limited

  TICKER:               002155                            CUSIP:   Y1328M107

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DEVELOPMENT OF GOLD LEASING                ISSUER            YES             FOR                  FOR

BUSINESS

PROPOSAL #2: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS (ASSETS PURCHASE BY ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Huasheng Co., Ltd.

  TICKER:               600156                            CUSIP:   Y3767S108

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTROLLED SUBSIDIARY TO                     ISSUER            YES             FOR                  FOR

TRANSFER THE EQUITY OF ITS SUBSIDIARY

PROPOSAL #2: APPROVE TRANSFER OF PARTIAL IDLE ASSET          ISSUER            YES             FOR                  FOR

BY CONTROLLED SUBSIDIARY

PROPOSAL #3: APPROVE RIGHT AND INTEREST OF THE                   ISSUER            YES             FOR                  FOR

COMPANY IN THE TRANSFER AGREEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Huasheng Co., Ltd.

  TICKER:               600156                            CUSIP:   Y3767S108

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF MANAGEMENT         ISSUER            YES             FOR                  FOR

TEAM AND BUSINESS OBJECTIVES LINKED ASSESSMENT

PROPOSAL #9.01: ELECT YANG JIE AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT JIANG XIANMING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.01: ELECT CAI YANPING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT XIAO QUANFENG AS SUPERVISOR             ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: ELECT JIANG HONGKAI AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Investment Group Co. Ltd.

  TICKER:               000548                            CUSIP:   Y1293S105

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHEN XIAOSONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Investment Group Co. Ltd.

  TICKER:               000548                            CUSIP:   Y1293S105

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF LIUYANG RIVER ROAD            ISSUER            YES             FOR                  FOR

PROJECT PRIMARY LAND DEVELOPMENT AND CONSOLIDATION

CONTRACT TERMINATION AGREEMENT IN CONNECTION TO

INVESTMENT IN THE DEVELOPMENT RELEVANT LAND

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Investment Group Co. Ltd.

  TICKER:               000548                            CUSIP:   Y1293S105

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Investment Group Co. Ltd.

  TICKER:               000548                            CUSIP:   Y1293S105

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SUN PANDENG AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Jiangnan Red Arrow Co., Ltd.

  TICKER:               000519                            CUSIP:   Y13068104

  MEETING DATE:   4/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT              ISSUER            YES             FOR                  FOR

(DRAFT)

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE REMUNERATION OF NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE REMUNERATION OF NON-EMPLOYEE              ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: APPROVE 2016 COMPREHENSIVE CREDIT LINES        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #12: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY ZHONGNAN DIAMOND CO., LTD

PROPOSAL #13: APPROVE RE-APPOINTMENT OF DA HUA CPAS          ISSUER            YES             FOR                  FOR

LP AS 2016 ANNUAL AUDITOR

PROPOSAL #14: APPROVE REPURCHASE OF THE CORRESPONDING   SHAREHOLDER        YES             FOR                  FOR

 COMPENSATION SHARES DUE TO INCOMPLETE PERFORMANCE

COMMITMENT OF THE TARGET ASSETS IN CONNECTION TO THE

MAJOR ASSET RESTRUCTURING AS WELL AS RETURNING OF THE

 CASH DIVIDENDS

PROPOSAL #15: APPROVE SPECIFIC SHARE COMPENSATION          SHAREHOLDER        YES             FOR                  FOR

MANNER DUE TO INCOMPLETE PERFORMANCE COMMITMENT OF

THE TARGET ASSETS IN CONNECTION TO THE MAJOR ASSET

RESTRUCTURING

PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER        YES             FOR                  FOR

HANDLE MATTERS RELATED TO SHARE REPURCHASE OR GRANT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Jiangnan Red Arrow Co., Ltd.

  TICKER:               000519                            CUSIP:   Y13068104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR MAJOR ASSET RESTRUCTURE COMPLIES WITH RELEVANT

LAWS AND REGULATIONS

PROPOSAL #2: APPROVE COMPANY'S TRANSACTION SCHEME               ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TRANSACTION PARTIES                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET ASSET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE PRICING BASIS AND TRANSACTION         ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.5: APPROVE PAYMENT METHOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE PAYMENT DEADLINE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE CONTRACTUAL OBLIGATIONS AND            ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.8: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES             FOR                  FOR

 DURING THE TRANSITION PERIOD

PROPOSAL #2.9: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.12: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.13: APPROVE PRICE ADJUSTMENT MECHANISM             ISSUER            YES             FOR                  FOR

PROPOSAL #2.14: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.15: APPROVE LOCK-UP PERIOD AND UNLOCKING         ISSUER            YES             FOR                  FOR

ARRANGEMENT

PROPOSAL #2.16: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.17: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

 


 

 

PROPOSAL #2.18: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE ISSUE MANNER IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 RAISING SUPPORTING FUNDS

PROPOSAL #2.20: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.21: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

 IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.22: APPROVE ISSUE PRICE ADJUSTMENT                   ISSUER            YES             FOR                  FOR

MECHANISM IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.23: APPROVE AMOUNT OF RAISED FUNDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.24: APPROVE ISSUE SIZE IN CONNECTION TO          ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.25: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.26: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO RAISING SUPPORTING FUNDS

PROPOSAL #2.27: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #2.28: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING

SUPPORTING FUNDS

PROPOSAL #2.29: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

DOES NOT CONSTITUTE AS BACKDOOR LISTING IN ARTICLE 13

 OF THE MANAGEMENT APPROACH REGARDING MAJOR ASSET

RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #5: APPROVE REPORT (REVISED DRAFT) ON                   ISSUER            YES             FOR                  FOR

COMPANY'S ASSETS PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTING

FUNDS AND ITS SUMMARY

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

FRAMEWORK AGREEMENT

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL ASSET              ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

SUPPLEMENTAL AGREEMENT

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT SUBSCRIPTION AGREEMENT

PROPOSAL #9: APPROVE AUDIT REPORT AND ASSET APPRAISAL        ISSUER            YES             FOR                  FOR

 REPORT OF THE TRANSACTION

PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #11: APPROVE REPORT ON THE BASIS AND                     ISSUER            YES             FOR                  FOR

FAIRNESS OF PRICING OF THE TRANSACTION

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY TRANSACTION COUNTERPARTIES AND PERSONS

 ACTING IN CONCERT

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

 


 

 

PROPOSAL #15: APPROVE SIGNING OF FINANCIAL SERVICE            ISSUER            YES             FOR                  FOR

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Jingfeng Pharmaceutical Co., Ltd.

  TICKER:               000908                            CUSIP:   Y3769F104

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE VIA                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.04: APPROVE LISTING AND TRANSFER MANNER           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE GUARANTEE ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Jingfeng Pharmaceutical Co., Ltd.

  TICKER:               000908                            CUSIP:   Y3769F104

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINES FROM        ISSUER            YES             FOR                  FOR

 BANKS AND FINANCIAL INSTITUTIONS

 


 

 

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #10: APPROVE CAPITAL INCREASE IN  SUBSIDIARY        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Jingfeng Pharmaceutical Co., Ltd.

  TICKER:               000908                            CUSIP:   Y3769F104

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #3.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #3.4: APPROVE PLACING ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.7: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.9: APPROVE GUARANTEE ARRANGEMENTS                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3.12: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Mendale Hometextile Co., Ltd.

  TICKER:               002397                            CUSIP:   Y3766Y106

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE COMPANY 2016 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COMMITMENT FROM DIRECTOR AND              ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE THE NOTION THAT THE COMPANY DOES        ISSUER            YES             FOR                  FOR

 NOT NEED TO PREPARE A REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Mendale Hometextile Co., Ltd.

  TICKER:               002397                            CUSIP:   Y3766Y106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #9.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #9.2: APPROVE SOURCE AND NUMBER OF                        ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #9.3: APPROVE ALLOCATION OF RESTRICTED                 ISSUER            YES             FOR                  FOR

STOCKS

 


 

 

PROPOSAL #9.4: APPROVE DURATION, GRANT DATE, WAITING         ISSUER            YES             FOR                  FOR

PERIOD, EXERCISE DATE AND LOCK-UP PERIOD

PROPOSAL #9.5: APPROVE EXERCISE PRICE AND PRICE-                ISSUER            YES             FOR                  FOR

SETTING BASIS

PROPOSAL #9.6: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

EXERCISE

PROPOSAL #9.7: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #9.8: APPROVE ACCOUNTING TREATMENT AND                 ISSUER            YES             FOR                  FOR

IMPACT TO OPERATION PERFORMANCE

PROPOSAL #9.9: APPROVE PROCEDURES TO GRANT AND                   ISSUER            YES             FOR                  FOR

EXERCISE THE RESTRICTED STOCKS OPTION

PROPOSAL #9.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #9.11: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN & OTHER MATTERS

PROPOSAL #10: APPROVE METHODS TO ASSESS THE                        ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Nanling Industrial Explosive Materials Co., Ltd.

  TICKER:               002096                            CUSIP:   Y3766X108

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE SIGNING OF RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION AGREEMENT WITH RELATED PARTY

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2015 EVALUATION RESULT                       ISSUER            YES             FOR                  FOR

REGARDING REMUNERATION OF DIRECTORS AND SUPERVISORS

PROPOSAL #11: APPROVE 2016 TESTING METHOD FOR THE              ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS AND SUPERVISORS

PROPOSAL #12: APPROVE COUNTER GUARANTEE PROVISION FOR        ISSUER            YES             FOR                  FOR

 THE CREDIT LINES APPLIED BY ZHONGTIE EXPLOSIVE

COMPANY FROM BANK

PROPOSAL #13: APPROVE APPLICATION OF BANK CREDIT                ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #14: ELECT JIANG YONG AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan TV & Broadcast Intermediary Co., Ltd.

  TICKER:               000917                            CUSIP:   Y37672105

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: ELECT XU LIPING AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE PROVISION OF LOAN GUARANTEE TO         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY GUANGZHOU YUNHONG ADVERTISING

CO., LTD

PROPOSAL #12: APPROVE PROVISION OF LOAN GUARANTEE TO         ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY BEIJING YUNHONG WANHAO

ADVERTISING CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan TV & Broadcast Intermediary Co., Ltd.

  TICKER:               000917                            CUSIP:   Y37672105

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER             NO              N/A                  N/A

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

TO SPECIFIC PARTIES AS WELL AS RAISING SUPPORTING

PROPOSAL #2: APPROVE ADJUSTED ASSETS PURCHASE BY CASH        ISSUER             NO              N/A                  N/A

 PAYMENT AND ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS

PROPOSAL #2.01: APPROVE TRANSACTION PLAN AND                       ISSUER             NO              N/A                  N/A

TRANSACTION MANNER

PROPOSAL #2.02: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.04: APPROVE ISSUE MANNER AND SUBSCRIPTION        ISSUER             NO              N/A                  N/A

 METHOD

PROPOSAL #2.05: APPROVE PRICE REFERENCE DATE, PRICING        ISSUER             NO              N/A                  N/A

 BASIS AND ISSUE PRICE

PROPOSAL #2.06: APPROVE TARGET ASSETS                                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.07: APPROVE TRANSACTION PRICE AND PRICE          ISSUER             NO              N/A                  N/A

BASIS

 


 

 

PROPOSAL #2.08: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.09: APPROVE LOCK-UP ARRANGEMENT                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.11: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER             NO              N/A                  N/A

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.12: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER             NO              N/A                  N/A

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.13: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #2.15: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #2.16: APPROVE TARGET SUBSCRIBERS AND PAR            ISSUER             NO              N/A                  N/A

VALUE

PROPOSAL #2.17: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER             NO              N/A                  N/A

PROPOSAL #2.18: APPROVE AMOUNT OF PROCEEDS AND ISSUE         ISSUER             NO              N/A                  N/A

SIZE

PROPOSAL #2.19: APPROVE USE OF PROCEEDS                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.20: APPROVE LOCK-UP ARRANGEMENT                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.21: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

UNDISTRIBUTED EARNINGS

PROPOSAL #2.22: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.23: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE ADJUSTMENT ON ISSUE PRICE                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER             NO              N/A                  N/A

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER             NO              N/A                  N/A

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE THE NOTION THAT IF THIS                       ISSUER             NO              N/A                  N/A

TRANSACTION CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #7: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER             NO              N/A                  N/A

AGREEMENT BY ISSUE OF SHARES AND CASH PAYMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

PROPOSAL #9: APPROVE ADJUSTMENT ON PROVISION OF                 ISSUER             NO              N/A                  N/A

GUARANTEE FOR BANK CREDIT LINE APPLIED BY WHOLLY-

OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Valin Steel Co., Ltd

  TICKER:               000932                            CUSIP:   Y3767Q102

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 NEW ADDITIONAL DAILY                   ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS WITH HUNAN VALIN IRON AND

STEEL GROUP CO., LTD.

 


 

 

PROPOSAL #2: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2015

FINANCIAL AUDITOR

PROPOSAL #3: APPROVE APPOINTMENT OF BAKER TILLY                 ISSUER            YES             FOR                  FOR

INTERNATIONAL CPAS AS 2015 INTERNAL CONTROL AUDITOR

PROPOSAL #4: APPROVE JOINT ESTABLISHMENT OF HUAAN              ISSUER            YES             FOR                  FOR

STEEL BAOLI HIGH-TECH AUTO SHEET PROCESSING CO., LTD.

 OF VALIN ARCELORMITTAL AUTOMOTIVE STEEL SHEETS CO.,

LTD. AND GONVARRI CORPORACIÓN FINANCIERA, S.L.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Valin Steel Co., Ltd

  TICKER:               000932                            CUSIP:   Y3767Q102

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES (REVISED)

PROPOSAL #4: APPROVE 2015 FEASIBILITY ANALYSIS REPORT        ISSUER            YES             FOR                  FOR

 ON THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #5: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH CONTROLLING SHAREHOLDER HUNAN VALIN

IRON & STEEL GROUP CO., LTD.

PROPOSAL #6.1: APPROVE PARTICIPATION OF HUNAN VALIN          ISSUER            YES             FOR                  FOR

IRON & STEEL GROUP CO., LTD. IN THE SUBSCRIPTION OF

THE PRIVATE PLACEMENT

PROPOSAL #6.2: APPROVE PROVISION OF ENTRUSTED LOAN TO        ISSUER            YES             FOR                  FOR

 HUNAN VALIN XIANGTAN IRON & STEEL CO., LTD. BY THE

COMPANY AND HUNAN VALIN IRON & STEEL GROUP CO., LTD.

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS (REVISED)

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING THE "YINZUTONG" BUSINESS WITH SHANGHAI

XINHUA FINANCIAL LEASING CO., LTD.

PROPOSAL #9: APPROVE CONTINUED PROVISION OF GUARANTEE        ISSUER            YES             FOR                  FOR

 TO VALIN HONG KONG INTERNATIONAL TRADE CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Valin Steel Co., Ltd

  TICKER:               000932                            CUSIP:   Y3767Q102

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT CAO HUIQUAN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.2: ELECT YI ZUO AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.3: ELECT YAN JIANXIN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.1.4: ELECT XIAO JI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.1.5: ELECT YANG XIANGHONG AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.6: ELECT ONDRA OTRADOVEC AS NON-                SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.1.7: ELECT SANJAY SHARMA AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #1.2.1: ELECT SHI HONGWEI AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.2: ELECT GUAN BINGCHUN AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.3: ELECT ZHANG JIANPING AS INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2.4: ELECT XIE LING AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT LIU GUOZHONG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT CHEN WEI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Valin Steel Co., Ltd

  TICKER:               000932                            CUSIP:   Y3767Q102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH HUNAN HUALING STEEL GROUP CO., LTD

PROPOSAL #7: APPROVE 2016 PROCUREMENT OF IRON ORE              ISSUER            YES             FOR                  FOR

FROM FMG

PROPOSAL #8: APPROVE 2016 FIXED ASSETS INVESTMENT              ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 FINANCIAL LEASING BUSINESS EXPOSURE LIMIT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hunan Valin Steel Co., Ltd

  TICKER:               000932                            CUSIP:   Y3767Q102

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

IN CONNECTION TO MAJOR ASSET RESTRUCTURING

PROPOSAL #2.01: ELECT FU LIAN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hundsun Technologies Inc

  TICKER:               600570                            CUSIP:   Y3041V109

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT JING XIANDONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.02: ELECT HAN XINYI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.03: ELECT YUAN LEIMING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.04: ELECT GAO JUNGUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.05: ELECT PENG ZHENGGANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.06: ELECT JIANG JIANSHENG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2: ELECT LIU SHUFENG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT DING WEI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT GUO TIANYONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT WANG XIANGYAO AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.04: ELECT LIU LANYU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT HUANG CHENLI AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT ZHAO YING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTION               SHAREHOLDER        YES             FOR                  FOR

REGARDING TRANSFER OF EQUITY OF HUNDSUN INTELLIGENT

INTEGRATE CO., LTD TO ANT FINANCIAL CO., LTD BY

NINGBO YUNHAI INVESTMENT MANAGEMENT LP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hundsun Technologies Inc

  TICKER:               600570                            CUSIP:   Y3041V109

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF STAKE IN ZHEJIANG            ISSUER            YES             FOR                  FOR

BOUGAINVILLE TECHNOLOGY CO., LTD. TO HANGZHOU

EVERFINE PHOTO-E-INFO CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hundsun Technologies Inc

  TICKER:               600570                            CUSIP:   Y3041V109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD AS AUDITOR AND

FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES         AGAINST           AGAINST

REGARDING PROVISION OF LOAN GUARANTEES TO CONTROLLED

SUBSIDIARY

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES         AGAINST           AGAINST

REGARDING PROVISION OF CONTRACT PERFORMANCE GUARANTEE

 TO 6 CONTROLLED INNOVATION BUSINESS SUBSIDIARIES

PROPOSAL #9: APPROVE AUTHORIZATION OF WHOLLY-OWNED            ISSUER            YES         AGAINST           AGAINST

SUBSIDAIRY HENGSHENG ZHOUJI HOLDING (HONG KONG) LTD

(TEMP) TO APPLY FOR BANK CREDIT LOAN OR FINANCING

THROUGH BOND ISSUANCE AND OTHER FINANCING METHOD

PROPOSAL #10: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES         AGAINST           AGAINST

BANK CREDIT LOAN OR FINANCING THROUGH BOND ISSUANCE

APPLIED BY THE WHOLLY-OWNED SUBSIDIARY HENGSHENG

ZHOUJ HOLDING (HONG KONG) LTD (TEMP)

PROPOSAL #11: APPROVE AUTHORIZATION OF COMPANY AND            ISSUER            YES         AGAINST           AGAINST

WHOLLY-OWNED SUBSIDIARY HENGSHENG ZHOUJI HOLDING

(HONG KONG) LTD (TEMP) TO CONDUCT ENTRUSTED ASSET

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hung Poo Real Estate Development Corp.

  TICKER:               2536                                CUSIP:   Y37808105

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT J.H.TUAN WITH SHAREHOLDER                   ISSUER            YES             FOR                  FOR

NO.0000001 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT A REPRESENTATIVE OF FU-TA                   ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD WITH SHAREHOLDER NO.0000013 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT A REPRESENTATIVE OF HUA-ZHAN              ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD WITH SHAREHOLDER NO.0000012 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT B.S. LI WITH ID NO.T221483XXX AS        ISSUER            YES             FOR                  FOR

 INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #4.5: ELECT J.R.WU WITH ID NO.G220208XXX AS         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT A REPRESENTATIVE OF HUA-YI                 ISSUER            YES             FOR                  FOR

INVESTMENT CO., LTD WITH SHAREHOLDER NO.0057025 AS

SUPERVISOR

PROPOSAL #4.7: ELECT W.H.HUANG WITH ID NO.P121442XXX         ISSUER            YES             FOR                  FOR

AS SUPERVISOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hung Sheng Construction Co Ltd

  TICKER:               2534                                CUSIP:   Y3780S101

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huolinhe Opencut Coal Industry Corp.

  TICKER:               002128                            CUSIP:   Y3772Z105

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF RUIHUA CPAS (LLP)        ISSUER            YES             FOR                  FOR

 AS COMPANY'S 2015 FINANCIAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huolinhe Opencut Coal Industry Corp.

  TICKER:               002128                            CUSIP:   Y3772Z105

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF HONG KONG                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY IN CONNECTION TO INVESTMENT

OF USD 10 MILLION PREFERRED STOCK TO PAKISTAN XINDEAN

 GELU COAL CO., LTD., AND PROVISION OF TECHNICAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huolinhe Opencut Coal Industry Corp.

  TICKER:               002128                            CUSIP:   Y3772Z105

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN THE INNER                 ISSUER            YES             FOR                  FOR

MONGOLIA XILIN GOL LEAGUE UHV DELIVERY NEW ENERGY

RESOURCE ALLOCATION

 


 

 

PROPOSAL #2: APPROVE DISBURSEMENT OF CONSTRUCTION          SHAREHOLDER        YES             FOR                  N/A

FUNDS FOR THE PARTICIPATION IN THE INNER MONGOLIA

XILIN GOL LEAGUE UHV DELIVERY NEW ENERGY RESOURCE

ALLOCATION PROJECT ON BEHALF OF COMPANY'S WHOLLY-

OWNED SUBSIDIARY XILIN GOL LEAGUE HUOLINHE NEW ENERGY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huolinhe Opencut Coal Industry Corp.

  TICKER:               002128                            CUSIP:   Y3772Z105

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL OPERATION PLAN AND          ISSUER            YES             FOR                  FOR

APPROVE 2016 ANNUAL OPERATION PLAN

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 INVESTMENT PLAN AND APPROVE        ISSUER            YES             FOR                  FOR

 2016 INVESTMENT PLAN

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 COAL SALE PLAN OF INNER              ISSUER            YES             FOR                  FOR

MONGOLIA XILINGUOLE BAIYINHUA COAL POWER CO., LTD

OPENCUT COAL MINE

PROPOSAL #10: APPROVE 2016 ANNUAL COAL SALE PLAN OF          ISSUER            YES             FOR                  FOR

INNER MONGOLIA BAIYINHUA MENGDONG OPENCUT COAL

INDUSTRY CO., LTD. AS WELL AS 2016 ANNUAL COAL

DISTRIBUTION RIGHTS COMMISSION FEE

PROPOSAL #11: APPROVE APPLICATION OF DOMESTIC                     ISSUER            YES             FOR                  FOR

FACTORING BUSINESS FROM BANK

PROPOSAL #12: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO CHANGE BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huolinhe Opencut Coal Industry Corp.

  TICKER:               002128                            CUSIP:   Y3772Z105

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ACTUAL RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 RELATED PARTY TRANSACTION PLAN

PROPOSAL #2: APPROVE 2016 COAL SALES PLAN AND 2016            ISSUER            YES             FOR                  FOR

COAL DISTRIBUTION RIGHTS ENTRUST FEE

PROPOSAL #3: APPROVE DEPOSIT, CREDIT AND SETTLEMENT          ISSUER            YES             FOR                  FOR

WITH ZHONGDIAN FINANCE CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Huolinhe Opencut Coal Industry Corp.

  TICKER:               002128                            CUSIP:   Y3772Z105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN ESTABLISHING                 ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #2: ELECT DING YONGPING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hybrid Kinetic Group Ltd.

  TICKER:               1188                                CUSIP:   G4709W108

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT YEUNG YUNG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT HUANG CHUNHUA AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2c: ELECT LI ZHENGSHAN AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2d: ELECT CHENG TAT WA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2e: ELECT LI JIANYONG AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2f: ELECT CHAN SIN HANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2g: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hydoo International Holding Limited

  TICKER:               1396                                CUSIP:   G4678A103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT WANG JIANLI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT WANG LIANZHOU AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT LAM CHI YUEN NELSON AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hypermarcas S.A.

  TICKER:               HYPE3                              CUSIP:   P5230A101

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hypermarcas S.A.

  TICKER:               HYPE3                              CUSIP:   P5230A101

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AMEND ARTICLES 24 AND 28                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLE 33                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-RATIFY REMUNERATION OF COMPANY'S                ISSUER            YES             FOR                  FOR

MANAGEMENT FOR FISCAL YEARS 2012,  2013, 2014 AND

PROPOSAL #6: APPROVE RESTRICTED STOCK PLAN                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hyprop Investments Ltd

  TICKER:               HYP                                  CUSIP:   S3723H102

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: RE-ELECT LOUIS VAN DER WATT AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT THABO MOKGATLHA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT LOUIS NORVAL AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: RE-ELECT LINDIE ENGELBRECHT AS                     ISSUER            YES             FOR                  FOR

CHAIRPERSON OF THE AUDIT COMMITTEE

 


 

 

PROPOSAL #5.2: RE-ELECT GAVIN TIPPER AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #5.3: RE-ELECT THABO MOKGATLHA AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #6: REAPPOINT GRANT THORNTON TOGETHER WITH          ISSUER            YES             FOR                  FOR

VR DE VILLIERS AS AUDITORS OF THE COMPANY

PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

AND INTER-RELATED PARTIES

PROPOSAL #10: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hytera Communications Corp Ltd

  TICKER:               002583                            CUSIP:   Y3815M103

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

FOR THE REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #2.6: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.8: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #2.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #4: APPROVE CORPORATE BOND ISSUANCE VIA                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT

 


 

 

PROPOSAL #4.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: APPROVE PAR VALUE AND ISSUE PRICE                ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

FOR THE REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #4.6: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #4.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #4.8: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #4.9: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #4.11: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.12: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.13: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PLAN OF CORPORATE BOND ISSUANCE         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PLAN OF CORPORATE BOND ISSUANCE         ISSUER            YES             FOR                  FOR

VIA PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #8: APPROVE APPLICATION FOR ADDITIONAL                 ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #9: APPROVE PROVISION OF ADDITIONAL                       ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hytera Communications Corp Ltd

  TICKER:               002583                            CUSIP:   Y3815M103

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT ON PHASE II EMPLOYEE SHARE        ISSUER            YES             FOR                  FOR

 PURCHASE PLAN AND ITS SUMMARY (REVISION)

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE II EMPLOYEE SHARE

 PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Hytera Communications Corp Ltd

  TICKER:               002583                            CUSIP:   Y3815M103

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF RUIHUA            ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES FROM BANKS

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ichia Technologies, Inc.

  TICKER:               2402                                CUSIP:   Y38573104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ICICI Bank Limited

  TICKER:               ICICIBANK                      CUSIP:   Y3860Z132

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REELECT M.K. SHARMA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

M.K. SHARMA AS INDEPENDENT NON EXECUTIVE CHAIRMAN

PROPOSAL #3: ELECT VISHAKHA MULYE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

VISHAKHA MULYE AS  EXECUTIVE DIRECTOR

PROPOSAL #5: AMEND EMPLOYEES STOCK OPTION SCHEME                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IDBI Bank Limited

  TICKER:               500116                            CUSIP:   Y40172119

  MEETING DATE:   8/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

 


 

 

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE APPOINTMENT OF JOINT STATUTORY          ISSUER            YES             FOR                  FOR

AUDITORS AND BRANCH STATUTORY AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE ISSUANCE OF BONDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IDBI Bank Limited

  TICKER:               500116                            CUSIP:   Y40172119

  MEETING DATE:   11/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO GOVERNMENT        ISSUER            YES             FOR                  FOR

 OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IDBI Bank Limited

  TICKER:               500116                            CUSIP:   Y40172119

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO LIFE                 ISSUER            YES             FOR                  FOR

INSURANCE CORPORATION OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Idea Cellular Ltd

  TICKER:               532822                            CUSIP:   Y3857E100

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT R. BIRLA AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: REELECT S. S. H. WIJAYASURIYA AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES         AGAINST           AGAINST

OF H. KAPANIA AS MANAGING DIRECTOR

PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

SECURITIES

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

INDUS TOWERS LIMITED

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IDFC Ltd

  TICKER:               532659                            CUSIP:   Y40805114

  MEETING DATE:   7/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT J.D. SILVA AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT V. RAI AS INDEPENDENT DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

SECURITIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IDFC Ltd

  TICKER:               532659                            CUSIP:   Y40805114

  MEETING DATE:   6/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-PRICING AND RE-GRANTING OF            ISSUER            YES         AGAINST           AGAINST

STOCK OPTIONS UNDER IDFC EMPLOYEE STOCK OPTION SCHEME

 2007

PROPOSAL #2: APPROVE IDFC EMPLOYEE STOCK OPTION                 ISSUER            YES         AGAINST           AGAINST

SCHEME 2016 (ESOP 2016) AND GRANT OF OPTIONS TO

EMPLOYEES / DIRECTORS OF THE COMPANY UNDER THE ESOP

PROPOSAL #3: APPROVE STOCK OPTION PLAN GRANTS TO                ISSUER            YES         AGAINST           AGAINST

EMPLOYEES / DIRECTORS OF SUBSIDIARIES UNDER THE ESOP

2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IEI Integration Corp

  TICKER:               3022                                CUSIP:   Y38586106

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #1.2: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IEI Integration Corp

  TICKER:               3022                                CUSIP:   Y38586106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Iflytek Co., Ltd.

  TICKER:               002230                            CUSIP:   Y013A6101

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGERS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE CHANGE IN PARTIAL RAISED FUNDS          ISSUER            YES             FOR                  FOR

TO ACQUIRE EQUITY

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Iflytek Co., Ltd.

  TICKER:               002230                            CUSIP:   Y013A6101

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

TO SPECIFIC PARTIES AS WELL AS RAISING SUPPORTING

PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.1: APPROVE TARGET SUBSCRIBER AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD RELATED TO ISSUANCE OF NEW SHARES

PROPOSAL #2.3.2: APPROVE TARGET SUBSCRIBER AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD RELATED TO RAISING SUPPORTING

PROPOSAL #2.4.1: APPROVE ISSUE PRICE AND PRICE BASIS         ISSUER            YES             FOR                  FOR

RELATED TO ISSUANCE OF NEW SHARES

PROPOSAL #2.4.2: APPROVE ISSUE PRICE AND PRICE BASIS         ISSUER            YES             FOR                  FOR

RELATED TO RAISING SUPPORTING FUNDS

PROPOSAL #2.5.1: APPROVE ISSUE SIZE RELATED TO                   ISSUER            YES             FOR                  FOR

ISSUANCE OF NEW SHARES

PROPOSAL #2.5.2: APPROVE ISSUE SIZE RELATED TO                   ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD OF TRANSACTION         ISSUER            YES             FOR                  FOR

PARTIES

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD OF RAISING                ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.12: APPROVE CONTRACTUAL OBLIGATIONS OF            ISSUER            YES             FOR                  FOR

THE UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.13: APPROVE LIABILITY FOR BREACH OF THE          ISSUER            YES             FOR                  FOR

TRANSFER OF THE UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.14: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.15: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 PARAGRAPH 2 OF THE

MANAGEMENT APPROACH REGARDING MAJOR ASSET

RESTRUCTURING OF LISTED COMPANIES (2014 REVISION)

PROPOSAL #5: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #6: APPROVE SIGNING ASSETS PURCHASE BY CASH         ISSUER            YES             FOR                  FOR

PAYMENT AND ISSUANCE OF NEW SHARES AGREEMENT WITH

YANG JUN AND OTHER 7 TRANSACTION PARTIES

PROPOSAL #7: APPROVE SIGNING PROFIT COMPENSATION                ISSUER            YES             FOR                  FOR

AGREEMENT WITH YANG JUN AND OTHER 7 TRANSACTION

PROPOSAL #8: APPROVE SIGNING SUBSCRIPTION AGREEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #10: APPROVE NOT CONSTITUTE COUNTER-DILUTION        ISSUER            YES             FOR                  FOR

 MEASURES IN CONNECTION TO THE TRANSACTION

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Iguatemi Empresa de Shopping Centers S.A

  TICKER:               IGTA3                              CUSIP:   P5352J104

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3.1: ELECT CARLOS FRANCISCO RIBEIRO                     ISSUER            YES             FOR                  FOR

JEREISSATI AS DIRECTOR

PROPOSAL #3.2: ELECT CARLOS JEREISSATI AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT PEDRO JEREISSATI AS DIRECTOR               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.4: ELECT SIDNEI NUNES AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: ELECT ROSSANO MARANHAO PINTO AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.6: ELECT JOSE CASTRO ARAUJO RUDGE AS                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.7: ELECT DANILO FERREIRA DA SILVA AS                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.8: ELECT DIRECTOR AND ALTERNATE APPOINTED   SHAREHOLDER         NO              N/A                  N/A

 BY MINORITY SHAREHOLDER

PROPOSAL #4: INSTALL FISCAL COUNCIL                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT APARECIDO CARLOS CORREIA GALDINO        ISSUER            YES             FOR                  FOR

 AS FISCAL COUNCIL MEMBER AND ROBERTO SCHNEIDER AS

ALTERNATE

PROPOSAL #5.2: ELECT JORGE MOYSES DIB FILHO AS FISCAL        ISSUER            YES             FOR                  FOR

 COUNCIL MEMBER AND RUI ORTIZ SIQUEIRA AS ALTERNATE

PROPOSAL #5.3: ELECT PAOLA ROCHA FERREIRA  AS FISCAL    SHAREHOLDER        YES         AGAINST               N/A

COUNCIL MEMBER AND LUIZA DAMASIO RIBEIRO DO ROSARIO

AS ALTERNATE

PROPOSAL #6.1: APPROVE REMUNERATION OF FISCAL COUNCIL        ISSUER            YES             FOR                  FOR

 MEMBERS

PROPOSAL #6.2: APPROVE REMUNERATION OF COMPANY'S                ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Iguatemi Empresa de Shopping Centers S.A

  TICKER:               IGTA3                              CUSIP:   P5352J104

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DECREASE IN SIZE OF BOARD AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLE 9 ACCORDINGLY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IHH Healthcare Berhad

  TICKER:               IHH                                  CUSIP:   Y374AH103

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MOHAMMED AZLAN BIN HASHIM AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT SATOSHI TANAKA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT AZMIL ZAHRUDDIN BIN RAJA ABDUL              ISSUER            YES             FOR                  FOR

AZIZ AS DIRECTOR

PROPOSAL #5: ELECT ABU BAKAR BIN SULEIMAN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS WITH EFFECT FROM MAY 28, 2016 UNTIL MAY 31,

 2017

PROPOSAL #7: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

PROPOSAL #9: APPROVE ALLOCATION OF UNITS TO ABU BAKAR        ISSUER            YES             FOR                  FOR

 BIN SULEIMAN UNDER THE LONG TERM INCENTIVE PLAN

PROPOSAL #10: APPROVE ALLOCATION OF UNITS TO TAN SEE         ISSUER            YES             FOR                  FOR

LENG UNDER THE LTIP

PROPOSAL #11: APPROVE ALLOCATION OF UNITS TO MEHMET          ISSUER            YES             FOR                  FOR

ALI AYDINLAR UNDER THE LTIP

PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ihlas Holdings A.S.

  TICKER:               IHLAS                              CUSIP:   M5344M101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #12: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IJM Corp. Bhd.

  TICKER:               IJM                                  CUSIP:   Y3882M101

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ABDUL HALIM BIN ALI AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DAVID FREDERICK WILSON AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT PUSHPANATHAN A/L S A KANAGARAYAR          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #4: ELECT LEE CHUN FAI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

PROPOSAL #8: APPROVE SHARE REPURCHASE PROGRAM                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IJM Corp. Bhd.

  TICKER:               IJM                                  CUSIP:   Y3882M101

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE GRANT OF ADDITIONAL OPTIONS AND         ISSUER            YES         AGAINST           AGAINST

ADDITIONAL SHARES TO SOAM HENG CHOON UNDER THE

EMPLOYEE SHARE OPTION SCHEME AND EMPLOYEE SHARE GRANT

 PLAN

PROPOSAL #4: APPROVE GRANT OF ADDITIONAL OPTIONS AND         ISSUER            YES         AGAINST           AGAINST

ADDITIONAL SHARES TO LEE CHUN FAI UNDER THE EMPLOYEE

SHARE OPTION SCHEME AND EMPLOYEE SHARE GRANT PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Illovo Sugar Ltd

  TICKER:               ILV                                  CUSIP:   S37730116

  MEETING DATE:   7/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JONATHAN COWPER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT GODFREY GOMWE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DR SURESH KANA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT MIKE HANKINSON AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: RE-ELECT NOSIPHO MOLOPE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: RE-ELECT DR LEN KONAR AS CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #5.2: RE-ELECT MIKE HANKINSON AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #5.3: ELECT DR SURESH KANA AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #5.4: RE-ELECT NOSIPHO MOLOPE AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #6: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH G TWEEDY AS THE INDIVIDUAL

DESIGNATED AUDITOR

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES            ISSUER            YES             FOR                  FOR

WITH EFFECT FROM 1 APRIL 2015

PROPOSAL #2: APPROVE ADDITIONAL DAILY FEES FOR                   ISSUER            YES             FOR                  FOR

UNSCHEDULED BOARD AND COMMITTEE MEETINGS OF NON-

EXECUTIVE DIRECTORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Illovo Sugar Ltd

  TICKER:               ILV                                  CUSIP:   S37730116

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REVOCATION OF SPECIAL RESOLUTION        ISSUER            YES             FOR                  FOR

 1 IF THE SCHEME IS TERMINATED

PROPOSAL #3: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE TERMINATION OF THE LISTING OF            ISSUER            YES             FOR                  FOR

ALL THE SHARES FROM THE MAIN BOARD OF THE JSE

PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Impala Platinum Holdings Ltd

  TICKER:               IMP                                  CUSIP:   S37840113

  MEETING DATE:   10/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE SPECIFIC ISSUE OF SHARES TO            ISSUER            YES             FOR                  FOR

QUALIFYING INVESTORS PURSUANT TO THE BOOKBUILD

PLACEMENT

PROPOSAL #2: AUTHORISE SPECIFIC ISSUE OF SHARES TO            ISSUER            YES             FOR                  FOR

PIC PURSUANT TO THE BOOKBUILD PLACEMENT

PROPOSAL #3: AUTHORISE SPECIFIC ISSUE OF SHARES TO            ISSUER            YES             FOR                  FOR

CORONATION PURSUANT TO THE BOOKBUILD PLACEMENT

PROPOSAL #4: AUTHORISE SPECIFIC ISSUE OF SHARES TO            ISSUER            YES             FOR                  FOR

RBH PURSUANT TO THE BOOKBUILD PLACEMENT

PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Impala Platinum Holdings Ltd

  TICKER:               IMP                                  CUSIP:   S37840113

  MEETING DATE:   10/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #2.1: RE-ELECT HUGH CAMERON AS CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #2.2: RE-ELECT ALMORIE MAULE AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #2.3: RE-ELECT BABALWA NGONYAMA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #3: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT PETER DAVEY AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: RE-ELECT MANDLA GANTSHO AS DIRECTOR             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4.3: ELECT NKOSANA MOYO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT SYDNEY MUFAMADI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: RE-ELECT BRETT NAGLE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT MPHO NKELI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT BERNARD SWANEPOEL AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Imperial Holdings Ltd

  TICKER:               IPL                                  CUSIP:   S38127122

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH ANDREW MACKIE AS THE DESIGNATED

PARTNER

PROPOSAL #3.1: ELECT MOSES KGOSANA AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.2: ELECT GRAHAM DEMPSTER AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT THEMBISA DINGAAN AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #3.4: RE-ELECT PHUMZILE LANGENI AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #3.5: RE-ELECT RODERICK SPARKS AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.6: RE-ELECT YOUNAID WAJA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4.1: RE-ELECT OSMAN ARBEE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: RE-ELECT MANUEL DE CANHA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: RE-ELECT THEMBISA DINGAAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: RE-ELECT VALLI MOOSA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: RE-ELECT MARIUS SWANEPOEL AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: RE-ELECT YOUNAID WAJA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT PETER COOPER AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT GRAHAM DEMPSTER AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT SURESH KANA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT MOSES KGOSANA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE FEES OF CHAIRMAN                                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7.2: APPROVE FEES OF DEPUTY CHAIRMAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: APPROVE FEES OF BOARD MEMBER                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: APPROVE FEES OF ASSETS AND LIABILITIES        ISSUER            YES             FOR                  FOR

 COMMITTEE CHAIRMAN

PROPOSAL #7.5: APPROVE FEES OF ASSETS AND LIABILITIES        ISSUER            YES             FOR                  FOR

 COMMITTEE MEMBER

PROPOSAL #7.6: APPROVE FEES OF AUDIT COMMITTEE                   ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #7.7: APPROVE FEES OF AUDIT COMMITTEE MEMBER        ISSUER            YES             FOR                  FOR

PROPOSAL #7.8: APPROVE FEES OF INVESTMENT COMMITTEE          ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #7.9: APPROVE FEES OF INVESTMENT COMMITTEE          ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #7.10: APPROVE FEES OF RISK COMMITTEE                   ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #7.11: APPROVE FEES OF RISK COMMITTEE MEMBER        ISSUER            YES             FOR                  FOR

PROPOSAL #7.12: APPROVE FEES OF REMUNERATION                       ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #7.13: APPROVE FEES OF REMUNERATION                       ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #7.14: APPROVE FEES OF NOMINATION COMMITTEE         ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #7.15: APPROVE FEES OF NOMINATION COMMITTEE         ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #7.16: APPROVE FEES OF SOCIAL, ETHICS AND            ISSUER            YES             FOR                  FOR

SUSTAINABILITY COMMITTEE CHAIRMAN

PROPOSAL #7.17: APPROVE FEES OF SOCIAL, ETHICS AND            ISSUER            YES             FOR                  FOR

SUSTAINABILITY COMMITTEE MEMBER

PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #10: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #11: PLACE AUTHORISED BUT UNISSUED NON-                ISSUER            YES             FOR                  FOR

REDEEMABLE CUMULATIVE, NON-PARTICIPATING PREFERENCE

SHARES UNDER CONTROL OF DIRECTORS

PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE IN TERMS          ISSUER            YES             FOR                  FOR

OF SECTION 44 OF THE COMPANIES ACT

PROPOSAL #13: APPROVE FINANCIAL ASSISTANCE IN TERMS          ISSUER            YES             FOR                  FOR

OF SECTION 45 OF THE COMPANIES ACT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Imperial Holdings Ltd

  TICKER:               IPL                                  CUSIP:   S38127122

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUE OF ORDINARY SHARES TO                ISSUER            YES             FOR                  FOR

WOODDALE IN TERMS OF SECTION 41(1)(B) OF THE

COMPANIES ACT

PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Indiabulls Housing Finance Ltd.

  TICKER:               535789                            CUSIP:   Y3R12A119

  MEETING DATE:   9/7/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDENDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT A. K. MITTAL AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT A. O. KUMAR AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: AUTHORIZE ISSUANCE OF REDEEMABLE NON-             ISSUER            YES         AGAINST           AGAINST

CONVERTIBLE DEBENTURES

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AMEND OBJECT CLAUSE OF MEMORANDUM OF              ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE REMUNERATION OF G. BANGA, VICE-        ISSUER            YES         AGAINST           AGAINST

CHAIRMAN AND MANAGING DIRECTOR

PROPOSAL #11: APPROVE REMUNERATION OF A. K. MITTAL,          ISSUER            YES         AGAINST           AGAINST

EXECUTIVE DIRECTOR

PROPOSAL #12: APPROVE REMUNERATION OF A. O. KUMAR,            ISSUER            YES         AGAINST           AGAINST

DEPUTY MANAGING DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Indian Bank Limited

  TICKER:               532814                            CUSIP:   Y39228112

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Indian Oil Corporation Ltd

  TICKER:               530965                            CUSIP:   Y3925Y112

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT S. SINGH AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT D. SEN AS DIRECTOR                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT A. K. SHARMA AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

 


 

 

PROPOSAL #6: ELECT V. CHERIAN AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT A. AGGARWAL AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Indian Overseas Bank Ltd.

  TICKER:               532388                            CUSIP:   Y39282119

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES ON A          ISSUER            YES             FOR                  FOR

PREFERENTIAL BASIS TO LIFE INSURANCE CORPORATION OF

INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Indorama Ventures PCL

  TICKER:               IVL                                  CUSIP:   ADPV12922

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT CHAKRAMON PHASUKAVANICH AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT AMIT LOHIA AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.3: ELECT ALOKE LOHIA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT PRAKASH LOHIA AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.5: ELECT SUCHITRA LOHIA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IndusInd Bank Limited

  TICKER:               532187                            CUSIP:   Y3990M134

  MEETING DATE:   7/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO PROMOTERS         ISSUER            YES             FOR                  FOR

OF THE BANK

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IndusInd Bank Limited

  TICKER:               532187                            CUSIP:   Y3990M134

  MEETING DATE:   8/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRICE WATERHOUSE CHARTERED                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS LLP, MUMBAI AS AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: ELECT R. SESHASAYEE AS NON-EXECUTIVE              ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF R. SOBTI AS MANAGING DIRECTOR & CEO

PROPOSAL #6: ELECT K. CHITALE AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT V. VAID AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT T.A. NARAYANAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: ELECT R.S. BUTOLA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT Y.M. KALE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #11: INCREASE AUTHORIZED SHARE CAPITAL AND          ISSUER            YES             FOR                  FOR

AMEND MEMORANDUM OF ASSOCIATION

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION TO                   ISSUER            YES             FOR                  FOR

REFLECT CHANGES IN CAPITAL

PROPOSAL #13: APPROVE INCREASE IN BORROWING POWERS             ISSUER            YES             FOR                  FOR

PROPOSAL #14: AUTHORIZE ISSUANCE OF BONDS/DEBENTURES         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrial and Commercial Bank of China Limited

  TICKER:               1398                                CUSIP:   Y3990B112

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HONG YONGMIAO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT YANG SIU SHUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT QU QIANG AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PLAN ON AUTHORIZATION OF THE                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS' GENERAL MEETING TO THE BOARD OF

PROPOSAL #5: APPROVE PAYMENT PLAN OF REMUNERATION TO         ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS FOR 2014

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrial and Commercial Bank of China Limited

  TICKER:               1398                                CUSIP:   Y3990B112

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #3: ELECT YI HUIMAN AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT SHEN SI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ZHANG WEI AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT SHEN BINGXI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 AUDITED ACCOUNTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 FIXED ASSET INVESTMENT                ISSUER            YES             FOR                  FOR

BUDGET

PROPOSAL #10: APPROVE PROPOSAL IN RESPECT OF THE                ISSUER            YES             FOR                  FOR

ISSUE OF ELIGIBLE TIER-2 CAPITAL INSTRUMENTS WITH

WRITE-DOWN FEATURE OF UP TO 88 BILLION

PROPOSAL #11: APPROVE KPMG HUAZHEN (SPECIAL GENERAL          ISSUER            YES             FOR                  FOR

PARTNERSHIP) AS THE DOMESTIC EXTERNAL AUDITOR OF THE

BANK AND KPMG AS THE INTERNATIONAL EXTERNAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrial Bank Co., Ltd.

  TICKER:               601166                            CUSIP:   Y3990D100

  MEETING DATE:   10/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF TIER-2 CAPITAL BONDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REVISION TO MID-TERM CAPITAL              ISSUER            YES             FOR                  FOR

MANAGEMENT PLAN IN THE NEXT THREE YEARS (2014-2016)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrial Bank Co., Ltd.

  TICKER:               601166                            CUSIP:   Y3990D100

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE DUTY PERFORMANCE REPORT OF BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #4: APPROVE DUTY PERFORMANCE REPORT OF BOARD        ISSUER            YES             FOR                  FOR

 OF SUPERVISORS

PROPOSAL #5: APPROVE DUTY PERFORMANCE REPORT OF BOARD        ISSUER            YES             FOR                  FOR

 OF SUPERVISORS TOWARDS DIRECTORS AND SENIOR

MANAGEMENT MEMBERS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #10.01: ELECT FU ANPING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.02: ELECT TAO YIPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT CHEN JINGUANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT XUE HEFENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.05: ELECT CHEN XINJIAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.01: ELECT SU XIJIA AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: ELECT XIA DAWEI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrial Securities Co Ltd

  TICKER:               601377                            CUSIP:   Y3994T101

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S OVERSEAS LISTING IN            ISSUER            YES             FOR                  FOR

COMPLIANCE WITH THE NOTICE GOVERNING OVERSEAS LISTING

 OF ENTERPRISES SUBORDINATE TO COMPANIES LISTED IN

PROPOSAL #2: APPROVE SCHEME FOR THE ABOVE COMPANY'S          ISSUER            YES             FOR                  FOR

OVERSEA LISTING

PROPOSAL #3: APPROVE COMPANY'S COMMITMENT OF                       ISSUER            YES             FOR                  FOR

MAINTAINING ITS INDEPENDENT LISTING

PROPOSAL #4: APPROVE DESCRIPTION AND OUTLOOK OF                 ISSUER            YES             FOR                  FOR

SUSTAINED PROFITABILITY

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #6: ELECT YOU GENGYONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrial Securities Co Ltd

  TICKER:               601377                            CUSIP:   Y3994T101

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPURCHASE OF SHARES                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.01: APPROVE MANNER OF SHARE REPURCHASE             ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE SHARE REPURCHASE PRICE                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE TYPE, NUMBER AND PROPORTION          ISSUER            YES             FOR                  FOR

OF THE SHARE REPURCHASE

PROPOSAL #1.04: APPROVE TOTAL CAPITAL AND CAPITAL              ISSUER            YES             FOR                  FOR

SOURCE USED FOR THE SHARE REPURCHASE

PROPOSAL #1.05: APPROVE PERIOD OF SHARE REPURCHASE             ISSUER            YES             FOR                  FOR

PROPOSAL #1.06: APPROVE THE USAGE OF THE SHARES TO BE        ISSUER            YES             FOR                  FOR

 REPURCHASED

PROPOSAL #1.07: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #1.08: APPROVE AUTHORIZATIONS IN CONNECTION         ISSUER            YES             FOR                  FOR

TO THE SHARE REPURCHASE

PROPOSAL #2: BY-ELECT ZHU NING AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrial Securities Co Ltd

  TICKER:               601377                            CUSIP:   Y3994T101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 SECURITIES INVESTMENT SCOPE        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AUTHORIZATION IN CONNECTION TO          ISSUER            YES             FOR                  FOR

DEBT FINANCING SIZE

PROPOSAL #9: ELECT ZHUANG ZHANJIAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrias Bachoco S.A.B. de C.V.

  TICKER:               BACHOCOB                        CUSIP:   P5508Z127

  MEETING DATE:   11/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FINANCIAL EXPERT INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR AS BOARD MEMBER

PROPOSAL #2: ELECT OR RATIFY CHAIRMAN AND MEMBERS OF         ISSUER            YES             FOR                  FOR

AUDIT AND CORPORATE PRACTICES COMMITTEE

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrias Bachoco S.A.B. de C.V.

  TICKER:               IBA                                  CUSIP:   P5508Z127

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL            ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE

PROPOSAL #5: ELECT OR RATIFY DIRECTORS AND SECRETARY;        ISSUER            YES             FOR                  FOR

 VERIFY INDEPENDENCE CLASSIFICATION OF BOARD MEMBERS

 


 

 

PROPOSAL #6: ELECT OR RATIFY CHAIRMAN AND MEMBERS OF         ISSUER            YES             FOR                  FOR

AUDIT AND CORPORATE PRACTICES COMMITTEE

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS, BOARD        ISSUER            YES             FOR                  FOR

 SECRETARY, AND AUDIT AND CORPORATE PRACTICES

COMMITTEE CHAIRMAN AND MEMBERS

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #9: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrias CH S.A.B. de C.V.

  TICKER:               ICH B                              CUSIP:   P52413138

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT INDIVIDUAL AND CONSOLIDATED                 ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE

DISCHARGE BOARD OF DIRECTORS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND SET              ISSUER            YES             FOR                  FOR

AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE RESERVE

PROPOSAL #3: ELECT OR RATIFY DIRECTORS, EXECUTIVE              ISSUER            YES         AGAINST           AGAINST

COMMITTEE MEMBERS, AUDIT AND CORPORATE PRACTICE

COMMITTEE MEMBERS, AND SECRETARY; APPROVE THEIR

REMUNERATION

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Industrias Penoles S.A.B de C.V.

  TICKER:               PE&OLES *                      CUSIP:   P55409141

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ACCEPT BOARD'S REPORT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ACCEPT CEO'S REPORT AND AUDITORS'                ISSUER            YES             FOR                  FOR

OPINION

PROPOSAL #1.3: APPROVE INDIVIDUAL AND CONSOLIDATED            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #1.4: ACCEPT REPORT ON PRINCIPAL POLICIES            ISSUER            YES             FOR                  FOR

AND ACCOUNTING CRITERIA AND INFORMATION

PROPOSAL #1.5: ACCEPT AUDIT AND CORPORATE PRACTICES          ISSUER            YES             FOR                  FOR

COMMITTEES' REPORT

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: SET AGGREGATE NOMINAL AMOUNT OF SHARE            ISSUER            YES             FOR                  FOR

REPURCHASE RESERVE

PROPOSAL #4: ELECT OR RATIFY DIRECTORS; VERIFY                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR'S INDEPENDENCE CLASSIFICATION; APPROVE THEIR

 RESPECTIVE REMUNERATION

PROPOSAL #5: ELECT OR RATIFY CHAIRMAN OF AUDIT AND            ISSUER            YES         AGAINST           AGAINST

CORPORATE PRACTICES COMMITTEE

PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MINUTES OF MEETING                                ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inesa Electron Co., Ltd.

  TICKER:               900901                            CUSIP:   Y7693N117

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #7: APPROVE PAYMENT OF REMUNERATION OF BDO          ISSUER            YES             FOR                  FOR

CHINA SHU LUN PAN CPAS LLP AS 2015 AUDITOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #9: APPROVE PURCHASE OF BANK FINANCIAL                 ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #11: APPROVE CHANGE OF COMPANY NAME                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12: APPROVE CHANGE IN BUSINESS SCOPE                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF             SHAREHOLDER        YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: APPROVE RELATED PARTY TRANSACTION             SHAREHOLDER        YES             FOR                  FOR

REGARDING TRANSFER OF JINSUI ROAD NO.1398 REAL ESTATE

 ASSET TO SHANGHAI HUAXIN CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inesa Electron Co., Ltd.

  TICKER:               900901                            CUSIP:   Y7693N125

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTIONS

PROPOSAL #7: APPROVE PAYMENT OF REMUNERATION OF BDO          ISSUER            YES             FOR                  FOR

CHINA SHU LUN PAN CPAS LLP AS 2015 AUDITOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

 


 

 

PROPOSAL #9: APPROVE PURCHASE OF BANK FINANCIAL                 ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #11: APPROVE CHANGE OF COMPANY NAME                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12: APPROVE CHANGE IN BUSINESS SCOPE                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF             SHAREHOLDER        YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: APPROVE RELATED PARTY TRANSACTION             SHAREHOLDER        YES             FOR                  FOR

REGARDING TRANSFER OF JINSUI ROAD NO.1398 REAL ESTATE

 ASSET TO SHANGHAI HUAXIN CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Info Edge (India) Limited

  TICKER:               532777                            CUSIP:   Y40353107

  MEETING DATE:   4/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INFO EDGE EMPLOYEES STOCK OPTION        ISSUER            YES         AGAINST           AGAINST

 SCHEME 2015

PROPOSAL #2: APPROVE EXTENSION OF BENEFITS OF INFO            ISSUER            YES         AGAINST           AGAINST

EDGE EMPLOYEES STOCK OPTION SCHEME 2015 TO EMPLOYEES

OF SUBSIDIARY COMPANIES

PROPOSAL #3: APPROVE PROVISION OF MONEY TO INFO EDGE         ISSUER            YES         AGAINST           AGAINST

EMPLOYEES STOCK OPTION PLAN TRUST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infore Environment Technology Group Co., Ltd.

  TICKER:               000967                            CUSIP:   Y98909107

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 USE OF OWN FUNDS TO ENGAGE         ISSUER            YES             FOR                  FOR

IN ENTRUSTED ASSET MANAGEMENT BY COMPANY AND

SUBSIDIARIES

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH MIDEA GROUP

PROPOSAL #8: APPROVE 2016 DISCOUNTED BILLS RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTION AGREEMENT

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #10: APPROVE ISSUANCE OF SHORT-TERM                       ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #11: APPROVE CAPITAL INCREASE IN WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY SHANGFENG (HONG KONG) CO., LTD.

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES         AGAINST           AGAINST

 


 

 

PROPOSAL #13: APPROVE ADJUSTMENT OF REMUNERATION OF          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infortrend Technology Inc.

  TICKER:               2495                                CUSIP:   Y40829106

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2016 ISSUANCE OF RESTRICTED                ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infosys Ltd.

  TICKER:               INFY                                CUSIP:   Y4082C133

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 STOCK INCENTIVE                            ISSUER            YES             FOR                  FOR

COMPENSATION PLAN (PLAN) AND GRANT OF INCENTIVE TO

ELIGIBLE EMPLOYEES UNDER THE PLAN

PROPOSAL #2: APPROVE GRANT OF INCENTIVES TO ELIGIBLE         ISSUER            YES             FOR                  FOR

EMPLOYEES OF THE COMPANY'S SUBSIDIARIES UNDER THE

PROPOSAL #3: ELECT J.S. LEHMAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT P. KUMAR-SINHA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF V. SIKKA AS CEO & MANAGING DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infosys Ltd.

  TICKER:               INFY                                CUSIP:   Y4082C133

  MEETING DATE:   6/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT VISHAL SIKKA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE B S R & CO. LLP AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infotmic Co Ltd

  TICKER:               000670                            CUSIP:   Y3746Y101

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

 


 

 

PROPOSAL #2: APPROVE 2015 PRIVATE PLACEMENT OF NEW A         ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHEN ZHICHENG IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE TERMINATION OF 2014 PRIVATE                ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES AND WITHDRAWAL OF

APPLICATION DOCUMENTS

PROPOSAL #9: ELECT ZHAO HAIFENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE APPOINTMENT OF 2015 AUDITOR AND        ISSUER            YES             FOR                  FOR

 INTERNAL CONTROL AUDITOR

PROPOSAL #11: APPROVE THE NOTION THAT THE REPORT ON          ISSUER            YES             FOR                  FOR

THE USAGE OF PREVIOUSLY RAISED FUNDS IS UNNECESSARY

WITH REGARDS TO 2015 PRIVATE PLACEMENT OF NEW SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infotmic Co Ltd

  TICKER:               000670                            CUSIP:   Y3746Y101

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG YI AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infotmic Co Ltd

  TICKER:               000670                            CUSIP:   Y3746Y101

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES AS              ISSUER            YES             FOR                  FOR

WELL AS RELATED MEASURES AND COMMITMENTS IN

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infotmic Co Ltd

  TICKER:               000670                            CUSIP:   Y3746Y101

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF ASIA PACIFIC                ISSUER            YES             FOR                  FOR

(GROUP) CPAS AS FOR PROFIT FORECAST AND SPECIAL AUDIT

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #6: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #7: AMEND MANAGEMENT SYSTEM OF PROVIDING              ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #8: AMEND WORKING SYSTEM FOR INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infotmic Co Ltd

  TICKER:               000670                            CUSIP:   Y3746Y101

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

FINANCING OF SUBSIDIARY

PROPOSAL #7: APPROVE REMUNERATION PLAN OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE 2015 UN-FULFILLED PERFORMANCE            ISSUER            YES             FOR                  FOR

COMMITMENT AND RELEVANT COMPENSATIONS

PROPOSAL #10: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #11: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

EXTERNAL SUPERVISORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infraestructura Energetica Nova S.A.B. de C.V.

  TICKER:               IENOVA                            CUSIP:   P5R19K107

  MEETING DATE:   9/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 50 PERCENT OF              ISSUER            YES             FOR                  FOR

GASODUCTOS DE CHIHUHUA S DE RL DE CV

PROPOSAL #2: APPROVE WITHDRAWAL/GRANTING OF POWERS             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: RATIFY MEMBERS OF THE BOARD, AUDIT                 ISSUER            YES         AGAINST           AGAINST

COMMITTEE, CORPORATE PRACTICES COMMITTEE, AND

SECRETARY AND DEPUTY

PROPOSAL #4: DESIGNATE INSPECTOR OR SHAREHOLDER                 ISSUER            YES             FOR                  FOR

REPRESENTATIVE(S) OF MINUTES OF MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infraestructura Energetica Nova S.A.B. de C.V.

  TICKER:               IENOVA                            CUSIP:   P5R19K107

  MEETING DATE:   9/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTEGRATION OF SHARE CAPITAL               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.1: APPROVE UPDATE OF REGISTRATION OF                ISSUER            YES         AGAINST           AGAINST

SHARES

PROPOSAL #2.2: APPROVE PUBLIC OFFERING OF SHARES IN          ISSUER            YES         AGAINST           AGAINST

MEXICO; APPROVE PRIVATE OFFERING OF SHARES ABROAD

PROPOSAL #3: AUTHORIZE INCREASE IN VARIABLE CAPITAL          ISSUER            YES         AGAINST           AGAINST

VIA ISSUANCE OF SHARES WITHOUT PREEMPTIVE RIGHTS IN

ACCORDANCE WITH ARTICLE 53 OF MEXICAN SECURITIES LAW

PROPOSAL #4: APPROVE GRANTING POWERS                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: DESIGNATE INSPECTOR OR SHAREHOLDER                 ISSUER            YES             FOR                  FOR

REPRESENTATIVE(S) OF MINUTES OF MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Infraestructura Energetica Nova S.A.B. de C.V.

  TICKER:               IENOVA *                        CUSIP:   P5R19K107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS AND ALLOCATION OF INCOME

PROPOSAL #2: ELECT OR RATIFY PRINCIPAL AND ALTERNATE         ISSUER            YES         AGAINST           AGAINST

DIRECTORS AND MEMBERS OF AUDIT AND CORPORATE

PRACTICES COMMITTEE; VERIFY INDEPENDENCE

CLASSIFICATION OF BOARD MEMBERS

PROPOSAL #3: APPROVE REMUNERATION OF PRINCIPAL AND            ISSUER            YES             FOR                  FOR

ALTERNATE DIRECTORS, MEMBERS OF BOARD COMMITTEES AND

COMPANY SECRETARY

PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ingenious Ene-Carbon New Materials Co., Ltd.

  TICKER:               000511                            CUSIP:   Y1503E102

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ingenious Ene-Carbon New Materials Co., Ltd.

  TICKER:               000511                            CUSIP:   Y1503E102

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia BaoTou Steel Union Co., Ltd.

  TICKER:               600010                            CUSIP:   Y4084T100

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTIONS AND          ISSUER            YES             FOR                  FOR

2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #8: APPROVE 2016 PRODUCTION AND OPERATION            ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #9: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE CHANGE OF AUDITOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE BANK CREDIT LINE APPLICATION             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE SIGNING OF FINANCIAL SERVICES          ISSUER            YES             FOR                  FOR

AGREEMENT WITH BAOTOU STEEL GROUP FINANCE CO., LTD.

PROPOSAL #13: APPROVE ISSUANCE OF MEDIUM-TERM NOTES           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #14.01: ELECT WEI SHUANSHI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #14.02: ELECT SUN GUOLONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #14.03: ELECT LI DEGANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Eerduosi Resources Co., Ltd.

  TICKER:               600295                            CUSIP:   Y40841119

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #2: APPROVE APPOINTMENT OF 2015 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #3: APPROVE PROVISION OF LOAN GUARANTEE TO      SHAREHOLDER        YES             FOR                  FOR

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Eerduosi Resources Co., Ltd.

  TICKER:               600295                            CUSIP:   Y40841119

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WAIVER OF PRE-EMPTIVE RIGHT                ISSUER            YES             FOR                  FOR

TOWARDS INNER MONGOLIA ERDUOSI ELECTRIC POWER

METALLURGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Eerduosi Resources Co., Ltd.

  TICKER:               600295                            CUSIP:   Y40841119

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES         AGAINST           AGAINST

MUTUAL GUARANTEE COMPANY INNER MONGOLIA YIDONG COAL

GROUP CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Eerduosi Resources Co., Ltd.

  TICKER:               900936                            CUSIP:   Y40841119

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

LOAN OF SUBSIDIARY

PROPOSAL #2: APPROVE ACQUISITION OF ENTIRE EQUITY OF         ISSUER            YES             FOR                  FOR

INNER MONGOLIA ERDOS ENERGY CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Eerduosi Resources Co., Ltd.

  TICKER:               900936                            CUSIP:   Y40841119

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ACTUAL RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION AND CONFIRMATION ON THE DIFFERENCE WITH

ESTIMATES AS WELL AS 2016 DAILY RELATED PARTY

TRANSACTIONS

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ADJUSTMENT TO THE MEMBERS OF              ISSUER            YES             FOR                  FOR

SPECIAL COMMITTEE OF THE BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Eerduosi Resources Co., Ltd.

  TICKER:               900936                            CUSIP:   Y40841119

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Jinyu Group Co., Ltd.

  TICKER:               600201                            CUSIP:   Y4085H105

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN COMPANY NAME,                       ISSUER            YES             FOR                  FOR

REGISTERED ADDRESS AND BUSINESS SCOPE

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.

  TICKER:               601216                            CUSIP:   Y40887104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Lantai Industrial Co., Ltd.

  TICKER:               600328                            CUSIP:   Y4085V104

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ZHONGYAN         ISSUER            YES             FOR                  FOR

JIANGXI LANTAI CHEMICALS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Lantai Industrial Co., Ltd.

  TICKER:               600328                            CUSIP:   Y4085V104

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2.01: ELECT LI DELU AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT ZHAO QINGCHUN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.03: ELECT LIU MIAOFU AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: ELECT ZHAO DAIYONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.05: ELECT LI HONGWEI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.06: ELECT WANG YAN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT LI YAOZHONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT WU ZHENYU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT WANG YIBING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT YANG XIULIN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT ZOU JIAN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.03: ELECT HAN CHANGCHUN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Lantai Industrial Co., Ltd.

  TICKER:               600328                            CUSIP:   Y4085V104

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

 


 

 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #9: APPROVE 2016 GUARANTEES PROVISION LIMIT         ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE CHANGE IN BUSINESS SCOPE AND            ISSUER             NO              N/A                  N/A

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #11: APPROVE APPOINTMENT OF FINANCIAL                   ISSUER             NO              N/A                  N/A

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia MengDian HuaNeng Thermal Power Corporation Ltd.

  TICKER:               600863                            CUSIP:   Y40842109

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: ELECT HAO GUANGPING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.02: ELECT XI BIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.01: ELECT SUN FUZHONG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia PingZhuang Energy Resources Co., Ltd.

  TICKER:               000780                            CUSIP:   Y6264U104

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGES IN THE 2015 RELATED                ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #2: APPROVE CHANGE OF 2015 FINANCIAL AND              ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia PingZhuang Energy Resources Co., Ltd.

  TICKER:               000780                            CUSIP:   Y6264U104

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE SIGNING OF DAILY RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTION AGREEMENTS WITH RELATED PARTIES

PROPOSAL #9: APPROVE 2016 RELATED-PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ALLOWANCES OF INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORS               ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE INTERNAL CONTROL SELF-                       ISSUER            YES             FOR                  FOR

EVALUATION REPORT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Xingye Mining Co., Ltd.

  TICKER:               000426                            CUSIP:   Y13689107

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE POSTPONEMENT OF RESUMPTION OF            ISSUER            YES             FOR                  FOR

TRADING IN CONNECTION TO MAJOR ASSET RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Xingye Mining Co., Ltd.

  TICKER:               000426                            CUSIP:   Y13689107

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION ON RESUMPTION OF                 ISSUER            YES             FOR                  FOR

TRADING DUE TO MAJOR ASSET RESTRUCTURE

PROPOSAL #2: APPROVE ASSETS PURCHASE BY CASH PAYMENT         ISSUER            YES             FOR                  FOR

AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #2.01: APPROVE OVERALL TRANSACTION PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET ASSET

PROPOSAL #2.03: APPROVE TRANSACTION PRICE AND PRICING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #2.04: APPROVE PROFIT AND LOSS ATTRIBUTION           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.05: APPROVE PAYMENT MANNER OF TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE

PROPOSAL #2.06: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.08: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE LOCK-UP PERIOD OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE OF NEW                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.11: APPROVE PLAN FOR PRICE ADJUSTMENT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.12: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.13: APPROVE PERFORMANCE COMMITMENT                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.15: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TARGET ASSET

PROPOSAL #2.16: APPROVE TRANSACTION PRICE AND PRICING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #2.17: APPROVE PROFIT AND LOSS ATTRIBUTION           ISSUER            YES             FOR                  FOR

PROPOSAL #2.18: APPROVE PAYMENT MANNER OF TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE

PROPOSAL #2.19: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.20: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.21: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.22: APPROVE LOCK-UP PERIOD OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.23: APPROVE LISTING EXCHANGE OF NEW                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.24: APPROVE PLAN FOR PRICE ADJUSTMENT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.25: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.26: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.27: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.28: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.29: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.30: APPROVE AMOUNT OF RAISED FUNDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.31: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.32: APPROVE INTENDED USAGE OF FUNDS                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.33: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.34: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.35: APPROVE LISTING ARRANGEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.36: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE THE NOTION THAT THE MAJOR ASSETS        ISSUER            YES             FOR                  FOR

 RESTRUCTURING PLAN CONSTITUTES RELATED-PARTY

TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH ENTIRE SHAREHOLDERS OF XIWU ZHUMU QINQI YINMAN

MINING LIMITED LIABILITY COMPANY IN CONNECTION TO

ASSET PURCHASE VIA SHARE ISSUANCE AND CASH PAYMENT

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL PROFIT            ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT WITH INNER MONGOLIA INDUSTRIAL

 GROUP CO., LTD., JI XIANG, JI WEI AND JI ZHE

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH ENTIRE SHAREHOLDERS OF ZHENGXIANG BAIQIGAN

JINDA MINING CO., LTD. IN CONNECTION TO ASSET

PURCHASE VIA SHARE ISSUANCE AND CASH PAYMENT

PROPOSAL #8: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY INNER MONGOLIA INDUSTRIAL GROUP CO.,

PROPOSAL #9: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #10: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #11: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 44 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE EXEMPTION FROM THE COMMITMENT          ISSUER            YES             FOR                  FOR

BY INNER MONGOLIA INDUSTRIAL GROUP CO., LTD. TO

INJECT INNER MONGOLIA INDUSTRIAL GROUP TIANHE MINING

CO., LTD. AS LISTED COMPANY

PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #15: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #16: APPROVE JOINT ESTABLISHMENT OF MERGER          ISSUER            YES             FOR                  FOR

AND ACQUISITION FUND

PROPOSAL #17: APPROVE COUNTER-DILUTION RISK ALERT AND        ISSUER            YES             FOR                  FOR

 RELATED MEASURES IN CONNECTION TO THE MAJOR ASSETS

RESTRUCTURING

PROPOSAL #18: APPROVE COMMITMENT FROM DIRECTOR AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION RISK

ALERT AND MEASURES IN CONNECTION TO THE RELATED PARTY

 TRANSACTION OF ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES AS WELL AS RAISING SUPPORTI

PROPOSAL #19: APPROVE PERFORMANCE COMPENSATION                   ISSUER            YES             FOR                  FOR

AGREEMENT AS WELL AS SUPPLEMENTAL AGREEMENT WITH

INNER MONGOLIA XINGYE GROUP CO., LTD, JI XIANG, JI

WEI AND JI ZHE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Xingye Mining Co., Ltd.

  TICKER:               000426                            CUSIP:   Y13689107

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 ALLOWANCES OF SUPERVISORS           ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT LI YUPING AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yili Industrial Group Co., Ltd.

  TICKER:               600887                            CUSIP:   Y40847108

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF CERTAIN EQUITY IN        ISSUER            YES         AGAINST           AGAINST

 YOGURT HOLDING (CAYMAN) LTD BY INVESTMENT ENTITIES

FORMED BY PARTIAL EMPLOYEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yili Industrial Group Co., Ltd.

  TICKER:               600887                            CUSIP:   Y40847108

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2016 OPERATION PLAN AND                       ISSUER            YES             FOR                  FOR

INVESTMENT PLAN

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #8: APPROVE AUTHORIZATION BY THE BOARD TO            ISSUER            YES             FOR                  FOR

SUBSIDIARIES UNDER GUARANTEE FOR THE 2016 GUARANTEE

PROVISION TO INDUSTRY CHAIN PARTNERS AS WELL AS

INFORMATION DISCLOSURE

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #13: APPROVE APPOINTMENT OF DA HUA CPAS AS          ISSUER            YES             FOR                  FOR

2016 FINANCIAL AND INTERNAL CONTROL AUDITOR AS WELL

AS FIXING ITS REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yitai Coal Co., Ltd.

  TICKER:               900948                            CUSIP:   Y40848106

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2.01: ELECT ZHANG JINGQUAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yitai Coal Co., Ltd.

  TICKER:               900948                            CUSIP:   Y40848106

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

NON-EXECUTIVE DIRECTORS

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 CAPITAL EXPENDITURE                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CONFIRMATION OF THE ACTUAL                 ISSUER            YES             FOR                  FOR

AMOUNT OF CONNECTED PARTY TRANSACTIONS IN 2015 AND

ESTIMATES FOR ANNUAL CAPS

PROPOSAL #8: APPROVE RENEWAL OF CONTINUING CONNECTED         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND ANNUAL CAPS

PROPOSAL #9: APPROVE GUARANTEE TO CONTROLLING                     ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 APPOINTMENT OF INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

TAILAI COAL (SHANGHAI) COMPANY LIMITED

PROPOSAL #14.01: APPROVE ISSUE SIZE                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.02: APPROVE ISSUE MANNER AND TARGET           SHAREHOLDER        YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #14.03: APPROVE PLACING ARRANGEMENT FOR           SHAREHOLDER        YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #14.04: APPROVE PAR VALUE AND ISSUE PRICE         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.05: APPROVE BOND MATURITY                              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.06: APPROVE INTENDED USAGE OF RAISED          SHAREHOLDER        YES             FOR                  FOR

FUNDS

PROPOSAL #14.07: APPROVE LISTING EXCHANGE                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.08: APPROVE MATTERS REGARDING GUARANTEE     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.09: APPROVE RESOLUTION VALIDITY PERIOD       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14.10: APPROVE SAFEGUARD MEASURES OF DEBTS    SHAREHOLDER        YES             FOR                  FOR

REPAYMENT

PROPOSAL #14.11: APPROVE AUTHORIZATION OF THE BOARD      SHAREHOLDER        YES             FOR                  FOR

TO HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yuan Xing Energy Co., Ltd.

  TICKER:               000683                            CUSIP:   Y40849104

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO THE LOAN         ISSUER            YES             FOR                  FOR

APPLIED BY CONTROLLED SUBSIDIARY

PROPOSAL #2: APPROVE EXTERNAL GUARANTEE PROVISION BY         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #3: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ACQUISITION OF 40% EQUITY OF              ISSUER            YES             FOR                  FOR

INNER MONGOLIA BOYUAN CHEMICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yuan Xing Energy Co., Ltd.

  TICKER:               000683                            CUSIP:   Y40849104

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO THE PRIVATE                   ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (AMENDED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED DRAFT)

 


 

 

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE SUPPLEMENTAL CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH BOYUAN GROUP IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE TO QUALIFIED INVESTORS

PROPOSAL #8: APPROVE PLAN ON CORPORATE BOND ISSUANCE         ISSUER            YES             FOR                  FOR

TO QUALIFIED INVESTORS

PROPOSAL #8.1: APPROVE PAR VALUE AND ISSUE SIZE                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #8.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.5: APPROVE TARGET SUBSCRIBER                              ISSUER            YES             FOR                  FOR

PROPOSAL #8.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #8.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #8.8: APPROVE GUARANTEE ARRANGEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.9: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #8.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

ADOPT THE SAFEGUARD MEASURES WHEN COMPANY FAILS TO

REPAY PRINCIPAL OR INTEREST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yuan Xing Energy Co., Ltd.

  TICKER:               000683                            CUSIP:   Y40849104

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 8.46% EQUITY IN          ISSUER            YES             FOR                  FOR

INNER MONGOLIA BODA SHIDI CHEMICAL CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yuan Xing Energy Co., Ltd.

  TICKER:               000683                            CUSIP:   Y40849104

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EFFECT OF DILUTION TO KEY                   ISSUER            YES             FOR                  FOR

FINANCIAL INDICATORS AND COUNTER-DILUTION MEASURES IN

 CONNECTION TO THE PRIVATE PLACEMENT

 


 

 

PROPOSAL #2: APPROVE COMMITMENT OF CONTROLLING                   ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT IN CONNECTION TO

COUNTER-DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yuan Xing Energy Co., Ltd.

  TICKER:               000683                            CUSIP:   Y40849104

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #2: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES             FOR                  FOR

BY CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yuan Xing Energy Co., Ltd.

  TICKER:               000683                            CUSIP:   Y40849104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT XING ZHANFEI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yuan Xing Energy Co., Ltd.

  TICKER:               000683                            CUSIP:   Y40849104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inner Mongolia Yuan Xing Energy Co., Ltd.

  TICKER:               000683                            CUSIP:   Y40849104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO LOAN OF          ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY

 


 

 

PROPOSAL #2: APPROVE GUARANTEE PROVISION PLAN BY                ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #7: ELECT SONG WEITU AS NON-INDEPENDENT           SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Innolux Corp

  TICKER:               3481                                CUSIP:   Y1371R102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT

PROPOSAL #5: APPROVE CASH CAPITAL INCREASE BY PRIVATE        ISSUER            YES             FOR                  FOR

 ISSUANCE OF ORDINARY SHARES/PREFERRED SHARES OR

PRIVATE ISSUANCE OF OVERSEA/DOMESTIC CONVERTIBLE

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #8: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #9: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #10: AMEND PROCEDURES FOR LENDING FUNDS TO          ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #11: AMEND PROCEDURES FOR ENDORSEMENT AND            ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #12.1: ELECT JYH-CHAU WANG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF JIA LIAN INVESTMENT LTD WITH SHAREHOLDER NO. 4158

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #12.2: ELECT TE-TSAI HUANG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF HONG YANG VENTURE CAPITAL LTD WITH SHAREHOLDER

NO.2 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #12.3: ELECT CHUANG-YI CHIU, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF I-CHEN INVESTMENT LTD WITH

SHAREHOLDER NO.2437 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #12.4: ELECT CHIN-LUNG TING, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF INNOLUX EDUCATION FOUNDATION WITH

SHAREHOLDER NO. 189994 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #12.5: ELECT BO-BO WANG WITH ID NO.                       ISSUER            YES             FOR                  FOR

A100072XXX AS INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #12.6: ELECT CHI-CHIA HSIEH WITH ID NO.                ISSUER            YES             FOR                  FOR

A110957XXX AS INDEPENDENT DIRECTOR

PROPOSAL #12.7: ELECT YUK-LUN YIM WITH ID NO.                     ISSUER            YES             FOR                  FOR

1959051XXX AS INDEPENDENT DIRECTOR

PROPOSAL #13: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inotera Memories, Inc.

  TICKER:               3474                                CUSIP:   Y4084K109

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE SHARE SWAP AGREEMENT BETWEEN              ISSUER            YES             FOR                  FOR

COMPANY AND MICRON SEMICONDUCTOR TAIWAN CO., LTD. AND

 DELISTING OF COMPANY

PROPOSAL #3: APPROVE CEASING OF STATUS AS PUBLIC                ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inotera Memories, Inc.

  TICKER:               3474                                CUSIP:   Y4084K109

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Insigma Technology Co., Ltd.

  TICKER:               600797                            CUSIP:   Y4090C109

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 81% EQUITY OF                   ISSUER            YES             FOR                  FOR

BEIJING XIAOTONG NETWORK TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Insigma Technology Co., Ltd.

  TICKER:               600797                            CUSIP:   Y4090C109

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT SHEN YUE AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT DONG DANQING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Insigma Technology Co., Ltd.

  TICKER:               600797                            CUSIP:   Y4090C109

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

BEIJING XIAOTONG NETWORK TECHNOLOGY CO., LTD.

PROPOSAL #10: APPROVE MUTUAL GUARANTEE WITH ZHEJIANG         ISSUER            YES             FOR                  FOR

ZHONGHE ELECTRIC CO., LTD.

PROPOSAL #11: APPROVE REMUNERATION OF CHAIRMAN OF THE        ISSUER            YES             FOR                  FOR

 BOARD

PROPOSAL #12: APPROVE CHANGE IN THE IMPLEMENTING BODY   SHAREHOLDER        YES             FOR                  FOR

 OF THE RAISED FUNDS INVESTMENT PROJECT TO ESTABLISH

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inspur Electronic Information Industry Co., Ltd.

  TICKER:               000977                            CUSIP:   Y51704107

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

TEMPORARILY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #2: APPROVE USE OF IDLE RAISED FUNDS TO                ISSUER            YES             FOR                  FOR

INVEST IN FINANCIAL PRODUCT

PROPOSAL #3: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #7: APPROVE USE OF EXISTED FUND TO INVEST IN        ISSUER            YES             FOR                  FOR

 FINANCIAL PRODUCTS AND MONETARY MARKET FUNDS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inspur Electronic Information Industry Co., Ltd.

  TICKER:               000977                            CUSIP:   Y51704107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR AND PAYMENT OF 2015 AUDIT FEE

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 INTERNAL         ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF 2015 AUDIT FEE

PROPOSAL #10: APPROVE SIGNING OF DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION FRAMEWORK AGREEMENT

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inspur Software Co., Ltd.

  TICKER:               600756                            CUSIP:   Y7680N104

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR AS WELL AS PAYMENT OF

2015 REMUNERATION

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE INVESTMENT IN SHORT-TERM                     ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS USING IDLE FUNDS

PROPOSAL #10: APPROVE APPLICATION OF BANK CREDIT                ISSUER            YES             FOR                  FOR

LINES AND RELEVANT AUTHORIZATIONS

 


 

 

PROPOSAL #11: APPROVE ADDITION OF THE POSITION VICE          ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE BOARD AND AMEND ARTICLES OF

PROPOSAL #12.01: ELECT CHEN DONGFENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Integer.pl SA

  TICKER:               ITG                                  CUSIP:   X3959Z101

  MEETING DATE:   12/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: WAIVE SECRECY FROM VOTING ON ELECTION OF        ISSUER            YES             FOR                  FOR

 MEMBERS OF VOTE COUNTING COMMISSION

PROPOSAL #3: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT KRZYSZTOF KACZMARCZYK AS                        ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD MEMBER

PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY                ISSUER            YES             FOR                  FOR

BOARD MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Integer.pl SA

  TICKER:               ITG                                  CUSIP:   X3959Z101

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: WAIVE SECRECY OF VOTING WHEN ELECTING            ISSUER            YES             FOR                  FOR

MEMBERS OF VOTE COUNTING COMMISSION

PROPOSAL #3: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S AND GROUP'S OPERATIONS

PROPOSAL #11: APPROVE FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #14: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #15.1: APPROVE DISCHARGE OF RAFAL BRZOSKA            ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #15.2: APPROVE DISCHARGE OF KRZYSZTOF KOLPA         ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #15.3: APPROVE DISCHARGE OF ROSSEN HADJIEV          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #16.1: APPROVE DISCHARGE OF ANNA IZYDOREK-           ISSUER            YES             FOR                  FOR

BRZOSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.2: APPROVE DISCHARGE OF RAFAL ABRATANSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.3: APPROVE DISCHARGE OF ZBIGNIEW                     ISSUER            YES             FOR                  FOR

POPIELSKI  (SUPERVISORY BOARD MEMBER)

 


 

 

PROPOSAL #16.4: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

SETKOWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.5: APPROVE DISCHARGE OF ARKADIUSZ                   ISSUER            YES             FOR                  FOR

JASTRZEBSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.6: APPROVE DISCHARGE OF WIESLAW LATALA          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #16.7: APPROVE DISCHARGE OF ANDRZEJ                       ISSUER            YES             FOR                  FOR

SZUMANSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #16.8: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

KACZMARCZYK (SUPERVISORY BOARD MEMBER)

PROPOSAL #17.1: FIX NUMBER OF SUPERVISORY BOARD                 ISSUER            YES             FOR                  FOR

MEMBERS AT FIVE

PROPOSAL #17.2: ELECT WIESLAW LATALA AS SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #17.3: ELECT ARKADIUSZ JASTRZEBSKI AS                   ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD MEMBER

PROPOSAL #17.4: ELECT KRZYSZTOF KACZMARCZYK AS                   ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD MEMBER

PROPOSAL #17.5: ELECT ANDRZEJ SZUMANSKI AS                          ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD MEMBER

PROPOSAL #17.6: ELECT ANNA IZYDOREK-BRZOSKA AS                   ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD MEMBER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Integrated Electronic Systems Lab Co Ltd

  TICKER:               002339                            CUSIP:   Y4091S103

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EMPLOYEE SHARE PURCHASE PLAN              ISSUER            YES             FOR                  FOR

(DRAFT) AND SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

PROPOSAL #3: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Integrated Electronic Systems Lab Co Ltd

  TICKER:               002339                            CUSIP:   Y4091S103

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

 


 

 

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING SIGNING OF COOPERATION AGREEMENT

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Integrated Electronic Systems Lab Co Ltd

  TICKER:               002339                            CUSIP:   Y4091S103

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE BANK COMPREHENSIVE CREDIT LINE          ISSUER             NO              N/A                  N/A

APPLICATION

PROPOSAL #10: APPROVE PUBLIC LISTING ON NATIONAL                ISSUER             NO              N/A                  N/A

EQUITIES AND QUOTATIONS SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Integrated Electronic Systems Lab Co Ltd

  TICKER:               002339                            CUSIP:   Y4091S103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES (2ND REVISION)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS (2ND REVISION)

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #6: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN (2ND REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inter Far East Energy Corp Public Co., Ltd.

  TICKER:               IFEC                                CUSIP:   Y408E6117

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS AND ANNUAL        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND DIVIDED        ISSUER            YES             FOR                  FOR

 PAYMENT

PROPOSAL #5.1a: ELECT WICHAI THAWORNWATTANAYONG AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.1b: ELECT SITTICHAI PORNSAPANANT AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.1c: ELECT CHAYOT WITTAYANONEAKTAWEE AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: APPROVE REMUNERATION OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE KARIN AUDIT CO. LTD. AS AUDITORS        ISSUER            YES             FOR                  FOR

 AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Interconexion Electrica S.A. E.S.P.

  TICKER:               ISA                                  CUSIP:   P5624U101

  MEETING DATE:   7/13/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTOR TO REPLACE BERNARDO                 ISSUER            YES         AGAINST           AGAINST

VARGAS GIBSONE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Interconexion Electrica S.A. E.S.P.

  TICKER:               ISA                                  CUSIP:   P5624U101

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE MANAGEMENT REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INDIVIDUAL AND CONSOLIDATED              ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND                   ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #12: APPROVE AUDITORS AND AUTHORIZE BOARD TO        ISSUER            YES             FOR                  FOR

 FIX THEIR REMUNERATION

PROPOSAL #13: AMEND BYLAWS                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #14: ELECT DIRECTORS                                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #15: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               International Container Terminal Services, Inc.

  TICKER:               ICT                                  CUSIP:   Y41157101

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CALL TO ORDER                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: DETERMINATION OF EXISTENCE OF QUORUM               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE MINUTES OF THE ANNUAL                          ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON APRIL 16, 2015

PROPOSAL #4: PRESENTATION OF CHAIRMAN'S REPORT                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE THE CHAIRMAN'S REPORT AND THE            ISSUER            YES             FOR                  FOR

2015 AUDITED FINANCIAL STATEMENTS

PROPOSAL #6: RATIFY THE ACTS, CONTRACTS, INVESTMENTS,        ISSUER            YES             FOR                  FOR

 AND RESOLUTIONS OF THE BOARD OF DIRECTORS AND

MANAGEMENT SINCE THE LAST ANNUAL STOCKHOLDERS'

PROPOSAL #7.1: ELECT ENRIQUE K. RAZON, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT JON RAMON ABOITIZ AS DIRECTOR             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.3: ELECT OCTAVIO VICTOR R. ESPIRITU AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.4: ELECT JOSEPH R. HIGDON AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7.5: ELECT JOSE C. IBAZETA AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.6: ELECT STEPHEN A. PARADIES AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.7: ELECT ANDRES SORIANO III AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPOINT EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #9: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: ADJOURNMENT                                                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               International Games System Co., Ltd.

  TICKER:               3293                                CUSIP:   Y41065106

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               International Meal Co Alimentacao SA

  TICKER:               MEAL3                              CUSIP:   P5R73V106

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE LOCATION OF COMPANY HEADQUARTERS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE ISSUANCE OF SHARES WITH                   ISSUER            YES             FOR                  FOR

PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               International Meal Co Alimentacao SA

  TICKER:               MEAL3                              CUSIP:   P5R73V106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               International Meal Co Alimentacao SA

  TICKER:               MEAL3                              CUSIP:   P5R73V106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: AMEND STOCK OPTION PLAN                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: RATIFY ELECTION OF MARCEL FLEISCHMANN AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Intime Retail (Group) Company Limited

  TICKER:               1833                                CUSIP:   G4922U103

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: APPROVE WHITEWASH WAIVER                                  ISSUER            YES             FOR                  FOR

PROPOSAL #1b: AUTHORIZE ANY ONE DIRECTOR AND/OR                 ISSUER            YES             FOR                  FOR

COMPANY SECRETARY TO HANDLE ALL MATTERS RELATED TO

THE  WHITEWASH WAIVER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Intime Retail (Group) Company Limited

  TICKER:               1833                                CUSIP:   G4922U103

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A1: ELECT YU NING AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #3A2: ELECT CHOW JOSEPH AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Invengo Information Technology Co., Ltd.

  TICKER:               002161                            CUSIP:   Y7743C103

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHEN GUANGZHU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2: ELECT CHEN CHANGANAS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT LV HONG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT WANG BINSHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT SUN FENG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT ZHANG DAZHI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT SHI LIPING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

 


 

 

PROPOSAL #3.2: ELECT CHEN LULU AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Invengo Information Technology Co., Ltd.

  TICKER:               002161                            CUSIP:   Y7743C103

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 REMUNERATION OF NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS AND SUPERVISORS

PROPOSAL #7: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inventec Corporation

  TICKER:               2356                                CUSIP:   Y4176F109

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inversiones Aguas Metropolitanas S.A.

  TICKER:               IAM                                  CUSIP:   P58595102

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

 


 

 

PROPOSAL #11: DESIGNATE NEWSPAPER TO PUBLISH MEETING         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inversiones La Construccion S.A.

  TICKER:               ILC                                  CUSIP:   P5817R105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDENDS OF CLP 280 PER SHARE           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #7: APPOINT AUDITORS AND DESIGNATE RISK                ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES

PROPOSAL #8: RECEIVE REPORT OF DIRECTORS' COMMITTEE           ISSUER            YES             FOR                  FOR

PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: DESIGNATE NEWSPAPER TO PUBLISH MEETING         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #11: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Inversiones La Construccion S.A.

  TICKER:               ILC                                  CUSIP:   P5817R105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES RE: BOARD SIZE DECREASE          ISSUER            YES             FOR                  FOR

FROM 9 TO 7 MEMBERS

PROPOSAL #2: APPROVE SALE OF FLOORS OF COMPANY                   ISSUER            YES             FOR                  FOR

BUILDING TO AFP HABITAT

PROPOSAL #3: APPROVE PARTIAL CESSIONS OF PROMISE OF          ISSUER            YES         AGAINST           AGAINST

SALE OF APOQUINDO/LAS CONDES BUILDING TO RELATED-

PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Investec Ltd

  TICKER:               INL                                  CUSIP:   S39081138

  MEETING DATE:   8/6/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT GLYNN BURGER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT CHERYL CAROLUS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT PEREGRINE CROSTHWAITE AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: RE-ELECT HENDRIK DU TOIT AS DIRECTOR               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: RE-ELECT BRADLEY FRIED AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT DAVID FRIEDLAND AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT BERNARD KANTOR AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: RE-ELECT IAN KANTOR AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: RE-ELECT STEPHEN KOSEFF AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: RE-ELECT PETER THOMAS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: RE-ELECT FANI TITI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT CHARLES JACOBS AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT LORD MALLOCH-BROWN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #14: ELECT KHUMO SHUENYANE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #15: ELECT ZARINA BASSA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #16: ELECT LAUREL BOWDEN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE THE DLC REMUNERATION REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE THE DLC REMUNERATION POLICY               ISSUER            YES             FOR                  FOR

PROPOSAL #21: AUTHORISE BOARD TO RATIFY AND EXECUTE          ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #23: SANCTION THE INTERIM DIVIDEND ON THE            ISSUER            YES             FOR                  FOR

ORDINARY SHARES

PROPOSAL #24: APPROVE FINAL DIVIDEND ON THE ORDINARY         ISSUER            YES             FOR                  FOR

SHARES AND THE DIVIDEND ACCESS (SOUTH AFRICAN

RESIDENT) REDEEMABLE PREFERENCE SHARE

PROPOSAL #25: REAPPOINT ERNST & YOUNG INC AS JOINT            ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #26: REAPPOINT KPMG INC AS JOINT AUDITORS OF        ISSUER            YES             FOR                  FOR

 THE COMPANY

PROPOSAL #27: PLACE UNISSUED ORDINARY SHARES UNDER            ISSUER            YES             FOR                  FOR

CONTROL OF DIRECTORS

PROPOSAL #28: PLACE UNISSUED VARIABLE RATE,                        ISSUER            YES             FOR                  FOR

CUMULATIVE, REDEEMABLE PREFERENCE SHARES UNDER

CONTROL OF DIRECTORS

PROPOSAL #29: PLACE UNISSUED NON-REDEEMABLE, NON-               ISSUER            YES             FOR                  FOR

CUMULATIVE, NON-PARTICIPATING PREFERENCE SHARES UNDER

 CONTROL OF DIRECTORS

PROPOSAL #30: PLACE UNISSUED SPECIAL CONVERTIBLE                ISSUER            YES             FOR                  FOR

REDEEMABLE PREFERENCE SHARES UNDER CONTROL OF

PROPOSAL #31: AUTHORISE REPURCHASE OF ISSUED ORDINARY        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #32: AUTHORISE REPURCHASE OF CLASS ILRP1              ISSUER            YES             FOR                  FOR

PREFERENCE SHARES, CLASS ILRP2 PREFERENCE SHARES,

REDEEMABLE PREFERENCE SHARES AND PERPETUAL PREFERENCE

 SHARES

PROPOSAL #33: APPROVE FINANCIAL ASSISTANCE TO                     ISSUER            YES             FOR                  FOR

SUBSIDIARIES AND DIRECTORS

PROPOSAL #34: APPROVE DIRECTORS' REMUNERATION                      ISSUER            YES             FOR                  FOR

PROPOSAL #35: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

AUTHORISED SHARE CAPITAL

PROPOSAL #36: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

ANNEXURE A

 


 

 

PROPOSAL #37: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

ANNEXURE B1

PROPOSAL #38: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #39: SANCTION THE INTERIM DIVIDEND ON THE            ISSUER            YES             FOR                  FOR

ORDINARY SHARES

PROPOSAL #40: APPROVE FINAL DIVIDEND                                     ISSUER            YES             FOR                  FOR

PROPOSAL #41: REAPPOINT ERNST & YOUNG LLP AS AUDITORS        ISSUER            YES             FOR                  FOR

 AND AUTHORISE THEIR REMUNERATION

PROPOSAL #42: AUTHORISE ISSUE OF EQUITY WITH PRE-               ISSUER            YES             FOR                  FOR

EMPTIVE RIGHTS

PROPOSAL #43: AUTHORISE MARKET PURCHASE OF ORDINARY          ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #44: AUTHORISE MARKET PURCHASE OF PREFERENCE        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #45: AUTHORISE EU POLITICAL DONATIONS AND            ISSUER            YES             FOR                  FOR

EXPENDITURE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Iochpe Maxion S.A.

  TICKER:               MYPK3                              CUSIP:   P58749105

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IOI Corporation Berhad

  TICKER:               IOICORP                          CUSIP:   Y41763106

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LEE YEOW CHOR AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT CHEAH TEK KUANG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LEE SHIN CHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT PETER CHIN FAH KUI AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE BDO AS AUDITORS AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RENEWAL OF SHAREHOLDERS' MANDATE        ISSUER            YES             FOR                  FOR

 AND APPROVE IMPLEMENTATION OF NEW SHAREHOLDERS'

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IOI Corporation Berhad

  TICKER:               IOICORP                          CUSIP:   Y41763106

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXECUTIVE SHARE OPTION SCHEME            ISSUER            YES         AGAINST           AGAINST

(ESOS)

PROPOSAL #2: APPROVE GRANT OF OPTIONS TO LEE SHIN              ISSUER            YES         AGAINST           AGAINST

CHENG UNDER THE ESOS

PROPOSAL #3: APPROVE GRANT OF OPTIONS TO LEE YEOW              ISSUER            YES         AGAINST           AGAINST

CHOR UNDER THE ESOS

PROPOSAL #4: APPROVE GRANT OF OPTIONS TO LEE CHENG            ISSUER            YES         AGAINST           AGAINST

LEANG UNDER THE ESOS

PROPOSAL #5: APPROVE GRANT OF OPTIONS TO LEE YOKE              ISSUER            YES         AGAINST           AGAINST

HEAN UNDER THE ESOS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IOI Properties Group Berhad

  TICKER:               IOIPG                              CUSIP:   Y417A6104

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT TAN KIM HEUNG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LEE SHIN CHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT TAN KIM LEONG @ TAN CHONG MIN AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IOI Properties Group Berhad

  TICKER:               IOIPG                              CUSIP:   Y417A6104

  MEETING DATE:   1/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF THE ENTIRE ISSUED        ISSUER            YES             FOR                  FOR

 SHARE CAPITAL OF MAYANG DEVELOPMENT SDN BHD AND

SUBSCRIPTION OF NEW REDEEMABLE NON-CUMULATIVE

PREFERENCE SHARES-CLASS B

PROPOSAL #2: APPROVE ACQUISITION OF THE ENTIRE ISSUED        ISSUER            YES             FOR                  FOR

 SHARE CAPITAL OF NUSA PROPERTIES SDN BHD AND

SUBSCRIPTION OF NEW REDEEMABLE NON-CUMULATIVE

PREFERENCE SHARES-CLASS B

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Irico Display Devices Co., Ltd.

  TICKER:               600707                            CUSIP:   Y77010109

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION IN CONNECTION TO MAJOR

PROPOSAL #2.00: APPROVE RELATED PARTY TRANSACTION IN         ISSUER            YES             FOR                  FOR

CONNECTION TO MAJOR ASSET SALE OF CONTROLLED

PROPOSAL #2.01: APPROVE TARGET PRICE, TRANSACTION              ISSUER            YES             FOR                  FOR

METHOD AND TRANSACTION PARTIES

PROPOSAL #2.02: APPROVE TRANSACTION PRICE AND PRICING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ATTRIBUTION OF PROFIT AND LOSS DURING THE TRANSITION

PERIOD

PROPOSAL #2.04: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.05: APPROVE EFFECTIVITY CONDITIONS THE            ISSUER            YES             FOR                  FOR

ASSET TRANSFER AGREEMENT

PROPOSAL #2.06: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION IN CONNECTION TO MAJOR

ASSET SALE AND ITS SUMMARY

PROPOSAL #4: APPROVE EVALUATION MATTERS OF THE MAJOR         ISSUER            YES             FOR                  FOR

ASSET SALE

PROPOSAL #5: APPROVE CONFIRMATION OF RELEVANT                     ISSUER            YES             FOR                  FOR

EVALUATION REPORT IN CONNECTION TO THE MAJOR ASSET

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Irico Display Devices Co., Ltd.

  TICKER:               600707                            CUSIP:   Y77010109

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN REGISTERED ADDRESS AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Irico Display Devices Co., Ltd.

  TICKER:               600707                            CUSIP:   Y77010109

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Irico Display Devices Co., Ltd.

  TICKER:               600707                            CUSIP:   Y77010109

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE TYPE AND PAR VALUE                           ISSUER             NO              N/A                  N/A

PROPOSAL #2.02: APPROVE ISSUANCE METHOD                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE AND LOCK-UP PERIOD        ISSUER             NO              N/A                  N/A

PROPOSAL #2.05: APPROVE ISSUANCE PRICE AND PRICING            ISSUER             NO              N/A                  N/A

PRINCIPLES

PROPOSAL #2.06: APPROVE REPORT ON THE DEPOSIT AND              ISSUER             NO              N/A                  N/A

USAGE OF RAISED FUNDS

PROPOSAL #2.07: APPROVE SHAREHOLDERS' EQUITY TO BE            ISSUER             NO              N/A                  N/A

JOINTLY ENTITLED TO NEW AND OLD SHAREHOLDERS

PROPOSAL #2.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PRIVATE PLACEMENT PLAN (REVISED)        ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE SIGNING OF SHARE SUBSCRIPTION            ISSUER             NO              N/A                  N/A

AGREEMENT WITH SPECIFIC TARGET SUBSCRIBERS

PROPOSAL #5: APPROVE SIGNING OF SHARE SUBSCRIPTION            ISSUER             NO              N/A                  N/A

AGREEMENT WITH XIANYANG ZHONGDIAN CAIHONG GROUP

HOLDINGS CO., LTD.

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS (REVISED)

PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL RELATED MATTERS

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               IRPC Public Company Limited

  TICKER:               IRPC                                CUSIP:   Y4177E119

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ACKNOWLEDGE OPERATIONS RESULTS FOR 2015         ISSUER            YES             FOR                  FOR

AND APPROVE FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT PRAMOUL CHANPONG AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT CHAVALIT PUNTHONG AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT SONGPOPE POLACHAN AS DIRECTOR             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4.4: ELECT RUENVADEE SUWANMONGKOL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSE COOPERS ABAS              ISSUER            YES             FOR                  FOR

LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE ACQUISITION OF ENTIRE BUSINESS          ISSUER            YES             FOR                  FOR

OF THAI ABS CO., LTD.

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Is Gayrimenkul Yatirim Ortakligi AS

  TICKER:               ISGYO                              CUSIP:   M57334100

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: RATIFY EXTERNAL AUDITORS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #11: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Isagen S.A. E.S.P.

  TICKER:               ISAGEN                            CUSIP:   P5892H105

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND BYLAWS                                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Isagen S.A. E.S.P.

  TICKER:               ISAGEN                            CUSIP:   P5892H105

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: VERIFY QUORUM AND APPROVE MEETING AGENDA        ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT CHAIRMAN OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MEETING APPROVAL COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #10: AMEND BYLAWS                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE DIVIDENDS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Italian-Thai Development Public Co Ltd

  TICKER:               ITD                                  CUSIP:   Y4211C210

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

OMISSION OF DIVIDEND

PROPOSAL #5.1: ELECT NIJAPORN CHARANACHITTA AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5.2: ELECT TAWATCHAI SUTHIPRAPHA AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5.3: ELECT PEETI KARNASUTA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT WILLIAM LEE ZENTGRAF AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMITTEES

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Itau Corpbanca

  TICKER:               N/A                                  CUSIP:   ADPV32516

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS AND ALTERNATES                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Itau Unibanco Holding SA

  TICKER:               ITUB4                              CUSIP:   P5968U105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.1: ELECT ALFREDO EGYDIO ARRUDA VILLELA            ISSUER            YES             FOR                  FOR

FILHO AS DIRECTOR

PROPOSAL #3.2: ELECT ALFREDO EGYDIO SETUBAL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT CANDIDO BOTELHO BRACHER AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.4: ELECT DEMOSTHENES MADUREIRA DE PINHO          ISSUER            YES             FOR                  FOR

NETO AS DIRECTOR

PROPOSAL #3.5: ELECT FÁBIO COLLETTI BARBOSA AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.6: ELECT GUSTAVO JORGE LABOISSIERE LOYOLA        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #3.7: ELECT JOSE GALLO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.8: ELECT NILDEMAR SECCHES AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.9: ELECT PEDRO LUIZ BODIN DE MORAES AS            ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3.10: ELECT PEDRO MOREIRA SALLES AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.11: ELECT RICARDO VILLELA MARINO AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.12: ELECT ROBERTO EGYDIO SETUBAL AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.1: ELECT ALKIMAR RIBEIRO MOURA AS FISCAL         ISSUER            YES             FOR                  FOR

COUNCIL MEMBER

PROPOSAL #4.2: ELECT IRAN SIQUEIRA LIMA AS FISCAL              ISSUER            YES             FOR                  FOR

COUNCIL MEMBER

PROPOSAL #4.3: ELECT JOAO COSTA AS ALTERNATE FISCAL          ISSUER            YES             FOR                  FOR

COUNCIL MEMBER

PROPOSAL #4.4: ELECT JOSE CARUSO CRUZ HENRIQUES AS            ISSUER            YES             FOR                  FOR

ALTERNATE FISCAL COUNCIL MEMBER

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Itau Unibanco Holding SA

  TICKER:               ITUB4                              CUSIP:   P5968U105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CANCELLATION OF TREASURY SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: AMEND ARTICLE 3 TO REFLECT CHANGES IN         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2.2: AMEND ARTICLE 6                                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: AMEND ARTICLE 7                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Itau Unibanco Holding SA

  TICKER:               ITUB4                              CUSIP:   P5968U113

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1.1: ELECT CARLOS ROBERTO DE ALBUQUERQUE SA   SHAREHOLDER        YES             FOR                  N/A

 AS FISCAL COUNCIL MEMBER NOMINATED BY PREFERRED

SHAREHOLDERS

PROPOSAL #1.2: ELECT EDUARDO AZEVEDO DO VALLE AS           SHAREHOLDER        YES             FOR                  N/A

ALTERNATE FISCAL COUNCIL MEMBER NOMINATED BY

PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Itausa, Investimentos Itau S.A.

  TICKER:               ITSA4                              CUSIP:   P5887P427

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT JOSE MARIA RABELO AS FISCAL           SHAREHOLDER        YES             FOR                  N/A

COUNCIL MEMBER NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #1.2: ELECT ISAAC BERENSZTEJN AS ALTERNATE      SHAREHOLDER        YES             FOR                  N/A

FISCAL COUNCIL MEMBER NOMINATED BY PREFERRED

SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Itausa, Investimentos Itau S.A.

  TICKER:               ITSA4                              CUSIP:   P5R659261

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT ALFREDO EGYDIO ARRUDA VILLELA            ISSUER             NO              N/A                  N/A

FILHO AS DIRECTOR

PROPOSAL #3.2: ELECT ALFREDO EGYDIO SETUBAL AS                   ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #3.3: ELECT HENRI PENCHAS AS DIRECTOR                    ISSUER             NO              N/A                  N/A

PROPOSAL #3.4: ELECT PAULO SETUBAL NETO AS DIRECTOR           ISSUER             NO              N/A                  N/A

PROPOSAL #3.5: ELECT RODOLFO VILLELA MARINO AS                   ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #3.6: ELECT RICARDO EGYDIO SETUBAL AS                   ISSUER             NO              N/A                  N/A

ALTERNATE DIRECTOR

PROPOSAL #3.7: ELECT RICARDO VILLELA MARINO AS                   ISSUER             NO              N/A                  N/A

ALTERNATE DIRECTOR

PROPOSAL #3.8: ELECT LICIO DA COSTA RAIMUNDO AS             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR APPOINTED BY MINORITY SHAREHOLDER

PROPOSAL #3.9: ELECT LUIZA DAMASIO RIBEIRO DO ROSARIO   SHAREHOLDER        YES             FOR                  N/A

 AS ALTERNATE DIRECTOR APPOINTED BY MINORITY

PROPOSAL #4.1: ELECT FLAVIO CESAR MAIA LUZ AS FISCAL         ISSUER            YES         ABSTAIN           AGAINST

COUNCIL MEMBER

PROPOSAL #4.2: ELECT PAULO RICARDO MORAES AMARAL AS          ISSUER            YES         ABSTAIN           AGAINST

FISCAL COUNCIL MEMBER

PROPOSAL #4.3: ELECT TEREZA CRISTINA GROSSI TOGNI AS         ISSUER            YES         ABSTAIN           AGAINST

FISCAL COUNCIL MEMBER

PROPOSAL #4.4: ELECT FELICIO CINTRA DO PRADO JUNIOR          ISSUER            YES         ABSTAIN           AGAINST

AS ALTERNATE FISCAL COUNCIL MEMBER

 


 

 

PROPOSAL #4.5: ELECT JOAO COSTA AS ALTERNATE FISCAL          ISSUER            YES         ABSTAIN           AGAINST

COUNCIL MEMBER

PROPOSAL #4.6: ELECT JOSE ROBERTO BRANT DE CARVALHO          ISSUER            YES         ABSTAIN           AGAINST

AS ALTERNATE FISCAL COUNCIL MEMBER

PROPOSAL #4.7: ELECT ALEXANDRE BARENCO RIBEIRO AS          SHAREHOLDER        YES             FOR                  N/A

FISCAL COUNCIL MEMBER APPOINTED BY MINORITY

PROPOSAL #4.8: ELECT PAULO ROBERTO BORGES GOMES DA        SHAREHOLDER        YES             FOR                  N/A

SILVA AS ALTERNATE FISCAL COUNCIL MEMBER APPOINTED BY

 MINORITY SHAREHOLDER

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Itausa, Investimentos Itau S.A.

  TICKER:               ITSA4                              CUSIP:   P5R659261

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CANCELLATION OF TREASURY SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER            YES             FOR                  FOR

 BONUS ISSUE

PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: AMEND ARTICLE 3 TO REFLECT CHANGES IN         ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4.2: AMEND ARTICLE 3 TO REFLECT CHANGES IN         ISSUER            YES             FOR                  FOR

AUTHORIZED CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ITC Ltd.

  TICKER:               500875                            CUSIP:   Y4211T171

  MEETING DATE:   7/31/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT K.N. GRANT AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT K. VAIDYANATH AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ITC Ltd.

  TICKER:               ITC                                  CUSIP:   Y4211T171

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION TO REFLECT        ISSUER            YES             FOR                  FOR

 CHANGES IN CAPITAL

 


 

 

PROPOSAL #3: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ITE Tech., Inc.

  TICKER:               3014                                CUSIP:   Y4101F109

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ITEQ Corp.

  TICKER:               6213                                CUSIP:   Y4212E108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jaiprakash Associates Ltd.

  TICKER:               532532                            CUSIP:   Y42539117

  MEETING DATE:   9/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jaiprakash Associates Ltd.

  TICKER:               532532                            CUSIP:   Y42539117

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT R. SINGH AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: REELECT P. GAUR AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE M P SINGH & ASSOCIATES AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT C. P. JAIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: ELECT S. C. K. PATNE AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7: ELECT K.P. RAU AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT T. R. KAKKAR AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REAPPOINTMENT AND REMUNERATION         ISSUER            YES             FOR                  FOR

OF R. KUMAR AS EXECUTIVE DIRECTOR AND CFO

PROPOSAL #11: APPROVE REAPPOINTMENT AND REMUNERATION         ISSUER            YES             FOR                  FOR

OF M. GAUR AS EXECUTIVE CHAIRMAN AND CEO

PROPOSAL #12: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE          ISSUER            YES             FOR                  FOR

DEBENTURES AND OTHER DEBT SECURITIES

PROPOSAL #13: APPROVE PLEDGING OF ASSETS FOR DEBT               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jangho Group Co., Ltd.

  TICKER:               601886                            CUSIP:   Y0773D109

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jangho Group Co., Ltd.

  TICKER:               601886                            CUSIP:   Y0773D109

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT 2016 ANNUAL AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK AND OTHER FINANCIAL

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE CONTINUED FORWARD FOREIGN                   ISSUER            YES             FOR                  FOR

EXCHANGE TRANSACTIONS

PROPOSAL #10: APPROVE BUSINESS RESTRUCTURING AND                ISSUER            YES             FOR                  FOR

ASSETS TRANSFER OF JIANGHE MUQIANG

PROPOSAL #11.01: ELECT LIU ZAIWANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.02: ELECT XU XINGLI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT ZHOU HANPING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #11.04: ELECT WANG QIFENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.05: ELECT GAO YUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.06: ELECT YU JUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT LI YUEDONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT ZHU QING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT FU LEI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #13.01: ELECT YU HAIQING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT ZHU DAN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jangho Group Co., Ltd.

  TICKER:               601886                            CUSIP:   Y0773D109

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jasmine International PCL

  TICKER:               JAS                                  CUSIP:   Y44202300

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE TREASURY STOCK PROGRAM                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #6: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: ELECT SUDHITHAM CHIRATHIVAT AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7.1b: ELECT VICHIT YAMBOONRUANG AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.1c: ELECT SOMBOON PATCHARASOPAK AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.1d: ELECT SAIJAI KITSIN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: APPROVE REMUNERATION OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jastrzebska Spolka Weglowa SA

  TICKER:               JSW                                  CUSIP:   X4038D103

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE COLLATERAL AGREEMENT TO SECURE        ISSUER            YES             FOR                  FOR

 BOND ISSUANCE

PROPOSAL #6.2: APPROVE REMUNERATION OF SUPERVISORY            ISSUER            YES             FOR                  FOR

BOARD MEMBER FOR PERFORMING DUTIES OF DEPUTY CEO

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jastrzebska Spolka Weglowa SA

  TICKER:               JSW                                  CUSIP:   X4038D103

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #8.2: APPROVE FINANCIAL STATEMENTS FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #8.3: APPROVE TREATMENT OF NET LOSS                       ISSUER            YES             FOR                  FOR

PROPOSAL #11.1: APPROVE MANAGEMENT BOARD REPORT ON            ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

PROPOSAL #11.2: APPROVE CONSOLIDATED FINANCIAL                   ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #12.1a: APPROVE DISCHARGE OF JAROSLAW                   ISSUER            YES             FOR                  FOR

ZAGOROWSKI (CEO)

PROPOSAL #12.1b: APPROVE DISCHARGE OF JERZY BORECKI          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1c: APPROVE DISCHARGE OF EDWARD SZLEK            ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #12.1d: APPROVE DISCHARGE OF JOZEF MYRCZEK          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1e: APPROVE DISCHARGE OF TOMASZ GAWLIK          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1f: APPROVE DISCHARGE OF GRZEGORZ                   ISSUER            YES             FOR                  FOR

CZORNIK (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1g: APPROVE DISCHARGE OF ROBERT                       ISSUER            YES             FOR                  FOR

KOZLOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1h: APPROVE DISCHARGE OF ARTUR WOJTKOW          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1i: APPROVE DISCHARGE OF ALEKSANDER                ISSUER            YES             FOR                  FOR

WARDAS (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1j: APPROVE DISCHARGE OF MICHAL KONCZAK         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.2a: APPROVE DISCHARGE OF JOZEF MYRCZEK          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #12.2b: APPROVE DISCHARGE OF ANTONI                       ISSUER            YES             FOR                  FOR

MALINOWSKI (SUPERVISORY BOARD MEMBER)

 


 

 

PROPOSAL #12.2c: APPROVE DISCHARGE OF AGNIESZKA                 ISSUER            YES             FOR                  FOR

TRZASKALSKA (SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #12.2d: APPROVE DISCHARGE OF EUGENIUSZ BARON        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD SECRETARY)

PROPOSAL #12.2e: APPROVE DISCHARGE OF MAREK                        ISSUER            YES             FOR                  FOR

GRANIECZNY (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2f: APPROVE DISCHARGE OF ANDRZEJ                     ISSUER            YES             FOR                  FOR

KARBOWNIK (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2g: APPROVE DISCHARGE OF STANISLAW KLUZA        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2h: APPROVE DISCHARGE OF ROBERT KUDELSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2i: APPROVE DISCHARGE OF TOMASZ KUSIO            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2j: APPROVE DISCHARGE OF ALOJZY NOWAK            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2k: APPROVE DISCHARGE OF ANDRZEJ                     ISSUER            YES             FOR                  FOR

PALARCZYK (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2l: APPROVE DISCHARGE OF LUKASZ                       ISSUER            YES             FOR                  FOR

ROZDEICZER-KRYSZKOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2m: APPROVE DISCHARGE OF ADAM RYBANIEC          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2n: APPROVE DISCHARGE OF IZABELA                     ISSUER            YES             FOR                  FOR

FELCZAK-POTURNICKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2o: APPROVE DISCHARGE OF PRZEMYSLAW                ISSUER            YES             FOR                  FOR

CIESZYNSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2p: APPROVE DISCHARGE OF JAN PRZYWARA            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2q: APPROVE DISCHARGE OF KRZYSZTOF                 ISSUER            YES             FOR                  FOR

DRESLER (SUPERVISORY BOARD MEMBER)

PROPOSAL #13: APPROVE ALLOCATION OF INCOME INDICATED         ISSUER            YES             FOR                  FOR

IN SECTION 'OTHER COMPREHENSIVE INCOME'

PROPOSAL #16.1: APPROVE REMUNERATION OF SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER TEMPORARILY DELEGATED TO PERFORM

FUNCTIONS OF DEPUTY CEO OF ECONOMIC AFFAIRS

PROPOSAL #16.2: APPROVE REMUNERATION OF SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER TEMPORARILY DELEGATED TO PERFORM

FUNCTIONS OF DEPUTY CEO OF STRATEGY

PROPOSAL #17: APPROVE REMUNERATION OF SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD MEMBER TEMPORARILY DELEGATED TO PERFORM

FUNCTIONS OF MANAGEMENT BOARD MEMBER

PROPOSAL #18: APPROVE ACQUISITION OF 154,089 SHARES          ISSUER            YES             FOR                  FOR

IN INCREASED SHARE CAPITAL OF JASTRZEBSKIE ZAKLADY

REMONTOWE SP. Z O.O.

PROPOSAL #19: APPROVE ACQUISITION OF 213,899 SHARES          ISSUER            YES             FOR                  FOR

IN INCREASED SHARE CAPITAL OF JASTRZEBSKIE ZAKLADY

REMONTOWE SP. Z O.O.

PROPOSAL #20: AMEND STATUTE                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JBS S.A.

  TICKER:               JBSS3                              CUSIP:   P59695109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JBS S.A.

  TICKER:               JBSS3                              CUSIP:   P59695109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT TO ABSORB JBS HOLDING         ISSUER            YES             FOR                  FOR

INTERNACIONAL S.A., TANNERY DO BRASIL S.A., PARANOA

ALIMENTOS LTDA., FG HOLDING III LTDA., BRAZSERVICE

WET LEATHER S.A., JBS CONFINAMENTO LTDA. AND FG

HOLDING IV S.A.

PROPOSAL #2: RATIFY APSIS CONSULTORIA EMPRESARIAL              ISSUER            YES             FOR                  FOR

LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED

TRANSACTIONS

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISALS             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ABSORPTION OF JBS HOLDING                   ISSUER            YES             FOR                  FOR

INTERNACIONAL S.A., TANNERY DO BRASIL S.A., PARANOA

ALIMENTOS LTDA., FG HOLDING III LTDA., BRAZSERVICE

WET LEATHER S.A., JBS CONFINAMENTO LTDA. AND FG

HOLDING IV S.A.

PROPOSAL #5: RATIFY REMUNERATION OF COMPANY'S                     ISSUER            YES         AGAINST           AGAINST

MANAGEMENT FOR FISCAL YEAR 2012

PROPOSAL #6: AMEND ARTICLES 5 AND 6 TO REFLECT                   ISSUER            YES             FOR                  FOR

CHANGES IN CAPITAL

PROPOSAL #7: AMEND ARTICLES 3 AND 19                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jchx Mining Management Co., Ltd

  TICKER:               603979                            CUSIP:   Y42554108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #8: APPROVE RE-APPOINTMENT OF ZHONGHUI CPAS         ISSUER            YES             FOR                  FOR

AS 2016 AUDITOR

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #11: APPROVE INVESTMENT IN THE CONSTRUCTION         ISSUER            YES             FOR                  FOR

OF MINING EQUIPMENT WAREHOUSE MAINTENANCE PROJECT

PROPOSAL #12: APPROVE CHANGE AND TERMINATION OF                 ISSUER            YES             FOR                  FOR

PARTIAL RAISED FUNDS INVESTMENT PROJECT

PROPOSAL #13.01: ELECT PENG HUAISHENG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.02: ELECT WANG QINGHAI AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jentech Precision Industrial Co Ltd

  TICKER:               3653                                CUSIP:   Y4432G107

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES         AGAINST           AGAINST

GUARANTEES

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES         AGAINST           AGAINST

OTHER PARTIES

PROPOSAL #6.1: ELECT TSAI,TSUNG-NAN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2: ELECT YAO,TE-CHANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT  CHAO,YU-WEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.10: ELECT NON-INDEPENDENT DIRECTOR NO. 7     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.11: ELECT NON-INDEPENDENT DIRECTOR NO. 8     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jess-Link Products Co., Ltd.

  TICKER:               6197                                CUSIP:   Y4439Y101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7.1: ELECT HSU,WEI-CHU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.2: ELECT HE,JING-HUA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.3: ELECT CHAN,CHIEN-LUNG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.4: ELECT ZHANG SHU MEI WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT JIANG QIN CHI WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 53859 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.6: ELECT YANG MING GONG WITH SHAREHOLDER    SHAREHOLDER        YES         AGAINST               N/A

NO. 56129 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.7: ELECT A REPRESENTATIVE FROM HUNG SHENG   SHAREHOLDER        YES         AGAINST               N/A

 INVESTMENT CO., LTD WITH SHAREHOLDER NO. 53850 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #7.8: ELECT CHEN DA LUN WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 62939 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.9: ELECT A REPRESENTATIVE FROM TAIYI           SHAREHOLDER        YES         AGAINST               N/A

INVESTMENT CO., LTD WITH SHAREHOLDER NO. 123 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jet Airways (India) Limited

  TICKER:               532617                            CUSIP:   Y4440B116

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION OF JET            ISSUER            YES             FOR                  FOR

LITE (INDIA) LTD. AND JET AIRWAYS (INDIA) LTD. AND

THEIR RESPECTIVE SHAREHOLDERS AND CREDITORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JG Summit Holdings, Inc.

  TICKER:               JGS                                  CUSIP:   Y44425117

  MEETING DATE:   6/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

MEETING OF STOCKHOLDERS HELD ON JUNE 10, 2015

PROPOSAL #3: APPROVE THE ANNUAL REPORT AND FINANCIAL         ISSUER            YES             FOR                  FOR

STATEMENTS FOR THE PRECEDING YEAR

PROPOSAL #4.1: ELECT JOHN L. GOKONGWEI, JR. AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT JAMES L. GO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT LANCE Y. GOKONGWEI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT PATRICK HENRY C. GO AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT ROBINA Y. GOKONGWEI-PE AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.6: ELECT LILY NGO-CHUA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT JOHNSON ROBERT G. GO, JR. AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.8: ELECT RICARDO J. ROMULO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: ELECT CORNELIO T. PERALTA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: ELECT JOSE T. PARDO AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: ELECT RENATO DE GUZMAN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT EXTERNAL AUDITOR                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND ITS COMMITTEES, OFFICERS, AND

MANAGEMENT SINCE THE LAST ANNUAL MEETING

PROPOSAL #7: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JHSF Participacoes S.A.

  TICKER:               JHSF3                              CUSIP:   P6050T105

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 21                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JHSF Participacoes S.A.

  TICKER:               JHSF3                              CUSIP:   P6050T105

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF            ISSUER            YES             FOR                  FOR

INCOME AND DIVIDENDS

 


 

 

PROPOSAL #3: AMEND ARTICLE 27 TO CREATE A STATUTORY          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4: AMEND ARTICLE 18 TO SET MINIMUM BOARD            ISSUER            YES             FOR                  FOR

INDEPENDENCE LEVEL

PROPOSAL #5: AMEND ARTICLES 18, 27 TO SET MINIMUM              ISSUER            YES             FOR                  FOR

REQUIREMENTS FOR BOARD AND FISCAL COUNCIL MEMBERS

PROPOSAL #6: AMEND ARTICLE 25                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #8: ELECT BOARD CHAIRMAN                                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #10: ELECT FISCAL COUNCIL MEMBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT FISCAL COUNCIL MEMBER APPOINTED   SHAREHOLDER        YES         AGAINST               N/A

 BY MINORITY SHAREHOLDER

PROPOSAL #11: APPROVE REMUNERATION OF FISCAL COUNCIL         ISSUER            YES             FOR                  FOR

MEMBERS

PROPOSAL #12: CONSOLIDATE BYLAWS                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ji Lin Ji En Nickel Industry Co., Ltd.

  TICKER:               600432                            CUSIP:   Y4447V123

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE APPOINTMENT OF DA HUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 FINANCIAL AUDITOR

PROPOSAL #9: APPROVE APPOINTMENT OF DA HUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE 2016 GUARANTEE PROVISION PLAN           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE EXTERNAL GUARANTEE OF                        ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #12: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT WANG XU AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiang Su Etern Co., Ltd.

  TICKER:               600105                            CUSIP:   Y4444E108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #7: APPROVE JOINT INVESTMENT IN ESTABLISHING        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY WITH RELATED PARTY

PROPOSAL #8: APPROVE MUTUAL GUARANTEE PROVISION WITH         ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES         AGAINST           AGAINST

BANK CREDIT LINES OF CONTROLLED SUBSIDIARY

PROPOSAL #10: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

PROPOSAL #11: APPROVE INVESTMENT IN FINANCIAL                     ISSUER            YES             FOR                  FOR

PRODUCTS USING PERIODICAL OWN IDLE FUNDS

PROPOSAL #12: APPROVE RE-APPOINTMENT OF 2016 AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

AND SUPERVISORS AS WELL AS ADJUSTMENT TO THE 2016

ALLOWANCE OF INDEPENDENT DIRECTORS

PROPOSAL #14: APPROVE INTERNAL CONTROL SELF-                       ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #15.01: ELECT MUO LINDI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.02: ELECT ZHU QIZHEN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.03: ELECT ZHAO PEIJIAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #15.04: ELECT WANG ZHIJIAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #16.01: ELECT GENG CHENGXUAN AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.02: ELECT HUA WEILIANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.01: ELECT GUO JIANGUO AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: ELECT CAI YIN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangling Motors Corp. Ltd

  TICKER:               000550                            CUSIP:   Y4442C104

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangling Motors Corp. Ltd

  TICKER:               000550                            CUSIP:   Y4442C112

  MEETING DATE:   10/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI XIANJUN AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangling Motors Corp. Ltd

  TICKER:               000550                            CUSIP:   Y4442C112

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YUAN MINGXUE AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangling Motors Corp. Ltd

  TICKER:               000550                            CUSIP:   Y4442C112

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT KE SHIMING AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT FAN XIN AS NON-INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3: ELECT XIONG CHUNYING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangling Motors Corp. Ltd

  TICKER:               000550                            CUSIP:   Y4442C112

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangnan Group Ltd.

  TICKER:               1366                                CUSIP:   G51383100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT CHU HUI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT HAO MINGHUI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT HE ZHISONG AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangnan Mould & Plastic Technology Co., Ltd.

  TICKER:               000700                            CUSIP:   Y44432105

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF WUXIMING HEART         ISSUER            YES             FOR                  FOR

DISEASE RELIEF FOUNDATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangnan Mould & Plastic Technology Co., Ltd.

  TICKER:               000700                            CUSIP:   Y44432105

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

 


 

 

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPOINTMENT OF JIANGSU GONGZHENG        ISSUER            YES             FOR                  FOR

 TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS

FINANCIAL AUDITOR

PROPOSAL #10: APPROVE REMUNERATION AND ALLOWANCE OF          ISSUER            YES             FOR                  FOR

DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangnan Mould & Plastic Technology Co., Ltd.

  TICKER:               000700                            CUSIP:   Y44432105

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #2.1: APPROVE ISSUE TYPE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE EXISTENCE PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE PAR VALUE AND ISSUANCE PRICE           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE COUPON RATE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE PERIOD AND METHOD OF PRINCIPAL        ISSUER            YES             FOR                  FOR

 REPAYMENT AND INTEREST PAYMENT

PROPOSAL #2.7: APPROVE CONVERSION PERIOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE METHOD FOR DETERMINING THE              ISSUER            YES             FOR                  FOR

NUMBER OF SHARES FOR CONVERSION

PROPOSAL #2.9: APPROVE DETERMINATION AND ADJUSTMENTS         ISSUER            YES             FOR                  FOR

OF CONVERSION PRICE

PROPOSAL #2.10: APPROVE TERMS FOR DOWNWARD ADJUSTMENT        ISSUER            YES             FOR                  FOR

 OF CONVERSION PRICE

PROPOSAL #2.11: APPROVE TERMS OF REDEMPTION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE TERMS OF SELL-BACK                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE DIVIDEND DISTRIBUTION POST            ISSUER            YES             FOR                  FOR

CONVERSION

PROPOSAL #2.14: APPROVE ISSUANCE METHOD AND TARGET            ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.15: APPROVE PLACING ARRANGEMENTS FOR                ISSUER            YES             FOR                  FOR

EXISTING SHAREHOLDERS

PROPOSAL #2.16: APPROVE MATTERS RELATING TO MEETINGS         ISSUER            YES             FOR                  FOR

OF BOND HOLDERS

PROPOSAL #2.17: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.18: APPROVE GUARANTEE MATTERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.19: APPROVE DEPOSIT ACCOUNT FOR RAISED            ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR ISSUANCE OF CONVERTIBLE        ISSUER            YES             FOR                  FOR

 BONDS

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

 


 

 

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ISSUANCE OF CONVERTIBLE BONDS

PROPOSAL #7: APPROVE COMMITMENTS OF ALL DIRECTORS AND        ISSUER            YES             FOR                  FOR

 SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

 MEASURES IN CONNECTION TO ISSUANCE OF CONVERTIBLE

CORPORATE BONDS

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Akcome Science & Technology Co., Ltd.

  TICKER:               002610                            CUSIP:   Y443AB109

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PLAN FOR PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

PRICING METHOD AND ISSUE PRICE

PROPOSAL #1.3: APPROVE INTENDED USAGE AND AMOUNT OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #1.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (THIRD REVISION)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (THIRD REVISION)

PROPOSAL #4: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT (REVISED EDITION) WITH

SPECIFIC PARTIES

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Akcome Science & Technology Co., Ltd.

  TICKER:               002610                            CUSIP:   Y443AB109

  MEETING DATE:   11/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

FINANCIAL LEASING OF JIUZHOU FANGYUAN BOLE CITY NEW

ENERGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Akcome Science & Technology Co., Ltd.

  TICKER:               002610                            CUSIP:   Y443AB109

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE RELATED PARTIES TRANSACTION                ISSUER            YES             FOR                  FOR

REGARDING INVESTMENT AND ESTABLISHMENT OF AKCOME

SCIENCE & TECHNOLOGY INDUSTRY INVESTMENT FUNDS

PROPOSAL #2: APPROVE CAPITAL INJECTION TO SUZHOU                ISSUER            YES             FOR                  FOR

ZHONGKANG POWER DEVELOPMENT CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Akcome Science & Technology Co., Ltd.

  TICKER:               002610                            CUSIP:   Y443AB109

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMENDMENTS TO ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING ACQUISITION OF PARTIAL EQUITY IN FINANCIAL

LEASING COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Akcome Science & Technology Co., Ltd.

  TICKER:               002610                            CUSIP:   Y443AB109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER             NO              N/A                  N/A

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER             NO              N/A                  N/A

AUDITOR AS WELL AS AUTHORIZATION OF CHAIRMAN TO

DECIDE ITS REMUNERATION

PROPOSAL #8: APPROVE 2016 APPLICATION OF DEBT                     ISSUER             NO              N/A                  N/A

FINANCING CREDIT LINES

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER             NO              N/A                  N/A

DEBT FINANCING APPLIED BY CONTROLLED SUBSIDIARY

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #11.1: APPROVE CONTINUED PROVISION OF                   ISSUER             NO              N/A                  N/A

GUARANTEE TO JIANGYIN DONGHUA ALUMINUM MATERIAL

TECHNOLOGY CO., LTD

PROPOSAL #11.2: APPROVE CONTINUED PROVISION OF                   ISSUER             NO              N/A                  N/A

GUARANTEE TO JIANGYIN KEMA METAL PRODUCT CO., LTD

PROPOSAL #11.3: APPROVE CONTINUED PROVISION OF                   ISSUER             NO              N/A                  N/A

GUARANTEE TO JIANGSU AIKANG OPTOELECTRONICS

TECHNOLOGY CO., LTD

PROPOSAL #11.4: APPROVE PROVISION OF GUARANTEE TO              ISSUER             NO              N/A                  N/A

SUZHOU AIKANG ENERGY ENGINEERING TECHNOLOGY CO., LTD

PROPOSAL #11.5: APPROVE PROVISION OF GUARANTEE TO              ISSUER             NO              N/A                  N/A

SUZHOU AIKANG FILM NEW MATERIAL CO., LTD

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Akcome Science & Technology Co., Ltd.

  TICKER:               002610                            CUSIP:   Y443AB109

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INJECTION IN GANZHOU              ISSUER            YES             FOR                  FOR

DEVELOPMENT FINANCE LEASE CO., LTD. AND RELATED-PARTY

 TRANSACTION

PROPOSAL #2: APPROVE ENGAGEMENT IN FINANCE LEASE                ISSUER            YES             FOR                  FOR

BUSINESS AND RELATED-PARTY TRANSACTION

PROPOSAL #3: APPROVE 2016 DEBT FINANCING CREDIT                 ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #4: ELECT HE QIAN AS INDEPENDENT DIRECTOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5: ELECT ZHANG JING AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Akcome Science & Technology Co., Ltd.

  TICKER:               002610                            CUSIP:   Y443AB109

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TERMINATION OF REMAINING PARTIAL        ISSUER            YES             FOR                  FOR

 2014 RAISED FUNDS INVESTMENT PROJECT AND USE OF

REMAINING RAISED FUNDS TO PERMANENTLY REPLENISH

COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Aoyang Technology Corp. Ltd.

  TICKER:               002172                            CUSIP:   Y4439J104

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT SHEN XUERU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.2: ELECT CHI JIAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.3: ELECT ZHU BAOYUAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.1.4: ELECT SONG MANYUAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.1.5: ELECT LI KEFENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.6: ELECT MA KEWEN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.1: ELECT CHEN XIANFENG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.1: ELECT CHAO XU AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.3: ELECT WANG ZHIGANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT XU LIYING AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT XU JINFA AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.3: ELECT ZHOU ZHIXIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CHANGE IN APPOINTMENT OF AUDITOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Aoyang Technology Corp. Ltd.

  TICKER:               002172                            CUSIP:   Y4439J104

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: APPROVE ISSUE SIZE, TARGET SUBSCRIBERS        ISSUER            YES         AGAINST           AGAINST

 AND SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

UNDISTRIBUTED EARNINGS

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.8: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.9: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES         AGAINST           AGAINST

RAISED FUNDS

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES         AGAINST           AGAINST

OF NEW A SHARES

PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES         AGAINST           AGAINST

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #5: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH NON-RELATED PARTIES IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #5.1: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH WENZHOU SIRUI EQUITY

INVESTMENT MANAGEMENT LP IN CONNECTION TO THE PRIVATE

PROPOSAL #5.2: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH TIAN XIANBIN IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5.3: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH LEYUAN FORTUNE MANAGEMENT

 CO., LTD. IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5.4: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH WUHAN JINGHAN DAQIN

CAPITAL MANAGEMENT CO., LTD. IN CONNECTION TO THE

PROPOSAL #5.5: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ZHANGJIAGANG JINKE

VENTURE CAPITAL CO., LTD. IN CONNECTION TO THE

PROPOSAL #5.6: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ZHANGJIAGANG JINCHENG

RONGCHUANG INVESTMENT MANAGEMENT CO., LTD. IN

CONNECTION TO THE PRIVATE PLACEMENT

 


 

 

PROPOSAL #5.7: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH SHANGHAI JINGJIA

INVESTMENT MANAGEMENT CO., LTD IN CONNECTION TO THE

PROPOSAL #5.8: APPROVE CONDITIONAL SHARES                            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH NANTONG LEYUAN HUIDA

ASSETS MANAGEMENT CO., LTD. IN CONNECTION TO THE

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH RELATED PARTIES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #14: APPROVE EXTERNAL INVESTMENT AND                     ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF MERGER FUNDS

PROPOSAL #15: APPROVE PROVISION OF LOAN GUARANTEES TO        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY, BUNING AOYANG TECHNOLOGY CO.,

 LTD.

PROPOSAL #16: APPROVE PROVISION OF LOAN GUARANTEES TO        ISSUER            YES         AGAINST           AGAINST

 CONTROLLED SUBSIDIARY, MANASI AOYANG TECHNOLOGY CO.,

 LTD

PROPOSAL #17: APPROVE PROVISION OF LOAN GUARANTEES TO        ISSUER            YES         AGAINST           AGAINST

 INDIRECT CONTROLLED SUBSIDIARY, ZHANGJIAGANG AOYANG

HOSPITAL CO., LTD.

PROPOSAL #18: APPROVE PROVISION OF LOAN GUARANTEES TO        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY, JIANGSU AOYANG MEDICAL

LOGISTIC CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Aoyang Technology Corp. Ltd.

  TICKER:               002172                            CUSIP:   Y4439J104

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 ALLOWANCE AND EXPENSES OF          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

 


 

 

PROPOSAL #8: APPROVE COMPANY 2016 CREDIT LINE PLANS           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #11: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Asia-Pacific Light Alloy Technology Co., Ltd.

  TICKER:               002540                            CUSIP:   Y443A7108

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF TEMPORARY IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS TO CONDUCT CASH MANAGEMENT

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND WORKING SYSTEM FOR INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: AMEND MANAGEMENT SYSTEM FOR PROVIDING            ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #5: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #7: APPROVE LAUNCHING OF FUTURES HEDGING              ISSUER            YES             FOR                  FOR

BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Asia-Pacific Light Alloy Technology Co., Ltd.

  TICKER:               002540                            CUSIP:   Y443A7108

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS                ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR                         ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE 2016 BANK FINANCING AND RELATED        ISSUER             NO              N/A                  N/A

 GUARANTEES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Aucksun Co Ltd.

  TICKER:               002245                            CUSIP:   Y4439K101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT SHEN XUERU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT XU LIYING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT ZHU BAOYUAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT LI KEFENG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT CHEN KAI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT LIN WENHUA AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LV QIANG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT CAO CHENGBAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT LIANG BINGWEN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT ZHU ZHIHAO AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT XU ZUOMING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Aucksun Co Ltd.

  TICKER:               002245                            CUSIP:   Y4439K101

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #2: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES         AGAINST           AGAINST

ASSISTANCE

PROPOSAL #3: APPROVE CHANGE IN REGISTERED CAPITAL AND   SHAREHOLDER        YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Broadcasting Cable Information Network Corp Ltd

  TICKER:               600959                            CUSIP:   Y4S3B1104

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 RELATED PARTY TRANSACTIONS         ISSUER            YES             FOR                  FOR

AND 2016 RELATED PARTY TRANSACTIONS

PROPOSAL #7: APPROVE FIXED ASSETS INVESTMENT PLAN               ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE COMPANY'S 13TH FIVE YEARS                   ISSUER            YES             FOR                  FOR

DEVELOPMENT PLAN

PROPOSAL #10: APPROVE INVESTMENT IN A COMPANY                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF MEDIUM-TERM NOTES           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #14.01: ELECT LIAO XIAOTONG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #14.02: ELECT GAO SHUNQING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #14.03: ELECT LU YUFANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #14.04: ELECT WAN YONGLIANG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changbao Steel Tube Co., Ltd.

  TICKER:               002478                            CUSIP:   Y443A3107

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO LIMIT OF CONTINUED        ISSUER            YES             FOR                  FOR

 USE OF IDLE OWN FUNDS TO PURCHASE FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changbao Steel Tube Co., Ltd.

  TICKER:               002478                            CUSIP:   Y443A3107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF JIANGSU                   ISSUER            YES             FOR                  FOR

GONGZHENG TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO.,

LTD., AS 2016 AUDITOR

PROPOSAL #7: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES         AGAINST           AGAINST

BANK CREDIT LINE, PROVISION OF RELEVANT GUARANTEES

AND AUTHORIZATION OF CHAIRMAN TO SIGN RELEVANT

PROPOSAL #8: APPROVE ADJUSTMENT TO CONTINUED USE OF          ISSUER            YES             FOR                  FOR

IDLE OWN FUNDS TO INVEST IN FINANCIAL PRODUCTS

 


 

 

PROPOSAL #9: APPROVE ADJUSTMENT TO CONTINUED USE OF          ISSUER            YES         AGAINST           AGAINST

IDLE OWN FUNDS TO PROVIDE FINANCIAL ASSISTANCE

(ENTRUSTED LOAN)

PROPOSAL #10: APPROVE USE OF IDLE OWN FUNDS TO INVEST        ISSUER            YES             FOR                  FOR

 IN SECURITIES

PROPOSAL #11.1: ELECT HAN QIAOLIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.2: ELECT YAO WEIMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12: ELECT LIU JIE AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT GAO HUAIZHEN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changjiang Electronics Technology Co., Ltd.

  TICKER:               600584                            CUSIP:   Y4447T102

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF ERNST & YOUNG              ISSUER            YES             FOR                  FOR

CPAS AS FINANCIAL AUDITOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changjiang Electronics Technology Co., Ltd.

  TICKER:               600584                            CUSIP:   Y4447T102

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY CHANGJIANG ELECTRONICS INTERNATIONAL

(HONG KONG) TRADE INVESTMENT CO., LTD.

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changjiang Electronics Technology Co., Ltd.

  TICKER:               600584                            CUSIP:   Y4447T102

  MEETING DATE:   3/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

IN CONNECTION TO MAJOR ASSET RESTRUCTURING

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changjiang Electronics Technology Co., Ltd.

  TICKER:               600584                            CUSIP:   Y4447T102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT OF ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR PUBLIC        ISSUER            YES             FOR                  FOR

 ISSUANCE OF CORPORATE BONDS

PROPOSAL #3.01: APPROVE ISSUE SIZE AND ISSUANCE                 ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #3.02: APPROVE PAR VALUE AND ISSUANCE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE BOND PERIOD AND TYPE                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

INTEREST REPAYMENT METHOD

PROPOSAL #3.06: APPROVE GUARANTEE METHOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.08: APPROVE SPECIAL ACCOUNT OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.09: APPROVE DEBT SAFEGUARD MEASURES                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.10: APPROVE LISTING ARRANGEMENTS OF BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #5.01: ELECT WANG XINCHAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #5.02: ELECT ZHU ZHENGYI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.03: ELECT WANG YUANFU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.04: ELECT SHEN YANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.05: ELECT LIU MING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.06: ELECT REN KAI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.01: ELECT JIANG SHOULEI AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.02: ELECT FAN YONGMING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.03: ELECT SHA ZHIHUI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.01: ELECT FENG DONGMING AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7.02: ELECT YE WENZHI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changjiang Electronics Technology Co., Ltd.

  TICKER:               600584                            CUSIP:   Y4447T102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.01: APPROVE TECHNOLOGICAL TRANSFORMATION         ISSUER            YES             FOR                  FOR

EXPANSION OF THE COMMUNICATION TYPE HIGH DENSITY

HYBRID INTEGRATED CIRCUIT PRODUCTION LINE

PROPOSAL #5.02: APPROVE TECHNOLOGICAL TRANSFORMATION         ISSUER            YES             FOR                  FOR

EXPANSION OF THE HIGH-END MULTI-MODE RF MODULE IC

PRODUCTION LINE

PROPOSAL #5.03: APPROVE TECHNOLOGICAL TRANSFORMATION         ISSUER            YES             FOR                  FOR

EXPANSION OF THE LOW POWER CONSUMPTION POWER

MANAGEMENT IC PRODUCTION LINE

PROPOSAL #5.04: APPROVE CLEANING AND DECORATION FOR          ISSUER            YES             FOR                  FOR

JIANGYIN CHENGDONG FACTORY SOUTH DISTRICT PHASE II

FACTORY

PROPOSAL #5.05: APPROVE CONSTRUCTION OF JIANGYIN                ISSUER            YES             FOR                  FOR

CHENGDONG FACTORY NEW WASTEWATER TREATMENT STATION

(CIVIL)

PROPOSAL #5.06: APPROVE BUMPING PRODUCTION LINE                 ISSUER            YES             FOR                  FOR

TECHNOLOGICAL EXPANSION FOR CONTROLLED SUBSIDIARY

JIANGYIN CHANGDIAN ADVANCED PACKAGING CO., LTD

PROPOSAL #5.07: APPROVE WLCSP/COG TECHNOLOGICAL                 ISSUER            YES             FOR                  FOR

EXPANSION BY CONTROLLED SUBSIDIARY JIANGYIN CHANGDIAN

 ADVANCED PACKAGING CO., LTD

PROPOSAL #5.08: APPROVE CLEANING AND DECORATION FOR          ISSUER            YES             FOR                  FOR

JIANGYIN CHENGDONG FACTORY SOUTH NEW FACTORY BY

CONTROLLED SUBSIDIARY JIANGYIN XINSHUN

MICROELECTRONIC CO., LTD

PROPOSAL #5.09: APPROVE ANNUAL INPUT 1.8 MILLION                ISSUER            YES             FOR                  FOR

SEMICONDUCTOR CHIPS TRANSFER AND EXPANSION PROJECT BY

 CONTROLLED SUBSIDIARY JIANGYIN XINSHUN

MICROELECTRONIC CO., LTD

PROPOSAL #5.10: APPROVE EWLB PRODUCTION LINE                       ISSUER            YES             FOR                  FOR

TECHNOLOGICAL EXPANSION BY CONTROLLED SUBSIDIARY

STATS CHIPPAC PTE. LTD.

PROPOSAL #5.11: APPROVE WAFER LEVEL PACKAGING                     ISSUER            YES             FOR                  FOR

ASSEMBLY AND TEST PRODUCTION LINE TECHNOLOGICAL

TRANSFORMATION EXPANSION BY CONTROLLED SUBSIDIARY

STATS CHIPPAC PTE. LTD.

PROPOSAL #5.12: APPROVE FLIP CHIP ASSEMBLY AND TEST          ISSUER            YES             FOR                  FOR

PRODUCTION LINE TECHNOLOGICAL TRANSFORMATION

EXPANSION BY CONTROLLED SUBSIDIARY STATS CHIPPAC PTE.

PROPOSAL #5.13: APPROVE IMAGE SENSOR IC PACKAGING AND        ISSUER            YES             FOR                  FOR

 TESTING PRODUCTION LINE TECHNOLOGICAL TRANSFORMATION

 EXPANSION BY CONTROLLED SUBSIDIARY STATS CHIPPAC

PTE. LTD.

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

WHOLLY-OWNED AND CONTROLLED SUBSIDIARIES

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #8: APPROVE USE OF PERIODIC IDLE OWN FUNDS          ISSUER            YES             FOR                  FOR

TO PURCHASE BANK FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE

PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #12: APPROVE COMMITMENT LETTER FOR EXIT OF          ISSUER            YES             FOR                  FOR

LOAN FOR STATS CHIPPAC PTE. LTD

PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR ASSET        ISSUER            YES             FOR                  FOR

 PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS

PROPOSAL #14.01: APPROVE TRANSACTION PRICE                           ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: APPROVE PAYMENT METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #14.04: APPROVE TARGET SUBSCRIBER AND ISSUE         ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #14.05: APPROVE PRICE BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

PROPOSAL #14.06: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #14.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #14.08: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #14.09: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #14.10: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #14.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #14.12: APPROVE ISSUE TYPE AND PAR VALUE IN         ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #14.13: APPROVE TARGET SUBSCRIBERS, ISSUE            ISSUER            YES             FOR                  FOR

METHOD AND SUBSCRIPTION METHOD IN CONNECTION TO

RAISING SUPPORTING FUNDS

PROPOSAL #14.14: APPROVE PRICE BASIS AND ISSUE PRICE         ISSUER            YES             FOR                  FOR

IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #14.15: APPROVE ISSUE SIZE IN CONNECTION TO         ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #14.16: APPROVE LISTING EXCHANGE IN                       ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #14.17: APPROVE LOCK-UP PERIOD IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO RAISING SUPPORTING FUNDS

PROPOSAL #14.18: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #14.19: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION TO RAISING

SUPPORTING FUNDS

PROPOSAL #14.20: APPROVE RESOLUTION VALIDITY PERIOD          ISSUER            YES             FOR                  FOR

IN CONNECTION TO RAISING SUPPORTING FUNDS

PROPOSAL #15: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

 


 

 

PROPOSAL #16: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #17: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION CONSTITUTE AS MAJOR ASSET RESTRUCTURING

AND RELATED-PARTY TRANSACTION BUT NOT BACKDOOR

PROPOSAL #18: APPROVE CONDITIONAL ASSET PURCHASE                ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES WITH NATIONAL INTEGRATED

 CIRCUIT INDUSTRY INVESTMENT FUNDS CO., LTD

PROPOSAL #19: APPROVE CONDITIONAL ASSET PURCHASE                ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES WITH XINDIAN

SEMICONDUCTRO SHANGHAI CO., LTD

PROPOSAL #20: APPROVE CONDITIONAL SHARE SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES WITH XINDIAN

SEMICONDUCTRO SHANGHAI CO., LTD

PROPOSAL #21: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #22: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE TRANSACTION

PROPOSAL #23: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #24: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changqing Agrichemical Co., Ltd.

  TICKER:               002391                            CUSIP:   Y4439W105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENT TO ARTICLES OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Changqing Agricultural and Chemical Co., Ltd.

  TICKER:               002391                            CUSIP:   Y4439W105

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT YU GUOQUAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT HUANG NANZHANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #1.3: ELECT SUN XIALIN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT DU GANG AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT FENG QIAOGEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT SUN SHUBAO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT WANG REN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT YU GUOQING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.2: ELECT JI ZHIYANG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

BOARD MEETINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Chengxing Phosph-Chemicals Co., Ltd.

  TICKER:               600078                            CUSIP:   Y44438102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Expressway Co. Ltd.

  TICKER:               177                                  CUSIP:   Y4443L103

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT CHANG QING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: ELECT SHANG HONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT CHEN XIANGHUI AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT PAN YE AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.03: ELECT REN ZHOU HUA AS SUPERVISOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Expressway Co. Ltd.

  TICKER:               177                                  CUSIP:   Y4443L103

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDIT REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINAL ACCOUNT REPORT                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINAL PROFIT DISTRIBUTION          ISSUER            YES             FOR                  FOR

PLAN AND FINAL DIVIDEND

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF ULTRA-SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

PROPOSAL #10: ELECT LIN HUI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Expressway Co. Ltd.

  TICKER:               177                                  CUSIP:   Y4443L111

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHANG QING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT SHANG HONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT CHEN XIANGHUI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT PAN YE AS SUPERVISOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT REN ZHOU HUA AS SUPERVISOR                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Expressway Co. Ltd.

  TICKER:               177                                  CUSIP:   Y4443L111

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDIT REPORT                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE 2015 FINAL ACCOUNT REPORT                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINAL PROFIT DISTRIBUTION          ISSUER            YES             FOR                  FOR

PLAN AND FINAL DIVIDEND

PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS INTERNAL CONTROL

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF ULTRA-SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

PROPOSAL #10: ELECT LIN HUI AS DIRECTOR                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Fasten Co., Ltd.

  TICKER:               000890                            CUSIP:   Y4446H109

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 18% EQUITY OF                   ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY JIANGYIN BEKAERT WIRE PRODUCTS CO.,

 LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Fasten Co., Ltd.

  TICKER:               000890                            CUSIP:   Y4446H109

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE RE-APPOINTMENT OF JIANGSU                   ISSUER            YES             FOR                  FOR

GONGZHENG TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO.,

LTD. AS 2016 AUDITOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF C&T PARTNERS          ISSUER            YES             FOR                  FOR

LAW OFFICE

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #10.1: APPROVE TRANSACTION MANNER AND TARGET        ISSUER            YES             FOR                  FOR

 ASSETS

PROPOSAL #10.2: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #10.3: APPROVE TRANSACTION PRICE AND PRICING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #10.4: APPROVE PAYMENT MANNER                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #10.5: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #10.6: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #10.7: APPROVE PERFORMANCE COMMITMENT AND            ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT

PROPOSAL #10.8: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #12: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #13: APPROVE REPORT (DRAFT) ON RELATED-PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTIONS OF THE COMPANY'S MAJOR ASSETS

ACQUISITION AND ITS SUMMARY

PROPOSAL #14: APPROVE CONDITIONAL ASSET PURCHASE                ISSUER            YES             FOR                  FOR

AGREEMENT AND PERFORMANCE COMPENSATION AGREEMENT

PROPOSAL #15: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE MAJOR

ASSET PURCHASE AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #16: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #17: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES             FOR                  FOR

 APPRAISAL REPORT

PROPOSAL #18: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #19: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE MAJOR

ASSET RESTRUCTURING AND VALIDITY OF THE SUBMITTED

LEGAL DOCUMENTS REGARDING THIS TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Fasten Co., Ltd.

  TICKER:               000890                            CUSIP:   Y4446H109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 100% EQUITY IN                 ISSUER            YES             FOR                  FOR

JIANGSU FASTEN SPECIAL STEEL PRODUCT CO., LTD

PROPOSAL #2: APPROVE TRANSFER OF 100% EQUITY IN                 ISSUER            YES             FOR                  FOR

JIANGSU FASTEN METAL PRODUCT CO., LTD

PROPOSAL #3: APPROVE TRANSFER OF 100% EQUITY IN                 ISSUER            YES             FOR                  FOR

JIANGSU FASTEN METAL WIRE SALES CO., LTD

PROPOSAL #4: APPROVE ADDITIONAL 2016 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTION

PROPOSAL #5.1: ELECT ZHANG YUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.2: ELECT HUANG FANG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.3: ELECT ZHOU LING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Guotai International Group Guomao Co., Ltd.

  TICKER:               002091                            CUSIP:   Y4439U125

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Guotai International Group Guomao Co., Ltd.

  TICKER:               002091                            CUSIP:   Y4439U125

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS RESTRUCTURING AND ASSET PURCHASE BY ISSUANCE

OF NEW SHARES TO SPECIFIC PARTIES

PROPOSAL #2.1: APPROVE TARGET ASSET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TRANSACTION PRICE AND PRICING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #2.3: APPROVE TRANSACTION METHOD                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBER AND                       ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.7: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.11: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

RELATED TO RAISING SUPPORTING FUNDS

 


 

 

PROPOSAL #2.14: APPROVE ISSUE METHOD AND ISSUE TIME          ISSUER            YES             FOR                  FOR

RELATED TO RAISING SUPPORTING FUNDS

PROPOSAL #2.15: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD RELATED TO RAISING SUPPORTING

PROPOSAL #2.16: APPROVE PRICE REFERENCE DATE AND                ISSUER            YES             FOR                  FOR

ISSUE PRICE RELATED TO RAISING SUPPORTING FUNDS

PROPOSAL #2.17: APPROVE ISSUE SIZE RELATED TO RAISING        ISSUER            YES             FOR                  FOR

 SUPPORTING FUNDS

PROPOSAL #2.18: APPROVE LOCK-UP PERIOD RELATED TO              ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.19: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNING RELATED TO RAISING SUPPORTING

PROPOSAL #2.20: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.21: APPROVE ADJUSTMENT MECHANISM FOR THE         ISSUER            YES             FOR                  FOR

RESERVED QUOTE PRICE OF THE RAISED FUNDS

PROPOSAL #2.22: APPROVE LISTING EXCHANGE RELATED TO          ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #2.23: APPROVE RESOLUTION VALIDITY PERIOD            ISSUER            YES             FOR                  FOR

RELATED TO RAISING SUPPORTING FUNDS

PROPOSAL #3: APPROVE INVESTMENT AND CONSTRUCTION OF          ISSUER            YES             FOR                  FOR

GUOTAI SOUTHEAST ASIA TEXTILE CLOTHES INDUSTRIAL BASE

 PROJECT

PROPOSAL #4: APPROVE INVESTMENT AND CONSTRUCTION OF          ISSUER            YES             FOR                  FOR

GUOTAI CHINA-AFRICA TEXTILE CLOTHES INDUSTRIAL BASE

PROJECT

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #6: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #8: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #9: APPROVE CONDITIONAL SUBSCRIPTION                     ISSUER            YES             FOR                  FOR

AGREEMENT AND ASSETS PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES AGREEMENT

PROPOSAL #10: APPROVE CONDITIONAL SUBSCRIPTION                   ISSUER            YES             FOR                  FOR

SUPPLEMENTAL AGREEMENT AND ASSETS PURCHASE BY CASH

PAYMENT AND ISSUANCE OF NEW SHARES SUPPLEMENTAL

AGREEMENT

PROPOSAL #11: APPROVE PROFIT FORECAST COMPENSATION            ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #12: APPROVE AUDIT REPORT AND APPRAISAL                ISSUER            YES             FOR                  FOR

REPORT OF THE TRANSACTION

PROPOSAL #13: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #14: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY JIANGSU GUOTAI INTERNATIONAL GROUP

CO., LTD

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

 


 

 

PROPOSAL #16: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #17: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #18: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #19: APPROVE SIGNING OF FINANCE SERVICE                ISSUER            YES             FOR                  FOR

AGREEMENT WITH JIANGSU GUOTAI FINANCE CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hengli Highpressure Oil Cylinder Co Ltd

  TICKER:               601100                            CUSIP:   Y443AC107

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME AS WELL          ISSUER            YES             FOR                  FOR

AS NAME OF WHOLLY OWNED SUBSIDIARY

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE COMPANY FINANCING PLAN IN THE            ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hengli Hydraulic Co., Ltd.

  TICKER:               601100                            CUSIP:   Y443AC107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER             NO              N/A                  N/A

OF RAISED FUNDS

PROPOSAL #8: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER             NO              N/A                  N/A

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #9: APPROVE USE OF PARTIAL OWN IDLE FUNDS            ISSUER             NO              N/A                  N/A

FOR ENTRUSTED ASSET MANAGEMENT

PROPOSAL #10: APPROVE 2016 GUARANTEE PLAN TO                       ISSUER             NO              N/A                  N/A

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hengrui Medicine Co., Ltd.

  TICKER:               600276                            CUSIP:   Y4446S105

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR AND TO FIX THEIR

 REMUNERATION

PROPOSAL #7.01: ELECT SUN PIAOYANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #7.02: ELECT JIANG XINHUA AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #7.03: ELECT ZHOU YUNSHU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.04: ELECT JIANG SUMEI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.05: ELECT ZHANG LIANSHAN AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #7.06: ELECT WANG SHUDONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #7.07: ELECT LI YUANCHAO AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.08: ELECT WANG QIAN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.09: ELECT XUE SHUANG AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.01: ELECT DONG WEI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: ELECT LI PEICHENG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu High Hope International Group Corp

  TICKER:               600981                            CUSIP:   Y5055D107

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ISSUANCE OF DIRECT DEBT                       ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS AT NATIONAL ASSOCIATION OF

FINANCIAL MARKET INSTITUTIONAL INVESTORS

PROPOSAL #7: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Holly Corporation

  TICKER:               600128                            CUSIP:   Y4446F103

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JIANG JIANHUA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: AMEND INVESTMENT MANAGEMENT SYSTEM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Holly Corporation

  TICKER:               600128                            CUSIP:   Y4446F103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR                 ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #8: APPROVE CHANGE IN USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongdou Industry Co., Ltd.

  TICKER:               600400                            CUSIP:   Y4446Q109

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INCREASE IN HONGDOU                ISSUER            YES             FOR                  FOR

GROUP FINANCE CO., LTD.

PROPOSAL #2: APPROVE ACQUISITION OF 80% EQUITY OF              ISSUER            YES             FOR                  FOR

SHANGHAI HONGDOU JUNDA ASSET MANAGEMENT CO., LTD.

FROM HONGDOU INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongdou Industry Co., Ltd.

  TICKER:               600400                            CUSIP:   Y4446Q109

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

 


 

 

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE RELEVANT AUDIT REPORT AND                   ISSUER            YES             FOR                  FOR

EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #7: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH HONGDOU GROUP CO., LTD. IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #10: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY HONGDOU GROUP CO., LTD.

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongdou Industry Co., Ltd.

  TICKER:               600400                            CUSIP:   Y4446Q109

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PURCHASE OF BUILDINGS BY RELATED        ISSUER            YES             FOR                  FOR

 LEGAL PERSON FROM CONTROLLED SUBSIDIARY WUXI HONGDOU

 PROPERTIES CO., LTD.

PROPOSAL #2.01: ELECT MIN JIE AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongdou Industry Co., Ltd.

  TICKER:               600400                            CUSIP:   Y4446Q109

  MEETING DATE:   2/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

IN CONNECTION TO REAL ESTATE BUSINESS

PROPOSAL #2: APPROVE COMMITMENT LETTER OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT IN CONNECTION TO

COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #3: APPROVE COMMITMENT LETTER OF CONTROLLING        ISSUER            YES             FOR                  FOR

 SHAREHOLDER AND ULTIMATE CONTROLLING SHAREHOLDER IN

CONNECTION TO COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN          SHAREHOLDER        YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE COMMITMENT BY DIRECTORS AND           SHAREHOLDER        YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COMMITMENT BY CONTROLLING               SHAREHOLDER        YES             FOR                  FOR

SHAREHOLDER REGARDING COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COMMITMENT BY ULTIMATE                    SHAREHOLDER        YES             FOR                  FOR

CONTROLLING SHAREHOLDER REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongdou Industry Co., Ltd.

  TICKER:               600400                            CUSIP:   Y4446Q109

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF JIANGSU                ISSUER            YES             FOR                  FOR

GONGZHENG TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO.,

LTD. AS FINANCIAL AUDITOR AND INTERNAL CONTROL

AUDITOR AS WELL AS 2015 PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE RENEWAL OF SUPPLY AND DEMAND              ISSUER            YES             FOR                  FOR

AGREEMENT WITH NANGUO HOLDING CO., LTD. IN CONNECTION

 WITH STEAM AND ELECTRICITY

PROPOSAL #9: APPROVE TERMINATION OF SIGNING OF                   ISSUER            YES             FOR                  FOR

"COMPREHENSIVE SERVICES AGREEMENT" AND "SUPPLEMENTAL

AGREEMENT" WITH HONGDOU GROUP CO., LTD. AS WELL AS

RE-SIGNING OF COMPREHENSIVE SERVICES AGREEMENT WITH

HONGDOU GROUP CO., LTD.

PROPOSAL #10: APPROVE FINANCIAL SERVICES AGREEMENT            ISSUER            YES             FOR                  FOR

BETWEEN THE COMPANY AND HONGDOU GROUP FINANCE CO.,

PROPOSAL #11: APPROVE APPLICATION OF BANK CREDIT LINE        ISSUER            YES             FOR                  FOR

 WHEREIN GUARANTEE PROVIDED BY CONTROLLING

SHAREHOLDER HONGDOU GROUP CO., LTD.

PROPOSAL #12: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongdou Industry Co., Ltd.

  TICKER:               600400                            CUSIP:   Y4446Q109

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongdou Industry Co., Ltd.

  TICKER:               600400                            CUSIP:   Y4446Q109

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN THE                            ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongtu High Technology Co., Ltd.

  TICKER:               600122                            CUSIP:   Y4445J106

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongtu High Technology Co., Ltd.

  TICKER:               600122                            CUSIP:   Y4445J106

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LI HAO AS INDEPENDENT DIRECTOR         ISSUER             NO              N/A                  N/A

PROPOSAL #1.02: ELECT LIN HUI AS INDEPENDENT DIRECTOR        ISSUER             NO              N/A                  N/A

PROPOSAL #1.03: ELECT WANG JIAQI AS AS INDEPENDENT            ISSUER             NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongtu High Technology Co., Ltd.

  TICKER:               600122                            CUSIP:   Y4445J106

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Hongtu High Technology Co., Ltd.

  TICKER:               600122                            CUSIP:   Y4445J106

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF JIANGSU SUYA          ISSUER            YES             FOR                  FOR

JINCHENG CPAS AS 2016 FINANCIAL AUDITOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF JIANGSU SUYA          ISSUER            YES             FOR                  FOR

JINCHENG CPAS AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 CONTINUED PROVISION OF                ISSUER            YES             FOR                  FOR

GUARANTEE TO HONGGUO INDUSTRIAL GROUP CO., LTD. AND

ITS SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Huaxicun Co., Ltd.

  TICKER:               000936                            CUSIP:   Y4446B102

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE PURPOSE OF INCENTIVE PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #6.3: APPROVE METHOD OF INCENTIVE PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: APPROVE SOURCE OF INCENTIVE PLAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: APPROVE NUMBER OF UNDERLYING STOCKS OF        ISSUER            YES             FOR                  FOR

 INCENTIVE PLAN

PROPOSAL #6.6: APPROVE ALLOCATION OF STOCK OPTION               ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: APPROVE DURATION, GRANT DATE, WAITING         ISSUER            YES             FOR                  FOR

PERIOD, EXERCISE DATE AND LOCK-UP PERIOD OF STOCK

OPTION

PROPOSAL #6.8: APPROVE EXERCISE PRICE AND PRICE-                ISSUER            YES             FOR                  FOR

SETTING BASIS

PROPOSAL #6.9: APPROVE CONDITIONS FOR GRANTING                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6.10: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #6.11: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.12: APPROVE PROCEDURES TO GRANT AND                 ISSUER            YES             FOR                  FOR

EXERCISE THE RESTRICTED STOCKS OPTION

PROPOSAL #6.13: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #6.14: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #7: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #9: APPROVE INCENTIVE RESTRICTION MECHANISMS        ISSUER            YES             FOR                  FOR

 FOR CHAIRMAN OF THE BOARD AND SENIOR MANAGERS

PROPOSAL #10: APPROVE AUTHORIZATION OF THE SENIOR              ISSUER            YES         AGAINST           AGAINST

MANAGEMENT FOR DISPOSAL OF FINANCIAL ASSETS

PROPOSAL #11: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINES

PROPOSAL #12: APPROVE RE-APPOINTMENT OF JIANGSU                 ISSUER            YES             FOR                  FOR

TALENT CERTIFIED PUBLIC ACCOUNTANTS AS AUDITOR

PROPOSAL #13: APPROVE ANNUAL REMUNERATION OF THE           SHAREHOLDER        YES             FOR                  N/A

CHAIRMAN OF THE BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Huaxicun Co., Ltd.

  TICKER:               000936                            CUSIP:   Y4446B102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.04: APPROVE LISTING TRANSFER MANNER                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND MATURITY AND TYPE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 AND TERM FOR THE REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #2.07: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #2.09: APPROVE RAISED FUNDS SPECIAL ACCOUNT         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON CORPORATE BOND ISSUANCE         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Huifeng Agrochemical Co Ltd

  TICKER:               002496                            CUSIP:   Y4440N102

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNT TO CNY 500 MILLION

APPLIED BY THE WHOLLY-OWNED SUBSIDIARY, JIANGSU

HUIFENG PETROLEUM CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Huifeng Agrochemical Co Ltd

  TICKER:               002496                            CUSIP:   Y4440N102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Huifeng Agrochemical Co Ltd

  TICKER:               002496                            CUSIP:   Y4440N102

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO DISPOSAL AGREEMENT

PROPOSAL #3: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Jiangnan High Polymer Fiber Co., Ltd.

  TICKER:               600527                            CUSIP:   Y45205112

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE END OF INVESTMENT IN PROJECT              ISSUER            YES             FOR                  FOR

USING RAISED FUNDS FROM PRIVATE PLACEMENT AND APPROVE

 USE OF EXCESS RAISED FUNDS TO PERMANENTLY REPLENISH

COMPANY'S WORKING CAPITAL

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Jiangnan High Polymer Fiber Co., Ltd.

  TICKER:               600527                            CUSIP:   Y45205112

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8.01: ELECT TAO GUOPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.02: ELECT TAO YE AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.03: ELECT PU JINLONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.04: ELECT JU MINGHUA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.05: ELECT ZHU ZHANHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.06: ELECT LU ZHENGZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #9.01: ELECT LI RONGZHEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT WANG MEIQI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT WANG HUAPING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.01: ELECT ZHU MINGLAI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Kangde Xin Composite Material Co., Ltd.

  TICKER:               002450                            CUSIP:   Y0772X106

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES         AGAINST           AGAINST

 PERIOD FOR PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO EXTENSION OF RESOLUTION

VALIDITY PERIOD FOR PRIVATE PLACEMENT OF NEW SHARES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Kangde Xin Composite Material Co., Ltd.

  TICKER:               002450                            CUSIP:   Y0772X106

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR               SHAREHOLDER        YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.1: APPROVE SHARE TYPE AND PAR VALUE              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.2: APPROVE ISSUE MANNER AND ISSUE TIME         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.3: APPROVE ISSUE PRICE AND PRICING BASIS     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.4: APPROVE ISSUE SIZE                                      SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.5: APPROVE TARGET SUBSCRIBERS AND                 SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #3.6: APPROVE AMOUNT AND INTENDED USAGE OF      SHAREHOLDER        YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3.7: APPROVE LOCK-UP PERIOD                               SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.8: APPROVE LISTING EXCHANGE                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3.9: APPROVE DISTRIBUTION ARRANGEMENT OF        SHAREHOLDER        YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW   SHAREHOLDER        YES             FOR                  FOR

 A SHARES

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON      SHAREHOLDER        YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN        SHAREHOLDER        YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE CONDITIONAL SHARES SUBSCRIPTION    SHAREHOLDER        YES             FOR                  FOR

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                    SHAREHOLDER        YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE   SHAREHOLDER        YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Kangde Xin Composite Material Co., Ltd.

  TICKER:               002450                            CUSIP:   Y0772X106

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #2: APPROVE CONFIRMATION OF REMUNERATION OR         ISSUER            YES             FOR                  FOR

ALLOWANCE OF INDEPENDENT DIRECTORS

PROPOSAL #3: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

 


 

 

PROPOSAL #4: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #5.1: ELECT ZHONG YU AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.2: ELECT XU SHU AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.3: ELECT WANG YU AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.4: ELECT LIU JINSONG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.1: ELECT SUI GUOJUN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.2: ELECT DAN RUNZE AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.3.: ELECT SU ZHONGFENG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.1: ELECT ZHANG YANHONG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7.2: ELECT WU YAN AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Kangde Xin Composite Material Co., Ltd.

  TICKER:               002450                            CUSIP:   Y0772X106

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RISK DISCLOSURE AND COUNTER-               ISSUER            YES             FOR                  FOR

DILUTION MEASURES IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT IN CONNECTION TO COUNTER-DILUTION

MEASURES OF PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Kangde Xin Composite Material Co., Ltd.

  TICKER:               002450                            CUSIP:   Y0772X106

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DOMESTIC ISSUANCE OF DEBT                   ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

PROPOSAL #2: APPROVE FOREIGN DEBT FINANCING                        ISSUER            YES             FOR                  FOR

INSTRUMENT ISSUANCE ANNUAL PLAN

PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE PRICE INCREASE ADJUSTMENT                   ISSUER            YES             FOR                  FOR

MECHANISM

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES (REVISED)

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SUPPLEMENTAL SUBSCRIPTION                   ISSUER            YES             FOR                  FOR

AGREEMENT AND RELATED TRANSACTIONS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Kangde Xin Composite Material Co., Ltd.

  TICKER:               002450                            CUSIP:   Y0772X106

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Kanion Pharmaceutical Co., Ltd.

  TICKER:               600557                            CUSIP:   Y4596E104

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE CHANGE IN ACCOUNTING ESTIMATES         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu King's Luck Brewery Joint-Stock Co., Ltd

  TICKER:               603369                            CUSIP:   Y444JU106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT LUO SHILONG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT ZHOU YADONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Lianfa Textile Co Ltd

  TICKER:               002394                            CUSIP:   Y4441U105

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF ENTRUSTED LOAN TO          ISSUER            YES         AGAINST           AGAINST

HAIAN COUNTY DEVELOPMENT ZONE ECONOMIC TECHNOLOGY

DEVELOPMENT HEADQUARTERS

PROPOSAL #2: APPROVE PROVISION OF ENTRUSTED LOAN TO          ISSUER            YES         AGAINST           AGAINST

HAIN DEVELOPMENT ZONE CONSTRUCTION INVESTMENT CO.,

PROPOSAL #3: ELECT KONG LINGGUO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Lianfa Textile Co Ltd

  TICKER:               002394                            CUSIP:   Y4441U105

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE ESTABLISHMENT OF REMUNERATION            ISSUER            YES             FOR                  FOR

SYSTEM OF DIRECTORS AND SENIOR MANAGEMENT

 


 

 

PROPOSAL #8: ELECT BIAN YONGMIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: ELECT CUI HENGFU AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Lianyungang Port Co., Ltd.

  TICKER:               601008                            CUSIP:   Y4441X109

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE DUTY PERFORMANCE REPORT OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #9: APPROVE SOCIAL RESPONSIBILITY REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ANNUAL REPORT AND SUMMARY                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #12: APPROVE 2015 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #13: APPROVE 2016 FINANCIAL BUDGET REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE 2016 INVESTMENT PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE LOAN APPLICATION                                  ISSUER            YES             FOR                  FOR

PROPOSAL #17: ELECT SHANG RUI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18: ELECT ZHAO QINGQUAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Lianyungang Port Co., Ltd.

  TICKER:               601008                            CUSIP:   Y4441X109

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Linyang Electronics Co., Ltd.

  TICKER:               601222                            CUSIP:   Y444CF106

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGE IN COMPANY NAME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Linyang Energy Co., Ltd.

  TICKER:               601222                            CUSIP:   Y444CF106

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LU YONGHUA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT SHEN KAIPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.03: ELECT LU YONGXIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.04: ELECT YU HAIJUAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT SU KAI AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: ELECT CAI KELIANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT JIA LINA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT ZHANG GUIQIN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT ZHANG TIANBEI AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Linyang Energy Co., Ltd.

  TICKER:               601222                            CUSIP:   Y444CF106

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 BANK CREDIT LINE                          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY

PROPOSAL #9: APPROVE USE OF OWN FUNDS TO CONDUCT                ISSUER            YES             FOR                  FOR

ENTRUSTED ASSET MANAGEMENT

 


 

 

PROPOSAL #10: APPROVE 2015 PAYMENT FOR BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AND APPOINTMENT OF 2016 FINANCIAL

AND INTERNAL CONTROL AUDITOR

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS,                ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #12: APPROVE ADJUSTMENT TO REMUNERATION OF          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Linyang Energy Co., Ltd.

  TICKER:               601222                            CUSIP:   Y444CF106

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN THE IMPLEMENTING BODY         ISSUER            YES             FOR                  FOR

AND LOCATION OF THE RAISED FUNDS INVESTMENT PROJECT

FROM 2014 PRIVATE PLACEMENT

PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Linyang Energy Co., Ltd.

  TICKER:               601222                            CUSIP:   Y444CF106

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN RAISED FUNDS                        ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT FROM 2014 PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION IN GUARANTEE PROVISION        ISSUER            YES             FOR                  FOR

 PERIOD TOWARDS CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Nhwa Pharmaceutical Co., Ltd.

  TICKER:               002262                            CUSIP:   Y4449J102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

BANK DEBT OF CONTROLLED SUBSIDIARY

PROPOSAL #9: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

PROPOSAL #11.1: ELECT SUN PENGSHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.2: ELECT FU QING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.3: ELECT CHEN ZENGLIANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.4: ELECT YANG ZILIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12.1: ELECT KONG XUSHENG  AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.2: ELECT LI YULAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.3: ELECT ZHANG LEI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.1: ELECT WANG FENGSHOU AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13.2: ELECT JIA XINGLEI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Nonghua Intelligent Agriculture Technology Co Ltd

  TICKER:               000816                            CUSIP:   Y4443V101

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 100% EQUITY OF                 ISSUER            YES             FOR                  FOR

SHIJIAZHUANG JIANGHUAI POWER MACHINE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Nonghua Intelligent Agriculture Technology Co Ltd

  TICKER:               000816                            CUSIP:   Y4443V101

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT XIANG ZHIPENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2: ELECT CHEN ZHIREN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT CUI ZHUOMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT WANG NAIQIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1: ELECT LI JIACHAO AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT TENG XIAOMEI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT ZHOU HUA AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT PU YUTAO AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT WEN XUEGAN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Nonghua Intelligent Agriculture Technology Co Ltd

  TICKER:               000816                            CUSIP:   Y4443V101

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION              ISSUER            YES             FOR                  FOR

FROM FINANCIAL INSTITUTIONS BY THE COMPANY AND

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Phoenix Property Investment Company Ltd.

  TICKER:               600716                            CUSIP:   Y71718103

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHOU BIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT LIN HAITAO AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Phoenix Property Investment Company Ltd.

  TICKER:               600716                            CUSIP:   Y71718103

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 INVESTMENT PLAN AND                     ISSUER            YES             FOR                  FOR

FINANCING LINES

PROPOSAL #6: APPROVE 2016 AND FIRST HALF OF 2017                ISSUER            YES             FOR                  FOR

PROVISION OF GUARANTEE

PROPOSAL #7: APPROVE BORROWINGS BY THE COMPANY AND            ISSUER            YES             FOR                  FOR

SUBSIDIARY FROM CONTROLLING SHAREHOLDER FOR THE

SECOND HALF OF 2016 AND FIRST HALF OF 2017

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Phoenix Publishing & Media Group Co., Ltd.

  TICKER:               601928                            CUSIP:   Y444CW109

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENT TO ARTICLES OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.01: ELECT ZHANG JIANKANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.02: ELECT ZHOU BIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT WANG YI XUAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.04: ELECT WU XIAOPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.05: ELECT SUN ZHENFU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.06: ELECT SHE JIANGTAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.07: ELECT DAN XIANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT YING WENLU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT YANG XIONGSHENG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT LUO RONG AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.04: ELECT XU CHENGBAO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT WANG WEIHONG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.02: ELECT LIN HAITAO AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Phoenix Publishing & Media Group Co., Ltd.

  TICKER:               601928                            CUSIP:   Y444CW109

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #9: APPROVE TERMINATION OF VOCATIONAL                   ISSUER            YES             FOR                  FOR

EDUCATIONAL TEXTBOOKS COMPOUND PUBLICATION PROJECT

AND USE OF REMAINING RAISED FUNDS TO PERMANENTLY

REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Phoenix Publishing & Media Group Co., Ltd.

  TICKER:               601928                            CUSIP:   Y444GW105

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 SEMI-ANNUAL PROFIT                       ISSUER            YES             FOR                  FOR

DISTRIBUTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Protruly Vision Technology Group Co., Ltd.

  TICKER:               600074                            CUSIP:   Y62035103

  MEETING DATE:   10/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PLAN FOR PRIVATE PLACEMENT OF        ISSUER            YES             FOR                  FOR

 NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE AND SUBSCRIPTION          ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH ZHUANG MIN IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY SHAREHOLDER ZHUANG MIN

 


 

 

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES AND          ISSUER            YES             FOR                  FOR

EFFECTS TO MAJOR FINANCIAL INDEX IN CONNECTION TO THE

 PRIVATE PLACEMENT

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #12: APPROVE ESTABLISHMENT OF SPECIAL                   ISSUER            YES             FOR                  FOR

ACCOUNT FOR RAISED FUNDS

PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #14: AMEND MANAGEMENT SYSTEM OF EXTERNAL              ISSUER            YES             FOR                  FOR

INVESTMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Protruly Vision Technology Group Co., Ltd.

  TICKER:               600074                            CUSIP:   Y62035103

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER             NO              N/A                  N/A

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE ADDITIONAL GUARANTEE LIMIT TO            ISSUER             NO              N/A                  N/A

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Protruly Vision Technology Group Co., Ltd.

  TICKER:               600074                            CUSIP:   Y62035103

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE DRAFT OF PHASE II RESTRICTED         ISSUER             NO              N/A                  N/A

STOCK INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER             NO              N/A                  N/A

PARTICIPANTS

PROPOSAL #1.02: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER             NO              N/A                  N/A

 OF UNDERLYING STOCKS

PROPOSAL #1.03: APPROVE DURATION, GRANT DATE, LOCK-UP        ISSUER             NO              N/A                  N/A

 PERIOD, UNLOCKING PERIOD AND SALE RESTRICTION PERIOD

PROPOSAL #1.04: APPROVE GRANT PRICE AND PRICE-SETTING        ISSUER             NO              N/A                  N/A

 BASIS

PROPOSAL #1.05: APPROVE CONDITIONS FOR GRANTING AND          ISSUER             NO              N/A                  N/A

UNLOCKING

PROPOSAL #1.06: APPROVE METHODS AND PROCEDURES TO              ISSUER             NO              N/A                  N/A

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.07: APPROVE ACCOUNTING TREATMENT                       ISSUER             NO              N/A                  N/A

PROPOSAL #1.08: APPROVE IMPLEMENTATION, GRANTING AND         ISSUER             NO              N/A                  N/A

UNLOCKING PROCEDURE OF INCENTIVE PLAN

PROPOSAL #1.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER             NO              N/A                  N/A

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.10: APPROVE PROCEDURES TO IMPLEMENT THE          ISSUER             NO              N/A                  N/A

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #1.11: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER             NO              N/A                  N/A

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

 


 

 

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

CORPORATE BOND ISSUANCE

PROPOSAL #4.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER             NO              N/A                  N/A

PROPOSAL #4.01: APPROVE PAR VALUE AND ISSUE SIZE                ISSUER             NO              N/A                  N/A

PROPOSAL #4.02: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER             NO              N/A                  N/A

 / BOND INTEREST RATE AND METHOD OF DETERMINATION

PROPOSAL #4.03: APPROVE BOND MATURITY, METHOD AND              ISSUER             NO              N/A                  N/A

TERM FOR THE REPAYMENT OF PRINCIPAL AND INTEREST AS

WELL AS OTHER SPECIFIC ARRANGEMENTS

PROPOSAL #4.04: APPROVE ISSUE MANNER, TARGET                       ISSUER             NO              N/A                  N/A

SUBSCRIBERS AND PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #4.05: APPROVE GUARANTEE PROVISION                         ISSUER             NO              N/A                  N/A

PROPOSAL #4.06: APPROVE CREDITWORTHINESS AND                       ISSUER             NO              N/A                  N/A

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #4.07: APPROVE UNDERWRITING METHOD, LISTING         ISSUER             NO              N/A                  N/A

ARRANGEMENT AND RESOLUTION VALIDITY PERIOD

PROPOSAL #4.08: APPROVE INTENDED USAGE OF RAISED                ISSUER             NO              N/A                  N/A

FUNDS

PROPOSAL #5: APPROVE PLAN FOR CORPORATE BOND ISSUANCE        ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER             NO              N/A                  N/A

HANDLE ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Protruly Vision Technology Group Co., Ltd.

  TICKER:               600074                            CUSIP:   Y62035103

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN CONNECTION TO                ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF SHENZHEN QIANLI WEALTH INVESTMENT

AND ACQUISITION FUND ENTERPRISE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Protruly Vision Technology Group Co., Ltd.

  TICKER:               600074                            CUSIP:   Y62035103

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMENDMENTS TO ARTICLES OF ASSOCIATION

PROPOSAL #2: APPROVE RISK WARNING REGARDING DILUTION         ISSUER            YES             FOR                  FOR

IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Protruly Vision Technology Group Co., Ltd.

  TICKER:               600074                            CUSIP:   Y62035103

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 INTERNAL CONTROL EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE AMENDMENT TO MANAGEMENT SYSTEM         ISSUER            YES             FOR                  FOR

FOR EXTERNAL INVESTMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Protruly Vision Technology Group Co., Ltd.

  TICKER:               600074                            CUSIP:   Y62035103

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TO ADJUST PROVISION OF                        ISSUER            YES             FOR                  FOR

GUARANTEES TO SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Protruly Vision Technology Group Co., Ltd.

  TICKER:               600074                            CUSIP:   Y62035103

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN LIUZHOU YANLONG            ISSUER             NO              N/A                  N/A

AUTO CO., LTD

PROPOSAL #2: APPROVE MUTUAL ESTABLISHMENT OF                       ISSUER             NO              N/A                  N/A

ZHONGKANG LIFE INSURANCE CO., LTD

PROPOSAL #3: APPROVE MUTUAL ESTABLISHMENT OF                       ISSUER             NO              N/A                  N/A

ZHONGKANG LIFE INSURANCE CO., LTD CONSTITUTES AS

RELATED PARTY TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Rainbow Heavy Industries Co Ltd

  TICKER:               002483                            CUSIP:   Y444BA108

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #7: APPROVE DAILY RELATED-PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH KAGE TEKE CO., LTD.

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE TERMINATION OF IMPLEMENTING              ISSUER            YES             FOR                  FOR

PORT-HANDLING EQUIPMENT PROJECT

PROPOSAL #12: APPROVE COMPANY'S PLAN FOR ACQUISITION         ISSUER            YES             FOR                  FOR

BY CASH AND ISSUANCE OF SHARES AS WELL AS RAISING

SUPPORTING FUNDS COMPLIES WITH RELEVANT LAWS AND

REGULATIONS

PROPOSAL #13.1a: APPROVE TRANSACTION PARTIES                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.1b: APPROVE TARGET ASSETS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.1c: APPROVE TRANSACTION PRICE                           ISSUER            YES             FOR                  FOR

PROPOSAL #13.1d: APPROVE ISSUE PRICE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #13.1e: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.1f: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #13.1g: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #13.1h: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.1i: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #13.1j: APPROVE SUCCESSOR ARRANGEMENTS                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.1k: APPROVE DELIVERY OF TARGET ASSETS             ISSUER            YES             FOR                  FOR

PROPOSAL #13.1l: APPROVE CONTRACTUAL OBLIGATIONS AND         ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #13.2a: APPROVE TARGET SUBSCRIBERS AND ISSUE        ISSUER            YES             FOR                  FOR

 MANNER

PROPOSAL #13.2b: APPROVE ISSUE PRICE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #13.2c: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.2d: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #13.2e: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #13.2f: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #13.2g: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.3: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #13.4a: APPROVE PERFORMANCE COMMITMENT                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.4b: APPROVE COMPENSATION PLAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #13.4c: APPROVE PERFORMANCE INCENTIVES                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.5: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE REPORT ON ACQUISITION BY CASH          ISSUER            YES             FOR                  FOR

AND ISSUANCE OF SHARES AS WELL AS RAISING SUPPORTING

FUNDS AND ITS SUMMARY

 


 

 

PROPOSAL #15: APPROVE TRANSACTION DOES NOT CONSTITUTE        ISSUER            YES             FOR                  FOR

 AS RELATED-PARTY TRANSACTION

PROPOSAL #16: APPROVE SUBSCRIPTION AGREEMENT AND                ISSUER            YES             FOR                  FOR

PROFIT COMPENSATION AGREEMENT

PROPOSAL #17: APPROVE SUPPLEMENTAL SUBSCRIPTION                 ISSUER            YES             FOR                  FOR

AGREEMENT AND PROFIT COMPENSATION AGREEMENT

PROPOSAL #18: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE ARTICLE 12 AND 13 OF  MANAGEMENT

 APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES IN CONNECTION TO BACKDOOR LISTING

PROPOSAL #19: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #20: APPROVE RELEVANT AUDIT REPORT, REVIEW          ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #21: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #22: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #23: APPROVE PROVISION OF GUARANTEE TO             SHAREHOLDER        YES             FOR                  FOR

SUBSIDIARY AND PROVISION OF GUARANTEE BY SUBSIDIARY

TO THE PARENT COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JIANGSU SAINTY CORP LTD

  TICKER:               600287                            CUSIP:   Y74523104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY JIANGSU SHUNTIAN XINXING

INDUSTRY AND TRADE CO., LTD.

PROPOSAL #7: APPROVE ENGAGEMENT IN FINANCIAL-                      ISSUER            YES             FOR                  FOR

COOPERATION RELATED-PARTY TRANSACTION WITH JIANGSU

GUOXIN GROUP FINANCE CO., LTD.

PROPOSAL #8: ELECT LV WEI AS INDEPENDENT DIRECTOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Shagang Co., Ltd.

  TICKER:               002075                            CUSIP:   Y26824105

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES             FOR                  FOR

INDIRECT SUBSIDIARY BY CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Shuangxing Color Plastic New Materials Co Ltd.

  TICKER:               002585                            CUSIP:   Y444C8102

  MEETING DATE:   12/8/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES         AGAINST           AGAINST

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES         AGAINST           AGAINST

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES         AGAINST           AGAINST

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES         AGAINST           AGAINST

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES         AGAINST           AGAINST

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES         AGAINST           AGAINST

AGREEMENT WITH WU DI IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

 


 

 

PROPOSAL #11: APPROVE CORPORATE BOND ISSUANCE                      ISSUER            YES             FOR                  FOR

PROPOSAL #11.1: APPROVE ISSUE SIZE AND MANNER                      ISSUER            YES             FOR                  FOR

PROPOSAL #11.2: APPROVE PLACING ARRANGEMENT FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #11.3: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11.4: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #11.5: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #11.6: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11.7: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #11.8: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #11.9: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #11.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #14: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Shuangxing Color Plastic New Materials Co Ltd.

  TICKER:               002585                            CUSIP:   Y444C8102

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE 2015 REPORT ON THE USAGE OF                ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #9: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #10: APPROVE 2016 RE-APPOINTMENT OF AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPLICATION OF BANK CREDIT LINE        ISSUER            YES         AGAINST           AGAINST

 NOT MORE THAN CNY 3 BILLION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Shuangxing Color Plastic New Materials Co Ltd.

  TICKER:               002585                            CUSIP:   Y444C8102

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT WU PEIFU AS NON-INDEPENDENT              ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT CAO WEI AS NON-INDEPENDENT                ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.03: ELECT WU DI AS NON-INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT ZHOU HAIYAN AS NON-INDEPENDENT         ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT LAN HAILIN AS INDEPENDENT                 ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT CHENG YINCHUN AS INDEPENDENT            ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT LI XIAOHU AS INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT JIN YE AS SUPERVISOR                           ISSUER             NO              N/A                  N/A

PROPOSAL #3.02: ELECT CHI WEI AS SUPERVISOR                         ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #5: APPROVE RELEVANT COMMITMENTS IN                       ISSUER             NO              N/A                  N/A

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Sihuan Bioengineering Co., Ltd.

  TICKER:               000518                            CUSIP:   Y5053Y103

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF STAKE IN XINJIANG            ISSUER            YES             FOR                  FOR

AIDI NEW ENERGY TECHNOLOGY CO., LTD.

PROPOSAL #2: APPROVE TRANSFER OF STAKE IN XINJIANG            ISSUER            YES             FOR                  FOR

AIDI NEW ENERGY TECHNOLOGY CO., LTD. BY JIANGYIN

SIHUAN INVESTMENT CO., LTD.

PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT XU QI AS NON-INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5: ELECT LIN MEI AS INDEPENDENT DIRECTOR         SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Sihuan Bioengineering Co., Ltd.

  TICKER:               000518                            CUSIP:   Y5053Y103

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 FINANCIAL AND INTERNAL CONTROL

AUDITOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMOVAL OF LIN MEI AS                      SHAREHOLDER        YES         AGAINST               N/A

INDEPENDENT DIRECTOR AND ELECT LIU WEI AS INDEPENDENT

PROPOSAL #10: APPROVE REMOVAL OF JIANG YONGHONG AS        SHAREHOLDER        YES         AGAINST               N/A

NON-INDEPENDENT DIRECTOR AND ELECT FENG WEN AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE REMOVAL OF LU QING AS                    SHAREHOLDER        YES         AGAINST               N/A

INDEPENDENT DIRECTOR AND ELECT WANG FUQING AS

INDEPENDENT DIRECTOR

PROPOSAL #12: APPROVE CANCELLATION OF THE GREEN             SHAREHOLDER        YES         AGAINST               N/A

PROJECT SUBCONTRACTING AGREEMENT BETWEEN SUBSIDIARY

JIANGSU CHENWEI ECOLOGICAL PARK SCIENCE AND

TECHNOLOGY CO., LTD. AND XUZHOU CHINA SHIPPING

SUNSHINE INVESTMENT DEVELOPMENT CO., LTD.

PROPOSAL #13: APPROVE CANCELLATION OF THE SEEDLINGS      SHAREHOLDER        YES         AGAINST               N/A

PURCHASE AND SALES CONTRACT BETWEEN THE COMPANY AND

SUBSIDIARY JIANGSU CHENWEI ECOLOGICAL PARK SCIENCE

AND TECHNOLOGY WITH JIANGSU CHUNHUI ECOLOGICAL

AGRICULTURE AND FORESTRY ENTERED ON DECEMBER 2015

PROPOSAL #14: APPROVE CANCELLATION OF THE SEEDLINGS      SHAREHOLDER        YES         AGAINST               N/A

PURCHASE AND SALES CONTRACT BETWEEN THE COMPANY AND

SUBSIDIARY JIANGSU CHENWEI ECOLOGICAL PARK SCIENCE

AND TECHNOLOGY WITH JIANGSU CHUNHUI ECOLOGICAL

AGRICULTURE AND FORESTRY ENTERED ON JANUARY 2016

PROPOSAL #15: APPROVE CANCELLATION OF THE SEEDLINGS      SHAREHOLDER        YES         AGAINST               N/A

PURCHASE AND SALES CONTRACT BETWEEN THE COMPANY AND

SUBSIDIARY JIANGSU CHENWEI ECOLOGICAL PARK SCIENCE

AND TECHNOLOGY CO., LTD. WITH JIANGSU CHENGFENG

ECOLOGICAL PARK CO., LTD.

PROPOSAL #16: APPROVE CANCELLATION OF THE SEEDLINGS      SHAREHOLDER        YES         AGAINST               N/A

PURCHASE AND SALES CONTRACT BETWEEN THE COMPANY AND

SUBSIDIARY JIANGSU CHENWEI ECOLOGICAL PARK SCIENCE

AND TECHNOLOGY CO., LTD. WITH JIANGYIN HUAMING GREEN

ENGINEERING CO., LTD. ENTERED ON FEBRUARY 2016

PROPOSAL #17: APPROVE CANCELLATION OF THE SEEDLINGS      SHAREHOLDER        YES         AGAINST               N/A

PURCHASE AND SALES CONTRACT BETWEEN THE COMPANY AND

SUBSIDIARY JIANGSU CHENWEI ECOLOGICAL PARK SCIENCE

AND TECHNOLOGY CO., LTD. WITH JIANGYIN HUAMING GREEN

ENGINEERING CO., LTD. ENTERED ON FEBRUARY 2016

PROPOSAL #18: APPROVE CANCELLATION OF THE SEEDLINGS      SHAREHOLDER        YES         AGAINST               N/A

PURCHASE AND SALES CONTRACT BETWEEN THE COMPANY AND

SUBSIDIARY JIANGSU CHENWEI ECOLOGICAL PARK SCIENCE

AND TECHNOLOGY CO., LTD. WITH JIANGXI LUYANG FORESTRY

 COMPANY LIMITED

PROPOSAL #19: APPROVE FORMULATION OF COMPANY'S               SHAREHOLDER        YES         AGAINST               N/A

STRATEGIC PLAN

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu SINOJIT Wind Energy Technology Co., Ltd.

  TICKER:               601218                            CUSIP:   Y4441Q104

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE 2016-2017 CREDIT LINE                          ISSUER            YES             FOR                  FOR

APPLICATION

PROPOSAL #9: APPROVE 2016-2017 GUARANTEE PROVISION            ISSUER            YES         AGAINST           AGAINST

PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JIANGSU SOPO CHEMICAL CO LTD

  TICKER:               600746                            CUSIP:   Y4443Y105

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES AND RELATED AUTHORIZATION

PROPOSAL #7: APPROVE ADJUSTMENT OF ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #8: APPROVE 2016 RE-APPOINTMENT OF AUDITOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Sunrain Solar Energy Co Ltd

  TICKER:               603366                            CUSIP:   Y4S4BA102

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GAO YUNBIN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Sunrain Solar Energy Co Ltd

  TICKER:               603366                            CUSIP:   Y4S4BA102

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE USE OF EXCESS RAISED FUNDS TO            ISSUER            YES             FOR                  FOR

IMPLEMENT MARKETING NETWORK STORE RENOVATION PROJECT

PROPOSAL #8: APPROVE USE OF TEMPORARILY IDLE FUNDS            ISSUER            YES             FOR                  FOR

FOR CASH MANAGEMENT

PROPOSAL #9: ELECT XIAO XIA AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Sunshine Co., Ltd.

  TICKER:               600220                            CUSIP:   Y44444100

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG RONGCHAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Sunshine Co., Ltd.

  TICKER:               600220                            CUSIP:   Y44444100

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN CONNECTION TO                ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Sunshine Co., Ltd.

  TICKER:               600220                            CUSIP:   Y44444100

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

 


 

 

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 FINANCIAL AND INTERNAL CONTROL

AUDITOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE ADJUSTMENT OF ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION WITH JIANGSU SUNSHINE GARMENTS CO., LTD.

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #11: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Wujiang China Eastern Silk Market Co., Ltd.

  TICKER:               000301                            CUSIP:   Y9717R108

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINTMENT OF 2016 FINANCIAL AUDITOR            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Wuzhong Industrial Co., Ltd.

  TICKER:               600200                            CUSIP:   Y4446P101

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

 


 

 

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE 2015 REMUNERATION OF BDO CHINA          ISSUER            YES             FOR                  FOR

SHU LUN PAN CPAS LLP

PROPOSAL #9: APPROVE 2015 EVALUATION OF AUDIT WORK            ISSUER            YES             FOR                  FOR

AND 2016 RE-APPOINTMENT OF AUDITOR

PROPOSAL #10.01: APPROVE MAXIMUM GUARANTEE AMOUNT OF         ISSUER            YES             FOR                  FOR

CNY 670,000,000 FOR JIANGSU WUZHONG PHARMACEUTICAL

GROUP CO., LTD. INCLUDING ASSETS PLEDGED FOR

PROPOSAL #10.02: APPROVE MAXIMUM GUARANTEE AMOUNT OF         ISSUER            YES             FOR                  FOR

CNY 20,000,000 FOR SUZHOU PHARMACEUTICAL FACTORY OF

JIANGSU WUZHONG PHARMACEUTICAL GROUP CO., LTD.

PROPOSAL #10.03: APPROVE MAXIMUM GUARANTEE AMOUNT OF         ISSUER            YES             FOR                  FOR

CNY 270,000,000 FOR JIANGSU WUZHONG PHARMACEUTICAL

SALES CO., LTD.

PROPOSAL #10.04: APPROVE MAXIMUM GUARANTEE AMOUNT OF         ISSUER            YES             FOR                  FOR

CNY 70,000,000 FOR JIANGSU WUZHONG HAILI

INTERNATIONAL TRADE CO., LTD.

PROPOSAL #10.05: APPROVE MAXIMUM GUARANTEE AMOUNT OF         ISSUER            YES             FOR                  FOR

CNY 150,000,000 FOR JIANGSU WUZHONG IMPORT AND EXPORT

 CO., LTD. INCLUDING ASSETS PLEDGED FOR GUARANTEE

PROPOSAL #10.06: APPROVE MAXIMUM GUARANTEE AMOUNT OF         ISSUER            YES             FOR                  FOR

CNY 180,000,000 FOR SUZHOU XINGRUI PRECIOUS METAL

MATERIALS CO., LTD.

PROPOSAL #10.07: APPROVE MAXIMUM GUARANTEE AMOUNT OF         ISSUER            YES             FOR                  FOR

CNY 100,000,000 FOR JIANGSU ZHONGWU PROPERTIES CO.,

LTD., WHICH GUARANTEE WAS FOR REAL ESTATE DEVELOPMENT

 PROJECT LOAN GUARANTEES WITH GUARANTEE PERIOD

STARTING FROM LOAN ACQUISITION DATE UNTIL LOAN MAT

PROPOSAL #10.08: APPROVE MAXIMUM GUARANTEE AMOUNT OF         ISSUER            YES         AGAINST           AGAINST

CNY 120,000,000 FOR SUQIAN SUSU PROPERTIES CO., LTD.,

 WHICH GUARANTEE WAS FOR REAL ESTATE DEVELOPMENT

PROJECT LOAN GUARANTEES WITH GUARANTEE PERIOD

STARTING FROM LOAN ACQUISITION DATE UNTIL LOAN

PROPOSAL #11: ELECT CHEN CHUAN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR ASSET        ISSUER            YES             FOR                  FOR

 PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #13.01: APPROVE TRANSACTION PARTIES IN                 ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

PROPOSAL #13.02: APPROVE TARGET ASSETS IN CONNECTION         ISSUER            YES             FOR                  FOR

TO ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

 SHARES

PROPOSAL #13.03: APPROVE TRANSACTION PRICE IN                     ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

PROPOSAL #13.04: APPROVE TRANSACTION METHOD IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

PROPOSAL #13.05: APPROVE ISSUANCE PRICE IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF

NEW SHARES

PROPOSAL #13.06: APPROVE ISSUANCE SIZE OF SHARE                 ISSUER            YES             FOR                  FOR

ISSUANCE FOR ASSET PURCHASE

PROPOSAL #13.07: APPROVE LOCK-UP PERIOD ARRANGEMENTS         ISSUER            YES             FOR                  FOR

IN CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

 


 

 

PROPOSAL #13.08: APPROVE CASH CONSIDERATION IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

PROPOSAL #13.09: APPROVE PERFORMANCE COMMITMENTS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

PROPOSAL #13.10: APPROVE PROFIT COMPENSATION                       ISSUER            YES             FOR                  FOR

ARRANGEMENTS IN CONNECTION TO ASSET PURCHASE BY CASH

PAYMENT AND ISSUANCE OF NEW SHARES

PROPOSAL #13.11: APPROVE IMPAIRMENT TEST IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET PURCHASE BY CASH PAYMENT AND

ISSUANCE OF NEW SHARES

PROPOSAL #13.12: APPROVE SHARE TYPE AND PAR VALUE IN         ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #13.13: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN CONNECTION TO RAISING OF

SUPPORTING FUNDS

PROPOSAL #13.14: APPROVE ISSUE PRICE AND ISSUE SIZE          ISSUER            YES             FOR                  FOR

IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #13.15: APPROVE LOCK-UP PERIOD IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO RAISING OF SUPPORTING FUNDS

PROPOSAL #13.16: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #14: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #15: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSIST SITUATIONS STATED IN ARTICLE 39

PROVISIONS ON MANAGEMENT APPROACH REGARDING

SECURITIES ISSUANCE OF LISTED COMPANIES

PROPOSAL #16: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION DOES NOT CONSTITUTE AS RELATED-PARTY

PROPOSAL #17: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION DOES NOT CONSTITUTE AS BACKDOOR LISTING

PROPOSAL #18: APPROVE SIGNING OF CONDITIONAL ASSET            ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF SHARES

AGREEMENT

PROPOSAL #19: APPROVE SIGNING OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

PERFORMANCE COMMITMENTS AND COMPENSATIONS AGREEMENT,

COMPETITION AVOIDANCE, REDUCTION AND REGULATION OF

RELATED-PARTY TRANSACTIONS AGREEMENT AS WELL AS PHASE

 II PROJECT PERFORMANCE COMMITMENTS AGREEMENT

PROPOSAL #20: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #21: APPROVE BASIS AND FAIRNESS IN THE                 ISSUER            YES             FOR                  FOR

PRICING OF THIS TRANSACTION

PROPOSAL #22: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS FOR INVESTMENT

PROJECT

PROPOSAL #23: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO ISSUANCE OF NEW SHARES

TO SPECIFIC PARTIES AND ASSETS PURCHASE BY CASH

PAYMENT AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #24: APPROVE THE NOTION THAT THE TRANSACTION   SHAREHOLDER        YES             FOR                  FOR

 COMPLIES WITH ARTICLE 43 AND 44 OF THE MANAGEMENT

APPROACH REGARDING MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

 


 

 

PROPOSAL #25: APPROVE THE NOTION THAT THIS                      SHAREHOLDER        YES             FOR                  FOR

TRANSACTION DOES NOT CONSTITUTE AS RELATED-PARTY

PROPOSAL #26: APPROVE REPORT (DRAFT) AND SUMMARY           SHAREHOLDER        YES             FOR                  FOR

REGARDING COMPANY'S ASSET PURCHASE BY CASH PAYMENT

AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #27: APPROVE SELF-INSPECTION REPORT                  SHAREHOLDER        YES             FOR                  FOR

REGARDING COMPANY'S REAL ESTATE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Wuzhong Industrial Co., Ltd.

  TICKER:               600200                            CUSIP:   Y4446P101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT ON ISSUE PRICE                   ISSUER            YES             FOR                  FOR

RELATED TO RAISING SUPPORTING FUNDS OF THIS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yabang Dyestuff Co., Ltd.

  TICKER:               603188                            CUSIP:   Y444KA108

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG XIAO AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yabang Dyestuff Co., Ltd.

  TICKER:               603188                            CUSIP:   Y444KA108

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ENTRUST YABANG INVESTMENT HOLDINGS

GROUP CO., LTD. TO HANDLE THE RELOCATION COMPENSATION

PROPOSAL #2: APPROVE CHANGE IN PARTIAL RAISED FUNDS          ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yabang Dyestuff Co., Ltd.

  TICKER:               603188                            CUSIP:   Y444KA108

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 ACTUAL DAILY RELATED-PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

 


 

 

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE 2015 CONFIRMATION OF                            ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS, SUPERVISORS AND SENIOR

MANAGEMENT AND 2016 REMUNERATION PLAN

PROPOSAL #10: APPROVE APPOINTMENT OF FINANCIAL                   ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.

  TICKER:               002304                            CUSIP:   Y444AE101

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF JIANGSU SUYA        ISSUER            YES             FOR                  FOR

 JINCHENG CPAS AS FINANCIAL AUDITOR

PROPOSAL #7: APPROVE ADJUSTMENT AUTHORIZATION OF                ISSUER            YES             FOR                  FOR

MANAGEMENT TO CHOOSE AND INVEST IN FINANCIAL PRODUCTS

 BY USING OWN FUNDS

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT TANG JIAN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yangnong Chemical Co., Ltd.

  TICKER:               600486                            CUSIP:   Y4446X104

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTIES TRANSACTION                ISSUER            YES             FOR                  FOR

REGARDING ADDITIONAL FINANCIAL INVESTMENT IN FOREIGN

TRUST COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yangnong Chemical Co., Ltd.

  TICKER:               600486                            CUSIP:   Y4446X104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH CONTROLLING SHAREHOLDER AND ITS

RELATED PARTIES

PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO INVESTMENT IN FINANCIAL PRODUCTS OF

CHINA FOREIGN ECONOMY AND TRADE TRUST CO., LTD.

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8.01: ELECT CHENG XIAOXI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.02: ELECT YANG QUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.03: ELECT WU JIANMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.04: ELECT ZHOU QIKUI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.05: ELECT ZHONG ZHAOYUN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.06: ELECT WU XIAOJU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.01: ELECT ZHOU XIANHUI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT CHEN LIUPING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT SHAO LVWEI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.01: ELECT ZHOU YINGHUA AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.02: ELECT DAI ERMING AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #10.03: ELECT ZHANG PENGCHENG AS SUPERVISOR     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yinhe Electonics Co Ltd

  TICKER:               002519                            CUSIP:   Y444BM102

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #9.1: ELECT WU JIANMING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.2: ELECT ZHANG HONG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #9.3: ELECT XUE LIJUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.4: ELECT GU GEXIN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.5: ELECT PANG YING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.6: ELECT BAI XIAOMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.1: ELECT CHEN YOUCHUN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2: ELECT HUANG XIONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.3: ELECT YU BEIFANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1: ELECT ZHOU LIXIA AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.2: ELECT ZHANG SHUHUA AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yinhe Electonics Co Ltd

  TICKER:               002519                            CUSIP:   Y444BM102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.2: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.3: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES         AGAINST           AGAINST

ISSUANCE PRICE AND PRICING PRINCIPLES

PROPOSAL #1.4: APPROVE USE OF PROCEEDS                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.1: APPROVE SIGNING OF SUPPLEMENTAL SHARE         ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT 1 WITH YANG XIAOLING

PROPOSAL #2.2: APPROVE SIGNING OF SUPPLEMENTAL SHARE         ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT 1 WITH ZHANG JIASHU

PROPOSAL #2.3: APPROVE SIGNING OF SUPPLEMENTAL SHARE         ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT 1 WITH LIN CHAO

PROPOSAL #2.4: APPROVE SIGNING OF SUPPLEMENTAL SHARE         ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT 1 WITH LIN ZENGFU

PROPOSAL #2.5: APPROVE SIGNING OF SUPPLEMENTAL SHARE         ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT 3 WITH CHINA FUND MANAGEMENT

CO., LTD.

PROPOSAL #2.6: APPROVE SIGNING OF CONDITONAL SHARE            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH YINHE ELECTRONICS GROUP

INVESTMENT CO., LTD.

PROPOSAL #2.7: APPROVE SIGNING OF CONDITONAL SHARE            ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH ZHANGJIAGANG TANGQIAO

ASSET MANAGEMENT CO., LTD.

PROPOSAL #2.8: APPROVE SIGNING OF SUPPLEMENTAL SHARE         ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT 2 WITH TIBET RUIHUA CAPITAL

MANAGEMENT CO., LTD.

PROPOSAL #2.9: APPROVE SIGNING OF SUPPLEMENTAL SHARE         ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT 3 WITH HUA AN FUND MANAGEMENT

CO., LTD.

PROPOSAL #2.10: APPROVE SIGNING OF SUPPLEMENTAL SHARE        ISSUER            YES         AGAINST           AGAINST

 SUBSCRIPTION AGREEMENT 2 WITH SOUTH INDUSTRY ASSETS

MANAGEMENT CO., LTD.

 


 

 

PROPOSAL #3: APPROVE LIFTING OF CONDTIONAL SHARE                ISSUER            YES         AGAINST           AGAINST

SUBSCRIPTION AGREEMENT WITH BEIXIN RUIFENG FUND

MANAGEMENT CO., LTD.

PROPOSAL #4: APPROVE SECOND REVISION OF PRIVATE                 ISSUER            YES         AGAINST           AGAINST

PLACEMENT PLAN

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES         AGAINST           AGAINST

THE USE OF PROCEEDS

PROPOSAL #6: APPROVE MAJOR RELATED-PARTY TRANSACTIONS        ISSUER            YES         AGAINST           AGAINST

 IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES         AGAINST           AGAINST

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES         AGAINST           AGAINST

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yoke Technology Co., Ltd.

  TICKER:               002409                            CUSIP:   Y444AX109

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

BANK CREDIT LINES BY COMPANY, WHOLLY-OWNED

SUBSIDIARIES AND WHOLLY-OWNED INDIRECT SUBSIDIARIES

AND PROVISION OF MUTUAL GUARANTEE

PROPOSAL #7: APPROVE FORWARD FOREIGN EXCHANGE                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN FINANCIAL PRODUCTS BY COMPANY AND ITS SUBSIDIARIES

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #10: ELECT HUANG PEIMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Youli Investment Holding Co., Ltd.

  TICKER:               000584                            CUSIP:   Y7933A107

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Youli Investment Holding Co., Ltd.

  TICKER:               000584                            CUSIP:   Y7933A107

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES         AGAINST           AGAINST

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF JIANGSU                ISSUER            YES             FOR                  FOR

TALENT CERTIFIED PUBLIC ACCOUNTANTS AS FINANCIAL

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS OF CONTROLLED SUBSIDIARIES AND WHOLLY-

OWNED SUBSIDIARIES

PROPOSAL #8: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY JIANGYIN YOULI SPENDEX TECHNOLOGY CO.,

PROPOSAL #9: APPROVE CAPITAL INCREASE IN WHOLLY-OWNED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY JIANGYIN YOULI INVESTMENT MANAGEMENT CO.,

 LTD.

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yueda Investment Co., Ltd.

  TICKER:               600805                            CUSIP:   Y4442K106

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER             NO              N/A                  N/A

BANK WORKING CAPITAL LOAN OF JIANGSU YUEDAKA SPECIAL

NEW ENERGY CO., LTD. AMOUNTING TO CNY 43 MILLION

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER             NO              N/A                  N/A

BANK CREDIT LINES OF JIANGSU YUEDA TEXTILE GROUP CO.,

 LTD. AMOUNTING TO CNY 30 MILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yueda Investment Company Limited

  TICKER:               600805                            CUSIP:   Y4442K106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REMUNERATION ASSESSMENT OF         ISSUER            YES             FOR                  FOR

DIRECTORS AND SUPERVISORS

PROPOSAL #8: ELECT CHEN BIN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT ZHOU HUA AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT XU ZHAOJUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: APPROVE FINANCIAL SERVICE AGREEMENT              ISSUER            YES             FOR                  FOR

WITH YUEDA GROUP FINANCE COMPANY

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

JIANGSU YUEDA TEXTILE GROUP CO., LTD. AMOUNTING TO

CNY 180 MILLION

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

SHANGHAI YUEDA TEXTILE IMPORT AND EXPORT CO., LTD.

AMOUNTING TO CNY 40 MILLION

PROPOSAL #14: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

JIANGSU YUEDA KATE NEW ENERGY CO., LTD. AMOUNTING TO

CNY 110 MILLION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yulong Steel Pipe Co Ltd.

  TICKER:               601028                            CUSIP:   Y444CS108

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN PARTIAL RAISE FUNDS            ISSUER            YES             FOR                  FOR

INVESTMENT PROJECTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yulong Steel Pipe Co Ltd.

  TICKER:               601028                            CUSIP:   Y444CS108

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #6: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yulong Steel Pipe Co Ltd.

  TICKER:               601028                            CUSIP:   Y444CS108

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THAT THE REPURCHASE AND                       ISSUER            YES             FOR                  FOR

CANCELLATION DID NOT REACH THE UNLOCKING CONDITIONS

OF THE RESTRICTED STOCK PLAN

PROPOSAL #2: APPROVE DECREASE IN CAPITAL                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.

  TICKER:               002223                            CUSIP:   Y4449E103

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT OF RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF

PROPOSAL #2: APPROVE ADJUSTMENT OF AUTHORIZATION OF          ISSUER            YES             FOR                  FOR

BOARD TO HANDLE ALL MATTERS RELATED TO RESOLUTION

VALIDITY PERIOD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Yuyue Medical Equipment & Supply Co., Ltd.

  TICKER:               002223                            CUSIP:   Y4449E103

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongnan Construction Group Co., Ltd.

  TICKER:               000961                            CUSIP:   Y4451G103

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF HUAXIN -                   ISSUER            YES             FOR                  FOR

ZHONGNAN CONSTRUCTION PROPERTY ASSET-BACKED SPECIAL

PLAN

 


 

 

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongnan Construction Group Co., Ltd.

  TICKER:               000961                            CUSIP:   Y4451G103

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.8: APPROVE UNDERWRITING MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE TRANSFER OF THE BOND                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

ADOPT THE SAFEGUARD MEASURES WHEN COMPANY FAILS TO

REPAY PRINCIPAL OR INTEREST

PROPOSAL #5: APPROVE HIRING OF AGENCIES IN CONNECTION        ISSUER            YES             FOR                  FOR

 TO CORPORATE BOND ISSUANCE

PROPOSAL #6: ELECT TU ZIPEI AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongnan Construction Group Co., Ltd.

  TICKER:               000961                            CUSIP:   Y4451G103

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HUANG FENG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongnan Construction Group Co., Ltd.

  TICKER:               000961                            CUSIP:   Y4451G103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF ANNUAL REPORT              ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongnan Construction Group Co., Ltd.

  TICKER:               000961                            CUSIP:   Y4451G103

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #4: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #5.1: APPROVE 2016 CONSTRUCTION SERVICES              ISSUER            YES             FOR                  FOR

RENDERED BY GOLDFLOW UNIVERSAL DECORATE ENGINEERING

(TIANJIN) CO., LTD. TO THE COMPANY

PROPOSAL #5.2: APPROVE 2016 CONSTRUCTION SERVICES              ISSUER            YES             FOR                  FOR

RENDERED BY BEIJING URBAN CONSTRUCTION SUBWAY

FOUNDATION MUNICIPAL UNIONS ENGINEERING CO., LTD. AND

 SUBSIDIARIES TO THE COMPANY

PROPOSAL #5.3: APPROVE 2016 REAL ESTATE SALES AGENT          ISSUER            YES             FOR                  FOR

SERVICES PROVIDED BY QINGDAO YICHEN REAL ESTATE

BROKERS CO., LTD.

PROPOSAL #5.4: APPROVE 2016 COMMERCIAL SERVICES                 ISSUER            YES             FOR                  FOR

RENDERED BY NANTONG ZHONGNAN CENTURY CITY PROPERTY

MANAGEMENT CO., LTD. TO THE COMPANY

PROPOSAL #5.5: APPROVE 2016 DAILY RELATED-PARTY                 ISSUER            YES             FOR                  FOR

TRANSACTION WITH ZHONGNAN HOLDING GROUP CO., LTD. AND

 ITS SUBSIDIARIES

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE GUARANTEE PROVISION PLAN                 SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongnan Construction Group Co., Ltd.

  TICKER:               000961                            CUSIP:   Y4451G103

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF EXTERNAL GUARANTEE         ISSUER            YES             FOR                  FOR

FOR DEBT FINANCING APPLIED BY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongtian Technology Co., Ltd.

  TICKER:               600522                            CUSIP:   Y444E8100

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING CHANGE IN PARTIAL RAISED FUNDS PROJECT AND

INCREASE CAPITAL IN SHANGHAI ZHONGTIAN ALUMINUM CO.,

LTD.

 


 

 

PROPOSAL #2: APPROVE 2015 ADDITIONAL DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS WITH PARTIAL RELATED PARTIES

PROPOSAL #3: APPROVE ADJUSTMENTS TO 2015 PROVISION OF        ISSUER            YES             FOR                  FOR

 GUARANTEES TO COMPREHENSIVE BANK CREDIT LINES OF

CONTROLLED SUBSIDIARIES

PROPOSAL #4: APPROVE 2015 ADDITIONAL GUARANTEE               SHAREHOLDER        YES             FOR                  FOR

PROVISION FOR THE COMPREHENSIVE BANK CREDIT LINE OF

PARTIAL CONTROLLED SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongtian Technology Co., Ltd.

  TICKER:               600522                            CUSIP:   Y444E8100

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF BUSINESS LICENSE IN            ISSUER            YES             FOR                  FOR

LINE WITH REGISTERED CAPITAL

PROPOSAL #2: APPROVE CHANGE OF BUSINESS LICENSE IN            ISSUER            YES             FOR                  FOR

LINE WITH BUSINESS SCOPE

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION NO. 6

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION NO. 13

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION NO. 18

PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION NO. 19

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zhongtian Technology Co., Ltd.

  TICKER:               600522                            CUSIP:   Y444E8100

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT SUMMARY                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT OF ZHONGXINGHUA              ISSUER            YES             FOR                  FOR

CPAS LLP AS 2016 AUDITOR

PROPOSAL #11: APPROVE REMUNERATION OF SENIOR                       ISSUER            YES             FOR                  FOR

MANAGEMENT MEMBERS

PROPOSAL #12: APPROVE INCENTIVE REMUNERATION OF                 ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT

 


 

 

PROPOSAL #13: APPROVE 2016 RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE 2016 PROVISION OF GUARANTEES            ISSUER            YES         AGAINST           AGAINST

FOR CREDIT LINES OF CONTROLLED SUBSIDIARIES

PROPOSAL #15: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #16.01: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #16.02: APPROVE ISSUE MANNER AND ISSUE TIME         ISSUER            YES             FOR                  FOR

PROPOSAL #16.03: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

PRINCIPLES

PROPOSAL #16.04: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #16.05: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #16.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #16.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #16.08: APPROVE INTENDED AMOUNT AND USAGE OF        ISSUER            YES             FOR                  FOR

 PROCEEDS

PROPOSAL #16.09: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #16.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #18: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #19: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #21: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #22: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

PROPOSAL #23: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #24: APPROVE PROVISION OF COUNTER-GUARANTEE         ISSUER            YES             FOR                  FOR

TO COOPERATION MATTERS WITH CDB DEVELOPMENT FUNDS

CO., LTD.

PROPOSAL #25: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #26.01: ELECT XUE JIPING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #26.02: ELECT DING TIEQI AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #26.03: ELECT WANG TIEJUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #26.04: ELECT XUE CHI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #26.05: ELECT CUI XIANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

PROPOSAL #27.01: ELECT YOU CHUANYONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #27.02: ELECT ZHU RONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #27.03: ELECT GU NINGCHENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #28.01: ELECT XUE RUGEN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #28.02: ELECT JIN YING AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #28.03: ELECT YOU WEIREN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangsu Zongyi Co., Ltd.

  TICKER:               600770                            CUSIP:   Y4444H101

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS AUDITOR

PROPOSAL #8: APPROVE EXTENSION IN THE PERFORMANCE              ISSUER            YES         AGAINST           AGAINST

COMMITMENT OF PARTIAL ACQUIRED COMPANY

PROPOSAL #9.01: ELECT CHEN YI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT XING GUANGXIN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #9.03: ELECT ZAN SHENGDA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT WANG JIANHUA AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.01: ELECT LIU ZHIGENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT CAO XUDONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT ZHU LIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT ZAN RUIGUO AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.02: ELECT CAO JIANZHONG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Changyun Co., Ltd.

  TICKER:               600561                            CUSIP:   Y4445Z100

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Changyun Co., Ltd.

  TICKER:               600561                            CUSIP:   Y4445Z100

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE TEMPORARY REMUNERATION STANDARD         ISSUER            YES         AGAINST           AGAINST

OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #8.01: ELECT GE LIMING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.02: ELECT LIU GANG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.03: ELECT ZHANG XIAOPING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #8.04: ELECT WU SUN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.05: ELECT LIU LEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.06: ELECT PENG ZHONGTIAN AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.07: ELECT LIU XUEYAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.08: ELECT MA JINGMIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.09: ELECT XU FENGXIAN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.01: ELECT SU YUEHONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.02: ELECT LIU ZHIJIAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.03: ELECT LI SHANMIN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Copper Company Ltd.

  TICKER:               358                                  CUSIP:   Y4446C100

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL

PARTNERSHIP) AND DELOITTE TOUCHE TOHMATSU AS DOMESTIC

 AND OVERSEAS AUDITORS, RESPECTIVELY AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE MUTUAL GUARANTEES AGREEMENT                ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND RULES FOR INDEPENDENT DIRECTORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND MEASURES FOR ADMINISTRATION OF              ISSUER            YES             FOR                  FOR

PROCEEDS FROM FUND RAISING

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #12: AMEND RULES FOR BOARD OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND RULES FOR SUPERVISORY COMMITTEE          ISSUER            YES             FOR                  FOR

MEETINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Copper Company Ltd.

  TICKER:               358                                  CUSIP:   Y4446C118

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP (SPECIAL GENERAL

PARTNERSHIP) AND DELOITTE TOUCHE TOHMATSU AS DOMESTIC

 AND OVERSEAS AUDITORS, RESPECTIVELY AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE MUTUAL GUARANTEES AGREEMENT                ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND RULES FOR INDEPENDENT DIRECTORS             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #8: AMEND MEASURES FOR ADMINISTRATION OF              ISSUER            YES             FOR                  FOR

PROCEEDS FROM FUND RAISING

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #12: AMEND RULES FOR BOARD OF DIRECTORS                ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND RULES FOR SUPERVISORY COMMITTEE          ISSUER            YES             FOR                  FOR

MEETINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Ganyue Expressway Co., Ltd.

  TICKER:               600269                            CUSIP:   Y4444J107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 ISSUANCE OF DEBT FINANCING         ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #9: ELECT LI YI AS INDEPENDENT DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INVESTMENT CONSTRUCTION IN                ISSUER            YES             FOR                  FOR

DONGXIANG TO CHANGFU EXPRESSWAY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Hongdu Aviation Industry Co., Ltd.

  TICKER:               600316                            CUSIP:   Y4445M109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

 


 

 

PROPOSAL #8: APPROVE AUTHORIZATION OF GENERAL MANAGER        ISSUER            YES             FOR                  FOR

 GROUP TO HANDLE FINANCING BUSINESS

PROPOSAL #9: APPROVE APPOINTMENT OF ERNST & YOUNG              ISSUER            YES             FOR                  FOR

CPAS AS 2016 FINANCIAL REPORT AND INTERNAL CONTROL

PROPOSAL #10.01: ELECT SONG CHENGZHI AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.02: ELECT ZHANG HONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.03: ELECT CHEN FENGCHUN AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT CAO CHUN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.05: ELECT YANG DONGSHENG AS NON-                 SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.06: ELECT WANG SHUJUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #10.07: ELECT WANG YONGZHI AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #10.08: ELECT ZENG WEN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.01: ELECT WAN HONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT GUO WEIDONG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT LI DONGMEI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.04: ELECT ZHOU DONGHUA AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT QIAN YUN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.02: ELECT AN JINYAO AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #12.03: ELECT XIN ZHONGPING AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Lianchuang Optoelectronic Science and Technology Co., Ltd.

  TICKER:               600363                            CUSIP:   Y4445T104

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GU HONGWU AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE IN APPOINTMENT OF 2015            ISSUER            YES             FOR                  FOR

FINANCIAL AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Lianchuang Optoelectronic Science and Technology Co., Ltd.

  TICKER:               600363                            CUSIP:   Y4445T104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HUANG QING AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

FOR BANK COMPREHENSIVE CREDIT LINE APPLIED BY WHOLLY-

OWNED SUBSIDIARY JIANGXI LIANCHUANG ZHIGUANG

TECHNOLOGY CO., LTD

PROPOSAL #9: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES         AGAINST           AGAINST

FOR BANK COMPREHENSIVE CREDIT LINE APPLIED BY

CONTROLLED SUBSIDIARY SHENZHEN LIANZHI OPTOELECTRONIC

 TECHNOLOGY CO., LTD

PROPOSAL #10: APPROVE CONTINUED GUARANTEE PROVISION          ISSUER            YES             FOR                  FOR

FOR BANK COMPREHENSIVE CREDIT LINE APPLIED BY

CONTROLLED SUBSIDIARY JIANGXI LIANRONG XINGUANGYUAN

XIETONG CREATIVE CO., LTD

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 FINANCIAL          ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #12: APPROVE REMUNERATION OF SENIOR                       ISSUER            YES             FOR                  FOR

MANAGEMENT MEMBERS

PROPOSAL #13: AMEND REMUNERATION SYSTEM FOR SENIOR            ISSUER            YES         AGAINST           AGAINST

MANAGEMENT MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Special Electric Motor Co., Ltd.

  TICKER:               002176                            CUSIP:   Y4448B100

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR ASSET PURCHASE BY CASH PAYMENT COMPLIES WITH

RELEVANT LAWS AND REGULATIONS

PROPOSAL #2: APPROVE ASSET PURCHASE BY CASH PAYMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TRANSACTION METHOD,                          ISSUER            YES             FOR                  FOR

TRANSACTION TARGET AND TRANSACTION PARTIES

PROPOSAL #2.3: APPROVE TRANSACTION PRICE AND PRICING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #2.4: APPROVE PAYMENT METHOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE AUDIT AND EVALUATION REFERENCE        ISSUER            YES             FOR                  FOR

 DATE

PROPOSAL #2.6: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES             FOR                  FOR

 DURING THE TRANSITION PERIOD

PROPOSAL #2.7: APPROVE CONTRACTUAL OBLIGATIONS AND            ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.8: APPROVE EXCESS PERFORMANCE INCENTIVE          ISSUER            YES             FOR                  FOR

ARRANGEMENT

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

 


 

 

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

RELATED-PARTY TRANSACTIONS REGARDING MAJOR ASSETS

ACQUISITION AND ITS SUMMARY

PROPOSAL #5: APPROVE SIGNING OF ASSET PURCHASE                   ISSUER            YES             FOR                  FOR

AGREEMENT, SUPPLEMENTARY ASSET PURCHASE AGREEMENT,

PROFIT FORECAST COMPENSATION AGREEMENT AND ITS

SUPPLEMENT WITH YU HONGQUAN, ZHAO YINNV, WANG RONGFA

AND FAN WANSHUN

PROPOSAL #6: APPROVE AUDIT REPORT, PROFIT FORECAST            ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE MAJOR ASSETS

RESTRUCTURING PLAN

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #8: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #9: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO ASSET PURCHASE BY CASH

PROPOSAL #11: APPROVE THE NOTION THAT COMPANY'S PLAN         ISSUER            YES             FOR                  FOR

FOR ASSET PURCHASE BY CASH PAYMENT AND ISSUANCE OF

SHARES AS WELL AS RAISING SUPPORTING FUNDS COMPLIES

WITH RELEVANT LAWS AND REGULATIONS

PROPOSAL #12: APPROVE ASSETS PURCHASE BY CASH PAYMENT        ISSUER            YES             FOR                  FOR

 AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

SUPPORTING FUNDS

PROPOSAL #12.1: APPROVE OVERALL PLAN ON ASSETS                   ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #12.2: APPROVE TRANSACTION METHOD,                        ISSUER            YES             FOR                  FOR

TRANSACTION TARGET AND TRANSACTION PARTIES

PROPOSAL #12.3: APPROVE TARGET PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #12.4: APPROVE PAYMENT METHOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12.5: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #12.6: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #12.7: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #12.8: APPROVE ISSUE PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #12.9: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #12.10: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #12.11: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #12.12: APPROVE TARGET SUBSCRIBERS AND ISSUE        ISSUER            YES             FOR                  FOR

 MANNER

PROPOSAL #12.13: APPROVE PAR VALUE AND ISSUE TYPE               ISSUER            YES             FOR                  FOR

PROPOSAL #12.14: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #12.15: APPROVE ISSUE AMOUNT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #12.16: APPROVE LOCK-UP PERIOD ARRANGEMENT           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #12.17: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #12.18: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #12.19: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #12.20: APPROVE TRANSACTION PRECONDITIONS             ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #14: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #15: APPROVE CONDITIONAL ASSET PURCHASE BY          ISSUER            YES             FOR                  FOR

CASH PAYMENT AND ISSUANCE OF NEW SHARES AGREEMENT ,

ITS SUPPLEMENT, PROFIT FORECAST COMPENSATION

AGREEMENT AND ITS SUPPLEMENT WITH YU HONGQUAN, ZHAO

YINNV, WANG RONGFA AND FAN WANSHUN

PROPOSAL #16: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES AND COMPLETENESS OF IMPLEMENTATION

OF LEGAL PROCEEDINGS

PROPOSAL #17: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #18: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 43 PARAGRAPH 2 OF THE

MANAGEMENT APPROACH REGARDING MAJOR ASSET

RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #19: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #20: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Special Electric Motor Co., Ltd.

  TICKER:               002176                            CUSIP:   Y4448B100

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Special Electric Motor Co., Ltd.

  TICKER:               002176                            CUSIP:   Y4448B100

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT ZHU JUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.02: ELECT LU SHUNMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT LUO QINGHUA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.04: ELECT PENG MINFENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.01: ELECT LIU PING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT ZHOU FUSHAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT JIN WEIWEI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT ZHANG XIAOYING AS SUPERVISOR       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.02: ELECT LIU XIAOHUI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Wannianqing Cement Co., Ltd.

  TICKER:               000789                            CUSIP:   Y4445F104

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK AS WELL AS

GUARANTEE AUTHORIZATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Zhengbang Technology Co Ltd

  TICKER:               002157                            CUSIP:   Y4448A102

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI HANGUO AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES         AGAINST           AGAINST

RAW MATERIAL PURCHASE LOAN OF SUBSIDIARIES

 


 

 

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING LOAN FROM CONTROLLING SHAREHOLDER

PROPOSAL #4: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH RELATED ENTERPRISE OF ULTIMATE CONTROLLING

SHAREHOLDER

PROPOSAL #5: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

WITH ASSOCIATE COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Zhengbang Technology Co Ltd

  TICKER:               002157                            CUSIP:   Y4448A102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING BASIS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Zhengbang Technology Co Ltd

  TICKER:               002157                            CUSIP:   Y4448A102

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

 


 

 

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #9: APPROVE 2016 EXTERNAL GUARANTEE                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE 2016 APPLICATION OF LOAN CREDIT        ISSUER            YES             FOR                  FOR

 LINE AMOUNT FROM EACH COMMERCIAL BANKS AS WELL AS

AUTHORIZATION

PROPOSAL #11: APPROVE PROVISION OF  LOAN GUARANTEE            ISSUER            YES         AGAINST           AGAINST

FOR PROCUREMENT OF MATERIAL BY SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Zhengbang Technology Co Ltd

  TICKER:               002157                            CUSIP:   Y4448A102

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN IN CONNECTION TO THE

2016 PRIVATE PLACEMENT

PROPOSAL #2: APPROVE CAPITAL INCREASE IN A SUBSIDIARY        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Zhengbang Technology Co Ltd

  TICKER:               002157                            CUSIP:   Y4448A102

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION         ISSUER            YES             FOR                  FOR

OF UNDERLYING STOCKS

PROPOSAL #1.3: APPROVE DURATION, GRANT DATE, WAITING         ISSUER            YES             FOR                  FOR

PERIOD, EXERCISE DATE, EXERCISE PERIOD AND LOCK-UP

PERIOD

PROPOSAL #1.4: APPROVE EXERCISE PRICE AND PRICE-                ISSUER            YES             FOR                  FOR

SETTING BASIS

PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

EXERCISING

PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: APPROVE PROCEDURES TO IMPLEMENT, GRANT        ISSUER            YES             FOR                  FOR

 AND EXERCISE THE RESTRICTED STOCKS OPTION

PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE         ISSUER            YES             FOR                  FOR

PLAN PARTICIPANTS AND THE COMPANY

 


 

 

PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE

CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE CONSIDERING ULTIMATE CONTROLLING        ISSUER            YES             FOR                  FOR

 SHAREHOLDER LIN YINSUN AS WELL AS CLOSE RELATIVE LIN

 FENG AS PARTICIPANT OF INCENTIVE PLAN

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangxi Zhong Jiang Real Estate Co., Ltd.

  TICKER:               600053                            CUSIP:   Y4444Q101

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXPANSION OF BUSINESS SCOPE                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE CHANGE OF 2015 AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ADDITIONAL FUND LENDING BY                 ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER AND RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangyin Zhongnan Heavy Industries Co Ltd

  TICKER:               002445                            CUSIP:   Y444B1108

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF JIANGSU GONGZHENG        ISSUER            YES             FOR                  FOR

 TIANYE CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS

2016 EXTERNAL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangyin Zhongnan Heavy Industries Co Ltd

  TICKER:               002445                            CUSIP:   Y444B1108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHEN SHAOZHONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #1.2: ELECT WU QINGFENG AS AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.3: ELECT LIU CHUN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT WANG HUI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT LI ZHIGANG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.6: ELECT CHEN CHENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT HU XIAOMING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT TANG LINLIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT ZENG HUIMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CHANGE OF COMPANY SECURITY                 ISSUER            YES             FOR                  FOR

ABBREVIATION

PROPOSAL #4: ELECT PAN HEQING AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiangzhong Pharmaceutical Co., Ltd.

  TICKER:               600750                            CUSIP:   Y4442Z103

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7.01: ELECT ZUO BEIPING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.02: ELECT  LI YUE AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jianxin Mining Co., Ltd.

  TICKER:               000688                            CUSIP:   Y2666C107

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT XIA YONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT ZHANG JIAN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT DU HANYANG AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jianxin Mining Co., Ltd.

  TICKER:               000688                            CUSIP:   Y2666C107

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #9: APPROVE RE-APPOINTMENT OF RUIHUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jih Sun Financial Holding Co., Ltd.

  TICKER:               5820                                CUSIP:   Y4446J105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR IPPEI MATSUBARA

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR MASAAKI SAKAMOTO

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR HUANG FLYNN XUXIAN

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR TSE CHI WAI

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF INDEPENDENT DIRECTOR LIN

CHIH CHUNG

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jihua Group Corp Ltd

  TICKER:               601718                            CUSIP:   Y444B4102

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE  ELIGIBILITY FOR PRIVATE                     ISSUER            YES             FOR                  FOR

PLACEMENT TO SPECIFIC PARTIES

PROPOSAL #2.01: APPROVE ISSUE PRICE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.03: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADJUSTMENT OF PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

PLAN OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS IN CONNECTION TO

ADJUSTMENT OF PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ADJUSTMENT OF PRIVATE PLACEMENT OF NEW

A SHARES

PROPOSAL #6: APPROVE COMMITMENTS OF CONTROLLING                 ISSUER            YES             FOR                  FOR

SHAREHOLDERS, DIRECTORS AND SENIOR MANAGEMENT MEMBERS

 FOR COUNTER-DILUTION MEASURES IN CONNECTION TO

PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO ADJUSTMENT OF PRIVATE

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jihua Group Corp Ltd

  TICKER:               601718                            CUSIP:   Y444B4102

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS AUDITOR

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Aodong Medicine Industry Group Co., Ltd.

  TICKER:               000623                            CUSIP:   Y4451E108

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND REPORT OF THE INDEPENDENT DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-PURCHASE OF COMPANY SHARES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Forest Industry Co Ltd

  TICKER:               600189                            CUSIP:   Y4443J108

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT THE MAJOR ASSET         ISSUER            YES         ABSTAIN           AGAINST

RESTRUCTURING COMPLIES WITH RELEVANT LAWS AND

REGULATIONS

PROPOSAL #2: APPROVE MAJOR ASSET RESTRUCTURING PLAN           ISSUER            YES         ABSTAIN           AGAINST

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         ABSTAIN           AGAINST

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES         ABSTAIN           AGAINST

 DOES NOT CONSTITUTE AS BACKDOOR LISTING

PROPOSAL #5: APPROVE THE NOTION THAT THE STOCK PRICE         ISSUER            YES         ABSTAIN           AGAINST

VOLATILITY HAS NOT REACHED ARTICLE 5 OF THE

PROVISIONS REGULATING THE INFORMATION DISCLOSURE OF

LISTED COMPANIES AND THE ACTS OF ALL THE RELATED

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES         ABSTAIN           AGAINST

COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #7: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES         ABSTAIN           AGAINST

MAJOR ASSET INVESTMENT AND ITS SUMMARY

PROPOSAL #8: APPROVE CONDITIONAL CAPITAL INCREASE              ISSUER            YES         ABSTAIN           AGAINST

AGREEMENT BETWEEN COMPANY AND JILIN FOREST INDUSTRY

ARTIFICIAL PANELS GROUP CO., LTD.

PROPOSAL #9: APPROVE SIGNING OF ENTRUSTED ASSET                 ISSUER            YES         ABSTAIN           AGAINST

MANAGEMENT AGREEMENT AND TERMINATION AGREEMENT

BETWEEN COMPANY AND JILIN FOREST INDUSTRY ARTIFICIAL

PANELS GROUP CO., LTD.

PROPOSAL #10: APPROVE SIGNING OF COUNTER-GUARANTEE            ISSUER            YES         ABSTAIN           AGAINST

AGREEMENT

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES         ABSTAIN           AGAINST

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES         ABSTAIN           AGAINST

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #13: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES         ABSTAIN           AGAINST

 APPRAISAL REPORT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Forest Industry Co Ltd

  TICKER:               600189                            CUSIP:   Y4443J108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YU HAIJUN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Forest Industry Co Ltd

  TICKER:               600189                            CUSIP:   Y4443J108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR AS WELL AS PAYMENT OF 2016

AUDITOR FEE

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #9: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Forest Industry Co Ltd

  TICKER:               600189                            CUSIP:   Y4443J108

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 DAILY OPERATIONAL RELATED          ISSUER            YES             FOR                  FOR

PARTY TRANSACTION

PROPOSAL #2: APPROVE PRIVATE ISSUANCE OF CORPORATE        SHAREHOLDER        YES             FOR                  FOR

BONDS

PROPOSAL #3: APPROVE CAPITAL INJECTION BY JILIN             SHAREHOLDER        YES             FOR                  FOR

FOREST GROUP INVESTMENT CO., LTD. TO JILIN FOREST

WOOD-BASED PANELS GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Jian Yisheng Pharmaceutical Co., Ltd.

  TICKER:               002566                            CUSIP:   Y444BY106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF RUIHUA            ISSUER            YES             FOR                  FOR

CPAS AS AUDITOR

PROPOSAL #8.1: ELECT ZHANG YISHENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #8.2: ELECT XUE XIAOMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.3: ELECT MENG WEI AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.4: ELECT BI JIANTAO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.5: ELECT YU PEIFENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.6: ELECT LIANG ZHIQI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.1: ELECT BI YAN AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: ELECT LV GUIXIA AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.3: ELECT WANG ZHE AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT XIAO BOHUA AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.2: ELECT QU MANLI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE ADJUSTMENT TO THE ALLOWANCE OF         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Jian Yisheng Pharmaceutical Co., Ltd.

  TICKER:               002566                            CUSIP:   Y444BY106

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Liyuan Precision Manufacturing Co., Ltd.

  TICKER:               002501                            CUSIP:   Y444BF107

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

PRICING METHOD AND ISSUE PRICE

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION AS WELL AS INCREASE IN REGISTERED CAPITAL

 AND PAID-UP CAPITAL

PROPOSAL #8: APPROVE CHANGE OF 2015 FINANCIAL AUDITOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE COUNTER-DILUTION RISK ALERT AND         ISSUER            YES             FOR                  FOR

RELATED MEASURES IN CONNECTION TO THE PRIVATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Liyuan Precision Manufacturing Co., Ltd.

  TICKER:               002501                            CUSIP:   Y444BF107

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE PRICING REFERENCE DATE,                   ISSUER            YES             FOR                  FOR

PRICING METHOD AND ISSUE PRICE

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

 


 

 

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COUNTER-DILUTION RISK ALERT AND         ISSUER            YES             FOR                  FOR

RELATED MEASURES IN CONNECTION TO THE PRIVATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Liyuan Precision Manufacturing Co., Ltd.

  TICKER:               002501                            CUSIP:   Y444BF107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Power Share Co., Ltd.

  TICKER:               000875                            CUSIP:   Y4446A104

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Power Share Co., Ltd.

  TICKER:               000875                            CUSIP:   Y4446A104

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF WIND TURBINE                       ISSUER            YES             FOR                  FOR

GENERATOR WARRANTY SETTLEMENT AGREEMENT BETWEEN

SUBSIDIARY AND SINOVEL TECHNOLOGY (GROUP) CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Power Share Co., Ltd.

  TICKER:               000875                            CUSIP:   Y4446A104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCING PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE DEPOSIT AND LOAN BUSINESS WITH          ISSUER            YES             FOR                  FOR

CHINA ELECTRONICS FINANCIAL CO., LTD.

PROPOSAL #9: APPROVE LEASING BUSINESS WITH CHINA                ISSUER            YES             FOR                  FOR

POWER INVESTMENT RONGHE FINANCIAL LEASING CO., LTD.

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10.1: APPROVE EQUITY AND ASSET ENTRUSTMENT         ISSUER            YES             FOR                  FOR

BY JILIN PROVINCE ENERGY TRANSPORTATION CORPORATION

PROPOSAL #10.2: APPROVE SALE OF THERMAL POWER TO                ISSUER            YES             FOR                  FOR

TONGHUA HENGTAI HEATING CO., LTD.

PROPOSAL #10.3: APPROVE SALE OF THERMAL POWER TO                ISSUER            YES             FOR                  FOR

BAISHAN HONGCHENG POWER INDUSTRIAL CO., LTD.

PROPOSAL #10.4: APPROVE SALE OF STEAM TO JILIN BODA          ISSUER            YES             FOR                  FOR

BIOCHEMICAL CO., LTD.

PROPOSAL #10.5: APPROVE SIGNING OF TECHNICAL                       ISSUER            YES             FOR                  FOR

SUPERVISION FRAMEWORK AGREEMENT WITH JILIN ELECTRIC

POWER RESEARCH INSTITUTE CO., LTD.

PROPOSAL #10.6: APPROVE PROVISION OF OPERATION AND            ISSUER            YES             FOR                  FOR

MAINTENANCE SERVICES BY CHONGQING YUANDA FLUE GAS

TREATMENT FRANCHISING CO. TO BAICHENG POWER

GENERATION COMPANY

PROPOSAL #10.7: APPROVE PURCHASE OF FUEL FROM INNER          ISSUER            YES             FOR                  FOR

MONGOLIA HUOLINHE OUTDOOR COAL MINING CO., LTD.

PROPOSAL #10.8: APPROVE ACCEPTANCE OF MATERIAL                   ISSUER            YES             FOR                  FOR

DISTRIBUTION FROM CHINA POWER INVESTMENT MATERIALS

AND EQUIPMENT BRANCH

PROPOSAL #11: APPROVE TRANSFER OF PARTIAL GENERATION         ISSUER            YES             FOR                  FOR

RIGHTS TO BAISHAN THERMOELECTRIC LIMITED LIABILITY

COMPANY

PROPOSAL #12: APPROVE INVESTMENT IN THE CONSTRUCTION         ISSUER            YES             FOR                  FOR

OF SHANDONG SHOUGUANG JINGSHIQIAN SHUANGWANGCHENG120

MWP PHOTOVOLTAIC PROJECT

PROPOSAL #13: APPROVE RE-APPOINTMENT OF RUIHUA CPAS          ISSUER            YES             FOR                  FOR

AS 2016 AUDITOR

PROPOSAL #14: APPROVE RE-APPOINTMENT OF BDO CHINA SHU        ISSUER            YES             FOR                  FOR

 LUN PAN CPAS AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #15: ELECT YU YING AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Power Share Co., Ltd.

  TICKER:               000875                            CUSIP:   Y4446A104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHOU BOXIAO AS NON-INDEPENDENT          SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #2: ELECT HAN JINGLI AS INDEPENDENT DIRECTOR        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES

PROPOSAL #4.: APPROVE SHARE TYPE AND PAR VALUE                    ISSUER             NO              N/A                  N/A

PROPOSAL #4.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER             NO              N/A                  N/A

PROPOSAL #4.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #4.4: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

PROPOSAL #4.5: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER             NO              N/A                  N/A

PROPOSAL #4.6: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER             NO              N/A                  N/A

PROPOSAL #4.7: APPROVE USE OF PROCEEDS                                  ISSUER             NO              N/A                  N/A

PROPOSAL #4.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

PROPOSAL #4.9: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #4.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS (2ND REVISION)

PROPOSAL #6: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER             NO              N/A                  N/A

SHARES (2ND REVISION)

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER             NO              N/A                  N/A

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS WITH JILIN ENERGY TRANSPORTATION

 CO

PROPOSAL #9: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS WITH CHINA POWER COMPLETE

EQUIPMENT CO., LTD.

PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Power Share Co., Ltd.

  TICKER:               000875                            CUSIP:   Y4446A104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Sino-Microelectronics Co., Ltd.

  TICKER:               600360                            CUSIP:   Y44453101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF ZHONGHUA                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS 2016 FINANCIAL

REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 BANK CREDIT LINE AMOUNT AND        ISSUER            YES             FOR                  FOR

 AUTHORIZATION OF CHAIRMAN TO SIGN RELEVANT DEBT

AGREEMENTS

PROPOSAL #8: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE ENTRUSTED ASSET MANAGEMENT PLAN        ISSUER            YES             FOR                  FOR

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Yatai (Group) Co., Ltd.

  TICKER:               600881                            CUSIP:   Y4443R100

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG FENGYING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT LI TINGLIANG AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE TERMINATION OF APPLICATION TO            ISSUER            YES             FOR                  FOR

REGISTER AND ISSUE LONG TERM RIGHT-BEARING MEDIUM-

TERM NOTES

PROPOSAL #4: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.00: APPROVE PROVISION OF GUARANTEES TO            ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES

PROPOSAL #5.01: APPROVE GUARANTEE PROVISION FOR THE          ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES APPLIED BY JILIN YATAI

MINGCHENG CEMENT CO., LTD. FROM  BANK OF CHINA JILIN

BRANCH

PROPOSAL #5.02: APPROVE PROVISION OF GUARANTEE FOR            ISSUER            YES             FOR                  FOR

THE INVESTMENT BENEFIT AND REPURCHASE OBLIGATION BY

JILIN YATAI GROUP MEDICAL INVESTMENT CO., LTD.

TOWARDS GUOKAI DEVELOPMENT FUND CO., LTD,

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Yatai (Group) Co., Ltd.

  TICKER:               600881                            CUSIP:   Y4443R100

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES         AGAINST           AGAINST

FOR THE WORKING CAPITAL LOAN APPLIED BY THE JILIN

YATAI GROUP CONSTRUCTION MATERIAL INVESTMENT CO., LTD

 FROM BANK OF JILIN

PROPOSAL #2: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES         AGAINST           AGAINST

FOR THE COMPREHENSIVE CREDIT LINES APPLIED BY THE

JILIN YATAI GROUP CEMENT SALES CO., LTD FROM BANK OF

JILIN CHANGCHUN DONGSHENG BRANCH

PROPOSAL #3: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

FOR THE WORKING CAPITAL LOAN APPLIED BY THE JILIN

YATAI CEMENT CO., LTD FROM AGRICULTURAL BANK OF CHINA

 CHANGCHUN SHUANGYANG BRANCH

PROPOSAL #4: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

FOR THE WORKING CAPITAL LOAN APPLIED BY THE YATAI

GROUP HARBIN CEMENT CO., LTD FROM CHINA CONSTRUCTION

BANK HARBIN TAIPING BRANCH

PROPOSAL #5: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

FOR THE COMPREHENSIVE CREDIT LINES APPLIED BY THE

JILIN YATAI CONSTRUCTION ENGINEERING CO., LTD AND

JILIN YATAI CEMENT CO., LTD FROM CHANGCHUN COUNTY

COMMERCIAL BANK CO., LTD TONGKANG ROAD BRANCH

PROPOSAL #6: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

FOR THE COMPREHENSIVE CREDIT LINES APPLIED BY THE

JILIN YATAI GROUP MATERIAL TRADING CO., LTD FROM

JILIN SHUANGYANG RURAL COMMERCIAL BANK CO., LTD

PROPOSAL #7: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

FOR THE COMPREHENSIVE CREDIT LINES APPLIED BY THE

JILIN YATAI GROUP MATERIAL TRADING CO., LTD FROM

CHANGCHUN DEVELOPMENT RURAL COMMERCIAL BANK CO., LTD

PROPOSAL #8: APPROVE CONTINUED GUARANTEE PROVISION            ISSUER            YES             FOR                  FOR

FOR THE WORKING CAPITAL LOAN APPLIED BY THE CHANGCHUN

 YATAI HEAT CO., LTD FROM BANK OF CHINA CHANGCHUN

DONGSHENG BRANCH

PROPOSAL #9: APPROVE TRANSFER OF DEBT TO CHINA                   ISSUER            YES             FOR                  FOR

HUARONG ASSET MANAGEMENT CO., LTD. AND PROVISION OF

PROPOSAL #10: APPROVE CONTINUED GUARANTEE PROVISION          ISSUER            YES             FOR                  FOR

FOR THE WORKING CAPITAL LOAN APPLIED BY THE JILIN

DAYAOFANG PHARMACEUTICAL CO., LTD FROM CHINA

EVERBRIGHT BANK CHANGCHUN BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Yatai (Group) Co., Ltd.

  TICKER:               600881                            CUSIP:   Y4443R100

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHOU BAICHENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #3: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL        ISSUER            YES             FOR                  FOR

 BILLS

 


 

 

PROPOSAL #4: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE BY JILIN

YATAI DINGLU CEMENT CO., LTD., JILIN YATAI CEMENT

CO., LTD., YATAI GROUP YITONG CEMENT CO., LTD. FROM

BANK OF JILIN CHANGCHUN DONGSHENG BRANCH

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE BY JILIN

DAYAOFANG PHARMACEUTICALS CO., LTD. FROM BANK OF

JILIN CHANGCHUN WEIXING BRANCH

PROPOSAL #6: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT EXPOSURE BY JILIN

 DAYAOFANG PHARMACEUTICALS CO., LTD. FROM HUAXIA BANK

 CHANGCHUN BRANCH

PROPOSAL #7: APPROVE CONTINUED GUARANTEE PROVISION TO        ISSUER            YES             FOR                  FOR

 APPLICATION OF COMPREHENSIVE CREDIT EXPOSURE BY

JILIN YATAI MINGCHENG CEMENT CO., LTD., JILIN YATAI

DINGLU CEMENT CO., LTD., JILIN YATAI CEMENT CO., LTD.

 FROM HUAXIA BANK CHANGCHUN BRANCH

PROPOSAL #8: APPROVE CONTINUED PROVISION OF GUARANTEE        ISSUER            YES             FOR                  FOR

 TO APPLICATION OF COMPREHENSIVE CREDIT EXPOSURE BY

JILIN YATAI GROUP MATERIAL TRADE CO., LTD. FROM JILIN

 SHUANGYANG RURAL COMMERCIAL BANK JINLU BRANCH

PROPOSAL #9: APPROVE CONTINUED PROVISION OF GUARANTEE        ISSUER            YES             FOR                  FOR

 BY JILIN YATAI CEMENT CO., LTD. TO APPLICATION OF

WORKING CAPITAL DEBT FROM CHINA CONSTRUCTION BANK

SIPING BRANCH BY YATAI GROUP YITONG CEMENT CO., LTD.

PROPOSAL #10: APPROVE CONTINUED GUARANTEE PROVISION          ISSUER            YES             FOR                  FOR

TO APPLICATION OF COMPREHENSIVE CREDIT EXPOSURE BY

JILIN YATAI GROUP MATERIAL TRADE CO, JILIN YATAI

MINGCHENG CEMENT CO, JILIN YATAI CEMENT CO, JILIN

LONGXIN PHARMACEUTICALS CO FROM BANK OF COMMUNICATION

PROPOSAL #11: APPROVE CONTINUED GUARANTEE PROVISION          ISSUER            YES             FOR                  FOR

TO APPLICATION OF WORKING CAPITAL DEBT BY JILIN YATAI

 CEMENT CO., LTD. AND JILIN YATAI DINGLU CEMENT CO.,

LTD. FROM BANK OF CHINA JILIN BRANCH

PROPOSAL #12: APPROVE CONTINUED PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEE BY JILIN YATAI CEMENT CO., LTD. TO

APPLICATION OF WORKING CAPITAL DEBT BY JILIN YATAI

GROUP MATERIAL TRADE CO., LTD. FROM CHINA

CONSTRUCTION BANK JILIN BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Yatai (Group) Co., Ltd.

  TICKER:               600881                            CUSIP:   Y4443R100

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUANCE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUANCE PRICE AND PRICING            ISSUER            YES             FOR                  FOR

PRINCIPLES

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE SUBSCRIPTION METHOD                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.08: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE ARRANGEMENTS OF UNDISTRIBUTED        ISSUER            YES             FOR                  FOR

 EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PRIVATE PLACEMENT PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE SIGNING OF CONDTIONAL SHARE                ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH JILIN JINTA INVESTMENT

CO., LTD.

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS FROM 2016 PRIVATE PLACEMENT

PROPOSAL #7: APPROVE ESTABLISHMENT OF SPECIAL                     ISSUER            YES             FOR                  FOR

ACCOUNTS FOR RAISED FUNDS FROM 2016 PRIVATE PLACEMENT

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE ISSUANCE OF MEDIUM-TERM NOTES           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ENGAGING IN HEAT SUPPLY                     ISSUER            YES             FOR                  FOR

CONTRACT WITH CHANGCHUN YATAI HEATING CO., LTD. FOR

CREDIT ASSET SECURITIZATION AND PROVIDED GUARANTEE

PROPOSAL #13: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES OF JILIN YATAI CEMENT CO.,

 LTD, JILIN YATAI MINGCHENG CEMENT CO., LTD. AND

JILIN YATAI GROUP MATERIAL TRADING CO., LTD. FROM

JILIN GONGZHULING RURAL COMMERCIAL BANK CO., LTD.

PROPOSAL #14: APPROVE CONTINUED PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEE FOR WORKING CAPITAL LOAN OF YATAI GROUP

TONGHUA CEMENTS CO., LTD. FROM CHINA CONSTRUCTION

BANK CORPORATION

PROPOSAL #15: APPROVE CONTINUED PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEE FOR COMPREHENSIVE CREDIT LINES OF JILIN

YATAI GROUP MATERIAL TRADING CO., LTD. AND JILIN

YATAI DINGLU CEMENT CO., LTD. FROM CHINA MINSHENG

BANKING CORP., LTD.

PROPOSAL #16: APPROVE CONTINUED PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEE FOR COMPREHENSIVE CREDIT LINE OF JILIN BIG

DRUGSTORE PHARMACEUTICAL CO., LTD. FROM CHANGCHUN

DEVELOPMENT RURAL COMMERCIAL BANK CO., LTD.

PROPOSAL #17: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE OF JILIN YATAI FUYUAN

SHOPPING CENTRE CO., LTD. FROM CHANGCHUN DEVELOPMENT

RURAL COMMERCIAL BANK CO., LTD.

PROPOSAL #18: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE OF JILIN YATAI GROUP

MATERIAL TRADING CO., LTD. FROM CHANGCHUN DEVELOPMENT

 RURAL COMMERCIAL BANK CO., LTD.

PROPOSAL #19: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES OF JILIN NORTHEAST ASIA

PHARMACEUTICAL CO., LTD. AND JILIN LONGXIN

PHARMACEUTICAL CO., LTD. FROM HUAXIA BANK CO., LTD.

 


 

 

PROPOSAL #20: APPROVE CONTINUED PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEE FOR COMPREHENSIVE CREDIT LINES OF JILIN

YATAI CEMENT CO., LTD., JILIN YATAI MINGCHENG CEMENT

CO., LTD. AND JILIN YATAI CONSTRUCTION ENGINEERING

CO., LTD. FROM HANA BANK (CHINA) CO., LTD.

PROPOSAL #21: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES OF JILIN LONGXIN

PHARMACEUTICAL, JILIN NORTHEAST ASIA PHARMACEUTICAL,

JILIN YATAI MINGXING PHARMACEUTICAL AND JILIN YATAI

BIOLOGICAL PHARMACEUTICAL FROM GONGZHULING RURAL

COMMERCI

PROPOSAL #22: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES         AGAINST           AGAINST

FIXED ASSET LOAN OF JILIN YATAI MINGXING

PHARMACEUTICAL CO., LTD. FROM CHINA EVERBRIGHT BANK

PROPOSAL #23: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINES OF JILIN YATAI FUYUAN

SHOPPING CENTRE, JILIN YATAI SUPERMARKET, JILIN YATAI

 GROUP BUILDING MATERIAL INVESTMENT AND JILIN YATAI

DINGLU CEMENT. FROM JILIN BANK

PROPOSAL #24: APPROVE CONTINUED PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEE FOR COMPREHENSIVE CREDIT LINES JILIN YATAI

LONGTAN CEMENT CO., LTD. AND JILIN YATAI MINGCHENG

CEMENT CO., LTD. FROM JILIN BANK CO., LTD.

PROPOSAL #25: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE OF JILIN YATAI GROUP

MATERIAL TRADING CO., LTD. FROM JILIN DEHUI RURAL

COMMERCIAL BANK CO., LTD.

PROPOSAL #26: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE OF JILIN YATAI GROUP

MATERIAL TRADING CO., LTD. FROM CHANGCHUN ERDAO

AGRICULTURAL AND COMMERCIAL TOWN AND VILLAGE BANK

CO., LTD.

PROPOSAL #27: APPROVE PROVISION OF MAXIMUM GUARANTEE         ISSUER            YES             FOR                  FOR

FOR MAXIMUM LOANS OF JILIN YATAI SUPERMARKET CO.,

LTD. AND JILIN BIG DRUGSTORE PHARMACEUTICAL CO., LTD.

 FROM FUSHUN BANK CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Yatai (Group) Co., Ltd.

  TICKER:               600881                            CUSIP:   Y4443R100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS FINANCIAL AUDITOR AND INTERNAL

CONTROL AUDITOR

PROPOSAL #9: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Zixin Pharmaceutical Industrial Co., Ltd

  TICKER:               002118                            CUSIP:   Y44478108

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF LOAN BY WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY FROM BANK OF JILIN TONGHUA BRANCH

AND PROVISION OF GUARANTEE BY THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Zixin Pharmaceutical Industrial Co., Ltd

  TICKER:               002118                            CUSIP:   Y44478108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jilin Zixin Pharmaceutical Industrial Co., Ltd

  TICKER:               002118                            CUSIP:   Y44478108

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT GUO CHUNLIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT ZHONG YUNXIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.3: ELECT HE YU AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.4: ELECT LI BAOZHI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT FU QIONG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT WANG XU AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT ZHANG LIANXUE AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT SUN LILI AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT BAI YUBIAO AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jindal Saw Limited

  TICKER:               500378                            CUSIP:   Y4449A101

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MEMORANDUM OF ASSOCIATION RE:                ISSUER            YES             FOR                  FOR

CORPORATE PURPOSE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jindal Saw Limited

  TICKER:               500378                            CUSIP:   Y4449A101

  MEETING DATE:   4/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jindal Steel and Power Ltd

  TICKER:               532286                            CUSIP:   Y4447P100

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT N. JINDAL AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT R. K. UPPAL AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE S. R. BATLIBOI & CO. LLP AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: ELECT C. ROY AS INDEPENDENT DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT S. M. AWALE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT R. R. BHADAURIA AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

R. R. BHADAURIA AS EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE REMUNERATION OF R. K. UPPAL,              ISSUER            YES         AGAINST           AGAINST

MANAGING DIRECTOR AND GROUP CEO

PROPOSAL #10: APPROVE REMUNERATION OF D. K. SARAOGI,         ISSUER            YES         AGAINST           AGAINST

EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS           ISSUER            YES             FOR                  FOR

PROPOSAL #12: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE          ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinduicheng Molybdenum Co., Ltd.

  TICKER:               601958                            CUSIP:   Y44498106

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 TECHNOLOGICAL                               ISSUER            YES             FOR                  FOR

TRANSFORMATION MEASURES AND EQUIPMENT RENEWAL

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE TERMINATION OF THE NORTH OPEN            ISSUER            YES             FOR                  FOR

PIT MINE DUMP CONSTRUCTION PROJECT XICHUAN DUMP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jingwei Textile Machinery Co., Ltd.

  TICKER:               000666                            CUSIP:   Y4444F113

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WU MANJU AS NON-INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: APPROVE OVERSEAS CORPORATE BOND ISSUANCE        ISSUER            YES             FOR                  FOR

 BY SUBSIDIARY

PROPOSAL #2.01: APPROVE OVERSEAS CORPORATE BOND                 ISSUER            YES             FOR                  FOR

ISSUANCE BY SUBSIDIARY, AMOUNTING TO NOT MORE THAN

USD 500 MILLION, MATURITY NOT MORE THAN 5 YEARS, AS

WELL AS AUTHORIZE THE BOARD TO HANDLE AND NAME ANY

ONE OF THE DIRECTOR TO IMPLEMENT AND SIGN THE RELATED

PROPOSAL #2.02: APPROVE AUTHORIZATION OF THE                       ISSUER            YES             FOR                  FOR

SHAREHOLDER OF ISSUING ENTITIES TO PROVIDE RELATED

GUARANTEE TO THE ISSUING ENTITIES

PROPOSAL #3: APPROVE AMENDMENTS OF COMMITMENT ON                ISSUER            YES             FOR                  FOR

RESOLVING INDUSTRY COMPETITION BY COMPANY ULTIMATE

SHAREHOLDER, CHINA HI-TECH GROUP CORPORATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jingwei Textile Machinery Co., Ltd.

  TICKER:               000666                            CUSIP:   Y4444F113

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS OF         ISSUER            YES             FOR                  FOR

THE COMPANY AND ITS SUBSIDIARIES

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF BAKER TILLY                 ISSUER            YES             FOR                  FOR

INTERNATIONAL CPAS AS AUDITORS AND AUTHORIZE THE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7: APPROVE AUTHORIZATION OF ZHONGRONG                 ISSUER            YES             FOR                  FOR

INTERNATIONAL TRUST CO., LTD. REGARDING INVESTMENT

AND GUARANTEE BUSINESS

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: APPROVE ONE-TIME OR MULTIPLE ISSUANCE OF        ISSUER            YES             FOR                  FOR

 NO MORE THAN CNY 2 BILLION NON-FINANCIAL ENTERPRISE

DEBT FINANCING INSTRUMENTS WITHIN THE NEXT 3 YEARS

AND AUTHORIZE THE BOARD TO ORGANIZE AND IMPLEMENT IN

DUE COURSE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jingwei Textile Machinery Co., Ltd.

  TICKER:               000666                            CUSIP:   Y4444F113

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinjian Cereals Industry Co., Ltd.

  TICKER:               600127                            CUSIP:   Y37687103

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE RELATED PARTY TRANSACTION              ISSUER            YES             FOR                  FOR

REGARDING ENTRUSTED MANAGEMENT OF PARTIAL EQUITY

ASSETS FROM CONTROLLING SHAREHOLDER AS WELL AS

RELATED PARTIES

PROPOSAL #2.00: APPROVE 2016 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS BY COMPANY AND ITS SUBSIDIARIES

PROPOSAL #3.01: ELECT XIE WENHUI AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT YANG YONGSHENG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.03: ELECT CHEN GENRONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #3.04: ELECT CHEN WEI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT YU JIANLIANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.02: ELECT YANG PINGBO AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT DAI XIAOFENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.01: ELECT WANG ZHIHUI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5.02: ELECT CHENG LIPING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinjian Cereals Industry Co., Ltd.

  TICKER:               600127                            CUSIP:   Y37687103

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES             FOR                  FOR

GUARANTEE

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK LOAN             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinjian Cereals Industry Co., Ltd.

  TICKER:               600127                            CUSIP:   Y37687103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT INVESTMENT TO ESTABLISH            ISSUER            YES             FOR                  FOR

COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinke Property Group Co Ltd.

  TICKER:               000656                            CUSIP:   Y2100J106

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT OF RESTRICTED STOCK                   ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN                   ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.2: APPROVE SOURCE AND NUMBER OF                        ISSUER            YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #1.3: APPROVE ALLOCATION OF RESTRICTED                 ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #1.4: APPROVE DURATION, GRANT DATE, LOCK-UP         ISSUER            YES             FOR                  FOR

PERIOD, UNLOCK PERIOD AND RELATED PROVISIONS OF

RESTRICTED STOCKS

PROPOSAL #1.5: APPROVE GRANT PRICE AND PRICE-SETTING         ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.6: APPROVE CONDITIONS FOR GRANTING AND            ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.7: APPROVE METHODS AND PROCEDURES TO                ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.8: APPROVE ACCOUNTING TREATMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: APPROVE IMPLEMENTATION, GRANT AND                ISSUER            YES             FOR                  FOR

UNLOCKING PROCEDURES

PROPOSAL #1.10: APPROVE TREATMENT OF RESERVE EQUITY           ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

 


 

 

PROPOSAL #1.12: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #1.13: APPROVE PRINCIPLE OF RESTRICTED STOCK        ISSUER            YES             FOR                  FOR

 REPURCHASE CANCELLATION

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinke Property Group Co Ltd.

  TICKER:               000656                            CUSIP:   Y2100J106

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SELF-INSPECTION REPORT FOR                 ISSUER            YES             FOR                  FOR

COMPANY REAL ESTATE BUSINESS

PROPOSAL #2: APPROVE COMMITMENT LETTER FROM                        ISSUER            YES             FOR                  FOR

CONTROLLED SHAREHOLDER AND ULTIMATE CONTROLLING

PROPOSAL #3: APPROVE COMMITMENT LETTER FROM COMPANY          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTOR, SUPERVISOR AND SENIOR MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinke Property Group Co Ltd.

  TICKER:               000656                            CUSIP:   Y2100J106

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND ISSUE          ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #2.5: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE GUARANTOR AND GUARANTEE MANNER        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ARRANGEMENT ON REDEMPTION AND         ISSUER            YES             FOR                  FOR

SALE-BACK

PROPOSAL #2.8: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinke Property Group Co Ltd.

  TICKER:               000656                            CUSIP:   Y2100J106

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT OF CERTAIN MATTERS IN        ISSUER            YES             FOR                  FOR

 2015 PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE PRICING REFERENCE DATE, ISSUE         ISSUER            YES             FOR                  FOR

PRICE AND PRICING BASIS

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS OF PLAN ON 2015                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO EXTENT        ISSUER            YES             FOR                  FOR

 THE RESOLUTION VALIDITY PERIOD RELATED TO PRIVATE

PLACEMENT

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE COMMITMENT FROM DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinke Property Group Co Ltd.

  TICKER:               000656                            CUSIP:   Y2100J106

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DECREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #7: APPROVE GUARANTEE PROVISION LIMIT TO              ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinling Pharmaceutical Co Ltd

  TICKER:               000919                            CUSIP:   Y4446N106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT HAN ZHILING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT JIN FANG AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinshan Development & Construction Co., Ltd.

  TICKER:               600679                            CUSIP:   Y4450D101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FORMULATION OF NEW ARTICLES OF          ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE FORMULATION OF NEW RULES AND              ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #4: APPROVE FORMULATION OF NEW RULES AND              ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #5: APPROVE FORMULATION OF NEW RULES AND              ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinxi Axle Co., Ltd.

  TICKER:               600495                            CUSIP:   Y44464108

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXEMPTION ON FULFILLMENT OF                ISSUER            YES             FOR                  FOR

RELEVANT CONTROLLING SHAREHOLDER'S COMMITMENT

PROPOSAL #2: APPROVE COMPANY'S (INCLUDING SUBSIDIARY)        ISSUER            YES             FOR                  FOR

 APPLICATION OF CNY800 MILLION CREDIT LINE FROM NORTH

 INDUSTRIES GROUP FINANCE CO., LTD.

PROPOSAL #3: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF CREDIT LINE FROM NORTH INDUSTRIES

GROUP FINANCE CO., LTD. BY SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinxi Axle Co., Ltd.

  TICKER:               600495                            CUSIP:   Y44464108

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE SIGNING OF RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION AGREEMENT WITH JINXI INDUSTRIAL GROUP

CO., LTD.

PROPOSAL #11: APPROVE SIGNING OF RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION AGREEMENT OF WHOLLY-OWNED SUBSIDIARY

JINXI RAILWAY VEHICLES CO., LTD. WITH JINXI

INDUSTRIAL GROUP CO., LTD.

PROPOSAL #12: APPROVE SIGNING OF LAND LEASE AGREEMENT        ISSUER            YES             FOR                  FOR

 WITH JINXI INDUSTRIAL GROUP CO., LTD.

PROPOSAL #13: APPROVE SIGNING OF LAND LEASE AGREEMENT        ISSUER            YES             FOR                  FOR

 OF WHOLLY-OWNED SUBSIDIARY JINXI RAILWAY VEHICLES

CO., LTD. WITH JINXI INDUSTRIAL GROUP CO., LTD.

PROPOSAL #14: APPROVE SIGNING OF FINANCIAL SERVICES          ISSUER            YES             FOR                  FOR

AGREEMENT WITH BINGGONG FINANCE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinyu Bio-Technology Co., Ltd.

  TICKER:               600201                            CUSIP:   Y4085H105

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE PRICE BASIS, PRICING                       ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE AMOUNT OF RAISED FUNDS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS ON 2015 PRIVATE                 ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #4: APPROVE AMENDMENTS ON 2015 FEASIBILITY          ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinyu Bio-Technology Co., Ltd.

  TICKER:               600201                            CUSIP:   Y4085H105

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 COUNTER-DILUTION MEASURES          ISSUER            YES             FOR                  FOR

IN CONNECTION TO PRIVATE PLACEMENT (REVISED)

PROPOSAL #2: APPROVE COMMITMENT FROM DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #4: APPROVE 2015 PRIVATE PLACEMENT OF NEW            ISSUER            YES             FOR                  FOR

SHARES (2ND REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinyu Bio-Technology Co., Ltd.

  TICKER:               600201                            CUSIP:   Y4085H105

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE DUTY PERFORMANCE REPORT OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #8: APPROVE CREDIT LINE APPLICATION FROM              ISSUER            YES             FOR                  FOR

BANKS

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR BANK         ISSUER            YES             FOR                  FOR

CREDIT LINE APPLIED BY SUBSIDIARY

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE INTERNAL CONTROL SELF-                       ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #15.01: ELECT ZHANG CHONGYU AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #15.02: ELECT WEN LIMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.03: ELECT ZHAO HONGXIA AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #15.04: ELECT WEI XUEFENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #15.05: ELECT ZHANG JING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.06: ELECT YIN SONGTAO AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #16.01: ELECT CHEN YONGHONG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.02: ELECT SONG JIANZHONG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.03: ELECT CHEN JIANXUN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.01: ELECT LIU GUOYING AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: ELECT ZHANG XIAOLIN AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinzhou Cihang Group Co., Ltd.

  TICKER:               000587                            CUSIP:   Y2930Q106

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 COMPREHENSIVE CREDIT LINE          ISSUER            YES             FOR                  FOR

APPLICATION AND PROVISION OF GUARANTEE

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinzhou Port Co., Ltd.

  TICKER:               900952                            CUSIP:   Y44469107

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT CAO JIAN AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT MIAO YANAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT LIU LIYING AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinzhou Port Co., Ltd.

  TICKER:               900952                            CUSIP:   Y44469107

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND OVERSEAS                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.01: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: CHINA PETROLEUM NATURAL GAS GROUP CO., LTD AND

 ASSOCIATE COMPANY AMOUNT TO CNY 275 MILLION,

ACCOUNTING FOR THE SAME CATEGORY AS 23.23%

PROPOSAL #7.02: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: JINZHOU NEW TIME CONTAINER TERMINAL CO., LTD

AMOUNT TO CNY 3.5 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 0.3%

PROPOSAL #7.03: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: JINZHOU ZHONGLI OCEAN SHIPPING TALLY CO., LTD

AMOUNT TO CNY 6.5 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 0.55%

PROPOSAL #7.04: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: CHINA PETROLEUM NATURAL GAS GROUP CO., LTD AND

 ASSOCIATE COMPANY AMOUNT TO CNY 0.4 MILLION,

ACCOUNTING FOR THE SAME CATEGORY AS 2.35%

PROPOSAL #7.05: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: JINZHOU PORT STATE OWNED ASSETS OPERATION

MANAGEMENT CO., LTD AND ASSOCIATE COMPANY AMOUNT TO

CNY 0.15 MILLION, ACCOUNTING FOR THE SAME CATEGORY AS

 0.885

PROPOSAL #7.06: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: JINZHOU ZHONGLI OCEAN SHIPPING TALLY CO., LTD

AMOUNT TO CNY 0.3 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 1.76%

PROPOSAL #7.07: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: ZHONGDIANTOU JINZHOU PORT CO., LTD AMOUNT TO

CNY 0.25 MILLION, ACCOUNTING FOR THE SAME CATEGORY AS

 1.47%

PROPOSAL #7.08: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: ZHONGSI JINZHOU CHEMICAL PORT STORAGE CO., LTD

 AMOUNT TO CNY 50,000, ACCOUNTING FOR THE SAME

CATEGORY AS 0.29%

PROPOSAL #7.09: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: JINZHOU NEW TIME CONTAINER PORT CO., LTD

AMOUNT TO CNY 3.5 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 20.59%

PROPOSAL #7.10: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: JINZHOU ZHONGLI OCEAN SHIPPING TALLY CO., LTD

AMOUNT TO CNY 15 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 1.62%

PROPOSAL #7.11: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: JINZHOU PORT STATE OWNED ASSETS OPERATION

MANAGEMENT CO., LTD AND ASSOCIATE COMPANY, AMOUNT TO

CNY 2.6 MILLION, ACCOUNTING FOR THE SAME CATEGORY AS

100%

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE EXPAND IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #10: APPROVE CREDIT LINE APPLICATION FROM            ISSUER            YES             FOR                  FOR

EVERY COOPERATED BANKS

PROPOSAL #11: ELECT LIU GE AS SUPERVISOR                          SHAREHOLDER        YES             FOR                  N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinzhou Port Co., Ltd.

  TICKER:               900952                            CUSIP:   Y44469115

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT CAO JIAN AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.02: ELECT MIAO YANAN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2: ELECT LIU LIYING AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jinzhou Port Co., Ltd.

  TICKER:               900952                            CUSIP:   Y44469115

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND OVERSEAS                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.01: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: CHINA PETROLEUM NATURAL GAS GROUP CO., LTD AND

 ASSOCIATE COMPANY AMOUNT TO CNY 275 MILLION,

ACCOUNTING FOR THE SAME CATEGORY AS 23.23%

PROPOSAL #7.02: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: JINZHOU NEW TIME CONTAINER TERMINAL CO., LTD

AMOUNT TO CNY 3.5 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 0.3%

PROPOSAL #7.03: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: JINZHOU ZHONGLI OCEAN SHIPPING TALLY CO., LTD

AMOUNT TO CNY 6.5 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 0.55%

PROPOSAL #7.04: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: CHINA PETROLEUM NATURAL GAS GROUP CO., LTD AND

 ASSOCIATE COMPANY AMOUNT TO CNY 0.4 MILLION,

ACCOUNTING FOR THE SAME CATEGORY AS 2.35%

PROPOSAL #7.05: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: JINZHOU PORT STATE OWNED ASSETS OPERATION

MANAGEMENT CO., LTD AND ASSOCIATE COMPANY AMOUNT TO

CNY 0.15 MILLION, ACCOUNTING FOR THE SAME CATEGORY AS

 0.885

PROPOSAL #7.06: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: JINZHOU ZHONGLI OCEAN SHIPPING TALLY CO., LTD

AMOUNT TO CNY 0.3 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 1.76%

PROPOSAL #7.07: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: ZHONGDIANTOU JINZHOU PORT CO., LTD AMOUNT TO

CNY 0.25 MILLION, ACCOUNTING FOR THE SAME CATEGORY AS

 1.47%

 


 

 

PROPOSAL #7.08: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: ZHONGSI JINZHOU CHEMICAL PORT STORAGE CO., LTD

 AMOUNT TO CNY 50,000, ACCOUNTING FOR THE SAME

CATEGORY AS 0.29%

PROPOSAL #7.09: APPROVE SELLING PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTY: JINZHOU NEW TIME CONTAINER PORT CO., LTD

AMOUNT TO CNY 3.5 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 20.59%

PROPOSAL #7.10: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: JINZHOU ZHONGLI OCEAN SHIPPING TALLY CO., LTD

AMOUNT TO CNY 15 MILLION, ACCOUNTING FOR THE SAME

CATEGORY AS 1.62%

PROPOSAL #7.11: APPROVE PROVIDING LABOR TO RELATED            ISSUER            YES             FOR                  FOR

PARTY: JINZHOU PORT STATE OWNED ASSETS OPERATION

MANAGEMENT CO., LTD AND ASSOCIATE COMPANY, AMOUNT TO

CNY 2.6 MILLION, ACCOUNTING FOR THE SAME CATEGORY AS

100%

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE EXPAND IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #10: APPROVE CREDIT LINE APPLICATION FROM            ISSUER            YES             FOR                  FOR

EVERY COOPERATED BANKS

PROPOSAL #11: ELECT LIU GE AS SUPERVISOR                          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jishi Media Co Ltd

  TICKER:               601929                            CUSIP:   Y444DQ101

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE TRANSFER OF JILIN JIUTAI          ISSUER            YES             FOR                  FOR

AGRICULTURAL COMMERCIAL BANK CO., LTD. BY THE COMPANY

 AS A STATE-OWNED SHAREHOLDER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jishi Media Co Ltd

  TICKER:               601929                            CUSIP:   Y444DQ101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiugui Liquor Co., Ltd.

  TICKER:               000799                            CUSIP:   Y37688101

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT JIANG GUOJIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT LU XIAOHUI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT DONG SHUNGANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiuzhitang Co., Ltd

  TICKER:               000989                            CUSIP:   Y3768H101

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2.1: ELECT LI ZHENGUO AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT LIU GUOCHAO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT YANG CHENG AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT SHENG SUOZHU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.5: ELECT ZHANG ZHIQIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.6: ELECT SONG LINFENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT JIANG MINGHUI AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.1: ELECT LI WEI AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4.2: ELECT LV DONG AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #5: APPROVE CHANGE OF 2015 AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jiuzhitang Co., Ltd

  TICKER:               000989                            CUSIP:   Y3768H101

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: ELECT WANG BO AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jizhong Energy Resources Co., Ltd.

  TICKER:               000937                            CUSIP:   Y3121C104

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 15% EQUITY OF XIAMEN        ISSUER            YES             FOR                  FOR

 AIRLINES CO., LTD.

PROPOSAL #2: APPROVE SALE OF OVERALL ASSETS AND                 ISSUER            YES             FOR                  FOR

RELATED LIABILITIES OF ZHANGCUN MINE, XIANDEWANG MINE

 AND TAOYI MINE TO JIZHONG ENERGY GROUP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jizhong Energy Resources Co., Ltd.

  TICKER:               000937                            CUSIP:   Y3121C104

  MEETING DATE:   12/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF PARTIAL EQUITY OF            ISSUER            YES         AGAINST           AGAINST

HEBEI JINNIU CHEMICAL INDUSTRY CO., LTD. AND SIGNING

OF EQUITY TRANSFER AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jizhong Energy Resources Co., Ltd.

  TICKER:               000937                            CUSIP:   Y3121C104

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jizhong Energy Resources Co., Ltd.

  TICKER:               000937                            CUSIP:   Y3121C104

  MEETING DATE:   3/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD OF COMPANY CORPORATE BOND ISSUANCE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jizhong Energy Resources Co., Ltd.

  TICKER:               000937                            CUSIP:   Y3121C104

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jizhong Energy Resources Co., Ltd.

  TICKER:               000937                            CUSIP:   Y3121C104

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JOEONE Co Ltd.

  TICKER:               601566                            CUSIP:   Y444C7104

  MEETING DATE:   10/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.05: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.07: APPROVE METHOD FOR THE REPAYMENT OF          ISSUER            YES             FOR                  FOR

PRINCIPAL AND INTEREST

PROPOSAL #2.08: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.10: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

 


 

 

PROPOSAL #2.11: APPROVE LISTING OF THE BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.13: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR CORPORATE BOND ISSUANCE        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JOEONE Co Ltd.

  TICKER:               601566                            CUSIP:   Y444C7104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUTHORIZATION OF CHAIRMAN AND            ISSUER            YES             FOR                  FOR

GENERAL MANAGER TO APPLY FOR BANK CREDIT LINES

PROPOSAL #8: APPROVE USE OF REMAINING EXCESS RAISED          ISSUER            YES             FOR                  FOR

FUNDS TO REPLENISH WORKING CAPITAL

PROPOSAL #9: APPROVE USE OF INTEREST FROM PARTIAL              ISSUER            YES             FOR                  FOR

RAISED FUNDS TO REPLENISH WORKING CAPITAL

PROPOSAL #10: APPROVE EXTENSION OF IMPLEMENTATION              ISSUER            YES             FOR                  FOR

DEADLINE IN CONNECTION TO TRANSFER OF SHOPS PURCHASED

 USING PARTIAL RAISED FUNDS

PROPOSAL #11.01: ELECT LIN CONGYING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.02: ELECT CHEN JINDUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.03: ELECT CHEN JIAYA AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.04: ELECT CHEN JIAPIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #11.05: ELECT CHEN CANGJIE AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #11.06: ELECT CANG JINGCHUN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.01: ELECT CHEN SHOUDE AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT LIN ZHIYANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT ZHENG XUEJUN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #13.01: ELECT LI ZHIJIAN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: ELECT ZHANG XIAOWEI AS SUPERVISOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Johnson Health Tech. Co., Ltd.

  TICKER:               1736                                CUSIP:   Y4466K107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Joincare Pharmaceutical Group Industry Co., Ltd

  TICKER:               600380                            CUSIP:   Y7742H103

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES BY CONTROLLED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Joincare Pharmaceutical Group Industry Co., Ltd

  TICKER:               600380                            CUSIP:   Y7742H103

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE SCRAP-OFF FIXED ASSETS AND                 ISSUER            YES             FOR                  FOR

INVENTORY

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL AUDIT REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE CREDIT LINE FINANCING BY                     ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #10: APPROVE DAILY RELATED PARTY TRANSACTION        ISSUER            YES             FOR                  FOR

 BETWEEN CONTROLLED SUBSIDIARIES

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE REPORT OF THE INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jointo Energy Investment Co., Ltd. Hebei.

  TICKER:               000600                            CUSIP:   Y7746X104

  MEETING DATE:   11/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI LIANPING AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jointo Energy Investment Co., Ltd. Hebei.

  TICKER:               000600                            CUSIP:   Y7746X104

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZENG MING AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jointo Energy Investment Co., Ltd. Hebei.

  TICKER:               000600                            CUSIP:   Y7746X104

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN THE INVESTMENT         ISSUER            YES             FOR                  FOR

OF LETING PUTI ISLAND OFFSHORE WIND POWER PROJECT

PROPOSAL #2: APPROVE COMPANY'S EMPLOYEE SHARE                     ISSUER            YES             FOR                  FOR

PURCHASE PLAN (DRAFT)

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jointo Energy Investment Co., Ltd. Hebei.

  TICKER:               000600                            CUSIP:   Y7746X104

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jointo Energy Investment Co., Ltd. Hebei.

  TICKER:               000600                            CUSIP:   Y7746X104

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jointown Pharmaceutical Group Co., Ltd.

  TICKER:               600998                            CUSIP:   Y444BD102

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 PLAN FOR APPLICATION OF              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANKS AND OTHER

INSTITUTIONS TO COMPANY AND ITS SUBSIDIARIES

PROPOSAL #2: APPROVE 2016 GUARANTEE PROVISION TO                ISSUER            YES         AGAINST           AGAINST

APPLICATION OF COMPREHENSIVE CREDIT LINES FROM BANKS

AND OTHER INSTITUTIONS TO COMPANY AND ITS

PROPOSAL #3: APPROVE EXTENSION TO RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO ISSUANCE OF CONVERTIBLE

PROPOSAL #4: APPROVE EXTENSION TO AUTHORIZATION OF            ISSUER            YES             FOR                  FOR

BOARD TO HANDLE ALL MATTERS RELATED TO ISSUANCE OF

CONVERTIBLE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jointown Pharmaceutical Group Co., Ltd.

  TICKER:               600998                            CUSIP:   Y444BD102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF UNION POWER         ISSUER            YES             FOR                  FOR

CPAS CO., LTD. AS AUDITOR

PROPOSAL #8: APPROVE 2016 ADDITIONAL APPLICATION OF          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK AND OTHER

INSTITUTIONS BY AFFILIATED ENTERPRISES

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEES FOR        ISSUER            YES             FOR                  FOR

 ADDITIONAL APPLICATION OF COMPREHENSIVE CREDIT LINES

 FROM BANK AND OTHER INSTITUTIONS BY AFFILIATED

ENTERPRISES

PROPOSAL #10: APPROVE ISSUANCE OF ACCOUNTS RECEIVABLE        ISSUER            YES             FOR                  FOR

 ASSET-BACKED NOTES AND ASSET-BACKED SECURITIES

PROPOSAL #11: APPROVE USE OF TEMPORARILY IDLE FUNDS          ISSUER            YES             FOR                  FOR

TO INVEST IN TRUST MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jollibee Foods Corporation

  TICKER:               JFC                                  CUSIP:   Y4466S100

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #3: RATIFY AND AMEND THE SENIOR MANAGEMENT          ISSUER            YES             FOR                  FOR

STOCK OPTION AND INCENTIVE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jonjee Hi-Tech Industrial and Commercial Holding Co Ltd.

  TICKER:               600872                            CUSIP:   Y9889J108

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT YE WEIQING AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Joyoung Co., Ltd.

  TICKER:               002242                            CUSIP:   Y4466H104

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE PRICING PRINCIPLE AND ISSUE            ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES

 


 

 

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE ESTABLISHMENT OF RAISED FUNDS            ISSUER            YES             FOR                  FOR

SPECIAL ACCOUNT

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Joyoung Co., Ltd.

  TICKER:               002242                            CUSIP:   Y4466H104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

FINANCIAL AUDITOR

PROPOSAL #7: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING OWN FUNDS

PROPOSAL #8: APPROVE 2015 REMUNERATION OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2015 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE ADJUSTMENT TO THE PLAN FOR                ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #11: APPROVE PLAN FOR PRIVATE PLACEMENT OF          ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

PROPOSAL #12: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #13: APPROVE AMENDMENT TO THE DILUTION IN            ISSUER            YES             FOR                  FOR

SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JPMF Guangdong Co Ltd.

  TICKER:               002600                            CUSIP:   Y446BS104

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ASSETS PURCHASE BY CASH PAYMENT         ISSUER            YES             FOR                  FOR

AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

SUPPORTING FUNDS

 


 

 

PROPOSAL #1.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE TARGET ASSETS AND TRANSACTION         ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #1.3.1: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #1.3.2: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3.3: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #1.3.4: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #1.3.5: APPROVE ISSUE AMOUNT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3.6: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3.7: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE AUDIT AND PRICING REFERENCE            ISSUER            YES             FOR                  FOR

DATE

PROPOSAL #1.5: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #1.7: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES             FOR                  FOR

 DURING THE TRANSITION PERIOD

PROPOSAL #1.8: APPROVE CONTRACTUAL OBLIGATIONS AND            ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #1.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE SIGNING OF ASSET PURCHASE BY              ISSUER            YES             FOR                  FOR

CASH PAYMENT AND ISSUANCE OF NEW SHARES AGREEMENT AND

 PROFIT COMMITMENT COMPENSATION AGREEMENT

PROPOSAL #5: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #6: APPROVE RELEVANT AUDIT REPORT, ASSET              ISSUER            YES             FOR                  FOR

EVALUATION REPORT AND PRO FORMA FINANCIAL STATEMENT

AUDIT REPORT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JPMF Guangdong Co Ltd.

  TICKER:               002600                            CUSIP:   Y446BS104

  MEETING DATE:   1/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF CREDIT GUARANTEES          ISSUER            YES             FOR                  FOR

TO WHOLLY OWNED SUBSIDIARY

PROPOSAL #2: ELECT WANG YANHUI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JPMF Guangdong Co Ltd.

  TICKER:               002600                            CUSIP:   Y446BS104

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR CREDIT LINES              ISSUER            YES             FOR                  FOR

FROM BANK

PROPOSAL #2: APPROVE PROVISION OF CREDIT GUARANTEES          ISSUER            YES         AGAINST           AGAINST

TO SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JPMF Guangdong Co Ltd.

  TICKER:               002600                            CUSIP:   Y446BS104

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF BAKER TILLY            ISSUER            YES             FOR                  FOR

INTERNATIONAL CPAS AS 2015 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JPMF Guangdong Co Ltd.

  TICKER:               002600                            CUSIP:   Y446BS104

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET PLAN                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #8: APPROVE INVESTMENT IN GUANGDONG JIANGFEN        ISSUER            YES             FOR                  FOR

 HI-TECH INDUSTRIAL PARK CONSTRUCTION PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSE Ltd

  TICKER:               JSE                                  CUSIP:   S4254A102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2.1: ELECT DR SURESH KANA AS A DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT DAVID LAWRENCE AS A DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT ANDILE MAZWAI AS A DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT ANTON BOTHA AS A DIRECTOR               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES             FOR                  FOR

COMPANY AND APPOINT JOELENE PIERCE AS THE INDIVIDUAL

DESIGNATED REGISTERED AUDITOR AND AUTHORISE THEIR

REMUNERATION

PROPOSAL #4.1: RE-ELECT NIGEL PAYNE AS CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4.2: RE-ELECT ANTON BOTHA AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4.3: RE-ELECT NOMAVUSO MNXASANA AS MEMBER          ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #4.4: ELECT DR SURESH KANA AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4.5: ELECT ANDILE MAZWAI AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #7: APPROVE FINANCIAL ASSISTANCE TO                       ISSUER            YES             FOR                  FOR

SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED

ENTITIES

PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: APPROVE SPECIFIC FINANCIAL ASSISTANCE IN        ISSUER            YES             FOR                  FOR

 RESPECT TO THE JSE LONG TERM INCENTIVE SCHEME 2010

PROPOSAL #10: APPROVE NON-EXECUTIVE DIRECTOR                       ISSUER            YES             FOR                  FOR

EMOLUMENTS FOR 2016

PROPOSAL #11: APPROVE NON-EXECUTIVE DIRECTOR                       ISSUER            YES             FOR                  FOR

EMOLUMENTS FOR 2017

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSL S.A

  TICKER:               JSLG3                              CUSIP:   P6065E101

  MEETING DATE:   1/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND CORPORATE PURPOSE                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE INTERIM DIVIDENDS                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSL S.A

  TICKER:               JSLG3                              CUSIP:   P6065E101

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF QUICK LOGISTICA          ISSUER            YES             FOR                  FOR

LTDA. AND QUICK ARMAZENS GERAIS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSL S.A

  TICKER:               JSLG3                              CUSIP:   P6065E101

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSL S.A

  TICKER:               JSLG3                              CUSIP:   P6065E101

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSW Energy Ltd.

  TICKER:               533148                            CUSIP:   Y44677105

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS

PROPOSAL #3: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT S. SAGAR AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE LODHA & CO. AS AUDITORS AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES         AGAINST           AGAINST

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSW Energy Ltd.

  TICKER:               533148                            CUSIP:   Y44677105

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JSWEL EMPLOYEES STOCK OWNERSHIP         ISSUER            YES         AGAINST           AGAINST

PLAN - 2016 (THE PLAN)

PROPOSAL #2: APPROVE GRANT OF STOCK OPTIONS TO                   ISSUER            YES         AGAINST           AGAINST

EMPLOYEES AND SUBSIDIARIES OF THE COMPANY UNDER THE

PLAN

 


 

 

PROPOSAL #3: AUTHORIZE TRUST TO UNDERTAKE SECONDARY          ISSUER            YES         AGAINST           AGAINST

ACQUISITION OF  SHARES FOR THE IMPLEMENTATION OF THE

PLAN

PROPOSAL #4: APPROVE PROVISION OF MONEY TO THE TRUST         ISSUER            YES         AGAINST           AGAINST

FOR PURCHASE OF SHARES OF THE COMPANY FOR

IMPLEMENTATION OF THE PLAN

PROPOSAL #5: ELECT RAKESH NATH AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSW Steel Ltd.

  TICKER:               500228                            CUSIP:   Y44680109

  MEETING DATE:   7/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDEND ON EQUITY SHARES                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT J. ACHARYA AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               JSW Steel Ltd.

  TICKER:               500228                            CUSIP:   Y44680109

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JSWSL EMPLOYEES STOCK OWNERSHIP         ISSUER            YES         AGAINST           AGAINST

PLAN - 2016 (ESOP PLAN 2016)

PROPOSAL #2: APPROVE GRANT OF OPTIONS TO THE                       ISSUER            YES         AGAINST           AGAINST

EMPLOYEES OF INDIAN SUBSIDIARY COMPANIES UNDER ESOP

PROPOSAL #3: AUTHORIZE JSW STEEL EMPLOYEES WELFARE            ISSUER            YES         AGAINST           AGAINST

TRUST FOR SECONDARY MARKET ACQUISITION OF SHARES FOR

THE IMPLEMENTATION OF THE ESOP PLAN 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jubilant Life Sciences Limited

  TICKER:               530019                            CUSIP:   Y44787110

  MEETING DATE:   5/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Juhayna Food Industries Co.

  TICKER:               JUFO                                CUSIP:   M62324104

  MEETING DATE:   2/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Juli Sling Co., Ltd.

  TICKER:               002342                            CUSIP:   Y4469L102

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Jumbo SA

  TICKER:               BELA                                CUSIP:   X4114P111

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MERGER AGREEMENT REPORT AND                ISSUER            YES             FOR                  FOR

BOARD REPORT ON THE MERGER

PROPOSAL #2: APPROVE MERGER AGREEMENT WITH TANOCERIAN        ISSUER            YES             FOR                  FOR

 COMMERCIAL AND INVESTMENTS S.A.

 


 

 

PROPOSAL #3: APPROVE SHARE CAPITAL INCREASE FOLLOWED         ISSUER            YES             FOR                  FOR

BY A SIMULTANEOUS CAPITAL DECREASE VIA CANCELLATION

OF SHARES AND A CAPITALIZATION OF RESERVES; AMEND

COMPANY BYLAWS AND AUTHORIZE BOARD TO DETERMINE THE

NUMBER OF FRACTIONAL SHARES

PROPOSAL #4: DESIGNATE REPRESENTATIVE TO SIGN NOTARY         ISSUER            YES             FOR                  FOR

ACT IN CONNECTION WITH MERGER

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT                              ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Juneyao Airlines Co., Ltd.

  TICKER:               603885                            CUSIP:   Y446EY108

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES         AGAINST           AGAINST

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS

PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES FOR              ISSUER            YES             FOR                  FOR

SUBSIDIARY SHANGHAI HUARUI FINANCIAL LEASING CO.,

LTD. AND ITS WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Just Dial Limited

  TICKER:               JUSTDIAL                        CUSIP:   Y4S789102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MAIN OBJECT CLAUSE OF THE                       ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kaidi Ecological and Environmental Technology Co., Ltd.

  TICKER:               000939                            CUSIP:   Y97167103

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 ADDITIONAL GUARANTEE                   ISSUER            YES         AGAINST           AGAINST

PROVISION PLAN

PROPOSAL #7: APPROVE 2016 RELATED PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

WITH WUHAN KAIDI ELECTRONIC ENGINEERING CO., LTD.

PROPOSAL #8: APPROVE 2016 CREDIT LINE APPLICATION               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

CONFIRMATION OF 2015 AUDIT FEE

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kaile Technology Co., Ltd. Hubei

  TICKER:               600260                            CUSIP:   Y3746Q108

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ADJUSTMENTS ON PERFORMANCE                 ISSUER            YES             FOR                  FOR

COMMITMENTS OF HUNAN CHANGXIN CHANGZHONG TECHNOLOGY

CO., LTD.

PROPOSAL #7: APPROVE TERMINATION OF PRIVATE PLACEMENT        ISSUER            YES             FOR                  FOR

 OF SHARES

PROPOSAL #8: APPROVE PLEDGED COMPANY'S RESTRICTED              ISSUER            YES             FOR                  FOR

SHARES HELD BY SHANGHAI ZHUOFAN INVESTMENT CO., LTD.

AND SHANGHAI XINYIZHUO INVESTMENT CO., LTD. WITHIN

THE LOCK-UP PERIOD

PROPOSAL #9: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE 2016 EXTERNAL GUARANTEES                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #12.01: APPROVE TYPE AND PAR VALUE                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: APPROVE ISSUANCE METHOD AND ISSUANCE        ISSUER            YES             FOR                  FOR

 TIME

PROPOSAL #12.03: APPROVE TARGET SUBSCRIBERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #12.04: APPROVE PRICING REFERENCE DATE,                ISSUER            YES             FOR                  FOR

ISSUANCE PRICE AND PRICING METHOD

PROPOSAL #12.05: APPROVE ISSUANCE SIZE AND                          ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #12.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #12.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #12.08: APPROVE AMOUNT AND USE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

 


 

 

PROPOSAL #12.09: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

CUMULATIVE UNDISTRIBUTED EARNINGS

PROPOSAL #12.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE PRIVATE PLACEMENT PLAN                       ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #15: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #16: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #17: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #18: APPROVE COMMITMENTS OF CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDERS, ACTUAL CONTROLLERS, DIRECTORS AND

SENIOR MANAGEMENT MEMBERS FOR COUNTER-DILUTION

MEASURES IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #19: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kailuan Energy Chemical Co., Ltd.

  TICKER:               600997                            CUSIP:   Y4479K102

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE MAJOR RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT IN CONNECTION TO THE PRIVATE PLACEMENT

 


 

 

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE THE NOTION THAT THE COMPANY DOES        ISSUER            YES             FOR                  FOR

 NOT NEED TO PREPARE THE REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE ESTABLISHMENT OF SPECIAL                   ISSUER            YES             FOR                  FOR

DEPOSIT ACCOUNT FOR RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kailuan Energy Chemical Co., Ltd.

  TICKER:               600997                            CUSIP:   Y4479K102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE AUTHORIZATION TO HANDLE THE                ISSUER            YES         AGAINST           AGAINST

EXTERNAL GUARANTEE

PROPOSAL #8: APPROVE AUTHORIZATION TO HANDLE THE                ISSUER            YES         AGAINST           AGAINST

ENTRUSTED LOAN

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kama Co. Ltd.

  TICKER:               900953                            CUSIP:   Y45197103

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

NANCHANG KAMA CO., LTD.

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO WUXI          ISSUER            YES         AGAINST           AGAINST

WORLDBEST KAMA POWER CO., LTD.

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SHANGHAI KAINING IMPORT AND EXPORT CO., LTD.

 


 

 

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SHANGHAI KAIYUE INTERNATIONAL TRADE CO., LTD.

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

KAINING (HONG KONG) INTERNATIONAL TRADE CO., LTD.

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

SHANDONG KAMA AUTOMOBILE MANUFACTURING CO., LTD.

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES         AGAINST           AGAINST

SHANDONG HUAYUAN LAIDONG INTERNAL COMBUSTION ENGINE

CO., LTD.

PROPOSAL #13: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #14: APPROVE CONTROLLED SUBSIDIARY TO                   ISSUER            YES         AGAINST           AGAINST

CONDUCT FINANCIAL LEASING RELATED PARTY TRANSACTION

AND PROVISION OF GUARANTEE BY THE COMPANY

PROPOSAL #15: APPROVE 2016 RE-APPOINTMENT OF                       ISSUER            YES             FOR                  FOR

FINANCIAL AUDITOR

PROPOSAL #16: APPROVE 2016 RE-APPOINTMENT OF INTERNAL        ISSUER            YES             FOR                  FOR

 CONTROL AUDITOR

PROPOSAL #17.01: ELECT YAO FENGPING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kangda International Environmental Company Limited

  TICKER:               6136                                CUSIP:   G52154104

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT ZHANG WEIZHONG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3a2: ELECT WANG LITONG AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3a3: ELECT PENG YONGZHEN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3a4: ELECT CHANG QING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kangmei Pharmaceutical Co., Ltd.

  TICKER:               600518                            CUSIP:   Y2930H106

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

 


 

 

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE 2015 EMPLOYEE STOCK OWNERSHIP            ISSUER            YES             FOR                  FOR

PLAN (DRAFT) (SUBSCRIPTION THROUGH PRIVATE PLACEMENT)

 AND ITS SUMMARY

PROPOSAL #6: APPROVE MANAGEMENT METHOD OF 2015                   ISSUER            YES             FOR                  FOR

EMPLOYEE STOCK OWNERSHIP PLAN (SUBSCRIPTION THROUGH

PRIVATE PLACEMENT)

PROPOSAL #7: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL SHARES            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY CONTROLLING SHAREHOLDER KANGMEI

INDUSTRIAL CO., LTD. AND PERSONS ACTING IN CONCERT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE STOCK

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #13: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kangmei Pharmaceutical Co., Ltd.

  TICKER:               600518                            CUSIP:   Y2930H106

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE DRAFT OF PHASE 1 RESTRICTED          ISSUER            YES             FOR                  FOR

STOCK INCENTIVE PLAN AND ITS SUMMARY

 


 

 

PROPOSAL #1.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #1.02: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF UNDERLYING STOCKS

PROPOSAL #1.03: APPROVE DURATION, GRANT DATE, LOCKING        ISSUER            YES             FOR                  FOR

 PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD

PROPOSAL #1.04: APPROVE GRANT PRICE AND PRICE-SETTING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #1.05: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #1.06: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #1.07: APPROVE RESTRICTED STOCK REPURCHASE          ISSUER            YES             FOR                  FOR

CANCELLATION

PROPOSAL #1.08: APPROVE ACCOUNTING TREATMENT AND FAIR        ISSUER            YES             FOR                  FOR

 VALUE ESTIMATES

PROPOSAL #1.09: APPROVE PROCEDURES TO GRANT AND                 ISSUER            YES             FOR                  FOR

UNLOCK THE RESTRICTED STOCKS

PROPOSAL #1.10: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #1.11: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN & OTHER MATTERS

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kangmei Pharmaceutical Co., Ltd.

  TICKER:               600518                            CUSIP:   Y2930H106

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISTRIBUTION OF DIVIDEND OF                ISSUER            YES             FOR                  FOR

PREFERRED SHARES

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE BANK COMPREHENSIVE CREDIT LINE          ISSUER            YES             FOR                  FOR

APPLICATION AS WELL AS AUTHORIZATION

PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING                 ISSUER            YES             FOR                  FOR

PRODUCTS

PROPOSAL #10: APPROVE CHANGE BUSINESS SCOPE AND                 ISSUER            YES             FOR                  FOR

AMENDMENTS TO ARTICLES OF ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kangxin New Materials Co., Ltd

  TICKER:               600076                            CUSIP:   Y95336106

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS OF SHAREHOLDERS AND GENERAL MEETINGS

 OF BOARD OF DIRECTORS

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS AND CONFIRMATION OF 2016 REMUNERATION

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE APPLICATION OF NEW BANK CREDIT          ISSUER            YES         AGAINST           AGAINST

LINES BY COMPANY AND ITS SUBSIDIARIES AND PROVISION

OF GUARANTEE TO DEBT WITHIN THE COMPREHENSIVE CREDIT

AMOUNT

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kansai Nerolac Paints Ltd

  TICKER:               500165                            CUSIP:   Y4586N130

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT P. D. CHAUDHARI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT M. TANAKA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE B S R & CO. LLP AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE KEEPING OF REGISTER OF MEMBERS,         ISSUER            YES             FOR                  FOR

INDEX OF MEMBERS, AND RELATED DOCUMENTS AT THE OFFICE

 OF THE REGISTRAR AND TRANSFER AGENT OF THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KAP Industrial Holdings Ltd.

  TICKER:               KAP                                  CUSIP:   S41361106

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: PRESENT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

 


 

 

PROPOSAL #2: REAPPOINT DELOITTE AND TOUCHE AS                     ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH MICHAEL VAN WYK AS THE

REGISTERED AUDITOR

PROPOSAL #3.1: APPROVE FEES OF THE INDEPENDENT NON-           ISSUER            YES             FOR                  FOR

EXECUTIVE CHAIRMAN

PROPOSAL #3.2: APPROVE FEES OF THE BOARD MEMBER                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE FEES OF THE AUDIT AND RISK              ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #3.4: APPROVE FEES OF THE AUDIT AND RISK              ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #3.5: APPROVE FEES OF THE HUMAN RESOURCES            ISSUER            YES             FOR                  FOR

AND REMUNERATION COMMITTEE CHAIRMAN

PROPOSAL #3.6: APPROVE FEES OF THE HUMAN RESOURCES            ISSUER            YES             FOR                  FOR

AND REMUNERATION COMMITTEE MEMBER

PROPOSAL #3.7: APPROVE FEES OF THE NOMINATION                     ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #3.8: APPROVE FEES OF THE NOMINATION                     ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #3.9: APPROVE FEES OF THE SOCIAL AND ETHICS         ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #3.10: APPROVE FEES OF THE SOCIAL AND ETHICS        ISSUER            YES             FOR                  FOR

 COMMITTEE MEMBER

PROPOSAL #4.1: RE-ELECT STEVE MULLER AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: RE-ELECT SANDILE NOMVETE AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: RE-ELECT PATRICK QUARMBY AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT GARY CHAPLIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RE-ELECT STEVE MULLER AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #6.2: RE-ELECT SANDILE NOMVETE AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #6.3: RE-ELECT PATRICK QUARMBY AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS FOR SHARE SCHEME PURPOSES

PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: APPROVE GENERAL PAYMENT TO SHAREHOLDERS        ISSUER            YES             FOR                  FOR

 FROM THE COMPANY'S SHARE CAPITAL, SHARE PREMIUM AND

RESERVES

PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANIES

PROPOSAL #12: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #13: AUTHORISE CREATION AND ISSUANCE OF                ISSUER            YES             FOR                  FOR

CONVERTIBLE DEBENTURES, DEBENTURE STOCK OR OTHER

CONVERTIBLE INSTRUMENTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS

  TICKER:               KRDMD                              CUSIP:   M8765T100

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT AND FINANCIAL                   ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RENEW AUTHORIZATION GRANTED TO THE BOARD        ISSUER            YES             FOR                  FOR

 IN PREVIOUS GM

PROPOSAL #8: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #9: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #12: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: AMEND ARTICLES RE: BOARD OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE SALE OR LEASE OF COMPANY ASSETS        ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS

  TICKER:               KRDMD                              CUSIP:   M8765T126

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT AND FINANCIAL                   ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: RENEW AUTHORIZATION GRANTED TO THE BOARD        ISSUER            YES             FOR                  FOR

 IN PREVIOUS GM

PROPOSAL #8: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #9: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

 


 

 

PROPOSAL #12: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: AMEND ARTICLES RE: BOARD OF DIRECTORS           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE SALE OR LEASE OF COMPANY ASSETS        ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kasikornbank PCL

  TICKER:               KBANK                              CUSIP:   Y4591R118

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT BANTHOON LAMSAM AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT NALINEE PAIBOON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT SARAVOOT YOOVIDHYA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT PIYASVASTI AMRANAND AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT KALIN SARASIN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.6: ELECT SARA LAMSAM AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE NAMES AND NUMBER OF DIRECTORS            ISSUER            YES             FOR                  FOR

WHO HAVE SIGNING AUTHORITY

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION: BOARD-             ISSUER            YES             FOR                  FOR

RELATED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KCE Electronics Public Company Limited

  TICKER:               KCE                                  CUSIP:   Y4594B151

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT VORALUKSANA ONGKOSIT AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT SIRIPHAN SUNTANAPHAN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT KANCHIT BUNAJINDA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

 


 

 

PROPOSAL #7: APPROVE KPMG POOMCHAI AUDIT LIMITED AS          ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Keda Clean Energy Co., Ltd.

  TICKER:               600499                            CUSIP:   Y2930K109

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR ASSET PURCHASE BY ISSUANCE OF SHARES AS WELL AS

RAISING SUPPORTING FUNDS COMPLIES WITH RELEVANT LAWS

AND REGULATIONS

PROPOSAL #2.00: APPROVE ASSETS PURCHASE BY ISSUANCE          ISSUER            YES             FOR                  FOR

OF NEW SHARES AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2.01: APPROVE OVERALL PLAN IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 ASSETS PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2.02: APPROVE TRANSACTION PARTIES AND                 ISSUER            YES             FOR                  FOR

TRANSACTION METHOD IN CONNECTION TO ASSETS PURCHASE

BY ISSUANCE OF NEW SHARES

PROPOSAL #2.03: APPROVE TARGET ASSETS AND TRANSACTION        ISSUER            YES             FOR                  FOR

 PRICE IN CONNECTION TO ASSETS PURCHASE BY ISSUANCE

OF NEW SHARES

PROPOSAL #2.04: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION TO ASSETS PURCHASE BY ISSUANCE OF NEW

PROPOSAL #2.05: APPROVE ISSUE PRICE IN CONNECTION TO         ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2.06: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 ASSETS PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2.07: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO ASSETS PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2.08: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD IN CONNECTION TO

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2.09: APPROVE PERFORMANCE COMMITMENT                   ISSUER            YES             FOR                  FOR

COMPENSATION ARRANGEMENT IN CONNECTION TO ASSETS

PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2.10: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO ASSETS PURCHASE BY ISSUANCE OF NEW

PROPOSAL #2.11: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.12: APPROVE TARGET SUBSCRIBERS AND ISSUE         ISSUER            YES             FOR                  FOR

MANNER IN CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #2.13: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

PROPOSAL #2.14: APPROVE ISSUE PRICE IN CONNECTION TO         ISSUER            YES             FOR                  FOR

RAISING OF SUPPORTING FUNDS

PROPOSAL #2.15: APPROVE ISSUE AMOUNT IN CONNECTION TO        ISSUER            YES             FOR                  FOR

 RAISING OF SUPPORTING FUNDS

PROPOSAL #2.16: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

TO RAISING OF SUPPORTING FUNDS

PROPOSAL #2.17: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.18: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION TO RAISING OF SUPPORTING FUNDS

 


 

 

PROPOSAL #2.19: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.20: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #5: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT BY SHARES ISSUANCE AND CONDITIONAL TARGET

ASSET PERFORMANCE COMMITMENT COMPENSATION AGREEMENT

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 AND ARTICLE 44 OF THE

MANAGEMENT APPROACH REGARDING MAJOR ASSET

RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #8: APPROVE RELEVANT AUDIT REPORT, REVIEW            ISSUER            YES             FOR                  FOR

REPORT AND EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO ASSETS PURCHASE

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL AND MEDIUM-TERM NOTES

PROPOSAL #15: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE SHAREHOLDER RETURN PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #17: APPROVE GUARANTEE PROVISION TO BANK              ISSUER            YES             FOR                  FOR

CREDIT LINE OF SUBSIDIARY

PROPOSAL #18: APPROVE GUARANTEE PROVISION TO BANK              ISSUER            YES             FOR                  FOR

CREDIT LINE OF JIANGSU KEXING ENVIRONMENT PROTECTION

TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Keda Clean Energy Co., Ltd.

  TICKER:               600499                            CUSIP:   Y2930K109

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUSPENSION OF MAJOR ASSETS                 ISSUER            YES             FOR                  FOR

RESTRUCTURING AS WELL AS WITHDRAWN OF APPLICATION OF

RELATED DOCUMENTS

PROPOSAL #2: APPROVE SIGNING ASSET PURCHASE BY                   ISSUER            YES             FOR                  FOR

ISSUANCE OF NEW SHARES SUSPENSION AGREEMENT,

PERFORMANCE COMMITMENT COMPENSATION SUSPENSION

AGREEMENT AS WELL AS CONDITIONAL SHARES SUBSCRIPTION

AND SUPPLEMENTAL SUSPENSION AGREEMENT

 


 

 

PROPOSAL #3: APPROVE USE OF OWNED FUNDS TO ACQUIRE            ISSUER            YES             FOR                  FOR

27.96% EQUITY IN ANHUI KEDA CLEAN ENERGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Keda Clean Energy Co., Ltd.

  TICKER:               600499                            CUSIP:   Y2930K109

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #7: APPROVE APPOINTMENT OF FINANCIAL REPORT         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR BANK         ISSUER            YES             FOR                  FOR

CREDIT LINE APPLIED BY SUBSIDIIARY

PROPOSAL #10: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE PROVISION FOR GOODWILL                       ISSUER            YES             FOR                  FOR

IMPAIRMENT

PROPOSAL #12: APPROVE DRAFT ON 2016 EMPLOYEE SHARE            ISSUER            YES             FOR                  FOR

PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

PROPOSAL #14: APPROVE MANAGEMENT METHOD OF EMPLOYEE          ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kee Ever Bright Decorative Technology Co Ltd

  TICKER:               002464                            CUSIP:   Y45921106

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kee Tai Properties Co., Ltd.

  TICKER:               2538                                CUSIP:   Y4634Z101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5.1: ELECT CHEN SHIMING, RESPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHUANG SHI JI CONSULTING CO., LTD., WITH SHAREHOLDER

 NO. 88614, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT FENG XIANMIAN, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHANG FU ASSET MANAGEMENT CONSULTING CO., LTD., WITH

 SHAREHOLDER NO. 90592, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT ZHANG YUZHEN, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

DING YANG INTERNATIONAL CO., LTD., WITH SHAREHOLDER

NO. 93436, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT LU YUCHONG, REPRESENTATIVE OF            ISSUER            YES             FOR                  FOR

RONG YUAN CO., LTD., WITH SHAREHOLDER NO. 102963, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT YANG FEILONG, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

QIAN FU DEVELOPMENT CO., LTD., WITH SHAREHOLDER NO.

105918, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT YANG HAIJIE, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 324, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT ZHENG YUN, REPRESENTATIVE OF FU         ISSUER            YES             FOR                  FOR

MAO INVESTMENT CO., LTD., WITH SHAREHOLDER NO. 12191,

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT FENG HEZHI, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 27432, AS INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT YANG CHUMING, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 523, AS INDEPENDENT DIRECTOR

PROPOSAL #5.10: ELECT CHEN JUNTONG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 JING DIAN TANG INDUSTRIAL CO., LTD., WITH

SHAREHOLDER NO. 26476, AS SUPERVISOR

PROPOSAL #5.11: ELECT LI GUOJING, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

SHI MAO ASSET SERVICES CO., LTD., WITH SHAREHOLDER

NO. 93435, AS SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kenda Rubber Industrial Co.

  TICKER:               2106                                CUSIP:   Y4658X107

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 

 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kernel Holding S.A.

  TICKER:               KER                                  CUSIP:   L5829P109

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RECEIVE AND APPROVE BOARD'S AND                       ISSUER            YES             FOR                  FOR

AUDITOR'S REPORTS

PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT        ISSUER            YES             FOR                  FOR

 OF DIVIDENDS OF USD 0.25 PER SHARE

PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: REELECT ANDRZEJ DANILCZUK AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: REELECT TON SCHURINK AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: REELECT SERGEI SHIBAEV AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: REELECT ANDRIY VEREVSKYY AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: REELECT ANASTASIIA USACHOVA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #11: REELECT VIKTORIIA LUKIANENKO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12: REELECT YURIY KOVALCHUK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #13: REELECT KOSTIANTYN LYTVYNSKYI AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: APPROVE REMUNERATION OF INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #15: APPROVE DIRECTOR FEES FOR EXECUTIVE              ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #16: APPROVE DISCHARGE OF AUDITORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #17: RENEW APPOINTMENT OF DELOITTE AS                   ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kernel Holding S.A.

  TICKER:               KER                                  CUSIP:   L5829P109

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO

AGGREGATE NOMINAL AMOUNT OF USD 7.41 MILLION

PROPOSAL #2: AMEND ARTICLES TO REFLECT CHANGES IN              ISSUER            YES             FOR                  FOR

CAPITAL UNDER ITEM 1

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KGHM Polska Miedz S.A.

  TICKER:               KGH                                  CUSIP:   X45213109

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KGHM Polska Miedz S.A.

  TICKER:               KGH                                  CUSIP:   X45213109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: APPROVE MANAGEMENT BOARD REPORT ON            ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #10.2: APPROVE FINANCIAL STATEMENTS FOR                ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #10.3: APPROVE TREATMENT OF NET LOSS                      ISSUER            YES             FOR                  FOR

PROPOSAL #10.4: APPROVE DIVIDENDS OF PLN 1.50 PER              ISSUER            YES             FOR                  FOR

SHARE

PROPOSAL #11.1a: APPROVE DISCHARGE OF MARCIN                       ISSUER            YES             FOR                  FOR

CHMIELEWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.1b: APPROVE DISCHARGE OF JACEK KARDELA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #11.1c: APPROVE DISCHARGE OF WOJCIECH KEDZIA        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.1d: APPROVE DISCHARGE OF MIROSLAW                   ISSUER            YES             FOR                  FOR

LASKOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.1e: APPROVE DISCHARGE OF JAROSLAW                   ISSUER            YES             FOR                  FOR

ROMANOWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #11.1f: APPROVE DISCHARGE OF HERBERT WIRTH          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #11.2a: APPROVE DISCHARGE OF TOMASZ CYRAN            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.2b: APPROVE DISCHARGE OF JOZEF                        ISSUER            YES             FOR                  FOR

CZYCZERSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.2c: APPROVE DISCHARGE OF BOGUSLAW FIEDOR        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.2d: APPROVE DISCHARGE OF LESZEK HAJDACKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.2e: APPROVE DISCHARGE OF ANDRZEJ KIDYBA         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.2f: APPROVE DISCHARGE OF MARCIN MORYN            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

 


 

 

PROPOSAL #11.2g: APPROVE DISCHARGE OF JACEK POSWIATA         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.2h: APPROVE DISCHARGE OF BOGUSLAW SZAREK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.2i: APPROVE DISCHARGE OF BARBARA                     ISSUER            YES             FOR                  FOR

WERTELECKA-KWATER (SUPERVISORY BOARD MEMBER)

PROPOSAL #14.1: APPROVE MANAGEMENT BOARD REPORT ON            ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

PROPOSAL #14.2: APPROVE CONSOLIDATED FINANCIAL                   ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #16: APPROVE MANAGEMENT BOARD PROPOSAL ON            ISSUER            YES             FOR                  FOR

DISCLOSURE POLICY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kiatnakin Bank Public Co Ltd

  TICKER:               KKP                                  CUSIP:   Y47675114

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #4.1: ELECT SUPOL WATTANAVEKIN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT CHET PATTRAKORNKUL AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT THITINAN WATTANAVEKIN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSE COOPERS ABAS              ISSUER            YES             FOR                  FOR

LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND BANK'S OBJECTIVES                                     ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND MEMORANDUM OF ASSOCIATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: REDUCE REGISTERED CAPITAL                                ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND MEMORANDUM OF ASSOCIATION TO                ISSUER            YES             FOR                  FOR

REFLECT DECREASE IN REGISTERED CAPITAL

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kindom Construction Corp.

  TICKER:               2520                                CUSIP:   Y4792R107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #3: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

 


 

 

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT MA YU SHAN, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

YU DE INVESTMENT CO., LTD, WITH SHAREHOLDER NO.71 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #7.2: ELECT MA SHAO LING, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF YU DE INVESTMENT CO., LTD, WITH SHAREHOLDER NO. 71

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT MA ZHI GANG, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 YU DE INVESTMENT CO., LTD, WITH SHAREHOLDER NO. 71 

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT ZENG QING SONG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF YU DE INVESTMENT CO., LTD, WITH SHAREHOLDER NO.

71 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT HONG JIN QIN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF YU DE INVESTMENT CO., LTD, WITH SHAREHOLDER NO. 71

  AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.6: ELECT GONG SHEN YOU WITH ID NO.                   ISSUER            YES             FOR                  FOR

J100759XXX AS INDEPENDENT DIRECTOR

PROPOSAL #7.7: ELECT HUANG HONG JIN WITH ID NO.                 ISSUER            YES             FOR                  FOR

NO.F120136XXX AS INDEPENDENT DIRECTOR

PROPOSAL #7.8: ELECT CHEN MING, WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

109 AS SUPERVISOR

PROPOSAL #7.9: ELECT MA MING NAI WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 246 AS SUPERVISOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               King Slide Works Co., Ltd.

  TICKER:               2059                                CUSIP:   Y4771C105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               King Yuan Electronics Co., Ltd.

  TICKER:               2449                                CUSIP:   Y4801V107

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 

 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingboard Chemical Holdings Ltd

  TICKER:               148                                  CUSIP:   G52562140

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT CHEUNG KWOK WING AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT CHANG WING YIU AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3C: ELECT CHEN MAOSHENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3D: ELECT CHEUNG MING MAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingboard Laminates Holdings Ltd.

  TICKER:               1888                                CUSIP:   G5257K107

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT CHEUNG KWOK KEUNG AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT CHEUNG KWOK PING AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3C: ELECT LAM KA PO AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3D: ELECT LO KA LEONG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3E: ELECT LAU PING CHEUNG, KAIZER AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

 


 

 

PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingdee International Software Group Co. Ltd.

  TICKER:               268                                  CUSIP:   G52568147

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT XU SHAO CHUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT GARY CLARK BIDDLE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2C: ELECT LIU CHIA YUNG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2D: ELECT CHEN ZHANG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2E: ELECT LIN BO AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingenta Ecological Engineering Group Co Ltd

  TICKER:               002470                            CUSIP:   Y7684A108

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT ESTABLISHMENT OF                        ISSUER            YES             FOR                  FOR

AGRICULTURE INDUSTRY INVESTMENT FUND

PROPOSAL #2: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingenta Ecological Engineering Group Co Ltd

  TICKER:               002470                            CUSIP:   Y7684A108

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #8: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #11: APPROVE USE OF IDLE RAISED FUNDS TO              ISSUER            YES             FOR                  FOR

CONDUCT CASH MANAGEMENT

PROPOSAL #12: APPROVE CHANGE IN REGISTERED CAPITAL            ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingenta Ecological Engineering Group Co Ltd

  TICKER:               002470                            CUSIP:   Y7684A108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED INDIRECT SUBSIDIARY KINGENTA INVESTCO GMBH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingenta Ecological Engineering Group Co Ltd

  TICKER:               002470                            CUSIP:   Y7684A108

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingfa Science & Technology Co., Ltd.

  TICKER:               600143                            CUSIP:   Y4455H107

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE VIA PUBLIC ISSUANCE TO

QUALIFIED INVESTORS

PROPOSAL #3.00: APPROVE COMPANY'S CORPORATE BOND                ISSUER            YES             FOR                  FOR

ISSUANCE VIA PUBLIC ISSUANCE TO QUALIFIED INVESTORS

PROPOSAL #3.01: APPROVE ISSUE SCALE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #3.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE GUARANTEE ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE TERMS OF REDEMPTION AND TERMS        ISSUER            YES             FOR                  FOR

 OF SELL-BACK

PROPOSAL #3.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #3.08: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #3.09: APPROVE UNDERWRITING MANNER AND                 ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT

PROPOSAL #3.10: APPROVE COMPANY'S CREDIT SITUATION            ISSUER            YES             FOR                  FOR

AND SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #3.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingfa Science & Technology Co., Ltd.

  TICKER:               600143                            CUSIP:   Y4455H107

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING BASIS AND ISSUE PRICE        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE DRAFT ON 2016 EMPLOYEE SHARE              ISSUER            YES             FOR                  FOR

PURCHASE PLAN (THROUGH SUBSCRIPTION IN PRIVATE

PLACEMENT) AND ITS SUMMARY

 


 

 

PROPOSAL #7: APPROVE MANAGEMENT SYSTEM OF 2016                   ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH SPECIFIC PARTIES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingfa Science & Technology Co., Ltd.

  TICKER:               600143                            CUSIP:   Y4455H107

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES         AGAINST           AGAINST

VARIOUS TYPES OF FINANCING OF SUBSIDIARIES

PROPOSAL #9: APPROVE CHANGE IN IMPLEMENTATION SUBJECT        ISSUER            YES             FOR                  FOR

 AND IMPLEMENTATION LOCATION OF PORTION OF FUND

RAISING INVESTMENT PROJECT

PROPOSAL #10: ELECT LI JIANJUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: ELECT ZHANG MINGQIU AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12: ELECT ZHU BING AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingnet Network Co., Ltd.

  TICKER:               002517                            CUSIP:   Y8421B102

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

 


 

 

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING              ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING            ISSUER             NO              N/A                  N/A

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #11: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #12: AMEND RELATED-PARTY TRANSACTION                     ISSUER             NO              N/A                  N/A

MANAGEMENT SYSTEM

PROPOSAL #13: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER             NO              N/A                  N/A

PROPOSAL #14: AMEND MANAGEMENT SYSTEM IN PREVENTING          ISSUER             NO              N/A                  N/A

USAGE OF FUNDS BY CONTROLLING SHAREHOLDER AND

MANAGING PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingray New Materials Science & Technology Co Ltd

  TICKER:               600390                            CUSIP:   Y4796R103

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF EXTERNAL AUDITOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CONTINUED FINANCIAL SERVICES              ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN THE COMPANY AND WUKUANG GROUP

FINANCE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingray New Materials Science & Technology Co Ltd

  TICKER:               600390                            CUSIP:   Y4796R103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE WRITE-OFF OF FIXED ASSET                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION OF TERMINATION                     ISSUER            YES             FOR                  FOR

BENEFITS

PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               King's Town Bank

  TICKER:               2809                                CUSIP:   Y59448103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PROFIT DISTRIBUTION               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               King's Town Construction

  TICKER:               2524                                CUSIP:   Y9532U104

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kingsoft Corporation Ltd.

  TICKER:               3888                                CUSIP:   G5264Y108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #7.1: ELECT YUK KEUNG NG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT TAO ZOU AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT CHI PING LAU AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kinik Co.

  TICKER:               1560                                CUSIP:   Y4789C105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kinpo Electronics Inc

  TICKER:               2312                                CUSIP:   Y1063L108

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #9.1: ELECT XU SHENG XIONG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 7 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT XU SHENG JIE WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 183 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT SHEN SHI RONG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 165545 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT CHEN RUI CONG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 76 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT KE ZHANG QI WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 34 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT XU JIE LI WITH SHAREHOLDER NO.          ISSUER            YES             FOR                  FOR

324 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT ZHOU YONG JIA WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 45 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT CHEN YI CHANG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 23 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT XU WEI YANG WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 278 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.10: ELECT CHEN PEI YUAN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 86 AS NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #9.11: ELECT HUANG YU HUI WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 1361 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.12: ELECT A REPRESENTATIVE OF PANPAL                ISSUER            YES             FOR                  FOR

TECHNOLOGY CORP. WITH SHAREHOLDER NO. 118584 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.13: ELECT JIANG BING KUN WITH ID NO.                ISSUER            YES             FOR                  FOR

M101731XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.14: ELECT HE MEI YUE WITH ID NO.                       ISSUER            YES             FOR                  FOR

Q200495XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.15: ELECT HUANG ZHI PENG WITH ID NO.                ISSUER            YES             FOR                  FOR

Y100083XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING)                    ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kinsus Interconnect Technology Corp.

  TICKER:               3189                                CUSIP:   Y4804T109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Klabin S.A.

  TICKER:               KLBN4                              CUSIP:   P60933135

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DIRECTORS APPOINTED BY                        ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDERS

PROPOSAL #3.2: ELECT BOARD MEMBER NOMINATED BY               SHAREHOLDER         NO              N/A                  N/A

MINORITY SHAREHOLDERS

PROPOSAL #4: RE-RATIFY REMUNERATION OF COMPANY'S                ISSUER            YES             FOR                  FOR

MANAGEMENT FOR FISCAL YEAR 2015 AND APPROVE

REMUNERATION OF COMPANY'S MANAGEMENT FOR FISCAL YEAR

2016

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBERS AND RE-           ISSUER            YES             FOR                  FOR

RATIFY THEIR REMUNERATION

PROPOSAL #5.2: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Klabin S.A.

  TICKER:               KLBN4                              CUSIP:   P60933135

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY CAPITAL INCREASE RE: EXERCISE OF         ISSUER            YES             FOR                  FOR

WARRANTS

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KLCC Stapled Group

  TICKER:               KLCC                                CUSIP:   Y4804V112

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #1: ELECT PRAGASA MOORTHI A/L KRISHNASAMY AS        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2: ELECT HALIPAH BINTI ESA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: ELECT ISHAK BIN IMAM ABAS AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUGUSTUS RALPH MARSHALL TO                 ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE HALIPAH BINTI ESA TO CONTINUE            ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KNM Group Berhad

  TICKER:               KNM                                  CUSIP:   Y4810F101

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT KHALID BIN NGAH AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT GAN SIEW LIAT AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT AB HALIM BIN MOHYIDDIN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE AB HALIM BIN MOHYIDDIN TO                   ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Koc Holding AS

  TICKER:               KCHOL                              CUSIP:   M63751107

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES RE: BOARD OF DIRECTORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Komercni Banka A.S.

  TICKER:               KOMB                                CUSIP:   X45471111

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS AND STATE OF ITS ASSETS IN

FISCAL 2015

PROPOSAL #7: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF CZK 310 FOR FISCAL 2015

PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #10: ELECT BORIVOJ KACENA AS SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #11: ELECT BORIVOJ KACENA AS AUDIT COMMITTEE        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #12: APPROVE SHARE REPURCHASE PROGRAM                    ISSUER            YES             FOR                  FOR

PROPOSAL #13: RATIFY DELOITTE AUDIT S.R.O. AS AUDITOR        ISSUER            YES             FOR                  FOR

 FOR FISCAL 2016

 


 

 

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #15: FIX MAXIMUM VARIABLE COMPENSATION RATIO        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Konka Group Co., Ltd.

  TICKER:               000016                            CUSIP:   Y70114114

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF ENTRUSTED LOAN            ISSUER            YES             FOR                  FOR

FROM OVERSEAS CHINESE TOWN HOLDING CO.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Konka Group Co., Ltd.

  TICKER:               000016                            CUSIP:   Y70114114

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 AUDIT REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE AMENDMENTS TO RELATED ARTICLES          ISSUER            YES         AGAINST           AGAINST

OF ASSOCIATION

PROPOSAL #8: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM CHINA CONSTRUCTION BANK

PROPOSAL #9: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM INDUSTRIAL AND COMMERCIAL BANK OF

CHINA

PROPOSAL #10: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES FROM AGRICULTURAL BANK OF CHINA

PROPOSAL #11: APPROVE APPLICATION FOR COMPREHENSIVE          ISSUER            YES             FOR                  FOR

CREDIT LINES FROM BANK OF CHINA

PROPOSAL #12: APPROVE PROVISION OF CREDIT GUARANTEE          ISSUER            YES             FOR                  FOR

TO SHENZHEN KONKA MOBILE INTERCONNECT TECHNOLOGY CO.,

PROPOSAL #13: APPROVE PROVISION OF CREDIT GUARANTEES         ISSUER            YES             FOR                  FOR

TO ANHUI KONKA ELECTRONIC CO., LTD

PROPOSAL #14: APPROVE PROVISION OF CREDIT GUARANTEES         ISSUER            YES             FOR                  FOR

TO ANHUI KAIKAI SHIJIE E-COMMERCE CO., LTD.

PROPOSAL #15: APPROVE PROVISION OF OVERSEAS FINANCING        ISSUER            YES             FOR                  FOR

 GUARANTEES TO SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Konka Group Co., Ltd.

  TICKER:               000016                            CUSIP:   Y70114114

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT COMPANY DOES NOT        ISSUER            YES             FOR                  FOR

 NEED TO PREPARE A REPORT ON THE USAGE OF PREVIOUSLY

RAISED FUNDS

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE WHITEWASH WAIVER AND RELATED            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11.1: APPROVE SUBSCRIPTION AGREEMENT WITH          ISSUER            YES             FOR                  FOR

HUAQIAOCHENG GROUP CO.

PROPOSAL #11.2: APPROVE SUBSCRIPTION AGREEMENT WITH          ISSUER            YES             FOR                  FOR

NANJING CREATIVE INVESTMENT MANAGEMENT CENTER (LP)

PROPOSAL #11.3: APPROVE SUBSCRIPTION AGREEMENT WITH          ISSUER            YES             FOR                  FOR

WEIJING TECHNOLOGY CO., LTD.

PROPOSAL #11.4: APPROVE SUBSCRIPTION AGREEMENT WITH          ISSUER            YES             FOR                  FOR

BEIJING YUNNUO INVESTMENT CENTER (LP)

PROPOSAL #11.5: APPROVE SUBSCRIPTION AGREEMENT WITH          ISSUER            YES             FOR                  FOR

BEIJING YUNSHIJI INVESTMENT CENTER (LP)

PROPOSAL #11.6: APPROVE SUBSCRIPTION AGREEMENT WITH          ISSUER            YES             FOR                  FOR

NINGBO SAITE EQUITY INVESTMENT PARTNERSHIP ENTERPRISE

 (LP)

PROPOSAL #12: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #13: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Konya Cimento Sanayii AS

  TICKER:               KONYA                              CUSIP:   M63826107

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ALLOCATION OF INCOME FOR 2015            ISSUER            YES             FOR                  FOR

AND PROVIDE INFORMATION ON PROFIT DISTRIBUTION POLICY

PROPOSAL #8: AMEND COMPANY ARTICLES                                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS IN COMPLIANCE         ISSUER            YES             FOR                  FOR

TO TURKISH COMMERCIAL CODE

PROPOSAL #11: APPROVE EXTERNAL AUDIT FIRM IN                       ISSUER            YES             FOR                  FOR

COMPLIANCE TO CAPITAL MARKETS BOARD REGULATIONS

PROPOSAL #13: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #15: RECEIVE INFORMATION ON DONATION POLICY         ISSUER            YES             FOR                  FOR

AND CHARITABLE DONATIONS FOR 2015 AND APPROVE THE

UPPER LIMIT OF THE DONATIONS FOR 2016

PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kossan Rubber Industries Bhd

  TICKER:               KOSSAN                            CUSIP:   Y4964F105

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT TAN KONG CHANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LIM SIAU TIAN AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT LIM SIAU HING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE MOKHTAR BIN HAJI SAMAD TO                 ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE TONG SIEW CHOO TO CONTINUE                ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KPC Pharmaceuticals Inc.

  TICKER:               600422                            CUSIP:   Y5053T104

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ADDITIONAL 2015 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTION AMOUNT

PROPOSAL #3.01: ELECT HE QIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT LI SHUANGYOU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #3.03: ELECT PEI RONG AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.04: ELECT WANG SIYANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.05: ELECT YUAN PINGDONG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #4.01: ELECT TU PENGFEI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.02: ELECT ZHANG XULIANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.03: ELECT GUO YUNPEI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.04: ELECT PING QINENG AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.01: ELECT YAO WEIPING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: ELECT YANG QINGJUN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.03: ELECT HUA SHIGUO AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KPC Pharmaceuticals Inc.

  TICKER:               600422                            CUSIP:   Y5053T104

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN PRINCIPAL-                      ISSUER            YES             FOR                  FOR

GUARANTEED FINANCIAL BUSINESS USING OWN IDLE FUNDS

PROPOSAL #2: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO CONDUCT CASH MANAGEMENT

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KPC Pharmaceuticals Inc.

  TICKER:               600422                            CUSIP:   Y5053T104

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF CHINA AUDIT UNION        ISSUER            YES             FOR                  FOR

 POWER CPAS AS COMPANY 2015 FINANCIAL AUDITOR

PROPOSAL #2: APPROVE STOCK REFORM PROJECT OF BEIJING         ISSUER            YES             FOR                  FOR

E-YOUNG TECHNOLOGY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KPC Pharmaceuticals Inc.

  TICKER:               600422                            CUSIP:   Y5053T104

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE AMOUNTING        ISSUER            YES             FOR                  FOR

 TO CNY 5,000,000 TO KUNMING PHARMACEUTICAL GROUP

CO., LTD.

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KPC Pharmaceuticals Inc.

  TICKER:               600422                            CUSIP:   Y5053T104

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ADDITIONAL 2015 RELATED PARTY            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #10: APPROVE 2016 FINANCING AMOUNT                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE LOAN IN CONNECTION TO NATURAL          ISSUER            YES             FOR                  FOR

PLANT RAW MATERIALS INNOVATION BASE CONSTRUCTION

PROPOSAL #12: APPROVE 2016 GUARANTEE PROVISION TO KPC        ISSUER            YES             FOR                  FOR

 PHARMACEUTICAL BUSINESS CO., LTD.

PROPOSAL #13: APPROVE 2016 GUARANTEE PROVISION TO              ISSUER            YES             FOR                  FOR

KUNMING BEIKE NUODUN PHARMACEUTICALS CO., LTD.

PROPOSAL #14: APPROVE 2016 GUARANTEE PROVISION TO              ISSUER            YES             FOR                  FOR

CHONGQING HUAFANG WULINGSHAN PHARMACEUTICAL CO., LTD.

 


 

 

PROPOSAL #15: APPROVE 2016 CNY 40 MILLION GUARANTEE          ISSUER            YES             FOR                  FOR

PROVISION TO XIANGXI HUAFANG PHARMACEUTICALS CO.,

PROPOSAL #16: APPROVE REMUNERATION OF CHAIRMAN                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KPC Pharmaceuticals Inc.

  TICKER:               600422                            CUSIP:   Y5053T104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #2.02: APPROVE SOURCE, TYPE AND AMOUNT OF            ISSUER            YES             FOR                  FOR

RESTRICTED STOCKS

PROPOSAL #2.03: APPROVE ALLOCATION OF RESTRICTED                ISSUER            YES             FOR                  FOR

STOCKS

PROPOSAL #2.04: APPROVE DURATION, GRANT DATE, LOCKING        ISSUER            YES             FOR                  FOR

 PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD OF

RESTRICTED STOCKS

PROPOSAL #2.05: APPROVE GRANT PRICE AND PRICE-SETTING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #2.06: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING

PROPOSAL #2.07: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #2.08: APPROVE IMPLEMENTATION, GRANTING AND         ISSUER            YES             FOR                  FOR

UNLOCKING PROCEDURES

PROPOSAL #2.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #2.10: APPROVE CONDITIONS TO CHANGE OR                 ISSUER            YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #2.11: APPROVE REPURCHASE CANCELLATION OF            ISSUER            YES             FOR                  FOR

RESTRICTED STOCKS

PROPOSAL #2.12: APPROVE ACCOUNTING TREATMENT AND                ISSUER            YES             FOR                  FOR

PERFORMANCE EFFECT

PROPOSAL #3: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KPJ Healthcare Berhad

  TICKER:               KPJ                                  CUSIP:   Y4984Y100

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT KAMARUZZAMAN ABU KASSIM AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT AHAMAD MOHAMAD AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT AZIZI HJ. OMAR AS DIRECTOR                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: ELECT AZZAT KAMALUDIN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT YOONG FOOK NGIAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PRICEWATERHOUSECOPPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE ZAINAH MUSTAFA TO CONTINUE                 ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE KOK CHIN LEONG TO CONTINUE                ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE AZZAT KAMALUDIN TO CONTINUE              ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #12: APPROVE YOONG FOOK NGIAN TO CONTINUE            ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kroton Educacional S.A.

  TICKER:               KROT3                              CUSIP:   P6115V129

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STOCK OPTION PLAN                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kroton Educacional S.A.

  TICKER:               KROT3                              CUSIP:   P6115V129

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: FIX SIZE OF THE BOARD AND ELECT                       ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kroton Educacional S.A.

  TICKER:               KROT3                              CUSIP:   P6115V129

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kroton Educacional S.A.

  TICKER:               KROT3                              CUSIP:   P6115V129

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KRUK S.A.

  TICKER:               KRU                                  CUSIP:   X4598E103

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF PLN 2 PER SHARE

PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

PROPOSAL #11: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #12.1a: APPROVE DISCHARGE OF PIOTR KRUPA              ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #12.1b: APPROVE DISCHARGE OF AGNIESZKA                 ISSUER            YES             FOR                  FOR

KULTON ( MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1c: APPROVE DISCHARGE OF URSZULA OKARMA         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1d: APPROVE DISCHARGE OF IWONA SLOMSKA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1e: APPROVE DISCHARGE OF MICHAL ZASEPA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.2a: APPROVE DISCHARGE OF PIOTR STEPNIAK         ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #12.2b: APPROVE DISCHARGE OF KATARZYNA BEUCH        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2c: APPROVE DISCHARGE OF TOMASZ BIESKE          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2d: APPROVE DISCHARGE OF ARKADIUSZ                 ISSUER            YES             FOR                  FOR

JASTRZEBSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2e: APPROVE DISCHARGE OF KRZYSZTOF                 ISSUER            YES             FOR                  FOR

KAWALEC (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2f: APPROVE DISCHARGE OF ROBERT KONSKI          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.2g: APPROVE DISCHARGE OF JOZEF WANCER            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #13.1: ELECT SUPERVISORY BOARD MEMBERS                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #13.2: APPROVE REMUNERATION OF SUPERVISORY          ISSUER            YES         AGAINST           AGAINST

BOARD MEMBERS

PROPOSAL #14: APPROVE ADDITIONAL REMUNERATION OF                ISSUER            YES         AGAINST           AGAINST

SUPERVISORY BOARD CHAIRMAN

PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE TRANSFER OF FUNDS FROM RESERVE         ISSUER            YES             FOR                  FOR

CAPITAL TO SUPPLEMENTARY CAPITAL

 


 

 

PROPOSAL #17: AMEND STATUTE                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #18: APPROVE CONSOLIDATED TEXT OF STATUTE             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #19: AMEND REGULATIONS ON SUPERVISORY BOARD         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Krung Thai Bank Public Co., Ltd.

  TICKER:               KTB                                  CUSIP:   Y49885208

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT SOMCHAI SUJJAPONGSE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT SUPANT MONGKOLSUTHREE AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT DISTAT HOTRAKITYA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT SOMCHAI BOONNAMSIRI AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: ELECT THANWA LAOHASIRIWONG AS                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE OFFICE OF THE AUDITOR GENERAL OF        ISSUER            YES             FOR                  FOR

 THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Krungthai Card Public Company Ltd.

  TICKER:               KTC                                  CUSIP:   Y4989A115

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT PAROCHE HUTACHAREON AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT SRIPRABHA PRINGPONG AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.3: ELECT RATHIAN SRIMONGKOL AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kuala Lumpur Kepong Berhad

  TICKER:               KLK                                  CUSIP:   Y47153104

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ROY LIM KIAM CHYE AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT AZLAN BIN MOHD ZAINOL AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT R. M. ALIAS AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT KWOK KIAN HAI AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kuangda Technology Group Co., Ltd.

  TICKER:               002516                            CUSIP:   Y4441Y107

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #11: APPROVE 2015 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS OF COMPANY AND SUBSIDIARIES

PROPOSAL #13: ELECT ZHAO FENGGAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kulim (Malaysia) Berhad

  TICKER:               KULIM                              CUSIP:   Y50196107

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SELECTIVE CAPITAL REDUCTION AND         ISSUER            YES             FOR                  FOR

REPAYMENT EXERCISE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kulim (Malaysia) Berhad

  TICKER:               KULIM                              CUSIP:   Y50196107

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT ZULKIFLI IBRAHIM AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT JAMALUDIN MD ALI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ABDUL RAHMAN SULAIMAN AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT ROZAINI MOHD SANI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ARSHAD AYUB AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT RADZUAN A. RAHMAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT HARON SIRAJ AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS                 ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #11: APPROVE ARSHAD AYUB TO CONTINUE OFFICE         ISSUER            YES             FOR                  FOR

AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #12: APPROVE HARON SIRAJ TO CONTINUE OFFICE         ISSUER            YES             FOR                  FOR

AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #13: APPROVE RADZUAN A. RAHMAN TO CONTINUE          ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kumba Iron Ore Ltd

  TICKER:               KIO                                  CUSIP:   S4341C103

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH SEBASTIAN CARTER AS THE

DESIGNATED AUDIT PARTNER

PROPOSAL #2.1: RE-ELECT ZARINA BASSA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT DOLLY MOKGATLE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT ALLEN MORGAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT ANDILE SANGQU AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT NATASCHA VILJOEN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT ZARINA BASSA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT LITHA NYHONYHA AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT DOLLY MOKGATLE AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.4: RE-ELECT ALLEN MORGAN AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4: APPROVE REMUNERATION POLICY                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTIONS 44 AND 45 OF THE COMPANIES ACT

PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunlun Energy Company Ltd

  TICKER:               00135                              CUSIP:   G5320C108

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND                   ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE CONTINUING CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS ARISING FROM  THE ACQUISITION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunlun Energy Company Ltd

  TICKER:               00135                              CUSIP:   G5320C108

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3A: ELECT HUANG WEIHE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3B: ELECT LIU XIAO FENG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3C: ELECT SUN PATRICK AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DING SHILU AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ZHAO ZHONGXUN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ZHANG YAOMING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE KPMG AS AUDITOR AND AUTHORIZE            ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunming Yunnei Power Co., Ltd.

  TICKER:               000903                            CUSIP:   Y5054J105

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE OF EQUITY OF SHENZHEN GTJA         ISSUER            YES             FOR                  FOR

INVESTMENT GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunming Yunnei Power Co., Ltd.

  TICKER:               000903                            CUSIP:   Y5054J105

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.1: ELECT YANG BO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.2: ELECT DAI YUNHUI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.3: ELECT TU JIANGUO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1.4: ELECT SUN LINGZHI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.2.1: ELECT LOU DIMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.2: ELECT ZHANG TONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2.3: ELECT GE YUNSHAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT CAI JILIN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT LIU YINGXIANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.3: ELECT WANG DEQIN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunming Yunnei Power Co., Ltd.

  TICKER:               000903                            CUSIP:   Y5054J105

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunming Yunnei Power Co., Ltd.

  TICKER:               000903                            CUSIP:   Y5054J105

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT ON PHASE II EMPLOYEE SHARE        ISSUER            YES             FOR                  FOR

 PURCHASE PLAN

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE II EMPLOYEE SHARE

 PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunming Yunnei Power Co., Ltd.

  TICKER:               000903                            CUSIP:   Y5054J105

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.9: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (AMENDED DRAFT)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (AMENDED DRAFT)

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

 


 

 

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (AMENDED DRAFT)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunming Yunnei Power Co., Ltd.

  TICKER:               000903                            CUSIP:   Y5054J105

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #9: APPROVE INVESTMENT IN FINANCIAL PRODUCTS   SHAREHOLDER        YES             FOR                  N/A

 USING OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunwu Jiuding Investment Holdings Co., Ltd.

  TICKER:               600053                            CUSIP:   Y4444Q101

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #2.01: ELECT WU GANG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT HUANG XIAOJIE AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.03: ELECT WU QIANG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: ELECT CAI LEI AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.05: ELECT TAN ZHENGYU AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.06: ELECT KANG QINGSHAN AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #3.01: ELECT ZHOU CHUN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT XIANG RUI AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.03: ELECT MA SIYUAN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT LIU WEI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

 


 

 

PROPOSAL #4.02: ELECT LIU YUJIE AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunwu Jiuding Investment Holdings Co., Ltd.

  TICKER:               600053                            CUSIP:   Y4444Q101

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunwu Jiuding Investment Holdings Co., Ltd.

  TICKER:               600053                            CUSIP:   Y4444Q101

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 RELATED PARTY TRANSACTION          ISSUER            YES             FOR                  FOR

REGARDING LENDING CAPITAL TO THE FUNDS UNDER ITS

MANAGEMENT BY COMPANY AND SUBSIDIARY

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kunwu Jiuding Investment Holdings Co., Ltd.

  TICKER:               600053                            CUSIP:   Y4444Q101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADDITIONAL BORROWINGS FROM                 ISSUER            YES             FOR                  FOR

CONTROLLING SHAREHOLDER AND ITS RELATED PARTIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KUO TOONG INTERNATIONAL CO LTD

  TICKER:               8936                                CUSIP:   Y5021K102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #9.1: ELECT CHEN GUO CAI WITH ID NO.                     ISSUER            YES             FOR                  FOR

T120478XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT HUANG REN ZHI WITH ID                          ISSUER            YES             FOR                  FOR

NO.E101756XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT LIU YUAN BU WITH ID NO.                       ISSUER            YES             FOR                  FOR

E120047XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT LIANG JIAYUAN WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT YE QINGZHENG WITH SHAREHOLDER        SHAREHOLDER        YES         AGAINST               N/A

NO. 44  NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT FU XUEREN WITH SHAREHOLDER NO.      SHAREHOLDER        YES         AGAINST               N/A

45 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT YAN PINGHE WITH SHAREHOLDER NO.    SHAREHOLDER        YES         AGAINST               N/A

44046 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT LIN JINLANG WITH ID NO.                  SHAREHOLDER        YES         AGAINST               N/A

S10128XXXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT DU GUANZHEN WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 17035 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kuo Yang Construction Co., Ltd.

  TICKER:               2505                                CUSIP:   Y50571101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Kweichow Moutai Co., Ltd.

  TICKER:               600519                            CUSIP:   Y5070V116

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER             NO              N/A                  N/A

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE SIGNING TRADEMARK LICENSING                ISSUER             NO              N/A                  N/A

CONTRACT BETWEEN COMPANY, SUBSIDIARY AND RELATED

PROPOSAL #9: APPROVE SIGNING TRADEMARK LICENSING                ISSUER            YES             FOR                  FOR

CONTRACT BETWEEN COMPANY, SUBSIDIARY AND RELATED

PROPOSAL #10: APPROVE 2016-2018 PROVIDING FINANCIAL          ISSUER             NO              N/A                  N/A

SERVICING FROM RELATED PARTY

PROPOSAL #10: APPROVE 2016-2018 PROVIDING FINANCIAL          ISSUER            YES             FOR                  FOR

SERVICING FROM RELATED PARTY

PROPOSAL #11: APPROVE ADJUSTMENT ON BUSINESS SCOPE            ISSUER             NO              N/A                  N/A

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #11: APPROVE ADJUSTMENT ON BUSINESS SCOPE            ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #12: APPROVE ADJUSTMENT ON MAOTAI CIRCULAR          ISSUER            YES         AGAINST           AGAINST

ECONOMY TECHNOLOGY DEMONSTRATION GARDEN AREA 1ST

PLANT CONSTRUCTION PROJECT

PROPOSAL #12: APPROVE ADJUSTMENT ON MAOTAI CIRCULAR          ISSUER             NO              N/A                  N/A

ECONOMY TECHNOLOGY DEMONSTRATION GARDEN AREA 1ST

PLANT CONSTRUCTION PROJECT

PROPOSAL #13: ELECT LU JINHAI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT LU JINHAI AS INDEPENDENT DIRECTOR        ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KWG Property Holding Ltd.

  TICKER:               1813                                CUSIP:   G53224104

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT KONG JIAN MIN AS DIRECTOR AND                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

 


 

 

PROPOSAL #4: ELECT LEE KA SZE, CARMELO AS DIRECTOR            ISSUER            YES         AGAINST           AGAINST

AND AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #5: ELECT TAM CHUN FAI AS DIRECTOR AND                 ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6: ELECT LI BIN HAI AS DIRECTOR AND                     ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #7: APPROVE ERNST & YOUNG AUDITORS AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               KYE Systems Corp

  TICKER:               2365                                CUSIP:   Y4810Q107

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FORMULATION OF RULES AND                     ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #5.1: ELECT ZHUO SHI-KUN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 5 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT CHEN SONG-YONG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT LIAO RUI-CONG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 7 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT WEI YONG-FA WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 58341 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT WU QING-HUI WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 11120 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT YE YUAN-XIN WITH ID NO.                       ISSUER            YES             FOR                  FOR

K101781XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT XU HONG-ZU WITH ID NO.                        ISSUER            YES             FOR                  FOR

H121663XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT CAI AN-DI WITH ID NO. Q121408XXX        ISSUER            YES             FOR                  FOR

 AND SHAREHOLDER NO. 83261 AS INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.10: ELECT SUPERVISOR NO. 2                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               L & K Engineering Co., Ltd.

  TICKER:               6139                                CUSIP:   Y5341A107

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               L&T Finance Holdings Limited

  TICKER:               533519                            CUSIP:   Y5153Q109

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND TERMS FOR ISSUING OF PREFERENCE            ISSUER            YES             FOR                  FOR

SHARES AND EQUITY SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               L.P.N. Development Public Co Ltd

  TICKER:               LPN                                  CUSIP:   Y5347B216

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE DIRECTORS' REPORT FOR THE            ISSUER            YES             FOR                  FOR

YEAR 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT VUDHIPOL SURIYABHIVADH AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT TIKHAMPORN PLENGSRISUK AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT KUMPEE CHONGTHURAKIJ AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT JONGJIT THAPANANGKUN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT CHARAN KESORN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUB-COMMITTEES

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               La Comer S.A.B. De C.V.

  TICKER:               N/A                                  CUSIP:   P6125F114

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT OR RATIFY DIRECTORS, MEMBERS AND          ISSUER            YES         AGAINST           AGAINST

ALTERNATED OF PLANNING COMMITTEE, CHAIRMAN OF AUDIT

COMMITTEE AND CORPORATE PRACTICES COMMITTEE, CEO AND

SECRETARY; VERIFY INDEPENDENCE OF DIRECTORS; FIX

THEIR RESPECTIVE REMUNERATION

PROPOSAL #2: APPROVE POLICY RELATED TO ACQUISITION OF        ISSUER            YES         AGAINST           AGAINST

 OWN SHARES; SET MAXIMUM AMOUNT OF SHARE REPURCHASE

RESERVE FOR 2016; DESIGNATE ATTORNEY WITH POWERS TO

CONDUCT SHARE BUYBACKS

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES         AGAINST           AGAINST

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lafarge Malaysia Berhad

  TICKER:               LAFMSIA                          CUSIP:   Y5348J101

  MEETING DATE:   11/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF THE ENTIRE EQUITY        ISSUER            YES             FOR                  FOR

 INTEREST IN HOLCIM (MALAYSIA) SDN BHD BY THE COMPANY

 OR ITS NOMINATED WHOLLY-OWNED SUBSIDIARY FROM PT

HOLCIM INDONESIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lafarge Malaysia Berhad

  TICKER:               LAFMSIA                          CUSIP:   Y5348J101

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT MICHAEL LIM YOKE TUAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT SAPNA SOOD AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: ELECT THIERRY LEGRAND AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT BI YONG CHUNGUNCO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT AFWIDA BINTI TUNKU A. MALEK AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT IAN THACKWRAY AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DELOITTE AS AUDITORS AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE IMRAN IBNI ALMARHUM TUANKU                 ISSUER            YES             FOR                  FOR

JA'AFAR TO CONTINUE OFFICE AS INDEPENDENT NON-

EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE A. RAZAK BIN RAMLI TO CONTINUE         ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

 


 

 

PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lancy Co., Ltd.

  TICKER:               002612                            CUSIP:   Y5172Q106

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND MATURITY AND TYPE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.06: APPROVE GUARANTEE / CREDIBILITY                 ISSUER            YES             FOR                  FOR

ENHANCING MECHANISM

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lancy Co., Ltd.

  TICKER:               002612                            CUSIP:   Y5172Q106

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE POSTPONEMENT OF RESUMPTION OF            ISSUER            YES             FOR                  FOR

TRADING DUE TO MAJOR ASSET RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lancy Co., Ltd.

  TICKER:               002612                            CUSIP:   Y5172Q106

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 REMUNERATION OF DIRECTORS,         ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ADJUSTMENT TO THE IMPLEMENTATION        ISSUER            YES             FOR                  FOR

 SCHEDULE OF PARTIAL RAISED FUNDS PROJECT

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES BY THE COMPANY AND

SUBSIDIARIES

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Land & Houses Public Co. Ltd.

  TICKER:               LH                                    CUSIP:   Y5172C198

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS FOR YEAR          ISSUER            YES             FOR                  FOR

2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT ANANT ASAVABHOKHIN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT CHALERM KIETTITANABUMROONG AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT NANTAWAT PIPATWONGKASEM AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LTD. AS AUDITORS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lander Sports Development Co., Ltd.

  TICKER:               000558                            CUSIP:   Y77405101

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTIES TRANSACTION IN          ISSUER            YES             FOR                  FOR

CONNECTION TO ASSET SALE AGREEMENT

PROPOSAL #2: APPROVE SUPPLEMENTAL AGREEMENT IN               SHAREHOLDER        YES             FOR                  FOR

CONNECTION TO THE ASSET SALE AGREEMENT

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO               SHAREHOLDER        YES             FOR                  FOR

RELATED PARTY AFTER THE ASSET SALE

PROPOSAL #4: APPROVE SUSPENSION OF INVESTING IN                 ISSUER            YES             FOR                  FOR

PROJECT BY USING RAISED FUNDS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lander Sports Development Co., Ltd.

  TICKER:               000558                            CUSIP:   Y77405101

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU XIAOLIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2: ELECT XU ZHONGPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lander Sports Development Co., Ltd.

  TICKER:               000558                            CUSIP:   Y77405101

  MEETING DATE:   2/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PHASE I EMPLOYEE SHARE PURCHASE    SHAREHOLDER        YES             FOR                  FOR

PLAN (REVISED)

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lander Sports Development Co., Ltd.

  TICKER:               000558                            CUSIP:   Y77405101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR AND PAYMENT FOR REMUNERATION

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #10: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Landing International Development Limited

  TICKER:               582                                  CUSIP:   G5369T129

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #2: ELECT BAO JINQIAO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Landing International Development Limited

  TICKER:               00582                              CUSIP:   G5369T129

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT FOK HO YIN, THOMAS AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO APPOINT ADDITIONAL          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lanpec Technologies Ltd.

  TICKER:               601798                            CUSIP:   Y5164J102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM FINANCIAL INSTITUTIONS

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES FOR                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES OF SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #11: APPROVE CHANGE IN PORTION OF FUND                 ISSUER            YES             FOR                  FOR

RAISING INVESTMENT PROJECT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lanzhou GreatWall Electrical Co., Ltd.

  TICKER:               600192                            CUSIP:   Y5209Q103

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF 2015 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INVESTMENT IN CONSTRUCTION OF            ISSUER            YES             FOR                  FOR

HIGH-END BUSWAY AND INTELLIGENT LOW-VOLTAGE

ELECTRICAL INDUSTRY UPGRADE PROJECT

PROPOSAL #3: APPROVE CAPITAL INCREASE BY TIANSHUI          SHAREHOLDER        YES             FOR                  FOR

CHANGCHENG CCNTROL ELECTRIC CO., LTD.

PROPOSAL #4: APPROVE SIGNING OF SUBSIDIARY CITY-TO-       SHAREHOLDER        YES             FOR                  FOR

PARK RELOCATION LAND STORAGE AND FUND SUPPORT

AGREEMENT WITH TIANSHUI CITY GOVERNMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lanzhou GreatWall Electrical Co., Ltd.

  TICKER:               600192                            CUSIP:   Y5209Q103

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK

PROPOSAL #10: APPROVE 2016 PROVISION OF LOAN                       ISSUER            YES             FOR                  FOR

GUARANTEES TO SUBSIDIARIES

PROPOSAL #11: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lanzhou LS Heavy Equipment Co Ltd

  TICKER:               603169                            CUSIP:   Y5209X108

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER            YES             FOR                  FOR

CREDIT LINE FROM FINANCIAL INSTITUTIONS

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO                        ISSUER            YES             FOR                  FOR

APPLICATION OF COMPREHENSIVE CREDIT LINE FROM

FINANCIAL INSTITUTIONS BY SUBSIDIARIES

 


 

 

PROPOSAL #3: APPROVE CHANGE OF THE REGISTERED ADDRESS        ISSUER            YES             FOR                  FOR

 AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #4.01: ELECT ZHANG JINMING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #4.02: ELECT YANG JIANZHONG AS NON-                   SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #4.03: ELECT XIA KAIXUAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.04: ELECT ZHANG PULIN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.05: ELECT REN SHIHONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.06: ELECT HU JUNWANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.01: ELECT LIANG YONGZHI AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.02: ELECT WAN HONGBO AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.03: ELECT ZHAO XINMIN AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.01: ELECT WANG DONGMING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #6.02: ELECT YANG CHENGEN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lanzhou LS Heavy Equipment Co Ltd

  TICKER:               603169                            CUSIP:   Y5209X108

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lao Feng Xiang Co., Ltd.

  TICKER:               600612                            CUSIP:   Y1424Z119

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF ZHONGHUA                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS 2016 FINANCIAL

PROPOSAL #6: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE ENTRUSTED ASSET MANAGEMENT BY            ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE APPOINTMENT OF ZHONGHUA                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS 2016 INTERNAL

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: ELECT ZU JIANPING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #12.01: ELECT YANG YI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT LI GANGCHANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lao Feng Xiang Co., Ltd.

  TICKER:               600612                            CUSIP:   Y1490U101

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES         AGAINST           AGAINST

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF ZHONGHUA                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS 2016 FINANCIAL

PROPOSAL #6: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE ENTRUSTED ASSET MANAGEMENT BY            ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE APPOINTMENT OF ZHONGHUA                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP AS 2016 INTERNAL

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: ELECT ZU JIANPING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #12.01: ELECT YANG YI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT LI GANGCHANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Laobaixing Pharmacy Chain Joint Stock Company

  TICKER:               N/A                                  CUSIP:   Y5S72F101

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION AND ALLOWANCE                 ISSUER            YES             FOR                  FOR

MANAGEMENT METHOD OF PARTIAL DIRECTORS, SUPERVISORS

AND SENIOR MANAGEMENT MEMBERS AS WELL AS THEIR 2015

REMUNERATION TOTAL

PROPOSAL #8: APPROVE EXPANSION OF BUSINESS SCOPE AND         ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #9: APPROVE EXPANSION OF BUSINESS SCOPE AND    SHAREHOLDER        YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION (AS APPROVED IN 22TH

MEETING OF THE BOARD)

PROPOSAL #10.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: APPROVE ISSUE PRICE AND PRICE BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #10.03: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #11: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #12: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #14: APPROVE SIGNING OF SUPPLEMENTAL                     ISSUER            YES             FOR                  FOR

AGREEMENT ON THE CONDITIONAL SHARE SUBSCRIPTION

AGREEMENT WITH SHAREHOLDER HUNAN LAOBAIXING PHARMACY

INVESTMENT MANAGEMENT CO., LTD.

PROPOSAL #15: APPROVE ADJUSTMENT TO THE RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTIONS IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #16: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #18: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (REVISION)

PROPOSAL #19: APPROVE ADJUSTMENT ON NUMBERS OF STORES        ISSUER            YES             FOR                  FOR

 AND EXTENSION OF THE IMPLEMENTATION PERIOD OF

INVESTMENT IN NEW STORES CONSTRUCTION PROJECT THROUGH

 COMPANY INITIAL PUBLIC ISSUANCE

PROPOSAL #20: APPROVE ISSUANCE OF SHORT-TERM                       ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #21: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

 


 

 

PROPOSAL #22: APPROVE PROVISION OF EXTERNAL                        ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #23.01: ELECT WU BIN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #23.02: ELECT AMIT KAKAR AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Largan Precision Co., Ltd.

  TICKER:               3008                                CUSIP:   Y52144105

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT YEN SHAN-CHIEH AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT PENG MING-HUA AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO.5         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT NON-INDEPENDENT DIRECTOR NO.6         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT NON-INDEPENDENT DIRECTOR NO.7         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.10: ELECT SUPERVISOR NO.1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.11: ELECT SUPERVISOR NO.2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.12: ELECT SUPERVISOR NO.3                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Larsen & Toubro Ltd

  TICKER:               500510                            CUSIP:   Y5217N159

  MEETING DATE:   9/9/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT S. SARKER AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE VACANCY ON THE BOARD RESULTING          ISSUER            YES             FOR                  FOR

FROM THE RETIREMENT OF M.V. KOTWAL

 


 

 

PROPOSAL #5: ELECT S.N. ROY AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT R.S. RAMAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT A.K. GUPTA AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT B.N. VAKIL AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT THOMAS MATHEW T. AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: ELECT A. SHANKAR AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11: ELECT S. SARMA AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE COMMISSION REMUNERATION FOR              ISSUER            YES             FOR                  FOR

NON-EXECUTIVE DIRECTORS

PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #14: AUTHORIZE ISSUANCE OF DEBENTURES                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE SHARP & TANNAN AS JOINT                     ISSUER            YES             FOR                  FOR

STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #16: APPROVE DELOITTE HASKINS & SELLS LLP AS        ISSUER            YES             FOR                  FOR

 STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #17: APPROVE REMUNERATION OF COST AUDITORS          ISSUER            YES             FOR                  FOR

FOR YEAR 2014-2015

PROPOSAL #18: APPROVE REMUNERATION OF COST AUDITORS          ISSUER            YES             FOR                  FOR

FOR YEAR 2015-2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LATAM Airlines Group S.A.

  TICKER:               LAN                                  CUSIP:   P6122W102

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #c: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #d: APPOINT AUDITORS; DESIGNATE RISK-                    ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES; RECEIVE REPORT REGARDING

RELATED-PARTY TRANSACTIONS

PROPOSAL #e: APPROVE REPORT ON PROCESSING, PRINTING,         ISSUER            YES             FOR                  FOR

AND MAILING INFORMATION TO SHAREHOLDERS REQUIRED BY

CHILEAN LAW

PROPOSAL #f: DESIGNATE NEWSPAPER TO PUBLISH                        ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #g: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LATAM Airlines Group S.A.

  TICKER:               LAN                                  CUSIP:   P61894104

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #b: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #c: APPROVE REMUNERATION AND BUDGET OF                 ISSUER            YES             FOR                  FOR

DIRECTORS' COMMITTEE

PROPOSAL #d: APPOINT AUDITORS; DESIGNATE RISK-                    ISSUER            YES             FOR                  FOR

ASSESSMENT COMPANIES; RECEIVE REPORT REGARDING

RELATED-PARTY TRANSACTIONS

PROPOSAL #e: APPROVE REPORT ON PROCESSING, PRINTING,         ISSUER            YES             FOR                  FOR

AND MAILING INFORMATION TO SHAREHOLDERS REQUIRED BY

CHILEAN LAW

PROPOSAL #f: DESIGNATE NEWSPAPER TO PUBLISH                        ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #g: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Launch Tech Co., Ltd.

  TICKER:               2488                                CUSIP:   Y5223T109

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Launch Tech Co., Ltd.

  TICKER:               2488                                CUSIP:   Y5223T109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE DA HUA CERTIFIED PUBLIC                       ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #5a: ELECT LIU XIN AS DIRECTOR AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION

PROPOSAL #5b: ELECT LIU JUN AS DIRECTOR AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION

PROPOSAL #5c: ELECT LIU YONG AS DIRECTOR AND                       ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #5d: ELECT LIU YUAN AS DIRECTOR AND                       ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6: AUTHORIZE BOARD TO ENTER INTO A NEW                ISSUER            YES             FOR                  FOR

SERVICE CONTRACT WITH NEWLY RE-ELECTED DIRECTORS

PROPOSAL #7a: ELECT SUN ZHONGWEN AS SUPERVISOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #7b: ELECT DU XUAN AS SUPERVISOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

 


 

 

PROPOSAL #8: AUTHORIZE BOARD TO ENTER INTO A NEW                ISSUER            YES             FOR                  FOR

SERVICE CONTRACT WITH NEWLY RE-ELECTED SUPERVISORS

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Launch Tech Co., Ltd.

  TICKER:               2488                                CUSIP:   Y5223T109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LAWTON DEVELOPMENT CO LTD

  TICKER:               600209                            CUSIP:   Y2983G104

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO COMPANY'S SALE OF PARTIAL REAL ESTATE

PROPOSAL #2: APPROVE SIGNING OF CAPITAL INCREASE           SHAREHOLDER        YES             FOR                  N/A

AGREEMENT AND SUPPLEMENTAL AGREEMENTS WITH RELATED

PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LAWTON DEVELOPMENT CO LTD

  TICKER:               600209                            CUSIP:   Y2983G104

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD AS 2016

FINANCIAL AND INTERNAL CONTROL AUDITOR AS WELL AS

PAYMENT OF 2015 REMUNERATION

PROPOSAL #7.00: APPROVE DRAFT OF STOCK OPTION                     ISSUER            YES             FOR                  FOR

INCENTIVE PLAN AND ITS SUMMARY

PROPOSAL #7.01: APPROVE CRITERIA TO SELECT PLAN                 ISSUER            YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #7.02: APPROVE SOURCE, NUMBER AND ALLOCATION        ISSUER            YES             FOR                  FOR

 OF UNDERLYING STOCKS

PROPOSAL #7.03: APPROVE DURATION, GRANT DATE, WAITING        ISSUER            YES             FOR                  FOR

 PERIOD, EXERCISE DATE, AND LOCK-UP PERIOD

 


 

 

PROPOSAL #7.04: APPROVE EXERCISE PRICE AND PRICE-               ISSUER            YES             FOR                  FOR

SETTING BASIS

PROPOSAL #7.05: APPROVE CONDITIONS FOR GRANTING AND          ISSUER            YES             FOR                  FOR

UNLOCKING AS WELL AS GRANTING ARRANGEMENT

PROPOSAL #7.06: APPROVE METHODS AND PROCEDURES TO              ISSUER            YES             FOR                  FOR

ADJUST THE INCENTIVE PLAN

PROPOSAL #7.07: APPROVE ACCOUNTING TREATMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.08: APPROVE PROCEDURES FOR                                 ISSUER            YES             FOR                  FOR

IMPLEMENTATION, GRANTING AND EXERCISING

PROPOSAL #7.09: APPROVE RIGHTS AND OBLIGATIONS OF THE        ISSUER            YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #7.10: APPROVE HOW TO IMPLEMENT THE                       ISSUER            YES             FOR                  FOR

INCENTIVE PLAN WHEN THERE ARE CHANGES FOR THE COMPANY

 AND INCENTIVE OBJECTS

PROPOSAL #8: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LAWTON DEVELOPMENT CO LTD

  TICKER:               600209                            CUSIP:   Y2983G104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

IN CONNECTION TO MAJOR ASSET RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LCY Chemical Corp.

  TICKER:               1704                                CUSIP:   Y52424101

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT LI BO WEI, REPRESENTATIVE OF SHI        ISSUER            YES             FOR                  FOR

 HUA INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 277057

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT LI MING-KUNG, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

SHI HUA INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

277057 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT YOUNG SAI-FEN, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 WAI LIH CO., LTD. WITH SHAREHOLDER NO. 249942, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT WANG SHOU-REN, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 WAI LIH CO., LTD. WITH SHAREHOLDER NO. 249942, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT WEI CHENG-CHEN, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF WAI LIH CO., LTD. WITH SHAREHOLDER NO. 249942, AS

NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #5.6: ELECT WANG YA-GER WITH ID NO.                       ISSUER            YES             FOR                  FOR

A103034XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT LIU SAN-CHYI WITH ID NO.                     ISSUER            YES             FOR                  FOR

A101764XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT CHUANG HSUN-CHIA, REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF FUJU CO., LTD. WITH SHAREHOLDER NO. 209538, AS

SUPERVISOR

PROPOSAL #5.9: ELECT WANG KUEN-TSANN, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF FUJU CO., LTD. WITH SHAREHOLDER NO. 209538, AS

SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Leaguer Stock Co., Ltd.

  TICKER:               000532                            CUSIP:   Y52205104

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.4: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.8: APPROVE TRUST INCREASING MEASURES OF          ISSUER            YES             FOR                  FOR

BOND

PROPOSAL #2.9: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #6: APPROVE ADJUSTMENT TO ALLOWANCE OF NON-         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE ADJUSTMENT TO ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

SUPERVISOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Leaguer Stock Co., Ltd.

  TICKER:               000532                            CUSIP:   Y52205104

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF LOAN AND BANK              ISSUER            YES             FOR                  FOR

CREDIT LINES FROM ZHUHAI HUAFA GROUP FINANCE CO., LTD

PROPOSAL #8: APPROVE GUARANTEE PROVISION FOR THE LOAN        ISSUER            YES             FOR                  FOR

 AND COMPREHENSIVE CREDIT LINES APPLIED BY SUBSIDIARY

 FROM GROUP FINANCE COMPANY

PROPOSAL #9: APPROVE COMPANY 2016 GUARANTEE PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE PUBLIC LISTING ON NATIONAL                ISSUER            YES             FOR                  FOR

EQUITIES AND QUOTATIONS SYSTEM OF SUBSIDIARY ZHUHAI

HUAGUAN ELECTRONIC TECHNOLOGY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Leaguer Stock Co., Ltd.

  TICKER:               000532                            CUSIP:   Y52205104

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO INVESTMENT IN ZHUHAI XINGLAN HUAJIN

CULTURAL INVESTMENT FUNDS PARTNERSHIP (LP)

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO PARTICIPATION IN ESTABLISHMENT OF

ZHUHAI FUHAI HUAJIN INFORMATION TECHNOLOGY VENTURE

CAPITAL FUND (LP)

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO INVESTMENT IN ESTABLISHMENT OF FUND

MANAGEMENT COMPANY AND ESTABLISHMENT OF EQUITY

INVESTMENT FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lealea Enterprise Co., Ltd.

  TICKER:               1444                                CUSIP:   Y5239M106

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #7.1: ELECT LI DAO MING WITH ID                              ISSUER            YES             FOR                  FOR

NO.A122906XXX AS INDEPENDENT DIRECTOR

PROPOSAL #7.2: ELECT OU YU LIN WITH ID NO.A121602XXX         ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT LU QI CHANG WITH ID                              ISSUER            YES             FOR                  FOR

NO.R100921XXX AS INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.5: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.6: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.7: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.8: ELECT NON-INDEPENDENT DIRECTOR NO.5         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.9: ELECT NON-INDEPENDENT DIRECTOR NO.6         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lee & Man Paper Manufacturing Ltd.

  TICKER:               2314                                CUSIP:   G5427W130

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LEE MAN CHUN RAYMOND AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LI KING WAI ROSS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT POON CHUNG KWONG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO CONFIRM THE TERMS OF         ISSUER            YES             FOR                  FOR

APPOINTMENT, INCLUDING THE REMUNERATION, OF WONG KAI

TUNG TONY

PROPOSAL #7: AUTHORIZE BOARD TO CONFIRM THE TERMS OF         ISSUER            YES             FOR                  FOR

APPOINTMENT, INCLUDING THE REMUNERATION, OF PETER A

DAVIES

PROPOSAL #8: AUTHORIZE BOARD TO CONFIRM THE TERMS OF         ISSUER            YES             FOR                  FOR

APPOINTMENT, INCLUDING THE REMUNERATION, OF CHAU

SHING YIM DAVID

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE YEAR ENDED DECEMBER 31, 2015

PROPOSAL #10: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2016

PROPOSAL #11: APPROVE DELOITTE TOUCHE TOHMATSU AS              ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

 


 

 

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #14: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Legend Holdings Ltd.

  TICKER:               3396                                CUSIP:   Y52237107

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 DIRECTORS' REPORT                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 SUPERVISORS' REPORT                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND INDEPENDENT AUDITOR'S REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #7: APPROVE RESTRICTED SHARE INCENTIVE                 ISSUER            YES             FOR                  FOR

SCHEME

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE GRANT OF GENERAL MANDATE TO                ISSUER            YES             FOR                  FOR

BOARD TO ISSUE DEBT FINANCING INSTRUMENTS AND RELATED

 TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lenovo Group Limited

  TICKER:               00992                              CUSIP:   Y5257Y107

  MEETING DATE:   7/2/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT YANG CHIH-YUAN JERRY AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT YANG YUANQING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT ZHAO JOHN HUAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT NICHOLAS C. ALLEN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3e: APPROVE NOT TO FILL UP THE VACATED                ISSUER            YES             FOR                  FOR

OFFICE RESULTED FROM THE RETIREMENT OF TING LEE SEN

AS DIRECTOR

PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

 


 

 

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Leo Group Co., Ltd.

  TICKER:               002131                            CUSIP:   Y9892V106

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PHASE II EMPLOYEE SHARE PURCHASE        ISSUER            YES             FOR                  FOR

 PLAN (DRAFT) AND SUMMARY

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE II EMPLOYEE SHARE

 PURCHASE PLAN

PROPOSAL #3: APPROVE BUSINESS SEGMENT ASSET                        ISSUER            YES             FOR                  FOR

INTEGRATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Leo Group Co., Ltd.

  TICKER:               002131                            CUSIP:   Y9892V106

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.2a: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2b: APPROVE TARGET SUBSCRIBERS AND ISSUE         ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.2c: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.2d: APPROVE TRANSACTION TARGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2e: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2f: APPROVE TRANSACTION MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2g: APPROVE ISSUE AMOUNT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.2h: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2i: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.2j: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.2k: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.2l: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.3.1: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.2: APPROVE ISSUE MANNER AND TARGET                ISSUER            YES             FOR                  FOR

SUBSCRIBERS

 


 

 

PROPOSAL #2.3.3: APPROVE PRICING REFERENCE DATE,                ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #2.3.4: APPROVE ISSUE AMOUNT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.5: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.3.6: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.7: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3.8: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.4: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #4: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #6: APPROVE RELEVANT AUDIT REPORT, APPRAISAL        ISSUER            YES             FOR                  FOR

 REPORT AND PRO FORMA REVIEW REPORT

PROPOSAL #7: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND ITS

SUMMARY

PROPOSAL #8: APPROVE SIGNING OF RELEVANT ASSETS                 ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

AGREEMENT

PROPOSAL #9: APPROVE SIGNING OF EQUITY TRANSFER                 ISSUER            YES             FOR                  FOR

AGREEMENT AND ITS SUPPLEMENT WITH SHANGHAI ZHIQU

ADVERTISING CO., LTD. AND SIGNING OF PERFORMANCE

COMPENSATION AGREEMENT AND ITS SUPPLEMENT WITH XU

JIALIANG, XU XIAOFENG AND JIXIANG INFO TECH

(SHANGHAI) CO.,

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Leo Group Co., Ltd.

  TICKER:               002131                            CUSIP:   Y9892V106

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL AUDIT REPORT AND                       ISSUER            YES             FOR                  FOR

APPOINTMENT OF AUDITOR

PROPOSAL #7: APPROVE 2016 CREDIT SCALE AND EXTERNAL          ISSUER            YES         AGAINST           AGAINST

GUARANTEE LINE

 


 

 

PROPOSAL #8: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Les Enphants Co., Ltd.

  TICKER:               2911                                CUSIP:   Y52627109

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lextar Electronics Corp.

  TICKER:               3698                                CUSIP:   Y5240P106

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT FONG JHENG SU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.2: ELECT DENG HUEI HUANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.3: ELECT WEI SHUN JHENG, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF AU OPTRONICS CORP., AS NON-INDEPENDENT DIRECTOR

PROPOSAL #2.4: ELECT BEN YU YANG, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

AU OPTRONICS CORP., AS NON-INDEPENDENT DIRECTOR

PROPOSAL #2.5: ELECT HUEI LING WANG, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF CDIB VENTURE CAPITAL CORP., AS NON-INDEPENDENT

PROPOSAL #2.6: ELECT SHENG TAI WUN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.7: ELECT YI LIANG CHEN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.8: ELECT SIAN HE SHEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #6: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER            YES             FOR                  FOR

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT OR ISSUANCE OF

MARKETABLE SECURITIES VIA PRIVATE PLACEMENT OR

ISSUANCE OF CONVERTIBLE BONDS VIA PRIVATE PLACEMENT

 


 

 

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Li Ning Company Ltd.

  TICKER:               02331                              CUSIP:   G5496K124

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE SHARE SALE UNDER THE SHARE              ISSUER            YES             FOR                  FOR

TRANSFER AGREEMENT

PROPOSAL #1.2: AUTHORIZED ANY DIRECTOR TO EXERCISE            ISSUER            YES             FOR                  FOR

THE POWERS OF THE COMPANY AND DO ALL ACTS NECESSARY

TO GIVE EFFECT TO THE SHARE SALE UNDER THE SHARE

TRANSFER AGREEMENT

PROPOSAL #2.1: APPROVE PUT OPTION UNDER THE OPTION            ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #2.2: AUTHORIZED ANY DIRECTOR TO EXERCISE            ISSUER            YES             FOR                  FOR

THE POWERS OF THE COMPANY AND DO ALL ACTS NECESSARY

TO GIVE EFFECT TO THE PUT OPTION UNDER THE OPTION

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Li Ning Company Ltd.

  TICKER:               2331                                CUSIP:   G5496K124

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1a: ELECT LI NING AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1b: ELECT CHEN YUE, SCOTT AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.2c: ELECT WU, JESSE JEN-WEI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: AUTHORIZE BOARD TO FIX THE                            ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS,                       ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Li Peng Enterprise Co., Ltd.

  TICKER:               1447                                CUSIP:   Y5308Q103

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 

 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LianChuang Electronic Technology Co., Ltd.

  TICKER:               002036                            CUSIP:   Y629AG102

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT OF WHOLLY-OWNED SUBSIDIARY

JIANGXI LIANCHUANG ELECTRONICS CO., LTD.

PROPOSAL #7: APPROVE 2016 PROVISION OF GUARANTEE BY          ISSUER            YES             FOR                  FOR

JIANGXI LIANCHUANG ELECTRONICS CO., LTD. TO ITS

WHOLLY-OWNED SUBSIDIARY JIANGXI LIANCHUANG (WANNIAN)

ELECTRONICS CO., LTD.'S COMPREHENSIVE BANK CREDIT

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE BY          ISSUER            YES         AGAINST           AGAINST

JIANGXI LIANCHUANG ELECTRONICS CO., LTD. TO ITS

CONTROLLED SUBSIDIARY JIANGXI LIANSI TOUCH TECHNOLOGY

 CO., LTD.'S COMPREHENSIVE BANK CREDIT

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE BY          ISSUER            YES         AGAINST           AGAINST

JIANGXI LIANCHUANG ELECTRONICS CO., LTD. TO ITS

ASSOCIATED SUBSIDIARY JIANGXI LIANCHUANG HONGSHENG

ELECTRONICS CO., LTD.'S COMPREHENSIVE BANK CREDIT

PROPOSAL #10: APPROVE ACHIEVED PERFORMANCE                          ISSUER            YES             FOR                  FOR

COMMITMENTS OF MAJOR ASSET RESTRUCTURING

PROPOSAL #11: APPROVE CORRESPONDING SHARE-BASED                 ISSUER            YES             FOR                  FOR

COMPENSATION FOR REPURCHASE OF ASSETS THAT WERE

SUBJECT TO MAJOR ASSET RESTRUCTURE DUE TO

UNFULLFILLED PERFORMANCE COMMITMENTS

PROPOSAL #12: APPROVE USE OF PROCEEDS FOR ENGAGING IN        ISSUER            YES             FOR                  FOR

 SELF-FINANCING

PROPOSAL #13: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #14: ELECT CHEN WEI AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15: ELECT LI HANHUI AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lianhe Chemical Technology Co., Ltd.

  TICKER:               002250                            CUSIP:   Y5257D103

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.0: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE ESTABLISHMENT OF SPECIAL RAISED         ISSUER            YES             FOR                  FOR

FUND ACCOUNT IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #8: APPROVE SPECIAL REPORT ON THE USAGE OF          ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS AS OF SEPTEMBER 30, 2015

PROPOSAL #9: APPROVE EFFECT OF DILUTION TO COMPANY'S         ISSUER            YES             FOR                  FOR

KEY FINANCIAL INDICATORS AND COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lianhe Chemical Technology Co., Ltd.

  TICKER:               002250                            CUSIP:   Y5257D103

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMMITMENT FROM CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDER, ULTIMATE CONTROLLING SHAREHOLDER,

DIRECTORS AND SENIOR MANAGEMENT MEMBERS REGARDING

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #2: APPROVE THE MAIN IMPACT ON THE COMPANY'S        ISSUER            YES             FOR                  FOR

 FINANCIAL INDICATORS AND COUNTER-DILUTION MEASURES

IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES (REVISION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lianhe Chemical Technology Co., Ltd.

  TICKER:               002250                            CUSIP:   Y5257D103

  MEETING DATE:   3/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

 


 

 

PROPOSAL #2: APPROVE ADJUSTMENT ON PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE PRICING REFERENCE DATE,                 ISSUER            YES             FOR                  FOR

PRICING BASIS AND ISSUE PRICE

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.09: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ADJUSTMENT ON PLAN ON PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT (2ND REVISION)

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lianhe Chemical Technology Co., Ltd.

  TICKER:               002250                            CUSIP:   Y5257D103

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS AUDITOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

TAIZHOU IMPORT AND EXPORT CO., LTD.

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

JIANGSU LIANHE CHEMICAL TECHNOLOGY CO., LTD.

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

LIANHUA TECHNOLOGY (TEXAS) CO., LTD.

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lianhua Supermarket Holdings Co., Ltd.

  TICKER:               00980                              CUSIP:   Y5279F102

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YE YONG-MING AS DIRECTOR                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2: ELECT QIAN JIAN-QIANG AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3: ELECT ZHENG XIAO-YUN AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4: ELECT ZHANG XUAN-SONG AS DIRECTOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #5: ELECT ZHANG JING-YI AS DIRECTOR                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #6: ELECT GU GUO-JIAN AS DIRECTOR                       SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #7: ELECT WANG JIN AS DIRECTOR                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #8: ELECT LV YONG AS SUPERVISOR                          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #9: APPROVE DEPOSIT SERVICES UNDER THE             SHAREHOLDER        YES             FOR                  FOR

FINANCIAL SERVICES AGREEMENT AND RELATED ANNUAL CAPS

PROPOSAL #1: AMEND ARTICLE 21 OF ARTICLES OF                       ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND ARTICLE 95 OF ARTICLES OF                  SHAREHOLDER        YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lianhua Supermarket Holdings Co., Ltd.

  TICKER:               980                                  CUSIP:   Y5279F102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 CONSOLIDATED AUDITED                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND INTERNATIONAL AUDITORS'

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                     ISSUER            YES             FOR                  FOR

PROPOSAL

PROPOSAL #5: APPROVE SHANGHAI CERTIFIED PUBLIC                   ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS PRC AUDITORS AND DELOITTE TOUCHE

TOHMATSU AS INTERNATIONAL AUDITORS AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE SALES AGENCY FRAMEWORK AGREEMENT        ISSUER            YES             FOR                  FOR

 AND ANNUAL CAPS

PROPOSAL #7: APPROVE SHARE SWAP AGREEMENT AND RELATED        ISSUER            YES             FOR                  FOR

 TRANSACTIONS

PROPOSAL #8: APPROVE LOGISTIC FRAMEWORK AGREEMENT AND        ISSUER            YES             FOR                  FOR

 ANNUAL CAPS

PROPOSAL #9: APPROVE SUPPLEMENTAL SUPPLY OF GOODS              ISSUER            YES             FOR                  FOR

FRAMEWORK AGREEMENT AND ANNUAL CAPS

PROPOSAL #10: APPROVE SUPPLEMENTAL PURCHASE FRAMEWORK        ISSUER            YES             FOR                  FOR

 AGREEMENT AND ANNUAL CAPS

PROPOSAL #11: APPROVE YONGHUI LOGISTIC FRAMEWORK                ISSUER            YES             FOR                  FOR

AGREEMENT AND ANNUAL CAPS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lianyungang Ideal Group Co., Ltd.

  TICKER:               000626                            CUSIP:   Y52793109

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF JIANGSU TALENT            ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS 2016 FINANCIAL

PROPOSAL #6: APPROVE APPOINTMENT OF JIANGSU TALENT            ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS 2016 INTERNAL CONTROL

 AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning Cheng Da Co., Ltd.

  TICKER:               600739                            CUSIP:   Y5279J104

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT YAO HONG AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES         AGAINST           AGAINST

FINANCING OF CONTROLLED SUBSIDIARY

PROPOSAL #10: APPROVE APPLICATION OF FINANCING FROM          ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS

PROPOSAL #11: APPROVE INVESTMENT IN SHORT-TERM                   ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS

PROPOSAL #12: APPROVE INVESTMENT IN FINANCIAL                     ISSUER            YES             FOR                  FOR

PRODUCTS OF RELATED PARTY GUANGFA SECURITIES CO.,

PROPOSAL #13: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILLS

PROPOSAL #14: APPROVE PROVISION FOR ASSET IMPAIRMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE 2016 APPOINTMENT OF FINANCIAL          ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning Cheng Da Co., Ltd.

  TICKER:               600739                            CUSIP:   Y5279J104

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE SUBSCRIPTION METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES (REVISED)

PROPOSAL #4.01: APPROVE SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBER

LIAONING STATE-OWNED ASSETS MANAGEMENT CO., LTD.

PROPOSAL #4.02: APPROVE SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBER

SHANGHAI GIANT INVESTMENT CO., LTD.

PROPOSAL #4.03: APPROVE SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBER ZHONGOU

 BONDED LOGISTICS CO., LTD.

PROPOSAL #4.04: APPROVE SIGNING OF CONDITIONAL SHARE         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH TARGET SUBSCRIBER GALAXY

JINHUI SECURITIES ASSETS MANAGEMENT CO., LTD.

PROPOSAL #5.01: APPROVE SUPPLEMENTAL AGREEMENT ON THE        ISSUER            YES             FOR                  FOR

 CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TARGET

 SUBSCRIBER LIAONING STATE-OWNED ASSETS MANAGEMENT

CO., LTD.

PROPOSAL #5.02: APPROVE SUPPLEMENTAL AGREEMENT ON THE        ISSUER            YES             FOR                  FOR

 CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TARGET

 SUBSCRIBER SHANGHAI GIANT INVESTMENT CO., LTD.

PROPOSAL #5.03: APPROVE SUPPLEMENTAL AGREEMENT ON THE        ISSUER            YES             FOR                  FOR

 CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH TARGET

 SUBSCRIBER ZHONGOU BONDED LOGISTICS CO., LTD.

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

 


 

 

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning Chengda Co., Ltd.

  TICKER:               600739                            CUSIP:   Y5279J104

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN THE PREPARATION BASIS         ISSUER            YES             FOR                  FOR

OF THE FINANCIAL REPORT IN CONNECTION TO THE

PRODUCTION HALT OF JILIN CHENGDA HONGCHENG ENERGY

CO., LTD. AND APPROVE PROVISION FOR ASSET IMPAIRMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning SG Automotive Group Co., Ltd.

  TICKER:               600303                            CUSIP:   Y1970F103

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

SUBSIDIARY

PROPOSAL #2: APPROVE PROVISION OF BANK LOAN GUARANTEE        ISSUER            YES             FOR                  FOR

 TO JINSHANG INTERNATIONAL FINANCIAL LEASING CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning SG Automotive Group Co., Ltd.

  TICKER:               600303                            CUSIP:   Y1970F103

  MEETING DATE:   1/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY IN CHANGZHOU         ISSUER            YES             FOR                  FOR

HUANGHAI AUTOMOBILE CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning SG Automotive Group Co., Ltd.

  TICKER:               600303                            CUSIP:   Y1970F103

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #2: BY-ELECT JIANG AI'WEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning SG Automotive Group Co., Ltd.

  TICKER:               600303                            CUSIP:   Y1970F103

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF SHINEWING        ISSUER            YES             FOR                  FOR

 CPAS AS FINANCIAL AUDITOR

PROPOSAL #8: APPROVE ADJUSTMENT OF ALLOWANCES OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE ADJUSTMENT OF ALLOWANCES OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning SG Automotive Group Co., Ltd.

  TICKER:               600303                            CUSIP:   Y1970F103

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN FOR GUARANTEE PROVISION               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liaoning Wellhope Agri-Tech Joint Stock Co., Ltd.

  TICKER:               603609                            CUSIP:   Y5S62L100

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF JIANGSU SUYA          ISSUER            YES             FOR                  FOR

JINCHENG CPAS AS 2016 AUDITOR

 


 

 

PROPOSAL #8: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 ANNUAL PLAN

PROPOSAL #9: APPROVE 2016 APPLICATION OF                              ISSUER            YES         AGAINST           AGAINST

COMPREHENSIVE CREDIT LINE OF COMPANY AND SUBSIDIARIES

 AND AUTHORIZATION ON COMPANY'S GUARANTEE PROVISION

PROPOSAL #10.01: ELECT LI JUN AS SUPERVISOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liberty Holdings Ltd

  TICKER:               LBH                                  CUSIP:   S44440121

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2.1: RE-ELECT SANTIE BOTHA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT STEVEN BRAUDO AS DIRECTOR               ISSUER            YES         ABSTAIN           AGAINST

PROPOSAL #2.3: RE-ELECT DR SIBUSISO SIBISI AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: RE-ELECT JIM SUTCLIFFE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT YUNUS SULEMAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH A DU PREEZ AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY          ISSUER            YES             FOR                  FOR

SHARES UNDER CONTROL OF DIRECTORS

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED PREFERENCE        ISSUER            YES             FOR                  FOR

 SHARES UNDER CONTROL OF DIRECTORS

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: RE-ELECT MIKE ILSLEY AS CHAIRMAN OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND ACTUARIAL COMMITTEE

PROPOSAL #7.2: RE-ELECT ANGUS BAND AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND ACTUARIAL COMMITTEE

PROPOSAL #7.3: RE-ELECT TONY CUNNINGHAM AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND ACTUARIAL COMMITTEE

PROPOSAL #7.4: ELECT YUNUS SULEMAN AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND ACTUARIAL COMMITTEE

PROPOSAL #7.5: RE-ELECT JIM SUTCLIFFE AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND ACTUARIAL COMMITTEE

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE DIRECTORS TO ISSUE ANY                     ISSUER            YES             FOR                  FOR

ORDINARY SHARES OF THE COMPANY FOR THE IMPLEMENTATION

 OF ANY SHARE INCENTIVE SCHEME

PROPOSAL #2.1: APPROVE REMUNERATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE BOARD

PROPOSAL #2.2: APPROVE REMUNERATION OF THE LEAD                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.3: APPROVE REMUNERATION OF THE BOARD                ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #2.4: APPROVE REMUNERATION OF THE                          ISSUER            YES             FOR                  FOR

INTERNATIONAL BOARD MEMBER, MEMBER OF COMMITTEES AND

SUBSIDIARY BOARD AND CHAIRMAN OF A SUB-COMMITTEE

 


 

 

PROPOSAL #2.5: APPROVE REMUNERATION OF THE                          ISSUER            YES             FOR                  FOR

INTERNATIONAL BOARD MEMBER, MEMBER OF COMMITTEES AND

SUBSIDIARY BOARD AND CHAIRMAN OF A COMMITTEE

PROPOSAL #2.6: APPROVE REMUNERATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE GROUP AUDIT AND ACTUARIAL COMMITTEE

PROPOSAL #2.7: APPROVE REMUNERATION OF THE MEMBER OF         ISSUER            YES             FOR                  FOR

THE GROUP AUDIT AND ACTUARIAL COMMITTEE

PROPOSAL #2.8: APPROVE REMUNERATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE GROUP ACTUARIAL COMMITTEE

PROPOSAL #2.9: APPROVE REMUNERATION OF THE MEMBER OF         ISSUER            YES             FOR                  FOR

THE GROUP ACTUARIAL COMMITTEE

PROPOSAL #2.10: APPROVE REMUNERATION OF THE CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE GROUP RISK COMMITTEE

PROPOSAL #2.11: APPROVE REMUNERATION OF THE MEMBER OF        ISSUER            YES             FOR                  FOR

 THE GROUP RISK COMMITTEE

PROPOSAL #2.12: APPROVE REMUNERATION OF THE CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE GROUP REMUNERATION COMMITTEE

PROPOSAL #2.13: APPROVE REMUNERATION OF THE MEMBER OF        ISSUER            YES             FOR                  FOR

 THE GROUP REMUNERATION COMMITTEE

PROPOSAL #2.14: APPROVE REMUNERATION OF THE CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE GROUP SOCIAL, ETHICS AND TRANSFORMATION

COMMITTEE

PROPOSAL #2.15: APPROVE REMUNERATION OF THE MEMBER OF        ISSUER            YES             FOR                  FOR

 THE GROUP SOCIAL, ETHICS AND TRANSFORMATION

PROPOSAL #2.16: APPROVE REMUNERATION OF THE MEMBER OF        ISSUER            YES             FOR                  FOR

 THE GROUP DIRECTORS' AFFAIRS COMMITTEE

PROPOSAL #2.17: APPROVE REMUNERATION OF THE CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE GROUP IT COMMITTEE

PROPOSAL #2.18: APPROVE REMUNERATION OF THE MEMBER OF        ISSUER            YES             FOR                  FOR

 THE GROUP IT COMMITTEE

PROPOSAL #2.19: APPROVE REMUNERATION OF THE CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE STANLIB LIMITED BOARD

PROPOSAL #2.20: APPROVE REMUNERATION OF THE MEMBER OF        ISSUER            YES             FOR                  FOR

 THE STANLIB LIMITED BOARD

PROPOSAL #2.21: APPROVE FEE PER AD HOC BOARD MEETING         ISSUER            YES             FOR                  FOR

PROPOSAL #2.22: APPROVE FEE PER AD HOC BOARD                       ISSUER            YES             FOR                  FOR

COMMITTEE MEETING

PROPOSAL #3.1: APPROVE FINANCIAL ASSISTANCE TO                   ISSUER            YES             FOR                  FOR

RELATED OR INTER-RELATED COMPANY OR CORPORATION

PROPOSAL #3.2: APPROVE FINANCIAL ASSISTANCE TO ANY            ISSUER            YES             FOR                  FOR

EMPLOYEE, DIRECTOR, PRESCRIBED OFFICER OR OTHER

PERSON OR ANY TRUST ESTABLISHED FOR THEIR BENEFIT IN

TERMS OF ANY SHARE INCENTIVE SCHEME

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LIC Housing Finance Ltd.

  TICKER:               500253                            CUSIP:   Y5278Z133

  MEETING DATE:   8/19/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

 


 

 

PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT S.B. MAINAK AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE CHOKSHI & CHOKSHI, LLP AND SHAH         ISSUER            YES             FOR                  FOR

GUPTA & CO. AS JOINT STATUTORY AUDITORS AND AUTHORIZE

 BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE ISSUANCE OF REDEEMABLE NON-             ISSUER            YES             FOR                  FOR

CONVERTIBLE DEBENTURES

PROPOSAL #7: ELECT D. BHANDARI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT D. SARKAR AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT V. K. KUKREJA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LIC Housing Finance Ltd.

  TICKER:               LICHSGFIN                      CUSIP:   Y5278Z133

  MEETING DATE:   3/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lien Hwa Industrial Corporation

  TICKER:               1229                                CUSIP:   Y5284N108

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LIER CHEMICAL CO LTD

  TICKER:               002258                            CUSIP:   Y52760108

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE APPLICATION OF CREDIT LOANS BY          ISSUER             NO              N/A                  N/A

CONTROLLED SUBSIDIARY FROM BANK

PROPOSAL #3: APPROVE 2015 APPOINTMENT OF AUDITOR                ISSUER             NO              N/A                  N/A

 


 

 

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER             NO              N/A                  N/A

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #5: APPROVE APPLICATION OF SPECIAL ENTRUSTED   SHAREHOLDER         NO              N/A                  N/A

 LOAN FROM CDB DEVELOPMENT FUND CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LIER CHEMICAL CO LTD

  TICKER:               002258                            CUSIP:   Y52760108

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REMUNERATION ASSESSMENT OF         ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE BOARD

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINE AND LOAN

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

PROPOSAL #9: APPROVE USE OF OWN IDLE FUNDS TO CARRY-         ISSUER            YES             FOR                  FOR

OUT RMB FINANCIAL BUSINESS

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11.01: ELECT XU SHIHUI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT PAN LIJIA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12: ELECT LUO HONG AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lifan Industry (Group) Co Ltd

  TICKER:               601777                            CUSIP:   Y52761106

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ADDITIONAL DAILY RELATED-           ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #2: APPROVE 2015 ADDITIONAL PROVISION OF              ISSUER            YES             FOR                  FOR

LOAN GUARANTEES CREDIT LINE TO THE INTERNAL

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES CONSTITUTES AS RELATED PARTY TRANSACTION

PROPOSAL #5.00: APPROVE PRIVATE PLACEMENT OF NEW A            ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #5.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #5.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5.05: APPROVE PRICING REFERENCE DATE, ISSUE        ISSUER            YES             FOR                  FOR

 PRICE AND PRICING BASIS

PROPOSAL #5.06: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #5.07: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #5.09: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #5.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH CHONGQING LIFAN HOLDINGS CO., LTD. IN

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE TEMPORARY SUSPENSION ON                     ISSUER            YES             FOR                  FOR

"LIANGJIANG NEW DISTRICT LIFAN PASSENGER CAR PROJECT"

PROPOSAL #12: APPROVE APPOINTMENT OF 2015 INTERNAL        SHAREHOLDER        YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lifan Industry (Group) Co Ltd

  TICKER:               601777                            CUSIP:   Y52761106

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 PROVISION OF GUARANTEE TO          ISSUER            YES             FOR                  FOR

INTERNAL SUBSIDIARIES

PROPOSAL #9: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #10: APPROVE APPOINTMENT OF PAN-CHINA                   ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD.AS 2016

FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

 


 

 

PROPOSAL #11: APPROVE 2016 APPLICATION OF BANK CREDIT        ISSUER            YES             FOR                  FOR

 LINES

PROPOSAL #12: APPROVE 2016 FORWARD FOREIGN EXCHANGE          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13: APPROVE 2016 PROVISION OF GUARANTEE TO         ISSUER            YES             FOR                  FOR

PRODUCT SALES AND FINANCIAL COOPERATION BY CONTROLLED

 SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Life Healthcare Group Holdings Ltd.

  TICKER:               LHC                                  CUSIP:   S4682C100

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT MALEFETSANE NGATANE AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: RE-ELECT LOUISA MOJELA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT PETER GOLESWORTHY AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: RE-ELECT PIETER VAN DER WESTHUIZEN AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT MPHO NKELI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY AND APPOINT M NAIDOO AS THE

DESIGNATED AUDIT PARTNER

PROPOSAL #3.1: RE-ELECT PETER GOLESWORTHY AS CHAIRMAN        ISSUER            YES             FOR                  FOR

 OF THE AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT LOUISA MOJELA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT ROYDEN VICE AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.4: ELECT GARTH SOLOMON AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

AND INTER-RELATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LifeTech Scientific Corporation

  TICKER:               1302                                CUSIP:   G54872117

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: ELECT XIE YUEHUI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT LIU JIANXIONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT XIAO YING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.4: ELECT CLEARY CHRISTOPHER MICHAEL AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.5: ELECT MONAGHAN SHAWN DEL AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: ELECT JIANG FENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: ELECT LIANG HSIEN TSE JOSEPH AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.8: ELECT WANG WANSONG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: ELECT ZHOU LUMING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: AUTHORIZE BOARD TO FIX THE                          ISSUER            YES             FOR                  FOR

REMUNERATION OF THE DIRECTORS

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Light S.A.

  TICKER:               LIGT3                              CUSIP:   P63529104

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES 12 AND 15                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Light S.A.

  TICKER:               LIGT3                              CUSIP:   P63529104

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER OF DIRECTORS AND ALTERNATES           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND ALTERNATES                         ISSUER             NO              N/A                  N/A

PROPOSAL #4.1: ELECT RICARDO REISEN DE PINHO AS             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR AND MARCIO GUEDES PEREIRA JUNIOR AS

ALTERNATE APPOINTED BY MINORITY SHAREHOLDER

PROPOSAL #5: INSTALL FISCAL COUNCIL AND ELECT FISCAL         ISSUER            YES             FOR                  FOR

COUNCIL MEMBERS

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Light S.A.

  TICKER:               LIGT3                              CUSIP:   P63529104

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-RATIFY REMUNERATION OF COMPANY'S                ISSUER            YES             FOR                  FOR

MANAGEMENT FOR FISCAL YEAR 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Linewell Software Co., Ltd.

  TICKER:               603636                            CUSIP:   Y527AT100

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ESTABLISHMENT OF INDUSTRY                   ISSUER            YES         AGAINST           AGAINST

INVESTMENT FUND

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

REPORT AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lingsen Precision Industries Ltd.

  TICKER:               2369                                CUSIP:   Y5287U109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #9: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

 


 

 

PROPOSAL #10.1: ELECT YE,SHU-QUAN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 15 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT YE,KE-JIAN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 4 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT YANG,SHUN-QING WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 379 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.4: ELECT GU,ZHU-GUANG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 20 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT YE,SHU-XUN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 23 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT TAO,HONG-WEN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 207161 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT SHI,FENG-XIAN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 511 AS INDEPENDENT DIRECTOR

PROPOSAL #10.8: ELECT CHEN,WAN-BIN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 213058 AS INDEPENDENT DIRECTOR

PROPOSAL #10.9: ELECT WEI,PING-QI WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 35881 AS INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lingyuan Iron & Steel Co., Ltd.

  TICKER:               600231                            CUSIP:   Y52896100

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES AS WELL AS OTHER FINANCING FROM BANK AND

 FINANCIAL INSTITUTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LingYun Industrial Corp., Ltd.

  TICKER:               600480                            CUSIP:   Y5289R104

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE SIGNING OF FINANCIAL FRAMEWORK          ISSUER            YES             FOR                  FOR

SERVICE AGREEMENT WITH NORTH INDUSTRIES GROUP FINANCE

 CO., LTD.

PROPOSAL #10: APPROVE SIGNING OF FINANCIAL LEASING            ISSUER            YES             FOR                  FOR

BUSINESS COOPERATION AGREEMENT WITH ZHONGBING FINANCE

 LEASE CO., LTD.

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

HARBIN LINGYUN AUTOMOBILE PARTS CO., LTD.

PROPOSAL #12: APPROVE PROVISION OF GUARANTEE TO                 ISSUER            YES             FOR                  FOR

WALDASCHAFF AUTOMOTIVE GMBH

PROPOSAL #13: APPROVE APPLICATION FOR REGISTRATION            ISSUER            YES             FOR                  FOR

AND ISSUANCE OF ULTRA SHORT-TERM FINANCING BILLS

PROPOSAL #14: APPROVE APPOINTMENT OF RUIHUA CPAS                ISSUER            YES             FOR                  FOR

PROPOSAL #15.01: ELECT LI XIZENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.02: ELECT LUO KAIQUAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #15.03: ELECT LI ZHIFA AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.04: ELECT MOU YUEHUI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.05: ELECT LI GUANGLIN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #15.06: ELECT HE YUPENG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.01: ELECT LIU TAO AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.02: ELECT FU JIJUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.03: ELECT LI WANGJUN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.01: ELECT DI BIN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #17.02: ELECT ZHU JINGLIANG AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #17.03: ELECT ZHANG LI AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Linx SA

  TICKER:               LINX3                              CUSIP:   P6S933101

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET AND ALLOCATION OF        ISSUER            YES             FOR                  FOR

 INCOME

 


 

 

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #5: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Linx SA

  TICKER:               LINX3                              CUSIP:   P6S933101

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LONG-TERM INCENTIVE PROGRAM:              ISSUER            YES             FOR                  FOR

STOCK OPTION PLAN AND DEFERRED SHARE PLAN

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: AMEND ARTICLE 24                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND ARTICLE 25                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Linx SA

  TICKER:               LINX3                              CUSIP:   P6S933101

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STOCK SPLIT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Linzhou Heavy Machinery Group Co., Ltd.

  TICKER:               002535                            CUSIP:   Y5286G101

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                      SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                 SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING METHOD   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.6: APPROVE AMOUNT AND INTENDED USAGE OF      SHAREHOLDER        YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD                               SHAREHOLDER        YES             FOR                  FOR

 


 

 

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                            SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF        SHAREHOLDER        YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON      SHAREHOLDER        YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE PLAN FOR PRIVATE PLACEMENT OF        SHAREHOLDER        YES             FOR                  FOR

NEW SHARES (REVISION)

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE CHANGE OF 2015 INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #10: APPROVE 2015 FINANCIAL STATEMENTS                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2015 PROFIT DISTRIBUTION                    ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2015 ANNUAL REPORT AND SUMMARY         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE RE-APPOINTMENT OF 2016                       ISSUER            YES             FOR                  FOR

FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #14.1: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH LINZHOU HEAVY MACHINERY CASTING

PROPOSAL #14.2: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH LIAONING GENERAL COAL MACHINERY

EQUIPMENT MANUFACTURE CO., LTD.

PROPOSAL #14.3: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH CHINA COAL INTERNATIONAL LEASING

PROPOSAL #14.4: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH CHINA PINGMEI SHENMA MACHINERY

EQUIPMENT GROUP HENAN HEAVY MACHINERY CO., LTD.

PROPOSAL #14.5: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH XI'AN ZHONGZHUANG CHENGHE COAL

MINING MACHINERY CO., LTD.

PROPOSAL #14.6: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH JIXI JINDING HEAVY MACHINERY

MANUFACTURING CO., LTD.

PROPOSAL #14.7: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH ORDOS CITY NORTHWEST CABLE CO.,

PROPOSAL #14.8: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH YITONG FINANCIAL LEASING CO., LTD.

PROPOSAL #14.9: APPROVE 2015 DAILY RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH XI'AN ZHONGZHUANG INFORMATION

TECHNOLOGY CO., LTD. AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH ZHENGZHOU SUNSHINE PETROLEUM

TECHNOLOGY CO., LTD.

 


 

 

PROPOSAL #14.10: APPROVE 2015 DAILY RELATED PARTY              ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

TRANSACTIONS WITH BEIJING IRIS KING TECHNOLOGY CO.,

PROPOSAL #15: APPROVE 2015 REPORT ON THE DEPOSIT AND         ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #16: APPROVE 2015 REPORT ON THE USE OF FUNDS        ISSUER            YES             FOR                  FOR

 BY CONTROLLING SHAREHOLDER AND OTHER RELATED PARTIES

PROPOSAL #17: APPROVE 2016 REMUNERATION AND ALLOWANCE        ISSUER            YES         AGAINST           AGAINST

 STANDARDS OF DIRECTORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #18: ELECT CHEN JINGGONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #19: APPROVE RELATED PARTY TRANSACTION                 ISSUER            YES             FOR                  FOR

REGARDING BORROWINGS FROM CONTROLLING SHAREHOLDER

PROPOSAL #20: APPROVE PROVISION OF GUARANTEE FOR THE         ISSUER            YES             FOR                  FOR

FINANCING OF RELATED SUBSIDIARY

PROPOSAL #21: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Linzhou Heavy Machinery Group Co., Ltd.

  TICKER:               002535                            CUSIP:   Y5286G101

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF PARTIAL ASSETS AS            ISSUER            YES             FOR                  FOR

WELL AS RELATED PARTY TRANSACTION

PROPOSAL #2: APPROVE TRANSFER OF EQUITY IN LINZHOU            ISSUER            YES             FOR                  FOR

HEAVY MACHINERY MINING CO., LTD AS WELL AS RELATED

PARTY TRANSACTION

PROPOSAL #3: APPROVE TRANSFER OF EQUITY IN QITAIHE            ISSUER            YES             FOR                  FOR

HEAVY MACHINERY JINZHU MACHINE MANUFACTURING CO., LTD

 AS WELL AS RELATED PARTY TRANSACTION

PROPOSAL #4: APPROVE TRANSFER OF EQUITY IN TIANJIN            ISSUER            YES             FOR                  FOR

SANYECHONG ENERGY TECHNICAL SERVICE CO., LTD AS WELL

AS RELATED PARTY TRANSACTION

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lite-On Semiconductor Corp.

  TICKER:               5305                                CUSIP:   Y21856102

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

 


 

 

PROPOSAL #7: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #8.1: ELECT SUNG KUNG YUAN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 134 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.2: ELECT CHEN CHUNG HSIUNG WITH                        ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 8 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT CHEN KUANG CHUNG, REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF LITE-ON CAPITAL INC, WITH SHAREHOLDER NO. 23980,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT CHANG KUO YANG, REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF LITE-ON CAPITAL INC, WITH SHAREHOLDER NO. 23980,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.5: ELECT PAN YUNG TANG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MING XING INV. CO., LTD., WITH SHAREHOLDER NO.

26082, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT FU YU HSUAN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 3298 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.7: ELECT HSUEH KANG WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

70117 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.8: ELECT LI CHAO FU WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

16283 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.9: ELECT SUN CHIN SHU WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 113131 AS INDEPENDENT DIRECTOR

PROPOSAL #8.10: ELECT WANG CHING CHUN WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 26037 AS INDEPENDENT DIRECTOR

PROPOSAL #8.11: ELECT LO CHIEH CHUNG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 124051 AS INDEPENDENT DIRECTOR

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lite-On Technology Corp.

  TICKER:               2301                                CUSIP:   Y5313K109

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY            ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #6.1: ELECT RAYMOND SOONG, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT WARREN CHEN, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

LITE ON CAPITAL CORPORATION, WITH SHAREHOLDER NO.

28383, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT KEH SHEW LU, REPRESENTATIVE OF          ISSUER            YES             FOR                  FOR

TA SUNG INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

59285, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT Y.T. PAN, REPRESENTATIVE OF TA          ISSUER            YES             FOR                  FOR

SUNG INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

59285, AS NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #6.5: ELECT CH CHEN, REPRESENTATIVE OF YUAN         ISSUER            YES             FOR                  FOR

PAO DEVELOPMENT AND INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 103603, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT DAVID LEE, REPRESENTATIVE OF              ISSUER            YES             FOR                  FOR

YUAN PAO DEVELOPMENT AND INVESTMENT CO., LTD., WITH

SHAREHOLDER NO. 103603, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT JOSEPH LIN, REPRESENTATIVE OF            ISSUER            YES             FOR                  FOR

DORCAS INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

617, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT KUO FENG WU, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 435271, AS INDEPENDENT DIRECTOR

PROPOSAL #6.9: ELECT HARVEY CHANG, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 441272, AS INDEPENDENT DIRECTOR

PROPOSAL #6.10: ELECT EDWARD YANG, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 435270, AS INDEPENDENT DIRECTOR

PROPOSAL #6.11: ELECT ALBERT HSEUH, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 528391, AS INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liuzhou Iron & Steel Co., Ltd.

  TICKER:               601003                            CUSIP:   Y52878108

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESIGNATION OF ZHONG HAI AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: APPROVE RESIGNATION OF ZHANG WEIQUAN AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #4: APPROVE RE-ESTIMATE 2015 DAILY RELATED          ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #5.01: ELECT LI YONGSONG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.02: ELECT YANG JUN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liuzhou Iron & Steel Co., Ltd.

  TICKER:               601003                            CUSIP:   Y52878108

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-SIGNING OF RAW MATERIALS                ISSUER            YES             FOR                  FOR

PURCHASE AND SALE AGREEMENT

PROPOSAL #6: APPROVE RE-SIGNING OF PRODUCTION AND              ISSUER            YES             FOR                  FOR

MANAGEMENT SERVICES AGREEMENT

 


 

 

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #9: APPROVE APPLICATION OF CNY 32.535                   ISSUER            YES             FOR                  FOR

BILLION COMPREHENSIVE CREDIT LINES FROM 21 BANKS

PROPOSAL #10: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE RESIGNATION OF TANG TIANMING            ISSUER            YES             FOR                  FOR

AND HUANG QINGZHOU AS SUPERVISOR

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY               SHAREHOLDER        YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13.01: ELECT ZHAO FENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT RUAN ZHIYONG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.02: ELECT MUO CHAOXING AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liuzhou Liangmianzhen Co., Ltd.

  TICKER:               600249                            CUSIP:   Y5323H104

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Liuzhou Liangmianzhen Co., Ltd.

  TICKER:               600249                            CUSIP:   Y5323H104

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE SALES OF PARTIAL SHARES IN CITIC        ISSUER            YES             FOR                  FOR

 SECURITIES

PROPOSAL #8: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 FINANCIAL REPORT AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE AUTHORIZATION OF MANAGEMENT TO          ISSUER            YES             FOR                  FOR

APPLY BANK LOAN

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Livzon Pharmaceutical Group Inc

  TICKER:               000513                            CUSIP:   Y52889105

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S FULFILLMENT OF                     ISSUER            YES             FOR                  FOR

CONDITIONS OF THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.1: APPROVE TYPES AND PAR VALUE OF SHARES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #2.2: APPROVE AMOUNT TO BE ISSUED IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.3: APPROVE METHOD AND TIME OF ISSUANCE IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.4: APPROVE TARGETS OF ISSUANCE AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.5: APPROVE PRICING METHOD AND ISSUING              ISSUER            YES             FOR                  FOR

PRICE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2.6: APPROVE RESTRICTED PERIOD IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.7: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.8: APPROVE USE OF PROCEEDS AND AMOUNTS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.9: APPROVE OWNERSHIP OF UNDISTRIBUTED              ISSUER            YES             FOR                  FOR

PROFITS OF THE COMPANY ACCRUED BEFORE THE NON-

PUBLICISSUANCE A SHARES

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE CONTINGENCY PLAN OF NON-PUBLIC          ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

USAGE OF FUNDS RAISED BY NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #5: APPROVE CONNECTED TRANSACTIONS                        ISSUER            YES             FOR                  FOR

CONSTITUTED BY NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #6: APPROVE AUTHORIZATION TO THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE RELEVANT MATTERS ON THE NON-PUBLIC ISSUANCE OF

 A SHARES

PROPOSAL #7: APPROVE FULL-SCALE AMENDMENT OF                       ISSUER            YES             FOR                  FOR

"ADMINISTRATIVE MEASURES ON USAGE OF FUNDS" RAISED BY

 THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Livzon Pharmaceutical Group Inc

  TICKER:               000513                            CUSIP:   Y52889105

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT TANG YIN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Livzon Pharmaceutical Group Inc

  TICKER:               000513                            CUSIP:   Y52889105

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S FULFILLMENT OF                     ISSUER            YES             FOR                  FOR

CONDITIONS OF THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE ONE BY ONE THE ADJUSTMENTS TO            ISSUER            YES             FOR                  FOR

THE PROPOSAL OF NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.1: APPROVE ADJUSTMENT TO THE AMOUNT TO BE        ISSUER            YES             FOR                  FOR

 ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2.2: APPROVE ADJUSTMENTS TO THE PRICING              ISSUER            YES             FOR                  FOR

METHOD AND ISSUING PRICE IN RELATION TO THE NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE AMENDMENTS TO THE FEASIBILITY            ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON USAGE OF FUNDS RAISED BY NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #4: APPROVE RISK WARNING ON THE DILUTION ON         ISSUER            YES             FOR                  FOR

CURRENT RETURNS OF THE NON-PUBLIC ISSUANCE OF A

SHARES AND IMPLEMENT REMEDIAL MEASURES FOR CURRENT

PROPOSAL #5: APPROVE THE UNDERTAKINGS BY RELEVANT              ISSUER            YES             FOR                  FOR

ENTITIES IN RELATION TO THE CONCRETE IMPLEMENTATION

OF THE REMEDIAL MEASURES FOR THE RETURNS BY THE

PROPOSAL #6: APPROVE THE AMENDMENTS TO THE PLAN ON            ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #7: APPROVE AUTHORIZATION TO THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE RELEVANT MATTERS ON THE NON-PUBLIC ISSUANCE OF

 A SHARES

PROPOSAL #8: APPROVE APPLICATION FOR THE ISSUANCE OF    SHAREHOLDER        YES             FOR                  FOR

SUPER SHORT-TERM FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Livzon Pharmaceutical Group Inc

  TICKER:               000513                            CUSIP:   Y52889105

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE WORK REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE FINANCIAL ACCOUNTS REPORT                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RUIHUA CERTIFIED PUBLIC                       ISSUER            YES         AGAINST           AGAINST

ACCOUNTANTS (LLP) AS AUDITOR AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Livzon Pharmaceutical Group Inc

  TICKER:               000513                            CUSIP:   Y9890T111

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S FULFILLMENT OF                     ISSUER            YES             FOR                  FOR

CONDITIONS OF THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.1: APPROVE TYPES AND PAR VALUE OF SHARES         ISSUER            YES             FOR                  FOR

TO BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #2.2: APPROVE AMOUNT TO BE ISSUED IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.3: APPROVE METHOD AND TIME OF ISSUANCE IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.4: APPROVE TARGETS OF ISSUANCE AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.5: APPROVE PRICING METHOD AND ISSUING              ISSUER            YES             FOR                  FOR

PRICE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2.6: APPROVE RESTRICTED PERIOD IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.7: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.8: APPROVE USE OF PROCEEDS AND AMOUNTS IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.9: APPROVE OWNERSHIP OF UNDISTRIBUTED              ISSUER            YES             FOR                  FOR

PROFITS OF THE COMPANY ACCRUED BEFORE THE NON-

PUBLICISSUANCE A SHARES

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE CONTINGENCY PLAN OF NON-PUBLIC          ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

USAGE OF FUNDS RAISED BY NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #5: APPROVE CONNECTED TRANSACTIONS                        ISSUER            YES             FOR                  FOR

CONSTITUTED BY NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #6: APPROVE AUTHORIZATION TO THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE RELEVANT MATTERS ON THE NON-PUBLIC ISSUANCE OF

 A SHARES

PROPOSAL #7: APPROVE FULL-SCALE AMENDMENT OF                       ISSUER            YES             FOR                  FOR

"ADMINISTRATIVE MEASURES ON USAGE OF FUNDS" RAISED BY

 THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Livzon Pharmaceutical Group Inc

  TICKER:               000513                            CUSIP:   Y9890T111

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT TANG YIN AS SUPERVISOR                             ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Livzon Pharmaceutical Group Inc

  TICKER:               000513                            CUSIP:   Y9890T111

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S FULFILLMENT OF                     ISSUER            YES             FOR                  FOR

CONDITIONS OF THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.01: APPROVE ADJUSTMENT TO THE AMOUNT TO          ISSUER            YES             FOR                  FOR

BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

 SHARES

PROPOSAL #2.02: APPROVE ADJUSTMENTS TO THE PRICING            ISSUER            YES             FOR                  FOR

METHOD AND ISSUING PRICE IN RELATION TO THE NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE AMENDMENTS TO THE FEASIBILITY            ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON USAGE OF FUNDS RAISED BY NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #4: APPROVE RISK WARNING ON THE DILUTION ON         ISSUER            YES             FOR                  FOR

CURRENT RETURNS OF THE NON-PUBLIC ISSUANCE OF A

SHARES AND IMPLEMENT REMEDIAL MEASURES FOR CURRENT

PROPOSAL #5: APPROVE THE UNDERTAKINGS BY RELEVANT              ISSUER            YES             FOR                  FOR

ENTITIES IN RELATION TO THE CONCRETE IMPLEMENTATION

OF THE REMEDIAL MEASURES FOR THE RETURNS BY THE

PROPOSAL #6: APPROVE THE AMENDMENTS TO THE PLAN ON            ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #7: APPROVE AUTHORIZATION TO THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE RELEVANT MATTERS ON THE NON-PUBLIC ISSUANCE OF

 A SHARES

PROPOSAL #8: APPROVE APPLICATION FOR THE ISSUANCE OF    SHAREHOLDER        YES             FOR                  FOR

SUPER SHORT-TERM FINANCING BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Livzon Pharmaceutical Group Inc

  TICKER:               000513                            CUSIP:   Y9890T111

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD                      ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE WORK REPORT OF THE SUPERVISORY          ISSUER             NO              N/A                  N/A

COMMITTEE

PROPOSAL #3: APPROVE FINANCIAL ACCOUNTS REPORT                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE RUIHUA CERTIFIED PUBLIC                       ISSUER             NO              N/A                  N/A

ACCOUNTANTS (LLP) AS AUDITOR AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE ANNUAL REPORT                                         ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER             NO              N/A                  N/A

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Localiza Rent A Car S.A.

  TICKER:               RENT3                              CUSIP:   P6330Z111

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-RATIFY REMUNERATION OF COMPANY'S                ISSUER            YES             FOR                  FOR

MANAGEMENT FOR FISCAL YEARS 2015, 2014 AND 2013

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Localiza Rent A Car S.A.

  TICKER:               RENT3                              CUSIP:   P6330Z111

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Logan Property Holdings Co., Ltd.

  TICKER:               3380                                CUSIP:   G55555109

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT JI JIANDE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT LIU KA YING, REBECCA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3c: ELECT CAI SUISHENG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3d: AUTHORIZE BOARD TO FIX THE REMUNERATION        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lojas Americanas S.A.

  TICKER:               LAME4                              CUSIP:   P6329M105

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lojas Americanas S.A.

  TICKER:               LAME4                              CUSIP:   P6329M113

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31,

2015, AND APPROVE ALLOCATION OF INCOME

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DIRECTOR NOMINATED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDERS

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lojas Americanas S.A.

  TICKER:               LAME4                              CUSIP:   P6329M113

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lojas Renner

  TICKER:               LREN3                              CUSIP:   P6332C102

  MEETING DATE:   9/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE STOCK SPLIT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE LONG-TERM INCENTIVE PROGRAM:              ISSUER            YES             FOR                  FOR

STOCK OPTION PLAN AND RESTRICTED SHARE PLAN

PROPOSAL #4.1: AMEND ARTICLE 5                                                ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: AMEND ARTICLE 6                                                ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: AMEND ARTICLES 6, 12 AND 20                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: AMEND ARTICLE 10                                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: AMEND ARTICLE 20                                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: AMEND ARTICLE 23                                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: AMEND ARTICLE 25                                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: AMEND ARTICLE 25 RE: INCLUDE PARAGRAPH        ISSUER            YES             FOR                  FOR

 2

PROPOSAL #4.9: AMEND ARTICLE 26                                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lojas Renner

  TICKER:               LREN3                              CUSIP:   P6332C102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: ACCEPT MANAGEMENT STATEMENTS FOR                 ISSUER            YES             FOR                  FOR

FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #1.b: ACCEPT FINANCIAL STATEMENTS FOR FISCAL        ISSUER            YES             FOR                  FOR

 YEAR ENDED DEC. 31, 2015

PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.b: APPROVE DIVIDENDS                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #6: FIX NUMBER OF FISCAL COUNCIL MEMBERS               ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL          ISSUER            YES             FOR                  FOR

MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lojas Renner

  TICKER:               LREN3                              CUSIP:   P6332C102

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND REMUNERATION OF COMPANY'S                       ISSUER            YES             FOR                  FOR

MANAGEMENT FOR FISCAL YEAR 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Loncin Motor Co., Ltd.

  TICKER:               603766                            CUSIP:   Y53199108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #8.01: APPROVE DAILY RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTION WITH ORDINARY RELATED ENTERPRISES

 


 

 

PROPOSAL #8.02: APPROVE DAILY RELATED PARTY                        ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH MINORITY SHAREHOLDERS OF THE

COMPANY'S SUBSIDIARIES

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AS WELL AS INTERNAL CONTROL AUDITOR

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2015 ADDITIONAL DAILY RELATED-         ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

PROPOSAL #12: APPROVE CONDUCTING OF FINANCIAL                     ISSUER            YES             FOR                  FOR

DERIVATIVES BUSINESS

PROPOSAL #13: APPROVE DRAFT ON PHASE II EMPLOYEE                ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN AS WELL AS COMMON DEVELOPMENT

PLAN AND ITS SUMMARY

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE II EMPLOYEE SHARE

 PURCHASE PLAN

PROPOSAL #15: APPROVE MANAGEMENT SYSTEM OF PHASE II          ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #16: APPROVE (SOUTHWEST SECURITIES - LONCIN         ISSUER            YES             FOR                  FOR

MOTOR NO.1 SPECIFIC ASSET MANAGEMENT FUND) ASSETS

MANAGEMENT CONTRACT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Long Bon International Co.,Ltd.

  TICKER:               2514                                CUSIP:   Y5344Z109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 BUSINESS OPERATIONS REPORT         ISSUER            YES             FOR                  FOR

AND FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON 2015 PROFIT DISTRIBUTION        ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT YANG GUIXIONG WITH ID                          ISSUER            YES             FOR                  FOR

NO.L100968XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT INDEPENDENT DIRECTOR NO.1                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.3: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Long Chen Paper Co. Ltd.

  TICKER:               1909                                CUSIP:   Y53458108

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Long Yuan Construction Group Co., Ltd.

  TICKER:               600491                            CUSIP:   Y5S25J101

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

CONTROLLED INDIRECT SUBSIDIARY

PROPOSAL #2: APPROVE AUTHORIZATION OF INVESTMENT IN          ISSUER            YES             FOR                  FOR

PUBLIC-PRIVATE PARTNERSHIP (PPP) PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Long Yuan Construction Group Co., Ltd.

  TICKER:               600491                            CUSIP:   Y5S25J101

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES

PROPOSAL #9: APPROVE BANK FINANCING LIMIT FOR THE              ISSUER            YES             FOR                  FOR

PERIOD BETWEEN 2015 ANNUAL GENERAL MEETING AND 2016

ANNUAL GENERAL MEETING

PROPOSAL #10: APPROVE PROVISION OF MAXIMUM GUARANTEE         ISSUER            YES         AGAINST           AGAINST

LIMIT TO CONTROLLED (INDIRECT) SUBSIDIARY

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE PARTICIPATION IN THE                          ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF INDUSTRY MERGER & ACQUISITION FUND

PROPOSAL #13: APPROVE ISSUANCE OF MEDIUM-TERM NOTES           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #15: APPROVE LIABILITY FOR BREACH OF                     ISSUER            YES             FOR                  FOR

CONTRACT BY THE DEFAULTING PARTY IN RENOUNCING

SUBSCRIPTION WITH CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #16.01: ELECT LAI ZHENYUAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #16.02: ELECT LAI CHAOHUI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #16.03: ELECT QIAN SHUIJIANG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #16.04: ELECT LAI WENHAO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.01: ELECT HE WANPENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.02: ELECT ZENG QUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.03: ELECT WANG XIAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #18.01: ELECT LU JIAN AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #18.02: ELECT HE SHUGUANG AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Longfor Properties Co. Ltd

  TICKER:               960                                  CUSIP:   G5635P109

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT WU YAJUN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT FREDERICK PETER CHURCHOUSE AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.3: ELECT CHAN CHI ON, DEREK AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lonking Holdings Ltd.

  TICKER:               3339                                CUSIP:   G5636C107

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT LI SAN YIM AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT CHEN CHAO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT LUO JIANRU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: ELECT ZHENG KEWEN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: ELECT YIN KUNLUN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.6: ELECT NGAI NGAN YING AS DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.7: ELECT WU JIAN MING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.8: ELECT CHEN ZHEN AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.9: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: ELECT QIAN SHIZHENG AS DIRECTOR AND                ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX REMUNERATION OF QIAN SHIZHENG

PROPOSAL #5: APPROVE ERNST & YOUNG, CERTIFIED PUBLIC         ISSUER            YES             FOR                  FOR

ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lopez Holdings Corp

  TICKER:               LPZ                                  CUSIP:   Y5347P108

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON MAY 28, 2015

PROPOSAL #2: APPROVE THE AUDITED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 FOR THE YEAR ENDED DECEMBER 31, 2015

PROPOSAL #3: RATIFY THE ACTS OF THE BOARD AND                     ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #4.1: ELECT OSCAR M. LOPEZ AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT MANUEL M. LOPEZ AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT EUGENIO LOPEZ III AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT SALVADOR G. TIRONA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT CESAR E. A. VIRATA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT WASHINGTON Z. SYCIP AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.7: ELECT MONICO V. JACOB AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPOINT SYCIP, GORRES, VELAYO & CO. AS          ISSUER            YES             FOR                  FOR

EXTERNAL AUDITORS

 


 

 

PROPOSAL #6: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LOTES Co., Ltd.

  TICKER:               3533                                CUSIP:   Y53302108

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4.: ELECT HSIEH CHIA YING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT HU JUI CHING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.4: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.5: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.6: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.7: ELECT NON-INDEPENDENT DIRECTOR NO.5         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.8: ELECT SUPERVISOR NO.1                                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.9: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #4.10: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lotus Health Industry Holding Group Co., Ltd.

  TICKER:               600186                            CUSIP:   Y3121N100

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER             NO              N/A                  N/A

SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER             NO              N/A                  N/A

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER             NO              N/A                  N/A

PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER             NO              N/A                  N/A

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER             NO              N/A                  N/A

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

 


 

 

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER             NO              N/A                  N/A

PROPOSAL #2.09: APPROVE INTENDED USAGE OF RAISED                ISSUER             NO              N/A                  N/A

FUNDS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER             NO              N/A                  N/A

NEW SHARES (REVISED)

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE SIGNING OF SHARE SUBSCRIPTION            ISSUER             NO              N/A                  N/A

AGREEMENT WITH ZHEJIANG RUIKANG INVESTMENT CO., LTD.

IN CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER             NO              N/A                  N/A

OBLIGATION BY ZHEJIANG RUIKANG INVESTMENT CO., LTD.

PROPOSAL #8: APPROVE SIGNING OF SHARES SUBSCRIPTION          ISSUER             NO              N/A                  N/A

AGREEMENT WITH BEIJING ZHONGTIAN RUIHENG INVESTMENT

MANAGEMENT LTD., BEIJING BOWEI TIMES TECHNOLOGY CO.,

LTD. AND SHANGHAI LIXIA EQUITY INVESTMENT FUND

MANAGEMENT CO., LTD. IN CONNECTION TO PRIVATE PLACE

PROPOSAL #9: APPROVE SINGING OF ZHONGRUN FINANCIAL            ISSUER             NO              N/A                  N/A

LEASING (SHANGHAI) CO., LTD. CAPITAL INCREASE

AGREEMENT AND SUPPLEMENTAL AGREEMENT WITH SHANGHAI

HONGGUAN INDUSTRIAL CO., LTD. AND XINHUA

INTERNATIONAL ELECTRONICS CO., LTD.

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER             NO              N/A                  N/A

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #11: APPROVE THE NOTION THAT THE COMPANY              ISSUER             NO              N/A                  N/A

DOES NOT NEED TO PREPARE THE REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS

PROPOSAL #12: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER             NO              N/A                  N/A

NEXT THREE YEARS (2015-2017)

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #14: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER             NO              N/A                  N/A

ASSOCIATION

PROPOSAL #15: ELECT XING ZHANJUN AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lotus Health Industry Holding Group Co., Ltd.

  TICKER:               600186                            CUSIP:   Y3121N100

  MEETING DATE:   2/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PHASE I EMPLOYEE SHARE PURCHASE         ISSUER            YES             FOR                  FOR

PLAN (DRAFT)

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lotus Health Industry Holding Group Co., Ltd.

  TICKER:               600186                            CUSIP:   Y3121N100

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #1.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #1.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #1.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #1.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #1.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.09: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #4: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

AGREEMENT (2) ON THE SHARE SUBSCRIPTION AGREEMENT

WITH ZHEJIANG RUIKANG INVESTMENT CO., LTD.

PROPOSAL #6: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY ZHEJIANG RUIKANG INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lotus Health Industry Holding Group Co., Ltd.

  TICKER:               600186                            CUSIP:   Y3121N100

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR AND                 ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lotus Pharmaceutical Co., Ltd.

  TICKER:               1795                                CUSIP:   Y5335F104

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 

 

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: ELECT LIN HAN FEI WITH ID NO. F120573XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #5: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND ENDORSEMENT AND GUARANTEES

PROPOSAL #7: APPROVE CAPITAL INCREASE VIA CASH                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS ON                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Loudong General Nice Resources (China) Holdings Limited

  TICKER:               00988                              CUSIP:   G5713E109

  MEETING DATE:   10/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Loudong General Nice Resources (China) Holdings Limited

  TICKER:               00988                              CUSIP:   G5713E109

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, ISSUANCE        ISSUER            YES         AGAINST           AGAINST

 OF CONVERTIBLE BONDS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Loudong General Nice Resources (China) Holdings Limited

  TICKER:               988                                  CUSIP:   G5713E109

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT LAU YU AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT GAO WEN PING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT LEUNG YUEN WING AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ASCENDA CACHET CPA LIMITED AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LPP S.A.

  TICKER:               LPP                                  CUSIP:   X5053G103

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING; ELECT MEETING CHAIRMAN               ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015

PROPOSAL #6.2: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015

PROPOSAL #7: APPROVE SUPERVISORY BOARD REPORT ON                ISSUER            YES             FOR                  FOR

BOARD'S WORK IN FISCAL 2015

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS FOR FISCAL         ISSUER            YES             FOR                  FOR

2015

PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #10.1: APPROVE DISCHARGE OF MAREK PIECHOCKI         ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #10.2: APPROVE DISCHARGE OF HUBERT                        ISSUER            YES             FOR                  FOR

KOMOROWSKI (DEPUTY CEO)

PROPOSAL #10.3: APPROVE DISCHARGE OF JACEK KUJAWA              ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #10.4: APPROVE DISCHARGE OF PRZEMYSLAW                 ISSUER            YES             FOR                  FOR

LUTKIEWICZ (DEPUTY CEO)

PROPOSAL #10.5: APPROVE DISCHARGE OF SLAWOMIR LOBODA         ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #10.6: APPROVE DISCHARGE OF PIOTR DYKA                 ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #11.1: APPROVE DISCHARGE OF JERZY LUBIANIEC         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #11.2: APPROVE DISCHARGE OF MACIEJ MATUSIAK         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.3: APPROVE DISCHARGE OF WOJCIECH                     ISSUER            YES             FOR                  FOR

OLEJNICZAK (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.4: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

OLSZEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.5: APPROVE DISCHARGE OF DARIUSZ PACHLA          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.6: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

FAFEREK (SUPERVISORY BOARD MEMBER)

PROPOSAL #12: APPROVE CREATION OF RESERVE CAPITAL               ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE CHANGE OF PURPOSE OF SHARE                ISSUER            YES             FOR                  FOR

REPURCHASE PROGRAM

PROPOSAL #15: APPROVE INCENTIVE PLAN                                     ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LSR Group PJSC

  TICKER:               LSRG                                CUSIP:   50218G206

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF RUB 78 PER SHARE

PROPOSAL #4: FIX NUMBER OF DIRECTORS AT NINE                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT ALEKSANDR VAKHMISTROV AS                     ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.2: ELECT DMITRY GONCHAROV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.3: ELECT VASILY KOSTRITSA AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.4: ELECT ALEKSEY MAKHNEV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #5.5: ELECT ANDREY MOLCHANOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.6: ELECT VITALY PODOLSKY AS DIRECTOR                ISSUER            YES             FOR                  N/A

PROPOSAL #5.7: ELECT ALEKSANDR PRISYAZHNYUK AS                   ISSUER            YES             FOR                  N/A

DIRECTOR

PROPOSAL #5.8: ELECT OLGA SHEYKINA AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #5.9: ELECT EVGENY YATSYSHIN AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #6.1: ELECT NATALYA KLEVTSOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.2: ELECT LUDMILA FRADINA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.3: ELECT IRINA SHARAPOVA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7.1: RATIFY LLC AUDIT-SERVIS AS RFS AUDITOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: RATIFY ZAO KPMG AS IFRS AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE FUTURE RELATED-PARTY                            ISSUER            YES         AGAINST           AGAINST

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LT Group, Inc.

  TICKER:               LTG                                  CUSIP:   Y5342M100

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS MEETING         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE MANAGEMENT REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY ALL ACTS, TRANSACTIONS, AND                 ISSUER            YES             FOR                  FOR

RESOLUTIONS BY THE BOARD OF DIRECTORS AND MANAGEMENT

IN 2015

PROPOSAL #6.1: ELECT LUCIO C. TAN AS A DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT CARMEN K. TAN AS A DIRECTOR                ISSUER            YES         AGAINST           AGAINST

 


 

 

PROPOSAL #6.3: ELECT HARRY C. TAN AS A DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT MICHAEL G. TAN AS A DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: ELECT LUCIO K. TAN, JR. AS A DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.6: ELECT JOSEPH T. CHUA AS A DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.7: ELECT JUANITA TAN LEE AS A DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6.8: ELECT PETER Y. ONG AS A DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.9: ELECT WASHINGTON Z. SYCIP AS A                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #6.10: ELECT ANTONINO L. ALINDOGAN, JR. AS A        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.11: ELECT WILFRIDO E. SANCHEZ AS A                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.12: ELECT FLORENCIA G. TARRIELA AS A                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.13: ELECT ROBIN C. SY AS A DIRECTOR                  ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lu Thai Textile Co., Ltd.

  TICKER:               000726                            CUSIP:   Y5361P109

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY XINJIANG LU THAI FENGSHOU

COTTON FOR THE CNY 100 MILLION BANK LOAN APPLIED BY

IT'S WHOLLY-OWNED SUBSIDIARY XINJIANG LU THAI TEXTILE

 FROM AGRICULTURAL BANK OF CHINA AWAT COUNTY BRANCH

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lu Thai Textile Co., Ltd.

  TICKER:               200726                            CUSIP:   Y5361P109

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lu Thai Textile Co., Ltd.

  TICKER:               200726                            CUSIP:   Y5361P109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

 


 

 

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF PROVIDING              ISSUER            YES             FOR                  FOR

EXTERNAL INVESTMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lu Thai Textile Co., Ltd.

  TICKER:               200726                            CUSIP:   Y5361P109

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU SHIZHEN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT XU ZHINAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT TENGYUAN YINGLI AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.4: ELECT LIU ZIBIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT WANG FANGSHUI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.6: ELECT CHEN RUIMOU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT CENG FACHENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT QIN GUILING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT ZHANG HONGMEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.1: ELECT XU JIANJUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT ZHAO YAO AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT BI XIULI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT PAN AILING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.5: ELECT WANG XINYU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT LI TONGMIN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LIU ZILONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lu Thai Textile Co., Ltd.

  TICKER:               000726                            CUSIP:   Y5361P117

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE BY                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY XINJIANG LU THAI FENGSHOU

COTTON FOR THE CNY 100 MILLION BANK LOAN APPLIED BY

IT'S WHOLLY-OWNED SUBSIDIARY XINJIANG LU THAI TEXTILE

 FROM AGRICULTURAL BANK OF CHINA AWAT COUNTY BRANCH

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lu Thai Textile Co., Ltd.

  TICKER:               200726                            CUSIP:   Y5361P117

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lu Thai Textile Co., Ltd.

  TICKER:               200726                            CUSIP:   Y5361P117

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF RUIHUA CPAS AS            ISSUER            YES             FOR                  FOR

2016 FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF PROVIDING              ISSUER            YES             FOR                  FOR

EXTERNAL INVESTMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lu Thai Textile Co., Ltd.

  TICKER:               200726                            CUSIP:   Y5361P117

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU SHIZHEN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT XU ZHINAN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.3: ELECT TENGYUAN YINGLI AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.4: ELECT LIU ZIBIN AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.5: ELECT WANG FANGSHUI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.6: ELECT CHEN RUIMOU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.7: ELECT CENG FACHENG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.8: ELECT QIN GUILING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.9: ELECT ZHANG HONGMEI AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

 


 

 

PROPOSAL #2.1: ELECT XU JIANJUN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.2: ELECT ZHAO YAO AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT BI XIULI AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT PAN AILING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.5: ELECT WANG XINYU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT LI TONGMIN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LIU ZILONG AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOWANCE OF INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lucky Film Co., Ltd

  TICKER:               600135                            CUSIP:   Y5256Z105

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE 2016 APPLICATION FOR GROUP                 ISSUER            YES             FOR                  FOR

CREDIT LINES FROM AEROSPACE SCIENCE & TECHNOLOGY

FINANCE CO., LTD

PROPOSAL #9: APPROVE CONDUCT DEPOSIT, LOAN AND OTHER         ISSUER            YES             FOR                  FOR

FINANCIAL SERVICE WITH AEROSPACE SCIENCE & TECHNOLOGY

 FINANCE CO., LTD

PROPOSAL #10: APPROVE 2015 REMUNERATION OF DIRECTOR          ISSUER            YES             FOR                  FOR

REN SHOUYONG

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lukoil PJSC

  TICKER:               LKOH                                CUSIP:   69343P105

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE        ISSUER            YES             FOR                  FOR

 MONTHS OF FISCAL 2015

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND CHARTER                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: IF YOU ARE A LEGAL ENTITY MARK FOR; IF          ISSUER            YES             FOR                  N/A

YOU ARE AN INDIVIDUAL HOLDER MARK AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lukoil PJSC

  TICKER:               LKOH                                CUSIP:   69343P105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING

DIVIDENDS

PROPOSAL #2.1: ELECT VAGIT ALEKPEROV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #2.2: ELECT VIKTOR BLAZHEEV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #2.3: ELECT TOBY GATI AS DIRECTOR                           ISSUER            YES             FOR                  N/A

PROPOSAL #2.4: ELECT VALERY GRAYFER AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #2.5: ELECT IGOR IVANOV AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #2.6: ELECT NIKOLAY NIKOLAEV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #2.7: ELECT RAVIL MAGANOV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #2.8: ELECT ROGER MUNNINGS AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #2.9: ELECT RICHARD MATZKE AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #2.10: ELECT GUGLIELMO MOSCATO AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #2.11: ELECT IVAN PICTET AS DIRECTOR                      ISSUER            YES             FOR                  N/A

PROPOSAL #2.12: ELECT LEONID FEDUN AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #3: ELECT  VAGIT ALEKPEROV AS PRESIDENT OF          ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #4.1: ELECT IVAN VRUBLEVSKI AS  MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.2: ELECT PAVEL SULOYEV AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #4.3: ELECT ALEKSANDR SURKOV AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS FOR         ISSUER            YES             FOR                  FOR

THEIR SERVICE UNTIL 2016 AGM

PROPOSAL #5.2: APPROVE REMUNERATION OF DIRECTORS FOR         ISSUER            YES             FOR                  FOR

THEIR SERVICE FROM 2016 AGM

PROPOSAL #6.1: APPROVE REMUNERATION OF MEMBERS OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION FOR THEIR SERVICE UNTIL 2016 AGM

PROPOSAL #6.2: APPROVE REMUNERATION OF MEMBERS OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION FOR THEIR SERVICE STARTING FROM 2016

 AGM

PROPOSAL #7: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND CHARTER                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE NEW EDITION OF  REGULATIONS ON          ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

ON BOARD OF DIRECTORS

PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

MANAGEMENT

 


 

 

PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION WITH         ISSUER            YES             FOR                  FOR

OAO KAPITAL STRAKHOVANIE RE: LIABILITY INSURANCE FOR

DIRECTORS, OFFICERS, AND CORPORATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lukoil PJSC

  TICKER:               LKOH                                CUSIP:   X5060T106

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE        ISSUER            YES             FOR                  FOR

 MONTHS OF FISCAL 2015

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND CHARTER                                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lukoil PJSC

  TICKER:               LKOH                                CUSIP:   X5060T106

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING

DIVIDENDS

PROPOSAL #2.1: ELECT VAGIT ALEKPEROV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #2.2: ELECT VIKTOR BLAZHEEV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #2.3: ELECT TOBY GATI AS DIRECTOR                           ISSUER            YES             FOR                  N/A

PROPOSAL #2.4: ELECT VALERY GRAYFER AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #2.5: ELECT IGOR IVANOV AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #2.6: ELECT NIKOLAY NIKOLAEV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #2.7: ELECT RAVIL MAGANOV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #2.8: ELECT ROGER MUNNINGS AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #2.9: ELECT RICHARD MATZKE AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #2.10: ELECT GUGLIELMO MOSCATO AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #2.11: ELECT IVAN PICTET AS DIRECTOR                      ISSUER            YES             FOR                  N/A

PROPOSAL #2.12: ELECT LEONID FEDUN AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #3: ELECT  VAGIT ALEKPEROV AS PRESIDENT OF          ISSUER            YES             FOR                  FOR

COMPANY

PROPOSAL #4.1: ELECT IVAN VRUBLEVSKY AS  MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.2: ELECT PAVEL SULOYEV AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #4.3: ELECT ALEKSANDR SURKOV AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS FOR         ISSUER            YES             FOR                  FOR

THEIR SERVICE UNTIL 2016 AGM

PROPOSAL #5.2: APPROVE REMUNERATION OF DIRECTORS FOR         ISSUER            YES             FOR                  FOR

THEIR SERVICE FROM 2016 AGM

 


 

 

PROPOSAL #6.1: APPROVE REMUNERATION OF AUDIT                       ISSUER            YES             FOR                  FOR

COMMISSION MEMBERS FOR THEIR SERVICE UNTIL 2016 AGM

PROPOSAL #6.2: APPROVE REMUNERATION OF AUDIT                       ISSUER            YES             FOR                  FOR

COMMISSION MEMBERS FOR THEIR SERVICE STARTING FROM

2016 AGM

PROPOSAL #7: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND CHARTER                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE NEW EDITION OF  REGULATIONS ON          ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

ON BOARD OF DIRECTORS

PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION WITH         ISSUER            YES             FOR                  FOR

OAO KAPITAL STRAKHOVANIE RE: LIABILITY INSURANCE FOR

DIRECTORS, OFFICERS, AND CORPORATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lung Yen Co Ltd.

  TICKER:               5530                                CUSIP:   Y5379T101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luolai Home Textile Co., Ltd.

  TICKER:               002293                            CUSIP:   Y5345Z108

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CREDIT LINE FROM         ISSUER            YES             FOR                  FOR

BANK BY COMPANY AND SUBSIDIARY AS WELL AS GUARANTEE

MATTERS

PROPOSAL #2: APPROVE CHANGE IN COMPANY NAME                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luolai Lifestyle Technology Co Ltd.

  TICKER:               002293                            CUSIP:   Y5345Z108

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luolai Lifestyle Technology Co Ltd.

  TICKER:               002293                            CUSIP:   Y5345Z108

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE ISSUE SIZE, TARGET                          ISSUER            YES             FOR                  FOR

SUBSCRIBERS AND SUBSCRIPTION METHOD

PROPOSAL #2.05: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #5: APPROVE THE NOTION THAT THE COMPANY DOES        ISSUER            YES             FOR                  FOR

 NOT NEED TO PREPARE A REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS WITH WEIFA INVESTMENT

PROPOSAL #7: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS WITH OTHER TARGET SUBSCRIBERS

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE WHITEWASH WAIVER AND RELATED              ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #12: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luoniushan Co Ltd

  TICKER:               000735                            CUSIP:   Y2981N101

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF UNION POWER CPAS         ISSUER            YES             FOR                  FOR

AS 2015 ANNUAL REPORT AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luoniushan Co Ltd

  TICKER:               000735                            CUSIP:   Y2981N101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE INVESTMENT WITH ANOTHER PARTY             ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luoniushan Co Ltd

  TICKER:               000735                            CUSIP:   Y2981N101

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT XU ZILI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.2: ELECT ZHONG JINXIONG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #1.1.3: ELECT HU DIANLING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.1.4: ELECT ZHANG HUI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.1: ELECT ZHU HUI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.2: ELECT WANG YING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.3: ELECT CAI DONGHONG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT YIN YANMIN AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT YAN JINGDONG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lupin Ltd.

  TICKER:               500257                            CUSIP:   Y5362X101

  MEETING DATE:   7/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS          ISSUER            YES             FOR                  FOR

AND STATUTORY REPORTS

PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 AND STATUTORY REPORTS

PROPOSAL #3: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT V. GUPTA AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS         ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

D.B. GUPTA AS EXECUTIVE CHAIRMAN

PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

K.K. SHARMA AS VICE CHAIRMAN

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

M.D. GUPTA AS EXECUTIVE DIRECTOR

PROPOSAL #9: ELECT V. KELKAR AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #10: ELECT R.A. SHAH AS INDEPENDENT DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: ELECT R. ZAHN AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #12: ELECT K.U. MADA AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #13: ELECT D. C. CHOKSI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: APPROVE COMMISSION REMUNERATION FOR              ISSUER            YES             FOR                  FOR

NON-EXECUTIVE DIRECTORS

PROPOSAL #15: APPROVE REMUNERATION OF COST AUDITORS           ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #17: INCREASE AUTHORIZED SHARE CAPITAL AND          ISSUER            YES             FOR                  FOR

AMEND MEMORANDUM OF ASSOCIATION TO REFLECT CHANGES IN

 CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Lushang Property Co., Ltd.

  TICKER:               600223                            CUSIP:   Y5363M104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2016 FINANCING LIMIT                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RENEWAL OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

AGREEMENT WITH SHANDONG COMMERCIAL GROUP FINANCE CO.,

 LTD.

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD AND                ISSUER            YES             FOR                  FOR

MANAGERS TO PARTICIPATE IN LAND AUCTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luxi Chemical Group Co., Ltd.

  TICKER:               000830                            CUSIP:   Y7680K100

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF WHOLLY-         ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

PROPOSAL #2: APPROVE ADDITIONAL REGISTERED AMOUNT OF         ISSUER            YES             FOR                  FOR

ULTRA SHORT-TERM FINANCIAL BILLS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luxi Chemical Group Co., Ltd.

  TICKER:               000830                            CUSIP:   Y7680K100

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #5: APPROVE TO APPOINT AUDITORS AND TO FIX          ISSUER            YES             FOR                  FOR

THEIR REMUNERATION

PROPOSAL #6: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINES AND HANDLING DIRECT FINANCING BUSINESS

PROPOSAL #7: APPROVE DEVELOPMENT OF FINANCE LEASE              ISSUER            YES             FOR                  FOR

BUSINESS AND RELATED-PARTY TRANSACTION

PROPOSAL #8: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #9.01: ELECT ZHANG JINCHENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #9.02: ELECT JIAO YANBIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.03: ELECT CAI YINGQIANG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #9.04: ELECT TANG GUANG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.05: ELECT FAN HONGMEI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.06: ELECT ZHENG KAI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9.07: ELECT YANG TING AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #10.01: ELECT WANG FUJIANG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: ELECT DONG SHUGUO AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10.03: ELECT YANG BENHUA AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE PROFIT DISTRIBUTION                             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES         AGAINST           AGAINST

CONTROLLING SHAREHOLDERS

PROPOSAL #13: APPROVE INVESTMENT IN THE CONSTRUCTION         ISSUER            YES             FOR                  FOR

OF OPTIMIZATION PROJECT FOR RAW MATERIALS LINE OF

POLYHYDRIC ALCOHOLS

PROPOSAL #14: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luxin Venture Capital Group Co., Ltd.

  TICKER:               600783                            CUSIP:   Y5S47U100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE TRANSFER OF 100% EQUITY IN LUXIN        ISSUER            YES             FOR                  FOR

 INVESTMENT CO., LTD TO SHANDONG LUXIN INVESTMENT

HOLDING GROUP CO., LTD BY WHOLLY-OWNED SUBSIDIARY

PROPOSAL #9.01: ELECT WANG XUDONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.02: ELECT WAN ZHONG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.03: ELECT ZHAO ZIKUN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.04: ELECT WANG BIAO AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.05: ELECT LIU BOZHE AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.06: ELECT LI GAOFENG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #10.01: ELECT REN HUI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT YU SHAOMING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT LIU JIANKANG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT LIU MEI AS SUPERVISOR                   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #11.02: ELECT MA GUANGHUI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

 


 

 

PROPOSAL #11.03: ELECT YANG GONGMIN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luxshare Precision Industry Co., Ltd.

  TICKER:               002475                            CUSIP:   Y7744X106

  MEETING DATE:   12/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING PRINCIPLE AND ISSUE            ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.6: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.7: APPROVE LOCK-UP PERIOD AND LISTING              ISSUER            YES             FOR                  FOR

EXCHANGE

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AMENDMENT ON COMPANY'S RELATED          ISSUER            YES             FOR                  FOR

INTERNAL CONTROL SYSTEMS

PROPOSAL #8: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #9: APPROVE EXTENSION OF PROVISION OF                   ISSUER            YES             FOR                  FOR

GUARANTEE TO WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luxshare Precision Industry Co., Ltd.

  TICKER:               002475                            CUSIP:   Y7744X106

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES (REVISED DRAFT)

PROPOSAL #2: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT OF A SHARES

 


 

 

PROPOSAL #3: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT OF A

SHARES

PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luxshare Precision Industry Co., Ltd.

  TICKER:               002475                            CUSIP:   Y7744X106

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DECREASE IN REGISTERED CAPITAL          ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luyang Energy-Saving Materials Co., Ltd.

  TICKER:               002088                            CUSIP:   Y76822124

  MEETING DATE:   12/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GUO YONGHUA AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DAVID EDWARD BROOKS AS NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luyang Energy-Saving Materials Co., Ltd.

  TICKER:               002088                            CUSIP:   Y76822124

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: APPROVE APPOINTMENT OF ERNST & YOUNG         ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #6.02: APPROVE PAYMENT OF 2016 AUDIT FEE              ISSUER            YES             FOR                  FOR

AMOUNTING TO CNY 760,000

 


 

 

PROPOSAL #7: APPROVE REMUNERATION MANAGEMENT SYSTEM          ISSUER            YES             FOR                  FOR

OF DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT

PROPOSAL #8: ELECT ZHU QINGBIN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luye Pharma Group Ltd.

  TICKER:               2186                                CUSIP:   G57007109

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT LIU DIAN BO AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luyin Investment Group Co., Ltd.

  TICKER:               600784                            CUSIP:   Y5362A101

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SELLING OF PARTIAL EQUITY OF              ISSUER            YES             FOR                  FOR

CECEP VALIANT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luyin Investment Group Co., Ltd.

  TICKER:               600784                            CUSIP:   Y5362A101

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENT TO ARTICLES OF                     ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: ELECT FENG QINGZHI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: ELECT LIU WEIGUO AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT LU FANWEI AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT FU BO AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.04: ELECT JIANG SHUQI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Luyin Investment Group Co., Ltd.

  TICKER:               600784                            CUSIP:   Y5362A101

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND APPROVE 2016 DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #9: APPROVE APPOINTMENT OF WUYIGE CPAS LLP          ISSUER            YES             FOR                  FOR

AS AUDITOR

PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE PROVISION OF GUARANTEE FOR                ISSUER            YES             FOR                  FOR

SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LuZhou Lao Jiao Co., Ltd.

  TICKER:               000568                            CUSIP:   Y5347R104

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CHANGE IN USE OF RAISED FUNDS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INVESTMENT OF SUBSIDIARY IN WINE        ISSUER            YES             FOR                  FOR

 ENGINEERING TECHNOLOGICAL TRANSFORMATION PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LW Bogdanka SA

  TICKER:               LWB                                  CUSIP:   X5152C102

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY           SHAREHOLDER        YES         AGAINST               N/A

BOARD MEMBERS

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7: TRANSACT OTHER BUSINESS                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LW Bogdanka SA

  TICKER:               LWB                                  CUSIP:   X5152C102

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: TRANSACT OTHER BUSINESS                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LW Bogdanka SA

  TICKER:               LWB                                  CUSIP:   X5152C102

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND STATUTE                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: TRANSACT OTHER BUSINESS                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               LW Bogdanka SA

  TICKER:               LWB                                  CUSIP:   X5152C102

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: APPROVE FINANCIAL STATEMENTS FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #9.2: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #9.3: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #9.4: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

 


 

 

PROPOSAL #9.5a: APPROVE DISCHARGE OF ZBIGNIEW STOPA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.5b: APPROVE DISCHARGE OF WALDEMAR                     ISSUER            YES             FOR                  FOR

BERNACIAK (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.5c: APPROVE DISCHARGE OF ROGER DE                     ISSUER            YES             FOR                  FOR

BAZELAIRE (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.5d: APPROVE DISCHARGE OF KRZYSZTOF SZLAGA        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.5e: APPROVE DISCHARGE OF PIOTR JANICKI            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.5f: APPROVE DISCHARGE OF JAKUB STECHLY            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #9.6: APPROVE SUPERVISORY BOARD REPORT FOR          ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #9.7a: APPROVE DISCHARGE OF WITOLD                        ISSUER            YES             FOR                  FOR

DANILOWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7b: APPROVE DISCHARGE OF STEFAN KAWALEC          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7c: APPROVE DISCHARGE OF ERYK KARSKI                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7d: APPROVE DISCHARGE OF RAIMONDO EGGINK         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7e: APPROVE DISCHARGE OF ROBERT BEDNARSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7f: APPROVE DISCHARGE OF DARIUSZ FORMELA         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7g: APPROVE DISCHARGE OF TOMASZ MOSIEK            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7h: APPROVE DISCHARGE OF MICHAL STOPYRA          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7i: APPROVE DISCHARGE OF DALIDA GEPFERT          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7j: APPROVE DISCHARGE OF PAWEL ORLOF                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7k: APPROVE DISCHARGE OF MAGDALENA                   ISSUER            YES             FOR                  FOR

KACZMAREK (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7l: APPROVE DISCHARGE OF BARTOSZ KRYSTA          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7m: APPROVE DISCHARGE OF KRZYSZTOF MATAN         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.8: APPROVE TREATMENT OF NET LOSS                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: TRANSACT OTHER BUSINESS                                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               M. Dias Branco S.A Industria E Comercio De Alimentos

  TICKER:               MDIA3                              CUSIP:   P64876108

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               M. Dias Branco S.A Industria E Comercio De Alimentos

  TICKER:               MDIA3                              CUSIP:   P64876108

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               M.video PJSC

  TICKER:               MVID                                CUSIP:   X5596G107

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS PREPARED IN        ISSUER            YES             FOR                  FOR

 ACCORDANCE WITH RUSSIAN ACCOUNTING STANDARDS(RAS)

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS  PREPARED          ISSUER            YES             FOR                  FOR

IN ACCORDANCE WITH INTERNATIONAL FINANCIAL REPORTING

STANDARDS (IFRS)

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT PAVEL BREEV AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #6.2: ELECT ADRIAN BURLETON AS DIRECTOR                ISSUER            YES             FOR                  N/A

PROPOSAL #6.3: ELECT JOHN COLEMAN AS DIRECTOR                      ISSUER            YES             FOR                  N/A

PROPOSAL #6.4: ELECT UTHO CREUSEN AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #6.5: ELECT DENIS KULIKOV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #6.6: ELECT CHRISTOPHER PARKS AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #6.7: ELECT VLADIMIR PREOBRAZHENSKY AS                 ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #6.8: ELECT ALEKSANDR PRISYAZHNUK AS                     ISSUER            YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.9: ELECT CHRIS SKIRROW AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #6.10: ELECT ALEKSANDR TYNKOVAN AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #6.11: ELECT DAVID HAMID AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #7.1: ELECT LYUDMILA TYSHKEVICH AS MEMBER OF        ISSUER            YES             FOR                  FOR

 AUDIT COMMISSION

PROPOSAL #7.2: ELECT EVGENY BEZLIK AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #7.3: ELECT EVGENIYA KOCHUBEY AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #8: APPROVE ADDITIONAL REMUNERATION OF                 ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION MEMBERS

PROPOSAL #10: RATIFY AUDITOR                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS, EXECUTIVES, AND

COMPANY

PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE NEW EDITION OF CHARTER                       ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #15: APPROVE NEW EDITION OF REGULATIONS ON          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maanshan Iron & Steel Company Ltd.

  TICKER:               00323                              CUSIP:   Y5361G109

  MEETING DATE:   9/10/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maanshan Iron & Steel Company Ltd.

  TICKER:               00323                              CUSIP:   Y5361G109

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE AND PURCHASE OF ORE                     ISSUER            YES             FOR                  FOR

AGREEMENT FOR 2016 TO 2018, PROPOSED ANNUAL CAPS AND

RELATED TRANSACTIONS

PROPOSAL #2: APPROVE ENERGY SAVING AND ENVIRONMENTAL         ISSUER            YES             FOR                  FOR

PROTECTION AGREEMENT FOR 2016 TO 2018, PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

PROPOSAL #3: APPROVE CONTINUING CONNECTED                            ISSUER            YES             FOR                  FOR

TRANSACTIONS AGREEMENT FOR 2016 TO 2018, PROPOSED

ANNUAL CAPS AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maanshan Iron & Steel Company Ltd.

  TICKER:               323                                  CUSIP:   Y5361G109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE THIRTEENTH FIVE-YEAR STRATEGIC          ISSUER            YES             FOR                  FOR

DEVELOPMENT PLAN

 


 

 

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maanshan Iron & Steel Company Ltd.

  TICKER:               323                                  CUSIP:   Y5361G117

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE ERNST & YOUNG HUA MING LLP AS            ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE THIRTEENTH FIVE-YEAR STRATEGIC          ISSUER            YES             FOR                  FOR

DEVELOPMENT PLAN

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Macrolink Real Estate Co., Ltd.

  TICKER:               000620                            CUSIP:   Y6147N103

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.4: APPROVE BOND MATURITY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE GUARANTEE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE SPECIAL PROVISIONS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #4: APPROVE SPECIAL SELF-INSPECTION REPORT          ISSUER            YES             FOR                  FOR

REGARDING LAND USE AND REAL ESTATE SALES AS WELL AS

RELEVANT COMMITMENTS BY COMPANY'S DIRECTORS, SENIOR

MANAGEMENT, CONTROLLING SHAREHOLDERS AND ULTIMATE

CONTROLLING SHAREHOLDER

 


 

 

PROPOSAL #5: APPROVE GUARANTEE PROVISION TO WUHU                ISSUER            YES             FOR                  FOR

MACROLINK CULTURE TOURISM INVESTMENT MANAGEMENT CO.,

LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Macrolink Real Estate Co., Ltd.

  TICKER:               000620                            CUSIP:   Y6147N103

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION FOR THE M &         ISSUER            YES             FOR                  FOR

A LOAN APPLIED BY WHOLLY OWNED SUBSIDIARY

PROPOSAL #2: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

ENTRUSTED LOAN ACCEPTED BY WHOLLY OWNED SUBSIDIARY

HUNAN MACROLINK CONSTRUCTION ENGINEERING CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

WHOLLY OWNED SUBSIDIARY WUHU MACROLINK CULTURE TRAVEL

 INVESTMENT MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Macrolink Real Estate Co., Ltd.

  TICKER:               000620                            CUSIP:   Y6147N103

  MEETING DATE:   1/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION TO ENTRUSTED        ISSUER            YES             FOR                  FOR

 LOAN OF SHANGHAI MACROLINK PROPERTIES CO., LTD.

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO ENTRUSTED        ISSUER            YES             FOR                  FOR

 LOAN OF BEIJING MACROLINK HONGSHI COMMERCIAL REAL

ESTATE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Macrolink Real Estate Co., Ltd.

  TICKER:               000620                            CUSIP:   Y6147N103

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE ASSET SUPPORT SPECIAL ISSUANCE          ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #10: APPROVE APPOINTMENT OF AUDITOR                       ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Macronix International Co., Ltd.

  TICKER:               2337                                CUSIP:   Y5369A104

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE ISSUANCE OF MARKETABLE                        ISSUER            YES         AGAINST           AGAINST

SECURITIES VIA PUBLIC OFFERING OR PRIVATE PLACEMENT

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT MIN CHYOU WU, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 21, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT REPRESENTATIVE OF CHIEN HSU                ISSUER            YES             FOR                  FOR

INVESTMENT CORPORATION, WITH SHAREHOLDER NO. 1242496,

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT CHIH YUAN LU, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 45641, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT SHIGEKI MATSUKA, REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF SHIN YIN INVESTMENT LTD., WITH SHAREHOLDER NO.

777505, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT CHENG YI FANG, WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 239, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT CHUNG LAUNG LIU, WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 941249, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT REPRESENTATIVE OF ACHI CAPITAL          ISSUER            YES             FOR                  FOR

LIMITED, WITH SHAREHOLDER NO. 1065570, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT DANG HSING YIU, WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 810, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.9: ELECT FUL LONG NI, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 837, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.10: ELECT WEN SEN PAN, WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 41988, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.11: ELECT REPRESENTATIVE OF HUI YING                ISSUER            YES             FOR                  FOR

INVESTMENT LTD., WITH SHAREHOLDER NO. 280338, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #5.12: ELECT CHE HO WEI, WITH ID NO.                     ISSUER            YES             FOR                  FOR

L10156****, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.13: ELECT CHIANG KAO, WITH ID NO.                     ISSUER            YES             FOR                  FOR

A10038****, AS INDEPENDENT DIRECTOR

PROPOSAL #5.14: ELECT YAN KUIN SU, WITH ID NO.                   ISSUER            YES             FOR                  FOR

E10128****, AS INDEPENDENT DIRECTOR

PROPOSAL #5.15: ELECT JOHN C.F. CHEN, WITH ID NO.              ISSUER            YES             FOR                  FOR

N10005****, AS INDEPENDENT DIRECTOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Madinet Nasr for Housing & Development

  TICKER:               MNHD                                CUSIP:   M6879R101

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN              ISSUER             NO              N/A                  N/A

CAPITAL

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER             NO              N/A                  N/A

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Madinet Nasr for Housing & Development

  TICKER:               MNHD                                CUSIP:   M6879R101

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE 1:2 BONUS SHARE ISSUE AND                ISSUER             NO              N/A                  N/A

AMEND BYLAWS TO REFLECT CHANGES IN CAPITAL

PROPOSAL #2: INFORM GENERAL ASSEMBLY OF THE LOSS OF          ISSUER             NO              N/A                  N/A

COMPANY ASSET DUE TO GOVERNMENTAL DECISION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Madinet Nasr for Housing & Development

  TICKER:               MNHD                                CUSIP:   M6879R101

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS FOR FY 2015

PROPOSAL #5: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER             NO              N/A                  N/A

PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #7: APPROVE SITTING FEES OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #8: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #9: ELECT AHMED ALHAITAMI AS DIRECTOR                    ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Madinet Nasr for Housing & Development

  TICKER:               MNHD                                CUSIP:   M6879R101

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER             NO              N/A                  N/A

 BONUS ISSUE OF 125 MILLION SHARES

 


 

 

PROPOSAL #2: AMEND ARTICLES 6 AND 7 TO REFLECT                   ISSUER             NO              N/A                  N/A

CHANGES IN CAPITAL

PROPOSAL #3: AUTHORIZE CEO OR APPOINTED                               ISSUER             NO              N/A                  N/A

REPRESENTATIVE TO RATIFY AND EXECUTE APPROVED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magnesita Refratarios S.A.

  TICKER:               MAGG3                              CUSIP:   P6426L158

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER         NO              N/A                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magnesita Refratarios S.A.

  TICKER:               MAGG3                              CUSIP:   P6426L158

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY CANCELLATION OF TREASURY SHARES           ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magnit PJSC

  TICKER:               MGNT                                CUSIP:   55953Q202

  MEETING DATE:   9/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 88.40          ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST SIX MONTHS OF FISCAL 2015

PROPOSAL #2.1: APPROVE LARGE-SCALE RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION WITH ZAO TANDER RE: LOAN AGREEMENT

PROPOSAL #2.2: APPROVE LARGE-SCALE RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION WITH SBERBANK OF RUSSIA RE: GUARANTEE

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magnit PJSC

  TICKER:               MGNT                                CUSIP:   55953Q202

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 179.77         ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

 


 

 

PROPOSAL #2.1: APPROVE LARGE-SCALE RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION WITH ZAO TANDER RE: LOAN AGREEMENT

PROPOSAL #2.2: APPROVE LARGE-SCALE RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION WITH RUSSIAN AGRICULTURAL BANK RE:

SUPPLEMENT TO GUARANTEE AGREEMENT

PROPOSAL #2.3: APPROVE LARGE-SCALE RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION WITH ALFA-BANK RE: GUARANTEE AGREEMENT

PROPOSAL #2.4: APPROVE LARGE-SCALE RELATED-PARTY                ISSUER            YES             FOR                  FOR

TRANSACTION WITH SBERBANK OF RUSSIA RE: GUARANTEE

AGREEMENT

PROPOSAL #3.1: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 ROSBANK RE: GUARANTEE AGREEMENT

PROPOSAL #3.2: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SBERBANK OF RUSSIA RE: GUARANTEE AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magnit PJSC

  TICKER:               MGNT                                CUSIP:   55953Q202

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4.1: ELECT ALEKSANDR ALEKSANDROV AS                     ISSUER            YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.2: ELECT SERGEY GALITSKY AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #4.3: ELECT VLADIMIR GORDEYCHUK AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #4.4: ELECT ALEKSANDR ZAYONTS AS DIRECTOR             ISSUER            YES             FOR                  N/A

PROPOSAL #4.5: ELECT KHACHATUR POMBUKHCHAN AS                     ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #4.6: ELECT ALEXEY PSHENICHNY AS DIRECTOR             ISSUER            YES             FOR                  N/A

PROPOSAL #4.7: ELECT ASLAN SHKHACHEMUKOV AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #5.1: ELECT ROMAN EFIMENKO AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5.2: ELECT ANGELA UDOVICHENKO AS MEMBER OF         ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5.3: ELECT DENIS FEDOTOV AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #6: RATIFY AUDITOR TO AUDIT COMPANY'S                   ISSUER            YES             FOR                  FOR

ACCOUNTS IN ACCORDANCE WITH RUSSIAN ACCOUNTING

PROPOSAL #7: RATIFY AUDITOR TO AUDIT COMPANY'S                   ISSUER            YES             FOR                  FOR

ACCOUNTS IN ACCORDANCE WITH IFRS

PROPOSAL #8.1: APPROVE LARGE-SCALE TRANSACTION WITH          ISSUER            YES             FOR                  FOR

AO TANDER RE: LOAN AGREEMENT

PROPOSAL #8.2: APPROVE LARGE-SCALE TRANSACTION WITH          ISSUER            YES             FOR                  FOR

AO RUSSIAN AGRICULTURAL BANK RE: GUARANTEE AGREEMENT

PROPOSAL #8.3: APPROVE LARGE-SCALE TRANSACTION WITH          ISSUER            YES             FOR                  FOR

AO ALFA BANK RE: GUARANTEE AGREEMENT

PROPOSAL #8.4: APPROVE LARGE-SCALE TRANSACTION WITH          ISSUER            YES             FOR                  FOR

PAO ROSBANK RE: GUARANTEE AGREEMENT

 


 

 

PROPOSAL #8.5: APPROVE LARGE-SCALE TRANSACTION WITH          ISSUER            YES             FOR                  FOR

PAO SBERBANK RUSSIA RE: GUARANTEE AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magnitogorsk Iron & Steel Works

  TICKER:               MAGN                                CUSIP:   X5170Z109

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST 6            ISSUER            YES             FOR                  FOR

MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magnitogorsk Iron & Steel Works

  TICKER:               MAGN                                CUSIP:   X5170Z109

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE RELATED-PARTY TRANSACTION RE:         ISSUER            YES             FOR                  FOR

ACQUISITION OF SHARES OF MMK METALURJI SANAYI

PROPOSAL #1.2: APPROVE RELATED-PARTY TRANSACTION RE:         ISSUER            YES         AGAINST           AGAINST

SIXTH AMENDMENT AGREEMENT TO COMMON TERMS AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magnitogorsk Iron & Steel Works

  TICKER:               MAGN                                CUSIP:   X5170Z109

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ANNUAL REPORT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE FINANCIAL STATEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE ALLOCATION OF INCOME                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE DIVIDENDS                                            ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT VIKTOR RASHNIKOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #2.2: ELECT RUBEN AGANBEGYAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT KIRILL LYOVIN AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #2.4: ELECT NIKOLAY LYADOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #2.5: ELECT VALERY MARTZINOVICH AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: ELECT RALPH TAVAKOLYAN MORGAN AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.7: ELECT OLGA RASHNIKOVA AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #2.8: ELECT ZUMRUD RUSTAMOVA AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #2.9: ELECT SERGEY SULIMOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #2.10: ELECT PAVEL SHILYAEV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.1: ELECT ALEKSANDR MASLENNIKOV AS MEMBER         ISSUER            YES             FOR                  FOR

OF AUDIT COMMISSION

PROPOSAL #3.2: ELECT OKSANA DYULDINA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

 


 

 

PROPOSAL #3.3: ELECT GALINA AKIMOVA AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4: RATIFY ZAO PRICEWATERHOUSECOOPERS AUDIT         ISSUER            YES             FOR                  FOR

AS AUDITOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Magyar Telekom Plc.

  TICKER:               MTELEKOM                        CUSIP:   X5187V109

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF HUF 15 PER SHARE

PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE COMPANY'S CORPORATE GOVERNANCE          ISSUER            YES             FOR                  FOR

STATEMENT

PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #7: REELECT KERSTIN GUNTHER AS MANAGEMENT            ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #8: REELECT CHRISTOPHER MATTHEISEN AS                   ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD MEMBER

PROPOSAL #9: REELECT GYORGY MOSONYI AS MANAGEMENT              ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #10: REELECT GUNTER MOSSAL AS MANAGEMENT              ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #11: REELECT RALF NEJEDL AS MANAGEMENT BOARD        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #12: REELECT FRANK ODZUCK AS MANAGEMENT                ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #13: REELECT MIHALY PATAI AS MANAGEMENT                ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #14: ELECT RALPH RENTSCHLER AS MANAGEMENT            ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #15: REELECT JANOS BITO AS SUPERVISORY BOARD        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #16: ELECT SANDOR HARTAI AS SUPERVISORY                ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #17: REELECT JANOS ILLESSY AS SUPERVISORY            ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #18: REELECT SANDOR KEREKES AS SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #19: REELECT KONRAD KREUZER AS SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #20: REELECT TAMAS LICHNOVSZKY AS                          ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD MEMBER

 


 

 

PROPOSAL #21: REELECT MARTIN MEFFERT AS SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #22: REELECT EVA OZ AS SUPERVISORY BOARD              ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #23: REELECT LASZLO PAP AS SUPERVISORY BOARD        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #24: REELECT KAROLY SALAMON AS SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #25: REELECT MRS. ZSOLTNE VARGA AS                        ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD MEMBER

PROPOSAL #26: REELECT KONRAD WETZKER AS SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #27: REELECT  JANOS BITO AS AUDIT COMMITTEE         ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #28: REEECT JANOS ILLESSY AS AUDIT COMMITTEE        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #29: REELECT SANDOR KEREKES AS AUDIT                     ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #30: REELECT LASZLO PAP AS AUDIT COMMITTEE          ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #31: REELECT KAROLY SALAMON AS AUDIT                     ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #32: RENEW APPOINTMENT OF                                        ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS AUDITING LTD AS AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mah Sing Group Berhad

  TICKER:               MAHSING                          CUSIP:   Y5418R108

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROPOSED VARIATION OF                          ISSUER            YES             FOR                  FOR

UTILISATION OF PROCEEDS RAISED FROM THE RIGHTS ISSUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mah Sing Group Berhad

  TICKER:               MAHSING                          CUSIP:   Y5418R108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT NG POH SENG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT IZAHAM BIN ABD. RANI AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE AS AUDITORS AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT YAACOB BIN MAT ZAIN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE YAACOB BIN MAT ZAIN TO CONTINUE         ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #8: APPROVE IZAHAM BIN ABD. RANI TO CONTINUE        ISSUER            YES             FOR                  FOR

 OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

 


 

 

PROPOSAL #9: APPROVE LOH KOK LEONG TO CONTINUE OFFICE        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mahindra & Mahindra Financial Services Limited

  TICKER:               532720                            CUSIP:   Y53987122

  MEETING DATE:   7/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE VACANCY ON THE BOARD RESULTING          ISSUER            YES             FOR                  FOR

FROM THE RETIREMENT OF U.Y. PHADKE

PROPOSAL #4: APPROVE B. K. KHARE & CO. AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: ELECT V.S. PARTHASARATHY AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mahindra & Mahindra Financial Services Limited

  TICKER:               M&MFIN                            CUSIP:   Y53987122

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES INCLUDING SUBORDINATED DEBENTURES ON

PRIVATE PLACEMENT

PROPOSAL #3: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF RAMESH IYER AS VICE-CHAIRMAN & MANAGING DIRECTOR

PROPOSAL #4: ELECT V. RAVI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION          ISSUER            YES             FOR                  FOR

OF V. RAVI AS EXECUTIVE DIRECTOR & CFO

PROPOSAL #6: ELECT ANISH SHAH AS DIRECTOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mahindra & Mahindra Ltd.

  TICKER:               500520                            CUSIP:   Y54164150

  MEETING DATE:   8/7/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

 


 

 

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT A.G. MAHINDRA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

PROPOSAL #7: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES             FOR                  FOR

PROPOSAL #8: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mahindra CIE Automotive Limited

  TICKER:               532756                            CUSIP:   Y53867100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: REELECT HEMANT LUTHRA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT JESUS MARIA HERRERA BARANDIARAN         ISSUER            YES         AGAINST           AGAINST

AS DIRECTOR

PROPOSAL #4: APPROVE B.K. KHARE & CO. AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mahle Metal Leve S.A.

  TICKER:               LEVE3                              CUSIP:   P6528U106

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DIRECTORS AND ALTERNATES                      ISSUER             NO              N/A                  N/A

PROPOSAL #4.2: ELECT MAURO GENTILE RODRIGUES DA CUNHA   SHAREHOLDER        YES             FOR                  N/A

 AS DIRECTOR AND REGINALDO FERREIRA ALEXANDRE AS

ALTERNATE NOMINATED BY MINORITY SHAREHOLDERS

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBERS AND                 ISSUER            YES         AGAINST           AGAINST

ALTERNATES AND APPROVE THEIR REMUNERATION

PROPOSAL #5.2: ELECT MARIO PROBST AS FISCAL COUNCIL      SHAREHOLDER        YES             FOR                  N/A

MEMBER AND MONICA HOJAIJ CARVALHO MOLINA AS ALTERNATE

 APPOINTED BY MINORITY SHAREHOLDER

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mahle Metal Leve S.A.

  TICKER:               LEVE3                              CUSIP:   P6528U106

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Major Cineplex Group PCL

  TICKER:               MAJOR                              CUSIP:   Y54190130

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATING RESULT                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #5.1: ELECT SOMCHAINUK ENGTRAKUL AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECTVICHA POOLVARALUK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT WICHAI POOLVARALUK AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPER ABAS AND          ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Makalot Industrial Co., Ltd.

  TICKER:               1477                                CUSIP:   Y5419P101

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS CHOU LIPING AND

MA KUOCHU

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Malakoff Corporation Berhad

  TICKER:               MALAKOF                          CUSIP:   Y5401R107

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE FINANCIAL YEAR ENDED DECEMBER 31, 2015

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT TAN LER CHIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT IDRIS BIN ABDULLAH AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT MUHAMAD BIN SYED ABDUL KADIR AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT KOHEI HIRAO AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES         AGAINST           AGAINST

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE FINANCIAL YEAR ENDING DECEMBER 31, 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Malayan Banking Berhad

  TICKER:               MAYBANK                          CUSIP:   Y54671105

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZAHARUDDIN MEGAT MOHD NOR AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT ISMAIL SHAHUDIN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT TAN TAT WAI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT EDWIN GERUNGAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE ISSUANCE OF NEW ORDINARY SHARES         ISSUER            YES             FOR                  FOR

UNDER THE DIVIDEND REINVESTMENT PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Malaysia Airports Holdings Berhad

  TICKER:               AIRPORT                          CUSIP:   Y5585D106

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: ELECT MOHMAD ISA BIN HUSSAIN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT YAM KONG CHOY AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT ZALEKHA BINTI HASSAN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ROSLI BIN ABDULLAH AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Malaysia Building Society Berhad

  TICKER:               MBSB                                CUSIP:   Y56103107

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZAID BIN SYED JAFFAR ALBAR AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT JASMY BIN ISMAIL AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MOSLIM BIN OTHMAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ABDUL HALIM BIN ALI AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE ISSUANCE OF NEW ORDINARY SHARES         ISSUER            YES             FOR                  FOR

UNDER THE DIVIDEND REINVESTMENT PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Malaysia Building Society Berhad

  TICKER:               MBSB                                CUSIP:   Y56103107

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENOUNCEABLE TWO-CALL RIGHTS              ISSUER            YES             FOR                  FOR

ISSUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Malaysia Marine and Heavy Engineering Holdings Berhad

  TICKER:               MHB                                  CUSIP:   Y54195105

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT HASHIM BIN SYED ABDULLAH AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT YEE YANG CHIEN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT HALIPAH BINTI ESA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT NASARUDIN MD IDRIS AS DIRECTOR               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Malaysian Bulk Carriers Berhad

  TICKER:               MAYBULK                          CUSIP:   Y5650J103

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT AHMAD SUFIAN @ QURNAIN BIN ABDUL          ISSUER            YES             FOR                  FOR

RASHID AS DIRECTOR

PROPOSAL #3: ELECT KUOK KHOON KUAN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT WU LONG PENG AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Malaysian Resources Corporation Berhad

  TICKER:               MRCB                                CUSIP:   Y57177100

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHUAH MEI LIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT HASMAN YUSRI YUSOFF AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT AZLAN ZAINOL AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT SHAHRIL RIDZA RIDZUAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE GRANT OF OPTIONS TO MOHAMAD                ISSUER            YES         AGAINST           AGAINST

SALIM FATEH DIN UNDER THE ESOS

PROPOSAL #8: APPROVE GRANT OF OPTIONS TO MOHD IMRAN          ISSUER            YES         AGAINST           AGAINST

TAN SRI MOHAMAD SALIM UNDER THE ESOS

PROPOSAL #9: APPROVE GRANT OF OPTIONS TO NOR IZZATI          ISSUER            YES         AGAINST           AGAINST

TAN SRI MOHAMAD SALIM UNDER THE ESOS

PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mangalore Refinery & Petrochemicals Ltd.

  TICKER:               500109                            CUSIP:   Y5763P137

  MEETING DATE:   8/8/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT V. AGRAWAL AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

JOINT STATUTORY AUDITORS

PROPOSAL #4: ELECT M. VENKATESH AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT N.K. SRIVASTAVA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT P. DEVI AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Manila Electric Company (Meralco)

  TICKER:               MER                                  CUSIP:   Y5764J148

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL MEETING OF        ISSUER            YES             FOR                  FOR

 STOCKHOLDERS HELD ON MAY 26, 2015

PROPOSAL #2: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #3: RATIFY THE ACTS OF THE BOARD AND                     ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #4.1: ELECT ANABELLE L. CHUA AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.2: ELECT RAY C. ESPINOSA AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.3: ELECT JAMES L. GO AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.4: ELECT JOHN L. GOKONGWEI, JR.AS                     ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4.5: ELECT LANCE Y. GOKONGWEI AS DIRECTOR           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.6: ELECT JOSE MA. K. LIM AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.7: ELECT MANUEL M. LOPEZ AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.8: ELECT ARTEMIO V. PANGANIBAN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.9: ELECT MANUEL V. PANGILINAN AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.10: ELECT OSCAR S. REYES AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: ELECT PEDRO E. ROXAS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPOINT EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Manila Water Company, Inc.

  TICKER:               MWC                                  CUSIP:   Y56999108

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND 2015 AUDITED          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3a: ELECT FERNANDO ZOBEL DE AYALA AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3b: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3c: ELECT GERARDO C. ABLAZA JR. AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3d: ELECT ANTONINO T. AQUINO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3e: ELECT DELFIN L. LAZARO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3f: ELECT JOHN ERIC T. FRANCIA AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3g: ELECT VICTORIA P. GARCHITORENA AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3h: ELECT JOSE L. CUISIA JR. AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3i: ELECT OSCAR S. REYES AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3j: ELECT SHERISA P. NUESA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3k: ELECT JAIME C. LAYA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT SYCIP GORRES VELAYO & CO. AS              ISSUER            YES             FOR                  FOR

EXTERNAL AUDITORS

PROPOSAL #5: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maoming Petro-Chemical Shihua Co., Ltd.

  TICKER:               000637                            CUSIP:   Y5825L108

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN WHOLLY-OWNED SUBSIDIARY MAOMING

SHIHUA DONGCHENG CHEMICAL CO., LTD AND CONTROLLED

SUBSIDIARY MAOMING SHIHUA DONGYOU CHEMICAL CO., LTD

 


 

 

PROPOSAL #8: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO NOT MORE THAN

 CNY 300 MILLION APPLIED BY THE WHOLLY-OWNED

SUBSIDIARY MAOMING SHIHUA DONGCHENG CHEMICAL CO., LTD

 FROM BANK OF CHINA MAOMING BRANCH

PROPOSAL #9: APPROVE GUARANTEE PROVISION FOR THE                ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO NOT MORE THAN

 CNY 300 MILLION APPLIED BY THE WHOLLY-OWNED

SUBSIDIARY MAOMING SHIHUA DONGCHENG CHEMICAL CO., LTD

 FROM CHINA CONSTRUCTION BANK MAOMING BRANCH

PROPOSAL #10: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO NOT MORE THAN

 CNY 300 MILLION APPLIED BY THE WHOLLY-OWNED

SUBSIDIARY MAOMING SHIHUA DONGCHENG CHEMICAL CO., LTD

 FROM INDUSTRIAL AND COMMERCIAL BANK OF CHINA MAOMING

PROPOSAL #11: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO NOT MORE THAN

 CNY 150 MILLION APPLIED BY THE CONTROLLED SUBSIDIARY

 MAOMING SHIHUA DONGYOU CHEMICAL CO., LTD FROM BANK

OF CHINA MAOMING BRANCH

PROPOSAL #12: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO NOT MORE THAN

 CNY 150 MILLION APPLIED BY THE CONTROLLED SUBSIDIARY

 MAOMING SHIHUA DONGYOU CHEMICAL CO., LTD FROM CHINA

CONSTRUCTION BANK MAOMING BRANCH

PROPOSAL #13: APPROVE GUARANTEE PROVISION FOR THE              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES AMOUNTING TO NOT MORE THAN

 CNY 150 MILLION APPLIED BY THE CONTROLLED SUBSIDIARY

 MAOMING SHIHUA DONGYOU CHEMICAL CO., LTD FROM

INDUSTRIAL AND COMMERCIAL BANK OF CHINA MAOMING BRAN

PROPOSAL #14: APPROVE PROVISION OF LOAN GUARANTEE FOR        ISSUER            YES             FOR                  FOR

 ASSOCIATE COMPANY HUIZHOU DAYAWAN PETROLEUM POWER

HEAT CO., LTD

PROPOSAL #15: APPROVE ADJUSTMENT TO 2015 DAILY                   ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maoye Commercial Co., Ltd.

  TICKER:               600828                            CUSIP:   Y13065100

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITORS AND          ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maoye Commercial Co., Ltd.

  TICKER:               600828                            CUSIP:   Y13065100

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR MAJOR ASSETS PURCHASING COMPLIES WITH RELEVANT

LAWS AND REGULATIONS

PROPOSAL #2: APPROVE MAJOR ASSETS PURCHASING PLAN NOT        ISSUER            YES             FOR                  FOR

 CONSTITUTES AS A RELATED-PARTY TRANSACTION

PROPOSAL #3.01: APPROVE BASIC PLAN, TRANSACTION                 ISSUER            YES             FOR                  FOR

TARGET AND TRANSACTION PARTIES

PROPOSAL #3.02: APPROVE TARGET PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #3.03: APPROVE CASH PAYMENT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #3.04: APPROVE DELIVERY COMPLETION DATE                ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.06: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.07: APPROVE CONTRACTUAL OBLIGATIONS AND          ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

MAJOR ASSETS PURCHASING PLAN AND ITS SUMMARY

PROPOSAL #5: APPROVE AUDIT REPORT, REMARK FINANCIAL          ISSUER            YES             FOR                  FOR

REVIEW REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #6: APPROVE CONDITIONAL ASSETS PURCHASING            ISSUER            YES             FOR                  FOR

AGREEMENT WITH RELATED TRANSACTION PARTIES

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE MAJOR ASSETS PURCHASING PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maoye Commercial Co., Ltd.

  TICKER:               600828                            CUSIP:   Y13065100

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUANCE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND MATURITY AND TYPE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND INTEREST RATE AND                   ISSUER            YES             FOR                  FOR

PAYMENT METHOD

PROPOSAL #2.05: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENTS FOR SHAREHOLDERS

PROPOSAL #2.06: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.07: APPROVE GUARANTEE TERMS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.09: APPROVE DEBT SAFEGUARD MEASURES                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maoye Commercial Co., Ltd.

  TICKER:               600828                            CUSIP:   Y13065100

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENT TO PROFIT DISTRIBUTION        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE LOAN APPLICATION                                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maoye Communication and Network Co Ltd

  TICKER:               000889                            CUSIP:   Y71711108

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUPPLEMENTAL PROFIT FORECAST              ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maoye Communication and Network Co Ltd

  TICKER:               000889                            CUSIP:   Y71711108

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: ELECT LIU HONG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.02: ELECT FEI ZILI AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.03: ELECT WANG BIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.04: ELECT CHEN GUOPING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #6.05: ELECT ZHONG PENGYI AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #6.06: ELECT LU XIAOJUAN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.07: ELECT LIU PAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

PROPOSAL #6.08: ELECT GUO HAN AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.01: ELECT JIANG DAMING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.02: ELECT LIU NING AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.03: ELECT LIAO NANGANG AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.04: ELECT XU XIAOWU AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #8.01: ELECT CHEN ZHEYUAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.02: ELECT MAO LINNA AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.03: ELECT LV XIAOQING AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.04: ELECT XIE HAIYAN AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maoye International Holdings Ltd

  TICKER:               848                                  CUSIP:   G5804G104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT WANG FUQIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT WANG BIN AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT PAO PING WING AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Marcopolo S.A.

  TICKER:               POMO4                              CUSIP:   P64331112

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES             FOR                  N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         ABSTAIN               N/A

 PREFERRED SHAREHOLDERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Marfrig Global Foods SA

  TICKER:               MRFG3                              CUSIP:   P64386116

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBERS                             ISSUER             NO              N/A                  N/A

PROPOSAL #2.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES             FOR                  N/A

BY MINORITY SHAREHOLDER

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Marico Limited

  TICKER:               531642                            CUSIP:   Y5841R170

  MEETING DATE:   8/5/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE INTERIM DIVIDEND                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT H. MARIWALA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PRICE WATERHOUSE AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON-        ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #8: APPROVE MARICO EMPLOYEE STOCK                          ISSUER            YES             FOR                  FOR

APPRECIATION RIGHTS PLAN, 2011 (STAR PLAN)

PROPOSAL #9: APPROVE STAR PLAN FOR THE BENEFIT OF              ISSUER            YES             FOR                  FOR

EMPLOYEES OF THE SUBSIDIARY/ASSOCIATE COMPANY OF THE

COMPANY

PROPOSAL #10: AUTHORIZE EMPLOYEE WELFARE TRUST FOR            ISSUER            YES             FOR                  FOR

SECONDARY ACQUISITION FOR IMPLEMENTATION OF STAR PLAN

PROPOSAL #11: APPROVE FOR THE PROVISION OF MONEY TO          ISSUER            YES             FOR                  FOR

THE EMPLOYEE WELFARE TRUST FOR PURCHASE OF THE SHARE

OF THE COMPANY FOR IMPLEMENTATION OF STAR PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Marico Limited

  TICKER:               531642                            CUSIP:   Y5841R170

  MEETING DATE:   12/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RECLASSIFICATION OF AUTHORIZED          ISSUER            YES             FOR                  FOR

SHARE CAPITAL AND AMEND MEMORANDUM  OF ASSOCIATION TO

 REFLECT CHANGES IN AUTHORIZED SHARE CAPITAL

PROPOSAL #2: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maridive & Oil Services SAE

  TICKER:               MOIL                                CUSIP:   M6811V103

  MEETING DATE:   4/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS

PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS

PROPOSAL #5: APPROVE LOAN AGREEMENT                                       ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE BOARD OF DIRECTORS DECISIONS               ISSUER             NO              N/A                  N/A

PROPOSAL #7: RATIFY APPOINTMENT OF MOHAMAD KAMAL                ISSUER             NO              N/A                  N/A

HIDAYA AS DIRECTOR TO REPLACE HAZEM BADRAN AS

ALTIJARI INTERNATIONAL BANK REPRESENTATIVE

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS FOR          ISSUER             NO              N/A                  N/A

FY 2015 AND FY 2016

PROPOSAL #9: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #10: RATIFY AUDITORS AND FIX THEIR                        ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Marisa Lojas SA

  TICKER:               AMAR3                              CUSIP:   P6462B106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF            ISSUER            YES             FOR                  FOR

INCOME AND DIVIDENDS

PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Marisa Lojas SA

  TICKER:               AMAR3                              CUSIP:   P6462B106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ABSORPTION OF COMPANY'S                       ISSUER            YES             FOR                  FOR

SUBSIDIARIES, RATIFY THE INDEPENDENT APPRAISAL FIRM,

AND APPROVE THE INDEPENDENT FIRM'S APPRAISAL REPORT

PROPOSAL #2.1: AMEND ARTICLE 3                                                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.2: AMEND ARTICLE 20                                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: AMEND ARTICLE 16                                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: AMEND ARTICLE 19                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Marisa Lojas SA

  TICKER:               AMAR3                              CUSIP:   P6462B106

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: DISMISS CASSIO CASSEB LIMA AS BOARD                ISSUER            YES             FOR                  FOR

CHAIRMAN, REMAINING AS INDEPENDENT DIRECTOR

PROPOSAL #2: ELECT MARCIO LUIZ GOLDFARB AS BOARD                ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Markor International Home Furnishings Co., Ltd.

  TICKER:               600337                            CUSIP:   Y5846T106

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.00: APPROVE REPURCHASE OF THE COMPANY'S          ISSUER            YES             FOR                  FOR

SHARES BY MEANS OF AUCTION TRADING

PROPOSAL #1.01: APPROVE PRICE RANGE OF THE SHARE                ISSUER            YES             FOR                  FOR

REPURCHASE

PROPOSAL #1.02: APPROVE TYPE, ESTIMATED UPPER LIMIT          ISSUER            YES             FOR                  FOR

AND PROPORTION OF THE SHARE REPURCHASE

PROPOSAL #1.03: APPROVE TOTAL CAPITAL AND CAPITAL              ISSUER            YES             FOR                  FOR

SOURCE USED FOR THE SHARE REPURCHASE

PROPOSAL #1.04: APPROVE IMPLEMENTATION PERIOD OF THE         ISSUER            YES             FOR                  FOR

SHARE REPURCHASE

PROPOSAL #1.05: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Markor International Home Furnishings Co., Ltd.

  TICKER:               600337                            CUSIP:   Y5846T106

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #2: APPROVE 2016 PROVISION OF GUARANTEES              ISSUER            YES             FOR                  FOR

PLAN BETWEEN COMPANY AND ITS CONTROLLED SUBSIDIARIES

PROPOSAL #3: APPROVE 2016 PROVISION OF GUARANTEES              ISSUER            YES         AGAINST           AGAINST

PLAN TO CONTROLLING SHAREHOLDER

PROPOSAL #4: APPROVE 2016 INVESTMENT IN BANK SHORT-           ISSUER            YES             FOR                  FOR

TERM FINANCIAL PRODUCTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Markor International Home Furnishings Co., Ltd.

  TICKER:               600337                            CUSIP:   Y5846T106

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF THE DURATION OF              ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Markor International Home Furnishings Co., Ltd.

  TICKER:               600337                            CUSIP:   Y5846T106

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Markor International Home Furnishings Co., Ltd.

  TICKER:               600337                            CUSIP:   Y5846T106

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF SHARE REPURCHASE BY        ISSUER            YES             FOR                  FOR

 CENTRALIZED AUCTION TRADING METHOD

PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE MATTERS RELATED TO SHARE REPURCHASE

PROPOSAL #3: APPROVE CONFIRMATION ON THE 2015 PROFIT         ISSUER            YES             FOR                  FOR

DISTRIBUTION PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maruti Suzuki India Ltd

  TICKER:               532500                            CUSIP:   Y7565Y100

  MEETING DATE:   9/4/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: ELECT T. HASUIKE AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT K. SAITO AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICE WATERHOUSE AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: ELECT T. SUZUKI AS DIRECTOR                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT S. TORII AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

K. AYABE AS EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE INCREASE IN LIMIT ON FOREIGN            ISSUER            YES             FOR                  FOR

SHAREHOLDINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maruti Suzuki India Ltd

  TICKER:               532500                            CUSIP:   Y7565Y100

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION WITH          ISSUER            YES             FOR                  FOR

SUZUKI MOTOR GUJARAT PRIVATE LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Massmart Holdings Ltd

  TICKER:               MSM                                  CUSIP:   S4799N122

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT MOSES KGOSANA AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ENRIQUE OSTALE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT CHRIS SEABROOKE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH ALLISTER JON CARSHAGEN AS THE

AUDIT PARTNER

PROPOSAL #5.1: RE-ELECT CHRIS SEABROOKE AS CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #5.2: RE-ELECT DR LULU GWAGWA AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #5.3: ELECT MOSES KGOSANA AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #5.4: RE-ELECT PHUMZILE LANGENI AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2.1: APPROVE FEES OF THE CHAIRMAN OF THE            ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #2.2: APPROVE FEES OF THE DEPUTY CHAIRMAN OF        ISSUER            YES             FOR                  FOR

 THE BOARD

 


 

 

PROPOSAL #2.3: APPROVE FEES OF THE INDEPENDENT NON-           ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTORS

PROPOSAL #2.4: APPROVE FEES OF THE AUDIT AND RISK              ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMEN

PROPOSAL #2.5: APPROVE FEES OF THE OTHER COMMITTEE            ISSUER            YES             FOR                  FOR

CHAIRMEN

PROPOSAL #2.6: APPROVE FEES OF THE COMMITTEE MEMBERS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES OR CORPORATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Masterlink Securities Corp

  TICKER:               2856                                CUSIP:   Y5898J105

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #9.1: ELECT CHEN JUN-HONG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 SHIN KONG FINANCIAL HOLDING CO., LTD. WITH

SHAREHOLDER NO. 162719, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT LIN MING-XING, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 SHIN KONG FINANCIAL HOLDING CO., LTD. WITH

SHAREHOLDER NO. 162719, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT LEE MING-HUI, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

SHIN KONG FINANCIAL HOLDING CO., LTD. WITH

SHAREHOLDER NO. 162719, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT CHENG SHIH-YI, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 SHIN KONG FINANCIAL HOLDING CO., LTD. WITH

SHAREHOLDER NO. 162719, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT WENG MAO-LONG, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHIA HER INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.

20992, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.6: ELECT A REPRESENTATIVE OF JING XING            ISSUER            YES             FOR                  FOR

INVESTMENT CORP, WITH SHAREHOLDER NO. 202972, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT A REPRESENTATIVE OF FEI SHUN              ISSUER            YES             FOR                  FOR

INTERNATIONAL CO., LTD., WITH SHAREHOLDER NO. 1050,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT A REPRESENTATIVE OF CHANG HWA            ISSUER            YES             FOR                  FOR

COMMERCIAL BANK, LTD., WITH SHAREHOLDER NO. 30015, AS

 NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #9.9: ELECT CIOU JIN-YI, WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 190996 AND ID NO. Y100986XXX, AS INDEPENDENT

PROPOSAL #9.10: ELECT TENG WEN-CHIEN, WITH ID NO.              ISSUER            YES             FOR                  FOR

E100566XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #9.11: ELECT WANG MAO-RONG, WITH ID NO.                ISSUER            YES             FOR                  FOR

F104252XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Materials Industry Zhongda Group Co., Ltd.

  TICKER:               600704                            CUSIP:   Y9890U100

  MEETING DATE:   2/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO IMPLEMENTATION              ISSUER            YES             FOR                  FOR

CONTENT OF RAISED FUNDS INVESTMENT PROJECT

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #4: APPROVE AMENDMENT TO GOVERNANCE OUTLINE         ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #6.01: ELECT WANG TINGGE AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.02: ELECT ZHOU GUANNV AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.03: ELECT SONG HONGJIONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.04: ELECT SHEN GUANGMING AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.05: ELECT YAO HUILIANG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.06: ELECT HE XIANGDONG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #7.01: ELECT BEN SHENGLIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.02: ELECT XIE WEIMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.03: ELECT SHEN JIANLIN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8.01: ELECT LIU CHUNKAI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: ELECT ZHANG XIAOFENG SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: ELECT SHI XINYI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Materials Industry Zhongda Group Co., Ltd.

  TICKER:               600704                            CUSIP:   Y9890U100

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE EXTERNAL GUARANTEE AND APPROVAL         ISSUER            YES         AGAINST           AGAINST

AUTHORITY

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: APPROVE ISSUANCE OF 2016-2018 DEBT                 ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

PROPOSAL #9: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maxis Berhad

  TICKER:               MAXIS                              CUSIP:   Y58460109

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HAMIDAH NAZIADIN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MORTEN LUNDAL AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MOHAMMED ABDULLAH K. ALHARBI AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT ROBERT ALAN NASON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maxis Berhad

  TICKER:               MAXIS                              CUSIP:   Y58460109

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 ASTRO MALAYSIA HOLDINGS BERHAD AND/OR ITS AFFILIATES

PROPOSAL #2: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 TANJONG PUBLIC LIMITED COMPANY AND/OR ITS AFFILIATES

PROPOSAL #3: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 MEASAT GLOBAL BERHAD AND/OR ITS AFFILIATES

PROPOSAL #4: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 USAHA TEGAS SDN BHD AND/OR ITS AFFILIATES

PROPOSAL #5: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 UMTS (MALAYSIA) SDN BHD

PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 MAXIS COMMUNICATIONS BERHAD AND/OR ITS AFFILIATES

 


 

 

PROPOSAL #7: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 SAUDI TELECOM COMPANY AND/OR ITS AFFILIATES

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 SRG ASIA PACIFIC SDN BHD

PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 MALAYSIAN LANDED PROPERTY SDN BHD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Maybank Kim Eng Securities (Thailand) Public Company Limited.

  TICKER:               MBKET                              CUSIP:   Y47925683

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE COMPANY PERFORMANCE FOR THE         ISSUER            YES             FOR                  FOR

YEAR 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT CHEAH TEIK SENG AS DIRECTOR                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT JOHN CHONG ENG CHUAN AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.3: ELECT BOONPORN BORIBOONSONGSILP AS              ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mayinglong Pharmaceutical Group Co., Ltd.

  TICKER:               600993                            CUSIP:   Y97116100

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPOINTMENT OF AUDITOR AND         ISSUER            YES             FOR                  FOR

FIX THE REMUNERATION

PROPOSAL #8: APPROVE ADJUSTMENT TO THE ALLOWANCE OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE ADJUSTMENT TO THE ALLOWANCE OF          ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #10.01: ELECT CHEN PING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.02: ELECT LOU BING AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.03: ELECT SU GUANGXIANG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #10.04: ELECT YOU RENXU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.05: ELECT DI CAOMIN AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.06: ELECT MA JIANJU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.01: ELECT ZHANG CHENYIN AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.02: ELECT ZHAO MAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.03: ELECT HUANG YANHUA AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.01: ELECT LIN PING AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #12.02: ELECT ZHANG GONG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               mBank S.A.

  TICKER:               MBK                                  CUSIP:   X0742L100

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #8.1: APPROVE MANAGEMENT BOARD REPORT AND            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #8.2: APPROVE ALLOCATION OF INCOME FROM                ISSUER            YES             FOR                  FOR

PREVIOUS YEARS

PROPOSAL #8.3: APPROVE ALLOCATION OF 2015 INCOME                ISSUER            YES             FOR                  FOR

PROPOSAL #8.4: APPROVE DISCHARGE OF CEZARY                          ISSUER            YES             FOR                  FOR

SZTYPULKOWSKI (CEO)

PROPOSAL #8.5: APPROVE DISCHARGE OF LIDIA                            ISSUER            YES             FOR                  FOR

JABLONOWSKA-LUBA (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.6: APPROVE DISCHARGE OF PRZEMYSLAW                   ISSUER            YES             FOR                  FOR

GDANSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.7: APPROVE DISCHARGE OF HANS DIETER                 ISSUER            YES             FOR                  FOR

KEMLER (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.8: APPROVE DISCHARGE OF JAROSLAW                       ISSUER            YES             FOR                  FOR

MASTALERZ (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.9: APPROVE DISCHARGE OF CEZARY KOCIK                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.10: APPROVE DISCHARGE OF JOERG                          ISSUER            YES             FOR                  FOR

HESSENMUELLER (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.11: ELECT MARCUS CHROMIK AS SUPERVISORY          ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #8.12: APPROVE DISCHARGE OF MACIEJ LESNY              ISSUER            YES             FOR                  FOR

(CHAIRMAN OF SUPERVISORY BOARD)

 


 

 

PROPOSAL #8.13: APPROVE DISCHARGE OF ANDRE CARLS                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.14: APPROVE DISCHARGE OF THORSTEN KANZLER        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.15: APPROVE DISCHARGE OF MARTIN BLESSING         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.16: APPROVE DISCHARGE OF WIESLAW THOR              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.17: APPROVE DISCHARGE OF TERESA MOKRYSZ          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.18: APPROVE DISCHARGE OF WALDEMAR STAWSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.19: APPROVE DISCHARGE OF MAREK                          ISSUER            YES             FOR                  FOR

WIERZBOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.20: APPROVE DISCHARGE OF STEPHAN ENGELS          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.21: APPROVE DISCHARGE OF MARTIN ZIELKE            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.22: APPROVE DISCHARGE OF AGNIESZKA                   ISSUER            YES             FOR                  FOR

SLOMKA-GOLEBIOWSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.23: APPROVE DISCHARGE OF STEFAN                        ISSUER            YES             FOR                  FOR

SCHMITTMANN (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.24: APPROVE MANAGEMENT BOARD REPORT ON            ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL

STATEMENTS IN FISCAL 2015

PROPOSAL #8.25: AMEND STATUTE                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.26: AMEND REGULATIONS ON GENERAL MEETINGS        ISSUER            YES             FOR                  FOR

PROPOSAL #8.27: APPROVE DIVISION OF MWEALTH                        ISSUER            YES             FOR                  FOR

MANAGEMENT SPOLKA AKCYJNA

PROPOSAL #8.28: APPROVE DIVISION OF DOM MAKLERSKI              ISSUER            YES             FOR                  FOR

MBANKU SPOLKA AKCYJNA

PROPOSAL #8.29: APPROVE REMUNERATION OF MEMBERS OF            ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD AND PERSONS HOLDING KEY POSITIONS

PROPOSAL #8.30: RATIFY AUDITOR                                                ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mechel OAO

  TICKER:               MTL                                  CUSIP:   X8487H101

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EARLY TERMINATION OF POWERS OF          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #2.1: ELECT VLADIMIR GUSEV AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #2.2: ELECT IGOR ZYUZIN AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #2.3: ELECT YURI MALYSHEV AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #2.4: ELECT OLEG KORZHOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #2.5: ELECT ALEKSEY IVANUSHKIN AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #2.6: ELECT VLADIMIR KOROVKIN AS DIRECTOR             ISSUER            YES             FOR                  N/A

PROPOSAL #2.7: ELECT ALEKSANDR KOTSKY AS DIRECTOR               ISSUER            YES             FOR                  N/A

 


 

 

PROPOSAL #2.8: ELECT ALEKSANDR ORISHCHIN AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #2.9: ELECT TIGRAN KHACHATUROV AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #3: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES         AGAINST           AGAINST

GENERAL MEETINGS

PROPOSAL #5: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #6.1: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH PAO VTB BANK

PROPOSAL #6.2: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH PAO VTB BANK

PROPOSAL #6.3: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH PAO VTB BANK

PROPOSAL #6.4: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH PAO VTB BANK

PROPOSAL #7.1: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO GAZPROMBANK

PROPOSAL #7.2: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO GAZPROMBANK

PROPOSAL #7.3: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO GAZPROMBANK

PROPOSAL #7.4: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO GAZPROMBANK

PROPOSAL #7.5: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO GAZPROMBANK

PROPOSAL #7.6: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH AO GAZPROMBANK

PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

PAO SBERBANK

PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

SYNDICATE OF BANKS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mechel OAO

  TICKER:               MTL                                  CUSIP:   X8487H101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE RELATED-PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH VTB BANK RE: AMENDMENT TO GUARANTEE AGREEMENT

PROPOSAL #1.2: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH VTB BANK RE: AMENDMENT TO GUARANTEE AGREEMENT

PROPOSAL #1.3: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH VTB BANK RE: AMENDMENT TO GUARANTEE AGREEMENT

PROPOSAL #1.4: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH VTB BANK RE: AMENDMENT TO GUARANTEE AGREEMENT

PROPOSAL #2.1: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH  GAZPROMBANK RE: AMENDMENT TO GUARANTEE

PROPOSAL #2.2: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH GAZPROMBANK RE: GUARANTEE AGREEMENT

PROPOSAL #2.3: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH GAZPROMBANK RE: AMENDMENT TO GUARANTEE AGREEMENT

 


 

 

PROPOSAL #2.4: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH GAZPROMBANK RE: AMENDMENT TO GUARANTEE AGREEMENT

PROPOSAL #2.5: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH GAZPROMBANK RE: AMENDMENT TO GUARANTEE AGREEMENT

PROPOSAL #2.6: APPROVE RELATED PARTY TRANSACTIONS              ISSUER            YES             FOR                  FOR

WITH GAZPROMBANK RE: AMENDMENT TO GUARANTEE AGREEMENT

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

SBERBANK OF RUSSIA  RE: LOAN AGREEMENT

PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTIONS RE:          ISSUER            YES             FOR                  FOR

AMENDMENT TO SYNDICATED LOAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mechel OAO

  TICKER:               MTL                                  CUSIP:   X8487H101

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #2.1: ELECT IGOR ZYUZIN AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #2.2: ELECT OLEG KORZHOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #2.3: ELECT VLADIMIR KOROVKIN AS DIRECTOR             ISSUER            YES             FOR                  N/A

PROPOSAL #2.4: ELECT ALEKSANDR KORSKY AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #2.5: ELECT YURY MALYSHEV AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #2.6: ELECT ALEKSANDR ORISCHIN AS DIRECTOR           ISSUER            YES             FOR                  N/A

PROPOSAL #2.7: ELECT VIKTOR TRIGUBKO AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #2.8: ELECT TIGRAN KHACHATUROV  AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #2.9: ELECT ALEKSANDR SHOKHIN AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #3.1: ELECT ALEKSANDR KARPALOV AS MEMBER OF         ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #3.2: ELECT NATALYA ZYKOVA AS MEMBERS F                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #3.3: ELECT IRINA BOLKHOVSKIKH AS MEMBER OF         ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES         AGAINST           AGAINST

REMUNERATION OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Media Prima Berhad (fmrly Sistem Televisyan Malaysia Berhad)

  TICKER:               MEDIA                              CUSIP:   Y5946D100

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LYDIA ANNE ABRAHAM AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZAHARATON BINTI RAJA ZAINAL ABIDIN        ISSUER            YES             FOR                  FOR

 AS DIRECTOR

 


 

 

PROPOSAL #4: ELECT MOHD NASIR BIN AHMAD AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MOHAMED JAWHAR AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT GUMURI BIN HUSSAIN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #9: APPROVE MOHAMED JAWHAR TO CONTINUE                 ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mediatek Inc.

  TICKER:               2454                                CUSIP:   Y5945U103

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mediclinic International Ltd

  TICKER:               MDC                                  CUSIP:   S48510127

  MEETING DATE:   7/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH NH DOMAN AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #3.1: RE-ELECT ROBERT LEU AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: RE-ELECT NANDI MANDELA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: RE-ELECT DESMOND SMITH AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.4: RE-ELECT PIETER UYS AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT DESMOND SMITH AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #4.2: RE-ELECT ALAN GRIEVE AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #4.3: RE-ELECT TREVOR PETERSEN AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #4.4: RE-ELECT ANTON RAATH AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION FOR THE FINANCIAL YEAR ENDING 31 MARCH

2016

PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

AND INTER-RELATED COMPANIES AND CORPORATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mediclinic International Ltd

  TICKER:               MDC                                  CUSIP:   S48510127

  MEETING DATE:   8/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE OF SHARES         ISSUER            YES             FOR                  FOR

FROM MPILO 1

PROPOSAL #1: AUTHORISE SPECIFIC ISSUE OF SHARES FOR          ISSUER            YES             FOR                  FOR

CASH TO MPILO 1 NEWCO

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO MPILO 1         ISSUER            YES             FOR                  FOR

PROPOSAL #2: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mediclinic International Ltd

  TICKER:               MDC                                  CUSIP:   S48510127

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ASSET TRANSFER IN TERMS OF                 ISSUER            YES             FOR                  FOR

SECTION 112 AND 115 OF THE COMPANIES ACT

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REVOCATION OF SPECIAL                          ISSUER            YES             FOR                  FOR

RESOLUTIONS 1, 2 AND 3 IF THE SCHEME IS TERMINATED

PROPOSAL #1: APPROVE SECONDARY LISTING OF AL NOOR ON         ISSUER            YES             FOR                  FOR

THE MAIN BOARD OF THE EXCHANGE OPERATED BY THE JSE

PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MEDIGEN BIOTECHNOLOGY CORP

  TICKER:               3176                                CUSIP:   Y5945Y105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

 


 

 

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mega Financial Holding Co. Ltd.

  TICKER:               2886                                CUSIP:   Y59456106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MegaFon PJSC

  TICKER:               MFON                                CUSIP:   58517T209

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 64.51          ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

PROPOSAL #2: IF YOU ARE A LEGAL ENTITY MARK FOR; IF          ISSUER            YES             FOR                  N/A

YOU ARE AN INDIVIDUAL HOLDER MARK AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MegaFon PJSC

  TICKER:               MFON                                CUSIP:   58517T209

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE INTERIM DIVIDENDS OF RUB 8.06            ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST QUARTER OF FISCAL 2016

PROPOSAL #5.1: ELECT ROBERT ANDERSSON AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.2: ELECT GUSTAV BENGTSSON  AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.3: ELECT NIKOLAY KRYLOV DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #5.4: ELECT SERGEY KULIKOV AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #5.5: ELECT PAUL MYNERS AS DIRECTOR                       ISSUER            YES             FOR                  N/A

PROPOSAL #5.6: ELECT CARL LUIGA AS DIRECTOR                         ISSUER            YES         AGAINST               N/A

PROPOSAL #5.7: ELECT PER EMIL NILSSON AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.8: ELECT JAN RUDBERG AS DIRECTOR                       ISSUER            YES             FOR                  N/A

PROPOSAL #5.9: ELECT SERGEY SOLDATENKOV AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #5.10: ELECT INGRID STENMARK AS DIRECTOR               ISSUER            YES         AGAINST               N/A

 


 

 

PROPOSAL #5.11: ELECT VLADIMIR STRESHINSKY AS                     ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #6: ELECT GENERAL DIRECTOR (CEO)                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: FIX SIZE OF MANAGEMENT BOARD; ELECT                ISSUER            YES             FOR                  FOR

MEMBERS OF MANAGEMENT BOARD

PROPOSAL #8: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: ELECT YURY ZHEYMO AS MEMBER OF AUDIT          ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #9.2: ELECT PAVEL KAPLUN AS MEMBER OF AUDIT         ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #9.3: ELECT SAMI HAAVISTO AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Megaworld Corporation

  TICKER:               MEG                                  CUSIP:   Y59481112

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS ANNUAL          ISSUER            YES             FOR                  FOR

MEETING

PROPOSAL #5: APPOINT EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: RATIFY ACTS AND RESOLUTIONS OF THE BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS, BOARD COMMITTEES, AND MANAGEMENT

PROPOSAL #7a: ELECT ANDREW L. TAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7b: ELECT KATHERINE L. TAN AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7c: ELECT KINGSON U. SIAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7d: ELECT ENRIQUE SANTOS L. SY AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #7e: ELECT JESUS B. VARELA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7f: ELECT GERARDO C. GARCIA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7g: ELECT ROBERTO S. GUEVARA AS DIRECTOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MeiDu Energy Corporation

  TICKER:               600175                            CUSIP:   Y2982D102

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD OF SHARE ISSUANCE VIA PRIVATE PLACEMENT

PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION OF            ISSUER            YES             FOR                  FOR

THE BOARD TO HANDLE MATTERS REGARDING SHARE ISSUANCE

VIA PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MeiDu Energy Corporation

  TICKER:               600175                            CUSIP:   Y2982D102

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE 2016 EMPLOYEE SHARE PURCHASE              ISSUER            YES             FOR                  FOR

PLAN (DRAFT) AND SUMMARY

PROPOSAL #2: APPROVE MANAGEMENT METHOD FOR THE 2016          ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO 2016 EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #4: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MeiDu Energy Corporation

  TICKER:               600175                            CUSIP:   Y2982D102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE NO PROFIT DISTRIBUTION FOR 2015         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF JONTEN CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7.01: APPROVE REMUNERATION OF DIRECTORS AND        ISSUER            YES             FOR                  FOR

 SUPERVISORS

PROPOSAL #8: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE INCREASE IN AUTHORIZED AMOUNT          ISSUER            YES             FOR                  FOR

IN CONNECTION TO USAGE OF OWN FUNDS BY OPERATING

DIVISION TO CONDUCT SHORT-TERM INVESTMENTS

PROPOSAL #11: APPROVE CONTINUED ESTABLISHMENT OF                ISSUER            YES             FOR                  FOR

MUTUAL GUARANTEES AND PROVISION OF MUTUAL ECONOMIC

GUARANTEE WITH XINHU ZHONGBAO CO., LTD.

PROPOSAL #12.01: AMEND WORKING SYSTEM FOR INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #13: APPROVE CHANGE IN REGISTERED CAPITAL         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                     SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MeiHua Holdings Group Co., Ltd.

  TICKER:               600873                            CUSIP:   Y9719G100

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION DUE TO                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES

PROPOSAL #2: APPROVE TERMINATION OF COMPANY EMPLOYEE         ISSUER            YES             FOR                  FOR

SHARE PURCHASE PLAN

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MeiHua Holdings Group Co., Ltd.

  TICKER:               600873                            CUSIP:   Y9719G100

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE 2016 GUARANTEE PROVISION PLAN             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Meisheng Cultural & Creative Corp., Ltd.

  TICKER:               002699                            CUSIP:   Y5S4AM104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6.1.1: ELECT ZHAO XIAOQIANG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.1.2: ELECT SHI WEIPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #6.1.3: ELECT GUO RUI AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.1.4: ELECT ZHAO DANFENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.2.1: ELECT LI MAOSHENG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2.2: ELECT GAO CHUANG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.2.3: ELECT LEI XINTU AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.1: ELECT ZHAO FENGYUN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT DING XIUPING AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT LI XUEWEN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #10: APPROVE ADJUSTMENT ON ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Melco Crown (Philippines) Resorts Corp.

  TICKER:               MCP                                  CUSIP:   Y5961U102

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF THE PREVIOUS                ISSUER            YES             FOR                  FOR

ANNUAL STOCKHOLDERS' MEETING HELD ON MAY 18, 2015

PROPOSAL #2: APPROVE THE AUDITED CONSOLIDATED                     ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS OF THE GROUP FOR THE YEAR ENDED

DEC. 31, 2015

PROPOSAL #3.1: ELECT CLARENCE YUK MAN CHUNG AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.2: ELECT WILLIAM TODD NISBET AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.3: ELECT JOSE F. BUENAVENTURA AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.4: ELECT FRANCES MARIE T. YUYUCHENG AS            ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #3.5: ELECT JOHANN M. ALBANO AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.6: ELECT MARIA MARCELINA O. CRUZANA AS            ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #3.7: ELECT LIBERTY A. SAMBUA AS DIRECTOR             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.8: ELECT JAMES ANDREW CHARLES MACKENZIE          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #3.9: ELECT ALEC YIU WA TSUI AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT EXTERNAL AUDITOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRIVATE PLACEMENT BETWEEN THE            ISSUER            YES             FOR                  FOR

CORPORATION AND MCE (PHILIPPINES) INVESTMENTS LIMITED

PROPOSAL #6: RATIFY ACTIONS TAKEN BY THE BOARD OF              ISSUER            YES             FOR                  FOR

DIRECTORS AND OFFICERS SINCE THE ANNUAL STOCKHOLDERS'

 MEETING HELD ON MAY 18, 2015

PROPOSAL #7: APPROVE OTHER MATTERS                                         ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Merafe Resources Ltd

  TICKER:               MRF                                  CUSIP:   S01920115

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2.1: RE-ELECT BELESE MAJOVA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT KARABO NONDUMO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SHAUN BLANKFIELD AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT BELESE MAJOVA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

 


 

 

PROPOSAL #4.2: RE-ELECT KARABO NONDUMO AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #4.3: RE-ELECT ABIEL MNGOMEZULU AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT AND RISK COMMITTEE

PROPOSAL #5: REAPPOINT KPMG INC AS AUDITORS OF THE            ISSUER            YES         AGAINST           AGAINST

COMPANY AND BAVHANA SOOKU AS THE DESIGNATED AUDIT

PARTNER

PROPOSAL #6: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.1: APPROVE FEES FOR THE CHAIRMAN OF THE          ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #1.2: APPROVE FEES FOR THE BOARD MEMBER                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE FEES FOR THE AUDIT AND RISK            ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRPERSON

PROPOSAL #1.4: APPROVE FEES FOR THE AUDIT AND RISK            ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #1.5: APPROVE FEES FOR THE REMUNERATION AND         ISSUER            YES             FOR                  FOR

NOMINATIONS COMMITTEE CHAIRPERSON

PROPOSAL #1.6: APPROVE FEES FOR THE REMUNERATION AND         ISSUER            YES             FOR                  FOR

NOMINATIONS COMMITTEE MEMBER

PROPOSAL #1.7: APPROVE FEES FOR THE SOCIAL, ETHICS            ISSUER            YES             FOR                  FOR

AND TRANSFORMATION COMMITTEE CHAIRPERSON

PROPOSAL #1.8: APPROVE FEES FOR THE SOCIAL, ETHICS            ISSUER            YES             FOR                  FOR

AND TRANSFORMATION COMMITTEE MEMBER

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mercuries & Associates Ltd

  TICKER:               2905                                CUSIP:   Y6017H103

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mercuries Life Insurance Co., Ltd.

  TICKER:               2867                                CUSIP:   Y5S44Z102

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: APPROVE ISSUANCE OF ORDINARY SHARES                ISSUER            YES             FOR                  FOR

AND/OR PREFERRED SHARES AND/OR DOMESTIC CONVERTIBLE

BONDS BY PRIVATE PLACEMENT

PROPOSAL #6: APPROVE ISSUANCE OF NEW SHARES FROM                ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #7: AMEND REGULATIONS GOVERNING USE OF                 ISSUER            YES             FOR                  FOR

INSURER'S FUNDS IN SPECIAL PROJECTS, PUBLIC

UTILITIES, SOCIAL WELFARE ENTERPRISES AND LOANS

PROPOSAL #8: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #9.1: ELECT WANG ZHI-HUA, REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

MERCURISE & ASSOCIATES HOLDING LTD. WITH SHAREHOLDER

NO. 1, AS NON-INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Merida Industry Co., Ltd.

  TICKER:               9914                                CUSIP:   Y6020B101

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #4: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Merry Electronics Co., Ltd.

  TICKER:               2439                                CUSIP:   Y6021M106

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

INDIVIDUAL FINANCIAL STATEMENTS AND CONSOLIDATED

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT HUANG LINMING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT TU SHAO YAO AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT LIAO LULI, WITH SHAREHOLDER NO.    SHAREHOLDER        YES         AGAINST               N/A

1, AS NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #5.4: ELECT WEI WENJIE, WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 5, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT LIAO LUYIN, WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 9, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT LIN SHIJIE, WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 17, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT LIN SHUJUN, WITH SHAREHOLDER NO.   SHAREHOLDER        YES         AGAINST               N/A

 27, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.10: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.11: ELECT SUPERVISOR NO. 4                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED NON-

INDEPENDENT DIRECTORS INCLUDING INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mesnac Co.,Ltd.

  TICKER:               002073                            CUSIP:   Y7162X117

  MEETING DATE:   12/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW A                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.8: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON 2015 PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

 


 

 

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mesnac Co.,Ltd.

  TICKER:               002073                            CUSIP:   Y7162X117

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO 2015 PRIVATE                 ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3: APPROVE AMENDMENT TO 2015 PLAN ON                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #5: APPROVE IMPACT OF DILUTION IN SPOT-                ISSUER            YES             FOR                  FOR

RETURN TO KEY FINANCIAL INDICATORS OF THE COMPANY AND

 COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT (REVISED)

PROPOSAL #6: APPROVE COMMITMENTS IN CONNECTION TO THE        ISSUER            YES             FOR                  FOR

 COUNTER-DILUTION MEASURES OF THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mesnac Co.,Ltd.

  TICKER:               002073                            CUSIP:   Y7162X117

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF ZHONGXINGHUA CPAS        ISSUER            YES             FOR                  FOR

 LLP AS 2016 AUDITOR

PROPOSAL #6: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #7: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN (2ND REVISION)

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #10: APPROVE 2016 MANAGEMENT OF GUARANTEE            ISSUER            YES             FOR                  FOR

AMOUNT OF REPURCHASE OF SALES BUSINESS

 


 

 

PROPOSAL #11: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 AGRICULTURAL BANK OF CHINA QINGDAO BRANCH, AMOUNT TO

 NOT MORE THAN CNY 800 MILLION, AS WELL AS PROVISION

OF JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #12: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 BANK OF COMMUNICATION QINGDAO BRANCH, AMOUNT TO NOT

MORE THAN CNY 600 MILLION, AS WELL AS PROVISION OF

JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #13: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 CHINA CONSTRUCTION BANK QINGDAO BRANCH, AMOUNT TO

NOT MORE THAN CNY 400 MILLION, AS WELL AS PROVISION

OF JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #14: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 SHANGHAI PUDONG DEVELOPMENT BANK QINGDAO BRANCH,

AMOUNT TO NOT MORE THAN CNY 500 MILLION, AS WELL AS

PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO

SUBSIDIARIES

PROPOSAL #15: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 CHINA EVERBRIGHT BANK QINGDAO BRANCH, AMOUNT TO NOT

MORE THAN CNY 400 MILLION, AS WELL AS PROVISION OF

JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #16: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 INDUSTRIAL AND COMMERCIAL BANK OF CHINA QINGDAO

BRANCH, AMOUNT TO NOT MORE THAN CNY 1,000 MILLION, AS

 WELL AS PROVISION OF JOINT RESPONSIBILITY GUARANTEE

TO SUBSIDIARIES

PROPOSAL #17: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 BANK OF CHINA SHANDONG BRANCH, AMOUNT TO NOT MORE

THAN CNY 300 MILLION, AS WELL AS PROVISION OF JOINT

RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #18: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 MINSHENG BANKING CORP QINGDAO BRANCH, AMOUNT TO NOT

MORE THAN CNY 300 MILLION, AS WELL AS PROVISION OF

JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #19: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 CHINA MERCHANTS BANK QINGDAO BRANCH, AMOUNT TO NOT

MORE THAN CNY 300 MILLION, AS WELL AS PROVISION OF

JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #20: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 INDUSTRIAL BANK CO QINGDAO BRANCH, AMOUNT TO NOT

MORE THAN CNY 500 MILLION, AS WELL AS PROVISION OF

JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #21: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 BANK OF QINGDAO QINGDAO BRANCH, AMOUNT TO NOT MORE

THAN CNY 300 MILLION, AS WELL AS PROVISION OF JOINT

RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #2: APPROVE APPLICATION OF CREDIT LINE FROM         ISSUER            YES             FOR                  FOR

CHINA CITIC BANK QINGDAO BRANCH, AMOUNT TO NOT MORE

THAN CNY 200 MILLION, AS WELL AS PROVISION OF JOINT

RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #23: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 HUA XIA BANK QINGDAO BRANCH, AMOUNT TO NOT MORE THAN

 CNY 200 MILLION, AS WELL AS PROVISION OF JOINT

RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #24: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 HSBC QINGDAO BRANCH, AMOUNT TO NOT MORE THAN CNY 200

 MILLION, AS WELL AS PROVISION OF JOINT

RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #25: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 CHINA POSTAL SAVINGS BANK QINGDAO BRANCH, AMOUNT TO

NOT MORE THAN CNY 300 MILLION, AS WELL AS PROVISION

OF JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

 


 

 

PROPOSAL #26: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 KBC BANK N.V., SHANGHAI BRANCH, AMOUNT TO NOT MORE

THAN EUR 40 MILLION OR US DOLLAR EQUIVALENT, AS WELL

AS PROVISION OF JOINT RESPONSIBILITY GUARANTEE TO

OVERSEAS SUBSIDIARIES

PROPOSAL #27: APPROVE PROVISION OF JOINT                              ISSUER            YES             FOR                  FOR

RESPONSIBILITY GUARANTEE FOR APPLICATION OF FINANCING

 BY OVERSEAS SUBSIDIARIES, AMOUNT TO NOT MORE THAN

EUR 40 MILLION OR US DOLLAR EQUIVALENT

PROPOSAL #28: APPROVE APPLICATION OF CREDIT LINE FROM        ISSUER            YES             FOR                  FOR

 CHINA DEVELOPMENT BANK QINGDAO BRANCH, AMOUNT TO NOT

 MORE THAN CNY 300 MILLION, AS WELL AS PROVISION OF

JOINT RESPONSIBILITY GUARANTEE TO SUBSIDIARIES

PROPOSAL #29.a1: ELECT YUAN ZHONGXUE AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #29.a2: ELECT ZHANG JUNFENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #29.a3: ELECT SONG BO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #29.a4: ELECT LU LINA AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #29.b1: ELECT XU CHUNHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #29.b2: ELECT RONG JIAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #29.b3: ELECT ZHANG YANXIA AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #30.1: ELECT XUE HONGLI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #30.2: ELECT SUN ZHIHUI AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metair Investments Limited

  TICKER:               MTA                                  CUSIP:   S49280126

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT THEO LOOCK AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT JONATHAN BEST AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT DAVID WILSON AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT THANDEKA MGODUSO AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT PORTIA MOLEFE AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT BRAND PRETORIUS AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH GEORGE HAUPTFLEISCH AS

THE DESIGNATED AUDIT PARTNER

PROPOSAL #8a:  RE-ELECT JONATHAN BEST AS CHAIRMAN OF         ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #8b: RE-ELECT LES SOANES AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #8c: RE-ELECT DAVID WILSON AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #10a: APPROVE PAST REMUNERATION POLICY                  ISSUER            YES             FOR                  FOR

PROPOSAL #10b: APPROVE FUTURE REMUNERATION POLICY               ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metallurgical Corporation Of China Ltd.

  TICKER:               1618                                CUSIP:   Y5949Y101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SATISFACTION OF CONDITIONS OF            ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.02: APPROVE METHOD OF ISSUANCE IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.03: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLES IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #2.05: APPROVE SIZE OF ISSUANCE IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.06: APPROVE USE OF PROCEEDS FROM THE                ISSUER            YES             FOR                  FOR

FUNDS RAISED IN RELATION TO THE NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #2.07: APPROVE ARRANGEMENTS FOR PROFITS                ISSUER            YES             FOR                  FOR

ACCUMULATED PRIOR TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2.08: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.09: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE THE PLAN ON THE NON-PUBLIC                 ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES (REVISED VERSION)

PROPOSAL #4: APPROVE DILUTION OF CURRENT RETURNS AS A        ISSUER            YES             FOR                  FOR

 RESULT OF THE NON-PUBLIC ISSUANCE OF A SHARES AND

REMEDIAL MEASURES

PROPOSAL #5: APPROVE UNDERTAKINGS BY DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT TO TAKE REMEDIAL MEASURES FOR THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #6: APPROVE ADJUSTMENT TO THE DURATION OF            ISSUER            YES             FOR                  FOR

AUTHORIZATION GRANTED TO THE BOARD FOR DEALING WITH

ANY MATTERS RELATED TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #7: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PLAN OF REGISTRATION AND                     ISSUER            YES             FOR                  FOR

ISSUANCE OF DOMESTIC BOND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metallurgical Corporation Of China Ltd.

  TICKER:               1618                                CUSIP:   Y5949Y101

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.02: APPROVE METHOD OF ISSUANCE IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.03: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.04: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLES IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #1.05: APPROVE SIZE OF ISSUANCE IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.06: APPROVE USE OF PROCEEDS FROM THE                ISSUER            YES             FOR                  FOR

FUNDS RAISED IN RELATION TO THE NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #1.07: APPROVE ARRANGEMENTS FOR PROFITS                ISSUER            YES             FOR                  FOR

ACCUMULATED PRIOR TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.08: APPROVE LOCK-UP PERIOD IN RELATION TO        ISSUER            YES             FOR                  FOR

 THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.09: APPROVE PLACE OF LISTING IN RELATION         ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE THE PLAN ON THE NON-PUBLIC                 ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES (REVISED VERSION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metallurgical Corporation Of China Ltd.

  TICKER:               1618                                CUSIP:   Y5949Y101

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER             NO              N/A                  N/A

SUPERVISORY COMMITTEE

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE EMOLUMENTS OF DIRECTORS AND                ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE EMOLUMENTS OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #4: APPROVE 2016 PROVISION OF GUARANTEES               ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE 2016 PROVISION OF GUARANTEES               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER             NO              N/A                  N/A

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metallurgical Corporation Of China Ltd.

  TICKER:               01618                              CUSIP:   Y5949Y119

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: APPROVE NON-PUBLIC ISSUANCE OF A SHARES         ISSUER            YES             FOR                  FOR

OF THE COMPANY

PROPOSAL #3.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #3.02: APPROVE METHOD OF ISSUANCE OF THE              ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.03: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION OF THE NON-PUBLIC ISSUANCE OF A

PROPOSAL #3.04: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLES OF THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.05: APPROVE SIZE OF ISSUANCE OF THE NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.06: APPROVE USE OF PROCEEDS OF ISSUANCE          ISSUER            YES             FOR                  FOR

OF THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.07: APPROVE ARRANGEMENTS FOR DISTRIBUTION        ISSUER            YES             FOR                  FOR

 OF PROFITS ACCUMULATED PRIOR TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #3.08: APPROVE LOCK-UP PERIOD OF THE NON-             ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.09: APPROVE PLACE OF LISTING OF THE NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3.10: APPROVE VALID PERIOD OF THE                        ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

PROPOSAL #4: APPROVE THE PLAN ON THE NON-PUBLIC                 ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

PROPOSAL #5: APPROVE THE FEASIBILITY REPORT ON THE            ISSUER            YES             FOR                  FOR

USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A

PROPOSAL #6: APPROVE DILUTION OF CURRENT RETURNS AND         ISSUER            YES             FOR                  FOR

REMEDIAL MEASURES UPON NON-PUBLIC ISSUANCE

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #8: APPROVE USE OF PROCEEDS FROM FUND                   ISSUER            YES             FOR                  FOR

RAISING ACTIVITIES

PROPOSAL #9: AUTHORIZED BOARD TO DEAL WITH ALL                   ISSUER            YES             FOR                  FOR

MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN FOR              ISSUER            YES             FOR                  FOR

2015 TO 2017

 


 

 

PROPOSAL #11: APPROVE SPECIAL SELF-INSPECTION REPORT    SHAREHOLDER        YES             FOR                  FOR

ON THE REAL ESTATE BUSINESS FOR THE PURPOSE OF NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #12: APPROVE LETTER OF UNDERTAKING ON               SHAREHOLDER        YES             FOR                  FOR

MATTERS RELATING TO THE REAL ESTATE BUSINESS OF THE

COMPANY ISSUED BY THE COMPANY'S CONTROLLING

PROPOSAL #13: APPROVE LETTER OF UNDERTAKING ON               SHAREHOLDER        YES             FOR                  FOR

MATTERS RELATING TO THE REAL ESTATE BUSINESS OF THE

COMPANY ISSUED BY THE COMPANY'S DIRECTORS,

SUPERVISORS AND SENIOR MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metallurgical Corporation Of China Ltd.

  TICKER:               01618                              CUSIP:   Y5949Y119

  MEETING DATE:   10/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: APPROVE CLASS AND NOMINAL VALUE OF            ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.02: APPROVE METHOD OF ISSUANCE OF THE              ISSUER            YES             FOR                  FOR

NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.03: APPROVE TARGET INVESTORS AND METHOD          ISSUER            YES             FOR                  FOR

OF SUBSCRIPTION OF THE NON-PUBLIC ISSUANCE OF A

PROPOSAL #1.04: APPROVE ISSUE PRICE AND PRICING                 ISSUER            YES             FOR                  FOR

PRINCIPLES OF THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.05: APPROVE SIZE OF ISSUANCE OF THE NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.06: APPROVE USE OF PROCEEDS IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.07: APPROVE ARRANGEMENTS FOR DISTRIBUTION        ISSUER            YES             FOR                  FOR

 OF PROFITS ACCUMULATED PRIOR TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.08: APPROVE LOCK-UP PERIOD OF THE NON-             ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.09: APPROVE PLACE OF LISTING OF THE NON-         ISSUER            YES             FOR                  FOR

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE VALID PERIOD OF THE                        ISSUER            YES             FOR                  FOR

RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF

PROPOSAL #2: APPROVE THE PLAN ON THE NON-PUBLIC                 ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metallurgical Corporation Of China Ltd.

  TICKER:               1618                                CUSIP:   Y5949Y119

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SATISFACTION OF CONDITIONS OF            ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.1: APPROVE CLASS AND NOMINAL VALUE OF              ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #2.2: APPROVE METHOD OF ISSUANCE IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF A SHARES

 


 

 

PROPOSAL #2.3: APPROVE TARGET INVESTORS AND METHOD OF        ISSUER            YES             FOR                  FOR

 SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING                   ISSUER            YES             FOR                  FOR

PRINCIPLES IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #2.5: APPROVE SIZE OF ISSUANCE IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.6: APPROVE USE OF PROCEEDS FROM THE FUNDS        ISSUER            YES             FOR                  FOR

 RAISED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2.7: APPROVE ARRANGEMENTS FOR PROFITS                 ISSUER            YES             FOR                  FOR

ACCUMULATED PRIOR TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD IN RELATION TO         ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.9: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #3: APPROVE THE PLAN ON THE NON-PUBLIC                 ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES (REVISED VERSION)

PROPOSAL #4: APPROVE DILUTION OF CURRENT RETURNS AS A        ISSUER            YES             FOR                  FOR

 RESULT OF THE NON-PUBLIC ISSUANCE OF A SHARES AND

REMEDIAL MEASURES

PROPOSAL #5: APPROVE UNDERTAKINGS BY DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT TO TAKE REMEDIAL MEASURES FOR THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE NON-

PUBLIC ISSUANCE OF A SHARES

PROPOSAL #6: APPROVE ADJUSTMENT TO THE DURATION OF            ISSUER            YES             FOR                  FOR

AUTHORIZATION GRANTED TO THE BOARD FOR DEALING WITH

ANY MATTERS RELATED TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #7: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PLAN OF REGISTRATION AND                     ISSUER            YES             FOR                  FOR

ISSUANCE OF DOMESTIC BOND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metallurgical Corporation Of China Ltd.

  TICKER:               1618                                CUSIP:   Y5949Y119

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE CLASS AND NOMINAL VALUE OF              ISSUER            YES             FOR                  FOR

SHARES TO BE ISSUED IN RELATION TO THE NON-PUBLIC

ISSUANCE OF A SHARES

PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RELATION        ISSUER            YES             FOR                  FOR

 TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.3: APPROVE TARGET INVESTORS AND METHOD OF        ISSUER            YES             FOR                  FOR

 SUBSCRIPTION IN RELATION TO THE NON-PUBLIC ISSUANCE

OF A SHARES

PROPOSAL #1.4: APPROVE ISSUE PRICE AND PRICING                   ISSUER            YES             FOR                  FOR

PRINCIPLES IN RELATION TO THE NON-PUBLIC ISSUANCE OF

A SHARES

PROPOSAL #1.5: APPROVE SIZE OF ISSUANCE IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

 


 

 

PROPOSAL #1.6: APPROVE USE OF PROCEEDS FROM THE FUNDS        ISSUER            YES             FOR                  FOR

 RAISED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.7: APPROVE ARRANGEMENTS FOR PROFITS                 ISSUER            YES             FOR                  FOR

ACCUMULATED PRIOR TO THE NON-PUBLIC ISSUANCE OF A

SHARES

PROPOSAL #1.8: APPROVE LOCK-UP PERIOD IN RELATION TO         ISSUER            YES             FOR                  FOR

THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.9: APPROVE PLACE OF LISTING IN RELATION          ISSUER            YES             FOR                  FOR

TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #1.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES

PROPOSAL #2: APPROVE THE PLAN ON THE NON-PUBLIC                 ISSUER            YES             FOR                  FOR

ISSUANCE OF A SHARES (REVISED VERSION)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metallurgical Corporation Of China Ltd.

  TICKER:               1618                                CUSIP:   Y5949Y119

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 WORK REPORT OF THE BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 WORK REPORT OF THE                       ISSUER            YES             FOR                  FOR

SUPERVISORY COMMITTEE

PROPOSAL #3: APPROVE EMOLUMENTS OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROVISION OF GUARANTEES                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metalurgica Gerdau S.A.

  TICKER:               GOAU4                              CUSIP:   P4834C118

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR NOMINATED BY PREFERRED        SHAREHOLDER        YES         AGAINST               N/A

SHAREHOLDERS

PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metka SA

  TICKER:               METKK                              CUSIP:   X5328R165

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES         AGAINST           AGAINST

REMUNERATION

 


 

 

PROPOSAL #5: CHANGE COMPANY NAME                                            ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: VARIOUS ISSUES AND ANNOUNCEMENTS                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metro Land Corporation Ltd.

  TICKER:               600683                            CUSIP:   Y59699101

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metro Land Corporation Ltd.

  TICKER:               600683                            CUSIP:   Y59699101

  MEETING DATE:   3/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SUPPLEMENTAL EQUITY TRANSFER              ISSUER            YES             FOR                  FOR

AGREEMENT IN CONNECTION TO TRANSFER OF BEIJING

HUAANTAI INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metro Land Corporation Ltd.

  TICKER:               600683                            CUSIP:   Y59699101

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #3: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROVISION FOR INVENTORY                       ISSUER             NO              N/A                  N/A

IMPAIRMENT

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROVISION FOR INCENTIVE FUND               ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #8: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE CONFIRMATION OF AUDITOR'S                   ISSUER             NO              N/A                  N/A

REMUNERATION AND APPOINTMENT OF AUDITOR

PROPOSAL #10: APPROVE 2016 FINANCIAL BUDGET                         ISSUER             NO              N/A                  N/A

PROPOSAL #11: APPROVE INVESTMENT IN REAL ESTATE                 ISSUER             NO              N/A                  N/A

PROJECT

PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION IN            ISSUER             NO              N/A                  N/A

CONNECTION TO EXTERNAL FINANCING, PROVISION OF LOAN,

AND EXTERNAL GUARANTEE ESTIMATES

 


 

 

PROPOSAL #13: APPROVE USE OF IDLE FUNDS TO INVEST IN         ISSUER             NO              N/A                  N/A

GUARANTEED FINANCIAL PRODUCTS

PROPOSAL #14: APPROVE CHANGE OF COMPANY NAME                       ISSUER             NO              N/A                  N/A

PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION                         ISSUER             NO              N/A                  N/A

PROPOSAL #16: APPROVE CLARIFICATION ON CERTAIN                   ISSUER             NO              N/A                  N/A

PROVISIONS IN CONNECTION TO COMMITMENT OF BEIJING

INFRASTRUCTURE INVESTMENT CO., LTD. REGARDING

AVOIDANCE OF COMPETITION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metro Pacific Investments Corporation

  TICKER:               MPI                                  CUSIP:   Y60305102

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL                   ISSUER            YES             FOR                  FOR

MEETING OF STOCKHOLDERS HELD ON MAY 29, 2015

PROPOSAL #2: APPROVE THE AUDITED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 FOR 2015

PROPOSAL #3: RATIFY THE ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND MANAGEMENT

PROPOSAL #4.1: ELECT MANUEL V. PANGILINAN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT JOSE MA. K. LIM AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT DAVID J. NICOL AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.4: ELECT EDWARD S. GO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT AUGUSTO P. PALISOC, JR. AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.6: ELECT ALBERT F. DEL ROSARIO AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.7: ELECT ALFRED V. TY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: ELECT ARTEMIO V. PANGANIBAN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.9: ELECT RAMONCITO S. FERNANDEZ AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.10: ELECT LYDIA B. ECHAUZ AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: ELECT EDWARD A. TORTORICI AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.12: ELECT RAY C. ESPINOSA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.13: ELECT ROBERT C. NICHOLSON AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4.14: ELECT RODRIGO E. FRANCO AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.15: ELECT WASHINGTON Z. SYCIP AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPOINT EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Metropolitan Bank & Trust Company

  TICKER:               MBT                                  CUSIP:   Y6028G136

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL MEETING            ISSUER            YES             FOR                  FOR

HELD ON APRIL 29, 2015

PROPOSAL #2: RATIFY ALL ACTS AND RESOLUTIONS OF THE          ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS, MANAGEMENT AND ALL COMMITTEES

FROM APRIL 29, 2015 TO APRIL 26, 2016

PROPOSAL #3: AMEND THE ARTICLES OF INCORPORATION AND         ISSUER            YES             FOR                  FOR

BY-LAWS TO REDUCE THE NUMBER OF DIRECTORS FROM

FOURTEEN TO TWELVE

PROPOSAL #4.1: ELECT GEORGE S.K. TY AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT ARTHUR TY AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT FRANCISCO C. SEBASTIAN AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT FABIAN S. DEE AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT RENATO C. VALENCIA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT JESLI A. LAPUS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT ALFRED V. TY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: ELECT ROBIN A. KING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: ELECT REX C. DRILON II AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.10: ELECT EDMUND A. GO AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.11: ELECT FRANCISCO F. DEL ROSARIO, JR.          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #4.12: ELECT VICENTE R. CUNA, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPOINT EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mexichem S.A.B. de C.V.

  TICKER:               MEXCHEM                          CUSIP:   P57908132

  MEETING DATE:   11/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CASH DIVIDENDS OF MXN 0.50 PER          ISSUER            YES             FOR                  FOR

SHARE

PROPOSAL #2: AMEND ARTICLES 10, 11 AND 24 RE:                     ISSUER            YES             FOR                  FOR

PUBLICATIONS IN ELECTRONIC SYSTEM

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mexichem S.A.B. de C.V.

  TICKER:               MEXCHEM *                      CUSIP:   P57908132

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ACCEPT CEO'S REPORT AND BOARD'S REPORT        ISSUER            YES             FOR                  FOR

 ON OPERATIONS AND RESULTS

PROPOSAL #1.2: ACCEPT INDIVIDUAL AND CONSOLIDATED              ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #1.3: ACCEPT REPORT ON COMPLIANCE OF FISCAL         ISSUER            YES             FOR                  FOR

OBLIGATIONS

 


 

 

PROPOSAL #2: PRESENT AUDIT AND CORPORATE PRACTICES            ISSUER            YES             FOR                  FOR

COMMITTEES' REPORTS

PROPOSAL #3.1: APPROVE NET CONSOLIDATED PROFIT AFTER         ISSUER            YES             FOR                  FOR

MINORITY INTEREST IN THE AMOUNT OF $135.17 MILLION

PROPOSAL #3.2: APPROVE TREATMENT OF INDIVIDUAL NET            ISSUER            YES             FOR                  FOR

LOSS IN THE AMOUNT OF MXN 2.15 BILLION ($135.17

MILLION)

PROPOSAL #3.3: APPROVE ALLOCATION OF INDIVIDUAL AND          ISSUER            YES             FOR                  FOR

OR CONSOLIDATED PROFITS AND OR LOSSES REFERRED TO IN

ITEMS 3.1 AND 3.2 TO THE ACCUMULATED RESULTS ACCOUNT

PROPOSAL #3.4: APPROVE DIVIDENDS OF $22.4 MILLION               ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RATIFY ANTONIO DEL VALLE RUIZ AS                 ISSUER            YES             FOR                  FOR

HONORARY AND LIFETIME BOARD CHAIRMAN

PROPOSAL #4.2.a: ELECT OR RATIFY JUAN PABLO DEL VALLE        ISSUER            YES             FOR                  FOR

 PEROCHENA AS CHAIRMAN OF BOARD OF DIRECTORS

PROPOSAL #4.2.b: ELECT OR RATIFY ADOLFO DEL VALLE              ISSUER            YES             FOR                  FOR

RUIZ AS BOARD MEMBER

PROPOSAL #4.2.c: ELECT OR RATIFY IGNACIO DEL VALLE            ISSUER            YES             FOR                  FOR

RUIZ AS BOARD MEMBER

PROPOSAL #4.2.d: ELECT OR RATIFY ANTONIO DEL VALLE            ISSUER            YES             FOR                  FOR

PEROCHENA AS BOARD MEMBER

PROPOSAL #4.2.e: ELECT OR RATIFY MARIA GUADALUPE DEL         ISSUER            YES             FOR                  FOR

VALLE PEROCHENA AS BOARD MEMBER

PROPOSAL #4.2.f: ELECT OR RATIFY JAIME RUIZ SACRISTAN        ISSUER            YES             FOR                  FOR

 AS BOARD MEMBER

PROPOSAL #4.2.g: ELECT OR RATIFY FERNANDO RUIZ                   ISSUER            YES             FOR                  FOR

SAHAGUN AS BOARD MEMBER

PROPOSAL #4.2.h: ELECT OR RATIFY EUGENIO SANTIAGO              ISSUER            YES             FOR                  FOR

CLARIOND REYES RETANA AS BOARD MEMBER

PROPOSAL #4.2.i: ELECT OR RATIFY EDUARDO TRICIO HARO         ISSUER            YES             FOR                  FOR

AS BOARD MEMBER

PROPOSAL #4.2.j: ELECT OR RATIFY GUILLERMO ORTIZ                ISSUER            YES             FOR                  FOR

MARTINEZ AS BOARD MEMBER

PROPOSAL #4.2.k: ELECT OR RATIFY DIVO MILAN HADDAD AS        ISSUER            YES             FOR                  FOR

 BOARD MEMBER

PROPOSAL #4.3.a: ELECT OR RATIFY FERNANDO RUIZ                   ISSUER            YES             FOR                  FOR

SAHAGUN AS CHAIRMAN OF AUDIT COMMITTEE

PROPOSAL #4.3.b: ELECT OR RATIFY EUGENIO SANTIAGO              ISSUER            YES             FOR                  FOR

CLARIOND REYES RETANA AS CHAIRMAN OF CORPORATE

PRACTICES COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, AND          ISSUER            YES             FOR                  FOR

AUDIT AND CORPORATE PRACTICES COMMITTEES MEMBERS

PROPOSAL #6.1: APPROVE CANCELLATION OF BALANCE OF              ISSUER            YES             FOR                  FOR

AMOUNT APPROVED TO BE USED FOR ACQUISITION OF

COMPANY'S SHARES

PROPOSAL #6.2: SET AGGREGATE NOMINAL AMOUNT OF SHARE         ISSUER            YES             FOR                  FOR

REPURCHASE RESERVE AT $400 MILLION

PROPOSAL #7: ACCEPT REPORT ON ADOPTION OR                            ISSUER            YES             FOR                  FOR

MODIFICATION OF POLICIES IN SHARE REPURCHASES OF

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Microbio Co., Ltd.

  TICKER:               4128                                CUSIP:   Y6035R109

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Microelectronics Technology Inc

  TICKER:               2314                                CUSIP:   Y60361105

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS AND

AMENDMENTS TO TRADING PROCEDURES GOVERNING

DERIVATIVES PRODUCTS

PROPOSAL #6: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #7: APPROVE CAPITAL REDUCTION TO OFFSET                ISSUER            YES             FOR                  FOR

LOSSES

PROPOSAL #8.1: ELECT XIE QI JIA WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

00000007 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.2: ELECT CHEN ZE CAN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CYBERTAN TECHNOLOGY INC., WITH SHAREHOLDER NO.

00278558 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT WU ZHONG HE, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CYBERTAN TECHNOLOGY INC., WITH SHAREHOLDER NO. 

NO.00278558, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT YAN XIN JIE, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CYBERTAN TECHNOLOGY INC., WITH SHAREHOLDER NO.

00278558, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.5: ELECT XIAO MEI LEI WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 113554XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT LIU JIONG LANG WITH ID NO.                 ISSUER            YES             FOR                  FOR

S124811XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.7: ELECT LIN YUN WITH ID NO. G201060XXX          ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Microlife Corporation

  TICKER:               4103                                CUSIP:   Y60357103

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Micro-Star International Co., Ltd.

  TICKER:               2377                                CUSIP:   Y6037K110

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Midea Group Co., Ltd.

  TICKER:               000333                            CUSIP:   Y6S40V103

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE CHANGE IN APPOINTMENT OF AUDITOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Midea Group Co., Ltd.

  TICKER:               000333                            CUSIP:   Y6S40V103

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #2: ELECT LIU MIN AS SUPERVISOR                          SHAREHOLDER        YES             FOR                  N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Midea Group Co., Ltd.

  TICKER:               000333                            CUSIP:   Y6S40V103

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2014 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #7: APPROVE TERMINATION OF SECOND PHASE                ISSUER            YES             FOR                  FOR

LAUNCHED SHARE REPURCHASE

PROPOSAL #8: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

MIDEA GROUP FINANCE CO., LTD.

PROPOSAL #9.2: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

MIDEA MICRO CREDIT CO., LTD.

PROPOSAL #9.3: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

FOSHAN SHUNDE MIDEA MICRO CREDIT CO., LTD.

PROPOSAL #9.4: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

GUANGDONG MIDEA REFRIGERATION EQUIPMENT CO., LTD.

PROPOSAL #9.5: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

GUANGDONG MIDEA KITCHEN APPLIANCES MANUFACTURING CO.,

 LTD.

PROPOSAL #9.6: APPROVE PROVISION OF GUARANTEE TO GD          ISSUER            YES             FOR                  FOR

WITOL VACUUM ELECTRONIC MANUFACTURE CO., LTD.

PROPOSAL #9.7: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

GUANGDONG MIDEA NUANTONG EQUIPMENT CO., LTD.

PROPOSAL #9.8: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

GUANGDONG MIDEA COMMERCIAL AIR CONDITIONING EQUIPMENT

 CO., LTD.

PROPOSAL #9.9: APPROVE PROVISION OF GUARANTEE TO                ISSUER            YES             FOR                  FOR

GUANGDONG MIDEA XIKESI ELECTRONIC CO., LTD.

PROPOSAL #9.10: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUANGDONG MIDEA LIFE APPLIANCE MANUFACTURING CO.,

PROPOSAL #9.11: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

FOSHAN CITY SHUNDE DISTRICT MIDEA ELECTRIC APPLIANCES

 MANUFACTURING CO., LTD.

PROPOSAL #9.12: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUANGDONG MIDEA KITCHEN BATHROOM APPLIANCES

MANUFACTURING CO., LTD.

PROPOSAL #9.13: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

FOSHAN CITY SHUNDE DISTRICT MIDEA WATER DISPENSER

MANUFACTURING CO., LTD.

PROPOSAL #9.14: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

FOSHAN MIDEA QINGHU WATER PURIFYING EQUIPMENT CO.,

 


 

 

PROPOSAL #9.15: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUANGDONG MIDEA ENVIRONMENT APPLIANCES MANUFACTURING

CO., LTD.

PROPOSAL #9.16: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

FOSHAN CITY SHUNDE DISTRICT MIDEA WASHING APPLIANCES

MANUFACTURING CO., LTD.

PROPOSAL #9.17: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUANGDONG MEIZHI REFRIGERATION EQUIPMENT CO., LTD.

PROPOSAL #9.18: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUANGDONG MEIZHI PRECISION MANUFACTURING CO., LTD.

PROPOSAL #9.19: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUANGDONG WELLING MOTOR MANUFACTURING CO., LTD.

PROPOSAL #9.20: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

FOSHAN WELLING ELECTRONIC APPLIANCE CO., LTD.

PROPOSAL #9.21: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

FOSHAN WELLING WASHER MOTOR MANUFACTURING CO., LTD.

PROPOSAL #9.22: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

NINGBO MIDEA UNITED MATERIAL SUPPLY CO., LTD.

PROPOSAL #9.23: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

FOSHAN WELLING MATERIAL SUPPLY CO., LTD.

PROPOSAL #9.24: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUANGZHOU KAIZHAO TRADING CO., LTD.

PROPOSAL #9.25: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

FOSHAN MIDEA CARRIER REFRIGERATION EQUIPMENT CO.,

PROPOSAL #9.26: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUAONGDONG MIDEA GROUP WUHU REFRIGERATION EQUIPMENT

CO., LTD.

PROPOSAL #9.27: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

WUHU MEIZHI AIR CONDITIONING EQUIPMENT CO., LTD.

PROPOSAL #9.28: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

HEFEI MIDEA REFRIGERATOR CO., LTD.

PROPOSAL #9.29: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

HUBEI MIDEA REFRIGERATOR CO., LTD.

PROPOSAL #9.30: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

HEFEI HUALING CO., LTD.

PROPOSAL #9.31: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

GUANGZHOU MIDEA HUALING REFRIGERATOR CO., LTD.

PROPOSAL #9.32: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

HEFEI MIDEA NUANTONG EQUIPMENT CO., LTD.

PROPOSAL #9.33: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

HEFEI MEILIANBO AIR CONDITIONING EQUIPMENT CO., LTD.

PROPOSAL #9.34: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

WUHU MIDEA KITCHEN BATHROOM APPLIANCES MANUFACTURING

CO., LTD.

PROPOSAL #9.35: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

WUHU MIDEA WASHING APPLIANCES MANUFACTURING CO., LTD.

PROPOSAL #9.36: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

ANHUI MEIZHI REFRIGERATION EQUIPMENT CO., LTD.

PROPOSAL #9.37: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

ANHUI MEIZHI PRECISION MANUFACTURING CO., LTD.

PROPOSAL #9.38: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

WELLING WUHU MOTOR MANUFACTURING CO., LTD.

PROPOSAL #9.39: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

ANDE LOGISTICS CORPORATION LTD.

PROPOSAL #9.40: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

HEFEI MIDEA WASHING MACHINE CO., LTD.

 


 

 

PROPOSAL #9.41: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

JIANGSU MEDIA CLEANING APPLIANCES CO., LTD.

PROPOSAL #9.42: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

JIANGXI MEDIA GUIYA LIGHTING CO., LTD.

PROPOSAL #9.43: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

CHANGZHOU WELLING MOTOR MANUFACTURING CO., LTD.

PROPOSAL #9.44: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA INTERNATIONAL HOLDING CO., LTD.

PROPOSAL #9.45: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA INTERNATIONAL TRADING CO., LTD.

PROPOSAL #9.46: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA APPLIANCE BVI CO., LTD.

PROPOSAL #9.47: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

KAPU MACAO COMMERCIAL OFFSHORE CO., LTD.

PROPOSAL #9.48: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

WELLING INTERNATIONAL HONG KONG LIMITED

PROPOSAL #9.49: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

ZHULI APPLIANCES PRODUCTS PLANT CO., LTD.

PROPOSAL #9.50: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA APPLIANCE SINGAPORE TRADING CO., LTD.

PROPOSAL #9.51: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA LIFE APPLIANCE VIETNAM CO., LTD.

PROPOSAL #9.52: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

SPRINGER CARRIER LTDA. AND CLIMAZON INDUSTRIAL LTDA.

PROPOSAL #9.53: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

CARRIER S.A. AND CARRIER FUEGUINA S.A

PROPOSAL #9.54: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

CARRIER(CHILE) S.A.

PROPOSAL #9.55: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA ELECTRICS NETHERLANDS B.V.

PROPOSAL #9.56: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA AMERICA CORP.

PROPOSAL #9.57: APPROVE PROVISION OF GUARANTEE TO PT.        ISSUER            YES             FOR                  FOR

 MIDEA PLANET INDONESIA CO., LTD.

PROPOSAL #9.58: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA SCOTT & ENGLISH ELECTRONICS SDN BHD

PROPOSAL #9.59: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA AMERICA (CANADA) CORP.

PROPOSAL #9.60: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA MIDDLE EAST

PROPOSAL #9.61: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA EUROPE GMBH

PROPOSAL #9.62: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA ITALIA S.R.L.

PROPOSAL #9.63: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

MIDEA MEXICO, S. DE R.L. DE C.V.

PROPOSAL #9.64: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

ORIENT HOUSEHOLD APPLIANCES LTD.

PROPOSAL #9.65: APPROVE PROVISION OF GUARANTEE TO              ISSUER            YES             FOR                  FOR

SHANXI HUAXIANG GROUP CO., LTD.

PROPOSAL #10: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #11: APPROVE 2016 PROVISION OF BILLS                     ISSUER            YES             FOR                  FOR

DISCOUNTING BUSINESS FOR YINGFENG ENVIRONMENT

 


 

 

PROPOSAL #12: APPROVE 2016 DEPOSITS AND LOANS OF THE         ISSUER            YES             FOR                  FOR

COMPANY IN SHUNDE RURAL COMMERCIAL BANK

PROPOSAL #13: APPROVE 2016 SPECIAL REPORT ON THE                ISSUER            YES             FOR                  FOR

DERIVATIVES INVESTMENT OF FOREIGN EXCHANGE

PROPOSAL #14: APPROVE 2016 USE OF OWN IDLE FUNDS FOR         ISSUER            YES             FOR                  FOR

ENTRUSTED ASSET MANAGEMENT

PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN REGISTERED CAPITAL

PROPOSAL #16: APPROVE RE-APPOINTMENT OF AUDITOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Midea Group Co., Ltd.

  TICKER:               000333                            CUSIP:   Y6S40V103

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN TO                ISSUER            YES             FOR                  FOR

OVERSEAS SUBSIDIARY IN CONNECTION TO OVERSEAS

ISSUANCE OF BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Midea Group Co., Ltd.

  TICKER:               000333                            CUSIP:   Y6S40V103

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF FINANCING FROM            ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS

PROPOSAL #2: APPROVE OFFER INITIATED TO SHAREHOLDERS    SHAREHOLDER        YES             FOR                  FOR

OF KUKA AKTIENGESELLSCHAFT

PROPOSAL #3: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR    SHAREHOLDER        YES             FOR                  FOR

ASSETS RESTRUCTURING

PROPOSAL #4.1: APPROVE ACQUISITION MANNER                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.2: APPROVE TARGET ASSETS                                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.3: APPROVE TRANSACTION COUNTERPARTIES          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.4: APPROVE TRANSACTION PRICE AND                  SHAREHOLDER        YES             FOR                  FOR

ESTIMATED TOTAL PRICE

PROPOSAL #4.5: APPROVE AMOUNT OF SHARES TO BE                 SHAREHOLDER        YES             FOR                  FOR

ACQUIRED

PROPOSAL #4.6: APPROVE RESOLUTION VALIDITY PERIOD          SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION   SHAREHOLDER        YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #6: APPROVE REPORT (DRAFT) AND SUMMARY OF        SHAREHOLDER        YES             FOR                  FOR

COMPANY'S OFFER TO ACQUIRE KUKA AKTIENGESELLSCHAFT

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION    SHAREHOLDER        YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #8: APPROVE THE COMPLETENESS AND COMPLIANCE    SHAREHOLDER        YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #9: APPROVE VERIFICATION REPORT REGARDING        SHAREHOLDER        YES             FOR                  FOR

THE ACCOUNTING STANDARDS DIFFERENCES OF THE

 


 

 

PROPOSAL #10: APPROVE EXPLANATION REGARDING FAIRNESS    SHAREHOLDER        YES             FOR                  FOR

OF PRICING

PROPOSAL #11: APPROVE MATTERS REGARDING THE POSSIBLE    SHAREHOLDER        YES             FOR                  FOR

DILUTION IN CURRENT RETURNS

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD THE    SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #13.1: APPROVE CRITERIA TO SELECT PLAN             SHAREHOLDER        YES             FOR                  FOR

PARTICIPANTS

PROPOSAL #13.2: APPROVE SOURCE AND NUMBER OF                  SHAREHOLDER        YES             FOR                  FOR

UNDERLYING STOCKS

PROPOSAL #13.3: APPROVE DURATION, GRANT DATE, WAITING   SHAREHOLDER        YES             FOR                  FOR

 PERIOD, EXERCISE DATE AND LOCK-IN PERIOD

PROPOSAL #13.4: APPROVE EXERCISE PRICE OR METHOD OF      SHAREHOLDER        YES             FOR                  FOR

DETERMINATION

PROPOSAL #13.5: APPROVE CONDITIONS FOR GRANTING AND      SHAREHOLDER        YES             FOR                  FOR

EXERCISING

PROPOSAL #13.6: APPROVE SIZE OF THE STOCK OPTION AS      SHAREHOLDER        YES             FOR                  FOR

WELL AS METHOD AND PROCEDURE TO ADJUST THE EXERCISE

PRICE

PROPOSAL #13.7: APPROVE ACCOUNTING TREATMENT                   SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.8: APPROVE PROCEDURES FOR GRANTING AND      SHAREHOLDER        YES             FOR                  FOR

EXERCISING

PROPOSAL #13.9: APPROVE RIGHTS AND OBLIGATIONS OF THE   SHAREHOLDER        YES             FOR                  FOR

 PLAN PARTICIPANTS AND THE COMPANY

PROPOSAL #13.10: APPROVE CONDITIONS TO CHANGE OR           SHAREHOLDER        YES             FOR                  FOR

TERMINATE THE INCENTIVE PLAN

PROPOSAL #14: APPROVE FORMULATION OF METHODS TO             SHAREHOLDER        YES             FOR                  FOR

ASSESS THE PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD THE    SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO STOCK OPTION INCENTIVE

PLAN

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION (MAY,          SHAREHOLDER        YES             FOR                  FOR

2016)

PROPOSAL #17: APPROVE PROVISION OF GUARANTEE TO             SHAREHOLDER        YES             FOR                  FOR

SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Midea Group Co., Ltd.

  TICKER:               000333                            CUSIP:   Y6S40V103

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MIE Holdings Corp

  TICKER:               1555                                CUSIP:   G61157106

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2b: ELECT ANDREW SHERWOOD HARPER AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2c: ELECT XIE NA AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2d: ELECT JEFFREY WILLARD MILLER AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2e: ELECT GUO YANJUN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #2f: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MIE Holdings Corp

  TICKER:               1555                                CUSIP:   G61157106

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND         ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MIE Holdings Corp

  TICKER:               1555                                CUSIP:   G61157106

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE AGREEMENT AND RELATED                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Migros Ticaret AS

  TICKER:               MGROS                              CUSIP:   M7024Q105

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF        ISSUER            YES             FOR                  FOR

 MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN

MINUTES OF MEETING

PROPOSAL #2: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE DIRECTOR REMUNERATION                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #13: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #14: APPROVE DONATION POLICY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #15: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #17: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mills Estruturas e Servicos de Engenharia SA

  TICKER:               MILS3                              CUSIP:   P6799C108

  MEETING DATE:   10/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE LOCATION OF COMPANY HEADQUARTERS         ISSUER            YES             FOR                  FOR

AND AMEND ARTICLE 3

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mills Estruturas e Servicos de Engenharia SA

  TICKER:               MILS3                              CUSIP:   P6799C108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: ELECT DIRECTOR NOMINATED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDERS

PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT FISCAL COUNCIL MEMBER NOMINATED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDERS

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mills Estruturas e Servicos de Engenharia SA

  TICKER:               MILS3                              CUSIP:   P6799C108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STOCK OPTION PLAN AND AUTHORIZE         ISSUER            YES             FOR                  FOR

BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Min Aik Technology Co., Ltd.

  TICKER:               3060                                CUSIP:   Y6050H101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 

 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MindTree Limited

  TICKER:               532819                            CUSIP:   Y60362103

  MEETING DATE:   2/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

ROSTOW RAVANAN AS CEO AND MANAGING DIRECTOR

PROPOSAL #3: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

KRISHNAKUMAR NATARAJAN AS EXECUTIVE CHAIRMAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MindTree Limited

  TICKER:               532819                            CUSIP:   Y60362103

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minerva S.A.

  TICKER:               BEEF3                              CUSIP:   P6831V106

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY SHAREHOLDER CONTROL ACQUISITION          ISSUER            YES             FOR                  FOR

OF RED CARNICA S.A.S. AND RED INDUSTRIAL COLOMBIANA

PROPOSAL #2: AMEND ARTICLES 5 AND 6 TO REFLECT                   ISSUER            YES             FOR                  FOR

CHANGES IN SHARE CAPITAL AND IN AUTHORIZED CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minerva S.A.

  TICKER:               BEEF3                              CUSIP:   P6831V106

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minerva S.A.

  TICKER:               BEEF3                              CUSIP:   P6831V106

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: RATIFY ISSUANCE OF SHARES FOR A PRIVATE         ISSUER            YES             FOR                  FOR

PLACEMENT APPROVED AT EGM ON JAN. 22, 2016

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minerva S.A.

  TICKER:               BEEF3                              CUSIP:   P6831V106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minerva S.A.

  TICKER:               BEEF3                              CUSIP:   P6831V106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL                 ISSUER            YES             FOR                  FOR

WITHOUT CANCELLATION OF SHARES

PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minmetals Development Co., Ltd.

  TICKER:               600058                            CUSIP:   Y6065P106

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF EQUITY IN WUKUANG            ISSUER            YES             FOR                  FOR

YINGKOU ZHONGBAN CO., LTD

PROPOSAL #2.01: ELECT LIU QINGCHUN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.02: ELECT CHEN SHAORONG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.03: ELECT HAN GANG AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT WANG XIULI AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minmetals Development Co., Ltd.

  TICKER:               600058                            CUSIP:   Y6065P106

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD ARRANGEMENT             ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

PROPOSAL #4: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

CONDITIONAL SHARES SUBSCRIPTION AGREEMENT WITH CHINA

MINMETALS CO., LTD.

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minmetals Development Co., Ltd.

  TICKER:               600058                            CUSIP:   Y6065P106

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF DA HUA CPAS AS        ISSUER            YES             FOR                  FOR

 2016 FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #8: APPROVE SIGNING OF RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS FRAMEWORK AGREEMENT WITH MINMETALS

YINGKOU ZHONGBAN CO., LTD.

PROPOSAL #9: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES         AGAINST           AGAINST

AND 2016 REMUNERATION PLAN

PROPOSAL #10.01: ELECT MA GUANGYUAN AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #11.01: ELECT PAN ZHONGYI AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #11.02: ELECT MO CHUNLEI AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minmetals Land Limited

  TICKER:               230                                  CUSIP:   G6144P101

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a: ELECT YIN LIANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #3b: ELECT LAM CHUNG LUN, BILLY AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: FIX MAXIMUM NUMBER OF DIRECTORS AT 15            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO APPOINT ADDITIONAL DIRECTORS

UP TO SUCH MAXIMUM NUMBER

PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #9: ADOPT SECONDARY NAME                                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minor International PCL

  TICKER:               MINT                                CUSIP:   Y6069M133

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION RE:                   ISSUER            YES             FOR                  FOR

FOREIGN SHAREHOLDING PROPORTION

PROPOSAL #6: REDUCE REGISTERED CAPITAL AND AMEND                ISSUER            YES             FOR                  FOR

MEMORANDUM OF ASSOCIATION TO REFLECT CHANGES IN

PROPOSAL #7.1: ELECT PAUL CHARLES KENNY AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT THIRAPHONG CHANSIRI AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7.3: ELECT SUVABHA CHAROENYING AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS ABAS                ISSUER            YES             FOR                  FOR

LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minsheng Holdings Co., Ltd.

  TICKER:               000416                            CUSIP:   Y5363W102

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE SECURITY INVESTMENT LIMIT                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE SIGNING OF BEIJING MINSHENG PAWN        ISSUER            YES             FOR                  FOR

 CO., LTD. CAPITAL INJECTION AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minsheng Holdings Co., Ltd.

  TICKER:               000416                            CUSIP:   Y5363W102

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE WAIVE OF PARTICIPATION IN THE            ISSUER            YES             FOR                  FOR

CAPITAL INCREASE OF MINSHENG FUTURES LIMITED

PROPOSAL #2: ELECT CHEN HANWEN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minsheng Holdings Co., Ltd.

  TICKER:               000416                            CUSIP:   Y5363W102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 6% EQUITY OF                     ISSUER            YES             FOR                  FOR

MINSHENG E-COMMERCE CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Minsheng Holdings Co., Ltd.

  TICKER:               000416                            CUSIP:   Y5363W102

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MISC Berhad

  TICKER:               MISC                                CUSIP:   Y6080H105

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MOHAMED FIROUZ BIN ASNAN AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT NASARUDIN BIN MD IDRIS AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MANHARLAL RATILAL AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: ELECT AB. HALIM BIN MOHYIDDIN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: APPROVE HALIPAH BINTI ESA TO CONTINUE            ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE KALSOM BINTI ABD. RAHMAN TO              ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MISC Berhad

  TICKER:               MISC                                CUSIP:   Y6080H105

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF THE REMAINING 50         ISSUER            YES             FOR                  FOR

PERCENT EQUITY INTEREST IN GUMUSUT-KAKAP SEMI-

FLOATING PRODUCTION SYSTEM (L) LIMITED

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mitac Holdings Corporation

  TICKER:               3706                                CUSIP:   Y60778100

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES, AMEND PROCEDURES GOVERNING THE

ACQUISITION OR DISPOSAL OF ASSETS AND AMEND TRADING

PROCEDURES GOVERNING DERIVATIVES PRODUCTS

PROPOSAL #6.1: ELECT MIAO,FENG-CHIANG WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 6 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT HE,CHI-WU, WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

117 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT HSU,TZU-HUA, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 MITAC INC., WITH SHAREHOLDER NO. 57, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT CHANG,KUANG-CHENG, A                            ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF UPC TECHNOLOGY CORPORATION, WITH

SHAREHOLDER NO. 226, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT WEI,YUNG-TU, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 UPC TECHNOLOGY CORPORATION, WITH SHAREHOLDER NO.226,

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT LU,HSUEH-CHIN, WITH ID NO.                 ISSUER            YES             FOR                  FOR

H100330XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT MA,SHAO-HSIANG, WITH ID                       ISSUER            YES             FOR                  FOR

NO.A128427XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT CHIAO,YU-CHUN, WITH ID NO.                 ISSUER            YES             FOR                  FOR

A120667XXX AS SUPERVISOR

PROPOSAL #6.9: ELECT CHING,HU-SHIH, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF LIEN HWA INDUSTRIAL CORPORATION, WITH SHAREHOLDER

NO.1, AS SUPERVISOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Corporation Berhad

  TICKER:               MMCCORP                          CUSIP:   Y60574103

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF 53.42 PERCENT              ISSUER            YES             FOR                  FOR

EQUITY INTEREST IN NCB HOLDINGS BERHAD BY MMC PORT

HOLDINGS SDN BHD, A WHOLLY-OWNED SUBSIDIARY OF THE

COMPANY AND THE PROPOSED MANDATORY GENERAL OFFER

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Corporation Berhad

  TICKER:               MMCCORP                          CUSIP:   Y60574103

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT KHALIB MOHAMAD NOH AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SHAMSUL AZHAR ABBAS AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT SITI HALIMAH ISMAIL AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT NAQIZ SHAHABUDDIN SYED ABDUL                 ISSUER            YES             FOR                  FOR

JABBAR AS DIRECTOR

PROPOSAL #6: ELECT ABDULLAH MOHD YUSOF AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT ABDUL RAHMAN HAJI WAN YAACOB AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Norilsk Nickel PJSC

  TICKER:               GMKN                                CUSIP:   46626D108

  MEETING DATE:   9/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 305.07         ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST SIX MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Norilsk Nickel PJSC

  TICKER:               GMKN                                CUSIP:   55315J102

  MEETING DATE:   12/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 321.95         ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

PROPOSAL #2: APPROVE COMPANY'S MEMBERSHIP IN NON-               ISSUER            YES             FOR                  FOR

COMMERCIAL PARTNERSHIP RUSSIAN RISK MANAGEMENT

PROPOSAL #S1: IF YOU ARE A LEGAL ENTITY MARK FOR; IF         ISSUER            YES             FOR                  N/A

YOU ARE AN INDIVIDUAL HOLDER MARK AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Norilsk Nickel PJSC

  TICKER:               MNOD                                CUSIP:   55315J102

  MEETING DATE:   6/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5.1: ELECT SERGEY BARBASHEV AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #5.2: ELECT ALEKSEY BASHKIROV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.3: ELECT RUSHAN BOGAUDINOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.4: ELECT SERGEY BRATUKHIN AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.5: ELECT ANDREY BUGROV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #5.6: ELECT MARIANNA ZAKHAROVA AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #5.7: ELECT ANDREY KOROBOV AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.8: ELECT STALBEK MISHAKOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.9: ELECT GARETH PENNY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.10: ELECT GERHARD PRINSLOO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.11: ELECT MAKSIM SOKOV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #5.12: ELECT VLADISLAV SOLOVYEV AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #5.13: ELECT ROBERT EDWARDS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT ARTUR ARUSTAMOV AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.2: ELECT ANNA MASALOVA AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #6.3: ELECT GEORGIY SVANIDZE AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.4: ELECT VLADIMIR SHILKOV AS MEMBERS OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.5: ELECT ELENA YANEVICH AS MEMBERS OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7: RATIFY AUDITOR OF COMPANY'S FINANCIAL            ISSUER            YES             FOR                  FOR

STATEMENTS PREPARED IN ACCORDANCE WITH RUSSIAN

ACCOUNTING STANDARDS (RAS)

PROPOSAL #8: RATIFY AUDITOR OF COMPANY'S FINANCIAL            ISSUER            YES             FOR                  FOR

STATEMENTS PREPARED IN ACCORDANCE WITH INTERNATIONAL

FINANCIAL REPORTING STANDARDS (IFRS)

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION OF MEMBERS OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #11: APPROVE RELATED-PARTY TRANSACTIONS RE:         ISSUER            YES             FOR                  FOR

INDEMNIFICATION AGREEMENTS WITH DIRECTORS AND

EXECUTIVES

PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS AND EXECUTIVES

PROPOSAL #13: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

AMEND COMMISSION AGREEMENT WITH AO NORMETIMPEKS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Norilsk Nickel PJSC

  TICKER:               GMKN                                CUSIP:   ADPV30566

  MEETING DATE:   12/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 321.95         ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

PROPOSAL #2: APPROVE COMPANY'S MEMBERSHIP IN NON-               ISSUER            YES             FOR                  FOR

COMMERCIAL PARTNERSHIP RUSSIAN RISK MANAGEMENT

PROPOSAL #S1: IF YOU ARE A LEGAL ENTITY MARK FOR; IF         ISSUER            YES             FOR                  N/A

YOU ARE AN INDIVIDUAL HOLDER MARK AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Norilsk Nickel PJSC

  TICKER:               GMKN                                CUSIP:   X5424N118

  MEETING DATE:   9/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 305.07         ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST SIX MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Norilsk Nickel PJSC

  TICKER:               GMKN                                CUSIP:   X5424N118

  MEETING DATE:   12/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 321.95         ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

PROPOSAL #2: APPROVE COMPANY'S MEMBERSHIP IN NON-               ISSUER            YES             FOR                  FOR

COMMERCIAL PARTNERSHIP RUSSIAN RISK MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMC Norilsk Nickel PJSC

  TICKER:               MNOD                                CUSIP:   X5424N118

  MEETING DATE:   6/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5.1: ELECT SERGEY BARBASHEV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.2: ELECT ALEKSEY BASHKIROV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.3: ELECT RUSHAN BOGAUDINOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #5.4: ELECT SERGEY BRATUKHIN AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.5: ELECT ANDREY BUGROV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #5.6: ELECT MARIANNA ZAKHAROVA AS DIRECTOR           ISSUER            YES         AGAINST               N/A

 


 

 

PROPOSAL #5.7: ELECT ANDREY KOROBOV AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.8: ELECT STALBEK MISHAKOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #5.9: ELECT GARETH PENNY AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.10: ELECT GERHARD PRINSLOO AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.11: ELECT MAKSIM SOKOV AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #5.12: ELECT VLADISLAV SOLOVYEV AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #5.13: ELECT ROBERT EDWARDS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT ARTUR ARUSTAMOV AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.2: ELECT ANNA MASALOVA AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #6.3: ELECT GEORGIY SVANIDZE AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.4: ELECT VLADIMIR SHILKOV AS MEMBERS OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #6.5: ELECT ELENA YANEVICH AS MEMBERS OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7: RATIFY AUDITOR OF COMPANY'S FINANCIAL            ISSUER            YES             FOR                  FOR

STATEMENTS PREPARED IN ACCORDANCE WITH RUSSIAN

ACCOUNTING STANDARDS (RAS)

PROPOSAL #8: RATIFY AUDITOR OF COMPANY'S FINANCIAL            ISSUER            YES             FOR                  FOR

STATEMENTS PREPARED IN ACCORDANCE WITH INTERNATIONAL

FINANCIAL REPORTING STANDARDS (IFRS)

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE REMUNERATION OF MEMBERS OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #11: APPROVE RELATED-PARTY TRANSACTIONS RE:         ISSUER            YES             FOR                  FOR

INDEMNIFICATION AGREEMENTS WITH DIRECTORS AND

EXECUTIVES

PROPOSAL #12: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS AND EXECUTIVES

PROPOSAL #13: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

AMEND COMMISSION AGREEMENT WITH AO NORMETIMPEKS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MMI Holdings Ltd

  TICKER:               MMI                                  CUSIP:   S5143R107

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT MARY VILAKAZI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: RE-ELECT FRANS TRUTER AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT BEN VAN DER ROSS AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT KHEHLA SHUBANE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT LEON CROUSE AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: RE-ELECT SYD MULLER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

 


 

 

PROPOSAL #4.1: RE-ELECT FRANS TRUTER AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #4.2: RE-ELECT SYD MULLER AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #4.3: RE-ELECT FATIMA JAKOET AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4.4: RE-ELECT LOUIS VON ZEUNER AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1.1: APPROVE FEES OF CHAIRPERSON OF THE              ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #1.2: APPROVE FEES OF DEPUTY CHAIRPERSON OF         ISSUER            YES             FOR                  FOR

THE BOARD

PROPOSAL #1.3: APPROVE FEES OF BOARD MEMBER                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE FEES OF CHAIRPERSON OF AUDIT          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #1.5: APPROVE FEES OF MEMBER OF AUDIT                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #1.6: APPROVE FEES OF CHAIRPERSON OF                     ISSUER            YES             FOR                  FOR

ACTUARIAL COMMITTEE

PROPOSAL #1.7: APPROVE FEES OF MEMBER OF ACTUARIAL            ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #1.8: APPROVE FEES OF CHAIRPERSON OF                     ISSUER            YES             FOR                  FOR

REMUNERATION COMMITTEE

PROPOSAL #1.9: APPROVE FEES OF MEMBER OF REMUNERATION        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #1.10: APPROVE FEES OF CHAIRPERSON OF RISK,         ISSUER            YES             FOR                  FOR

CAPITAL AND COMPLIANCE COMMITTEE

PROPOSAL #1.11: APPROVE FEES OF MEMBER OF RISK,                 ISSUER            YES             FOR                  FOR

CAPITAL AND COMPLIANCE COMMITTEE

PROPOSAL #1.12: APPROVE FEES OF CHAIRPERSON OF                   ISSUER            YES             FOR                  FOR

SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE

PROPOSAL #1.13: APPROVE FEES OF MEMBER OF SOCIAL,              ISSUER            YES             FOR                  FOR

ETHICS AND TRANSFORMATION COMMITTEE

PROPOSAL #1.14: APPROVE FEES OF CHAIRPERSON OF                   ISSUER            YES             FOR                  FOR

NOMINATIONS COMMITTEE

PROPOSAL #1.15: APPROVE FEES OF MEMBER OF NOMINATIONS        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #1.16: APPROVE FEES OF CHAIRPERSON OF FAIR          ISSUER            YES             FOR                  FOR

PRACTICES COMMITTEE

PROPOSAL #1.17: APPROVE FEES OF MEMBER OF FAIR                   ISSUER            YES             FOR                  FOR

PRACTICES COMMITTEE

PROPOSAL #1.18: APPROVE FEES OF CHAIRPERSON OF BOARD         ISSUER            YES             FOR                  FOR

FOR SEGMENTS AND THE PRODUCT HOUSE

PROPOSAL #1.19: APPROVE FEES OF MEMBER OF BOARD FOR          ISSUER            YES             FOR                  FOR

SEGMENTS AND THE PRODUCT HOUSE

PROPOSAL #1.20: APPROVE FEES OF AD HOC WORK (HOURLY)         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES         AGAINST           AGAINST

 SECTION 44 OF THE COMPANIES ACT

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

 


 

 

PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mobile Telesystems PJSC

  TICKER:               MTSS                                CUSIP:   607409109

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE REORGANIZATION VIA ACQUISITION        ISSUER            YES             FOR                  FOR

 OF ZAO COMSTAR-REGIONS

PROPOSAL #2.2: APPROVE REORGANIZATION VIA ACQUISITION        ISSUER            YES             FOR                  FOR

 OF PENZA-GSM AO, SMARTS-IVANOVO AO, AND JSC, AND

SMARTS-UFA PAO

PROPOSAL #3.1: AMEND CHARTER IN CONNECTION WITH                 ISSUER            YES             FOR                  FOR

REORGANIZATION PROPOSED UNDER ITEM 2.1

PROPOSAL #3.2: AMEND CHARTER IN CONNECTION WITH                 ISSUER            YES             FOR                  FOR

REORGANIZATION PROPOSED UNDER ITEM 2.2

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mobile Telesystems PJSC

  TICKER:               MTSS                                CUSIP:   607409109

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE INTERIM DIVIDENDS OF RUB 5.61            ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST SIX MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mobile Telesystems PJSC

  TICKER:               MBT                                  CUSIP:   607409109

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REORGANIZATION VIA ACQUISITION          ISSUER            YES             FOR                  FOR

OF SUBSIDIARY

PROPOSAL #3: AMEND CHARTER                                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mobile Telesystems PJSC

  TICKER:               MBT                                  CUSIP:   607409109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT, FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING

DIVIDENDS OF RUB 14.01 PER SHARE

PROPOSAL #3.1: ELECT ALEKSANDR GORBUNOV AS DIRECTOR           ISSUER            YES         AGAINST               N/A

 


 

 

PROPOSAL #3.2: ELECT ANDREY DUBOVSKOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #3.3: ELECT RON SOMMER AS DIRECTOR                         ISSUER            YES         AGAINST               N/A

PROPOSAL #3.4: ELECT MICHEL COMBES AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #3.5: ELECT STANLEY MILLER AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #3.6: ELECT VSEVOLOD ROZANOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #3.7: ELECT REGINA VON FLEMMING AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #3.8: ELECT THOMAS HOLTROP AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #3.9: ELECT MIKHAIL SHAMOLIN AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #4.1: ELECT IRINA BORISENKOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.2: ELECT MAKSIM MAMONOV AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.3: ELECT ANATOLY PANARIN AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #9: APPROVE REDUCTION IN SHARE CAPITAL                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND CHARTER                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mobile Telesystems PJSC

  TICKER:               MTSS                                CUSIP:   X5430T109

  MEETING DATE:   8/25/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE REORGANIZATION VIA ACQUISITION        ISSUER            YES             FOR                  FOR

 OF ZAO COMSTAR-REGIONS

PROPOSAL #2.2: APPROVE REORGANIZATION VIA ACQUISITION        ISSUER            YES             FOR                  FOR

 OF PENZA-GSM AO, SMARTS-IVANOVO AO, AND JSC, AND

SMARTS-UFA PAO

PROPOSAL #3.1: AMEND CHARTER IN CONNECTION WITH                 ISSUER            YES             FOR                  FOR

REORGANIZATION PROPOSED UNDER ITEM 2.1

PROPOSAL #3.2: AMEND CHARTER IN CONNECTION WITH                 ISSUER            YES             FOR                  FOR

REORGANIZATION PROPOSED UNDER ITEM 2.2

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mobile Telesystems PJSC

  TICKER:               MTSS                                CUSIP:   X5430T109

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2: APPROVE INTERIM DIVIDENDS OF RUB 5.61            ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST SIX MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mobile Telesystems PJSC

  TICKER:               MBT                                  CUSIP:   X5430T109

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REORGANIZATION VIA ACQUISITION          ISSUER            YES             FOR                  FOR

OF SUBSIDIARY

PROPOSAL #3: AMEND CHARTER                                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mobile Telesystems PJSC

  TICKER:               MBT                                  CUSIP:   X5430T109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT MEETING CHAIRMAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ANNOUNCE MEETING MINUTES AT THIS AGM           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ANNUAL REPORT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ALLOCATION OF INCOME AND                 ISSUER            YES             FOR                  FOR

DIVIDENDS OF RUB 14.01 PER SHARE

PROPOSAL #3.1: ELECT ALEKSANDR GORBUNOV AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #3.2: ELECT ANDREY DUBOVSKOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #3.3: ELECT RON SOMMER AS DIRECTOR                         ISSUER            YES         AGAINST               N/A

PROPOSAL #3.4: ELECT MICHEL COMBES AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #3.5: ELECT STANLEY MILLER AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #3.6: ELECT VSEVOLOD ROZANOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #3.7: ELECT REGINA VON FLEMMING AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #3.8: ELECT THOMAS HOLTROP AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #3.9: ELECT MIKHAIL SHAMOLIN AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #4.1: ELECT IRINA BORISENKOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.2: ELECT MAKSIM MAMONOV AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.3: ELECT ANATOLY PANARIN AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON            ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

 


 

 

PROPOSAL #9: APPROVE REDUCTION IN SHARE CAPITAL                  ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND CHARTER                                                     ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MOL Hungarian Oil and Gas Plc

  TICKER:               MOL                                  CUSIP:   X5462R112

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MEETING PROCEDURES/APPROVE USE          ISSUER             NO              N/A                  N/A

OF ELECTRONIC VOTE COLLECTION METHOD

PROPOSAL #2: ELECT KEEPER OF MINUTES, SHAREHOLDERS TO        ISSUER             NO              N/A                  N/A

 AUTHENTICATE MINUTES, AND COUNTER OF VOTES

PROPOSAL #3: APPROVE STANDALONE AND CONSOLIDATED                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS AND STATUTORY REPORTS

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE COMPANY'S CORPORATE GOVERNANCE          ISSUER             NO              N/A                  N/A

STATEMENT

PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD             ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER             NO              N/A                  N/A

FIX THEIR REMUNERATION

PROPOSAL #8: RECEIVE INFORMATION ON THE ACQUISITION          ISSUER             NO              N/A                  N/A

OF OWN SHARES

PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER             NO              N/A                  N/A

PROPOSAL #10: REELECT OSZKAR VILAGI MANAGEMENT BOARD         ISSUER             NO              N/A                  N/A

MEMBER

PROPOSAL #11: REELECT GYORGY MOSONYI AS SUPERVISORY          ISSUER             NO              N/A                  N/A

BOARD MEMBER

PROPOSAL #12: ELECT NORBERT SZIVEK AS AUDIT COMMITTEE        ISSUER             NO              N/A                  N/A

 MEMBER

PROPOSAL #13: ELECT IVAN MIKLOS AS SUPERVISORY BOARD    SHAREHOLDER         NO              N/A                  N/A

MEMBER

PROPOSAL #14: ELECT IVAN MIKLOS AS AUDIT COMMITTEE        SHAREHOLDER         NO              N/A                  N/A

MEMBER

PROPOSAL #15: APPROVE REDUCTION IN SHARE CAPITAL BY      SHAREHOLDER         NO              N/A                  N/A

HOLDERS OF "A" SERIES SHARES

PROPOSAL #16: APPROVE REDUCTION IN SHARE CAPITAL            SHAREHOLDER         NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               momo.com Inc.

  TICKER:               8454                                CUSIP:   Y265B6106

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE 2015 BUSINESS OPERATIONS REPORT         ISSUER            YES             FOR                  FOR

AND FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON 2015 PROFIT DISTRIBUTION        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mondi Ltd

  TICKER:               MND                                  CUSIP:   S5274K111

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DOMINIQUE REINICHE AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT STEPHEN HARRIS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT DAVID HATHORN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT ANDREW KING AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT JOHN NICHOLAS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT PETER OSWALD AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: RE-ELECT FRED PHASWANA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: RE-ELECT ANNE QUINN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #9: RE-ELECT DAVID WILLIAMS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #10: RE-ELECT STEPHEN HARRIS AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE DLC AUDIT COMMITTEE

PROPOSAL #11: RE-ELECT JOHN NICHOLAS AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 DLC AUDIT COMMITTEE

PROPOSAL #12: RE-ELECT ANNE QUINN AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

DLC AUDIT COMMITTEE

PROPOSAL #13: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #14: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE REMUNERATION OF NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #16: APPROVE FINAL DIVIDEND                                     ISSUER            YES             FOR                  FOR

PROPOSAL #17: REAPPOINT DELOITTE & TOUCHE AS AUDITORS        ISSUER            YES             FOR                  FOR

 OF THE COMPANY WITH SHELLY NELSON AS THE REGISTERED

AUDITOR

PROPOSAL #18: AUTHORISE THE DLC AUDIT COMMITTEE TO            ISSUER            YES             FOR                  FOR

FIX REMUNERATION OF AUDITORS

PROPOSAL #19: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANY OR CORPORATION

PROPOSAL #20: PLACE AUTHORISED BUT UNISSUED ORDINARY         ISSUER            YES             FOR                  FOR

SHARES UNDER CONTROL OF DIRECTORS

PROPOSAL #21: PLACE AUTHORISED BUT UNISSUED SPECIAL          ISSUER            YES             FOR                  FOR

CONVERTING SHARES UNDER CONTROL OF DIRECTORS

PROPOSAL #22: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #23: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #24: APPROVE LONG-TERM INCENTIVE PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #25: APPROVE BONUS SHARE PLAN                                  ISSUER            YES             FOR                  FOR

PROPOSAL #26: ACCEPT FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #27: APPROVE REMUNERATION REPORT                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #28: APPROVE FINAL DIVIDEND                                     ISSUER            YES             FOR                  FOR

PROPOSAL #29: REAPPOINT DELOITTE LLP AS AUDITORS                ISSUER            YES             FOR                  FOR

PROPOSAL #30: AUTHORISE THE DLC AUDIT COMMITTEE TO            ISSUER            YES             FOR                  FOR

FIX REMUNERATION OF AUDITORS

PROPOSAL #31: AUTHORISE ISSUE OF EQUITY WITH PRE-               ISSUER            YES             FOR                  FOR

EMPTIVE RIGHTS

PROPOSAL #32: AUTHORISE ISSUE OF EQUITY WITHOUT PRE-         ISSUER            YES             FOR                  FOR

EMPTIVE RIGHTS

PROPOSAL #33: AUTHORISE MARKET PURCHASE OF ORDINARY          ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #34: APPROVE LONG-TERM INCENTIVE PLAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #35: APPROVE BONUS SHARE PLAN                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Moscow Exchange MICEX-RTS PJSC

  TICKER:               MOEX                                CUSIP:   X5504J102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE ANNUAL REPORT                                     ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE FINANCIAL STATEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF RUB 7.11 PER SHARE

PROPOSAL #3.1: ELECT ALEKSANDR AFANASIEV AS DIRECTOR         ISSUER            YES         AGAINST               N/A

PROPOSAL #3.2: ELECT MIKHAIL BRATANOV AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #3.3: ELECT YUAN WANG AS DIRECTOR                           ISSUER            YES             FOR                  N/A

PROPOSAL #3.4: ELECT SEAN GLODEK AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #3.5: ELECT ANDREY GOLIKOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #3.6: ELECT MARIYA GORDON AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #3.7: ELECT VALERY GOREGLYAD AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #3.8: ELECT YURY DENISOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #3.9: ELECT OLEG ZHELEZKO AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #3.10: ELECT BELLA ZLATKIS AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #3.11: ELECT ANATOLIY KARACHINSKY AS                     ISSUER            YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.12: ELECT ALEKSEY KUDRIN AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #3.13: ELECT DUNCAN PATERSON AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #3.14: ELECT RAINER RIESS AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #4.1: ELECT VLADISLAV ZIMIN AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.2: ELECT MIKHAIL KIREYEV AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #4.3: ELECT OLGA ROMANTSOVA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: AMEND CHARTER                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REGULATIONS ON GENERAL MEETINGS         ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REGULATIONS ON SUPERVISORY BOARD        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REGULATIONS ON REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE REGULATIONS ON AUDIT COMMISSION        ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF SUPERVISORY              ISSUER            YES             FOR                  FOR

BOARD

PROPOSAL #12: APPROVE REMUNERATION OF MEMBERS OF                ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #13.1: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH OAO SBERBANK OF RUSSIA RE: CASH DEPOSITS

PROPOSAL #13.2: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH ZAO NATIONAL CLEARING CENTRE RE: CASH DEPOSITS

PROPOSAL #13.3: APPROVE RELATED-PARTY TRANSACTIONS            ISSUER            YES             FOR                  FOR

WITH ZAO NATIONAL CLEARING CENTRE RE: CURRENCY

CONVERSION

PROPOSAL #14: APPROVE RELATED-PARTY TRANSACTIONS RE:         ISSUER            YES             FOR                  FOR

LIABILITY INSURANCE FOR DIRECTORS, OFFICERS AND

SUBSIDIARIES

PROPOSAL #15: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

PARTICIPATION IN GUARANTEE FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Motech Industries Co., Ltd.

  TICKER:               6244                                CUSIP:   Y61397108

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #9: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #10.1: ELECT TZENG YUNGHUEI, WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 2, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.2: ELECT CHANG PINGHENG, WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO. 108076, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.3: ELECT LI ZHIGUI, WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 6, AS NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #10.4: ELECT HUANG SHAOHUA, WITH ID NO.                ISSUER            YES             FOR                  FOR

A101313XXX, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #10.5: ELECT WU CHENGCHING, WITH ID NO.                ISSUER            YES             FOR                  FOR

A102732XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #10.6: ELECT LI SABAO, WITH SHAREHOLDER NO.         ISSUER            YES             FOR                  FOR

52, AS INDEPENDENT DIRECTOR

PROPOSAL #10.7: ELECT LI QINGCHAO, WITH ID NO.                   ISSUER            YES             FOR                  FOR

Q100052XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Motherson Sumi Systems Ltd.

  TICKER:               517334                            CUSIP:   Y6139B141

  MEETING DATE:   7/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Motherson Sumi Systems Ltd.

  TICKER:               517334                            CUSIP:   Y6139B141

  MEETING DATE:   7/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT T. SHIRAKAWA AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT L.V. SEHGAL AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE PRICE WATERHOUSE CHARTERED                 ISSUER            YES             FOR                  FOR

ACCOUNTANTS LLP AS AUDITORS AND AUTHORIZE BOARD TO

FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Motherson Sumi Systems Ltd.

  TICKER:               517334                            CUSIP:   Y6139B141

  MEETING DATE:   3/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE LOCATION OF REGISTERED OFFICE               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Motor Oil (Hellas) Corinth Refineries SA

  TICKER:               MOH                                  CUSIP:   X55904100

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

 


 

 

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS (BUNDLED)                                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: ELECT MEMBERS OF AUDIT COMMITTEE                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE CASH AWARDS TO PERSONNEL AND              ISSUER            YES             FOR                  FOR

BOARD MEMBERS

PROPOSAL #9: TAKE DECISION ON FORMATION OF TAXED                ISSUER            YES             FOR                  FOR

RESERVES ACCOUNT

PROPOSAL #10: EXTEND COMPANY DURATION                                    ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE PARTICIPATION OF COMPANY OR ONE        ISSUER            YES             FOR                  FOR

 OF ITS SUBSIDIARIES IN A JOINT VENTURE WITH THE

COMPANY VEGAS OIL AND GAS LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mpact Ltd

  TICKER:               MPT                                  CUSIP:   S5310B109

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2015

PROPOSAL #2: RE-ELECT TIM ROSS AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT NTOMBI LANGA-ROYDS AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY AND MARK HOLME AS THE INDIVIDUAL

REGISTERED AUDITOR AND AUTHORISE THEIR REMUNERATION

PROPOSAL #5: RE-ELECT TIM ROSS AS MEMBER OF THE AUDIT        ISSUER            YES             FOR                  FOR

 AND RISK COMMITTEE

PROPOSAL #6: RE-ELECT NEO DONGWANA AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #7: RE-ELECT ANDREW THOMPSON AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE NON-EXECUTIVE DIRECTORS' FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

AND INTER-RELATED COMPANIES AND CORPORATIONS

PROPOSAL #4a: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

SECURITIES SERVICES ACT

PROPOSAL #4b: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

LISTINGS REQUIREMENTS

PROPOSAL #4c: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE XXXVI

PROPOSAL #4d: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 3.3.1

 


 

 

PROPOSAL #4e: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 7.1

PROPOSAL #4f: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 7.2

PROPOSAL #4g: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 7.3

PROPOSAL #4h: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 8.1.1

PROPOSAL #4i: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSES 8.1.2 AND CLAUSES 8.3 TO 8.5

PROPOSAL #4j: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 8.2

PROPOSAL #4k: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 16.7

PROPOSAL #4l: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 16.15

PROPOSAL #4m: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSES 21.1 AND 21.2

PROPOSAL #4n: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 22.4

PROPOSAL #4o: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 22.15

PROPOSAL #4p: AMEND MEMORANDUM OF INCORPORATION RE:          ISSUER            YES             FOR                  FOR

CLAUSE 15.2 OF SCHEDULE 2

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mphasis Ltd

  TICKER:               526299                            CUSIP:   Y6144V108

  MEETING DATE:   9/9/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT S. MAITRA AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT S. A. LUTZ AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE S R BATLIBOI & ASSOCIATES LLP AS        ISSUER            YES             FOR                  FOR

 AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: ELECT M. T. HASSETT AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT F. FROESCHL AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: ELECT D. S. BRAR AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT N. KUMAR AS INDEPENDENT DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE MPHASIS RESTRICTED STOCK UNITS         ISSUER            YES             FOR                  FOR

PLAN 2015 (RSU 2015)

PROPOSAL #11: APPROVE SHARE GRANTS TO SENIOR                       ISSUER            YES             FOR                  FOR

EXECUTIVES OF THE COMPANY'S SUBSIDIARIES UNDER THE

RSU 2015

PROPOSAL #12: APPROVE IMPLEMENTATION OF THE RSU 2015         ISSUER            YES             FOR                  FOR

THROUGH THE MPHASIS EMPLOYEES BENEFIT TRUST

PROPOSAL #13: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mphasis Ltd

  TICKER:               526299                            CUSIP:   Y6144V108

  MEETING DATE:   5/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTYTRANSACTIONS                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MPHB Capital Berhad

  TICKER:               MPHBCAP                          CUSIP:   Y61414101

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT IVEVEI UPATKOON AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT KUAH HUN LIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MR Price Group Limited

  TICKER:               MPC                                  CUSIP:   S5256M101

  MEETING DATE:   9/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 28 MARCH 2014

PROPOSAL #2.1: RE-ELECT BOBBY JOHNSTON AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT MAUD MOTANYANE AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT DAISY NAIDOO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT ERNST & YOUNG INC AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY AND JANE OLIVA AS THE DESIGNATED

REGISTERED AUDITOR

PROPOSAL #4.1: RE-ELECT BOBBY JOHNSTON AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #4.2: RE-ELECT DAISY NAIDOO AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #4.3: RE-ELECT MYLES RUCK AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #4.4: RE-ELECT JOHN SWAIN AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: ADOPT THE REPORT OF THE SOCIAL, ETHICS,         ISSUER            YES             FOR                  FOR

TRANSFORMATION AND SUSTAINABILITY COMMITTEE

 


 

 

PROPOSAL #7: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #9.1: APPROVE FEES OF THE INDEPENDENT NON-           ISSUER            YES             FOR                  FOR

EXECUTIVE CHAIRMAN

PROPOSAL #9.2: APPROVE FEES OF THE HONORARY CHAIRMAN         ISSUER            YES             FOR                  FOR

PROPOSAL #9.3: APPROVE FEES OF THE LEAD DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #9.4: APPROVE FEES OF THE OTHER DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #9.5: APPROVE FEES OF THE INCOMING CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #9.6: APPROVE FEES OF THE OUTGOING CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #9.7: APPROVE FEES OF THE MEMBER OF THE                ISSUER            YES             FOR                  FOR

AUDIT AND COMPLIANCE COMMITTEE

PROPOSAL #9.8: APPROVE FEES OF THE CHAIRMAN OF THE            ISSUER            YES             FOR                  FOR

REMUNERATION AND NOMINATIONS COMMITTEE

PROPOSAL #9.9: APPROVE FEES OF THE MEMBER OF THE                ISSUER            YES             FOR                  FOR

REMUNERATION AND NOMINATIONS COMMITTEE

PROPOSAL #9.10: APPROVE FEES OF THE CHAIRMAN OF THE          ISSUER            YES             FOR                  FOR

SOCIAL, ETHICS, TRANSFORMATION AND SUSTAINABILITY

COMMITTEE

PROPOSAL #9.11: APPROVE FEES OF THE MEMBER OF THE              ISSUER            YES             FOR                  FOR

SOCIAL, ETHICS, TRANSFORMATION AND SUSTAINABILITY

COMMITTEE

PROPOSAL #10: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MRV Engenharia e Participacoes SA

  TICKER:               MRVE3                              CUSIP:   P6986W107

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLE 5 TO REFLECT CHANGES IN CAPITAL

PROPOSAL #4: AMEND ARTICLE 6 RE: AUTHORIZED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND ARTICLE 21                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

PROPOSAL #8: APPROVE MINUTES OF THE MEETING                         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MRV Engenharia e Participacoes SA

  TICKER:               MRVE3                              CUSIP:   P6986W107

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AGREEMENT TO ABSORB PALAZZO DI          ISSUER            YES             FOR                  FOR

SPAGNA INCORPORACOES SPE LTDA

PROPOSAL #2: RATIFY OVALLE LEAO AUDITORIA E                        ISSUER            YES             FOR                  FOR

CONSULTORIA TRIBUTARIA E CONTABIL LTDA AS THE

INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION

PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ABSORPTION OF PALAZZO DI SPAGNA         ISSUER            YES             FOR                  FOR

INCORPORACOES SPE LTDA

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #6: APPROVE EXCLUSION OF SHAREHOLDER NAMES          ISSUER            YES             FOR                  FOR

FROM AGM MINUTES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MTN Group Ltd

  TICKER:               MTN                                  CUSIP:   S8039R108

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT AZMI MIKATI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT KOOSUM KALYAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT ALAN VAN BILJON AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT JEFF VAN ROOYEN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT SHAYGAN KHERADPIR AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT CHRISTINE RAMON AS CHAIRPERSON         ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #7: RE-ELECT PETER MAGEZA AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #8: ELECT AZMI MIKATI AS MEMBER OF THE AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #9: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS INC            ISSUER            YES             FOR                  FOR

AND SIZWENTSALUBAGOBODO INC AS JOINT AUDITORS OF THE

COMPANY

PROPOSAL #11: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #12: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #13: APPROVE REMUNERATION PHILOSOPHY                      ISSUER            YES             FOR                  FOR

PROPOSAL #14: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #15: APPROVE FINANCIAL ASSISTANCE TO                     ISSUER            YES             FOR                  FOR

SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED

ENTITIES

 


 

 

PROPOSAL #16: APPROVE FINANCIAL ASSISTANCE TO                     ISSUER            YES             FOR                  FOR

DIRECTORS, PRESCRIBED OFFICERS AND EMPLOYEE SHARE

SCHEME BENEFICIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Muangthai Leasing Public Co Ltd

  TICKER:               MTLS                                CUSIP:   Y625AD115

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE DIRECTORS' REPORT                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT        ISSUER            YES             FOR                  FOR

 OF DIVIDEND

PROPOSAL #5.1: ELECT APICHAT PENGSRITONG AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT CHUCHAT PETAUMPAI AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT DAONAPA PETAMPAI AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mudajaya Group Berhad

  TICKER:               MUDAJYA                          CUSIP:   Y61390103

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YUSLI BIN MOHAMED YUSOFF AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT WEE TECK NAM AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE GRANT OF OPTIONS TO JAMES WONG          ISSUER            YES         AGAINST           AGAINST

TET FOH UNDER THE EMPLOYEES' SHARE OPTION SCHEME

PROPOSAL #9: APPROVE GRANT OF OPTIONS TO LEE ENG                ISSUER            YES         AGAINST           AGAINST

LEONG UNDER THE EMPLOYEES' SHARE OPTION SCHEME

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Muhibbah Engineering (M) Bhd

  TICKER:               MUHIBAH                          CUSIP:   Y6151L100

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MAC CHUNG JIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LEE POH KWEE AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ZAKARIA BIN ABDUL HAMID AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT MAC NGAN BOON @ MAC YIN BOON AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: ELECT OOI SEN ENG AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE CROWE HORWATH AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ZAKARIA BIN ABDUL HAMID TO                 ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE ABD HAMID BIN IBRAHIM TO                     ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mulpha International Berhad

  TICKER:               MULPHA                            CUSIP:   Y6162T100

  MEETING DATE:   2/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RENOUNCEABLE TWO-CALL RIGHTS              ISSUER            YES             FOR                  FOR

ISSUE

PROPOSAL #2: APPROVE EXEMPTION TO YONG PIT CHIN,                ISSUER            YES             FOR                  FOR

MOUNT GLORY INVESTMENTS LIMITED AND THE PERSONS

ACTING IN CONCERT WITH THEM TO UNDERTAKE A MANDATORY

TAKE-OVER OFFER FOR ALL THE REMAINING SHARES NOT

ALREADY HELD BY THEM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mulpha International Berhad

  TICKER:               MULPHA                            CUSIP:   Y6162T100

  MEETING DATE:   6/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LEE SENG HUANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT KONG WAH SANG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LIM SAY CHONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #7: APPROVE ISSUANCE OF SHARES UNDER THE              ISSUER            YES             FOR                  FOR

DIVIDEND REINVESTMENT PLAN

PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE KONG WAH SANG TO CONTINUE OFFICE        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE CHEW HOY PING TO CONTINUE                 ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE LIM SAY CHONG TO CONTINUE                 ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Multiplan Empreendimentos Imobiliarios S.A.

  TICKER:               MULT3                              CUSIP:   P69913187

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT JOSE PAULO FERRAZ DO AMARAL AS          ISSUER            YES             FOR                  FOR

BOARD CHAIRMAN

PROPOSAL #4.2: ELECT EDUARDO KAMINITZ PERES AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.3: ELECT JOHN MICHAEL SULLIVAN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT JOSE CARLOS DE A. S. BARATA AS          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT JOSE ISAAC PERES AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.6: ELECT LEONARD PETER SHARPE AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.7: ELECT SALVATORE IACONO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: ELECTED DIRECTOR NOMINATED BY MINORITY   SHAREHOLDER        YES         AGAINST               N/A

 SHAREHOLDER

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Multiplus SA

  TICKER:               MPLU3                              CUSIP:   P69915109

  MEETING DATE:   9/8/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR                                                     ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Multiplus SA

  TICKER:               MPLU3                              CUSIP:   P69915109

  MEETING DATE:   10/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE LOCATION OF COMPANY HEADQUARTERS         ISSUER            YES             FOR                  FOR

AND AMEND ARTICLE 2

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Multiplus SA

  TICKER:               MPLU3                              CUSIP:   P69915109

  MEETING DATE:   3/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Multiplus SA

  TICKER:               MPLU3                              CUSIP:   P69915109

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY DISTRIBUTION OF DIVIDENDS AND              ISSUER            YES             FOR                  FOR

INTEREST-ON-CAPITAL-STOCK PAYMENTS

PROPOSAL #4: RE-RATIFY REMUNERATION FOR FISCAL YEAR          ISSUER            YES             FOR                  FOR

2015 AND APPROVE REMUNERATION OF COMPANY'S MANAGEMENT

 FOR FISCAL YEAR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Murray & Roberts Holdings Ltd

  TICKER:               MUR                                  CUSIP:   S52800133

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RE-ELECT DAVE BARBER AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT COBUS BESTER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT SURESH KANA AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT XOLANI MKHWANAZI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT NTOMBI LANGA-ROYDS AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT ROYDEN VICE AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH AJ ZOGHBY AS THE INDIVIDUAL

REGISTERED AUDITOR

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: RE-ELECT DAVE BARBER AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

GROUP AUDIT & SUSTAINABILITY COMMITTEE

 


 

 

PROPOSAL #10: RE-ELECT MICHAEL MCMAHON AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE GROUP AUDIT & SUSTAINABILITY COMMITTEE

PROPOSAL #11: RE-ELECT ROYDEN VICE AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

GROUP AUDIT & SUSTAINABILITY COMMITTEE

PROPOSAL #12: ELECT SURESH KANA AS MEMBER OF THE                ISSUER            YES             FOR                  FOR

GROUP AUDIT & SUSTAINABILITY COMMITTEE

PROPOSAL #13: APPROVE NON-EXECUTIVE DIRECTORS' FEES           ISSUER            YES             FOR                  FOR

PROPOSAL #14: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Muyuan Foodstuff Company Limited

  TICKER:               002714                            CUSIP:   Y6149B107

  MEETING DATE:   12/22/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPOINTMENT OF 2015 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Muyuan Foodstuff Company Limited

  TICKER:               002714                            CUSIP:   Y6149B107

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Muyuan Foodstuff Company Limited

  TICKER:               002714                            CUSIP:   Y6149B107

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE BUY AND SELL OF LIVE PIGS AND            ISSUER            YES             FOR                  FOR

FROZEN MEAT AND RELATED-PARTY TRANSACTION WITH HENAN

LONGDA MUYUAN RAW MEAT FOOD CO., LTD.

PROPOSAL #7: APPROVE APPLICATION OF CREDIT LINES FROM        ISSUER            YES             FOR                  FOR

 VARIOUS BANKS BY THE COMPANY AND SUBSIDIARIES

PROPOSAL #8: APPROVE USE OF IDLE OWN FUNDS TO INVEST         ISSUER            YES             FOR                  FOR

IN BANK FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES TO                ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES

 


 

 

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS,                ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #12: APPROVE APPOINTMENT OF FINANCIAL                   ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Muyuan Foodstuff Company Limited

  TICKER:               002714                            CUSIP:   Y6149B107

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENT TO THE PHASE II               SHAREHOLDER        YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN (DRAFT) (THROUGH

SUBSCRIPTION OF PRIVATE PLACEMENT) AND SUMMARY

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #4.1: APPROVE ISSUE TYPE AND PAR VALUE              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.2: APPROVE ISSUANCE MANNER                              SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.3: APPROVE ISSUE SIZE                                      SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.4: APPROVE TARGET SUBSCRIBERS AND                 SHAREHOLDER        YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #4.5: APPROVE ISSUANCE PRICE AND PRICING          SHAREHOLDER        YES             FOR                  FOR

PRINCIPLES

PROPOSAL #4.6: APPROVE LOCK-UP PERIOD                               SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.7: APPROVE LISTING ARRANGEMENTS                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.8: APPROVE DISTRIBUTION ARRANGEMENT OF        SHAREHOLDER        YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #4.9: APPROVE LISTING ARRANGEMENTS                     SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #4.10: APPROVE RESOLUTION VALIDITY PERIOD         SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #5: APPROVE AMENDMENTS TO THE PLAN FOR             SHAREHOLDER        YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH MUYUAN INDUSTRIAL GROUP

CO., LTD.

PROPOSAL #12: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH COMPANY'S PHASE II

EMPLOYEE SHARE PURCHASE PLAN

 


 

 

PROPOSAL #13: APPROVE EXEMPTION FROM THE TENDER OFFER        ISSUER            YES             FOR                  FOR

 OBLIGATION BY THE ULTIMATE CONTROLLING SHAREHOLDER

QIN YINGLIN AND QIAN YING

PROPOSAL #14: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTINO TO PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #15: APPROVE AMENDMENTS TO THE MANAGEMENT        SHAREHOLDER        YES             FOR                  FOR

METHOD OF EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #16: APPROVE THE PROPOSAL FOR CHU KE TO                ISSUER            YES             FOR                  FOR

REPRESENT PHASE II EMPLOYEE SHARE PURCHASE PLAN TO

SIGN THE CONDITIONAL SHARE SUBSCRIPTION AGREEMENT

WITH THE COMPANY

PROPOSAL #17: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #18: APPROVE RELATED PARTY TRANSACTIONS IN      SHAREHOLDER        YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT AFTER THE PRICE

ADJUSTMENT

PROPOSAL #19: APPROVE SUPPLEMENTAL AGREEMENT ON THE      SHAREHOLDER        YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH MUYUAN

INDUSTRIAL GROUP CO., LTD.

PROPOSAL #20: APPROVE SUPPLEMENTAL AGREEMENT ON THE      SHAREHOLDER        YES             FOR                  FOR

CONDITIONAL SHARE SUBSCRIPTION AGREEMENT WITH

COMPANY'S PHASE II EMPLOYEE SHARE PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MY E.G. Services Berhad

  TICKER:               MYEG                                CUSIP:   Y6147P116

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BONUS ISSUE                                            ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MY E.G. Services Berhad

  TICKER:               MYEG                                CUSIP:   Y6147P116

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT MOHD JIMMY WONG BIN ABDULLAH AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT MUHAMMAD RAIS BIN ABDUL KARIM AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE CROWE HORWATH AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE MOHD JIMMY WONG BIN ABDULLAH TO         ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Myhome Real Estate Development Group Co., Ltd.

  TICKER:               000667                            CUSIP:   Y5053U101

  MEETING DATE:   1/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN APPOINTMENT OF AUDTIOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Myhome Real Estate Development Group Co., Ltd.

  TICKER:               000667                            CUSIP:   Y5053U101

  MEETING DATE:   2/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 BUSINESS PLAN                                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE LAND STORAGE DECISION MATTERS

PROPOSAL #9: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE APPROVAL OF EXTERNAL GUARANTEES

PROPOSAL #10: APPROVE PROVISION OF GUARANTEES                     ISSUER            YES             FOR                  FOR

PROVIDED BY CONTROLLING SHAREHOLDER MINGLIU

INVESTMENT GROUP CO., LTD.

PROPOSAL #11: APPROVE 2016 DEBT FROM RELATED PARTIES         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #13: APPROVE SELF-INSPECTION REPORT OF                 ISSUER            YES             FOR                  FOR

COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #14: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

RIGHTS ISSUE

PROPOSAL #15.1: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #15.2: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #15.3: APPROVE BASE, PROPORTION AND NUMBER          ISSUER            YES             FOR                  FOR

OF SHARES

PROPOSAL #15.4: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #15.5: APPROVE RIGHTS ISSUE TARGETS                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.6: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #15.7: APPROVE ISSUE TIME                                         ISSUER            YES             FOR                  FOR

PROPOSAL #15.8: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #15.9: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #15.10: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #17: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO RIGHTS ISSUANCE

PROPOSAL #18: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE RIGHTS ISSUANCE

PROPOSAL #19: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #20: ELECT JIN DAI AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Myhome Real Estate Development Group Co., Ltd.

  TICKER:               000667                            CUSIP:   Y5053U101

  MEETING DATE:   3/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO WUHAN         ISSUER            YES             FOR                  FOR

YUANBOYUAN PROPERTIES LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Myhome Real Estate Development Group Co., Ltd.

  TICKER:               000667                            CUSIP:   Y5053U101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.03: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING TRANSACTIONS OF                 ISSUER            YES             FOR                  FOR

TRANSFER EXCHANGE

PROPOSAL #2.08: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #4: APPROVE ADDITIONAL AUTHORIZATION OF                ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS IN MATTERS REGARDING THE EXTERNAL

GUARANTEE LIMIT

PROPOSAL #5: APPROVE IMPACT OF DILUTION IN SPOT-            SHAREHOLDER        YES             FOR                  FOR

RETURN TO COMPANY'S KEY FINANCIAL INDICATORS AND

COUNTER DILUTION MEASURES (AMENDED DRAFT)

PROPOSAL #6: APPROVE COMPANY'S REAL ESTATE BUSINESS          ISSUER            YES             FOR                  FOR

SPECIAL SELF-INSPECTION REPORT

PROPOSAL #7: APPROVE ISSUANCE OF MEDIUM-TURN NOTES         SHAREHOLDER        YES             FOR                  FOR

 


 

 

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO        SHAREHOLDER        YES             FOR                  FOR

HANDLE MATTERS RELATED TO ISSUANCE OF MEDIUM-TERM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MYS Group Co Ltd

  TICKER:               002303                            CUSIP:   Y77444100

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE PRICING REFERENCE DATE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.11: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE USE OF EXCESS RAISED FUNDS TO            ISSUER            YES             FOR                  FOR

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MYS Group Co Ltd

  TICKER:               002303                            CUSIP:   Y77444100

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE COMMITMENT ON EFFECTIVE                       ISSUER            YES             FOR                  FOR

IMPLEMENTING COUNTER-DILUTION MEASURES IN CONNECTION

TO THE PRIVATE PLACEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               MYS Group Co Ltd

  TICKER:               002303                            CUSIP:   Y77444100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Mytilineos Holdings SA

  TICKER:               MYTIL                              CUSIP:   X56014131

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES         AGAINST           AGAINST

REMUNERATION

PROPOSAL #4: APPROVE DIRECTOR REMUNERATION FOR2015            ISSUER            YES             FOR                  FOR

AND PRE-APPROVE DIRECTOR REMUNERATION FOR 2016

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

PROPOSAL #7: VARIOUS ISSUES AND ANNOUNCEMENTS                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Namchow Chemical Industrial Co., Ltd.

  TICKER:               1702                                CUSIP:   Y61998103

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT ZHANG OU KUAN WITH SHAREHOLDER      SHAREHOLDER        YES         AGAINST               N/A

NO. 37 AS SUPERVISOR

PROPOSAL #4.2: ELECT A REPRESENTATIVE FROM NAMCHOW        SHAREHOLDER        YES         AGAINST               N/A

CHEMICAL INDUSTRIAL CO., LTD EMPLOYEE BENEFITS

COMMITTEE WITH SHAREHOLDER NO. 1797 AS SUPERVISOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nampak Ltd

  TICKER:               NPK                                  CUSIP:   S5326R114

  MEETING DATE:   2/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GLENN FULLERTON AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: RE-ELECT EMMANUEL IKAZOBOH AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT DR REUEL KHOZA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT TITO MBOWENI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT IPELENG MKHARI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY WITH TRUSHAR KALAN AS THE INDIVIDUAL

REGISTERED AUDITOR

PROPOSAL #7: RE-ELECT NOSIPHO MOLOPE AS CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #8: RE-ELECT ROY ANDERSEN AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #9: RE-ELECT NOPASIKA LILA AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #10: RE-ELECT IPELENG MKHARI AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #11: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE NON-EXECUTIVE DIRECTORS' FEES           ISSUER            YES             FOR                  FOR

PROPOSAL #13: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #14: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANIES OR CORPORATIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nan Liu Enterprise Co., Ltd.

  TICKER:               6504                                CUSIP:   Y62038107

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

CONSOLIDATED FINANCIAL STATEMENTS AND FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES         AGAINST           AGAINST

OF DIRECTORS AND SUPERVISORS

PROPOSAL #5.1: ELECT HUANG TUNGJUNG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT HUANG CHINFENG AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.3: ELECT HUANG CHUNPING AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

 


 

 

PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.8: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.10: ELECT SUPERVISOR NO. 3                              SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nan Ya Plastics Corp

  TICKER:               1303                                CUSIP:   Y62061109

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT CHIA CHAU WU WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.16681 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT WEN YUAN WONG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.273986 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT WILFRED WANG, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF FORMOSA PETROCHEMICAL CORPORATION WITH SHAREHOLDER

 NO.260221, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT RUEY YU WANG WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.73127 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT CHIN JEN WU, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 FORMOSA PLASTICS CORP. WITH SHAREHOLDER NO.5658, AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT MING JEN TZOU WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.427610 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT KUEI YUNG WANG WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO.445487 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT SHEN YI LEE, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 FORMOSA CHEMICALS AND FIBRE CORP. WITH SHAREHOLDER

NO.6090, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT FONG CHIN LIN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.253418 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT ZO CHUN JEN WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO.445203 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.11: ELECT SIN YI HUANG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.26459 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.12: ELECT CHING CHENG CHANG, A                          ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF FREEDOM INTERNATIONAL ENTERPRISE

COMPANY WITH SHAREHOLDER NO.655362, AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.13: ELECT CHIH KANG WANG WITH ID                       ISSUER            YES             FOR                  FOR

NO.F103335XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.14: ELECT YI FU LIN WITH ID NO.A103619XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #4.15: ELECT YUN PENG CHU WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO.55680 AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nan Ya Printed Circuit Board Corp.

  TICKER:               8046                                CUSIP:   Y6205K108

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Central Emporium (Group) Stocks Co., Ltd.

  TICKER:               600280                            CUSIP:   Y6204X101

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY JIANGSU CENTRAL XINYA

DEPARTMENT STORE CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY NANJING CENTRAL EMPORIUM

GROUP BUSINESS MANAGEMENT CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY HUBEI DAYE CENTRAL

INTERNATIONAL BUSINESS MANAGEMENT CO., LTD.

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY TONGLING YURUN CENTRAL

SHOPPING PLAZA CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Central Emporium (Group) Stocks Co., Ltd.

  TICKER:               600280                            CUSIP:   Y6204X101

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Chixia Development Co., Ltd.

  TICKER:               600533                            CUSIP:   Y6203W104

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PAYMENT FOR REMUNERATION AND              ISSUER            YES             FOR                  FOR

APPOINTMENT OF 2016 AUDITOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROVISION FOR ASSET IMPAIRMENT           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE PROVISION OF LOAN GUARANTEES TO         ISSUER            YES             FOR                  FOR

SUBSIDIARIES UNDER SCOPE OF AUTHORIZATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Gaoke Co., Ltd.

  TICKER:               600064                            CUSIP:   Y6197V104

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF CHAIRMAN ON              ISSUER            YES             FOR                  FOR

APPLICATION OF LOAN WITHIN CNY 1.5 BILLION FROM BANK

OF NANJING

PROPOSAL #7: APPROVE PROVISION OF LOAN GUARANTEE TO          ISSUER            YES             FOR                  FOR

PARTIAL CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE UNDERTAKING MUNICIPAL AND OTHER         ISSUER            YES             FOR                  FOR

RELATED PROJECTS BY SUBSIDIARY NANJING GAOKE

CONSTRUCTION DEVELOPMENT CO., LTD

PROPOSAL #9: APPROVE UNDERTAKING NANJING ZIJIN (NEW          ISSUER            YES             FOR                  FOR

PORT) TECHNOLOGY VENTURE SPECIAL COMMUNITY

CONSTRUCTION DEVELOPMENT CO., LTD RELATED PROJECT BY

SUBSIDIARY NANJING GAOKE CONSTRUCTION DEVELOPMENT

CO., LTD

PROPOSAL #10: APPROVE APPOINTMENT OF BDO CHINA SHU            ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR AND PAYMENT FOR

REMUNERATION

PROPOSAL #11: APPROVE APPOINTMENT OF BDO CHINA SHU            ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 INTERNAL CONTROL AUDITOR AND

 PAYMENT FOR REMUNERATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Huadong Electronics Information & Technology Co., Ltd.

  TICKER:               000727                            CUSIP:   Y6203X102

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN ACCOUNTING ESTIMATES           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Huadong Electronics Information & Technology Co., Ltd.

  TICKER:               000727                            CUSIP:   Y6203X102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHEN KUANYI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT SUN XUEJUN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT TU CHANGBAI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE USAGE OF OWN IDLE FUNDS TO                 ISSUER            YES             FOR                  FOR

INVEST IN FINANCIAL PRODUCTS BY THE COMPANY AND

CONTROLLED SUBSIDIARY

PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTIONS                 ISSUER            YES             FOR                  FOR

REGARDING OPEN TENDER OF CONTROLLED SUBSIDIARY

NANJING ZHONGDIAN XIONGMAO FLAT PANEL DISPLAY

TECHNOLOGY CO., LTD. FOR EQUIPMENT PURCHASE AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Huadong Electronics Information & Technology Co., Ltd.

  TICKER:               000727                            CUSIP:   Y6203X102

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE RE-APPOINTMENT OF BAKER TILLY            ISSUER            YES             FOR                  FOR

INTERNATIONAL CPAS AS 2016 FINANCIAL REPORT AND

INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED PARTY

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Huadong Electronics Information & Technology Co., Ltd.

  TICKER:               000727                            CUSIP:   Y6203X102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ENGAGEMENT OF CONTROLLED                     ISSUER            YES             FOR                  FOR

SUBSIDIARY NANJING CEC PANDA LCD TECHNOLOGY CO., LTD.

 IN FINANCIAL DERIVATIVE BUSINESS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Iron & Steel Co., Ltd.

  TICKER:               600282                            CUSIP:   Y62041101

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.00: APPROVE PRIVATE PLACEMENT OF NEW                ISSUER            YES             FOR                  FOR

SHARES TO SPECIFIC PARTIES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 SHARES

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #9: ELECT YAO YONGKUAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE 2016 APPLICATION OF BANK CREDIT        ISSUER            YES             FOR                  FOR

 LINES

 


 

 

PROPOSAL #11: APPROVE 2016 PROVISION OF GUARANTEE TO         ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARIES AND CONTROLLED SUBSIDIARIES

PROPOSAL #12: APPROVE 2016 PROVISION OF GUARANTEE TO         ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY

PROPOSAL #13: APPROVE RE-SIGNING OF FINANCIAL SERVICE        ISSUER            YES             FOR                  FOR

 AGREEMENT

PROPOSAL #14: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Iron & Steel Co., Ltd.

  TICKER:               600282                            CUSIP:   Y62041101

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT CHEN ZHUANMING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

FIX THE REMUNERATION

PROPOSAL #10: APPROVE 2015 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #11: APPROVE 2015 GUARANTEE PROVISION TO              ISSUER            YES             FOR                  FOR

WHOLLY-OWNED AND CONTROLLED SUBSIDIARY

PROPOSAL #12: APPROVE 2015 GUARANTEE PROVISION TO              ISSUER            YES             FOR                  FOR

ASSOCIATE COMPANY

PROPOSAL #13: APPROVE 2015 REMUNERATION OF DIRECTORS,        ISSUER            YES             FOR                  FOR

 SUPERVISORS AND ALLOWANCE OF INDEPENDENT DIRECTORS

PROPOSAL #14: APPROVE RE-SIGNING OF FINANCIAL SERVICE        ISSUER            YES             FOR                  FOR

 AGREEMENT

PROPOSAL #15: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Panda Electronics Co., Ltd.

  TICKER:               600775                            CUSIP:   Y6204F118

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: APPROVE THE SUB-CONTRACTING AGREEMENT         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ANNUAL CAP UNDER THE SUB-                ISSUER            YES             FOR                  FOR

CONTRACTING AGREEMENT

 


 

 

PROPOSAL #1.3: AUTHORIZE BOARD TO TAKE ALL STEPS                ISSUER            YES             FOR                  FOR

NECESSARY TO GIVE EFFECT TO THE SUB-CONTRACTING

AGREEMENT

PROPOSAL #2.1: APPROVE THE SALE AGREEMENT                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ANNUAL CAP UNDER THE SALE                ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #2.3: AUTHORIZE BOARD TO TAKE ALL STEPS                ISSUER            YES             FOR                  FOR

NECESSARY TO GIVE EFFECT TO THE SALE AGREEMENT

PROPOSAL #3.1: APPROVE THE FINANCIAL SERVICES                     ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #3.2: APPROVE ANNUAL CAP UNDER THE FINANCIAL        ISSUER            YES             FOR                  FOR

 SERVICES AGREEMENT

PROPOSAL #3.3: AUTHORIZE BOARD TO TAKE ALL STEPS                ISSUER            YES             FOR                  FOR

NECESSARY TO GIVE EFFECT TO THE FINANCIAL SERVICES

AGREEMENT

PROPOSAL #4.1: APPROVE THE CEC SUB-CONTRACTING                   ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #4.2: APPROVE ANNUAL CAP UNDER THE CEC SUB-         ISSUER            YES             FOR                  FOR

CONTRACTING AGREEMENT

PROPOSAL #4.3: AUTHORIZE BOARD TO TAKE ALL STEPS                ISSUER            YES             FOR                  FOR

NECESSARY TO GIVE EFFECT TO THE CEC SUB-CONTRACTING

AGREEMENTAGREEMENT

PROPOSAL #5.1: APPROVE THE PURCHASE AGREEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: APPROVE ANNUAL CAP UNDER THE PURCHASE         ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #5.3: AUTHORIZE BOARD TO TAKE ALL STEPS                ISSUER            YES             FOR                  FOR

NECESSARY TO GIVE EFFECT TO THE PURCHASE AGREEMENT

PROPOSAL #6.1: APPROVE THE LEASE AGREEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: APPROVE ANNUAL CAP UNDER THE LEASE              ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #6.3: AUTHORIZE BOARD TO TAKE ALL STEPS                ISSUER            YES             FOR                  FOR

NECESSARY TO GIVE EFFECT TO THE LEASE AGREEMENT

PROPOSAL #7.1: APPROVE THE NEIIC GROUP LEASE                       ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #7.2: APPROVE ANNUAL CAP UNDER THE NEIIC              ISSUER            YES             FOR                  FOR

GROUP LEASE AGREEMENT

PROPOSAL #7.3: AUTHORIZE BOARD TO TAKE ALL STEPS                ISSUER            YES             FOR                  FOR

NECESSARY TO GIVE EFFECT TO THE NEIIC GROUP LEASE

AGREEMENT

PROPOSAL #8.1: APPROVE THE TRADEMARK LICENSE                       ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #8.2: APPROVE ANNUAL CAP UNDER THE TRADEMARK        ISSUER            YES             FOR                  FOR

 LICENSE AGREEMENT

PROPOSAL #8.3: AUTHORIZE BOARD TO TAKE ALL STEPS                ISSUER            YES             FOR                  FOR

NECESSARY TO GIVE EFFECT TO THE TRADEMARK LICENSE

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Panda Electronics Co., Ltd.

  TICKER:               600775                            CUSIP:   Y6204F118

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL REPORTS           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE BAKER TILLY HONG KONG LIMITED AS        ISSUER            YES             FOR                  FOR

 INTERNATIONAL AUDITOR AND BAKER TILLY CHINA (SPECIAL

 GENERAL PARTNERSHIP) AS PRC AUDITOR AND AUTHORIZE

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #8: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #9: APPROVE NEW SYSTEM OF RELATED PARTY                ISSUER            YES             FOR                  FOR

TRANSACTIONS MANAGEMENT

PROPOSAL #10: APPROVE SHAREHOLDERS' RETURN PLAN                 ISSUER            YES             FOR                  FOR

(2016-2018)

PROPOSAL #11: APPROVE TERMINATION OF CERTAIN PROCEEDS        ISSUER            YES             FOR                  FOR

 INVESTMENT PROJECTS AND ALLOCATION OF SURPLUS AMOUNT

 FOR PERMANENT SUPPLEMENT OF WORKING CAPITAL

PROPOSAL #12.1: ELECT CHEN KUANYI AS DIRECTOR                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #12.2: ELECT GAO GAN AS DIRECTOR                        SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #13.1: ELECT TU CHANGBAI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NanJing Pharmaceutical Co., Ltd.

  TICKER:               600713                            CUSIP:   Y62044105

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SCALE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE BOND INTEREST RATE AND METHOD        ISSUER            YES             FOR                  FOR

 OF DETERMINATION

PROPOSAL #2.04: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE GUARANTEE ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.07: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.08: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.09: APPROVE UNDERWRITING METHOD AND                 ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT

PROPOSAL #2.10: APPROVE CREDIT SITUATION AND                       ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.12: APPROVE AUTHORIZATION MATTERS IN                ISSUER            YES             FOR                  FOR

CONNECTION TO CORPORATE BOND ISSUANCE

PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NanJing Pharmaceutical Co., Ltd.

  TICKER:               600713                            CUSIP:   Y62044105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER             NO              N/A                  N/A

TRANSACTIONS

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN                      ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER             NO              N/A                  N/A

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF SHARES

PROPOSAL #11.01: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER             NO              N/A                  N/A

PROPOSAL #11.02: APPROVE ISSUE METHOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #11.03: APPROVE ISSUE SIZE                                       ISSUER             NO              N/A                  N/A

PROPOSAL #11.04: APPROVE SUBSCRIPTION METHOD                       ISSUER             NO              N/A                  N/A

PROPOSAL #11.05: APPROVE PRICING REFERENCE DATE                  ISSUER             NO              N/A                  N/A

PROPOSAL #11.06: APPROVE ISSUE PRICE                                     ISSUER             NO              N/A                  N/A

PROPOSAL #11.07: APPROVE LOCK-UP PERIOD                                ISSUER             NO              N/A                  N/A

PROPOSAL #11.08: APPROVE LISTING EXCHANGE                             ISSUER             NO              N/A                  N/A

PROPOSAL #11.09: APPROVE INTENDED AMOUNT AND USAGE OF        ISSUER             NO              N/A                  N/A

 RAISED FUNDS

PROPOSAL #11.10: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

PROPOSAL #11.11: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER             NO              N/A                  N/A

PROPOSAL #12: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER             NO              N/A                  N/A

SHARES

PROPOSAL #13: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS

PROPOSAL #14: APPROVE REPORT ON THE USAGE OF                       ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS

PROPOSAL #15: APPROVE (DRAFT) PHASE 1 OF EMPLOYEE              ISSUER             NO              N/A                  N/A

SHARE PURCHASE PLAN THROUGH SUBSCRIPTION OF PRIVATE

PLACEMENT OF A SHARES AND ITS SUMMARY

 


 

 

PROPOSAL #16: APPROVE RULES REGARDING MEETINGS OF              ISSUER             NO              N/A                  N/A

HOLDERS OF PHASE 1 EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #17: APPROVE RELATED PARTY TRANSACTIONS IN          ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #18: APPROVE SUBSCRIPTION AGREEMENT AND                ISSUER             NO              N/A                  N/A

RELATED TRANSACTIONS

PROPOSAL #19: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER             NO              N/A                  N/A

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #21: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS IN CONNECTION TO EMPLOYEE

SHARE PURCHASE PLAN

PROPOSAL #22: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Red Sun Co., Ltd.

  TICKER:               000525                            CUSIP:   Y6202Z108

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF NEW

PROPOSAL #2: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Red Sun Co., Ltd.

  TICKER:               000525                            CUSIP:   Y6202Z108

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE 2016 MUTUAL GUARANTEES OF THE            ISSUER            YES             FOR                  FOR

COMPANY AND SUBSIDIARIES

PROPOSAL #7: APPROVE MUTUAL GUARANTEE WITH NANJING            ISSUER            YES             FOR                  FOR

FIRST PESTICIDE GROUP CO., LTD.

PROPOSAL #8: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS,                 ISSUER            YES             FOR                  FOR

SUPERVISORS AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #10: APPROVE USE OF IDLE FUNDS OF THE                   ISSUER            YES             FOR                  FOR

COMPANY AND CONTROLLED SUBSIDIARIES TO CONDUCT

ENTRUSTED ASSET MANAGEMENT

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

PROPOSAL #12: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Xinjiekou Department Store Co., Ltd.

  TICKER:               600682                            CUSIP:   Y62032100

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES         AGAINST           AGAINST

CONNECTION TO THE ASSETS PURCHASE BY CASH PAYMENT AND

 ISSUANCE OF NEW SHARES AS WELL AS RAISING OF

SUPPORTING FUNDS

PROPOSAL #2: APPROVE COMMITMENTS OF DIRECTORS AND              ISSUER            YES         AGAINST           AGAINST

SENIOR MANAGEMENT IN CONNECTION TO THE COUNTER-

DILUTION MEASURES OF THE ASSETS PURCHASE BY CASH

PAYMENT AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

 OF SUPPORTING FUNDS

PROPOSAL #3: APPROVE REPORT (DRAFT) OF PHASE I                   ISSUER            YES             FOR                  FOR

EMPLOYEE SHARE PURCHASE PLAN AND ITS SUMMARY

PROPOSAL #4: APPROVE FUANDA ASSET MANAGEMENT                       ISSUER            YES             FOR                  FOR

(SHANGHAI) CO., LTD. NO. 6 ASSET MANAGEMENT PLAN

ASSET MANAGEMENT CONTRACT

PROPOSAL #5: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Xinjiekou Department Store Co., Ltd.

  TICKER:               600682                            CUSIP:   Y62032100

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE RE-APPOINTMENT OF INTERNAL                 ISSUER            YES             FOR                  FOR

CONTROL AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #9: APPROVE INCREASE REMUNERATION OF                     ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Xinjiekou Department Store Co., Ltd.

  TICKER:               600682                            CUSIP:   Y62032100

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE ADJUSTMENT IN THE ISSUE PRICE            ISSUER            YES             FOR                  FOR

FOR THE SHARES INVOLVED IN THE RAISING OF SUPPORTING

FUNDS IN CONNECTION TO THE MAJOR ASSET RESTRUCTURING

PROPOSAL #2: APPROVE REPORT (REVISED DRAFT) ON                   ISSUER            YES             FOR                  FOR

ACQUISITION BY SHARE ISSUANCE AND CASH AS WELL AS

RAISING SUPPORTING FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Yunhai Special Metals Co., Ltd.

  TICKER:               002182                            CUSIP:   Y61988104

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY        ISSUER            YES             FOR                  FOR

 PERIOD IN CONNECTION TO PRIVATE PLACEMENT OF NEW A

SHARES

PROPOSAL #2: APPROVE EXTENSION IN THE AUTHORIZATION          ISSUER            YES             FOR                  FOR

OF BOARD TO HANDLE ALL MATTERS RELATED TO PRIVATE

PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Yunhai Special Metals Co., Ltd.

  TICKER:               002182                            CUSIP:   Y61988104

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF AUDITOR                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Yunhai Special Metals Co., Ltd.

  TICKER:               002182                            CUSIP:   Y61988104

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF SUPPLEMENTAL                       ISSUER            YES             FOR                  FOR

AGREEMENT ON INVESTMENT COOPERATION AGREEMENT WITH

DONGGUAN EONTEC CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Yunhai Special Metals Co., Ltd.

  TICKER:               002182                            CUSIP:   Y61988104

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Yunhai Special Metals Co., Ltd.

  TICKER:               002182                            CUSIP:   Y61988104

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION AGREEMENT                           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanjing Yunhai Special Metals Co., Ltd.

  TICKER:               002182                            CUSIP:   Y61988104

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPLICATION OF BANK CREDIT LINES        ISSUER            YES             FOR                  FOR

 AMOUNTING TO CNY 1.75 BILLION BY THE COMPANY AND

SUBSIDIARIES  AS WELL AS BANK LOANS WITHIN THE CREDIT

 LIMIT

PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO                 ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARIES AND MUTUAL GUARANTEES BETWEEN

 CONTROLLED SUBSIDIARIES

PROPOSAL #8: APPROVE INTERNAL CONTROL EVALUATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #9: APPROVE APPOINTMENT OF ZHONGXINGHUA CPAS        ISSUER            YES             FOR                  FOR

 LLP AS AUDITOR

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #11: ELECT WANG XIANGSHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NanKang Rubber Tire Corp. Ltd.

  TICKER:               2101                                CUSIP:   Y62036101

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #5.1: ELECT ZHENG,HUI-RONG, WITH ID NO                 ISSUER            YES             FOR                  FOR

.J220346XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT WU,SI-YI, WITH ID NO. A220209XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

 


 

 

PROPOSAL #5.8: ELECT SUPERVISOR NO. 1                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #5.9: ELECT SUPERVISOR NO. 2                               SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanning Sugar Industry Co., Ltd.

  TICKER:               000911                            CUSIP:   Y6204B109

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN USAGE OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLEDGE USING STAKE IN CONTROLLED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY GUANGXI HUANJIANG YUANFENG SUGAR CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanning Sugar Industry Co., Ltd.

  TICKER:               000911                            CUSIP:   Y6204B109

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENT AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY NANNING SUGAR INDUSTRY BINYANG

BRIDGE SUGAR REFINING CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanning Sugar Industry Co., Ltd.

  TICKER:               000911                            CUSIP:   Y6204B109

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND THEIR          ISSUER            YES             FOR                  FOR

RELATION WITH THE COMPANY

PROPOSAL #2.6: APPROVE SUBSCRIPTION METHOD                           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND USE OF PROCEEDS               ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LOCK-UP ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE SUBSCRIPTION AGREEMENT AND                 ISSUER            YES             FOR                  FOR

RELATED TRANSACTIONS

PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE USE OF PROCEEDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #9: APPROVE IMPACT OF DILUTION OF CURRENT            ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #10: APPROVE COMMITMENT FROM DIRECTORS,                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT REGARDING COUNTER-DILUTION MEASURES

 IN CONNECTION TO THE PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NANTONG FUJITSU MICROELECTRONICS CO LTD

  TICKER:               002156                            CUSIP:   Y6199W100

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT CHEN XUEBIN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2: ELECT LIU ZHIGENG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NANTONG FUJITSU MICROELECTRONICS CO LTD

  TICKER:               002156                            CUSIP:   Y6199W100

  MEETING DATE:   1/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE JOINT INVESTMENT BETWEEN COMPANY        ISSUER            YES             FOR                  FOR

 AND NATIONAL INTEGRATED CIRCUIT INDUSTRIAL

INVESTMENT FUND CO., LTD.

PROPOSAL #2: APPROVE SALE OF EQUITY BETWEEN COMPANY          ISSUER            YES             FOR                  FOR

AND NATIONAL INTEGRATED CIRCUIT INDUSTRIAL INVESTMENT

 FUND CO., LTD.

PROPOSAL #3: APPROVE COOPERATION BETWEEN COMPANY AND         ISSUER            YES             FOR                  FOR

CDB DEVELOPMENT FUND CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NANTONG FUJITSU MICROELECTRONICS CO LTD

  TICKER:               002156                            CUSIP:   Y6199W100

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR MAJOR ASSET RESTRUCTURING COMPLIES WITH RELEVANT

LAWS AND REGULATIONS

PROPOSAL #2: APPROVE MAJOR ASSET PURCHASE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE TRANSACTION PLAN                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE IMPLEMENTING BODY                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TRANSACTION COUNTERPARTIES               ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET ASSETS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PURCHASE PRICE                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE TRANSACTION PRICE ADJUSTMENT          ISSUER            YES             FOR                  FOR

MECHANISM

PROPOSAL #2.7: APPROVE CONTRACTUAL OBLIGATIONS AND            ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.8: APPROVE CONDITIONS FOR THE EQUITY                ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT TO BECOME EFFECTIVE

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE SIGNING OF EQUITY PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT WITH ADVANCED MICRO DEVICES, INC.

PROPOSAL #5: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #7: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S MAJOR ASSET PURCHASE

PROPOSAL #8: APPROVE RELEVANT REVIEW REPORT, AUDIT            ISSUER            YES             FOR                  FOR

REPORT AND APPRAISAL REPORT OF THE TRANSACTION

PROPOSAL #9: APPROVE CHANGE IN USAGE OF PARTIAL                 ISSUER            YES             FOR                  FOR

RAISED FUNDS FROM PRIVATE PLACEMENT

PROPOSAL #10: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO MAJOR ASSET PURCHASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NANTONG FUJITSU MICROELECTRONICS CO LTD

  TICKER:               002156                            CUSIP:   Y6199W100

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2: APPROVE 2016 OPERATIONAL TARGETS AND              ISSUER            YES             FOR                  FOR

INVESTMENT PLAN

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #7: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS BETWEEN COMPANY AND NANTONG HUADA MICRO

ELECTRONIC GROUP CO., LTD.

PROPOSAL #9: APPROVE RE-APPOINTMENT OF GRANTTHORNTON         ISSUER            YES             FOR                  FOR

CPAS AS 2016 AUDITOR

PROPOSAL #10: APPROVE 2016 SIGNING OF CREDIT                       ISSUER            YES             FOR                  FOR

AGREEMENT BY COMPANY AND SUBSIDIARIES WITH BANKS AND

PROVISION OF GUARANTEE TO SUBSIDIARIES BY COMPANY

PROPOSAL #11: APPROVE USE OF PARTIAL IDLE RAISED                ISSUER            YES             FOR                  FOR

FUNDS TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #12: APPROVE COOPERATION BETWEEN COMPANY AND        ISSUER            YES             FOR                  FOR

 HEFEI CONSTRUCTION INVESTMENT HOLDINGS CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NANTONG FUJITSU MICROELECTRONICS CO LTD

  TICKER:               002156                            CUSIP:   Y6199W100

  MEETING DATE:   6/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nantong Jianghai Capacitor Co Ltd

  TICKER:               002484                            CUSIP:   Y619A3102

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT XU YOULONG AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nantong Jianghai Capacitor Co Ltd

  TICKER:               002484                            CUSIP:   Y619A3102

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EFFECT OF DILUTION IN SPOT                 ISSUER            YES             FOR                  FOR

RETURN TO COMPANY'S KEY FINANCIAL INDICATORS AND

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACMEENT

PROPOSAL #2: APPROVE COMMITMENTS BY RELEVANT PARTIES         ISSUER            YES             FOR                  FOR

REGARDING COUNTER-DILUTION MEASURES IN CONNECTION

WITH PRIVATE PLACEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nantong Jianghai Capacitor Co Ltd

  TICKER:               002484                            CUSIP:   Y619A3102

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE RE-APPOINTMENT OF TALENT                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS AS 2016 FINANCIAL

PROPOSAL #6: APPROVE 2015 INTERNAL CONTROL SELF-                ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nantong Jianghai Capacitor Co Ltd

  TICKER:               002484                            CUSIP:   Y619A3102

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nantong Jiangshan Agrochemical & Chemicals Co., Ltd.

  TICKER:               600389                            CUSIP:   Y6009R101

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT LI ZHONGHUA AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.02: ELECT XU XIAODONG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nantong Jiangshan Agrochemical & Chemicals Co., Ltd.

  TICKER:               600389                            CUSIP:   Y6009R101

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION AND              ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS (WITH COMPANY'S NO. 1 CONTROLLING

SHSAREHOLDER AND AFFILIATES)

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS (WITH COMPANY'S NO. 2 CONTROLLING

SHSAREHOLDER AND AFFILIATES)

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO WHOLLY-           ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY

PROPOSAL #9: APPROVE 2016 ALLOWANCE OF INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE RE-APPOINTMENT OF 2016 AUDITOR         ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE CONTINUED SUSPENSION OF TRADING   SHAREHOLDER        YES             FOR                  FOR

 DUE TO MAJOR ASSET RESTRUCTURING

PROPOSAL #13.01: ELECT CHENG XIAOXI AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.02: ELECT QIN JINKE AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT GU WEIHUA AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nanya Technology Corp.

  TICKER:               2408                                CUSIP:   Y62066108

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT WU,JIA-CIAO, REPRESENTING NAN YA   SHAREHOLDER        YES             FOR                  N/A

 PLASTICS CORPORATION WITH SHAREHOLDER NO. 1 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT WANG,WUN-YUAN WITH SHAREHOLDER      SHAREHOLDER        YES             FOR                  N/A

NO. 17206 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT WANG,RUEI-HUA WITH ID NO.               SHAREHOLDER        YES             FOR                  N/A

A220199XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT CHOU,MING-JEN, REPRESENTING NAN    SHAREHOLDER        YES             FOR                  N/A

YA PLASTICS CORPORATION WITH SHAREHOLDER NO. 1 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT WANG,WUN-YAO, REPRESENTING NAN      SHAREHOLDER        YES             FOR                  N/A

YA PLASTICS CORPORATION WITH SHAREHOLDER NO. 1 AS

NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT SU,LIN-CING, REPRESENTING NAN YA   SHAREHOLDER        YES             FOR                  N/A

 PLASTICS CORPORATION WITH SHAREHOLDER NO. 1 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT HSIEH,SHIH-MING, REPRESENTING        SHAREHOLDER        YES             FOR                  N/A

FORMOSA TAFFETA CO LTD WITH SHAREHOLDER NO. 3 AS NON-

INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #4.8: ELECT LI,PEI-YIN WITH SHAREHOLDER NO.    SHAREHOLDER        YES             FOR                  N/A

1266 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT CHANG,CHIA-FANG WITH SHAREHOLDER   SHAREHOLDER        YES             FOR                  N/A

 NO. 39 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT LAI,CIN-JI WITH ID NO.                       ISSUER            YES             FOR                  FOR

B101000XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.11: ELECT HOU,CAI-FONG WITH ID NO.                   ISSUER            YES             FOR                  FOR

Q202201XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.12: ELECT HSU,SHU-PO WITH ID NO.                       ISSUER            YES             FOR                  FOR

P121619XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nari Technology Development Ltd Co

  TICKER:               600406                            CUSIP:   Y6S99Q112

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DAILY RELATED-PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

 AND 2016 FINANCIAL SERVICE AGREEMENT WITH RELATED-

PROPOSAL #9: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #10: APPROVE ADJUST THE ALLOWANCE OF                     ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #11: APPROVE CHANGE IN BUSINESS SCOPE AND            ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #12.01: ELECT XI GUOFU AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT WU WEINING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.03: ELECT HU JIANGYI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.04: ELECT ZHANG NINGJIE AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.05: ELECT JI KAN AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.06: ELECT ZHENG YUPING AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.07: ELECT ZHENG ZONGQIANG AS NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.08: ELECT MIN TAO AS NON-INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #13.01: ELECT ZHENG CHUIYONG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT ZENG MING AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.03: ELECT LIU XIANGMING AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.04: ELECT CHANG GUIHUA AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT ZHANG JIANWEI AS SUPERVISOR             ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: ELECT DING HAIDONG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: ELECT ZHANG GUOHUI AS SUPERVISOR               ISSUER            YES             FOR                  FOR

PROPOSAL #14.04: ELECT SHENG FANG AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Naspers Ltd

  TICKER:               NPN                                  CUSIP:   S53435103

  MEETING DATE:   8/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2015

PROPOSAL #2: APPROVE DIVIDENDS FOR N ORDINARY AND A          ISSUER            YES             FOR                  FOR

ORDINARY SHARES

PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH BRENDAN DEEGAN AS THE

INDIVIDUAL REGISTERED AUDITOR

PROPOSAL #4.1: RE-ELECT STEVE PACAK AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT MARK SOROUR AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT KOOS BEKKER AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.1: RE-ELECT CRAIG ENENSTEIN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: RE-ELECT DON ERIKSSON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: RE-ELECT FRED PHASWANA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: RE-ELECT BEN VAN DER ROSS AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RE-ELECT DON ERIKSSON AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #6.2: RE-ELECT BEN VAN DER ROSS AS MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT COMMITTEE

PROPOSAL #6.3: ELECT RACHEL JAFTA AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #7: APPROVE REMUNERATION POLICY                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES         AGAINST           AGAINST

UNDER CONTROL OF DIRECTORS

PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: APPROVE THE TRUST DEED OF THE                        ISSUER            YES             FOR                  FOR

RESTRICTED STOCK PLAN

PROPOSAL #11: APPROVE AMENDMENTS TO THE MIH HOLDINGS         ISSUER            YES         AGAINST           AGAINST

SHARE TRUST DEED, MIH (MAURITIUS) LIMITED SHARE TRUST

 DEED, NASPERS SHARE INCENTIVE TRUST DEED AND THE

SHARE SCHEMES

 


 

 

PROPOSAL #12: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE FEES OF THE BOARD MEMBER                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE            ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE            ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #1.5: APPROVE FEES OF THE RISK COMMITTEE              ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #1.6: APPROVE FEES OF THE RISK COMMITTEE              ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #1.7: APPROVE FEES OF THE HUMAN RESOURCES            ISSUER            YES             FOR                  FOR

AND REMUNERATION COMMITTEE CHAIRMAN

PROPOSAL #1.8: APPROVE FEES OF THE HUMAN RESOURCES            ISSUER            YES             FOR                  FOR

AND REMUNERATION COMMITTEE MEMBER

PROPOSAL #1.9: APPROVE FEES OF THE NOMINATION                     ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #1.10: APPROVE FEES OF THE NOMINATION                   ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #1.11: APPROVE FEES OF THE SOCIAL AND ETHICS        ISSUER            YES             FOR                  FOR

 COMMITTEE CHAIRMAN

PROPOSAL #1.12: APPROVE FEES OF THE SOCIAL AND ETHICS        ISSUER            YES             FOR                  FOR

 COMMITTEE MEMBER

PROPOSAL #1.13: APPROVE FEES OF THE TRUSTEES OF GROUP        ISSUER            YES             FOR                  FOR

 SHARE SCHEMES/OTHER PERSONNEL FUNDS

PROPOSAL #1.14: APPROVE FEES OF THE MEDIA24 PENSION          ISSUER            YES             FOR                  FOR

FUND CHAIRMAN

PROPOSAL #1.15: APPROVE FEES OF THE MEDIA24 PENSION          ISSUER            YES             FOR                  FOR

FUND TRUSTEE

PROPOSAL #1.16: APPROVE REMUNERATION OF NON-EXECUTIVE        ISSUER            YES             FOR                  FOR

 DIRECTORS FOR THE YEAR ENDING 31 MARCH 2017

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 44 OF THE ACT

PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE ACT

PROPOSAL #4: AUTHORISE REPURCHASE OF N ORDINARY                 ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5: AUTHORISE REPURCHASE OF A ORDINARY                 ISSUER            YES         AGAINST           AGAINST

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               National Agricultural Holdings Limited

  TICKER:               1236                                CUSIP:   G6372U103

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT CHEN LI-JUN AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #2b: ELECT REN HAI AS DIRECTOR AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX HIS REMUNERATION

PROPOSAL #2c: ELECT PENG GUOJIANG AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

 


 

 

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4.1: APPROVE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4.2: AUTHORIZE REPURCHASE OF ISSUED SHARE          ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4.3: AUTHORIZE REISSUANCE OF REPURCHASED            ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               National Bank of Greece SA

  TICKER:               ETE                                  CUSIP:   X56533171

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT STATUTORY REPORTS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR                        ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #5: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: ELECT MEMBERS OF AUDIT COMMITTEE                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               National Bank of Pakistan

  TICKER:               NBP                                  CUSIP:   Y6212G108

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE ERNST & YOUNG FORD RHODES SIDAT         ISSUER            YES             FOR                  FOR

HYDER AND GRANT THORTON ANJUM RAHMAN AS AUDITORS AND

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE CASH DIVIDEND                                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE SCHEME OF AMALGAMATION WITH NBP         ISSUER            YES             FOR                  FOR

LEASING LIMITED

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               National Central Cooling Company (Tabreed)

  TICKER:               TABREED                          CUSIP:   M72005107

  MEETING DATE:   3/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION TO COMPLY         ISSUER            YES         AGAINST           AGAINST

WITH THE FEDERAL LAW NO.2 OF 2015 RE: COMMERCIAL

COMPANIES

PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #5: APPROVE DIVIDENDS OF AED 0.06 PER SHARE         ISSUER            YES             FOR                  FOR

REPRESENTING 6 PERCENT OF COMPANY'S CAPITAL IN CASH

FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER            YES             FOR                  FOR

 ENDED ON DEC. 31, 2015

PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FY ENDING ON DEC. 31, 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Natura Cosmeticos S.A.

  TICKER:               NATU3                              CUSIP:   P7088C106

  MEETING DATE:   7/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND CORPORATE PURPOSE TO INCLUDE                 ISSUER            YES             FOR                  FOR

PRODUCTS FOR ANIMAL USE

PROPOSAL #2: AMEND ARTICLES 15, 16, 18, 19  RE: BOARD        ISSUER            YES             FOR                  FOR

 CO-CHAIRMAN POSITIONS

PROPOSAL #3: AMEND ARTICLES 21, 24  RE: EXECUTIVE              ISSUER            YES             FOR                  FOR

TITLES

PROPOSAL #4: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE STOCK OPTION PLAN                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND RESTRICTED STOCK PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND GLOBAL REMUNERATION FOR FISCAL              ISSUER            YES             FOR                  FOR

YEAR 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Natura Cosmeticos S.A.

  TICKER:               NATU3                              CUSIP:   P7088C106

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT PEDRO LUIZ BARREIROS PASSOS AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT ANTONIO LUIZ DA CUNHA SEABRA AS         ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #4.3: ELECT GUILHERME PEIRAO LEAL AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.4: ELECT PLINIO VILLARES MUSETTI AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.5: ELECT MARCOS DE BARROS LISBOA AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.6: ELECT SILVIA FREIRE DENTE DA SILVA              ISSUER            YES             FOR                  FOR

DIAS LAGNADO AS DIRECTOR

PROPOSAL #4.7: ELECT GIOVANNI GIOVANNELLI AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.8: ELECT CARLA SCHMITZBERGER AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4.9: ELECT ROBERTO DE OLIVEIRA MARQUES AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Natura Cosmeticos S.A.

  TICKER:               NATU3                              CUSIP:   P7088C106

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN BOARD SIZE AND AMEND        ISSUER            YES             FOR                  FOR

 ARTICLE 16

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NavInfo Co., Ltd.

  TICKER:               002405                            CUSIP:   Y62121101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLES OF ASSOCIATION

PROPOSAL #8: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ACQUISITION BY CASH PAYMENT AND ISSUANCE OF SHARES AS

 WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #9.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: APPROVE TRANSACTION PARTIES -                       ISSUER            YES             FOR                  FOR

ACQUISITION BY ISSUANCE OF SHARES

PROPOSAL #9.3: APPROVE TARGET ASSETS - ACQUISITION BY        ISSUER            YES             FOR                  FOR

 ISSUANCE OF SHARES

PROPOSAL #9.4: APPROVE TRANSACTION PRICE AND PRICING         ISSUER            YES             FOR                  FOR

BASIS OF TARGET ASSETS - ACQUISITION BY ISSUANCE OF

SHARES

 


 

 

PROPOSAL #9.5: APPROVE TRANSACTION CONSIDERATION                ISSUER            YES             FOR                  FOR

PAYMENT METHOD - ACQUISITION BY ISSUANCE OF SHARES

PROPOSAL #9.6: APPROVE TYPE AND PAR VALUE: -                       ISSUER            YES             FOR                  FOR

ACQUISITION BY ISSUANCE OF SHARES

PROPOSAL #9.7: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

ISSUANCE METHOD - ACQUISITION BY ISSUANCE OF SHARES

PROPOSAL #9.8: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUANCE PRICE - ACQUISITION BY ISSUANCE OF SHARES

PROPOSAL #9.9: APPROVE ISSUE SIZE - ACQUISITION BY            ISSUER            YES             FOR                  FOR

ISSUANCE OF SHARES

PROPOSAL #9.10: APPROVE LOCK-UP PERIOD - ACQUISITION         ISSUER            YES             FOR                  FOR

BY ISSUANCE OF SHARES

PROPOSAL #9.11: APPROVE LISTING EXCHANGE -                          ISSUER            YES             FOR                  FOR

ACQUISITION BY ISSUANCE OF SHARES

PROPOSAL #9.12: APPROVE DISTRIBUTION ARRANGEMENTS OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS - ACQUISITION BY ISSUANCE OF

SHARES

PROPOSAL #9.13: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD - ACQUISITION BY

ISSUANCE OF SHARES

PROPOSAL #9.14: APPROVE AMOUNT OF RAISED FUNDS -                ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #9.15: APPROVE ISSUE TYPE AND PAR VALUE -            ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #9.16: APPROVE ISSUANCE METHOD - RAISING              ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #9.17: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD - RAISING SUPPORTING FUNDS

PROPOSAL #9.18: APPROVE PRICING REFERENCE DATE AND            ISSUER            YES             FOR                  FOR

ISSUANCE PRICE - RAISING SUPPORTING FUNDS

PROPOSAL #9.19: APPROVE ISSUE SIZE - RAISING                       ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #9.20: APPROVE LOCK-UP PERIOD - RAISING                ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #9.21: APPROVE USE OF PROCEEDS - RAISING              ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #9.22: APPROVE DISTRIBUTION ARRANGEMENTS OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS - RAISING SUPPORTING FUNDS

PROPOSAL #9.23: APPROVE LISTING EXCHANGE - RAISING            ISSUER            YES             FOR                  FOR

SUPPORTING FUNDS

PROPOSAL #9.24: APPROVE RESOLUTION VALIDITY PERIOD -         ISSUER            YES             FOR                  FOR

RAISING SUPPORTING FUNDS

PROPOSAL #10: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #11: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #12: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 11 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #13: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 43 OF THE MANAGEMENT APPROACH

REGARDING MAJOR ASSET RESTRUCTURING OF LISTED

PROPOSAL #14: APPROVE REPORT (DRAFT) AND SUMMARY                ISSUER            YES             FOR                  FOR

REGARDING ACQUISITION BY CASH PAYMENT AND ISSUANCE OF

 SHARES AS WELL AS RAISING SUPPORTING FUNDS

 


 

 

PROPOSAL #15: APPROVE SIGNING OF CONDITIONAL                       ISSUER            YES             FOR                  FOR

ACQUISITION BY CASH PAYMENT AND SHARE ISSUANCE AND

PROFIT COMPENSATION AGREEMENT WITH TRANSACTION

PROPOSAL #16: APPROVE SIGNING OF CONDITIONAL SHARE            ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SPECIFIC PARTIES

PROPOSAL #17: APPROVE AUDIT REPORT AND ASSET                       ISSUER            YES             FOR                  FOR

EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #18: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #19: APPROVE COMPLETENESS AND COMPLIANCE OF         ISSUER            YES             FOR                  FOR

IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #20: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #21: APPROVE FORMULATION OF MANAGEMENT                 ISSUER            YES             FOR                  FOR

SYSTEM OF PHASE I EMPLOYEE SHARE PURCHASE PLAN

PROPOSAL #22: APPROVE DRAFT OF PHASE I EMPLOYEE SHARE        ISSUER            YES             FOR                  FOR

 PURCHASE PLAN (PRIVATE PLACEMENT SUBSCRIPTION) AND

ITS SUMMARY

PROPOSAL #23: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PHASE I EMPLOYEE SHARE

PURCHASE PLAN

PROPOSAL #24: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO MAJOR ASSET RESTRUCTURE

PROPOSAL #25: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #26: APPROVE 2016 ADDITIONAL DAILY RELATED-         ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nedbank Group Ltd

  TICKER:               NED                                  CUSIP:   S5518R104

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #3.1: ELECT BRUCE HEMPHILL AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT STANLEY SUBRAMONEY AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: RE-ELECT DAVID ADOMAKOH AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: RE-ELECT IAN GLADMAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: RE-ELECT MALCOLM WYMAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: REAPPOINT DELOITTE & TOUCHE AS                     ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH M JORDAN AS THE

DESIGNATED REGISTERED AUDITOR

PROPOSAL #5.2: REAPPOINT KPMG INC AS AUDITORS OF THE         ISSUER            YES             FOR                  FOR

COMPANY WITH S MALABA AS THE DESIGNATED REGISTERED

AUDITOR

PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED ORDINARY          ISSUER            YES             FOR                  FOR

SHARES UNDER CONTROL OF DIRECTORS

PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED PREFERENCE        ISSUER            YES             FOR                  FOR

 SHARES UNDER CONTROL OF DIRECTORS

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #9.1: APPROVE FEES FOR THE NON-EXECUTIVE              ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #9.2: APPROVE FEES FOR THE LEAD INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR PREMIUM

PROPOSAL #9.3: APPROVE FEES FOR THE NEDBANK GROUP              ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #9.4.1: APPROVE FEES FOR THE GROUP AUDIT              ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #9.4.2: APPROVE FEES FOR THE GROUP AUDIT              ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #9.5.1: APPROVE FEES FOR THE GROUP CREDIT            ISSUER            YES             FOR                  FOR

COMMITTEE CHAIRMAN

PROPOSAL #9.5.2: APPROVE FEES FOR THE GROUP CREDIT            ISSUER            YES             FOR                  FOR

COMMITTEE MEMBER

PROPOSAL #9.6.1: APPROVE FEES FOR THE GROUP                        ISSUER            YES             FOR                  FOR

DIRECTORS' AFFAIRS COMMITTEE CHAIRMAN

PROPOSAL #9.6.2: APPROVE FEES FOR THE GROUP                        ISSUER            YES             FOR                  FOR

DIRECTORS' AFFAIRS COMMITTEE MEMBER

PROPOSAL #9.7.1: APPROVE FEES FOR THE GROUP                        ISSUER            YES             FOR                  FOR

INFORMATION TECHNOLOGY COMMITTEE CHAIRMAN

PROPOSAL #9.7.2: APPROVE FEES FOR THE GROUP                        ISSUER            YES             FOR                  FOR

INFORMATION TECHNOLOGY COMMITTEE MEMBER

PROPOSAL #9.8.1: APPROVE FEES FOR THE GROUP RELATED          ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS COMMITTEE CHAIRMAN

PROPOSAL #9.8.2: APPROVE FEES FOR THE GROUP RELATED          ISSUER            YES             FOR                  FOR

PARTY TRANSACTIONS COMMITTEE MEMBER

PROPOSAL #9.9.1: APPROVE FEES FOR THE GROUP                        ISSUER            YES             FOR                  FOR

REMUNERATION COMMITTEE CHAIRMAN

PROPOSAL #9.9.2: APPROVE FEES FOR THE GROUP                        ISSUER            YES             FOR                  FOR

REMUNERATION COMMITTEE MEMBER

PROPOSAL #9.10a: APPROVE FEES FOR THE GROUP RISK AND         ISSUER            YES             FOR                  FOR

CAPITAL MANAGEMENT COMMITTEE CHAIRMAN

PROPOSAL #9.10b: APPROVE FEES FOR THE GROUP RISK AND         ISSUER            YES             FOR                  FOR

CAPITAL MANAGEMENT COMMITTEE MEMBER

PROPOSAL #9.11a: APPROVE FEES FOR THE GROUP                        ISSUER            YES             FOR                  FOR

TRANSFORMATION, SOCIAL AND ETHICS COMMITTEE CHAIRMAN

PROPOSAL #9.11b: APPROVE FEES FOR THE GROUP                        ISSUER            YES             FOR                  FOR

TRANSFORMATION, SOCIAL AND ETHICS COMMITTEE MEMBER

PROPOSAL #10: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #11: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 AND INTER-RELATED COMPANIES

PROPOSAL #12: AMEND MEMORANDUM OF INCORPORATION                  ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND THE NEDBANK GROUP (2005) SHARE            ISSUER            YES             FOR                  FOR

OPTION, MATCHED-SHARE AND RESTRICTED-SHARE SCHEMES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Neo Solar Power Corp.

  TICKER:               3576                                CUSIP:   Y6247H105

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER             NO              N/A                  N/A

ASSOCIATION

 


 

 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER             NO              N/A                  N/A

APPROPRIATION

PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR          ISSUER             NO              N/A                  N/A

ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE

ISSUANCE OF GLOBAL DEPOSITORY RECEIPT

PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER             NO              N/A                  N/A

 PLACEMENT

PROPOSAL #6.1: ELECT KUN-SI LIN WITH SHAREHOLDER NO.         ISSUER             NO              N/A                  N/A

102 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT SAM CHUM SAM HONG WITH                        ISSUER             NO              N/A                  N/A

SHAREHOLDER NO. 26 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT LANFORD LIU, REPRESENTATIVE OF          ISSUER             NO              N/A                  N/A

DELTA ELECTRONICS, INC. WITH SHAREHOLDER NO. 125763

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT ALBERT CHANG, REPRESENTATIVE OF         ISSUER             NO              N/A                  N/A

DELTA ELECTRONICS, INC. WITH SHAREHOLDER NO. 125763

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.5: ELECT HSUEH-LEE LEE, REPRESENTATIVE OF        ISSUER             NO              N/A                  N/A

 CHINA DEVELOPMENT INDUSTRIAL BANK WITH SHAREHOLDER

NO. 381 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.6: ELECT WEI JIUN SHEN WITH SHAREHOLDER          ISSUER             NO              N/A                  N/A

NO. 1223 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #6.7: ELECT SIMON LIN-WITH ID NO. D101317XXX        ISSUER             NO              N/A                  N/A

 AS INDEPENDENT DIRECTOR

PROPOSAL #6.8: ELECT SHYUR-JEN CHIEN WITH ID NO.                ISSUER             NO              N/A                  N/A

A120799XXX AS INDEPENDENT DIRECTOR

PROPOSAL #6.9: ELECT C.H. CHEN WITH ID NO. C100101XXX        ISSUER             NO              N/A                  N/A

 AS INDEPENDENT DIRECTOR

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER             NO              N/A                  N/A

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

(INCLUDING INDEPENDENT DIRECTORS)

PROPOSAL #8: TRANSACT OTHER BUSINESS                                     ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nestle India Ltd.

  TICKER:               500790                            CUSIP:   Y6268T111

  MEETING DATE:   9/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT S. NARAYANAN AS DIRECTOR AND                 ISSUER            YES             FOR                  FOR

APPROVE APPOINTMENT AND REMUNERATION OF S. NARAYANAN

AS MANAGING DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nestle India Ltd.

  TICKER:               500790                            CUSIP:   Y6268T111

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE INTERIM DIVIDENDS AND DECLARE            ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

 


 

 

PROPOSAL #3: REELECT SHOBINDER DUGGAL AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE A.F. FERGUSON & CO. AS AUDITORS         ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

COST AUDITORS

PROPOSAL #6: ELECT RAKESH MOHAN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Net263 Ltd.

  TICKER:               002467                            CUSIP:   Y6257T106

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Net263 Ltd.

  TICKER:               002467                            CUSIP:   Y6257T106

  MEETING DATE:   2/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2016 INVESTMENT IN FINANCIAL              ISSUER            YES             FOR                  FOR

PRODUCTS USING OWN IDLE FUNDS

PROPOSAL #2: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING IDLE RAISED FUNDS

PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Net263 Ltd.

  TICKER:               002467                            CUSIP:   Y6257T106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND APPRAISAL MEASURES OF THE 2015              ISSUER            YES             FOR                  FOR

STOCK OPTION INCENTIVE PLAN

PROPOSAL #9: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #10: APPROVE DECREASE IN REGISTERED CAPITAL         ISSUER            YES             FOR                  FOR

AND AMEND ARTICLES OF ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Netcare Ltd

  TICKER:               NTC                                  CUSIP:   S5507D108

  MEETING DATE:   7/10/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE OF SHARES         ISSUER            YES             FOR                  FOR

FROM THE PATIENT CARE AND PASSIONATE PEOPLE FINANCE

COMPANY PROPRIETARY LIMITED

PROPOSAL #2: AUTHORISE SPECIFIC REPURCHASE OF SHARES         ISSUER            YES             FOR                  FOR

FROM NETCARE HEALTH PARTNERS FOR LIFE FINANCE COMPANY

 PROPRIETARY LIMITED

PROPOSAL #1: AUTHORISE SPECIFIC ISSUE OF SHARES BY            ISSUER            YES             FOR                  FOR

THE COMPANY TO THE TRUSTEES FOR THE TIME BEING OF THE

 PATIENT CARE AND PASSIONATE PEOPLE TRUST

PROPOSAL #2: AUTHORISE SPECIFIC ISSUE OF SHARES BY            ISSUER            YES             FOR                  FOR

THE COMPANY TO THE TRUSTEES FOR THE TIME BEING OF THE

 PHYSICIAN PARTNERSHIPS TRUST

PROPOSAL #3: AUTHORISE SPECIFIC ISSUE OF SHARES BY            ISSUER            YES             FOR                  FOR

THE COMPANY TO THE TRUSTEES FOR THE TIME BEING OF THE

 HEALTHY LIFESTYLE TRUST

PROPOSAL #4: AUTHORISE SPECIFIC ISSUE OF SHARES BY            ISSUER            YES             FOR                  FOR

THE COMPANY TO THE TRUSTEES FOR THE TIME BEING OF THE

 MOTHER AND CHILD TRUST

PROPOSAL #5: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Netcare Ltd

  TICKER:               NTC                                  CUSIP:   S5507D108

  MEETING DATE:   2/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT GRANT THORNTON AS AUDITORS OF         ISSUER            YES             FOR                  FOR

THE COMPANY AND APPOINT DS REUBEN AS THE DESIGNATED

AUDITOR

PROPOSAL #2.1: ELECT MARK BOWER AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT BUKELWA BULO AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT MEYER KAHN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: RE-ELECT MARTIN KUSCUS AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: RE-ELECT KGOMOTSO MOROKA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT THEVENDRIE BREWER AS                       ISSUER            YES             FOR                  FOR

CHAIRPERSON OF THE AUDIT COMMITTEE

PROPOSAL #3.2: ELECT MARK BOWER AS MEMBER OF THE                ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT AZAR JAMMINE AS MEMBERS OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.4: RE-ELECT NORMAN WELTMAN AS MEMBERS OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #4: AUTHORISE ISSUE OF SHARES FOR CASH                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NetDragon Websoft Inc.

  TICKER:               777                                  CUSIP:   G6427W104

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES         AGAINST           AGAINST

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4A: ELECT LIU DEJIAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4B: ELECT ZHENG HUI AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4C: ELECT LEUNG LIM KIN, SIMON AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #4D: ELECT CHAO GUOWEI, CHARLES AS DIRECTOR         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4E: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #6: CHANGE ENGLISH NAME AND CHINESE NAME               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Neuca SA

  TICKER:               NEU                                  CUSIP:   X9148Y111

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #6: AMEND DEC.10, 2014,EGM RESOLUTION RE:            ISSUER            YES         AGAINST           AGAINST

REGULATIONS ON INCENTIVE PLAN

PROPOSAL #7: AMEND DEC. 10, 2014, EGM RESOLUTION RE:         ISSUER            YES         AGAINST           AGAINST

CONDITIONAL INCREASE IN SHARE CAPITALVIA ISSUANCE OF

SHARES FOR PURPOSE OF INCENTIVE PLAN

PROPOSAL #8: AMEND DEC. 10, 2014, EGM RESOLUTION RE:         ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF CONVERTIBLE WARRANTSWITHOUT PREEMPTIVE

RIGHTS

 


 

 

PROPOSAL #9: AMEND STATUTE TO REFLECT CHANGES IN                ISSUER            YES         AGAINST           AGAINST

CAPITAL

PROPOSAL #10: APPROVE CONSOLIDATED TEXT OF STATUTE             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Neuca SA

  TICKER:               NEU                                  CUSIP:   X9148Y111

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #6: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015

PROPOSAL #7: APPROVE SUPERVISORY BOARD REPORT                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND OF PLN 5.00 PER SHARE

PROPOSAL #10: AMEND MAY 7, 2015, AGM RESOLUTION RE:          ISSUER            YES             FOR                  FOR

ALLOCATION OF INCOME

PROPOSAL #11: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #12.1: APPROVE DISCHARGE OF KAZIMIERZ HERBA         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #12.2: APPROVE DISCHARGE OF WIESLAWA HERBA          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.3: APPROVE DISCHARGE OF TADEUSZ                       ISSUER            YES             FOR                  FOR

WESOLOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.4: APPROVE DISCHARGE OF IWONA                          ISSUER            YES             FOR                  FOR

SIERZPUTOWSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.5: APPROVE DISCHARGE OF BOZENA SLIWA              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.6: APPROVE DISCHARGE OF PIOTR SUCHARSKI         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD CHAIRMAN)

PROPOSAL #12.7: APPROVE DISCHARGE OF GRZEGORZ DZIK            ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.8: APPROVE DISCHARGE OF JACEK STYKA                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #12.9: APPROVE DISCHARGE OF WITOLD                        ISSUER            YES             FOR                  FOR

ZIOBROWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.10: APPROVE DISCHARGE OF TOMASZ                       ISSUER            YES             FOR                  FOR

JOZEFACKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #13: APPROVE SHARE CANCELLATION                              ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE REDUCTION IN SHARE CAPITAL VIA         ISSUER            YES             FOR                  FOR

SHARE CANCELLATION

PROPOSAL #15: AMEND STATUTE TO REFLECT CHANGES IN              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #16: APPROVE CONSOLIDATED TEXT OF STATUTE             ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Neusoft Corporation

  TICKER:               600718                            CUSIP:   Y6280M102

  MEETING DATE:   1/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE PRICE AND PRICING BASIS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES

PROPOSAL #4: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE THE NOTION THAT THE COMPANY DOES        ISSUER            YES             FOR                  FOR

 NOT NEED TO PREPARE THE REPORT ON THE USAGE OF

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2015-2017)

PROPOSAL #10: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #11: APPROVE TRANSFER OF ERP BUSINESS AS          SHAREHOLDER        YES             FOR                  FOR

WELL AS COMPUTER SOFTWARE COPYRIGHT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Neusoft Corporation

  TICKER:               600718                            CUSIP:   Y6280M102

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8.01: APPROVE PURCHASE OF RAW MATERIALS              ISSUER            YES             FOR                  FOR

FROM RELATED PARTIES

PROPOSAL #8.02: APPROVE SALE OF PRODUCTS TO RELATED          ISSUER            YES             FOR                  FOR

PARTIES

PROPOSAL #8.03: APPROVE PROVISION OF SERVICES TO                ISSUER            YES             FOR                  FOR

RELATED PARTIES

PROPOSAL #8.04: APPROVE RECEIPT OF SERVICES FROM                ISSUER            YES             FOR                  FOR

RELATED PARTIES

PROPOSAL #9: APPROVE DAILY RELATED PARTY TRANSACTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH  DALIAN NEUSOFT HOLDINGS LIMITED,

DALIAN NEUSOFT THINKING TECHNOLOGY DEVELOPMENT CO.,

LTD., SHENYANG NEUSOFT SYSTEMS INTEGRATION

ENGINEERING CO., LTD.

PROPOSAL #10: APPROVE DENG FENG AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New China Life Insurance Co Ltd.

  TICKER:               601336                            CUSIP:   Y625A4107

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE AMENDED PROPOSAL ON THE           SHAREHOLDER        YES             FOR                  FOR

ISSUE OF 2016 CAPITAL SUPPLEMENT BOND

PROPOSAL #2.1: ELECT WAN FENG AS EXECUTIVE DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: ELECT LI ZONGJIAN AS NON-EXECUTIVE              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT LIU XIANGDONG AS NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.4: ELECT CHEN YUANLING AS NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.5: ELECT WU KUNZONG AS NON-EXECUTIVE                ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #2.6: ELECT HU AIMIN AS NON-EXECUTIVE                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.7: ELECT DACEY JOHN ROBERT AS NON-                    ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR

PROPOSAL #2.8: ELECT ZHANG GUOZHENG AS NON-EXECUTIVE         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.9: ELECT LI XIANGLU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.10: ELECT NEOH ANTHONY FRANCIS AS                     ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.11: ELECT ZHENG WEI AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: ELECT WANG CHENGRAN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LIU ZHIYONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.3: ELECT LIN CHI FAI DESMOND AS                        ISSUER            YES             FOR                  FOR

SUPERVISOR

PROPOSAL #4.1: ELECT CAMPBELL ROBERT DAVID AS                 SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT FONG CHUNG MARK AS DIRECTOR            SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New China Life Insurance Co Ltd.

  TICKER:               601336                            CUSIP:   Y625A4107

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DIRECTORS' REPORT OF                   ISSUER            YES             FOR                  FOR

PERFORMANCE

PROPOSAL #7: APPROVE 2015 INDEPENDENT NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

DIRECTORS' REPORT OF PERFORMANCE

PROPOSAL #8: ELECT CHENG LIE AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE STANDARD OF THE REMUNERATION FOR        ISSUER            YES             FOR                  FOR

 CHAIRMAN OF THE BOARD WAN FENG

PROPOSAL #10: APPROVE ADJUSTMENT OF THE STANDARD OF          ISSUER            YES             FOR                  FOR

EMOLUMENTS OF INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #11: APPROVE 2016 APPOINTMENT OF AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New China Life Insurance Co Ltd.

  TICKER:               601336                            CUSIP:   Y625A4115

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE THE PROPOSED STRUCTURING OF THE         ISSUER            YES             FOR                  FOR

NEW CHINA INSURANCE CHARITY FOUNDATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New China Life Insurance Co Ltd.

  TICKER:               601336                            CUSIP:   Y625A4115

  MEETING DATE:   3/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE AMENDED PROPOSAL ON THE           SHAREHOLDER        YES             FOR                  FOR

ISSUE OF 2016 CAPITAL SUPPLEMENT BOND

PROPOSAL #2.1: ELECT WAN FENG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.2: ELECT LI ZONGJIAN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: ELECT LIU XIANGDONG AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT CHEN YUANLING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: ELECT WU KUNZONG AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: ELECT HU AIMIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: ELECT DACEY JOHN ROBERT AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: ELECT ZHANG GUOZHENG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: ELECT LI XIANGLU AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: ELECT NEOH ANTHONY FRANCIS AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.11: ELECT ZHENG WEI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT WANG CHENGRAN AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT LIU ZHIYONG AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT LIN CHI FAI DESMOND AS                        ISSUER            YES             FOR                  FOR

SUPERVISOR

PROPOSAL #4.1: ELECT CAMPBELL ROBERT DAVID AS                 SHAREHOLDER        YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.2: ELECT FONG CHUNG MARK AS DIRECTOR            SHAREHOLDER        YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New China Life Insurance Co Ltd.

  TICKER:               601336                            CUSIP:   Y625A4115

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND ITS                 ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE 2015 FINAL ACCOUNTING                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION PLAN             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 DIRECTORS' REPORT OF                   ISSUER            YES             FOR                  FOR

PERFORMANCE

PROPOSAL #7: APPROVE 2015 INDEPENDENT NON-EXECUTIVE          ISSUER            YES             FOR                  FOR

DIRECTORS' REPORT OF PERFORMANCE

PROPOSAL #8: ELECT CHENG LIE AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE STANDARD OF THE REMUNERATION FOR        ISSUER            YES             FOR                  FOR

 WAN FENG

PROPOSAL #10: APPROVE ADJUSTMENT OF THE STANDARD OF          ISSUER            YES             FOR                  FOR

EMOLUMENTS OF INDEPENDENT NON-EXECUTIVE DIRECTORS

PROPOSAL #11: APPROVE ERNST & YOUNG HUA MING LLP AS          ISSUER            YES             FOR                  FOR

DOMESTIC ACCOUNTING FIRM  AND ERNST & YOUNG AS

INTERNATIONAL ACCOUNTING FIRM AND AUTHORIZE BOARD TO

DETERMINE SPECIFIC REMUNERATION

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New Europe Property Investments plc

  TICKER:               NEPI                                CUSIP:   G64535100

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2.1: REELECT ALEX MORAR AS A DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: REELECT DAN PASCARIU AS A DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: REELECT JEFF ZIDEL AS A DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: REELECT TIBERIU SMARANDA AS A DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ROBERT EMSLIE AS A DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New Hope Liuhe Co., Ltd.

  TICKER:               000876                            CUSIP:   Y7933V101

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF 2016 DAILY RELATED            ISSUER            YES             FOR                  FOR

PARTY TRANSACTION FRAMEWORK AGREEMENT

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #3: APPROVE ISSUANCE OF MEDIUM-TERM NOTES             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 GUARANTEE AMOUNT                           ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New Hope Liuhe Co., Ltd.

  TICKER:               000876                            CUSIP:   Y7933V101

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF SICHUAN                ISSUER            YES             FOR                  FOR

HUAXIN (GROUP) CPA FIRM AS FINANCIAL AUDITOR

PROPOSAL #6.01: ELECT LIU YONGHAO AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.02: ELECT LIU CHANG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

PROPOSAL #6.03: ELECT LI BING AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.04: ELECT WANG HANG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #6.05: ELECT LI JIANXIONG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #7.01: ELECT WEN TIEJUN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #7.02: ELECT HU ZHI AS INDEPENDENT DIRECTOR     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7.03: ELECT WANG PU AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.01: ELECT XU ZHIGANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.02: ELECT LIU JUN AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #8.03: ELECT HAN XIAOWEI AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #9: APPROVE ADDITIONAL PROVISION OF                       ISSUER            YES             FOR                  FOR

GUARANTEES TO SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New Hope Liuhe Co., Ltd.

  TICKER:               000876                            CUSIP:   Y7933V101

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

ACQUISITION BY CASH AND ISSUANCE OF SHARES

PROPOSAL #3.1: APPROVE OVERALL PLAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.1: APPROVE SHARE TYPE TYPE AND PAR                ISSUER            YES             FOR                  FOR

VALUE

PROPOSAL #3.2.2: APPROVE ISSUANCE METHOD AND TARGET          ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #3.2.3: APPROVE PRICING REFERENCE DATE AND          ISSUER            YES             FOR                  FOR

ISSUANCE PRICE

PROPOSAL #3.2.4: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.5: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #3.2.6: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #3.2.7: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #3.2.8: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: APPROVE ASSETS PURCHASE BY CASH                   ISSUER            YES             FOR                  FOR

PAYMENT

PROPOSAL #3.4: APPROVE CONTRACTUAL OBLIGATIONS AND            ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #3.5: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S ACQUISITION BY CASH AND ISSUANCE OF SHARES

PROPOSAL #5: APPROVE SIGNING OF RELEVANT AGREEMENTS          ISSUER            YES             FOR                  FOR

IN CONNECTION TO ACQUISITION BY CASH AND ISSUANCE OF

SHARES

 


 

 

PROPOSAL #6: APPROVE SIGNING OF RELEVANT                              ISSUER            YES             FOR                  FOR

SUPPLEMENTARY AGREEMENTS IN CONNECTION TO ACQUISITION

 BY CASH AND ISSUANCE OF SHARES

PROPOSAL #7: APPROVE TRANSACTION DOES NOT CONSTITUTE         ISSUER            YES             FOR                  FOR

AS RELATED-PARTY TRANSACTION

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #9: APPROVE TRANSACTION COMPLIES WITH                   ISSUER            YES             FOR                  FOR

ARTICLE IV OF PROVISIONS ON SEVERAL ISSUES REGULATING

 THE MAJOR ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT AND ASSET        ISSUER            YES             FOR                  FOR

 APPRAISAL REPORT

PROPOSAL #11: APPROVE IMPACT OF DILUTION OF CURRENT          ISSUER            YES             FOR                  FOR

RETURNS ON MAJOR FINANCIAL INDICATORS AND THE

RELEVANT MEASURES TO BE TAKEN

PROPOSAL #12: APPROVE UNDERTAKINGS OF REMEDIAL                   ISSUER            YES             FOR                  FOR

MEASURES BY THE RELEVANT PARTIES IN RELATION TO THE

DILUTION OF CURRENT RETURNS AS A RESULT OF THE

PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New Hua Du Supercenter Co.,Ltd.

  TICKER:               002264                            CUSIP:   Y2654H100

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE SUPPLEMENTAL DELIBERATION ON THE        ISSUER            YES             FOR                  FOR

 SALE OF EQUITY OF ANXI XINHUADU PROPERTY DEVELOPMENT

 CO., LTD.

PROPOSAL #3: APPROVE SUPPLEMENTAL DELIBERATION ON THE        ISSUER            YES             FOR                  FOR

 FINANCIAL TRANSACTIONS BETWEEN THE COMPANY, COMPANY

SUBSIDIARY ANXI XINHUADU PROPERTY DEVELOPMENT CO.,

LTD. AND FUJIAN YIHE REAL ESTATE DEVELOPMENT CO.,

PROPOSAL #4: APPROVE SUPPLEMENTAL DELIBERATION ON THE        ISSUER            YES             FOR                  FOR

 SIGNING OF SUPPLEMENTAL COMMERCIAL HOUSING PURCHASE

AGREEMENT

PROPOSAL #5: APPROVE SUPPLEMENTAL DELIBERATION ON THE        ISSUER            YES             FOR                  FOR

 SIGNING OF MAJOR LEASING CONTRACT

PROPOSAL #6: APPROVE SUPPLEMENTAL DELIBERATION ON THE        ISSUER            YES             FOR                  FOR

 COLLECTION OF CAPITAL OCCUPANCY FEE IN CONNECTION TO

 THE COMMERCIAL HOUSING PURCHASE AGREEMENT AND

LEASING AGREEMENT WITH HECHANG (FUJIAN) REAL ESTATE

DEVELOPMENT CO., LTD.

PROPOSAL #7: APPROVE SUPPLEMENTAL DELIBERATION ON THE   SHAREHOLDER        YES             FOR                  N/A

 2011-2014 DAILY RELATED PARTY TRANSACTIONS WITH

QUANZHOU LVNONG TRADE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               New Hua Du Supercenter Co.,Ltd.

  TICKER:               002264                            CUSIP:   Y2654H100

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

 


 

 

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPORT ON THE DEPOSIT AND USAGE         ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #8: APPROVE SHAREHOLDER RETURN PLAN IN THE          ISSUER            YES             FOR                  FOR

NEXT THREE YEARS

PROPOSAL #9: APPROVE DISPOSAL AGREEMENT                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Neway Valve (Suzhou) Co., Ltd.

  TICKER:               603699                            CUSIP:   Y6280S109

  MEETING DATE:   1/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: ELECT WANG BAOQING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #2.02: ELECT LU BIN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.03: ELECT CHENG ZHANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.04: ELECT XI CHAO AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.05: ELECT DENG GUOCHUAN AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2.06: ELECT HUANG QIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.01: ELECT LOU HETONG AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.02: ELECT XI YOUMIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.03: ELECT ZHOU MEIFEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4.01: ELECT HAO RUBING AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #4.02: ELECT CHEN BIN AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Neway Valve (Suzhou) Co., Ltd.

  TICKER:               603699                            CUSIP:   Y6280S109

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE FINANCIAL REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES BY THE COMPANY AND

SUBSIDIARIES AS WELL AS GUARANTEE MATTERS

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE USAGE OF PARTIAL IDLE RAISED              ISSUER            YES             FOR                  FOR

FUNDS AND OWN FUNSD TO INVEST IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NHPC Limited

  TICKER:               533098                            CUSIP:   Y6268G101

  MEETING DATE:   9/23/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: REELECT R. S. MINA AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT J. KUMAR AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

BONDS/DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nickel Asia Corporation

  TICKER:               NIKL                                CUSIP:   Y6350R106

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF ANNUAL                          ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING HELD ON JUNE 5, 2015

PROPOSAL #2: APPROVE ANNUAL REPORTS AND AUDITED                 ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR THE YEAR ENDING DEC. 31,

PROPOSAL #3: RATIFY AND APPROVE THE ACTS OF THE BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS AND EXECUTIVE OFFICERS

PROPOSAL #4: APPOINT SYCIP, GORRES, VELAYO & CO. AS          ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITORS

PROPOSAL #5.1: ELECT MANUEL B. ZAMORA, JR. AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT GERARD H. BRIMO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT MARTIN ANTONIO G. ZAMORA AS                ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #5.4: ELECT PHILIP T. ANG AS DIRECTOR                    ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #5.5: ELECT LUIS J. L. VIRATA AS DIRECTOR             ISSUER            YES        WITHHOLD           AGAINST

 


 

 

PROPOSAL #5.6: ELECT TAKANORI FUJIMURA AS DIRECTOR             ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #5.7: ELECT TAKESHI KUBOTA AS DIRECTOR                  ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #5.8: ELECT FULGENCIO S. FACTORAN, JR. AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.9: ELECT FREDERICK Y. DY AS DIRECTOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nien Hsing Textile Co Ltd

  TICKER:               1451                                CUSIP:   Y6349B105

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nine Dragons Paper (Holdings) Ltd.

  TICKER:               2689                                CUSIP:   G65318100

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3a1: ELECT LAU CHUN SHUN AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3a2: ELECT TAM WAI CHU, MARIA AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3a3: ELECT CHENG CHI PANG AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5b: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #6: ADOPT SHARE OPTION SCHEME                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nine Dragons Paper (Holdings) Ltd.

  TICKER:               2689                                CUSIP:   G65318100

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GRANT OF 32,000,000 SHARE                   ISSUER            YES             FOR                  FOR

OPTIONS TO CHEUNG YAN UNDER THE SHARE OPTION SCHEME

 


 

 

PROPOSAL #2: APPROVE GRANT OF 30,000,000 SHARE                   ISSUER            YES             FOR                  FOR

OPTIONS TO LIU MING CHUNG UNDER THE SHARE OPTION

PROPOSAL #3: APPROVE GRANT OF 30,000,000 SHARE                   ISSUER            YES             FOR                  FOR

OPTIONS TO ZHANG CHENG FEI UNDER THE SHARE OPTION

PROPOSAL #4: APPROVE GRANT OF 30,000,000 SHARE                   ISSUER            YES             FOR                  FOR

OPTIONS TO LAU CHUN SHUN UNDER THE SHARE OPTION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo BIRD Co., Ltd.

  TICKER:               600130                            CUSIP:   Y6364L103

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF INTERNAL CONTROL         ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Boway Alloy Material Co., Ltd.

  TICKER:               601137                            CUSIP:   Y6298F107

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW SHARES

TO SPECIFIC PARTIES AS WELL AS RAISING SUPPORTING

FUNDS AND RELATED PARTY TRANSACTION

PROPOSAL #2.00: APPROVE ASSETS PURCHASE BY CASH                 ISSUER            YES             FOR                  FOR

PAYMENT AND ISSUANCE OF NEW SHARES AS WELL AS RAISING

 SUPPORTING FUNDS AND RELATED PARTY TRANSACTION

PROPOSAL #2.01: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.04: APPROVE TRANSACTION MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE ISSUE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.07: APPROVE PRICE BASIS, PRICING                       ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.08: APPROVE PRICE ADJUSTMENT MECHANISM             ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.11: APPROVE ATTRIBUTION OF PROFIT AND              ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #2.12: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.14: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.15: APPROVE ISSUE TYPE AND PAR VALUE IN          ISSUER            YES             FOR                  FOR

CONNECTION WITH RAISING SUPPORTING FUNDS

PROPOSAL #2.16: APPROVE ISSUE MANNER AND TARGET                 ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #2.17: APPROVE PRICE BASIS, PRICING                       ISSUER            YES             FOR                  FOR

REFERENCE DATE AND ISSUE PRICE

PROPOSAL #2.18: APPROVE PRICE ADJUSTMENT MECHANISM IN        ISSUER            YES             FOR                  FOR

 CONNECTION WITH RAISING SUPPORTING FUNDS

PROPOSAL #2.19: APPROVE ISSUE SIZE IN CONNECTION WITH        ISSUER            YES             FOR                  FOR

 RAISING SUPPORTING FUNDS

PROPOSAL #2.20: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS IN CONNECTION WITH RAISING SUPPORTING FUNDS

PROPOSAL #2.21: APPROVE LOCK-UP PERIOD IN CONNECTION         ISSUER            YES             FOR                  FOR

WITH RAISING SUPPORTING FUNDS

PROPOSAL #2.22: APPROVE LISTING EXCHANGE IN                        ISSUER            YES             FOR                  FOR

CONNECTION WITH RAISING SUPPORTING FUNDS

PROPOSAL #2.23: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS IN CONNECTION WITH RAISING

SUPPORTING FUNDS

PROPOSAL #2.24: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 CONNECTION WITH RAISING SUPPORTING FUNDS

PROPOSAL #3: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #4: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY CASH PAYMENT AND ISSUANCE OF NEW

SHARES AS WELL AS RAISING SUPPORTING FUNDS AND

RELATED PARTY TRANSACTION AND ITS SUMMARY

PROPOSAL #5: APPROVE CONDITIONAL ASSET PURCHASE                 ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUE OF SHARES AND CASH PAYMENT AND

PROFIT FORECAST COMPENSATION AGREEMENT

PROPOSAL #6: APPROVE AUDIT REPORT AND APPRAISAL                 ISSUER            YES             FOR                  FOR

REPORT OF THE TRANSACTION

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #8: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH THE MANAGEMENT APPROACH REGARDING MAJOR

 ASSET RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE PRICE BASIS AND FAIR AND                   ISSUER            YES             FOR                  FOR

REASONABLE EXPLANATION

PROPOSAL #11: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

 


 

 

PROPOSAL #13: APPROVE ESTABLISHMENT OF SPECIAL                   ISSUER            YES             FOR                  FOR

ACCOUNT FOR RAISED FUNDS

PROPOSAL #14: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER            YES             FOR                  FOR

NEXT THREE YEARS (2016-2018)

PROPOSAL #15: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE MAJOR ASSET RESTRUCTURING PLAN

PROPOSAL #16: APPROVE TO APPOINT 2015 INTERNAL                   ISSUER            YES             FOR                  FOR

AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Boway Alloy Material Co., Ltd.

  TICKER:               601137                            CUSIP:   Y6298F107

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF FINANCIAL                ISSUER            YES             FOR                  FOR

AUDITOR AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: ELECT BAO JIANYA AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Fuda Co., Ltd.

  TICKER:               600724                            CUSIP:   Y6365X106

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 EXTERNAL GUARANTEE PLAN               ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO LOAN FROM CONTROLLING SHAREHOLDER

PROPOSAL #7: APPROVE PROVISION OF COUNTER GUARANTEE          ISSUER            YES             FOR                  FOR

TO CONTROLLING SHAREHOLDER

PROPOSAL #8: APPROVE TO AUTHORIZE THE BOARD TO                   ISSUER            YES             FOR                  FOR

EXERCISE DECISION-MAKING POWER FOR THE MATTERS

RELATING TO LAND TENDER OR BIDDING

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #11: AMEND MANAGEMENT SYSTEM OF PROVIDING            ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

 


 

 

PROPOSAL #12: ELECT TONG LILI AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #13: APPROVE FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Joyson Electronic Corp.

  TICKER:               600699                            CUSIP:   Y5278D108

  MEETING DATE:   12/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 3RD EXTENDED RESUMPTION OF                 ISSUER            YES             FOR                  FOR

TRADING IN CONNECTION OF PRIVATE PLACEMENT OF NEW

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Joyson Electronic Corp.

  TICKER:               600699                            CUSIP:   Y5278D108

  MEETING DATE:   1/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING APPLICATION OF COMPREHENSIVE

 CREDIT LINES AMOUNTING TO NO MORE THAN CNY 8 BILLION

 FROM RELEVANT FINANCIAL INSTITUTIONS BY THE COMPANY

AND SUBSIDIARIES

PROPOSAL #2: APPROVE USE OF IDLE OWN FUNDS TO CONDUCT        ISSUER            YES             FOR                  FOR

 CASH MANAGEMENT

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY

PROPOSAL #4: APPROVE EXTENSION IN RESUMPTION OF             SHAREHOLDER        YES             FOR                  FOR

TRADING DUE TO MAJOR ASSET RESTRUCTURING PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Joyson Electronic Corp.

  TICKER:               600699                            CUSIP:   Y5278D108

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONDUCTING OF FOREIGN EXCHANGE          ISSUER            YES             FOR                  FOR

HEDGING BUSINESS

PROPOSAL #2: APPROVE ADJUSTMENT OF PARTIAL RAISED              ISSUER            YES             FOR                  FOR

FUND PROJECT AND USE OF PARTIAL RAISED FUNDS TO

PERMANENTLY REPLENISH COMPANY'S WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Joyson Electronic Corp.

  TICKER:               600699                            CUSIP:   Y5278D108

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MERGER BY ACQUISITION OF KSS              ISSUER            YES             FOR                  FOR

HOLDINGS, INC. AND SIGNING OF MERGER AGREEMENT AS

WELL AS OTHER RELEVANT AGREEMENTS

PROPOSAL #2: APPROVE SIGNING OF SHARE PURCHASE                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH TECHNISAT DIGITAL GMBH, DAUN

 


 

 

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

APPLY FOR LETTER OF GUARANTEE IN CONNECTION TO THE

OVERSEA MERGER ACQUISITION PROJECTS

PROPOSAL #4: APPROVE COMPANY'S ELIGIBILITY FOR MAJOR         ISSUER            YES             FOR                  FOR

ASSETS ACQUISITION

PROPOSAL #5: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6.00: APPROVE PLAN FOR MAJOR ASSET                       ISSUER            YES             FOR                  FOR

ACQUISITION

PROPOSAL #6.01: APPROVE OVERVIEW OF THE USA PROJECT          ISSUER            YES             FOR                  FOR

PLAN

PROPOSAL #6.02: APPROVE OVERVIEW OF THE GERMANY                 ISSUER            YES             FOR                  FOR

PROJECT PLAN

PROPOSAL #6.03: APPROVE TRANSACTION COUNTERPARTY AND         ISSUER            YES             FOR                  FOR

TARGET COMPANY

PROPOSAL #6.04: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.05: APPROVE MERGER PRICE AND PRICING                ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #6.06: APPROVE CONSIDERATION PAYMENT                     ISSUER            YES             FOR                  FOR

ARRANGEMENT

PROPOSAL #6.07: APPROVE TRANSFER OF THE ASSETS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.08: APPROVE EFFECTIVE DATE                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.09: APPROVE PREREQUISITE CONDITIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.10: APPROVE TERMINATION                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.11: APPROVE TERMINATION FEE                                ISSUER            YES             FOR                  FOR

PROPOSAL #6.12: APPROVE TRANSACTION COUNTERPARTY                ISSUER            YES             FOR                  FOR

PROPOSAL #6.13: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6.14: APPROVE ASSET RESTRUCTURING BEFORE            ISSUER            YES             FOR                  FOR

TRANSITION

PROPOSAL #6.15: APPROVE ACQUISITION PRICE AND PRICING        ISSUER            YES             FOR                  FOR

 BASIS

PROPOSAL #6.16: APPROVE CONSIDERATION PAYMENT                     ISSUER            YES             FOR                  FOR

ARRANGEMENT

PROPOSAL #6.17: APPROVE TRANSFER OF EQUITY                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.18: APPROVE PREREQUISITE CONDITIONS                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.19: APPROVE SOURCE OF FUND FOR THE MAJOR         ISSUER            YES             FOR                  FOR

ASSET ACQUISITION

PROPOSAL #6.20: APPROVE RELATIONSHIP BETWEEN MAJOR            ISSUER            YES             FOR                  FOR

ASSET ACQUISITION AND PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #6.21: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #8: APPROVE REPORT AND SUMMARY REGARDING              ISSUER            YES             FOR                  FOR

MAJOR ASSET ACQUISITION

PROPOSAL #9: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

 


 

 

PROPOSAL #10: APPROVE RELEVANT AUDIT REPORT, PROFIT          ISSUER            YES             FOR                  FOR

FORECAST REPORT, PRO FORMA FINANCIAL REPORT AND

APPRAISAL REPORT

PROPOSAL #11: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #12: APPROVE BASIS AND FAIRNESS OF PRICING          ISSUER            YES             FOR                  FOR

OF THE MAJOR ASSET ACQUISITION

PROPOSAL #13: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO MAJOR ASSET ACQUISITION

PROPOSAL #14: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #15.01: APPROVE SHARE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #15.02: APPROVE ISSUE MANNER AND ISSUE TIME         ISSUER            YES             FOR                  FOR

PROPOSAL #15.03: APPROVE ISSUE PRICE AND PRICING                ISSUER            YES             FOR                  FOR

BASIS

PROPOSAL #15.04: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #15.05: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #15.06: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #15.07: APPROVE DISTRIBUTION ARRANGEMENT OF         ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #15.08: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #15.09: APPROVE AMOUNT AND INTENDED USAGE OF        ISSUER            YES             FOR                  FOR

 RAISED FUNDS

PROPOSAL #15.10: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #16: APPROVE PLAN ON PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

PROPOSAL #17: APPROVE FEASIBILITY ANALYSIS REPORT ON         ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #18: APPROVE REPORT ON THE USAGE OF                       ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #19: APPROVE DILUTION IN SPOT-RETURN AND              ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #20: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #21: APPROVE CAPITAL INJECTION TO KSS                   ISSUER            YES             FOR                  FOR

HOLDINGS, INC.

PROPOSAL #22: APPROVE ACQUISITION OF EQUITY IN PREH      SHAREHOLDER        YES             FOR                  N/A

HOLDING GMBH

PROPOSAL #23: ELECT XU WANJUN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Joyson Electronic Corp.

  TICKER:               600699                            CUSIP:   Y5278D108

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD OF            ISSUER            YES             FOR                  FOR

DIRECTORS TO HANDLE MATTERS REGARDING APPLICATION OF

CNY 8 BILLION COMPREHENSIVE CREDIT LINES FROM

FINANCIAL INSTITUTIONS BY THE COMPANY AND SUBSIDIARY

PROPOSAL #7: APPROVE ISSUANCE OF SHORT-TERM FINANCIAL        ISSUER            YES             FOR                  FOR

 BILL AND MEDIUM-TERM NOTES

PROPOSAL #8: APPROVE 2015 PRO-FORMA FINANCIAL REPORT         ISSUER            YES             FOR                  FOR

IN CONNECTION TO THE MAJOR ASSET ACQUISITION

PROPOSAL #9: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #10: APPROVE RE-APPOINTMENT OF RUIHUA CPAS          ISSUER            YES             FOR                  FOR

AS AUDITOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Ligong Environment and Energy Technology Co., Ltd.

  TICKER:               002322                            CUSIP:   Y6298B106

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF PAN-CHINA                     ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Ligong Online Monitoring Technology Co., Ltd.

  TICKER:               002322                            CUSIP:   Y6298B106

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF PARTIAL RAISED FUNDS TO          ISSUER            YES             FOR                  FOR

INCREASE CAPITAL IN WHOLLY-OWNED SUBSIDIARY BEIJING

SHANGYANG DONGFANG ENVIRONMENTAL TECHNOLOGY CO., LTD.

 AND REPLACEMENT OF PRE-INVESTED OWN FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Ligong Online Monitoring Technology Co., Ltd.

  TICKER:               002322                            CUSIP:   Y6298B106

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE COMPANY NAME                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE BUSINESS SCOPE                           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING CHANGE IN COMPANY NAME AND

BUSINESS SCOPE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Marine Co., Ltd.

  TICKER:               600798                            CUSIP:   Y62984102

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF BDO CHINA SHU         ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 AUDITOR AND PAYMENT OF

REMUNERATION

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE APPLICATION OF CREDIT LINES AND         ISSUER            YES             FOR                  FOR

LOAN FROM FINANCIAL INSTITUTIONS

PROPOSAL #9: APPROVE FINANCIAL LEASING BUSINESS WITH         ISSUER            YES             FOR                  FOR

ZHEJIANG ZHENENG FINANCIAL LEASING CO., LTD.

PROPOSAL #10: ELECT WANG DUANXU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Port Company Ltd

  TICKER:               601018                            CUSIP:   Y6298E100

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2016 REMUNERATION OF DIRECTORS           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF                                 ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS 2016

FINANCIAL REPORT AUDITOR AND INTERNAL CONTROL AUDITOR

 


 

 

PROPOSAL #10: APPROVE 2015 ACTUAL DAILY RELATED PARTY        ISSUER            YES             FOR                  FOR

 TRANSACTIONS AND 2016 DAILY RELATED PARTY

PROPOSAL #11: APPROVE 2016 DEBT FINANCING LIMIT                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

RELATED PARTY TRANSACTION IN CONNECTION TO ASSETS

PURCHASE ISSUANCE OF NEW SHARES

PROPOSAL #13.01: APPROVE TRANSACTION PARTIES                       ISSUER            YES             FOR                  FOR

PROPOSAL #13.02: APPROVE TARGET ASSETS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.03: APPROVE TRANSACTION MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #13.04: APPROVE TRANSACTION AMOUNT                         ISSUER            YES             FOR                  FOR

PROPOSAL #13.05: APPROVE ISSUE TYPE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #13.06: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #13.07: APPROVE TARGET SUBSCRIBERS AND                 ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #13.08: APPROVE ISSUE PRICE AND AMOUNT                  ISSUER            YES             FOR                  FOR

PROPOSAL #13.09: APPROVE ATTRIBUTION OF PROFIT AND            ISSUER            YES             FOR                  FOR

LOSS DURING THE TRANSITION PERIOD

PROPOSAL #13.10: APPROVE CONTRACTUAL OBLIGATIONS AND         ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #13.11: APPROVE LOCK-UP PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #13.12: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #13.13: APPROVE ARRANGEMENT OF EMPLOYEES               ISSUER            YES             FOR                  FOR

PROPOSAL #13.14: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE REPORT (DRAFT) ON COMPANY'S              ISSUER            YES             FOR                  FOR

ASSETS PURCHASE BY ISSUANCE OF NEW SHARES AND ITS

SUMMARY

PROPOSAL #15: APPROVE THE NOTION THAT THE TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE 4 OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #16: APPROVE THE NOTION THAT THIS                          ISSUER            YES             FOR                  FOR

TRANSACTION CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #17: APPROVE CONDITIONAL ASSETS PURCHASE              ISSUER            YES             FOR                  FOR

AGREEMENT BY ISSUANCE OF NEW SHARES

PROPOSAL #18: APPROVE CONDITIONAL SUPPLEMENTAL ASSETS        ISSUER            YES             FOR                  FOR

 PURCHASE AGREEMENT BY ISSUANCE OF NEW SHARES WITH

TRANSACTION PARTIES

PROPOSAL #19: APPROVE CONDITIONAL IMPAIRMENT                       ISSUER            YES             FOR                  FOR

COMPENSATION AGREEMENT WITH TRANSACTION PARTIES

PROPOSAL #20: APPROVE INDEPENDENCE OF APPRAISER, THE         ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #21: APPROVE RELEVANT AUDIT REPORT, REVIEW          ISSUER            YES             FOR                  FOR

REPORT AND ASSET APPRAISAL REPORT

PROPOSAL #22: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE ASSETS PURCHASE BY ISSUANCE OF NEW

SHARES

PROPOSAL #23: APPROVE FAIRNESS AND REASONABILITY                ISSUER            YES             FOR                  FOR

EXPLANATION OF THE TRANSACTION PRICING BASIS

 


 

 

PROPOSAL #24: APPROVE THE COMPLETENESS AND COMPLIANCE        ISSUER            YES             FOR                  FOR

 OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #25: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #26.01: ELECT CHU BIN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #26.02: ELECT JIANG YIPENG AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #26.03: ELECT SUN DAQING AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #26.04: ELECT CHEN ZHIANG AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #27.01: ELECT LV JING AS INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Sanxing Medical Electric Co Ltd

  TICKER:               601567                            CUSIP:   Y6298G105

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT FOR PRIVATE PLACEMENT        ISSUER            YES             FOR                  FOR

 OF NEW A SHARES

PROPOSAL #2: APPROVE PLAN ON PRIVATE PLACEMENT OF NEW        ISSUER            YES             FOR                  FOR

 A SHARES (REVISED)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Sanxing Medical Electric Co Ltd

  TICKER:               601567                            CUSIP:   Y6298G105

  MEETING DATE:   2/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Sanxing Medical Electric Co Ltd

  TICKER:               601567                            CUSIP:   Y6298G105

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE CREDIT LINE APPLICATION                       ISSUER            YES         AGAINST           AGAINST

 


 

 

PROPOSAL #8: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE ISSUANCE OF ASSET-BACKED                   ISSUER            YES             FOR                  FOR

SECURITIES OR ASSET-BACKED NOTES

PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE APPOINTMENT OF BDO CHINA SHU            ISSUER            YES             FOR                  FOR

LUN PAN CPAS LLP AS 2016 FINANCIAL AND INTERNAL

CONTROL AUDITOR

PROPOSAL #13: ELECT SU DEWEN AS INDEPENDENT DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Shanshan Co., Ltd.

  TICKER:               600884                            CUSIP:   Y6365H101

  MEETING DATE:   2/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN REGISTERED ADDRESS,            ISSUER            YES             FOR                  FOR

BUSINESS SCOPE AND AMEND ARTICLES OF ASSOCIATION

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF PROVIDING              ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Shanshan Co., Ltd.

  TICKER:               600884                            CUSIP:   Y6365H101

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 AUDITOR

PROPOSAL #7: APPROVE APPOINTMENT OF BDO CHINA SHU LUN        ISSUER            YES             FOR                  FOR

 PAN CPAS LLP AS 2016 INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 TOTAL AMOUNT OF GUARANTEE          ISSUER            YES         AGAINST           AGAINST

PROVISION

PROPOSAL #9: APPROVE 2016 DEPOSIT TRANSACTIONS IN              ISSUER            YES             FOR                  FOR

RELATED BANKS

PROPOSAL #10: APPROVE INTERNAL CONTROL SELF-                       ISSUER            YES             FOR                  FOR

EVALUATION REPORT

PROPOSAL #11: APPROVE SOCIAL RESPONSIBILITY REPORT             ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE DISPOSAL OF SHARES IN BANK OF          ISSUER            YES             FOR                  FOR

NINGBO

PROPOSAL #13: APPROVE CHANGE IN PARTIAL RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROJECTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Shanshan Co., Ltd.

  TICKER:               600884                            CUSIP:   Y6365H101

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S 2 SUBSIDIARIES'                   ISSUER            YES             FOR                  FOR

ELIGIBILITY FOR REGULATING DOMESTIC LISTED COMPANIES

OWNED ENTERPRISES LISTING OVERSEAS RELATED ISSUES

ANNOUNCEMENT

PROPOSAL #2: APPROVE OVERSEAS LISTING PLAN OF                     ISSUER            YES             FOR                  FOR

SHANSHAN BRAND OPERATION LTD

PROPOSAL #3: APPROVE OVERSEAS LISTING PLAN OF FUYIN          ISSUER            YES             FOR                  FOR

FINANCIAL LEASING SHENZHEN CO., LTD

PROPOSAL #4: APPROVE COMMITMENT OF MAINTAINING                   ISSUER            YES             FOR                  FOR

INDEPENDENT LISTING STATUS

PROPOSAL #5: APPROVE STATEMENT AND FORECAST OF                   ISSUER            YES             FOR                  FOR

SUSTAINED PROFITABILITY

PROPOSAL #6: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS RELATED TO OVERSEAS

LISTING OF SHANSHAN BRAND OPERATION LTD AND FUYIN

FINANCIAL LEASING SHENZHEN CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningbo Yunsheng Co., Ltd.

  TICKER:               600366                            CUSIP:   Y6366H100

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PAYMENT OF REMUNERATION TO                 ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINE OF CONTROLLED SUBSIDIARIES

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Building Materials Group Co., Ltd.

  TICKER:               600449                            CUSIP:   Y63663119

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

 


 

 

PROPOSAL #2: APPROVE 2016 GUARANTEE PROVISIONS FOR            ISSUER            YES             FOR                  FOR

THE BANK LOAN OF SUBSIDIARIES

PROPOSAL #3: APPROVE SIGNING OF FINANCIAL SERVICES            ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN COMPANY AND ZHONGCAI GROUP FINANCE

CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Building Materials Group Co., Ltd.

  TICKER:               600449                            CUSIP:   Y63663119

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT SUMMARY                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT ZHU YU AS SUPERVISOR                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Building Materials Group Co., Ltd.

  TICKER:               600449                            CUSIP:   Y63663119

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE GUARANTEE PROVISION PLAN                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Orient Tantalum Industry Co., Ltd.

  TICKER:               000962                            CUSIP:   Y6365R109

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #2: APPROVE 2015 APPOINTMENT OF JONTEN CPAS         ISSUER            YES             FOR                  FOR

AS FINANCIAL AND INTERNAL CONTROL AUDITOR

PROPOSAL #3: APPROVE USE OF REMAINING RAISED FUNDS TO        ISSUER            YES             FOR                  FOR

 SUPPLEMENT WORKING CAPITAL

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Orient Tantalum Industry Co., Ltd.

  TICKER:               000962                            CUSIP:   Y6365R109

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED SUSPENSION IN TRADING         ISSUER            YES             FOR                  FOR

DUE TO PLAN FOR RESTRUCTURING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Orient Tantalum Industry Co., Ltd.

  TICKER:               000962                            CUSIP:   Y6365R109

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE WRITING-OFF OF BAD DEBT AND                ISSUER            YES             FOR                  FOR

PROVISION FOR ASSET IMPAIRMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Qinglong Pipes Industry Co Ltd

  TICKER:               002457                            CUSIP:   Y6337B109

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE USE OF OWN FUNDS TO SUBSCRIBE IN        ISSUER            YES             FOR                  FOR

 PRIVATE PLACEMENT OF BEIJING HUITU TECHNOLOGY CO.,

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Qinglong Pipes Industry Co Ltd

  TICKER:               002457                            CUSIP:   Y6337B109

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 RE-APPOINTMENT OF FINANCIAL        ISSUER            YES             FOR                  FOR

 AUDITOR

PROPOSAL #8: APPROVE 2016 USE OF IDLE RAISED FUNDS TO        ISSUER            YES             FOR                  FOR

 DEVELOP SHORT-TERM FINANCIAL BUSINESS

PROPOSAL #9: APPROVE 2016 USE OF IDLE OWN FUNDS TO            ISSUER            YES             FOR                  FOR

DEVELOP SHORT-TERM FINANCIAL BUSINESS

PROPOSAL #10: ELECT MA YUE AS NON-INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ningxia Xinri Hengli Steel Wire Co., Ltd.

  TICKER:               600165                            CUSIP:   Y6365L102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2016 CREDIT LINE APPLICATION              ISSUER            YES             FOR                  FOR

FROM FINANCIAL INSTITUTION

PROPOSAL #8: APPROVE 2016 APPLICATION OF BANK                     ISSUER            YES             FOR                  FOR

ACCEPTANCE BILLS FROM HUANGHE BANK BY WHOLLY-OWNED

SUBSIDIARY

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEE FOR         ISSUER            YES         AGAINST           AGAINST

FINANCING OF SUBSIDIARY

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPOINTMENT OF 2016 INTERNAL            ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #12: APPROVE SALE OF ELECTROLYTIC COPPER BY    SHAREHOLDER        YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #13.01: ELECT LI ZONGYI AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT JI JIANQING AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.03: ELECT ZHANG WENBIN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.04: ELECT YE SEN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NMDC Ltd.

  TICKER:               526371                            CUSIP:   Y62393114

  MEETING DATE:   9/29/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

 


 

 

PROPOSAL #2: APPROVE FINAL DIVIDEND AND CONFIRM                 ISSUER            YES             FOR                  FOR

INTERIM DIVIDENDS

PROPOSAL #3: REELECT N. KOTHARI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT N.K. NANDA AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: REELECT S. ABBASI AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #7: ELECT T.R.K. RAO AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: ELECT P.K. SATPATHY AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: ELECT D.S. AHLUWALIA AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: ELECT B.S. SIHAG AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS          ISSUER            YES             FOR                  FOR

FOR THE FINANCIAL YEAR 2014-2015

PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS          ISSUER            YES             FOR                  FOR

FOR THE FINANCIAL YEAR 2015-2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Norinco International Cooperation Ltd

  TICKER:               000065                            CUSIP:   Y7742L104

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE 2016 APPLICATION FOR                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE INVESTMENT IN THE CONSTRUCTION          ISSUER            YES             FOR                  FOR

OF PAKISTAN SATA 100NW WIND POWER GENERATION

INVESTMENT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               North China Pharmaceutical Co., Ltd.

  TICKER:               600812                            CUSIP:   Y6408H100

  MEETING DATE:   3/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT YANG HAIJING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.02: ELECT LIU FENGCHAO AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.03: ELECT LIU WENFU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.04: ELECT WEI QINGJIE AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

PROPOSAL #1.05: ELECT LIU GUITONG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.06: ELECT WEI LING AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.01: ELECT WANG JINTING AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.02: ELECT WANG HUGEN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.03: ELECT WANG GUANGJI AS INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.04: WANG HUI AS INDEPENDENT DIRECTOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.05: ELECT LI JIANGTAO AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.01: ELECT CAO YAO AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.02: ELECT WANG XINMING AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.03: ELECT JIE YANRUI AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               North China Pharmaceutical Co., Ltd.

  TICKER:               600812                            CUSIP:   Y6408H100

  MEETING DATE:   5/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 PROVISION OF GUARANTEE                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS        ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #10.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

PROPOSAL #10.02: APPROVE PAR VALUE AND ISSUE PRICE             ISSUER            YES             FOR                  FOR

PROPOSAL #10.03: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #10.04: APPROVE BOND TYPE AND MATURITY                  ISSUER            YES             FOR                  FOR

PROPOSAL #10.05: APPROVE BOND INTEREST RATE                        ISSUER            YES             FOR                  FOR

DETERMINATION METHOD

PROPOSAL #10.06: APPROVE PLACING ARRANGEMENT FOR                ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #10.07: APPROVE GUARANTEE IN RELATION TO              ISSUER            YES             FOR                  FOR

BOND ISSUANCE

PROPOSAL #10.08: APPROVE USE OF PROCEEDS                              ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #10.09: APPROVE PROVISIONS ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #10.10: APPROVE UNDERWRITING MANNER                       ISSUER            YES             FOR                  FOR

PROPOSAL #10.11: APPROVE LISTING ARRANGEMENT                       ISSUER            YES             FOR                  FOR

PROPOSAL #10.12: APPROVE COMPANY CREDIT STATUS AND            ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #10.13: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               North Electro-Optic Co., Ltd.

  TICKER:               600184                            CUSIP:   Y6411N102

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INJECTION TO WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY XI'AN NORTH ELECTRO-OPTIC TECHNOLOGY

 DEFENSE CO., LTD. USING RAISED FUNDS

PROPOSAL #2: APPROVE CAPITAL INJECTION TO WHOLLY-               ISSUER            YES             FOR                  FOR

OWNED SUBSIDIARY HUBEI XINHUAGUANG INFORMATION

MATERIALS CO., LTD. USING RAISED FUNDS

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: ELECT ZHANG MINGYAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               North Electro-Optic Co., Ltd.

  TICKER:               600184                            CUSIP:   Y6411N102

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE 2015 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SUPERVISORS

PROPOSAL #8: APPROVE ADJUSTMENT OF ALLOWANCE OF                 ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #9: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #10: APPROVE 2016 LOAN PLAN FROM BINGGONG            ISSUER            YES             FOR                  FOR

FINANCE CO., AND RELATED PARTIES

PROPOSAL #11: APPROVE 2016 CAPITAL EXPENDITURE PLAN           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #12: APPROVE 2016 FINANCIAL BUDGET REPORT             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               North Mining Shares Co Ltd

  TICKER:               433                                  CUSIP:   G6661B121

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS

PROPOSAL #2.1: ELECT QIAN YI DONG AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.2: ELECT ZHANG JIA KUN AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.3: ELECT LI LI JUAN AS DIRECTOR                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.4: ELECT WILLIAM FONG AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.5: ELECT LEUNG KAR FAI AS DIRECTOR                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2.6: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #3: APPROVE ELITE PARTNERS CPA LIMITED AS            ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               North Navigation Control Technology Co Ltd

  TICKER:               600435                            CUSIP:   Y1518S104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE CAPITALIZATION OF CAPITAL                   ISSUER            YES             FOR                  FOR

RESERVES

PROPOSAL #6: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE DAILY OPERATING RELATED-PARTY            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR AND FIX          ISSUER            YES             FOR                  FOR

THE REMUNERATION

PROPOSAL #9.01: ELECT SONG TIANDE AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #9.02: ELECT WANG YONGSHENG AS INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northam Platinum Ltd

  TICKER:               NHM                                  CUSIP:   S56540156

  MEETING DATE:   11/11/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #2.1: ELECT BRIAN MOSEHLA AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT MICHAEL BECKETT AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT EMILY KGOSI AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT ERNST & YOUNG INC AS AUDITORS         ISSUER            YES         AGAINST           AGAINST

OF THE COMPANY WITH MIKE HERBST AS THE DESIGNATED

REGISTERED AUDITOR

PROPOSAL #4.1: RE-ELECT MICHAEL BECKETT AS MEMBER OF         ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #4.2: RE-ELECT RALPH HAVENSTEIN AS MEMBER OF        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #4.3: RE-ELECT EMILY KGOSI AS MEMBER OF                ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #4.4: RE-ELECT ALWYN MARTIN AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION PAID FOR THE YEAR ENDED 30 JUNE 2015

PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS'                     ISSUER            YES             FOR                  FOR

REMUNERATION FOR THE YEAR ENDING 30 JUNE 2016

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANY OR CORPORATION

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northeast Pharmaceutical Group Co., Ltd.

  TICKER:               000597                            CUSIP:   Y64112108

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BORROWINGS FROM CONTROLLING                ISSUER            YES             FOR                  FOR

SHAREHOLDER NORTHEAST PHARMACEUTICAL GROUP LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northeast Pharmaceutical Group Co., Ltd.

  TICKER:               000597                            CUSIP:   Y64112108

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER             NO              N/A                  N/A

PRIVATE PLACEMENT OF A SHARES

PROPOSAL #2.1: APPROVE TYPE AND PAR VALUE                             ISSUER             NO              N/A                  N/A

PROPOSAL #2.2: APPROVE ISSUE SIZE                                           ISSUER             NO              N/A                  N/A

 


 

 

PROPOSAL #2.3: APPROVE ISSUE MANNER                                       ISSUER             NO              N/A                  N/A

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER             NO              N/A                  N/A

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICING METHOD        ISSUER             NO              N/A                  N/A

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER             NO              N/A                  N/A

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENTS OF          ISSUER             NO              N/A                  N/A

CUMULATIVE EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER             NO              N/A                  N/A

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER             NO              N/A                  N/A

PROPOSAL #2.10: APPROVE USE OF PROCEEDS                                ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE PRIVATE PLACEMENT PLAN                         ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE DRAFT EMPLOYEE SHARE PURCHASE            ISSUER             NO              N/A                  N/A

PLAN (SUBSCRIPTION TO PRIVATE PLACEMENT) AND ITS

SUMMARY

PROPOSAL #5: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER             NO              N/A                  N/A

THE USE OF PROCEEDS

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS AS OF SEPTEMBER 30, 2015

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER             NO              N/A                  N/A

SUBSCRIPTION AGREEMENT WITH SPECIFIC TARGETS

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER             NO              N/A                  N/A

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #10: APPROVE SHAREHOLDER RETURN PLAN IN THE         ISSUER             NO              N/A                  N/A

NEXT THREE YEARS

PROPOSAL #11: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER             NO              N/A                  N/A

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

PROPOSAL #13: APPROVE PROVISION OF ENTRUSTED LOANS TO        ISSUER             NO              N/A                  N/A

 3 SUBSIDIARIES

PROPOSAL #14: APPROVE REPORT OF THE BOARD OF                       ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #15: APPROVE REPORT OF THE BOARD OF                       ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #16: APPROVE ANNUAL REPORT AND SUMMARY                  ISSUER             NO              N/A                  N/A

PROPOSAL #17: APPROVE FINANCIAL STATEMENTS                           ISSUER             NO              N/A                  N/A

PROPOSAL #18: APPROVE REPORT ON THE USAGE OF                       ISSUER             NO              N/A                  N/A

PREVIOUSLY RAISED FUNDS AS OF DECEMBER 31, 2015

PROPOSAL #19: APPROVE INTERNAL CONTROL SELF-                       ISSUER             NO              N/A                  N/A

EVALUATION REPORT

PROPOSAL #20: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS        ISSUER             NO              N/A                  N/A

 AS AUDITOR AND FIX THE REMUNERATION

PROPOSAL #21: APPROVE PROFIT DISTRIBUTION AND                     ISSUER             NO              N/A                  N/A

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #22: APPROVE 2016 FINANCING AND GUARANTEES          ISSUER             NO              N/A                  N/A

LIMIT

PROPOSAL #23: APPROVE BORROWINGS FROM CONTROLLING              ISSUER             NO              N/A                  N/A

SHAREHOLDER

 


 

 

PROPOSAL #24: APPROVE USE OF SAFETY AND SECURITY                ISSUER             NO              N/A                  N/A

FUNDS TO INVEST IN FINANCIAL PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northeast Securities Co., Ltd.

  TICKER:               000686                            CUSIP:   Y6411E102

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LI FUCHUN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northeast Securities Co., Ltd.

  TICKER:               000686                            CUSIP:   Y6411E102

  MEETING DATE:   2/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT HE JUNYAN AS NON-INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT YANG SHUCAI AS SUPERVISOR                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northeast Securities Co., Ltd.

  TICKER:               000686                            CUSIP:   Y6411E102

  MEETING DATE:   2/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RISK WARNING REGARDING DILUTION         ISSUER            YES             FOR                  FOR

IN SPOT-RETURN AND COUNTER-DILUTION MEASURES IN

CONNECTION TO THE RIGHTS ISSUANCE

PROPOSAL #2: APPROVE COMMITMENT OF DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE RIGHTS ISSUANCE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northeast Securities Co., Ltd.

  TICKER:               000686                            CUSIP:   Y6411E102

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #8: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

 


 

 

PROPOSAL #9: AMEND ASSESSMENT MANAGEMENT SYSTEM OF            ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS AND SUPERVISORS

PROPOSAL #10: APPROVE REMUNERATION STANDARD OF VICE-         ISSUER            YES             FOR                  FOR

CHAIRMAN OF BOARD OF SUPERVISORS TANG ZHIPING

PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE ESTABLISHMENT OF HONG KONG                ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #13: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northeast Securities Co., Ltd.

  TICKER:               000686                            CUSIP:   Y6411E102

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INJECTION IN DONGZHENG          ISSUER            YES             FOR                  FOR

RONGHUI SECURITIES ASSET MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northern United Publishing & Media (Group) Co Ltd.

  TICKER:               601999                            CUSIP:   Y52614107

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ZHANG DONGPING AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northern United Publishing & Media (Group) Co Ltd.

  TICKER:               601999                            CUSIP:   Y52614107

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT WANG QIU AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.1: ELECT YANG JIANJUN AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT ZHANG DONGPING AS NON-                     SHAREHOLDER        YES             FOR                  N/A

INDEPENDENT DIRECTOR

PROPOSAL #2.3: ELECT YUAN XIAOXING AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #2.4: ELECT CHEN CHUANG AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.5: ELECT BAN FENG AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.6: ELECT WANG QI AS NON-INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.7: ELECT FAN WENNAN AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.8: ELECT XIAO DONGFA AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.9: ELECT CHEN FAN AS INDEPENDENT DIRECTOR   SHAREHOLDER        YES             FOR                  N/A

 


 

 

PROPOSAL #2.10: ELECT YU YINGMIN AS INDEPENDENT             SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.11: ELECT SHI DONGHUI AS INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northern United Publishing & Media (Group) Co Ltd.

  TICKER:               601999                            CUSIP:   Y52614107

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INVESTMENT IN THE ESTABLISHMENT         ISSUER            YES             FOR                  FOR

OF BOHONG CULTURAL INDUSTRY VENTURE CAPITAL FUND

PROPOSAL #2: APPROVE USE OF INTEREST FROM RAISED                ISSUER            YES             FOR                  FOR

FUNDS TO INVEST IN THE ESTABLISHMENT OF WHOLLY-OWNED

SUBSIDIARY AND CAPITAL INJECTION TO SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Northern United Publishing & Media (Group) Co Ltd.

  TICKER:               601999                            CUSIP:   Y52614107

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Novatek Microelectronics Corp. Ltd.

  TICKER:               3034                                CUSIP:   Y64153102

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Novolipetsk Steel

  TICKER:               NLMK                                CUSIP:   67011E204

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 0.93            ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST SIX MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Novolipetsk Steel

  TICKER:               NLMK                                CUSIP:   67011E204

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 1.95            ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

PROPOSAL #2.1: APPROVE NEW EDITION OF CHARTER                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE NEW EDITION OF REGULATIONS ON         ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #2.3: APPROVE NEW EDITION OF REGULATIONS ON         ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #2.4: TERMINATE COMPANY'S CORPORATE                       ISSUER            YES             FOR                  FOR

GOVERNANCE STATEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Novolipetsk Steel

  TICKER:               NLMK                                CUSIP:   67011E204

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE  FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE INTERIM DIVIDENDS FOR FIRST                ISSUER            YES             FOR                  FOR

THREE MONTHS OF FISCAL 2016

PROPOSAL #5.1: ELECT OLEG BAGRIN AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #5.2: ELECT THOMAS VERASZTO AS DIRECTOR                ISSUER            YES             FOR                  N/A

PROPOSAL #5.3: ELECT HELMUT WIESER AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #5.4: ELECT NIKOLAY GAGARIN AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #5.5: ELECT VLADIMIR LISIN AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.6: ELECT KAREN SARKISOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.7: ELECT STANISLAV SHEKSHNYA AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #5.8: ELECT BENEDICT SCIORTINO AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #5.9: ELECT FRANZ STRUZL AS DIRECTOR                      ISSUER            YES             FOR                  N/A

PROPOSAL #6: ELECT OLEG BAGRIN AS GENERAL DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT VIOLETTA VORONOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7.2: ELECT TATYANA GORBUNOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7.3: ELECT YULIYA KUNIKHINA AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

 


 

 

PROPOSAL #7.4: ELECT  MIKHAIL MAKEEV AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7.5: ELECT OKSANA PUTILINA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: RATIFY RAS AUDITOR                                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: RATIFY IFRS  AUDITOR                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Novolipetsk Steel

  TICKER:               NLMK                                CUSIP:   X58996103

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 0.93            ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST SIX MONTHS OF FISCAL 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Novolipetsk Steel

  TICKER:               NLMK                                CUSIP:   X58996103

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 1.95            ISSUER            YES             FOR                  FOR

PER SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

PROPOSAL #2.1: APPROVE NEW EDITION OF CHARTER                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE NEW EDITION OF REGULATIONS ON         ISSUER            YES             FOR                  FOR

GENERAL MEETINGS

PROPOSAL #2.3: APPROVE NEW EDITION OF REGULATIONS ON         ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS

PROPOSAL #2.4: TERMINATE COMPANY'S CORPORATE                       ISSUER            YES             FOR                  FOR

GOVERNANCE STATEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Novolipetsk Steel

  TICKER:               NLMK                                CUSIP:   X58996103

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE  FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE INTERIM DIVIDENDS FOR FIRST                ISSUER            YES             FOR                  FOR

THREE MONTHS OF FISCAL 2016

PROPOSAL #5.1: ELECT OLEG BAGRIN AS DIRECTOR                       ISSUER            YES         AGAINST               N/A

PROPOSAL #5.2: ELECT THOMAS VERASZTO AS DIRECTOR                ISSUER            YES             FOR                  N/A

PROPOSAL #5.3: ELECT HELMUT WIESER AS DIRECTOR                    ISSUER            YES             FOR                  N/A

PROPOSAL #5.4: ELECT NIKOLAY GAGARIN AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #5.5: ELECT VLADIMIR LISIN AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

 


 

 

PROPOSAL #5.6: ELECT KAREN SARKISOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #5.7: ELECT STANISLAV SHEKSHNYA AS DIRECTOR         ISSUER            YES             FOR                  N/A

PROPOSAL #5.8: ELECT BENEDICT SCIORTINO AS DIRECTOR           ISSUER            YES         AGAINST               N/A

PROPOSAL #5.9: ELECT FRANZ STRUZL AS DIRECTOR                      ISSUER            YES             FOR                  N/A

PROPOSAL #6: ELECT OLEG BAGRIN AS GENERAL DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT VIOLETTA VORONOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7.2: ELECT TATYANA GORBUNOVA AS MEMBER OF          ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7.3: ELECT YULIYA KUNIKHINA AS MEMBER OF            ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7.4: ELECT  MIKHAIL MAKEEV AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #7.5: ELECT OKSANA PUTILINA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: RATIFY RAS AUDITOR                                           ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: RATIFY IFRS  AUDITOR                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               NTPC Ltd.

  TICKER:               532555                            CUSIP:   Y6421X116

  MEETING DATE:   9/18/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: REELECT A.K. JHA AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT U.P. PANI AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #6: ELECT A.K. SINGH AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT K.K. SHARMA AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: AUTHORIZE ISSUANCE OF BONDS/DEBENTURES           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nuode Investment Co., Ltd.

  TICKER:               600110                            CUSIP:   Y1293M108

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE PROVISION OF COUNTER-GUARANTEE          ISSUER            YES             FOR                  FOR

TO XINING ECONOMIC AND TECHNOLOGICAL DEVELOPMENT ZONE

 DEVELOPMENT GROUP CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Nuode Investment Co., Ltd.

  TICKER:               600110                            CUSIP:   Y1293M108

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO FULLY         ISSUER            YES             FOR                  FOR

HANDLE THE APPROVAL FOR APPLICATION OF FINANCING FROM

 FINANCIAL AND NON-FINANCIAL INSTITUTIONS BY COMPANY

AND ITS SUBSIDIARIES BEGINNING THE MEETING DATE OF

THE 2015 AGM UNTIL THE MEETING DATE OF THE 20

PROPOSAL #7: APPROVE GUARANTEE PROVISION BY COMPANY          ISSUER            YES             FOR                  FOR

AND ITS SUBSIDIARIES IN CONNECTION TO THE FINANCING

BEGINNING THE MEETING DATE OF THE 2015 AGM UNTIL THE

MEETING DATE OF THE 2016 AGM

PROPOSAL #8: APPROVE AUTHORIZATION OF OPERATIONS                ISSUER            YES             FOR                  FOR

LEVEL'S APPLICATION OF SHORT-TERM FINANCING

PROPOSAL #9: APPROVE 2016 EXPENSES ESTIMATE FOR BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS

PROPOSAL #10: APPROVE 2015 REPORT OF THE INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               OBI Pharma Inc.

  TICKER:               4174                                CUSIP:   Y64270104

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #7: APPROVE COMPANY'S LONG TERM FUND RAISING        ISSUER            YES             FOR                  FOR

 PLAN

PROPOSAL #8.1: ELECT FENG CHEN YU WITH ID                            ISSUER            YES             FOR                  FOR

NO.Y120430XXX AS INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #8.2: ELECT CHANG CHUNG MING WITH ID                     ISSUER            YES             FOR                  FOR

NO.F100818XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.3: ELECT WANG TAI CHANG WITH ID                        ISSUER            YES             FOR                  FOR

NO.H120000XXX AS INDEPENDENT DIRECTOR

PROPOSAL #8.4: ELECT ZHANG NIAN CI, A REPRESENTATIVE    SHAREHOLDER        YES         AGAINST               N/A

OF YI TAI INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.54, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.5: ELECT ZENG DA MENG, A REPRESENTATIVE      SHAREHOLDER        YES         AGAINST               N/A

OF YI TAI INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.54, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #8.6: ELECT NON-INDEPENDENT DIRECTOR NO.1         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8.7: ELECT NON-INDEPENDENT DIRECTOR NO.2         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8.8: ELECT NON-INDEPENDENT DIRECTOR NO.3         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8.9: ELECT NON-INDEPENDENT DIRECTOR NO.4         SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND REPRESENTATIVES

PROPOSAL #10: OTHER BUSINESS                                                   ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceana Group Ltd.

  TICKER:               OCE                                  CUSIP:   S57090102

  MEETING DATE:   7/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONVERSION OF PAR VALUE ORDINARY        ISSUER            YES             FOR                  FOR

 SHARES TO NO PAR VALUE ORDINARY SHARES

PROPOSAL #2: APPROVE INCREASE IN AUTHORISED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #3: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORISE ISSUE OF 30% OR MORE OF THE            ISSUER            YES             FOR                  FOR

COMPANY'S ORDINARY SHARES FOR THE PURPOSE OF

IMPLEMENTING THE RIGHTS OFFER

PROPOSAL #5: AUTHORISE COMPANY TO EXCLUDE HOLDERS OF         ISSUER            YES             FOR                  FOR

TREASURY SHARES FROM PARTICIPATING IN THE RIGHTS

PROPOSAL #6: APPROVE ACQUISITION BY OCEANA GROUP                ISSUER            YES             FOR                  FOR

LIMITED OF DAYBROOK FISHERIES, INC THROUGH OCEANA US

HOLDINGS CORPORATION, A WHOLLY OWNED US SUBSIDIARY OF

 THE COMPANY

PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS FOR THE PURPOSE OF

IMPLEMENTING THE RIGHTS OFFER

PROPOSAL #8: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceana Group Ltd.

  TICKER:               OCE                                  CUSIP:   S57090102

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT ALETHEA CONRAD AS DIRECTOR             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #1.2: RE-ELECT PETER DE BEYER AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT TAKULA TAPELA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: RE-ELECT IMRAAN SOOMRA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY

PROPOSAL #3.1: RE-ELECT ZARINA BASSA AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT PETER DE BEYER AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT SAAMSOODEIN PATHER AS MEMBER         ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #4: APPROVE REMUNERATION POLICY                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES         AGAINST           AGAINST

OR INTER-RELATED COMPANIES AND OTHERS

PROPOSAL #6: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #8.1: APPROVE DECREASE IN NUMBER OF                       ISSUER            YES             FOR                  FOR

AUTHORISED SHARES OF THE COMPANY

PROPOSAL #8.2: AMEND MEMORANDUM OF INCORPORATION                ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   11/2/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE TARGET SUBSCRIBERS AND ISSUE          ISSUER            YES             FOR                  FOR

MANNER

PROPOSAL #2.3: APPROVE BOND MATURITY AND TYPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE BOND INTEREST RATE                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE SPECIAL ACCOUNT FOR RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.8: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.9: APPROVE LISTING OF THE BONDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF CORPORATE          ISSUER            YES             FOR                  FOR

BONDS

 


 

 

PROPOSAL #3.1: APPROVE ISSUE SIZE IN CONNECTION TO            ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF CORPORATE BONDS

PROPOSAL #3.2: APPROVE TARGET SUBSCRIBERS AND ISSUE          ISSUER            YES             FOR                  FOR

MANNER IN CONNECTION TO PRIVATE PLACEMENT OF

CORPORATE BONDS

PROPOSAL #3.3: APPROVE BOND MATURITY AND TYPE IN                ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT OF CORPORATE BONDS

PROPOSAL #3.4: APPROVE BOND INTEREST RATE IN                       ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT OF CORPORATE BONDS

PROPOSAL #3.5: APPROVE GUARANTEE PROVISION IN                     ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT OF CORPORATE BONDS

PROPOSAL #3.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

 IN CONNECTION TO PRIVATE PLACEMENT OF CORPORATE

PROPOSAL #3.7: APPROVE SPECIAL ACCOUNT FOR RAISED              ISSUER            YES             FOR                  FOR

FUNDS IN CONNECTION TO PRIVATE PLACEMENT OF CORPORATE

 BONDS

PROPOSAL #3.8: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT  IN CONNECTION TO PRIVATE PLACEMENT OF

CORPORATE BONDS

PROPOSAL #3.9: APPROVE TRADING OF THE BONDS IN                   ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT OF CORPORATE BONDS

PROPOSAL #3.10: APPROVE RESOLUTION VALIDITY PERIOD IN        ISSUER            YES             FOR                  FOR

 CONNECTION TO PRIVATE PLACEMENT OF CORPORATE BONDS

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

PROPOSAL #5.1: ELECT CHEN FEIXIANG AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.2: ELECT ZHU CIYUN AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE INVESTMENT IN MARKETABLE                     ISSUER            YES             FOR                  FOR

SECURITIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES             FOR                  FOR

GUARANTEES TO BEIJING SHANHAITIAN RESOURCE TRADING

CO., LTD APPLIED BY WHOLLY OWNED SUBSIDIARY, SHENZHEN

 GUANGCAI PROPERTIES CO., LTD.

PROPOSAL #2: APPROVE PROVISION OF DEBT RESTRUCTURING         ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY OWNED SUBSIDIARIES, BEIJING

XINGHUO REAL ESTATE DEVELOPMENT CO., LTD AND BEIJING

FANHAI DONGFENG PROPERTIES CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF FINANCIAL                        ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY OWNED SUBSIDIARY, ZHEJIANG

FANHAI CONSTRUCTION INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE PARTICIPATION IN THE INVESTMENT         ISSUER            YES             FOR                  FOR

AND CONSTRUCTION OF INDONESIA JAVA NO.5 COAL-FIRED

POWER PLANT PROJECT

PROPOSAL #2: APPROVE GUARANTEE PROVISION TO INDONESIA   SHAREHOLDER        YES             FOR                  FOR

 JAVA NO. 5 COAL-FIRED POWER PLANT PROJECT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CAPITAL INJECTION TO CONTROLLED         ISSUER            YES             FOR                  FOR

SUBSIDIARY MINSHENG SECURITIES CO., LTD.

PROPOSAL #2: CAPITAL INJECTION TO INDIRECT CONTROLLED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY MINSHENG FUTURES LIMITED

PROPOSAL #3: ELECT ZANG WEI AS SUPERVISOR                        SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE IMPLEMENTATION OF CAPITAL                   ISSUER            YES             FOR                  FOR

INCREASE IN INDIRECT WHOLLY-OWNED SUBSIDIARY WUHAN

CENTRAL BUSINESS DISTRICT CONSTRUCTION INVESTMENT

CO., LTD.

PROPOSAL #2: APPROVE IMPLEMENTATION OF CAPITAL                   ISSUER            YES             FOR                  FOR

INCREASE IN WHOLLY-OWNED SUBSIDIARY OCEANWIDE EQUITY

INVESTMENT MANAGEMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   2/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF PARTIAL EQUITY IN        ISSUER            YES             FOR                  FOR

 CHINA MINSHENG TRUST CO., LTD

PROPOSAL #2: APPROVE PARTICIPATION IN THE CAPITAL              ISSUER            YES             FOR                  FOR

INCREASE OF CHINA MINSHENG TRUST CO., LTD

PROPOSAL #3: APPROVE PROVISION OF FINANCING                        ISSUER            YES             FOR                  FOR

GUARANTEES TO OVERSEAS INDIRECT SUBSIDIARY OCEANWIDE

HOLDINGS INTERNATIONAL LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

 


 

 

PROPOSAL #3: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #5: APPROVE 2016 PROVISION OF GUARANTEES              ISSUER            YES         AGAINST           AGAINST

BETWEEN CONTROLLED SUBSIDIARIES

PROPOSAL #6: APPROVE PROVISION OF FINANCING GUARANTEE        ISSUER            YES             FOR                  FOR

 TO WHOLLY-OWNED SUBSIDIARY BEIJING SHANHAITIAN

MATERIALS TRADING CO., LTD.

PROPOSAL #7: APPROVE PROVISION OF FINANCING GUARANTEE        ISSUER            YES             FOR                  FOR

 TO WHOLLY-OWNED SUBSIDIARY WUHAN CENTRAL BUSINESS

DISTRICT CONSTRUCTION INVESTMENT CO., LTD.

PROPOSAL #8: APPROVE PROVISION OF FINANCING GUARANTEE        ISSUER            YES             FOR                  FOR

 TO WHOLLY-OWNED SUBSIDIARY WUHAN CENTER BUILDING

DEVELOPMENT AND INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW A SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2016 PLAN FOR PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW A SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #6: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH CHINA OCEANWIDE HOLDINGS

GROUP CO., LTD.

PROPOSAL #7: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #8: APPROVE SELF-INSPECTION REPORT ON                   ISSUER            YES             FOR                  FOR

COMPANY'S REAL ESTATE BUSINESS

 


 

 

PROPOSAL #9: APPROVE COMMITMENT BY DIRECTORS,                     ISSUER            YES             FOR                  FOR

SUPERVISORS, SENIOR MANAGEMENT MEMBERS, CONTROLLING

SHAREHOLDER AND ULTIMATE CONTROLLING SHAREHOLDER IN

COMPANY'S REAL ESTATE BUSINESS

PROPOSAL #10: APPROVE DILUTION IN SPOT-RETURN AND              ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES IN CONNECTION TO THE

PRIVATE PLACEMENT

PROPOSAL #11: APPROVE COMMITMENT BY DIRECTORS, SENIOR        ISSUER            YES             FOR                  FOR

 MANAGEMENT MEMBERS, CONTROLLING SHAREHOLDERS AND

ULTIMATE CONTROLLING SHAREHOLDER REGARDING COUNTER-

DILUTION MEASURES IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #12: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oceanwide Holdings Co., Ltd.

  TICKER:               000046                            CUSIP:   Y8345D101

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCING GUARANTEE        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #3: ELECT WANG TONG AS SUPERVISOR                       SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Odontoprev S.A.

  TICKER:               ODPV3                              CUSIP:   P7344M104

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE CAPITAL BUDGET AND ALLOCATION OF        ISSUER            YES             FOR                  FOR

 INCOME AND DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

 


 

 

PROPOSAL #4: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Offshore Oil Engineering Co., Ltd.

  TICKER:               600583                            CUSIP:   Y6440J106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER             NO              N/A                  N/A

AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: ELECT ZHU LEI AS NON-INDEPENDENT                 SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #7: ELECT ZHU LEI AS NON-INDEPENDENT                 SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               OHL Mexico S.A.B. de C.V.

  TICKER:               OHLMEX                            CUSIP:   P7356Z100

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT OR RATIFY DIRECTORS AND MEMBERS OF        ISSUER            YES             FOR                  FOR

 AUDIT AND CORPORATE PRACTICES COMMITTEES

PROPOSAL #2: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

PROGRAM

PROPOSAL #3: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               OHL Mexico S.A.B. de C.V.

  TICKER:               OHLMEX *                        CUSIP:   P7356Z100

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: PRESENT REPORT OF AUDIT AND CORPORATE         ISSUER            YES             FOR                  FOR

PRACTICES COMMITTEES IN ACCORDANCE WITH ARTICLE 43 OF

 SECURITIES MARKET LAW

 


 

 

PROPOSAL #1.b: PRESENT REPORTS OF CEO, EXTERNAL                 ISSUER            YES             FOR                  FOR

AUDITOR AND FISCAL OBLIGATIONS COMPLIANCE, AND

BOARD'S OPINION ON CEO'S REPORT IN ACCORDANCE WITH

ARTICLE 44 OF SECURITIES MARKET LAW

PROPOSAL #1.c: PRESENT BOARD'S REPORT ON FINANCIAL            ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS AND PRESENT REPORT

ON ACTIVITIES AND OPERATIONS UNDERTAKEN BY BOARD

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: SET AGGREGATE NOMINAL AMOUNT OF SHARE            ISSUER            YES             FOR                  FOR

REPURCHASE RESERVE

PROPOSAL #5: ELECT OR RATIFY DIRECTORS, ALTERNATES,          ISSUER            YES         AGAINST           AGAINST

CHAIRMEN OF SPECIAL COMMITTEES AND SECRETARIES;

APPROVE THEIR REMUNERATION; VERIFY INDEPENDENCE OF

BOARD MEMBERS

PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oi S.A.

  TICKER:               OIBR4                              CUSIP:   670851302

  MEETING DATE:   9/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPOINT INDEPENDENT FIRM TO PREPARE                ISSUER            YES             FOR                  FOR

VALUATION REPORTS  RE: TELEMAR PARTICIPACOES S.A.

(TMARPART) AND OI S.A.

PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISALS             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AGREEMENT TO ABSORB TELEMAR                ISSUER            YES             FOR                  FOR

PARTICIPACOES S.A. BY OI S.A.

PROPOSAL #4: APPROVE ABSORPTION OF TELEMAR                          ISSUER            YES             FOR                  FOR

PARTICIPACOES S.A.

PROPOSAL #5: AMEND BYLAWS                                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CONVERSION OF PREFERRED SHARES          ISSUER            YES             FOR                  FOR

INTO COMMON SHARES

PROPOSAL #7: AUTHORIZE BOARD TO IMPLEMENT THE                     ISSUER            YES             FOR                  FOR

CONVERSION OF PREFERRED SHARES INTO COMMON SHARES

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #10: AMEND ARTICLE 5 TO REFLECT CHANGES IN          ISSUER            YES             FOR                  FOR

CAPITAL DUE TO THE CAPITALIZATION OF RESERVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oi S.A.

  TICKER:               OIBR4                              CUSIP:   670851401

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oi S.A.

  TICKER:               OIBR4                              CUSIP:   P73531108

  MEETING DATE:   9/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPOINT INDEPENDENT FIRM TO PREPARE                ISSUER            YES             FOR                  FOR

VALUATION REPORTS  RE: TELEMAR PARTICIPACOES S.A.

(TMARPART) AND OI S.A.

PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISALS             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AGREEMENT TO ABSORB TELEMAR                ISSUER            YES             FOR                  FOR

PARTICIPACOES S.A. BY OI S.A.

PROPOSAL #4: APPROVE ABSORPTION OF TELEMAR                          ISSUER            YES             FOR                  FOR

PARTICIPACOES S.A.

PROPOSAL #5: AMEND BYLAWS                                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE CONVERSION OF PREFERRED SHARES          ISSUER            YES             FOR                  FOR

INTO COMMON SHARES

PROPOSAL #7: AUTHORIZE BOARD TO IMPLEMENT THE                     ISSUER            YES             FOR                  FOR

CONVERSION OF PREFERRED SHARES INTO COMMON SHARES

PROPOSAL #8: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

PROPOSAL #10: AMEND ARTICLE 5 TO REFLECT CHANGES IN          ISSUER            YES             FOR                  FOR

CAPITAL DUE TO THE CAPITALIZATION OF RESERVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oi S.A.

  TICKER:               OIBR4                              CUSIP:   P73531108

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: ELECT ALTERNATE DIRECTORS                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oi S.A.

  TICKER:               OIBR4                              CUSIP:   P73531108

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT AND FISCAL COUNCIL MEMBERS

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBER AND               SHAREHOLDER         NO              N/A                  N/A

ALTERNATE APPOINTED BY MINORITY SHAREHOLDER

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oi S.A.

  TICKER:               OIBR4                              CUSIP:   P73531116

  MEETING DATE:   9/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR AND ALTERNATE NOMINATED      SHAREHOLDER        YES         AGAINST               N/A

BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oi S.A.

  TICKER:               OIBR4                              CUSIP:   P73531116

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER NOMINATED BY   SHAREHOLDER        YES         AGAINST               N/A

 PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oil & Natural Gas Corporation Ltd.

  TICKER:               500312                            CUSIP:   Y64606133

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND APPROVE            ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: ELECT S. SHANKER AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

JOINT STATUTORY AUDITORS

PROPOSAL #5: ELECT U. P. SINGH AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT A. K. DWIVEDI AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT A. DAS AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT V. P. MAHAWAR AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oil India Ltd

  TICKER:               533106                            CUSIP:   Y64210100

  MEETING DATE:   9/26/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND FINAL                 ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #3: REELECT N.K.SRIVASTAVA AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

 


 

 

PROPOSAL #5: ELECT B. ROY AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT P. K. SHARMA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Omnia Holdings Ltd

  TICKER:               OMN                                  CUSIP:   S58080102

  MEETING DATE:   9/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2015

PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY WITH ERIC MACKEOWN AS THE

INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR

REMUNERATION

PROPOSAL #3: RE-ELECT SIZWE MNCWANGO AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #4: RE-ELECT STEPHANUS LOUBSER AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT FRANK BUTLER AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: RE-ELECT RONALD BOWEN AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT WAYNE KOONIN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: RE-ELECT HESTER HICKEY AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #8.2: RE-ELECT DAISY NAIDOO AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #8.3: RE-ELECT FRANK BUTLER AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT COMMITTEE

PROPOSAL #9: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #10: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED                ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #12.1: APPROVE NON-EXECUTIVE DIRECTORS' FEES        ISSUER            YES             FOR                  FOR

PROPOSAL #12.2: APPROVE CHAIRMAN'S FEES                                ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE FINANCIAL ASSISTANCE TO RELATED        ISSUER            YES             FOR                  FOR

 OR INTER-RELATED COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               O-Net Communications (Group) Ltd.

  TICKER:               00877                              CUSIP:   G6771C100

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE ENGLISH NAME AND ADOPT CHINESE            ISSUER            YES             FOR                  FOR

NAME

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               O-Net Technologies (Group) Ltd.

  TICKER:               877                                  CUSIP:   G6771C100

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT CHEN ZHUJIANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT HUANG BIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT ZHAO WEI AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               OPAP (Greek Organisation of Football Prognostics SA)

  TICKER:               OPAP                                CUSIP:   X3232T104

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIRECTOR REMUNERATION FOR 2015           ISSUER            YES             FOR                  FOR

PROPOSAL #5: PRE-APPROVE DIRECTOR REMUNERATION FOR            ISSUER            YES             FOR                  FOR

2016

PROPOSAL #6: RATIFY AUDITORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

PROPOSAL #8: RATIFY EXECUTED CONTRACT WITH HELLENIC          ISSUER            YES             FOR                  FOR

LOTTERIES S.A. REGARDING THE TRADEMARK ''BLACK JACK

IN AN INSTANT''

PROPOSAL #9: RATIFY EXECUTED CONTRACT WITH HELLENIC          ISSUER            YES             FOR                  FOR

LOTTERIES S.A. REGARDING THE TRADEMARK ''ACE AND

PROPOSAL #10: APPROVE EUR 33.5 MILLION GUARANTEE IN          ISSUER            YES             FOR                  FOR

FAVOR OF SUBSIDIARY HELLENIC-LOTTERIES S.A.

PROPOSAL #11: APPROVE EUR 5 MILLION GUARANTEE IN                ISSUER            YES             FOR                  FOR

FAVOR OF SUBSIDIARY HORSE RACES S.A.

PROPOSAL #12: APPROVE EUR 16.75 MILLION GUARANTEE              ISSUER            YES             FOR                  FOR

WITH SIGNATURE DATE DEC. 22, 2015 IN FAVOR OF

SUBSIDIARY HELLENIC-LOTTERIES S.A.

 


 

 

PROPOSAL #13: APPROVE EUR 16.75 MILLION GUARANTEE              ISSUER            YES             FOR                  FOR

WITH SIGNATURE DATE DEC. 30, 2015 IN FAVOR OF

SUBSIDIARY HELLENIC-LOTTERIES S.A.

PROPOSAL #14: APPROVE GBP 100,000 GUARANTEE IN FAVOR         ISSUER            YES             FOR                  FOR

OF SUBSIDIARY HORSE RACES S.A.

PROPOSAL #15: APPROVE EUR 2 MILLION GUARANTEE IN                ISSUER            YES             FOR                  FOR

FAVOR OF SUBSIDIARY HORSE RACES S.A.

PROPOSAL #16: APPROVE EUR 632,499 GUARANTEE IN FAVOR         ISSUER            YES             FOR                  FOR

OF SUBSIDIARY HORSE RACES S.A.

PROPOSAL #17: APPROVE EUR 2 MILLION GUARANTEE IN                ISSUER            YES             FOR                  FOR

FAVOR OF SUBSIDIARY HORSE RACES S.A.

PROPOSAL #18: APPROVE EXECUTIVE INCENTIVE BONUS PLAN         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               OPAP (Greek Organisation of Football Prognostics SA)

  TICKER:               OPAP                                CUSIP:   X3232T104

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CHANGE LOCATION OF COMPANY HEADQUARTERS         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DIRECTOR AND APPROVE INCREASE IN          ISSUER            YES             FOR                  FOR

BOARD SIZE

PROPOSAL #3.1: APPROVE AMENDMENT OF EMPLOYMENT                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH KAMIL ZIEGLER

PROPOSAL #3.2: APPROVE AMENDMENT OF EMPLOYMENT                   ISSUER            YES             FOR                  FOR

AGREEMENT WITH MICHAL HOUST

PROPOSAL #4: APPROVE EMPLOYMENT AGREEMENT WITH DAMIAN        ISSUER            YES             FOR                  FOR

 COPE

PROPOSAL #5: APPROVE DISTRIBUTION OF UNDISTRIBUTED            ISSUER            YES             FOR                  FOR

EARNINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               OptoTech Corporation

  TICKER:               2340                                CUSIP:   Y6494C106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #3: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #6: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #7: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oracle Financial Services Software Ltd.

  TICKER:               532466                            CUSIP:   Y3864R102

  MEETING DATE:   9/11/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT D.H. WILLIAMS AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT C. KAMAT AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT S. WELLINGTON AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: CONFIRM INTERIM DIVIDEND AND DECLARE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #6: APPROVE S. R. BATLIBOI & ASSOCIATES LLP         ISSUER            YES             FOR                  FOR

AS STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #7: APPROVE S. R. BATLIBOI & ASSOCIATES LLP         ISSUER            YES             FOR                  FOR

AS BRANCH AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #8: ELECT M. SMITH AS DIRECTOR                                ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT S. SRINIVASAN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Orange Polska S.A.

  TICKER:               OPL                                  CUSIP:   X5984X100

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #7.1: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #7.2: APPROVE FINANCIAL STATEMENTS FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #7.3: APPROVE ALLOCATION OF INCOME AND                 ISSUER            YES             FOR                  FOR

DIVIDENDS OF PLN 0.25 PER SHARE

PROPOSAL #7.4: APPROVE TREATMENT OF NET LOSS FROM              ISSUER            YES             FOR                  FOR

PREVIOUS YEARS

PROPOSAL #7.5: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

PROPOSAL #7.6: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #7.7a: APPROVE DISCHARGE OF SUPERVISORY                ISSUER            YES             FOR                  FOR

BOARD MEMBERS

PROPOSAL #7.7b: APPROVE DISCHARGE OF MANAGEMENT BOARD        ISSUER            YES             FOR                  FOR

 MEMBERS

PROPOSAL #8: RECALL OR ELECT SUPERVISORY BOARD MEMBER        ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Orascom Construction Ltd

  TICKER:               OC                                    CUSIP:   M7S2CN103

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY 2015

PROPOSAL #2: REAPPOINT SALMAN BUTT AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REAPPOINT ARIF NAQVI AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: REAPPOINT SAMI HADDAD AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: REAPPOINT JEROME GUIRAUD AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6: REAPPOINT KPMG LLP AS AUDITORS                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #8: AUTHORIZE REPURCHASE AND CANCELLATION OF        ISSUER            YES             FOR                  FOR

 280.113 ORDINARY SHARES HELD BY CEMENTECH LIMITED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Orascom Telecom Media and Technology Holding SAE

  TICKER:               OTMT                                CUSIP:   M7525Q109

  MEETING DATE:   5/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT STANDALONE AND CONSOLIDATED                 ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #5: ELECT NEW BOARD OF DIRECTORS (BUNDLED)           ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 2016

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #8: RATIFY DECISIONS OF THE BOARD OF                     ISSUER             NO              N/A                  N/A

DIRECTORS DURING FY 2015

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS FOR          ISSUER             NO              N/A                  N/A

FY 2015 AND FY 2016

PROPOSAL #10: APPROVE CHARITABLE DONATIONS FOR FY              ISSUER             NO              N/A                  N/A

2015 AND FY 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ORG Packaging Co. Ltd.

  TICKER:               002701                            CUSIP:   Y6S74V102

  MEETING DATE:   11/13/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND PLACING        ISSUER            YES             FOR                  FOR

 ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.4: APPROVE BOND INTEREST RATE AND METHOD         ISSUER            YES             FOR                  FOR

OF DETERMINATION

PROPOSAL #2.5: APPROVE BOND MATURITY AND TYPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE GUARANTEE PROVISION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE UNDERWRITING MANNER                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ORG Packaging Co. Ltd.

  TICKER:               002701                            CUSIP:   Y6S74V102

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF PARTIAL EQUITY IN        ISSUER            YES             FOR                  FOR

 CPMC HOLDINGS LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ORG Packaging Co. Ltd.

  TICKER:               002701                            CUSIP:   Y6S74V102

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENTS TO THE 2015 PLAN FOR        ISSUER            YES             FOR                  FOR

 PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #1.1: APPROVE ISSUE SIZE AND SUBSCRIPTION            ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #1.2: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO THE 2015 PLAN FOR         ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #3: APPROVE AMENDMENTS TO THE 2015                        ISSUER            YES             FOR                  FOR

FEASIBILITY ANALYSIS REPORT ON THE INTENDED USAGE OF

RAISED FUNDS

PROPOSAL #4: APPROVE CONDITIONAL SUPPLEMENTAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT IN CONNECTION TO PRIVATE

PLACEMENT

 


 

 

PROPOSAL #5: APPROVE THE NOTION THAT THE PLAN FOR              ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES CONSTITUTES AS

RELATED PARTY TRANSACTION

PROPOSAL #6: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY CONTROLLING SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ORG Packaging Co. Ltd.

  TICKER:               002701                            CUSIP:   Y6S74V102

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE APPLICATION FOR COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES

PROPOSAL #8: APPROVE RE-APPOINTMENT OF                                 ISSUER            YES             FOR                  FOR

PRICEWATERHOUSECOOPERS ZHONG TIAN LLP OF 2016 AUDITOR

PROPOSAL #9: APPROVE PROVISION OF GUARANTEES WITHIN          ISSUER            YES         AGAINST           AGAINST

THE SCOPE OF CONSOLIDATED FINANCIAL STATEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ORG Packaging Co. Ltd.

  TICKER:               002701                            CUSIP:   Y6S74V102

  MEETING DATE:   5/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF SHARES

PROPOSAL #2.1: APPROVE ISSUE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE SIZE AND SUBSCRIPTION            ISSUER            YES             FOR                  FOR

METHOD

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRICE BASIS             ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP ARRANGEMENT                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE USE OF PROCEEDS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

CUMULATIVE EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SUBSCRIPTION                     ISSUER            YES             FOR                  FOR

AGREEMENT

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #9: APPROVE EXEMPTION FROM THE TENDER OFFER         ISSUER            YES             FOR                  FOR

OBLIGATION BY THE CONTROLLING SHAREHOLDER AND PARTIES

 IN CONCERT

PROPOSAL #10: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE APPLICATION OF WRITE-OFF                   ISSUER            YES             FOR                  FOR

FOREIGN INVESTMENT ENTERPRISE PERMIT AND CHANGE OF

CORPORATE FORM FROM SINO-FOREIGN JOINT VENTURE TO

DOMESTIC ENTERPRISE

PROPOSAL #13: ELECT SHAN ZHEMIN AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR AS WELL AS ADJUSTMENT ON BOARD RELATED

SPECIAL COMMITTEE MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Organizacion Soriana S.A.B. de C.V.

  TICKER:               SORIANAB                        CUSIP:   P8728U167

  MEETING DATE:   10/12/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: RATIFY ACQUISITION OF CONTROLADORA                 ISSUER            YES             FOR                  FOR

COMERCIAL MEXICANA SAB DE CV

PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Organizacion Soriana S.A.B. de C.V.

  TICKER:               SORIANA B                      CUSIP:   P8728U167

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.a: APPROVE CEO'S REPORT, FINANCIAL                   ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITORS' OPINION

PROPOSAL #1.b: APPROVE BOARD'S OPINION ON CEO'S                 ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #1.c: APPROVE REPORT OF AUDIT AND CORPORATE         ISSUER            YES             FOR                  FOR

PRACTICES COMMITTEE

PROPOSAL #1.d: APPROVE REPORT ON POLICIES AND                     ISSUER            YES             FOR                  FOR

CRITERIA

PROPOSAL #1.e: APPROVE REPORT ON ADHERENCE TO FISCAL         ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #1.f: APPROVE REPORT ON ACTIVITIES                        ISSUER            YES             FOR                  FOR

UNDERTAKEN BY BOARD

PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME                         ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.b: SET MAXIMUM AMOUNT OF SHARE REPURCHASE        ISSUER            YES             FOR                  FOR

 RESERVE

PROPOSAL #3: ELECT OR RATIFY DIRECTORS, BOARD                     ISSUER            YES         AGAINST           AGAINST

COMMITTEES MEMBERS AND APPROVE THEIR REMUNERATION

PROPOSAL #4: APPROVE GRANTING/WITHDRAWAL OF POWERS             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPOINT LEGAL REPRESENTATIVES                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Orient Group Inc.

  TICKER:               600811                            CUSIP:   Y6S78T103

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE ADJUSTMENT TO PRIVATE PLACEMENT         ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #2.01: APPROVE SHARE TYPE AND PAR VALUE                ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE ISSUE MANNER AND ISSUE TIME           ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.04: APPROVE PRICING METHOD AND ISSUE                ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.05: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE LOCK-UP PERIOD                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.07: APPROVE DISTRIBUTION ARRANGEMENT OF          ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.08: APPROVE LISTING EXCHANGE                              ISSUER            YES             FOR                  FOR

PROPOSAL #2.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE AMOUNT AND INTENDED USAGE OF         ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #3: APPROVE ADJUSTMENT OF PLAN OF PRIVATE            ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW A SHARES

PROPOSAL #4: APPROVE ADJUSTMENT TO THE COUNTER-                  ISSUER            YES             FOR                  FOR

DILUTION MEASURES IN CONNECTION TO THE ADJUSTMENT OF

PRIVATE PLACEMENT

PROPOSAL #5: APPROVE ADJUSTMENT TO THE FEASIBILITY            ISSUER            YES             FOR                  FOR

ANALYSIS REPORT ON THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE CONDITIONAL SHARES SUBSCRIPTION         ISSUER            YES             FOR                  FOR

AGREEMENT WITH TARGET SUBSCRIBERS IN CONNECTION TO

THE PRIVATE PLACEMENT

PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #8: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Orient Group Inc.

  TICKER:               600811                            CUSIP:   Y6S78T103

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE CONFIRMATION OF LOSS ON DISPOSAL        ISSUER            YES             FOR                  FOR

 OF NON-CURRENT ASSETS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROLL AUDITOR

PROPOSAL #9: APPROVE 2016 REMUNERATION OF NON-                    ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #10: APPROVE 2016 REMUNERATION OF                          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #11: APPROVE 2016 GUARANTEE PLAN                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12: APPROVE 2016 CONFIRMER WHARF FINANCE OF        ISSUER            YES             FOR                  FOR

 CONTROLLED SUBSIDIARY

PROPOSAL #13: APPROVE 2016 APPLICATION OF LOAN FROM          ISSUER            YES             FOR                  FOR

FINANCIAL INSTITUTIONS

PROPOSAL #14: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

CREDIT LINES FROM MINSHENG BANK

PROPOSAL #15: APPROVE ISSUANCE OF SHORT-TERM                       ISSUER            YES             FOR                  FOR

FINANCING BILLS

PROPOSAL #16: APPROVE FINANCIAL SERVICE AGREEMENT              ISSUER            YES             FOR                  FOR

WITH ORIENT GROUP FINANCE CO., LTD.

PROPOSAL #17: APPROVE DEPOSIT AND LOAN TRANSACTIONS          ISSUER            YES             FOR                  FOR

IN MINSHENG BANK

PROPOSAL #18: APPROVE MUTUAL GUARANTEE WITH RELATED          ISSUER            YES             FOR                  FOR

PARTIES

PROPOSAL #19: APPROVE CHANGE IN IMPLEMENTING MANNER      SHAREHOLDER        YES             FOR                  FOR

OF PARTIAL RAISED FUNDS INVESTMENT PROJECTS

PROPOSAL #20: APPROVE SIGNING OF SPECIAL RAISED FUNDS   SHAREHOLDER        YES             FOR                  FOR

 STORAGE ACCOUNT QUARTET REGULATORY AGREEMENT WITH

MINSHENG BANK

PROPOSAL #21: APPROVE PARTICIPATION IN THE CAPITAL        SHAREHOLDER        YES             FOR                  FOR

INCREASE OF ORIENT GROUP FINANCIAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ORIENT INTERNATIONAL ENTERPRISE LTD

  TICKER:               600278                            CUSIP:   Y647AB105

  MEETING DATE:   2/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #2: APPROVE CAPITAL INJECTION TO SHANGHAI            ISSUER            YES             FOR                  FOR

LINGXIU E-COMMERCE LIMITED WITH OWN FUNDS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ORIENT INTERNATIONAL ENTERPRISE LTD

  TICKER:               600278                            CUSIP:   Y647AB105

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE 2016 FINANCIAL GUARANTEE LIMIT           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE ENTRUSTED LOAN APPLICATION                  ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE AUTHORIZATION OF MANAGER'S                 ISSUER            YES             FOR                  FOR

OFFICE REGARDING CAPITAL OPERATION PERIOD

PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE APPOINTMENT OF AUDITOR AND FIX         ISSUER            YES             FOR                  FOR

THE AUDIT FEE

PROPOSAL #12: ELECT CHEN ZHUOFU AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Orient Securities Company Limited

  TICKER:               600958                            CUSIP:   Y6S79P100

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 COMPANY SECURITIES SELF-             ISSUER            YES             FOR                  FOR

PROPRIETARY BUSINESS SCALE

PROPOSAL #7.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.02: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.03: APPROVE COUPON INTEREST RATE                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.04: APPROVE USE OF RAISED FUNDS                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.05: APPROVE LISTING EXCHANGE AND TARGET          ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #7.06: APPROVE EARLY REPAYMENT AND EXTENSION        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7.07: APPROVE DEFERRED PAYMENT OF BOND                ISSUER            YES             FOR                  FOR

INTERESTS

PROPOSAL #7.08: APPROVE MANDATORY INTEREST EVENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #7.09: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #7.10: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

PROPOSAL #8.01: APPROVE ISSUANCE METHOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.02: APPROVE ISSUE TYPE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.03: APPROVE ADDITIONAL SCALE FOR ISSUANCE        ISSUER            YES             FOR                  FOR

PROPOSAL #8.04: APPROVE MAIN SUBJECT OF ISSUANCE                ISSUER            YES             FOR                  FOR

PROPOSAL #8.05: APPROVE ISSUANCE PERIOD                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.06: APPROVE INTEREST RATE OF ISSUANCE,            ISSUER            YES             FOR                  FOR

PAYMENT METHOD AND ISSUANCE PRICE

PROPOSAL #8.07: APPROVE GUARANTEES AND OTHER                       ISSUER            YES             FOR                  FOR

ARRANGEMENTS

PROPOSAL #8.08: APPROVE USE OF PROCEEDS                                ISSUER            YES             FOR                  FOR

PROPOSAL #8.09: APPROVE TARGET SUBSCRIBERS                           ISSUER            YES             FOR                  FOR

PROPOSAL #8.10: APPROVE LISTING OF DEBT FINANCING              ISSUER            YES             FOR                  FOR

INSTRUMENTS

PROPOSAL #8.11: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #8.12: APPROVE AUTHORIZATION OF THE BOARD TO        ISSUER            YES             FOR                  FOR

 HANDLE ALL RELATED MATTERS

PROPOSAL #9: APPROVE APPLICATION OF ENGAGING IN                 ISSUER            YES             FOR                  FOR

SECURITIES INVESTMENT FUND CUSTODY BUSINESS

PROPOSAL #10: APPROVE 2016 APPOINTMENT OF AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11.01: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTION WITH SHENERGY (GROUP) CO., LTD. AND ITS

AFFILIATED COMPANIES

PROPOSAL #11.02: APPROVE DAILY RELATED-PARTY                       ISSUER            YES             FOR                  FOR

TRANSACTION WITH  WENHUI XINMIN UNITED PRESS GROUP

AND ITS AFFILIATED COMPANIES

PROPOSAL #11.03: APPROVE OTHER DAILY RELATED-PARTY            ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #12: APPROVE TO ADJUST THE ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

PROPOSAL #13: ELECT HUANG LAIFANG AS NON-INDEPENDENT    SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Orient Semiconductor Electronics Ltd.

  TICKER:               2329                                CUSIP:   Y6579U104

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #5.1: ELECT DU JUN-YUAN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 1 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT YANG MEI-CUO WITH SHAREHOLDER            ISSUER            YES             FOR                  FOR

NO. 2 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT CENG XI-REN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 241688 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT A REPRESENTATIVE OF PHISON                 ISSUER            YES             FOR                  FOR

ELECTRONICS CORPORATION WITH SHAREHOLDER NO. 366886

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT A REPRESENTATIVE OF TAIWAN JIANG        ISSUER            YES             FOR                  FOR

 BOLONG  ELECTRONICS CO LTD WITH SHAREHOLDER

NO.373591 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT CAI QING-DIAN WITH ID NO.                   ISSUER            YES             FOR                  FOR

Q101650XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT QIU ZHENG-REN WITH ID NO.                   ISSUER            YES             FOR                  FOR

S101754XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT A REPRESENTATIVE OF DS FUND LLC         ISSUER            YES             FOR                  FOR

WITH SHAREHOLDER NO. 332408 AS SUPERVISOR

PROPOSAL #5.9: ELECT GU XIAO-FEN WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.42 AS SUPERVISOR

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #7: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Bank Of Commerce Ltd.

  TICKER:               500315                            CUSIP:   Y6495G114

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON                          ISSUER            YES             FOR                  FOR

PREFERENTIAL BASIS TO LIFE INSURANCE CORPORATION OF

INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Bank Of Commerce Ltd.

  TICKER:               500315                            CUSIP:   Y6495G114

  MEETING DATE:   5/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO              ISSUER            YES             FOR                  FOR

GOVERNMENT OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Bank Of Commerce Ltd.

  TICKER:               500315                            CUSIP:   Y6495G114

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Energy Co., Ltd.

  TICKER:               002221                            CUSIP:   Y988AN107

  MEETING DATE:   11/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILL

PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK CREDIT LINES APPLIED BY NANJING ORIENTAL ENERGY

GAS CO., LTD.

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK CREDIT LINES APPLIED BY JIANGSU ORIENTAL

AUTOMOTIVE ENERGY CO., LTD.

PROPOSAL #4: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK CREDIT LINES APPLIED BY ZHANGJIAGANG YANGZIJIANG

 PETROCHEMICAL CO., LTD.

PROPOSAL #5: APPROVE PROVISION OF GUARANTEE FOR THE          ISSUER            YES             FOR                  FOR

BANK CREDIT LINES APPLIED BY ORIENTAL ENERGY

(SINGAPORE) INTERNATIONAL TRADE CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Energy Co., Ltd.

  TICKER:               002221                            CUSIP:   Y988AN107

  MEETING DATE:   1/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ADJUSTMENT TO PLAN FOR PRIVATE          ISSUER            YES             FOR                  FOR

PLACEMENT OF NEW SHARES

PROPOSAL #1.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: APPROVE ISSUE PRICE AND PRICING                   ISSUER            YES             FOR                  FOR

PRINCIPLE

PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: APPROVE AMOUNT AND INTENDED USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #1.5: APPROVE LOCK-UP PERIOD ARRANGEMENT               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW SHARES (REVISED)

PROPOSAL #3: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISED)

PROPOSAL #4: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #5: APPROVE COMMITMENT BY DIRECTORS AND                ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS REGARDING COUNTER-DILUTION

MEASURES IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #6: APPROVE CANCELLATION OF THE CONDITIONAL         ISSUER            YES             FOR                  FOR

SHARE SUBSCRIPTION AGREEMENT WITH ZHANGJIAGANG FREE

TRADE ZONE XIANGYI INVESTED ENTERPRISES (LIMITED

PARTNERSHIP)

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

BANK COMPREHENSIVE CREDIT LINE BY SUBSIDIARY AND

AUTHORIZATION OF THE BOARD

 


 

 

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

BANK COMPREHENSIVE CREDIT LINE BY NANJING EAST ENERGY

 GAS CO., LTD.

PROPOSAL #9: APPROVE PROVISION OF GUARANTEE TO THE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINE BY ZHANGJIAGANG YANGZIJIANG

PETROCHEMICAL CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Energy Co., Ltd.

  TICKER:               002221                            CUSIP:   Y988AN107

  MEETING DATE:   3/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHORT-TERM FINANCING        ISSUER            YES             FOR                  FOR

 BILLS

PROPOSAL #2: APPROVE ISSUANCE OF ULTRA SHORT-TERM              ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #3: APPROVE SIGNING EXTERNAL FINANCING                 ISSUER            YES             FOR                  FOR

LEASING CONTRACT BY WHOLLY-OWNED SUBSIDIARY

ZHANGJIAGANG YANGTZE RIVER PETROLEUM CO., LTD

PROPOSAL #4: APPROVE COMMITMENT FROM COMPANY FOR                ISSUER            YES             FOR                  FOR

SIGNING DIFFERENTIAL COMPENSATION

PROPOSAL #5: APPROVE COMPANY SUBSCRIPTION OF SPECIAL         ISSUER            YES             FOR                  FOR

PROGRAM

PROPOSAL #6: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #7: APPROVE CORPORATE BOND ISSUANCE                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: APPROVE BOND TYPE AND MATURITY                      ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: APPROVE BOND INTEREST RATE AND                     ISSUER            YES             FOR                  FOR

INTEREST PAYMENT

PROPOSAL #7.4: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #7.5: APPROVE ISSUE MANNER AND TARGET                   ISSUER            YES             FOR                  FOR

SUBSCRIBERS

PROPOSAL #7.6: APPROVE GUARANTEE IN RELATION TO BOND         ISSUER            YES             FOR                  FOR

ISSUANCE

PROPOSAL #7.7: APPROVE TRANSFER OF BONDS                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.8: APPROVE SAFEGUARD MEASURES OF DEBTS            ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #7.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Energy Co., Ltd.

  TICKER:               002221                            CUSIP:   Y988AN107

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE PAYMENT OF 2015 AUDIT FEES                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE SIGNING OF SHIP OPERATION AND            ISSUER            YES             FOR                  FOR

CARGO FREIGHT AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Energy Co., Ltd.

  TICKER:               002221                            CUSIP:   Y988AN107

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE YEAR-END INCENTIVE PROGRAM OF            ISSUER            YES             FOR                  FOR

CHAIRMAN

PROPOSAL #8: APPROVE SIGNING BUSINESS COOPERATION              ISSUER            YES             FOR                  FOR

AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Times Media Corp

  TICKER:               002175                            CUSIP:   Y2943K104

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 COMPREHENSIVE BANK CREDIT          ISSUER            YES             FOR                  FOR

LINE APPLICATION

PROPOSAL #6: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #7: APPROVE FULFILLMENT SITUATION OF THE              ISSUER            YES             FOR                  FOR

PERFORMANCE COMMITMENTS TOWARDS QIANKUN SHIDAI

(BEIJING) TECHNOLOGY DEVELOPMENT CO., LTD.

PROPOSAL #8: APPROVE FULFILLMENT SITUATION OF THE              ISSUER            YES             FOR                  FOR

PERFORMANCE COMMITMENTS TOWARDS SHUIMU ANIMATION CO.,

 LTD.

PROPOSAL #9: APPROVE CHANGE IN REGISTERED CAPITAL AND        ISSUER            YES             FOR                  FOR

 AMENDMENTS TO ARTICLES OF ASSOCIATION

PROPOSAL #10: APROVE ACQUISITION OF 15% EQUITY IN GUO        ISSUER            YES             FOR                  FOR

 GUANGDONG FANG NETWORK (BEIJING) CO., LTD. BY

WHOLLY-OWNED SUBSIDIARY GUILIN EASTERN TIME

INVESTMENT CO., LTD.

PROPOSAL #11: APPROVE PROVISION OF EXTERNAL                        ISSUER            YES             FOR                  FOR

GUARANTEES TO WHOLLY-OWNED SUBSIDIARIES

 


 

 

PROPOSAL #12: APPROVE ESTABLISHMENT OF SHENZHEN                 ISSUER            YES             FOR                  FOR

ORIENTAL DELTA INVESTMENT FUND PARTNERSHIP (LIMITED

PARTNERSHIP)

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #15: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Union Chemical Corp.

  TICKER:               1710                                CUSIP:   Y6563B104

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Oriental Weavers

  TICKER:               ORWE                                CUSIP:   M7558V108

  MEETING DATE:   4/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS

PROPOSAL #5: APPROVE REMUNERATION AND SITTING FEES OF        ISSUER             NO              N/A                  N/A

 DIRECTORS

PROPOSAL #6: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2015        ISSUER             NO              N/A                  N/A

 AND FY 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Osk Holdings Berhad

  TICKER:               OSK                                  CUSIP:   Y65859103

  MEETING DATE:   4/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT FOO SAN KAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT SAIFUL BAHRI BIN ZAINUDDIN AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT ONG JU YAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT ONG JU XING AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT MOHAMED DIN BIN DATUK NIK YUSOFF          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #8: ELECT ONG LEONG HUAT @ WONG JOO HWA AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: ELECT ABDUL MAJIT BIN AHMAD KHAN AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10: APPROVE BDO AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Otokar Otomotiv ve Savunma Sanayi AS

  TICKER:               OTKAR                              CUSIP:   M76023106

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES         AGAINST           AGAINST

DONATIONS FOR 2015 AND APPROVE UPPER LIMIT OF THE

DONATIONS FOR 2016

PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               OTP Bank PLC

  TICKER:               OTP                                  CUSIP:   X60746181

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STANDALONE AND CONSOLIDATED                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS, STATUTORY REPORTS, AND

ALLOCATION OF INCOME

PROPOSAL #2: APPROVE COMPANY'S CORPORATE GOVERNANCE          ISSUER            YES             FOR                  FOR

STATEMENT

PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD             ISSUER            YES             FOR                  FOR

PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS                     ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #5.1: DECISION ON DISCUSSING THE BYLAW                 ISSUER            YES             FOR                  FOR

AMENDMENTS BUNDLED OR UNBUNDLED

PROPOSAL #5.2: AMEND ART. 9.4, 9.13 B) III), AND 10.2        ISSUER            YES             FOR                  FOR

 OF BYLAWS RE: MANAGEMENT BOARD'S VICE-CHAIR

PROPOSAL #5.3: AMEND ART. 12/A.3 AND 12/A.4 OF BYLAWS        ISSUER            YES             FOR                  FOR

 RE: SUPERVISORY AND MANAGEMENT BOARD MEMBERS' AND

EXECUTIVE OFFICERS' FUNCTIONS IN OTHER COMPANIES

PROPOSAL #5.4: AMEND ART. 13.4 OF BYLAWS RE: DIVIDEND        ISSUER            YES             FOR                  FOR

 DISTRIBUTION

PROPOSAL #6.1: REELECT SANDOR CSANYI AS MANAGEMENT            ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #6.2: REELECT MIHALY BAUMSTARK AS MANAGEMENT        ISSUER            YES             FOR                  FOR

 BOARD MEMBER

PROPOSAL #6.3: REELECT TIBOR BIRO AS MANAGEMENT BOARD        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #6.4: REELECT TAMAS GYORGY ERDEI AS                       ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD MEMBER

PROPOSAL #6.5: REELECT ISTVAN GRESA AS MANAGEMENT              ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #6.6: ELECT ANTAL GYORGY KOVACS AS                        ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD MEMBER

PROPOSAL #6.7: REELECT ANTAL PONGRACZ AS MANAGEMENT          ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #6.8: REELECT LASZLO UTASSY AS MANAGEMENT            ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #6.9: REELECT JOZSEF VOROS AS MANAGEMENT              ISSUER            YES             FOR                  FOR

BOARD MEMBER

PROPOSAL #6.10: ELECT LASZLO WOLF AS MANAGEMENT BOARD        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #7: ELECT AGNES RUDAS AS SUPERVISORY BOARD          ISSUER            YES             FOR                  FOR

MEMBER

PROPOSAL #8: APPROVE REMUNERATION STATEMENT                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE REMUNERATION OF MANAGEMENT AND          ISSUER            YES             FOR                  FOR

SUPERVISORY BOARD AND AUDIT COMMITTEE MEMBERS

PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ozner Water International Holding Limited

  TICKER:               2014                                CUSIP:   G6868L104

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2a: ELECT ZHU MINGWEI AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2b: ELECT HE JUN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2c: ELECT NG BENJAMIN JIN-PING AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2d: ELECT ZHOU GUANXUAN AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #5D: APPROVE REFRESHMENT OF SCHEME MANDATE          ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               P2P Financial Information Service Co., Ltd.

  TICKER:               600696                            CUSIP:   Y31152104

  MEETING DATE:   12/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DISSOLUTION AND LIQUIDATION OF          ISSUER            YES             FOR                  FOR

CONTROLLED SUBSIDIARY JINGMEN HANTONG PROPERTIES CO.,

 LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               P2P Financial Information Service Co., Ltd.

  TICKER:               600696                            CUSIP:   Y31152104

  MEETING DATE:   12/28/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION               SHAREHOLDER        YES             FOR                  FOR

REGARDING INCREASE IN REGISTERED CAPITAL OF

CONTROLLED SUBSIDIARY JINGMEN HANTONG PROPERTIES

LIMITED AMOUNTING TO CNY 100 MILLION

PROPOSAL #2: APPROVE SALE OF EQUITY OF NANCHANG             SHAREHOLDER        YES             FOR                  FOR

PINGHAI REAL ESTATE DEVELOPMENT CO., LTD.

PROPOSAL #3.01: ELECT HAN XIAO AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.02: ELECT BIAN XIUWU AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.01: ELECT WANG JIANHUI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

 


 

 

PROPOSAL #4.02: ELECT XU CHICHENG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               P2P Financial Information Service Co., Ltd.

  TICKER:               600696                            CUSIP:   Y31152104

  MEETING DATE:   2/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.01: ELECT ZHANG TONG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.01: ELECT FANG GUOBIN AS SUPERVISOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               P2P Financial Information Service Co., Ltd.

  TICKER:               600696                            CUSIP:   Y31152104

  MEETING DATE:   5/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF ZHONGXI CPAS AS          ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7.01: ELECT SUN JIAFENG AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.02: ELECT LUO YUNXUAN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Page Industries Ltd.

  TICKER:               532827                            CUSIP:   Y6592S102

  MEETING DATE:   12/31/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REELECT P. JAIPURA AS INDEPENDENT                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Palm Eco-Town Development Co., Ltd.

  TICKER:               002431                            CUSIP:   Y2931P107

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ESTABLISHMENT OF INDUSTRIAL                ISSUER            YES             FOR                  FOR

MERGER AND ACQUISITION FUND

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Palm Hills Developments SAE

  TICKER:               PHDC                                CUSIP:   M7778G105

  MEETING DATE:   11/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE STOCK OPTION PLAN                                  ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTIONS                  ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Palm Hills Developments SAE

  TICKER:               PHDC                                CUSIP:   M7778G105

  MEETING DATE:   11/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER             NO              N/A                  N/A

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: AMEND BYLAWS TO REFLECT CHANGES IN                 ISSUER             NO              N/A                  N/A

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Palm Hills Developments SAE

  TICKER:               PHDC                                CUSIP:   M7778G105

  MEETING DATE:   3/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME, DIVIDENDS,        ISSUER             NO              N/A                  N/A

 AND BONUS SHARES

PROPOSAL #5: APPROVE DISCHARGE OF THE BOARD FOR FY            ISSUER             NO              N/A                  N/A

ENDED ON DEC. 31, 2015 AND ELECT DIRECTORS (BUNDLED)

PROPOSAL #6: APPROVE REMUNERATION AND SITTING FEES OF        ISSUER             NO              N/A                  N/A

 DIRECTORS FOR FY 2016

PROPOSAL #7: RENEW APPOINTMENT OF AUDITORS AND FIX            ISSUER             NO              N/A                  N/A

THEIR REMUNERATION FOR FY 2016

PROPOSAL #8: APPROVE CHARITABLE DONATIONS OF FY 2016         ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Palm Hills Developments SAE

  TICKER:               PHDC                                CUSIP:   M7778G105

  MEETING DATE:   3/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER             NO              N/A                  N/A

NASR CITY FOR HOUSING & DEVELOPMENT RELATED TO THE

RESIDENTIAL PROJECT

PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES FOR        ISSUER             NO              N/A                  N/A

 BONUS ISSUE RE: 1:20

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Palm Landscape Architecture Co., Ltd.

  TICKER:               002431                            CUSIP:   Y2931P107

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2: APPROVE PRIVATE PLACEMENT OF NEW SHARES         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS         ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.5: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.8: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PLAN ON PRIVATE PLACEMENT          ISSUER            YES             FOR                  FOR

OF NEW SHARES

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS

PROPOSAL #5: APPROVE ESTABLISHMENT OF SPECIAL DEPOSIT        ISSUER            YES             FOR                  FOR

 ACCOUNT FOR RAISED FUNDS

PROPOSAL #6: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #7: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL RELATED MATTERS

PROPOSAL #8: APPROVE COUNTER-DILUTION MEASURES IN              ISSUER            YES             FOR                  FOR

CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10: APPROVE 2016 APPLICATION OF                            ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Palm Landscape Architecture Co., Ltd.

  TICKER:               002431                            CUSIP:   Y2931P107

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION AND 2016 DAILY RELATED PARTY TRANSACTION

PROPOSAL #8: APPROVE DILUTION IN SPOT-RETURN AND                ISSUER            YES             FOR                  FOR

COUNTER-DILUTION MEASURES AS WELL AS RELEVANT

COMMITMENTS IN CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #9: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pan Jit International Inc.

  TICKER:               2481                                CUSIP:   Y6700F109

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pangang Group Vanadium Titanium & Resources Co., Ltd.

  TICKER:               000629                            CUSIP:   Y6724S103

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 - 2018 DAILY RELATED-PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH PANZHIHUA IRON AND STEEL GROUP CO.,

 LTD.

PROPOSAL #8: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS WITH PANZHIHUA IRON AND STEEL GROUP CO.,

 LTD.

PROPOSAL #9: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT OF RUIHUA CPAS AS          ISSUER            YES             FOR                  FOR

AUDITOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pangda Automobile Trade Co., Ltd.

  TICKER:               601258                            CUSIP:   Y708BH101

  MEETING DATE:   5/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DRAFT AND SUMMARY OF RESTRICTED         ISSUER            YES             FOR                  FOR

STOCK INCENTIVE PLAN

PROPOSAL #2: APPROVE METHODS TO ASSESS THE                          ISSUER            YES             FOR                  FOR

PERFORMANCE OF PLAN PARTICIPANTS

PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pangda Automobile Trade Co., Ltd.

  TICKER:               601258                            CUSIP:   Y708BH101

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER             NO              N/A                  N/A

SUPERVISORS

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER             NO              N/A                  N/A

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER             NO              N/A                  N/A

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER             NO              N/A                  N/A

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE REPORT OF THE INDEPENDENT                   ISSUER             NO              N/A                  N/A

DIRECTORS

PROPOSAL #8: APPROVE 2016 APPLICATION OF CREDIT LINES        ISSUER            YES             FOR                  FOR

 FOR THE FINANCIAL DEBT

PROPOSAL #8: APPROVE 2016 APPLICATION OF CREDIT LINES        ISSUER             NO              N/A                  N/A

 FOR THE FINANCIAL DEBT

PROPOSAL #9: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER             NO              N/A                  N/A

GUARANTEE TO SUBSIDIARIES

PROPOSAL #9: APPROVE 2016 PROVISION OF EXTERNAL                 ISSUER            YES         AGAINST           AGAINST

GUARANTEE TO SUBSIDIARIES

PROPOSAL #10: APPROVE 2016 PROVISION OF GUARANTEE TO         ISSUER             NO              N/A                  N/A

CLIENTS FOR THE CONSUMER CREDIT, FINANCIAL LEASING

AND OTHER DAILY OPERATING TRANSACTION

 


 

 

PROPOSAL #10: APPROVE 2016 PROVISION OF GUARANTEE TO         ISSUER            YES             FOR                  FOR

CLIENTS FOR THE CONSUMER CREDIT, FINANCIAL LEASING

AND OTHER DAILY OPERATING TRANSACTION

PROPOSAL #11: APPROVE RE-SIGNING OF GOODS SERVICES            ISSUER             NO              N/A                  N/A

CONTRACT WITH RELATED PARTY

PROPOSAL #11: APPROVE RE-SIGNING OF GOODS SERVICES            ISSUER            YES             FOR                  FOR

CONTRACT WITH RELATED PARTY

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER             NO              N/A                  N/A

TRANSACTION

PROPOSAL #12: APPROVE 2016 DAILY RELATED PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #13: APPROVE CHANGE IN RAISED FUNDS                       ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT

PROPOSAL #13: APPROVE CHANGE IN RAISED FUNDS                       ISSUER             NO              N/A                  N/A

INVESTMENT PROJECT

PROPOSAL #14: ELECT CHEN XIGUANG AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14: ELECT CHEN XIGUANG AS NON-INDEPENDENT          ISSUER             NO              N/A                  N/A

DIRECTOR

PROPOSAL #15: APPROVE COMPANY'S ELIGIBILITY FOR             SHAREHOLDER        YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #15: APPROVE COMPANY'S ELIGIBILITY FOR             SHAREHOLDER         NO              N/A                  N/A

CORPORATE BOND ISSUANCE

PROPOSAL #16: APPROVE CORPORATE BOND ISSUANCE                 SHAREHOLDER        YES             FOR                  FOR

PROPOSAL #16: APPROVE CORPORATE BOND ISSUANCE                 SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER        YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE

PROPOSAL #17: APPROVE AUTHORIZATION OF THE BOARD TO      SHAREHOLDER         NO              N/A                  N/A

HANDLE ALL MATTERS RELATED TO CORPORATE BOND ISSUANCE

PROPOSAL #18: APPROVE CHANGE IN BUSINESS SCOPE AND        SHAREHOLDER        YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #18: APPROVE CHANGE IN BUSINESS SCOPE AND        SHAREHOLDER         NO              N/A                  N/A

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #19: APPROVE "3 TO 1" MERGING OF COMPANY'S      SHAREHOLDER        YES             FOR                  FOR

BUSINESS REGISTRATION, ORGANIZATION CODE CERTIFICATE

AND TAX REGISTRATION CERTIFICATE

PROPOSAL #19: APPROVE "3 TO 1" MERGING OF COMPANY'S      SHAREHOLDER         NO              N/A                  N/A

BUSINESS REGISTRATION, ORGANIZATION CODE CERTIFICATE

AND TAX REGISTRATION CERTIFICATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pan-International Industrial Corp.

  TICKER:               2328                                CUSIP:   Y67009103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Parade Technologies Ltd.

  TICKER:               4966                                CUSIP:   G6892A108

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL STATEMENT        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2014 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: ELECT DENNIS LYNN SEGERS AS                          ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.2: ELECT JEN-LIN (NORMAN) SHEN AS                     ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.3: ELECT CHARLIE XIAOLI HUANG AS                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #6.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7: OTHER BUSINESS (VOTING)                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Paranapanema S.A.

  TICKER:               PMAM3                              CUSIP:   P7579L102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ACCEPT MANAGEMENT STATEMENTS FOR                 ISSUER            YES             FOR                  FOR

FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #1.2: ACCEPT FINANCIAL STATEMENTS AND                   ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE CAPITAL BUDGET                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4.1.1: FIX FISCAL COUNCIL SIZE AT THREE              ISSUER            YES         AGAINST           AGAINST

MEMBERS

PROPOSAL #4.1.2: FIX FISCAL COUNCIL SIZE AT FOUR                ISSUER            YES         AGAINST           AGAINST

MEMBERS

PROPOSAL #4.1.3: FIX FISCAL COUNCIL SIZE AT FIVE                ISSUER            YES         AGAINST           AGAINST

MEMBERS

PROPOSAL #4.2.1: ELECT FISCAL COUNCIL MEMBER AND                ISSUER            YES         AGAINST           AGAINST

ALTERNATE

 


 

 

PROPOSAL #4.2.2: ELECT FISCAL COUNCIL MEMBER AND                ISSUER            YES         AGAINST           AGAINST

ALTERNATE

PROPOSAL #4.2.3: ELECT FISCAL COUNCIL MEMBER AND                ISSUER            YES         AGAINST           AGAINST

ALTERNATE

PROPOSAL #4.2.4: ELECT FISCAL COUNCIL MEMBER AND                ISSUER            YES         AGAINST           AGAINST

ALTERNATE

PROPOSAL #4.2.5: ELECT FISCAL COUNCIL MEMBER AND                ISSUER            YES         AGAINST           AGAINST

ALTERNATE

PROPOSAL #5.1.1: FIX BOARD SIZE AT FIVE DIRECTORS               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.1.2: FIX BOARD SIZE AT SIX DIRECTORS                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.1.3: FIX BOARD SIZE AT SEVEN DIRECTORS             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2.1: ELECT DIRECTOR AND ALTERNATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2.2: ELECT DIRECTOR AND ALTERNATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2.3: ELECT DIRECTOR AND ALTERNATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2.4: ELECT DIRECTOR AND ALTERNATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2.5: ELECT DIRECTOR AND ALTERNATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2.6: ELECT DIRECTOR AND ALTERNATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2.7: ELECT DIRECTOR AND ALTERNATE                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Parkson Holdings Berhad

  TICKER:               PARKSON                          CUSIP:   Y6706L100

  MEETING DATE:   11/24/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT ZAINAB BINTI DATO' HJ. MOHAMED AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: ELECT CHENG HUI YEN, NATALIE AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT WILLIAM H.J. CHENG AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE YEOW TECK CHAI TO CONTINUE                 ISSUER            YES             FOR                  FOR

OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM                  ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Parque Arauco S.A.

  TICKER:               PARAUCO                          CUSIP:   P76328106

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE INCREASE IN CAPITAL VIA SHARE         ISSUER            YES             FOR                  FOR

ISSUANCE IN THE AMOUNT OF CLP 78 BILLION

PROPOSAL #2: APPROVE ALLOCATION OF A PERCENT OF                 ISSUER            YES             FOR                  FOR

CAPITAL INCREASE FOR COMPENSATION PLAN

PROPOSAL #3: AMEND ARTICLES TO REFLECT CHANGES IN              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Parque Arauco S.A.

  TICKER:               PARAUCO                          CUSIP:   P76328106

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

FISCAL YEAR 2016 AND ACCEPT THEIR EXPENSE REPORT FOR

FISCAL YEAR 2015

PROPOSAL #4: PRESENT REPORT RE: DIRECTORS' COMMITTEE         ISSUER            YES             FOR                  FOR

ACTIVITIES AND EXPENSES; FIX THEIR REMUNERATION AND

BUDGET

PROPOSAL #5: APPROVE REPORT REGARDING RELATED-PARTY          ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES                ISSUER            YES             FOR                  FOR

PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH MEETING          ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND POLICY

PROPOSAL #10: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pavilion Real Estate Investment Trust

  TICKER:               PAVREIT                          CUSIP:   Y6754A105

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pax Global Technology Ltd.

  TICKER:               327                                  CUSIP:   G6955J103

  MEETING DATE:   1/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE NEW FRAMEWORK AGREEMENT, ANNUAL         ISSUER            YES             FOR                  FOR

CAPS FOR 2016-2018 AND RELATED TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pax Global Technology Ltd.

  TICKER:               327                                  CUSIP:   G6955J103

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT LU JIE AS DIRECTOR                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT YIP WAI MING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PChome Online Inc.

  TICKER:               8044                                CUSIP:   Y6801R101

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PCI-Suntek Technology Co., Ltd

  TICKER:               600728                            CUSIP:   Y5278C100

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE EXTENSION IN THE RESOLUTION                ISSUER            YES         AGAINST           AGAINST

VALIDITY PERIOD AND AUTHORIZATION IN CONNECTION TO

2014 PRIVATE PLACEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PCI-Suntek Technology Co., Ltd

  TICKER:               600728                            CUSIP:   Y5278C100

  MEETING DATE:   2/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF NOT MORE THAN              ISSUER            YES         AGAINST           AGAINST

CNY80 MILLION COMPREHENSIVE CREDIT LINE FROM CHINA

GUANGFA BANK GUANGZHOU BRANCH BY GUANGDONG HUAZHIYUAN

 INFORMATION ENGINEERING CO., LTD., AND PROVISION OF

GUARANTEE BY COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PCI-Suntek Technology Co., Ltd

  TICKER:               600728                            CUSIP:   Y5278C100

  MEETING DATE:   3/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE USE OF IDLE FUNDS TO CONDUCT          SHAREHOLDER        YES             FOR                  N/A

CASH MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PCI-Suntek Technology Co., Ltd

  TICKER:               600728                            CUSIP:   Y5278C100

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF AUDITOR AND            ISSUER            YES             FOR                  FOR

PAYMENT OF 2015 AUDIT REMUNERATION

PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PCI-Suntek Technology Co., Ltd

  TICKER:               600728                            CUSIP:   Y5278C100

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ASSET         ISSUER            YES             FOR                  FOR

PURCHASE BY ISSUANCE OF SHARES TO SPECIFIC PARTIES

AND CASH PAYMENT AS WELL AS RAISING SUPPORTING FUNDS

PROPOSAL #2: APPROVE THAT THIS TRANSACTION DOES NOT          ISSUER            YES             FOR                  FOR

CONSTITUTE MAJOR ASSET RESTRUCTURING, RELATED-PARTY

TRANSACTIONS AND BACKDOOR LISTING

PROPOSAL #3.01: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - TRANSACTION PARTIES

PROPOSAL #3.02: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - TARGET ASSETS

PROPOSAL #3.03: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - OVERVIEW OF TRANSACTION

PROPOSAL #3.04: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - PRICING PRINCIPLES AND

TRANSACTION PRICE

PROPOSAL #3.05: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - TYPE AND PAR VALUE

PROPOSAL #3.06: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - ISSUANCE METHOD

PROPOSAL #3.07: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - PRICING BASIS, PRICING

REFERENCE DATE AND ISSUANCE PRICE

PROPOSAL #3.08: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - ISSUE SIZE

PROPOSAL #3.09: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - LOCK-UP PERIOD

PROPOSAL #3.10: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - LISTING EXCHANGE

PROPOSAL #3.11: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - APPROVE DISTRIBUTION

ARRANGEMENT OF UNDISTRIBUTED EARNINGS

PROPOSAL #3.12: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - CASH PAYMENT FOR THIS

TRANSACTION

PROPOSAL #3.13: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - ATTRIBUTABLE PROFIT AND

LOSS ON TARGET ASSETS FROM VALUATION DATE TO DELIVERY

PROPOSAL #3.14: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - TRANSFER OF OWNERSHIP OF

THE UNDERLYING ASSET AND THE LIABILITY FOR BREACH OF

CONTRACTUAL OBLIGATIONS

PROPOSAL #3.15: APPROVE ASSET PURCHASE BY ISSUANCE OF        ISSUER            YES             FOR                  FOR

 SHARES AND CASH PAYMENT - DELIVERY OF TARGET ASSETS

PROPOSAL #3.16: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - TYPE AND PAR VALUE

PROPOSAL #3.17: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - ISSUANCE METHOD AND ISSUANCE TIME

PROPOSAL #3.18: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - ISSUANCE PRICE AND PRICING

 


 

 

PROPOSAL #3.19: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - ISSUE SIZE

PROPOSAL #3.20: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - TARGET SUBSCRIBERS AND SUBSCRIPTION

 METHOD

PROPOSAL #3.21: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - LOCK-UP PERIOD

PROPOSAL #3.22: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - LISTING EXCHANGE

PROPOSAL #3.23: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - INTENDED USAGE OF RAISED FUNDS

PROPOSAL #3.24: APPROVE RAISING SUPPORTING FUNDS FROM        ISSUER            YES             FOR                  FOR

 SHARE ISSUANCE - ACCUMULATED UNDISTRIBUTED PROFIT

ARRANGEMENTS BEFORE THIS PRIVATE PLACEMENT

PROPOSAL #3.25: APPROVE RESOLUTION VALIDITY PERIOD OF        ISSUER            YES             FOR                  FOR

 THIS RESTRUCTURING

PROPOSAL #4: APPROVE DRAFT REPORT ON ISSUANCE OF                ISSUER            YES             FOR                  FOR

SHARES AND ASSET PURCHASE BY CASH PAYMENT AS WELL AS

RAISING SUPPORTING FUNDS AND ITS SUMMARY

PROPOSAL #5: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #6: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE 43 PARAGRAPH 2 OF THE

MANAGEMENT APPROACH REGARDING MAJOR ASSET

RESTRUCTURING OF LISTED COMPANIES

PROPOSAL #7: APPROVE SIGNING OF CONDITIONAL SHARE              ISSUER            YES             FOR                  FOR

ISSUANCE AND ASSET PURCHASE BY CASH PAYMENT AGREEMENT

 WITH ASSET TRANSFEROR

PROPOSAL #8: APPROVE SIGNING OF CONDITIONAL                        ISSUER            YES             FOR                  FOR

PERFORMANCE COMMITMENTS COMPENSATION AGREEMENT WITH

SUBSCRIBERS

PROPOSAL #9: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #10: APPROVE FINANCIAL STATEMENTS, AUDIT              ISSUER            YES             FOR                  FOR

REPORT AND ASSETS EVALUATION REPORT RELATED TO THIS

TRANSACTION

PROPOSAL #11: APPROVE ISSUED RELATED COMMITMENTS IN          ISSUER            YES             FOR                  FOR

REGARDS TO THIS TRANSACTION

PROPOSAL #12: APPROVE COUNTER-DILUTION MEASURES IN            ISSUER            YES             FOR                  FOR

CONNECTION TO THIS TRANSACTION

PROPOSAL #13: APPROVE COMMITMENTS OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SENIOR MANAGEMENT MEMBERS FOR COUNTER-DILUTION

MEASURES IN CONNECTION TO THIS TRANSACTION

PROPOSAL #14: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PCI-Suntek Technology Co., Ltd

  TICKER:               600728                            CUSIP:   Y5278C100

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF COMPREHENSIVE              ISSUER             NO              N/A                  N/A

CREDIT LINES AND PROVISION OF JOINT-LIABILITY

GUARANTEE BY WHOLLY-OWNED SUBSIDIARY

 


 

 

PROPOSAL #2: APPROVE PROVISION OF JOINT-LIABILITY              ISSUER             NO              N/A                  N/A

GUARANTEE FOR THE CREDIT LINES APPLIED BY WHOLLY-

OWNED SUBSIDIARY

PROPOSAL #3: APPROVE PROVISION OF JOINT-LIABILITY              ISSUER             NO              N/A                  N/A

GUARANTEE FOR THE CREDIT LINES APPLIED BY CONTROLLED

SUBSIDIARY

PROPOSAL #4: APPROVE CHANGE IN REGISTERED CAPITAL               ISSUER             NO              N/A                  N/A

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER             NO              N/A                  N/A

PROPOSAL #6.01: ELECT LIU WEI AS NON-INDEPENDENT           SHAREHOLDER         NO              N/A                  N/A

DIRECTORS

PROPOSAL #6.02: ELECT HU SHAOYUAN AS NON-INDEPENDENT    SHAREHOLDER         NO              N/A                  N/A

DIRECTORS

PROPOSAL #6.03: ELECT LIU MINDONG AS NON-INDEPENDENT    SHAREHOLDER         NO              N/A                  N/A

DIRECTORS

PROPOSAL #6.04: ELECT GU YOULIANG AS NON-INDEPENDENT    SHAREHOLDER         NO              N/A                  N/A

DIRECTORS

PROPOSAL #6.05: ELECT WANG LIXIN AS NON-INDEPENDENT      SHAREHOLDER         NO              N/A                  N/A

DIRECTORS

PROPOSAL #6.06: ELECT XU WEI AS NON-INDEPENDENT             SHAREHOLDER         NO              N/A                  N/A

DIRECTORS

PROPOSAL #7.01: ELECT LI DING'AN AS INDEPENDENT             SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #7.02: ELECT XIE KEREN AS INDEPENDENT               SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #7.03: ELECT YE DONGWEN AS INDEPENDENT             SHAREHOLDER         NO              N/A                  N/A

DIRECTOR

PROPOSAL #8.01: ELECT LI XU AS SUPERVISOR                        SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #8.02: ELECT WEN WEIBIN AS SUPERVISOR                SHAREHOLDER         NO              N/A                  N/A

PROPOSAL #8.03: ELECT LING BOHUI AS SUPERVISOR                SHAREHOLDER         NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PDG Realty S.A. Empreendimentos e Participacoes

  TICKER:               PDGR3                              CUSIP:   P7649U108

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #5: INSTALL FISCAL COUNCIL                                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: FIX NUMBER OF FISCAL COUNCIL MEMBERS               ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS AND                     ISSUER            YES             FOR                  FOR

ALTERNATES

PROPOSAL #7.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDER

 


 

 

PROPOSAL #8: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Peak Sport Products Co., Ltd.

  TICKER:               1968                                CUSIP:   G69599101

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT XU JINGNAN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT WU TIGAO AS DIRECTOR                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: ELECT ZHU HAIBIN AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #7: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PEGAS NONWOVENS SA

  TICKER:               PEGAS                              CUSIP:   L7576N105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPOINT BUREAU OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: RECEIVE AND APPROVE BOARD'S AND                       ISSUER            YES             FOR                  FOR

AUDITOR'S REPORTS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND OF EUR 1.25 PER SHARE

PROPOSAL #5.1: APPROVE DISCHARGE OF DIRECTORS                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: APPROVE DISCHARGE OF AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RAIFY CO-OPTATION OF FRANTISEK REZAC          ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #6.2: RAIFY CO-OPTATION OF FRANTISEK KLASKA         ISSUER            YES             FOR                  FOR

AS DIRECTOR

PROPOSAL #6.3: RAIFY CO-OPTATION OF MARIAN RAS├¡K AS         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.1: REELECT MAREK MODECKI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: REELECT JAN SYKORA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPOINTMENT OF DELOITTE AS AUDITOR                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #9: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE REMUNERATION OF EXECUTIVE                 ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10                   ISSUER            YES             FOR                  FOR

PERCENT OF ISSUED SHARE CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pegasus Hava Tasimaciligi AS

  TICKER:               PGSUS                              CUSIP:   M7846J107

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN                ISSUER            YES             FOR                  FOR

MINUTES OF MEETING

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: AMEND ARTICLES RE: BOARD RELATED                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: GRANT PERMISSION FOR BOARD MEMBERS TO            ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: RECEIVE INFORMATION ON CHARITABLE                 ISSUER            YES             FOR                  FOR

DONATIONS FOR 2015 AND APPROVE THE UPPER LIMIT OF THE

 DONATIONS FOR 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pegatron Corp.

  TICKER:               4938                                CUSIP:   Y6784J100

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pegatron Corp.

  TICKER:               4938                                CUSIP:   Y6784J100

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS (VOTING)

PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION/              ISSUER            YES             FOR                  FOR

APPROVE STATEMENT OF PROFIT AND LOSS APPROPRIATION

PROPOSAL #3: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4.1: ELECT T.H. TUNG WITH SHAREHOLDER NO. 3        ISSUER            YES             FOR                  FOR

 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.2: ELECT JASON CHENG WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 37 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.3: ELECT C.I. CHIA WITH SHAREHOLDER NO.          ISSUER            YES             FOR                  FOR

210889 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.4: ELECT C.V. CHEN WITH ID NO.A100743XXX         ISSUER            YES             FOR                  FOR

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.5: ELECT SHOU-CHUNG TING WITH ID NO.                ISSUER            YES             FOR                  FOR

E101610XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.6: ELECT TZE-KAING YANG WITH ID NO.                 ISSUER            YES             FOR                  FOR

A102241XXX AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.7: ELECT SCHIVE CHI, REPRESENTATIVE OF            ISSUER            YES             FOR                  FOR

DAI-HE INVESTMENT CO., LTD. WITH SHAREHOLDER NO.

294954, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.8: ELECT SYH-JANG LIAO, REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 HONG-YE INVESTMENT CO., LTD., WITH SHAREHOLDER NO.

294793 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #4.9: ELECT C.B. CHANG WITH ID NO.                        ISSUER            YES             FOR                  FOR

D100235XXX AS INDEPENDENT DIRECTOR

PROPOSAL #4.10: ELECT CHUN-BAO HUANG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 00211424 AS INDEPENDENT DIRECTOR

PROPOSAL #4.11: ELECT C.S. YEN WITH ID NO. F101393XXX        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               People.cn Co., Ltd.

  TICKER:               603000                            CUSIP:   Y6788E107

  MEETING DATE:   12/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMOVAL OF LIAO HONG AS NON-               ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #2: APPROVE REMOVAL OF CHEN ZHIXIA AS NON-           ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3: ELECT NIU YIBING AS NON-INDEPENDENT           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #4: APPROVE SIGNING RELATED AGREEMENT                   ISSUER            YES             FOR                  FOR

REGARDING TRANSFER OF CERTAIN EQUITY IN CHENGDU

GUQIANG TECHNOLOGY CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               People.cn Co., Ltd.

  TICKER:               603000                            CUSIP:   Y6788E107

  MEETING DATE:   1/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE SIGNING OF PEOPLE'S DAILY DATA          ISSUER            YES             FOR                  FOR

CENTER (PHASE I) ENTRUSTED CONSTRUCTION AGREEMENT

PROPOSAL #3: APPROVE SIGNING OF PEOPLE'S DAILY CLIENT        ISSUER            YES             FOR                  FOR

 DEVELOPMENT, UPGRADE ITERATION AND MAINTENANCE

(ENTRUSTMENT) AGREEMENT

 


 

 

PROPOSAL #4: APPROVE CHANGE IN BUSINESS SCOPE AND              ISSUER            YES             FOR                  FOR

AMEND ARTICLES OF ASSOCIATION

PROPOSAL #5: ELECT TANG NING AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #6.01: ELECT WANG YIBIAO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.02: ELECT YU QINGCHU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               People.cn Co., Ltd.

  TICKER:               603000                            CUSIP:   Y6788E107

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

INTERNAL CONTROL AUDITOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORS                ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE USE OF EXCESS RAISED FUNDS AND          ISSUER            YES             FOR                  FOR

INTEREST INCOME TO PERMANENTLY REPLENISH COMPANY'S

WORKING CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Persistent Systems Ltd

  TICKER:               533179                            CUSIP:   Y68031106

  MEETING DATE:   3/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PERSISTENT SYSTEMS LIMITED                 ISSUER            YES         AGAINST           AGAINST

EMPLOYEE STOCK OPTION PLAN 2016 (ESOP 2016)

PROPOSAL #2: APPROVE STOCK OPTION PLAN GRANTS TO                ISSUER            YES         AGAINST           AGAINST

EMPLOYEES AND DIRECTORS OF THE COMPANY AND ITS

SUBSIDIARIES UNDER ESOP 2016

PROPOSAL #3: APPROVE ACQUISITION OF SECONDARY SHARES         ISSUER            YES         AGAINST           AGAINST

THROUGH A TRUST FOR THE IMPLEMENTATION OF ESOP 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petkim Petrokimya Holding A.S.

  TICKER:               PETKM                              CUSIP:   M7871F103

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL        ISSUER            YES             FOR                  FOR

 OF MEETING

PROPOSAL #2: ACCEPT BOARD REPORT                                            ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: ACCEPT AUDIT REPORT                                            ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DISCHARGE OF BOARD                                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: ELECT AUDITOR                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: RATIFY EXTERNAL AUDITORS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE UPPER LIMIT OF THE DONATIONS            ISSUER            YES         AGAINST           AGAINST

FOR 2016

PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO          ISSUER            YES             FOR                  FOR

ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE

 INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petrobras Argentina S.A.

  TICKER:               PESA                                CUSIP:   P7873P114

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF DIRECTORS AND                 ISSUER             NO              N/A                  N/A

INTERNAL STATUTORY AUDITORS COMMITTEE (COMISION

FISCALIZADORA)

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER             NO              N/A                  N/A

PROPOSAL #4: RESOLUTION RE: BALANCE OF FUTURE                     ISSUER             NO              N/A                  N/A

INVESTMENTS AND DIVIDENDS RESERVES

PROPOSAL #5: ELECT DIRECTORS AND ALTERNATES                         ISSUER             NO              N/A                  N/A

PROPOSAL #6: ELECT MEMBERS AND ALTERNATES OF INTERNAL        ISSUER             NO              N/A                  N/A

 STATUTORY AUDITORS COMMITTEE (COMISION

PROPOSAL #7: CONSIDER REMUNERATION OF DIRECTORS AND          ISSUER             NO              N/A                  N/A

MEMBERS OF INTERNAL STATUTORY AUDITORS COMMITTEE

(COMISION FISCALIZADORA)

PROPOSAL #8: CONSIDER EXTENSION OF APPOINTMENT OF              ISSUER             NO              N/A                  N/A

AUDITORS

PROPOSAL #9: CONSIDER REMUNERATION OF AUDITORS FOR FY        ISSUER             NO              N/A                  N/A

 2015 AND APPOINT AUDITORS FOR FY 2016

PROPOSAL #10: CONSIDER BUDGET OF AUDIT COMMITTEE                ISSUER             NO              N/A                  N/A

PROPOSAL #11: DESIGNATE TWO SHAREHOLDERS TO SIGN                ISSUER             NO              N/A                  N/A

MINUTES OF MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petrobras Argentina S.A.

  TICKER:               PESA                                CUSIP:   P7873P114

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT MEMBERS AND ALTERNATES OF INTERNAL        ISSUER             NO              N/A                  N/A

 STATUTORY AUDITORS COMMITTEE (COMISION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petrochina Company Limited

  TICKER:               857                                  CUSIP:   Y6883Q104

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE THE                     ISSUER            YES             FOR                  FOR

DISTRIBUTION OF INTERIM DIVIDENDS

PROPOSAL #6: APPROVE KPMG HUAZHEN AND KPMG AS                     ISSUER            YES             FOR                  FOR

DOMESTIC AND INTERNATIONAL AUDITORS RESPECTIVELY, AND

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: ELECT XU WENRONG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PetroChina JInhong Energy Investment Co., Ltd.

  TICKER:               000669                            CUSIP:   Y4444G103

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #8: APPROVE RATIFICATION OF 2015 RELATED              ISSUER            YES             FOR                  FOR

PARTY TRANSACTION

PROPOSAL #9: APPROVE 2016 APPLICATION OF BANK CREDIT         ISSUER            YES             FOR                  FOR

LINE AND GUARANTEE AUTHORIZATIONS

PROPOSAL #10: ELECT ZHANG FAN AS INDEPENDENT DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REPORT OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE REPORT ON THE DEPOSIT AND USAGE        ISSUER            YES             FOR                  FOR

 OF RAISED FUNDS

PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #14.01: APPROVE ISSUE SIZE                                       ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #14.02: APPROVE PLACING ARRANGEMENT FOR                ISSUER            YES             FOR                  FOR

SHAREHOLDERS

PROPOSAL #14.03: APPROVE BOND MATURITY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.04: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #14.05: APPROVE BOND INTEREST RATE                         ISSUER            YES             FOR                  FOR

PROPOSAL #14.06: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #14.07: APPROVE LISTING EXCHANGE                             ISSUER            YES             FOR                  FOR

PROPOSAL #14.08: APPROVE GUARANTEE PROVISION                       ISSUER            YES             FOR                  FOR

PROPOSAL #14.09: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #14.10: APPROVE AUTHORIZATION OF THE BOARD          ISSUER            YES             FOR                  FOR

TO HANDLE ALL RELATED MATTERS

PROPOSAL #14.11: APPROVE SAFEGUARD MEASURES OF DEBTS         ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #15: APPROVE ISSUANCE OF ULTRA SHORT-TERM            ISSUER            YES             FOR                  FOR

FINANCIAL BILL

PROPOSAL #16: APPROVE EXTENSION OF COMPANY'S BUSINESS        ISSUER            YES             FOR                  FOR

 TERM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   71654V101

  MEETING DATE:   7/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GUSTAVO ROCHA GATTASS AS ALTERNATE   SHAREHOLDER        YES             FOR                  N/A

 BOARD MEMBER NOMINATED BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   71654V101

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2.1: ELECT GUILHERME AFFONSO FERREIRA AS        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR AND GUSTAVO ROCHA GATTASS AS ALTERNATE

NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #4.1: ELECT WALTER LUIS BERNARDES ALBERTONI    SHAREHOLDER        YES             FOR                  N/A

AS FISCAL COUNCIL MEMBER AND ROBERTO LAMB AS

ALTERNATE NOMINATED BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   71654V408

  MEETING DATE:   7/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.a: ELECT ALTERNATE BOARD MEMBERS                       ISSUER            YES             FOR                  FOR

APPOINTED BY CONTROLLING SHAREHOLDERS

 


 

 

PROPOSAL #3.b: ELECT FRANCISCO PETROS OLIVEIRA LIMA      SHAREHOLDER        YES             FOR                  N/A

PAPATHANASIADIS AS ALTERNATE BOARD MEMBER NOMINATED

BY MINORITY SHAREHOLDERS

PROPOSAL #4: AMEND REMUNERATION OF COMPANY'S                       ISSUER            YES             FOR                  FOR

MANAGEMENT PREVIOUSLY APPROVED AT THE APRIL 29, 2015,

 AGM

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   71654V408

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: RATIFY WAIVER OF PREEMPTIVE RIGHTS ON            ISSUER            YES             FOR                  FOR

THE SUBSCRIPTION OF NEW SHARES ISSUED

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2.a: ELECT DIRECTORS APPOINTED BY THE                 ISSUER            YES         AGAINST           AGAINST

CONTROLLING SHAREHOLDER

PROPOSAL #2.b1: ELECT WALTER MENDES DE OLIVEIRA FILHO   SHAREHOLDER        YES             FOR                  N/A

 AS DIRECTOR AND ROBERTO DA CUNHA CASTELLO BRANCO AS

ALTERNATE NOMINATED BY MINORITY SHAREHOLDERS

PROPOSAL #3: ELECT BOARD CHAIRMAN                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.a: ELECT FISCAL COUNCIL MEMBERS APPOINTED        ISSUER            YES         AGAINST           AGAINST

 BY THE CONTROLLING SHAREHOLDER

PROPOSAL #4.b1: ELECT REGINALDO FERREIRA ALEXANDRE AS   SHAREHOLDER        YES             FOR                  N/A

 FISCAL COUNCIL MEMBER AND MARIO CORDEIRO FILHO AS

ALTERNATE APPOINTED BY MINORITY SHAREHOLDERS

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   P78331132

  MEETING DATE:   7/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT ALTERNATE BOARD MEMBERS                       ISSUER            YES             FOR                  FOR

APPOINTED BY CONTROLLING SHAREHOLDERS

PROPOSAL #3.2: ELECT FRANCISCO PETROS OLIVEIRA LIMA      SHAREHOLDER        YES             FOR                  N/A

PAPATHANASIADIS AS ALTERNATE BOARD MEMBER NOMINATED

BY MINORITY SHAREHOLDERS

PROPOSAL #4: AMEND REMUNERATION OF COMPANY'S                       ISSUER            YES             FOR                  FOR

MANAGEMENT PREVIOUSLY APPROVED AT THE APRIL 29, 2015,

 AGM

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   P78331132

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES         AGAINST           AGAINST

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2.a: ELECT DIRECTORS APPOINTED BY THE                 ISSUER             NO              N/A                  N/A

CONTROLLING SHAREHOLDER

PROPOSAL #2.b: ELECT WALTER MENDES DE OLIVEIRA FILHO    SHAREHOLDER        YES             FOR                  N/A

AS DIRECTOR AND ROBERTO DA CUNHA CASTELLO BRANCO AS

ALTERNATE NOMINATED BY MINORITY SHAREHOLDERS

PROPOSAL #3: ELECT BOARD CHAIRMAN                                           ISSUER            YES             FOR                  FOR

PROPOSAL #4.a: ELECT FISCAL COUNCIL MEMBERS APPOINTED        ISSUER            YES         AGAINST           AGAINST

 BY THE CONTROLLING SHAREHOLDER

PROPOSAL #4.b: ELECT REGINALDO FERREIRA ALEXANDRE AS    SHAREHOLDER        YES             FOR                  N/A

FISCAL COUNCIL MEMBER AND MARIO CORDEIRO FILHO AS

ALTERNATE APPOINTED BY MINORITY SHAREHOLDERS

PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT AND FISCAL COUNCIL MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   P78331132

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: CONSOLIDATE BYLAWS                                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: RATIFY WAIVER OF PREEMPTIVE RIGHTS ON            ISSUER            YES             FOR                  FOR

THE SUBSCRIPTION OF NEW SHARES ISSUED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   P78331140

  MEETING DATE:   7/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GUSTAVO ROCHA GATTASS AS ALTERNATE   SHAREHOLDER        YES             FOR                  N/A

 BOARD MEMBER NOMINATED BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petroleo Brasileiro SA-Petrobras

  TICKER:               PETR4                              CUSIP:   P78331140

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT GUILHERME AFFONSO FERREIRA AS           SHAREHOLDER        YES             FOR                  N/A

DIRECTOR AND GUSTAVO ROCHA GATTASS AS ALTERNATE

NOMINATED BY PREFERRED SHAREHOLDERS

PROPOSAL #2: ELECT WALTER LUIS BERNARDES ALBERTONI AS   SHAREHOLDER        YES             FOR                  N/A

 FISCAL COUNCIL MEMBER AND ROBERTO LAMB AS ALTERNATE

NOMINATED BY PREFERRED SHAREHOLDERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petron Corporation

  TICKER:               PCOR                                CUSIP:   Y6885F106

  MEETING DATE:   5/17/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT EDUARDO M. COJUANGCO, JR. AS              ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #1.2: ELECT RAMON S. ANG AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT LUBIN N. NEPOMUCENO AS DIRECTOR         ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.4: ELECT ERIC O. RECTO AS DIRECTOR                    ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.5: ELECT ESTELITO P. MENDOZA AS DIRECTOR         ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.6: ELECT JOSE P. DE JESUS AS DIRECTOR               ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.7: ELECT RON W. HADDOCK AS DIRECTOR                  ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.8: ELECT AURORA T. CALDERON AS DIRECTOR           ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.9: ELECT MIRZAN MAHATHIR AS DIRECTOR                ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.10: ELECT ROMELA M. BENGZON AS DIRECTOR           ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.11: ELECT VIRGILIO S. JACINTO AS DIRECTOR        ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.12: ELECT NELLY FAVIS-VILLAFUERTE AS                ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #1.13: ELECT REYNALDO G. DAVID AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #1.14: ELECT ARTEMIO V. PANGANIBAN AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.15: ELECT MARGARITO B. TEVES AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE THE MINUTES OF THE 2015 ANNUAL          ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING

PROPOSAL #3: APPROVE THE ANNUAL REPORT AND THE                   ISSUER            YES             FOR                  FOR

AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE

YEAR ENDED DEC. 31, 2015

PROPOSAL #4: RATIFY ALL ACTS OF THE BOARD OF                       ISSUER            YES             FOR                  FOR

DIRECTORS AND MANAGEMENT SINCE THE 2015 ANNUAL

STOCKHOLDERS' MEETING

PROPOSAL #5: APPOINT EXTERNAL AUDITORS OF THE COMPANY        ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petronas Chemicals Group Berhad

  TICKER:               PCHEM                              CUSIP:   Y6811G103

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SAZALI BIN HAMZAH AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DONG SOO KIM AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT MD ARIF BIN MAHMOOD AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ZAKARIA BIN KASAH AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT FREIDA BINTI AMAT AS DIRECTOR                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petronas Dagangan Berhad

  TICKER:               PETDAG                            CUSIP:   Y6885A107

  MEETING DATE:   4/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT NURAINI BINTI ISMAIL AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT LIM BENG CHOON AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ARIF BIN MAHMOOD AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT IR MOHAMED FIROUZ BIN ASNAN AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR            ISSUER            YES             FOR                  FOR

THE FINANCIAL YEAR ENDED DECEMBER 31, 2015

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FROM          ISSUER            YES             FOR                  FOR

JANUARY 1, 2016 UNTIL THE NEXT ANNUAL GENERAL MEETING

 OF THE COMPANY

PROPOSAL #7: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petronas Gas Berhad

  TICKER:               PETGAS                            CUSIP:   Y6885J116

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT YUSA' BIN HASSAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT SHAMSUL AZHAR BIN ABBAS AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: ELECT SADASIVAN N.N. PILLAY AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT HALIM BIN MOHYIDDIN AS DIRECTOR             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Petronet LNG Ltd.

  TICKER:               532522                            CUSIP:   Y68259103

  MEETING DATE:   2/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND MEMORANDUM OF ASSOCIATION RE:                ISSUER            YES             FOR                  FOR

CORPORATE PURPOSE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PGE Polska Grupa Energetyczna SA

  TICKER:               PGE                                  CUSIP:   X6447Z104

  MEETING DATE:   9/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RESOLVE NOT TO ELECT MEMBERS OF VOTE              ISSUER            YES             FOR                  FOR

COUNTING COMMISSION

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PGE Polska Grupa Energetyczna SA

  TICKER:               PGE                                  CUSIP:   X6447Z104

  MEETING DATE:   3/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RESOLVE NOT TO ELECT VOTE COUNTING                 ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7: APPROVE DECISION ON COVERING COSTS OF            ISSUER            YES         AGAINST           AGAINST

CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PGE Polska Grupa Energetyczna SA

  TICKER:               PGE                                  CUSIP:   X6447Z104

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: RESOLVE NOT TO ELECT MEMBERS OF VOTE              ISSUER            YES             FOR                  FOR

COUNTING COMMISSION

PROPOSAL #6: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS

PROPOSAL #8: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS

PROPOSAL #10: APPROVE ALLOCATION OF INCOME                           ISSUER            YES             FOR                  FOR

PROPOSAL #11.1: APPROVE DISCHARGE OF BARBARA DYBEK            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRWOMAN)

PROPOSAL #11.2: APPROVE DISCHARGE OF PIOTR                          ISSUER            YES             FOR                  FOR

MACHNIKOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.3: APPROVE DISCHARGE OF ANNA KOWALIK              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.4: APPROVE DISCHARGE OF JACEK BARYLSKI          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

 


 

 

PROPOSAL #11.5: APPROVE DISCHARGE OF JAROSLAW                     ISSUER            YES             FOR                  FOR

GOLEBIEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.6: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

TROCHIMIUK (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.7: APPROVE DISCHARGE OF MALGORZATA MOLAS        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.8: APPROVE DISCHARGE OF MALGORZATA MIKA-        ISSUER            YES             FOR                  FOR

BRYSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.9: APPROVE DISCHARGE OF CZESLAW GRZESIAK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #11.10: APPROVE DISCHARGE OF MAREK SCIAZKO          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.11: APPROVE DISCHARGE OF JACEK FOTEK              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #11.12: APPROVE DISCHARGE OF MAREK WOSZCZYK         ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #11.13: APPROVE DISCHARGE OF DARIUSZ MARZEC         ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #11.14: APPROVE DISCHARGE OF JACEK DROZD              ISSUER            YES             FOR                  FOR

(DEPUTY CEO)

PROPOSAL #11.15: APPROVE DISCHARGE OF GRZEGORZ                   ISSUER            YES             FOR                  FOR

KRYSTEK (DEPUTY CEO)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PharmaEngine Inc

  TICKER:               4162                                CUSIP:   Y6894F105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #7: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #9.1: ELECT YIN FU-SHIOW, WITH ID NO.                   ISSUER            YES             FOR                  FOR

F202476XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT FRANK LI-SHENG CHU, WITH ID NO.         ISSUER            YES             FOR                  FOR

H121300XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT LAY KUEN-HORN, WITH ID NO.                 ISSUER            YES             FOR                  FOR

Q120907XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT KANGE-CHI CHOU, WITH ID NO.                ISSUER             NO              N/A                  N/A

A101295XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT DR. YU-JEN CHEN, WITH ID NO.              ISSUER             NO              N/A                  N/A

P120058XXX, AS INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #9.6: ELECT DR. MUH-HWA YANG, WITH ID NO.            ISSUER             NO              N/A                  N/A

A120554XXX, AS INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT YEH CHANG-JING, WITH SHAREHOLDER   SHAREHOLDER        YES             FOR                  N/A

 NO. 3, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT JAMES C. HO, WITH SHAREHOLDER        SHAREHOLDER        YES             FOR                  N/A

NO. 14448, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT SUEN CHIH-JONG, REPRESENTATIVE      SHAREHOLDER        YES         AGAINST               N/A

OF TTY BIOPHARM COMPANY LIMITED, WITH SHAREHOLDER NO.

 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.10: ELECT CHANG WEN-HWA, REPRESENTATIVE      SHAREHOLDER        YES         AGAINST               N/A

OF TTY BIOPHARM COMPANY LIMITED, WITH SHAREHOLDER NO.

 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.11: ELECT SHEU MING-THAU, REPRESENTATIVE    SHAREHOLDER        YES         AGAINST               N/A

OF TTY BIOPHARM COMPANY LIMITED, WITH SHAREHOLDER NO.

 1, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.12: ELECT NON-INDEPENDENT DIRECTOR NO. 1     SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

AND ITS REPRESENTATIVES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Phihong Technology Co., Ltd.

  TICKER:               2457                                CUSIP:   Y6896C100

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS

PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #7: APPROVE CASH CAPITAL INCREASE BY                     ISSUER            YES         AGAINST           AGAINST

ISSUANCE OF ORDINARY SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Philex Mining Corporation

  TICKER:               PX                                    CUSIP:   Y68991135

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE MINUTES OF THE PREVIOUS                ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING

PROPOSAL #2: APPROVE THE ANNUAL REPORT AND AUDITED            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR THE YEAR ENDED DEC. 31, 2015

PROPOSAL #3: RATIFY AND APPROVE THE ACTS OF THE BOARD        ISSUER            YES             FOR                  FOR

 OF DIRECTORS AND EXECUTIVE OFFICERS

PROPOSAL #4: APPROVE AMENDMENT OF ARTICLE III OF THE         ISSUER            YES             FOR                  FOR

BY-LAWS RE: CORPORATE OFFICERS

 


 

 

PROPOSAL #5: APPOINT SYCIP, GORRES, VELAYO & CO. AS          ISSUER            YES             FOR                  FOR

INDEPENDENT AUDITORS

PROPOSAL #6: APPOINT ELECTION INSPECTORS                              ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT MANUEL V. PANGILINAN AS DIRECTOR        ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #7.2: ELECT JUAN B. SANTOS AS DIRECTOR                  ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #7.3: ELECT EULALIO B. AUSTIN, JR. AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #7.4: ELECT ROBERT C. NICHOLSON AS DIRECTOR         ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #7.5: ELECT EDWARD A. TORTORICI AS DIRECTOR         ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #7.6: ELECT MARILYN A. VICTORIO-AQUINO AS            ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #7.7: ELECT BARBARA ANNE C. MIGALLOS AS                ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #7.8: ELECT BIENVENIDO E. LAGUESMA AS                   ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #7.9: ELECT MICHAEL VICTOR N. ALIMURUNG AS          ISSUER            YES        WITHHOLD           AGAINST

DIRECTOR

PROPOSAL #7.10: ELECT OSCAR J. HILADO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #7.11: ELECT WILFREDO A. PARAS AS DIRECTOR           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Philip Morris CR A.S

  TICKER:               TABAK                              CUSIP:   X6547B106

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2.1: ELECT MEETING CHAIRMAN AND OTHER                 ISSUER            YES             FOR                  FOR

MEETING OFFICIALS

PROPOSAL #2.2: APPROVE MEETING PROCEDURES                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORTS,                   ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS, CONSOLIDATED FINANCIAL

STATEMENT AND PROPOSAL FOR ALLOCATION OF INCOME,

INCLUDING DIVIDENDS OF CZK 920 PER SHARE

PROPOSAL #6: RECALL ANDRAS TOVISI AS MANAGEMENT BOARD        ISSUER            YES             FOR                  FOR

 MEMBER

PROPOSAL #7.1: ELECT ARPAD KONYE AND ISTVAN BORUS AS         ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD MEMBERS

PROPOSAL #7.2: APPROVE CONTRACTS WITH NEWLY ELECTED          ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD MEMBERS

PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AUDIT                ISSUER            YES             FOR                  FOR

S.R.O. AS AUDITOR FOR FISCAL 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Philippine Long Distance Telephone Co.

  TICKER:               TEL                                  CUSIP:   718252109

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE AUDITED FINANCIAL STATEMENTS        ISSUER            YES             FOR                  FOR

 FOR THE FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2.1: ELECT BERNIDO H. LIU AS DIRECTOR                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.2: ELECT ARTEMIO V. PANGANIBAN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.3: ELECT PEDRO E. ROXAS AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: ELECT HELEN Y. DEE AS DIRECTOR                      ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #2.5: ELECT RAY C. ESPINOSA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.6: ELECT JAMES L. GO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: ELECT TADASHI MIYASHITA AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: ELECT NAPOLEON L. NAZARENO AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: ELECT HIDEAKI OZAKI AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: ELECT MANUEL V. PANGILINAN AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.11: ELECT MA. LOURDES C. RAUSA-CHAN AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.12: ELECT JUAN B. SANTOS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: ELECT TONY TAN CAKTIONG AS DIRECTOR           ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #3: AMEND THE FIRST ARTICLE AND SECOND                 ISSUER            YES             FOR                  FOR

ARTICLE OF THE ARTICLES OF INCORPORATION

PROPOSAL #4: RATIFY THE CORPORATION'S AUTHORITY TO            ISSUER            YES             FOR                  FOR

INVEST CORPORATE FUNDS FOR PURPOSES OTHER THAN ITS

PRIMARY PURPOSE AND GRANT OF AUTHORITY TO THE BOARD

OF DIRECTORS TO DETERMINE THE TIMING, FINAL

STRUCTURE, AMOUNT, TERMS AND CONDITIONS OF THE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Phison Electronics Corp.

  TICKER:               8299                                CUSIP:   Y7136T101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Phoenix Healthcare Group Co., Ltd.

  TICKER:               1515                                CUSIP:   G7092M108

  MEETING DATE:   6/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT XU ZECHANG AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT SHAN BAOJIE AS DIRECTOR                           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: ELECT CHENG LIBING AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT CHENG HONG AS DIRECTOR                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: ELECT SUN JIANHUA AS DIRECTOR                           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: ELECT LEE KAR CHUNG FELIX AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #10: APPROVE DELOITTE TOUCHE TOHMATSU AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #13: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Phoenix Satellite Television Holdings Ltd.

  TICKER:               2008                                CUSIP:   G70645109

  MEETING DATE:   6/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT CHUI KEUNG AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: ELECT LEUNG HOK LIM  AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #5: ELECT FANG FENGLEI AS DIRECTOR AND                 ISSUER            YES         AGAINST           AGAINST

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PhosAgro OJSC

  TICKER:               PHOR                                CUSIP:   71922G209

  MEETING DATE:   7/14/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 48 PER         ISSUER            YES             FOR                  FOR

SHARE FOR FIRST QUARTER OF FISCAL 2015

PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER            YES         AGAINST           AGAINST

GUARANTEE AGREEMENT

PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER            YES         AGAINST           AGAINST

LOAN AGREEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PhosAgro OJSC

  TICKER:               PHOR                                CUSIP:   71922G209

  MEETING DATE:   10/6/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVIDENDS OF RUB 57 PER SHARE             ISSUER             NO              N/A                  N/A

PROPOSAL #2: APPROVE RELATED-PARTY TRANSACTIONS RE:          ISSUER             NO              N/A                  N/A

LOAN AGREEMENTS

PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER             NO              N/A                  N/A

SUPPLEMENT TO GUARANTEE AGREEMENT

PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER             NO              N/A                  N/A

GUARANTEE AGREEMENT

PROPOSAL #5: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER             NO              N/A                  N/A

GUARANTEE AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PhosAgro OJSC

  TICKER:               PHOR                                CUSIP:   71922G209

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INTERIM  DIVIDENDS OF RUB 63 PER        ISSUER            YES             FOR                  FOR

 SHARE FOR FIRST NINE MONTHS OF FISCAL 2015

PROPOSAL #2: APPROVE COMPANY'S MEMBERSHIP IN RUSSIAN         ISSUER            YES             FOR                  FOR

UNION OF EMPLOYERS 'RUSSIAN UNION OF INDUSTRIALS AND

ENTREPRENEURS'

PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER            YES         AGAINST           AGAINST

GUARANTEE AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PhosAgro OJSC

  TICKER:               PHOR                                CUSIP:   71922G209

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS OF RUB 57 PER SHARE

PROPOSAL #4.1: ELECT IGOR ANTOSHIN AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #4.2: ELECT ANDREY ANDREEVICH GURYEV AS                ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #4.3: ELECT ANDREY GRIGORYEVICH GURYEV AS            ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #4.4: ELECT YURY KRUGOVYKH AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #4.5: ELECT SVEN OMBUDSTVEDT AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #4.6: ELECT ROMAN OSIPOV AS DIRECTOR                      ISSUER            YES         AGAINST               N/A

PROPOSAL #4.7: ELECT OLEG OSIPENKO AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

 


 

 

PROPOSAL #4.8: ELECT MARCUS J. RHODES AS DIRECTOR               ISSUER            YES             FOR                  N/A

PROPOSAL #4.9: ELECT JAMES BEELAND ROGERS, JR. AS              ISSUER            YES             FOR                  N/A

DIRECTOR

PROPOSAL #4.10: ELECT IVAN RODIONOV AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #4.11: ELECT MIKHAIL RYBNIKOV AS DIRECTOR             ISSUER            YES         AGAINST               N/A

PROPOSAL #4.12: ELECT ALEKSANDR SHARABAYKA AS                     ISSUER            YES         AGAINST               N/A

DIRECTOR

PROPOSAL #5.1: ELECT EKATERINA VIKTOROVA AS MEMBER OF        ISSUER            YES             FOR                  FOR

 AUDIT COMMISSION

PROPOSAL #5.2: ELECT GALINA KALININA AS MEMBER OF              ISSUER            YES             FOR                  FOR

AUDIT COMMISSION

PROPOSAL #5.3: ELECT PAVEL SINITSA AS MEMBER OF AUDIT        ISSUER            YES             FOR                  FOR

 COMMISSION

PROPOSAL #6: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER            YES             FOR                  FOR

LOAN AGREEMENT

PROPOSAL #9: APPROVE RELATED-PARTY TRANSACTION RE:            ISSUER            YES             FOR                  FOR

GUARANTEE AGREEMENT

PROPOSAL #10: APPROVE RELATED-PARTY TRANSACTION RE:          ISSUER            YES             FOR                  FOR

SUPPLEMENT TO GUARANTEE AGREEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PICC Property and Casualty Co., Ltd.

  TICKER:               2328                                CUSIP:   Y6975Z103

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND AUDITOR'S REPORT

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION PLAN            ISSUER            YES             FOR                  FOR

AND PAYMENT OF FINAL DIVIDEND

PROPOSAL #5: APPROVE 2016 DIRECTORS' FEES                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 SUPERVISORS' FEES                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT CHU BENDE AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS                ISSUER            YES             FOR                  FOR

INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU

CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #10: APPROVE ISSUANCE OF 10-YEAR CAPITAL              ISSUER            YES             FOR                  FOR

SUPPLEMENTARY BONDS AND RELATED TRANSACTIONS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pick n Pay Holdings Limited

  TICKER:               PWK                                  CUSIP:   S60726106

  MEETING DATE:   7/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPOINT ERNST & YOUNG INC. AS AUDITORS          ISSUER            YES             FOR                  FOR

OF THE COMPANY

PROPOSAL #2.1: RE-ELECT RAYMOND ACKERMAN AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT RENE DE WET AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT RENE DE WET AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT HUGH HERMAN AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #1: APPROVE ENDORSEMENT OF REMUNERATION                ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #1: APPROVE DIRECTORS' FEES FOR THE 2016 AND        ISSUER            YES             FOR                  FOR

 2017 ANNUAL FINANCIAL PERIODS

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pick n Pay Stores Ltd

  TICKER:               PIK                                  CUSIP:   S60947108

  MEETING DATE:   7/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPOINT ERNST & YOUNG INC AS AUDITORS OF        ISSUER            YES             FOR                  FOR

 THE COMPANY

PROPOSAL #2.1: RE-ELECT HUGH HERMAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT DAVID ROBINS AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: RE-ELECT JEFF VAN ROOYEN AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF         ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #3.2: RE-ELECT HUGH HERMAN AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #3.3: RE-ELECT AUDREY MOTHUPI AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #1: APPROVE REMUNERATION REPORT                              ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE DIRECTORS' FEES FOR THE 2016 AND        ISSUER            YES             FOR                  FOR

 2017 ANNUAL FINANCIAL PERIODS

PROPOSAL #2.1: APPROVE FINANCIAL ASSISTANCE TO                   ISSUER            YES             FOR                  FOR

RELATED OR INTER-RELATED COMPANIES OR CORPORATIONS

PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE TO AN              ISSUER            YES             FOR                  FOR

EMPLOYEE OF THE COMPANY OR ITS SUBSIDIARIES

 


 

 

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4: AUTHORISE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pidilite Industries Limited

  TICKER:               500331                            CUSIP:   Y6977T139

  MEETING DATE:   9/1/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT N K PAREKH AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT A N PAREKH AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

B. PURI AS MANAGING DIRECTOR

PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES         AGAINST           AGAINST

A N PAREKH AS EXECUTIVE DIRECTOR

PROPOSAL #8: ELECT S. PATNAIK AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

S. PATNAIK AS EXECUTIVE DIRECTOR

PROPOSAL #10: ELECT S. AGA AS INDEPENDENT DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE TERMS OF APPOINTMENT AND                   ISSUER            YES             FOR                  FOR

REMUNERATION OF J L SHAH, DIRECTOR (FACTORIES

OPERATIONS)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pidilite Industries Limited

  TICKER:               500331                            CUSIP:   Y6977T139

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE GRANT OF OPTIONS TO EMPLOYEES OF        ISSUER            YES         AGAINST           AGAINST

 THE COMPANY UNDER THE EMPLOYEE STOCK OPTION PLAN

2016 (ESOP 2016)

PROPOSAL #2: APPROVE GRANT OF OPTIONS TO                              ISSUER            YES         AGAINST           AGAINST

EMPLOYEES/DIRECTORS OF SUBSIDIARIES UNDER ESOP 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pihsiang Machinery Manufacturing Co., Ltd.

  TICKER:               1729                                CUSIP:   Y69788100

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE STATEMENT OF LOSS APPROPRIATION         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: APPROVE CASH CAPITAL REDUCTION FOR                 ISSUER            YES             FOR                  FOR

SHAREHOLDER REFUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ping An Bank Co., Ltd.

  TICKER:               000001                            CUSIP:   Y6896T103

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ANNUAL REPORT         ISSUER            YES             FOR                  FOR

SUMMARY

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RELATED-PARTY TRANSACTIONS AND          ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM OF RELATED-PARTY TRANSACTIONS

PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT GUO TIANYONG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #9: APPROVE ISSUANCE OF FINANCIAL BONDS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ping An Insurance (Group) Co. of China, Ltd.

  TICKER:               2318                                CUSIP:   Y6898C116

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE THE ANNUAL REPORT AND SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITED FINANCIAL STATEMENT AND         ISSUER            YES             FOR                  FOR

AUDITOR'S REPORT

PROPOSAL #5: APPROVE THE PROFIT DISTRIBUTION PLAN AND        ISSUER            YES             FOR                  FOR

 DISTRIBUTION OF FINAL DIVIDENDS

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS

 INTERNATIONAL AUDITOR AND AUTHORIZED BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #7: ELECT HUANG BAOKUI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ping An Insurance (Group) Co. of China, Ltd.

  TICKER:               2318                                CUSIP:   Y69790106

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LIU CHONG AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT XIONG PEIJIN AS DIRECTOR                     SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ping An Insurance (Group) Co. of China, Ltd.

  TICKER:               2318                                CUSIP:   Y69790106

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY                   ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE THE ANNUAL REPORT AND SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITED FINANCIAL STATEMENT AND         ISSUER            YES             FOR                  FOR

AUDITOR'S REPORT

PROPOSAL #5: APPROVE THE PROFIT DISTRIBUTION PLAN AND        ISSUER            YES             FOR                  FOR

 DISTRIBUTION OF FINAL DIVIDENDS

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG              ISSUER            YES             FOR                  FOR

TIAN LLP AS PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS

 INTERNATIONAL AUDITOR AND AUTHORIZED BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #7: ELECT HUANG BAOKUI AS SUPERVISOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pingdingshan Tianan Coal Mining Co., Ltd.

  TICKER:               601666                            CUSIP:   Y6898D130

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE CHANGE IN PARTIAL RAISED FUNDS          ISSUER            YES             FOR                  FOR

INVESTMENT PROJECT

PROPOSAL #3: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 ACTUAL DAILY RELATED PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 ESTIMATES

 


 

 

PROPOSAL #8: APPROVE RE-SIGNING OF DAILY RELATED                ISSUER            YES             FOR                  FOR

PARTY TRANSACTION AGREEMENT

PROPOSAL #9: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE APPOINTMENT OF 2016 AUDITOR               ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE DISPOSAL AGREEMENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #12.01: ELECT LIU YINZHI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.02: ELECT ZHANG FUYOU AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #12.03: ELECT YANG YUSHENG AS NON-                         ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.04: ELECT ZHANG JIANGUO AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.05: ELECT ZHANG JINCHANG AS NON-                      ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #12.06: ELECT DU BOAS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.07: ELECT TU XINGZI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.08: ELECT LI MAO AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #12.09: ELECT WANG QISHAN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #13.01: ELECT AN JINGWEN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.02: ELECT TANG JIANXIN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.03: ELECT WANG ZHAOFENG AS INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.04: ELECT LI BAOKU AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #13.05: ELECT CHEN DONGQIANG AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #14.01: ELECT ZHANG YOUYI AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.02: ELECT ZHAO HAILONG AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.03: ELECT JI RUSHENG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.04: ELECT YU ZEYANG AS SUPERVISOR                SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.05: ELECT ZHAO JINSHAN AS SUPERVISOR          SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #14.06: ELECT LIANG HONGXIA AS SUPERVISOR         SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pingdingshan Tianan Coal Mining Co., Ltd.

  TICKER:               601666                            CUSIP:   Y6898D130

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ENTRUSTMENT OF SOME OF                        ISSUER            YES             FOR                  FOR

SUBSIDIARIES TO CHINA PINGMEI SHENMA ENERGY AND

CHEMICAL GROUP CO., LTD.

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pinnacle Holdings Limited

  TICKER:               PNC                                  CUSIP:   S61058129

  MEETING DATE:   12/3/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF        ISSUER            YES             FOR                  FOR

 SECTION 45 OF THE COMPANIES ACT

PROPOSAL #3: APPROVE NON-EXECUTIVE DIRECTOR'S FEES             ISSUER            YES             FOR                  FOR

PROPOSAL #1: ELECT BHEKI SIBIYA AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: RE-ELECT SEADIMO CHABA AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: RE-ELECT ERHARD VAN DER MERWE AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.1: RE-ELECT NDUMI MEDUPE AS CHAIRPERSON          ISSUER            YES             FOR                  FOR

OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.2: RE-ELECT SEADIMO CHABA AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.3: RE-ELECT ERHARD VAN DER MERWE AS                 ISSUER            YES         AGAINST           AGAINST

MEMBER OF THE AUDIT AND RISK COMMITTEE

PROPOSAL #3.4: ELECT BHEKI SIBIYA AS MEMBER OF THE            ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #4: APPOINT SIZWENTSALUBAGOBODO INCORPORATED        ISSUER            YES             FOR                  FOR

 AS AUDITORS OF THE COMPANY WITH ALEX PHILIPPOU AS

THE DESIGNATED PARTNER

PROPOSAL #5: APPROVE REMUNERATION POLICY                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED                 ISSUER            YES             FOR                  FOR

RESOLUTIONS

PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES              ISSUER            YES         AGAINST           AGAINST

UNDER CONTROL OF DIRECTORS

PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pioneer Food Group Ltd

  TICKER:               PFG                                  CUSIP:   S6279F107

  MEETING DATE:   2/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE OF SHARES         ISSUER            YES             FOR                  FOR

HELD BY THE PIONEER AANDELE AANSPORINGSTRUST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pioneer Food Group Ltd

  TICKER:               PFG                                  CUSIP:   S6279F107

  MEETING DATE:   2/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: REAPPOINT PRICEWATERHOUSECOOPERS                     ISSUER            YES             FOR                  FOR

INCORPORATED AS AUDITORS OF THE COMPANY AND APPOINT

DUNCAN ADRIAANS AS THE INDIVIDUAL AUDITOR AND

AUTHORISE THEIR REMUNERATION

 


 

 

PROPOSAL #2: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT NONHLANHLA MJOLI-MNCUBE AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: RE-ELECT ZITULELE COMBI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: RE-ELECT MATTHYS DU TOIT AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: ELECT NORMAN THOMSON AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT PETRUS MOUTON AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: ELECT SANGO NTSALUBA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: RE-ELECT ANDILE SANGQU AS MEMBER OF THE         ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #10: RE-ELECT LAMBERT RETIEF AS MEMBER OF            ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #11: RE-ELECT NONHLANHLA MJOLI-MNCUBE AS              ISSUER            YES             FOR                  FOR

MEMBER OF THE AUDIT COMMITTEE

PROPOSAL #12: ELECT NORMAN THOMSON AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #13: APPROVE REMUNERATION POLICY                             ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE NON-EXECUTIVE DIRECTORS'                   ISSUER            YES             FOR                  FOR

REMUNERATION

PROPOSAL #15: APPROVE FINANCIAL ASSISTANCE IN TERMS          ISSUER            YES             FOR                  FOR

OF SECTION 45 OF THE COMPANIES ACT

PROPOSAL #16: APPROVE FINANCIAL ASSISTANCE IN TERMS          ISSUER            YES             FOR                  FOR

OF SECTION 44 OF THE COMPANIES ACT

PROPOSAL #17: AUTHORISE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pioneers Holding Co.

  TICKER:               PIOH                                CUSIP:   M7925C106

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #3: ACCEPT STANDALONE AND CONSOLIDATED                 ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY 2015

PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND                   ISSUER             NO              N/A                  N/A

DIRECTORS FOR FY 2015

PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR                          ISSUER             NO              N/A                  N/A

REMUNERATION FOR FY 2016

PROPOSAL #6: APPROVE REMUNERATION AND SITTING FEES OF        ISSUER             NO              N/A                  N/A

 DIRECTORS FOR FY 2015

PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS

PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER             NO              N/A                  N/A

PROPOSAL #9: ELECT DIRECTORS (BUNDLED)                                  ISSUER             NO              N/A                  N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pioneers Holding Co.

  TICKER:               PIOH                                CUSIP:   M7925C106

  MEETING DATE:   5/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF STATUTORY            ISSUER             NO              N/A                  N/A

RESERVES FOR BONUS ISSUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pioneers Holding Co.

  TICKER:               PIOH                                CUSIP:   M7925C106

  MEETING DATE:   5/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER             NO              N/A                  N/A

LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: AMEND ARTICLES 6 AND 7 OF BYLAWS                      ISSUER             NO              N/A                  N/A

PROPOSAL #3: APPROVE EMPLOYEE AND EXECUTIVE INCENTIVE        ISSUER             NO              N/A                  N/A

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Piraeus Bank SA

  TICKER:               TPEIR                              CUSIP:   X06397180

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS         ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DIRECTOR REMUNERATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD TO PARTICIPATE IN                   ISSUER            YES             FOR                  FOR

COMPANIES WITH SIMILAR BUSINESS INTERESTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Piramal Enterprises Limited

  TICKER:               500302                            CUSIP:   Y6941N101

  MEETING DATE:   8/6/2015                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT N. PIRAMAL AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PRICE WATERHOUSE AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

V. SHAH AS EXECUTIVE DIRECTOR

PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

 


 

 

PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF         ISSUER            YES             FOR                  FOR

PETER DEYOUNG, CEO - PIRAMAL CRITICAL CARE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Piramal Enterprises Limited

  TICKER:               500302                            CUSIP:   Y6941N101

  MEETING DATE:   11/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE LOANS, GUARANTEES, AND/OR                   ISSUER            YES         AGAINST           AGAINST

INVESTMENTS IN OTHER BODIES CORPORATE

PROPOSAL #2: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PixArt Imaging Inc.

  TICKER:               3227                                CUSIP:   Y6986P102

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PKP Cargo SA

  TICKER:               PKP                                  CUSIP:   X65563102

  MEETING DATE:   2/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND ART. 14 OF STATUTE RE: BOARD-                ISSUER            YES             FOR                  FOR

RELATED

PROPOSAL #6: AMEND ART. 19 OF STATUTE RE: BOARD-                ISSUER            YES             FOR                  FOR

RELATED

PROPOSAL #7: APPROVE CONSOLIDATED TEXT OF STATUTE               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE DECISION ON COVERING COSTS OF            ISSUER            YES             FOR                  FOR

CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS

PROPOSAL #9: TRANSACT OTHER BUSINESS                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PKP Cargo SA

  TICKER:               PKP                                  CUSIP:   X65563102

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

 


 

 

PROPOSAL #8: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

MANAGEMENT BOARD REPORT ON COMPANY'S OPERATIONS IN

FISCAL 2015

PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND  MANAGEMENT BOARD REPORT ON GROUP'S

OPERATIONS IN FISCAL 2015

PROPOSAL #10: APPROVE TREATMENT OF NET LOSS FOR                 ISSUER            YES             FOR                  FOR

FISCAL 2015

PROPOSAL #11.1: APPROVE DISCHARGE OF ADAM PURWIN                ISSUER            YES             FOR                  FOR

(CEO)

PROPOSAL #11.2: APPROVE DISCHARGE OF WOJCIECH DERDA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #11.3: APPROVE DISCHARGE OF JACEK NESKA                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #11.4: APPROVE DISCHARGE OF LUKASZ HADYS              ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #11.5: APPROVE DISCHARGE OF DARIUSZ BROWAREK        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #12.1: APPROVE DISCHARGE OF MACIEJ                        ISSUER            YES             FOR                  FOR

LIBISZEWSKI (SUPERVISORY BOARD MEMBER/ACTING CEO)

PROPOSAL #12.2: APPROVE DISCHARGE OF JAKUB KARNOWSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #12.3: APPROVE DISCHARGE OF PIOTR CIZKOWICZ         ISSUER            YES             FOR                  FOR

(DEPUTY CHAIR OF SUPERVISORY BOARD)

PROPOSAL #12.4: APPROVE DISCHARGE OF MIROSLAW                     ISSUER            YES             FOR                  FOR

PAWLOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.5: APPROVE DISCHARGE OF KRZYSZTOF                   ISSUER            YES             FOR                  FOR

CZARNOTA (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.6: APPROVE DISCHARGE OF MAREK PODSKALNY         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.7: APPROVE DISCHARGE OF KAZIMIERZ                   ISSUER            YES             FOR                  FOR

JAMROZIK (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.8: APPROVE DISCHARGE OF KONRAD                        ISSUER            YES             FOR                  FOR

ANUSZKIEWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.9: APPROVE DISCHARGE OF STANISLAW                   ISSUER            YES             FOR                  FOR

KNAFLEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.10: APPROVE DISCHARGE OF PAWEL RUKA                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.11: APPROVE DISCHARGE OF JAROSLAW                   ISSUER            YES             FOR                  FOR

PAWLOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.12: APPROVE DISCHARGE OF JACEK                        ISSUER            YES             FOR                  FOR

LEONKIEWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.13: APPROVE DISCHARGE OF SLAWOMIR BANIAK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.14: APPROVE DISCHARGE OF ZBIGNIEW                   ISSUER            YES             FOR                  FOR

KLEPACKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.15: APPROVE DISCHARGE OF RAIMONDO EGGINK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.16: APPROVE DISCHARGE OF JAROSLAW BATOR         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.17: APPROVE DISCHARGE OF JERZY                        ISSUER            YES             FOR                  FOR

KLENIEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.18: APPROVE DISCHARGE OF ANDRZEJ WACH            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #12.19: APPROVE DISCHARGE OF MACIEJ                       ISSUER            YES             FOR                  FOR

LIBISZEWSKI (SUPERVISORY BOARD MEMBER)

 


 

 

PROPOSAL #12.20: APPROVE DISCHARGE OF CZESLAW                     ISSUER            YES             FOR                  FOR

WARSEWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #12.21: APPROVE DISCHARGE OF MALGORZATA                ISSUER            YES             FOR                  FOR

KRYSZKIEWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #13: ELECT INDEPENDENT SUPERVISORY BOARD              ISSUER            YES         AGAINST           AGAINST

MEMBER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PKU Healthcare Corp., Ltd.

  TICKER:               000788                            CUSIP:   Y8116C100

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING MAJOR ASSET SALE

PROPOSAL #2.1: APPROVE TRANSACTION MANNER,                          ISSUER            YES             FOR                  FOR

TRANSACTION COUNTERPARTIES AND TARGET ASSETS

PROPOSAL #2.1.1: APPROVE MANNER OF SALE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.2: APPROVE TRANSACTION COUNTERPARTIES           ISSUER            YES             FOR                  FOR

PROPOSAL #2.1.3: APPROVE TARGET ASSETS                                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE PRICING BASIS AND TRANSACTION         ISSUER            YES             FOR                  FOR

PRICE

PROPOSAL #2.3: APPROVE ATTRIBUTION OF PROFIT AND LOSS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.4: APPROVE CONTRACTUAL OBLIGATIONS AND            ISSUER            YES             FOR                  FOR

LIABILITY FOR BREACH OF THE TRANSFER OF THE

UNDERLYING ASSET OWNERSHIP

PROPOSAL #2.5: APPROVE RESOLUTION VALIDITY PERIOD               ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REPORT (DRAFT) AND SUMMARY ON            ISSUER            YES             FOR                  FOR

COMPANY'S RELATED PARTY TRANSACTION REGARDING MAJOR

ASSET SALE

PROPOSAL #4: APPROVE SIGNING OF RELEVANT CONDITIONAL         ISSUER            YES             FOR                  FOR

EQUITYTRANSFER AGREEMENT AND SUPPLEMENTAL AGREEMENTS

PROPOSAL #5: APPROVE SIGNING OF CONDITIONAL DEBT                ISSUER            YES             FOR                  FOR

HANDLING AGREEMENT WITH SOUTHWEST SYNTHETIC

PHARMACEUTICAL GROUP, PKU HEALTHCARE CHONGQING DAXIN

PHARMACEUTICAL, SOUTHWEST SYNTHETIC PHARMACEUTICAL,

HESHENG PHARMACEUTICAL AND PANTHAI INDUSTRIAL

DEVELOPMENT

PROPOSAL #6: APPROVE RELEVANT AUDIT REPORT, REVIEW            ISSUER            YES             FOR                  FOR

REPORT AND EVALUATION REPORT OF THE TRANSACTION

PROPOSAL #7: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PKU Healthcare Corp., Ltd.

  TICKER:               000788                            CUSIP:   Y8116C100

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 BANK CREDIT FINANCING PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #8: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #9: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #10: APPROVE REMUNERATION OF RELEVANT                   ISSUER            YES             FOR                  FOR

PERSONNEL IN CONNECTION TO 2016 ASSETS DIVESTITURE

PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #12: APPROVE 2016 RELATED TRANSACTION                   ISSUER            YES             FOR                  FOR

BETWEEN WHOLLY-OWNED SUBSIDIARY AND PEKING UNIVERSITY

 RENMIN HOSPITAL

PROPOSAL #13.01: ELECT YUAN PINGDONG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #13.02: ELECT SUI GUOPING AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Polaris Consulting & Services Limited

  TICKER:               532254                            CUSIP:   Y70587111

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ASSOCIATE STOCK OPTION PLAN 2003           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: AMEND ASSOCIATE STOCK OPTION PLAN 2004           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: AMEND ASSOCIATE STOCK OPTION PLAN 2011           ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AMEND ASSOCIATE STOCK OPTION PLAN 2015           ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Polaris Consulting & Services Limited

  TICKER:               532254                            CUSIP:   Y70587111

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT KRISHAN ARUNA CANEKERATNE AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2: ELECT JAYARAMAN RAMACHANDRAN AS                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #3: ELECT SUNIL BOWRY AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT HARI RAJU MAHADEVU AS INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT ARVIND SHARMA AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #6: ELECT RAMA SIVARAMAN AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

APPROVE HER APPOINTMENT AND REMUNERATION AS EXECUTIVE

 DIRECTOR

PROPOSAL #7: ELECT ANURANJAN KRISHAN KALIA AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #8: APPROVE RECLASSIFICATION OF PROMOTERS OF        ISSUER            YES             FOR                  FOR

 THE COMPANY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Polski Koncern Naftowy Orlen SA

  TICKER:               PKN                                  CUSIP:   X6922W204

  MEETING DATE:   1/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #6: FIX SIZE OF SUPERVISORY BOARD                       SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #7.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #7.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Polski Koncern Naftowy Orlen SA

  TICKER:               PKN                                  CUSIP:   X6922W204

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING                        ISSUER            YES             FOR                  FOR

COMMISSION

PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS FOR FISCAL 2015

PROPOSAL #10: APPROVE FINANCIAL STATEMENTS FOR FISCAL        ISSUER            YES             FOR                  FOR

 2015

PROPOSAL #11: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS FOR FISCAL 2015

PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS FOR FISCAL 2015

PROPOSAL #13: APPROVE ALLOCATION OF INCOME AND                   ISSUER            YES             FOR                  FOR

DIVIDENDS OF PLN 2 PER SHARE; APPROVE TERMS OF

DIVIDEND PAYMENT

PROPOSAL #14.1: APPROVE DISCHARGE OF WOJCIECH                     ISSUER            YES             FOR                  FOR

JASINSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #14.2: APPROVE DISCHARGE OF DARIUSZ KRAWIEC         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #14.3: APPROVE DISCHARGE OF SLAWOMIR                     ISSUER            YES             FOR                  FOR

JEDRZEJCZYK (MANAGEMENT BOARD MEMBER)

PROPOSAL #14.4: APPROVE DISCHARGE OF KRYSTIAN PATER          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #14.5: APPROVE DISCHARGE OF PIOTR CHELMINSKI        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

 


 

 

PROPOSAL #14.6: APPROVE DISCHARGE OF MAREK PODSTAWA          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #15.1: APPROVE DISCHARGE OF ANGELINA SAROTA         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #15.2: APPROVE DISCHARGE OF RADOSLAW                     ISSUER            YES             FOR                  FOR

KWASNICKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #15.3: APPROVE DISCHARGE OF LESZEK PAWLOWICZ        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #15.4: APPROVE DISCHARGE OF GRZEGORZ                     ISSUER            YES             FOR                  FOR

BOROWIEC (SUPERVISORY BOARD MEMBER)

PROPOSAL #15.5: APPROVE DISCHARGE OF ARTUR GABOR                ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #15.6: APPROVE DISCHARGE OF CEZARY                        ISSUER            YES             FOR                  FOR

BANASINSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #15.7: APPROVE DISCHARGE OF CEZARY MOZENSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #15.8: APPROVE DISCHARGE OF ADAM AMBROZIK            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #15.9: APPROVE DISCHARGE OF MACIEJ BALTOWSKI        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #15.10: APPROVE DISCHARGE OF REMIGIUSZ                 ISSUER            YES             FOR                  FOR

NOWAKOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #16: FIX NUMBER OF SUPERVISORY BOARD MEMBERS        ISSUER            YES             FOR                  FOR

PROPOSAL #17.1: ELECT SUPERVISORY BOARD CHAIRMAN                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #17.2: ELECT SUPERVISORY BOARD MEMBERS                  ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)

  TICKER:               PGN                                  CUSIP:   X6582S105

  MEETING DATE:   10/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE SALE OF SHARES OF NYSAGAZ SP.            ISSUER            YES             FOR                  FOR

Z.O.O.

PROPOSAL #7: APPROVE SALE OF SHARES OF ZRUG SP.                 ISSUER            YES             FOR                  FOR

Z.O.O.

PROPOSAL #8.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #8.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)

  TICKER:               PGN                                  CUSIP:   X6582S105

  MEETING DATE:   12/29/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                SHAREHOLDER        YES         AGAINST               N/A

 


 

 

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER                 SHAREHOLDER        YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)

  TICKER:               PGN                                  CUSIP:   X6582S105

  MEETING DATE:   6/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS IN FISCAL 2015 AND FINANCIAL

STATEMENTS

PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON                 ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS IN FISCAL 2015 AND CONSOLIDATED

FINANCIAL STATEMENTS

PROPOSAL #8.1: DO NOT GRANT DISCHARGE TO MARIUSZ                ISSUER            YES             FOR                  FOR

ZAWISZA (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.2: DO NOT GRANT DISCHARGE TO JAROSLAW              ISSUER            YES             FOR                  FOR

BAUC (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.3: DO NOT GRANT DISCHARGE TO ZBIGNIEW              ISSUER            YES             FOR                  FOR

SKRZYPKIEWICZ (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.4: DO NOT GRANT DISCHARGE TO WALDEMAR              ISSUER            YES             FOR                  FOR

WOJCIK (MANAGEMENT BOARD MEMBER)

PROPOSAL #9.1: DO NOT GRANT DISCHARGE TO WOJCIECH              ISSUER            YES             FOR                  FOR

CHMIELEWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.2: DO NOT GRANT DISCHARGE TO AGNIESZKA            ISSUER            YES             FOR                  FOR

WOS (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.3: APPROVE DISCHARGE OF  MAGDALENA                   ISSUER            YES             FOR                  FOR

ZEGARSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.4: APPROVE DISCHARGE OF RYSZARD WASOWICZ         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.5: DO NOT GRANT DISCHARGE TO JANUSZ                 ISSUER            YES             FOR                  FOR

PILITOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.6: APPROVE DISCHARGE OF SLAWOMIR BOROWIEC        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.7: DO NOT GRANT DISCHARGE TO ANDRZEJ                ISSUER            YES             FOR                  FOR

JANIAK (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.8: DO NOT GRANT DISCHARGE TO IRENA OZOG          ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.9: APPROVE DISCHARGE OF MACIEJ                          ISSUER            YES             FOR                  FOR

MAZURKIEWICZ (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.10: APPROVE DISCHARGE OF GRZEGORZ                     ISSUER            YES             FOR                  FOR

NAKONIECZNY (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.11: APPROVE DISCHARGE OF PIOTR WOZNIAK            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.12: APPROVE DISCHARGE OF WOJCIECH                     ISSUER            YES             FOR                  FOR

BIENKOWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.13: APPROVE DISCHARGE OF MATEUSZ                       ISSUER            YES             FOR                  FOR

BOZNANSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #9.14: APPROVE DISCHARGE OF ANDRZEJ GONET            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9.15: APPROVE DISCHARGE OF KRZYSZTOF ROGALA        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

 


 

 

PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND                   ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #11.1: RECALL SUPERVISORY BOARD MEMBER                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11.2: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12: AMEND STATUTE                                                 SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Poly Culture Group Corporation Ltd.

  TICKER:               3636                                CUSIP:   Y6S9B3102

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT                                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL REPORT                           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 DIVIDEND DISTRIBUTION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 FINANCING LOANS                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE PROVISION OF SECURITIES FOR                ISSUER            YES         AGAINST           AGAINST

SUBSIDIARIES

PROPOSAL #9: APPROVE TO APPOINT AUDITORS AND TO FIX          ISSUER            YES             FOR                  FOR

THEIR REMUNERATION

PROPOSAL #10: APPROVE CONTINUING CONNECTED                          ISSUER            YES             FOR                  FOR

TRANSACTIONS UNDER FINANCE LEASE FRAMEWORK AGREEMENT

AND RELATED ANNUAL CAPS

PROPOSAL #11: APPROVE ISSUANCE OF DOMESTIC DEBT                 ISSUER            YES             FOR                  FOR

FINANCING INSTRUMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Poly Property Group Co., Ltd.

  TICKER:               00119                              CUSIP:   Y7064G105

  MEETING DATE:   7/22/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL FRAMEWORK AGREEMENT            ISSUER            YES             FOR                  FOR

AND RELATED ANNUAL CAPS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Poly Property Group Co., Ltd.

  TICKER:               119                                  CUSIP:   Y7064G105

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2A: ELECT XUE MING AS DIRECTOR                              ISSUER            YES             FOR                  FOR

PROPOSAL #2B: ELECT IP CHUN CHUNG, ROBERT AS DIRECTOR        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2C: ELECT LEUNG SAU FAN, SYLVIA AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #2D: AUTHORIZE BOARD TO FIX REMUNERATION OF         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE SHU LUN PAN UNION (HK) CPA                 ISSUER            YES             FOR                  FOR

LIMITED AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY-           ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE            ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Poly Real Estate Group Co., Ltd.

  TICKER:               600048                            CUSIP:   Y6987R107

  MEETING DATE:   5/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 GUARANTEE PLAN                              ISSUER            YES         AGAINST           AGAINST

PROPOSAL #8: APPROVE APPOINTMENT OF AUDITOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS WITH         ISSUER            YES             FOR                  FOR

POLY FINANCE CO., LTD.

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS WITH        ISSUER            YES             FOR                  FOR

 JOINT VENTURES AND ASSOCIATED ENTERPRISES

PROPOSAL #11: APPROVE EXTENSION OF RESOLUTION                     ISSUER            YES             FOR                  FOR

VALIDITY PERIOD OF 2015 PRIVATE PLACEMENT

PROPOSAL #12: APPROVE EXTENSION OF AUTHORIZATION OF          ISSUER            YES             FOR                  FOR

THE BOARD TO HANDLE MATTERS ON 2015 PRIVATE PLACEMENT

PROPOSAL #13: APPROVE COMPANY'S ELIGIBILITY FOR                 ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #14.01: APPROVE ISSUE SIZE AND PAR VALUE               ISSUER            YES             FOR                  FOR

PROPOSAL #14.02: APPROVE BOND MATURITY                                  ISSUER            YES             FOR                  FOR

PROPOSAL #14.03: APPROVE BOND INTEREST RATE AND                 ISSUER            YES             FOR                  FOR

METHOD OF DETERMINATION

PROPOSAL #14.04: APPROVE ISSUE MANNER                                    ISSUER            YES             FOR                  FOR

PROPOSAL #14.05: APPROVE GUARANTEE ARRANGEMENT                    ISSUER            YES             FOR                  FOR

PROPOSAL #14.06: APPROVE ARRANGEMENT ON REDEMPTION            ISSUER            YES             FOR                  FOR

AND SALE-BACK

PROPOSAL #14.07: APPROVE INTEREST ON DEFERRED PAYMENT        ISSUER            YES             FOR                  FOR

 TERMS

 


 

 

PROPOSAL #14.08: APPROVE DEFERRED INTEREST PAYMENTS          ISSUER            YES             FOR                  FOR

RESTRICTIONS

PROPOSAL #14.09: APPROVE INTENDED USAGE OF RAISED              ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #14.10: APPROVE TARGET SUBSCRIBER AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #14.11: APPROVE UNDERWRITING METHOD AND                ISSUER            YES             FOR                  FOR

LISTING ARRANGEMENT

PROPOSAL #14.12: APPROVE CREDITWORTHINESS AND                     ISSUER            YES             FOR                  FOR

SAFEGUARD MEASURES OF DEBTS REPAYMENT

PROPOSAL #14.13: APPROVE RESOLUTION VALIDITY PERIOD           ISSUER            YES             FOR                  FOR

PROPOSAL #15: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Porto Group Holding SAE

  TICKER:               PORT                                CUSIP:   M7S55E104

  MEETING DATE:   3/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER             NO              N/A                  N/A

OPERATIONS FOR FY ENDED DEC.31, 2015

PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY                ISSUER             NO              N/A                  N/A

FINANCIAL STATEMENTS FOR FY ENDED DEC.31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             NO              N/A                  N/A

STATUTORY REPORTS FOR FY ENDED DEC.31, 2015

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             NO              N/A                  N/A

DIVIDENDS FOR FY ENDED DEC.31, 2015

PROPOSAL #5: APPROVE DIVIDENDS                                                ISSUER             NO              N/A                  N/A

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER             NO              N/A                  N/A

ENDED DEC.31, 2015

PROPOSAL #7: APPROVE SITTING FEES OF DIRECTORS FOR FY        ISSUER             NO              N/A                  N/A

 ENDED DEC.31, 2015

PROPOSAL #8: RENEW APPOINTMENT OF AUDITOR FOR 2016             ISSUER             NO              N/A                  N/A

PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2016        ISSUER             NO              N/A                  N/A

PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS                ISSUER             NO              N/A                  N/A

RELATED TO ORGANIZATIONAL RESTRUCTURING OF COMPANY

AND OFFICE RENTALS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Porto Seguro SA

  TICKER:               PSSA3                              CUSIP:   P7905C107

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: RATIFY BOARD DELIBERATIONS RE: INTEREST-        ISSUER            YES             FOR                  FOR

ON-CAPITAL-STOCK-PAYMENTS

PROPOSAL #4: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE DATE OF DIVIDENDS AND INTEREST-         ISSUER            YES             FOR                  FOR

ON-CAPITAL-STOCK PAYMENTS

PROPOSAL #6: FIX NUMBER, ELECT DIRECTORS, CHAIRMAN            ISSUER            YES             FOR                  FOR

AND VICE-CHAIRMAN OF THE BOARD

PROPOSAL #7: APPROVE REMUNERATION OF EXECUTIVE                   ISSUER            YES             FOR                  FOR

OFFICERS, NON-EXECUTIVE DIRECTORS, AND AUDIT

COMMITTEE MEMBERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Porto Seguro SA

  TICKER:               PSSA3                              CUSIP:   P7905C107

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES AND        ISSUER            YES             FOR                  FOR

 AMEND ARTICLE 5

PROPOSAL #2: AMEND ARTICLE 16                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLE 19                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND ARTICLES                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Porto Seguro SA

  TICKER:               PSSA3                              CUSIP:   P7905C107

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 18 RE: BOARD SIZE                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLE 18 PARAGRAPH 1                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND ARTICLE 22                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Posiflex Technology, Inc.

  TICKER:               8114                                CUSIP:   Y7026Q100

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pou Chen Corporation

  TICKER:               9904                                CUSIP:   Y70786101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: APPROVE AMENDMENTS TO RULES AND                       ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #9.1: ELECT CHEN BO LIANG WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 315185 AS INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT CHIU TIEN YI WITH ID NO.                     ISSUER            YES             FOR                  FOR

H120511XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT CHEN JUNG TUNG WITH ID                        ISSUER            YES             FOR                  FOR

NO.L102800XXX  INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #9.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #9.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #9.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #9.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #9.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6       SHAREHOLDER        YES         AGAINST               N/A

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Power Construction Corporation of China, Ltd.

  TICKER:               601669                            CUSIP:   Y7999Z103

  MEETING DATE:   1/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SIGNING OF PROJECT COMPLETION            ISSUER            YES             FOR                  FOR

GUARANTEE AGREEMENT REGARDING PAKISTAN'S QASIM PORT

FUEL EMERGENCY POWER PLANT PROJECT

PROPOSAL #2: ELECT PEI ZHEN AS EXTERNAL NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Power Construction Corporation of China, Ltd.

  TICKER:               601669                            CUSIP:   Y7999Z103

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2016 INVESTMENT PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE 2016 GUARANTEE ARRANGEMENTS                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: APPROVE 2016 BUDGET FINANCING                           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE 2016 DAILY RELATED-PARTY                   ISSUER            YES             FOR                  FOR

TRANSACTION PLANS AND SIGNING OF DAILY RELATED-PARTY

TRANSACTION AGREEMENTS

PROPOSAL #11: APPROVE 2016 APPOINTMENT OF AUDITOR AND        ISSUER            YES             FOR                  FOR

 INTERNAL CONTROL AUDITOR

PROPOSAL #12: APPROVE 2015 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE 2016 REMUNERATION OF DIRECTORS         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #14: APPROVE 2015 AND 2016 REMUNERATION OF          ISSUER            YES         AGAINST           AGAINST

SUPERVISORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Power Finance Corporation Ltd.

  TICKER:               532810                            CUSIP:   Y7082R109

  MEETING DATE:   9/24/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: REELECT B. N. SHARMA AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #5: AUTHORIZE ISSUANCE OF DEBT SECURITIES ON        ISSUER            YES             FOR                  FOR

 PRIVATE PLACEMENT BASIS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Power Grid Corporation of India Ltd

  TICKER:               532898                            CUSIP:   Y7028N105

  MEETING DATE:   9/15/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE              ISSUER            YES             FOR                  FOR

FINAL DIVIDEND

PROPOSAL #3: REELECT R.P. SINGH AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: REELECT R.P. SASMAL AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE INCREASE IN BORROWING POWERS               ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE                ISSUER            YES             FOR                  FOR

BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Powerlong Real Estate Holdings Ltd.

  TICKER:               1238                                CUSIP:   G72005104

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT XIAO QING PING AS DIRECTOR AND              ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #4: ELECT SHIH SZE NI AS DIRECTOR AND                   ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #5: ELECT ZHANG HONG FENG AS DIRECTOR AND            ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION

PROPOSAL #6: ELECT HOI WA FAN AS DIRECTOR AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HER REMUNERATION

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED              ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Powertech Technology Inc.

  TICKER:               6239                                CUSIP:   Y7083Y103

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE ISSUANCE OF SHARES VIA A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Powertech Technology Inc.

  TICKER:               6239                                CUSIP:   Y7083Y103

  MEETING DATE:   5/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Powszechna Kasa Oszczednosci Bank Polski S.A.

  TICKER:               PKO                                  CUSIP:   X6919X108

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: AMEND STATUTE RE: BOARD-RELATED                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Powszechna Kasa Oszczednosci Bank Polski S.A.

  TICKER:               PKO                                  CUSIP:   X6919X108

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS

PROPOSAL #8.2: APPROVE FINANCIAL STATEMENTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #8.3: APPROVE MANAGEMENT BOARD REPORT ON              ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS

PROPOSAL #8.4: APPROVE CONSOLIDATED FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #8.5: APPROVE SUPERVISORY BOARD REPORT                  ISSUER            YES             FOR                  FOR

PROPOSAL #8.6: APPROVE ALLOCATION OF INCOME FROM                ISSUER            YES             FOR                  FOR

FISCAL 2015 AND FROM PREVIOUS YEARS

PROPOSAL #8.7a: APPROVE DISCHARGE OF ZBIGNIEW                     ISSUER            YES             FOR                  FOR

JAGIELLO (CEO)

PROPOSAL #8.7b: APPROVE DISCHARGE OF PIOTR ALICKI              ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.7c: APPROVE DISCHARGE OF BARTOSZ                       ISSUER            YES             FOR                  FOR

DRABIKOWSKI (MANAGEMENT BOARD MEMBER)

 


 

 

PROPOSAL #8.7d: APPROVE DISCHARGE OF PIOTR MAZUR                ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.7e: APPROVE DISCHARGE OF JAROSLAW MYJAK          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.7f: APPROVE DISCHARGE OF JACEK OBLEKOWSKI        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #8.7g: APPROVE DISCHARGE OF JAKUB PAPIERSKI         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #8.8a: APPROVE DISCHARGE OF JERZY GORA                 ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD CHAIRMAN)

PROPOSAL #8.8b: APPROVE DISCHARGE OF MIROSLAW CZEKAJ         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD DEPUTY CHAIRMAN)

PROPOSAL #8.8c: APPROVE DISCHARGE OF MALGORZATA DEC-         ISSUER            YES             FOR                  FOR

KRUCZKOWSKA, (SUPERVISORY BOARD SECRETARY)

PROPOSAL #8.8d: APPROVE DISCHARGE OF ZOFIA DZIK                 ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.8e: APPROVE DISCHARGE OF KRZYSZTOF KILIAN        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.8f: APPROVE DISCHARGE OF PIOTR MARCZAK            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #8.8g: APPROVE DISCHARGE OF ELZBIETA                     ISSUER            YES             FOR                  FOR

MACZYNSKA-ZIEMACKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.8h: APPROVE DISCHARGE OF MAREK                          ISSUER            YES             FOR                  FOR

MROCZKOWSKI  (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.8i: APPROVE DISCHARGE OF MIROSLAWA                   ISSUER            YES             FOR                  FOR

BORYCZKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.8j: APPROVE DISCHARGE OF JAROSLAW KLIMONT        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #8.8k: APPROVE DISCHARGE OF TOMASZ ZGANIACZ         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #9: AMEND STATUTE                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #10: AMEND REGULATIONS ON SUPERVISORY BOARD         ISSUER            YES             FOR                  FOR

PROPOSAL #11: AMEND REGULATIONS ON GENERAL MEETINGS           ISSUER            YES             FOR                  FOR

PROPOSAL #12.1: RECALL SUPERVISORY BOARD MEMBER                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #12.2: ELECT SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Powszechny Zaklad Ubezpieczen SA

  TICKER:               PZU                                  CUSIP:   X6919T107

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: FIX NUMBER OF SUPERVISORY BOARD MEMBERS         ISSUER            YES             FOR                  FOR

PROPOSAL #6.1: RECALL SUPERVISORY BOARD MEMBER                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6.2: ELECT SUPERVISORY BOARD MEMBER                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE DECISION ON COVERING COSTS OF            ISSUER            YES             FOR                  FOR

CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Powszechny Zaklad Ubezpieczen SA

  TICKER:               PZU                                  CUSIP:   X6919T107

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ELECT MEETING CHAIRMAN                                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AGENDA OF MEETING                                  ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE FINANCIAL STATEMENTS                           ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

COMPANY'S OPERATIONS

PROPOSAL #13: APPROVE CONSOLIDATED FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #14: APPROVE MANAGEMENT BOARD REPORT ON                ISSUER            YES             FOR                  FOR

GROUP'S OPERATIONS

PROPOSAL #15: APPROVE ALLOCATION OF INCOME AND                   ISSUER            YES             FOR                  FOR

DIVIDEND OF PLN 2.08 PER SHARE

PROPOSAL #16.1: APPROVE DISCHARGE OF PRZEMYSLAW                 ISSUER            YES             FOR                  FOR

DABROWSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #16.2: APPROVE DISCHARGE OF RAFAL GRODZICKI         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #16.3: APPROVE DISCHARGE OF WITOLD JAWORSKI         ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #16.4: APPROVE DISCHARGE OF ANDRZEJ KLESYK          ISSUER            YES             FOR                  FOR

(MANAGEMENT BOARD MEMBER)

PROPOSAL #16.5: APPROVE DISCHARGE OF DARIUSZ KRZEWINA        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #16.6: APPROVE DISCHARGE OF TOMASZ TARKOWSKI        ISSUER            YES             FOR                  FOR

 (MANAGEMENT BOARD MEMBER)

PROPOSAL #16.7: APPROVE DISCHARGE OF RYSZARD                       ISSUER            YES             FOR                  FOR

TREPCZYNSKI (MANAGEMENT BOARD MEMBER)

PROPOSAL #17.1: APPROVE DISCHARGE OF ZBIGNIEW                     ISSUER            YES             FOR                  FOR

CWIAKALSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #17.2: APPROVE DISCHARGE OF ZBIGNIEW                     ISSUER            YES             FOR                  FOR

DERDZIUK (SUPERVISORY BOARD MEMBER)

PROPOSAL #17.3: APPROVE DISCHARGE OF DARIUSZ FILAR            ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #17.4: APPROVE DISCHARGE OF DARIUSZ KACPRZYK        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #17.5: APPROVE DISCHARGE OF PAWEL KACZMAREK         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #17.6: APPROVE DISCHARGE OF JAKUB KARNOWSKI         ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #17.7: APPROVE DISCHARGE OF ALEKSANDRA                 ISSUER            YES             FOR                  FOR

MAGACZEWSKA (SUPERVISORY BOARD MEMBER)

PROPOSAL #17.8: APPROVE DISCHARGE OF ALOJZY NOWAK              ISSUER            YES             FOR                  FOR

(SUPERVISORY BOARD MEMBER)

PROPOSAL #17.9: APPROVE DISCHARGE OF MACIEJ                        ISSUER            YES             FOR                  FOR

PIOTROWSKI (SUPERVISORY BOARD MEMBER)

PROPOSAL #17.10: APPROVE DISCHARGE OF TOMASZ ZGANIACZ        ISSUER            YES             FOR                  FOR

 (SUPERVISORY BOARD MEMBER)

PROPOSAL #18: APPROVE CHANGES IN COMPOSITION OF             SHAREHOLDER        YES         AGAINST               N/A

SUPERVISORY BOARD

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               POYA International Co., Ltd.

  TICKER:               5904                                CUSIP:   Y7083H100

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #5: APPROVE ABOLISH RULES FOR ELECTION OF            ISSUER            YES             FOR                  FOR

DIRECTORS AND FORMULATE PROCEDURES FOR ELECTION OF

DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PPB Group Berhad

  TICKER:               PPB                                  CUSIP:   Y70879104

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT AHMAD SUFIAN @ QURNAIN BIN ABDUL          ISSUER            YES             FOR                  FOR

RASHID AS DIRECTOR

PROPOSAL #5: ELECT TAM CHIEW LIN AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT OH SIEW NAM AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE MAZARS AS AUDITORS AND AUTHORIZE        ISSUER            YES             FOR                  FOR

 BOARD TO FIX THEIR REMUNERATION

PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS'         ISSUER            YES             FOR                  FOR

MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS WITH

 PERSONS CONNECTED TO PGEO GROUP SDN BHD

PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

WITH PERSONS CONNECTED TO KUOK BROTHERS SDN BERHAD

PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PPC Ltd

  TICKER:               PPC                                  CUSIP:   S64165103

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT SALUKAZI DAKILE-HLONGWANE AS                 ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #2: RE-ELECT SYDNEY MHLARHI AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #3: RE-ELECT TIM ROSS AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #4: REAPPOINT DELOITTE & TOUCHE AS AUDITORS         ISSUER            YES             FOR                  FOR

OF THE COMPANY

PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

THE AUDITORS

PROPOSAL #6: RE-ELECT BRIDGETTE MODISE AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT COMMITTEE

PROPOSAL #7: RE-ELECT TODD MOYO AS MEMBER OF THE                ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #8: ELECT PETER NELSON AS MEMBER OF THE                ISSUER            YES             FOR                  FOR

AUDIT COMMITTEE

PROPOSAL #9: RE-ELECT TIM ROSS AS MEMBER OF THE AUDIT        ISSUER            YES             FOR                  FOR

 COMMITTEE

PROPOSAL #10: APPROVE REMUNERATION POLICY                             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: APPROVE THE SAFIKA SHARE ISSUE                       ISSUER            YES             FOR                  FOR

PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES            ISSUER            YES             FOR                  FOR

UNDER CONTROL OF DIRECTORS

PROPOSAL #13: AUTHORISE BOARD TO ISSUE SHARES FOR              ISSUER            YES             FOR                  FOR

CASH

PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED         ISSUER            YES             FOR                  FOR

OR INTER-RELATED COMPANIES OR CORPORATIONS

PROPOSAL #2.1: APPROVE REMUNERATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE BOARD

PROPOSAL #2.2: APPROVE REMUNERATION OF EACH NON-                ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR OF THE BOARD

PROPOSAL #2.3: APPROVE REMUNERATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE AUDIT COMMITTEE

PROPOSAL #2.4: APPROVE REMUNERATION OF EACH NON-                ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR OF THE AUDIT COMMITTEE

PROPOSAL #2.5: APPROVE REMUNERATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE REMUNERATION COMMITTEE

PROPOSAL #2.6: APPROVE REMUNERATION OF EACH NON-                ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR OF THE REMUNERATION COMMITTEE

PROPOSAL #2.7: APPROVE REMUNERATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE RISK AND COMPLIANCE COMMITTEE

PROPOSAL #2.8: APPROVE REMUNERATION OF EACH NON-                ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR OF THE RISK AND COMPLIANCE

PROPOSAL #2.9: APPROVE REMUNERATION OF THE CHAIRMAN          ISSUER            YES             FOR                  FOR

OF THE SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE

PROPOSAL #2.10: APPROVE REMUNERATION OF EACH NON-               ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR OF THE SOCIAL, ETHICS AND

TRANSFORMATION COMMITTEE

PROPOSAL #2.11: APPROVE REMUNERATION OF THE CHAIRMAN         ISSUER            YES             FOR                  FOR

OF THE NOMINATIONS COMMITTEE

PROPOSAL #2.12: APPROVE REMUNERATION OF EACH NON-               ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR OF THE NOMINATIONS COMMITTEE

PROPOSAL #2.13: APPROVE REMUNERATION OF CHAIRMAN OF          ISSUER            YES             FOR                  FOR

THE INVESTMENT COMMITTEE

PROPOSAL #2.14: APPROVE REMUNERATION OF EACH NON-               ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR OF THE INVESTMENT COMMITTEE

PROPOSAL #2.15: APPROVE REMUNERATION OF THE CHAIRMAN         ISSUER            YES             FOR                  FOR

FOR SPECIAL MEETINGS

 


 

 

PROPOSAL #2.16: APPROVE REMUNERATION OF EACH NON-               ISSUER            YES             FOR                  FOR

EXECUTIVE DIRECTOR FOR SPECIAL MEETINGS

PROPOSAL #2.17: APPROVE REMUNERATION FOR THE LEAD              ISSUER            YES             FOR                  FOR

INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #4: APPROVE THE 3Q SHARE ISSUE                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Precious Shipping PCL

  TICKER:               PSL                                  CUSIP:   Y7078V148

  MEETING DATE:   11/5/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF THE ANNUAL GENERAL            ISSUER            YES             FOR                  FOR

MEETING HELD ON MARCH 31, 2015

PROPOSAL #2: APPROVE MINUTES OF EXTRAORDINARY GENERAL        ISSUER            YES             FOR                  FOR

 MEETING HELD ON APRIL 10, 2015

PROPOSAL #3: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Precious Shipping PCL

  TICKER:               PSL                                  CUSIP:   Y7078V148

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE NON-ALLOCATION OF INCOME AND              ISSUER            YES             FOR                  FOR

OMISSION OF DIVIDEND

PROPOSAL #5: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6.1: ELECT KAMTORN SILA-ON AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT CHAIPATR SRIVISARVACHA AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.3: ELECT PAVIDA PANANOND AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.4: ELECT ISHAAN SHAH AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ALLOCATION OF INCOME AS                       ISSUER            YES             FOR                  FOR

CORPORATE SOCIAL RESPONSIBILITY RESERVE

PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               President Chain Store Corp.

  TICKER:               2912                                CUSIP:   Y7082T105

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               President Securities Corp.

  TICKER:               2855                                CUSIP:   Y7083F104

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT,                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL

STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #5: APPROVE ISSUANCE OF NEW SHARES BY                   ISSUER            YES             FOR                  FOR

CAPITALIZATION OF PROFIT

PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING                 ISSUER            YES             FOR                  FOR

DERIVATIVES PRODUCTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Press Metal Berhad

  TICKER:               PMETAL                            CUSIP:   Y7079E103

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT KOON POH MING AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: ELECT KOON POH KONG AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ABDUL RAHMAN BIN MEGAT AHMAD AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: ELECT MOHAMAD FAIZ BIN ABDUL HAMID AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES             FOR                  FOR

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE MOHAMAD FAIZ BIN ABDUL HAMID TO         ISSUER            YES             FOR                  FOR

CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE LOO LEAN HOCK TO CONTINUE OFFICE        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #10: APPROVE TAN HENG KUI TO CONTINUE OFFICE        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #11: APPROVE ABDUL RAHMAN BIN MEGAT AHMAD TO        ISSUER            YES             FOR                  FOR

 CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE

PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS'        ISSUER            YES             FOR                  FOR

 MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS

PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Primax Electronics Ltd.

  TICKER:               4915                                CUSIP:   Y7080U112

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND

PROPOSAL #6: APPROVE RETIREMENT SPECIFICATIONS FOR            ISSUER            YES             FOR                  FOR

CHAIRMAN OF THE BOARD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Prince Housing Development Corp

  TICKER:               2511                                CUSIP:   Y7080J109

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND              ISSUER            YES             FOR                  FOR

GUARANTEES

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES

PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

SHAREHOLDER'S GENERAL MEETING

PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION         ISSUER            YES             FOR                  FOR

OF DIRECTORS AND SUPERVISORS

PROPOSAL #9.1: ELECT ZHENG GAO HUI, A REPRESENTATIVE         ISSUER            YES             FOR                  FOR

OF JOYFUL INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.295, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.2: ELECT LUO ZHI XIAN, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF UNI-PRESIDENT ENTERPRISES CORP WITH SHAREHOLDER

NO.31524, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.3: ELECT GAO XIU LING, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF KAO CHYUAN INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.291, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.4: ELECT WU CONG BIN, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 UNI-PRESIDENT ENTERPRISES CORP WITH SHAREHOLDER

NO.31524, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.5: ELECT WU CENG ZHAO MEI WITH                          ISSUER            YES             FOR                  FOR

SHAREHOLDER NO.6 AS NON-INDEPENDENT DIRECTOR

 


 

 

PROPOSAL #9.6: ELECT WU PING ZHI, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 TAIPO INVESTMENT CO., LTD. WITH SHAREHOLDER NO.286,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.7: ELECT WU JIAN DE, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

TAIPO INVESTMENT CO., LTD. WITH SHAREHOLDER NO.286,

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.8: ELECT WU ZHONG HE, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 YOUNG YUAN INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.309, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.9: ELECT ZHUANG SHI HONG, A                               ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF HUNG YAO INVESTMENT CO., LTD. WITH

SHAREHOLDER NO.141666, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.10: ELECT HOU BO YI WITH SHAREHOLDER                ISSUER            YES             FOR                  FOR

NO.14 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.11: ELECT HOU BO MING, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF YU PENG INVESTMENT CO., LTD. WITH SHAREHOLDER

NO.204431, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.12: ELECT ZHUANG YING ZHI, A                              ISSUER            YES             FOR                  FOR

REPRESENTATIVE OF CHENG LONG INVESTMENT CO., LTD.

WITH SHAREHOLDER NO.244, AS NON-INDEPENDENT DIRECTOR

PROPOSAL #9.13: ELECT A REPRESENTATIVE OF JING HUA            ISSUER             NO              N/A                  N/A

FENG CO., LTD. WITH SHAREHOLDER NO.255416 AS NON-

INDEPENDENT DIRECTOR

PROPOSAL #9.14: ELECT DAI QIAN WITH ID NO.D100012XXX         ISSUER            YES             FOR                  FOR

AS INDEPENDENT DIRECTOR

PROPOSAL #9.15: ELECT HONG HE YI WITH ID                              ISSUER            YES             FOR                  FOR

NO.R101901XXX AS INDEPENDENT DIRECTOR

PROPOSAL #9.16: ELECT XU SHENG CAI WITH ID                          ISSUER            YES             FOR                  FOR

NO.R122248XXX AS INDEPENDENT DIRECTOR

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTORS AND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Prologis Property Mexico S.A. de C.V.

  TICKER:               FIBRAPL 14                    CUSIP:   P4559M101

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT OR RATIFY DIRECTORS AND ALTERNATES        ISSUER            YES             FOR                  FOR

 OF TRUST TECHNICAL COMMITTEE

PROPOSAL #2: APPROVE REMUNERATION OF INDEPENDENT                ISSUER            YES             FOR                  FOR

MEMBERS AND ALTERNATES OF TRUST TECHNICAL COMMITTEE

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #4: APPROVE ANNUAL REPORT OF TRUST                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Prologis Property Mexico S.A. de C.V.

  TICKER:               FIBRAPL 14                    CUSIP:   P4559M101

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENT TO THE LEASE                        ISSUER            YES             FOR                  FOR

COMMISSION OF TRUST

 


 

 

PROPOSAL #2: DELEGATE JOINT REPRESENTATIVES AND OR            ISSUER            YES             FOR                  FOR

TRUSTEE TO PERFORM ALL REQUIRED ACTIONS IN CONNECTION

 WITH ITEM 1

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Prologis Property Mexico S.A. de C.V.

  TICKER:               FIBRAPL 14                    CUSIP:   P4559M101

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENT TO THE LEASE                        ISSUER            YES             FOR                  FOR

COMMISSION OF TRUST

PROPOSAL #2: DELEGATE JOINT REPRESENTATIVES AND OR            ISSUER            YES             FOR                  FOR

TRUSTEE TO PERFORM ALL REQUIRED ACTIONS IN CONNECTION

 WITH ITEM 1

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Promotora y Operadora de Infraestructura S.A.B. de C.V.

  TICKER:               PINFRA *                        CUSIP:   P7925L103

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Promotora y Operadora de Infraestructura S.A.B. de C.V.

  TICKER:               PINFRA *                        CUSIP:   P7925L103

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD OF DIRECTORS REPORT                   ISSUER            YES             FOR                  FOR

PURSUANT TO ARTICLE 28 FRACTION IV OF MEXICAN

SECURITIES MARKET LAW

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REPORT ON ADHERENCE TO FISCAL            ISSUER            YES             FOR                  FOR

OBLIGATIONS

PROPOSAL #5: ELECT OR RATIFY DIRECTORS, MEMBERS AND          ISSUER            YES             FOR                  FOR

CHAIRMEN OF AUDIT AND CORPORATE GOVERNANCE COMMITTEES

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: SET MAXIMUM AMOUNT OF SHARE REPURCHASE          ISSUER            YES             FOR                  FOR

RESERVE; APPROVE REPORT ON SHARE REPURCHASE PROGRAM

PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Promotora y Operadora de Infraestructura S.A.B. de C.V.

  TICKER:               PINFRA *                        CUSIP:   P7925L103

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLE 6; PRESENT REPORT ON                 ISSUER            YES             FOR                  FOR

ISSUANCE OF SERIES L SHARES APPROVED BY EGM ON JUNE

30, 2014

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Promotora y Operadora de Infraestructura S.A.B. de C.V.

  TICKER:               PINFRA *                        CUSIP:   P7925L111

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIVIDEND POLICY                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pruksa Real Estate PCL

  TICKER:               PS                                    CUSIP:   Y707A3147

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT PISIT LEEAHTAM AS DIRECTOR                  ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT THONGMA VIJITPONGPUN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT PIYASVASTI AMRANAND AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT PRASARN TRAIRATVORAKUL AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.5: ELECT SOMPRASONG BOONYACHAI AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD AS                ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #8: REDUCE REGISTERED CAPITAL                                  ISSUER            YES             FOR                  FOR

PROPOSAL #9.1: APPROVE RESTRUCTURING PLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #9.2: APPROVE ESTABLISHMENT OF HOLDING                 ISSUER            YES             FOR                  FOR

COMPANY TO ACCOMMODATE THE RESTRUCTURING PLAN

PROPOSAL #9.3: APPROVE DELISTING OF SHARES FROM STOCK        ISSUER            YES             FOR                  FOR

 EXCHANGE

 


 

 

PROPOSAL #9.4: APPROVE REVOCATION OF ISSUANCE OF                ISSUER            YES             FOR                  FOR

WARRANTS

PROPOSAL #9.5: REDUCE REGISTERED CAPITAL                              ISSUER            YES             FOR                  FOR

PROPOSAL #9.6: APPROVE AMENDMENT OF THE ARTICLES OF          ISSUER            YES             FOR                  FOR

ASSOCIATION IN ACCORDANCE WITH THE RESTRUCTURING PLAN

PROPOSAL #9.7: APPROVE DELEGATION OF AUTHORITY RE:            ISSUER            YES             FOR                  FOR

RESTRUCTURING PLAN

PROPOSAL #10.1: IN THE CASE WHERE THE MEETING                     ISSUER            YES             FOR                  FOR

APPROVES AS PRESCRIBED IN AGENDA NO. 8 AND AGENDA NO.

PROPOSAL #10.2: IN THE CASE WHERE THE MEETING                     ISSUER            YES             FOR                  FOR

APPROVES AS PRESCRIBED IN AGENDA NO. 8, BUT DOES NOT

APPROVE AS PRESCRIBED IN AGENDA NO. 9.5

PROPOSAL #10.3: IN THE CASE WHERE THE MEETING                     ISSUER            YES             FOR                  FOR

APPROVES ONLY AS PRESCRIBED IN AGENDA 9.5, BUT DOES

NOT APPROVE AS PRESCRIBED IN AGENDA NO. 8

PROPOSAL #11: APPROVE ISSUANCE AND OFFERING FOR SALE         ISSUER            YES             FOR                  FOR

OF DEBT INSTRUMENTS

PROPOSAL #12: OTHER BUSINESS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PSG Group Ltd

  TICKER:               PSG                                  CUSIP:   S5959A107

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: RE-ELECT ZITULELE COMBI AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: RE-ELECT JAAP DU TOIT AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: RE-ELECT THYS DU TOIT AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: RE-ELECT JANNIE MOUTON AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.5: RE-ELECT WILLEM THERON AS DIRECTOR               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.6: ELECT BRIDGITTE MATHEWS AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #2.1: RE-ELECT PATRICK BURTON AS MEMBER OF          ISSUER            YES             FOR                  FOR

THE AUDIT AND RISK COMMITTEE

PROPOSAL #2.2: RE-ELECT JAAP DU TOIT AS MEMBER OF THE        ISSUER            YES             FOR                  FOR

 AUDIT AND RISK COMMITTEE

PROPOSAL #2.3: ELECT  BRIDGITTE MATHEWS AS  MEMBER OF        ISSUER            YES             FOR                  FOR

 THE AUDIT AND RISK COMMITTEE

PROPOSAL #2.4: RE-ELECT CHRIS OTTO AS MEMBER OF THE          ISSUER            YES             FOR                  FOR

AUDIT AND RISK COMMITTEE

PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS         ISSUER            YES             FOR                  FOR

AUDITORS OF THE COMPANY

PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH        ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF NON-EXECUTIVE            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #6.1: APPROVE FINANCIAL ASSISTANCE IN TERMS         ISSUER            YES             FOR                  FOR

OF SECTION 45 OF THE COMPANIES ACT

PROPOSAL #6.2: APPROVE FINANCIAL ASSISTANCE IN TERMS         ISSUER            YES             FOR                  FOR

OF SECTION 44 OF THE COMPANIES ACT

PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

 


 

 

PROPOSAL #8: AMEND MEMORANDUM OF INCORPORATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Ace Hardware Indonesia Tbk

  TICKER:               ACES                                CUSIP:   Y000CY105

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Adaro Energy Tbk

  TICKER:               ADRO                                CUSIP:   Y7087B109

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT ANNUAL REPORT AND CONSOLIDATED            ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Agung Podomoro Land Tbk

  TICKER:               APLN                                CUSIP:   Y708AF106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF COMPREHENSIVE                ISSUER            YES             FOR                  FOR

INCOME

PROPOSAL #3: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES         AGAINST           AGAINST

FROM THE PUBLIC OFFERING

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #6: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT AKR Corporindo Tbk

  TICKER:               AKRA                                CUSIP:   Y71161163

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: AUTHORIZE COMMISSIONERS TO INCREASE THE         ISSUER            YES         AGAINST           AGAINST

ISSUED AND PAID-UP CAPITAL IN RELATION TO THE

MANAGEMENT STOCK OPTION PROGRAM (MSOP)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Alam Sutera Realty Tbk

  TICKER:               ASRI                                CUSIP:   Y7126F103

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Aneka Tambang Tbk (PT ANTAM)

  TICKER:               ANTM                                CUSIP:   Y7116R158

  MEETING DATE:   10/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY SHARES WITH        ISSUER            YES         AGAINST           AGAINST

 PREEMPTIVE RIGHTS

PROPOSAL #2: AMEND ARTICLES OF THE ASSOCIATION                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: APPROVE THE RATIFICATION OF THE STATE-           ISSUER            YES             FOR                  FOR

OWNED MINISTER REGULATION NO. PER-09/MBU/07/2015 ON

THE PARTNERSHIP AND ENVIRONMENTAL STEWARDSHIP

PROGRAMS OF THE STATE-OWNED ENTERPRISES

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Aneka Tambang Tbk (PT ANTAM)

  TICKER:               ANTM                                CUSIP:   Y7116R158

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

 


 

 

PROPOSAL #2: APPROVE REPORT OF THE PARTNERSHIP AND            ISSUER            YES             FOR                  FOR

COMMUNITY DEVELOPMENT PROGRAM (PCDP) AND DISCHARGE OF

 DIRECTORS AND COMMISSIONERS

PROPOSAL #3: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES         AGAINST           AGAINST

FROM THE LIMITED PUBLIC OFFERING I (PUT I)

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5: APPROVE INCENTIVES AND REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #6: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Astra Agro Lestari Tbk

  TICKER:               AALI                                CUSIP:   Y7116Q119

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SHARES WITH PREEMPTIVE RIGHTS (RIGHTS ISSUE)

AND RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Astra International Tbk

  TICKER:               ASII                                CUSIP:   Y7117N172

  MEETING DATE:   11/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Astra International Tbk

  TICKER:               ASII                                CUSIP:   Y7117N172

  MEETING DATE:   4/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS AND            ISSUER            YES         AGAINST           AGAINST

APPROVE THEIR REMUNERATION

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Central Asia TBK

  TICKER:               BBCA                                CUSIP:   Y7123P138

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: CONFIRM THE EXPIRY OF THE TERM OF OFFICE        ISSUER            YES             FOR                  FOR

 AND ELECT DIRECTORS AND COMMISSIONERS

PROPOSAL #4: APPROVE REMUNERATION AND TANTIEME OF              ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #6: APPROVE INTERIM DIVIDEND                                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Danamon Indonesia Tbk

  TICKER:               BDMN                                CUSIP:   Y71188190

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT ANNUAL REPORT, FINANCIAL                       ISSUER            YES             FOR                  FOR

STATEMENTS AND STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE THE IMPLEMENTATION OF NEW                   ISSUER            YES             FOR                  FOR

ACCOUNTING STANDARDS

PROPOSAL #4: APPOINT AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION AND TANTIEM OF                ISSUER            YES             FOR                  FOR

DIRECTORS, COMMISSIONERS, AND SHARIA SUPERVISORY

PROPOSAL #6: ELECT ADNAN QAYUM KHAN AS DIRECTOR                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Mandiri (Persero) Tbk

  TICKER:               BMRI                                CUSIP:   Y7123S108

  MEETING DATE:   12/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE THE ENFORCEMENT OF THE STATE-             ISSUER            YES             FOR                  FOR

OWNED MINISTER REGULATION NO. PER-09/MBU/07/2015 ON

THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF

 THE STATE-OWNED ENTERPRISES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Mandiri (Persero) Tbk

  TICKER:               BMRI                                CUSIP:   Y7123S108

  MEETING DATE:   3/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION AND BONUS OF                   ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)

PROPOSAL #5: AMEND PENSION FUNDS                                            ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: APPROVE THE MANAGEMENT AND EMPLOYEE                ISSUER            YES         AGAINST           AGAINST

STOCK OPTION PROGRAM (MESOP)

PROPOSAL #7: ELECT DIRECTORS AND/OR COMMISSIONERS               ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Negara Indonesia (Persero) Tbk

  TICKER:               BBNI                                CUSIP:   Y74568166

  MEETING DATE:   11/9/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: APPROVE THE RATIFICATION OF THE STATE-           ISSUER            YES             FOR                  FOR

OWNED MINISTER REGULATION NO. PER-09/MBU/07/2015 ON

THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF

 THE STATE-OWNED ENTERPRISES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Negara Indonesia (Persero) Tbk

  TICKER:               BBNI                                CUSIP:   Y74568166

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Negara Indonesia (Persero) Tbk

  TICKER:               BBNI                                CUSIP:   Y74568166

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS, REPORT OF THE PARTNERSHIP AND COMMUNITY

DEVELOPMENT PROGRAM (PCDP), AND DISCHARGE OF

DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION AND TANTIEM OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #5: APPROVE MANAGEMENT AND EMPLOYEE STOCK            ISSUER            YES         AGAINST           AGAINST

OWNERSHIP PROGRAM USING TREASURY STOCK

PROPOSAL #6: ELECT DIRECTORS AND/OR COMMISSIONERS               ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Pembangunan Daerah Jawa Barat dan Banten Tbk

  TICKER:               BJBR                                CUSIP:   Y71174109

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM THE INITIAL PUBLIC OFFERING IN 2015

PROPOSAL #5: ELECT SUWARTA AS INDEPENDENT                            ISSUER            YES             FOR                  FOR

COMMISSIONER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Rakyat Indonesia (Persero) Tbk

  TICKER:               BBRI                                CUSIP:   Y0697U112

  MEETING DATE:   8/12/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Rakyat Indonesia (Persero) Tbk

  TICKER:               BBRI                                CUSIP:   Y0697U112

  MEETING DATE:   12/14/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ACQUISITION OF PT. ASURANSI JIWA        ISSUER            YES             FOR                  FOR

 BRINGIN JIWA SEJAHTERA

PROPOSAL #2: APPROVE THE ENFORCEMENT OF THE STATE-             ISSUER            YES             FOR                  FOR

OWNED MINISTER REGULATION NO. PER-09/MBU/07/2015 ON

THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF

 THE STATE-OWNED ENTERPRISES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Rakyat Indonesia (Persero) Tbk

  TICKER:               BBRI                                CUSIP:   Y0697U112

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL                     ISSUER            YES             FOR                  FOR

STATEMENTS, STATUTORY REPORTS, AND DISCHARGE OF

DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION AND TANTIEME OF              ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)

PROPOSAL #5: APPROVE THE MANAGEMENT AND EMPLOYEE                ISSUER            YES         AGAINST           AGAINST

STOCK OPTION PROGRAM (MESOP)

PROPOSAL #6: ELECT DIRECTORS AND/OR COMMISSIONERS               ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Tabungan Negara (Persero) Tbk

  TICKER:               BBTN                                CUSIP:   Y71197100

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT CHANDRA M. HAMZAH AS PRESIDENT              ISSUER            YES         AGAINST           AGAINST

COMMISSIONER

PROPOSAL #2: APPROVE THE ENFORCEMENT OF THE STATE-             ISSUER            YES             FOR                  FOR

OWNED MINISTER REGULATION NO. PER-09/MBU/07/2015 ON

THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAMS OF

 THE STATE-OWNED ENTERPRISES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bank Tabungan Negara (Persero) Tbk

  TICKER:               BBTN                                CUSIP:   Y71197100

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS, STATUTORY          ISSUER            YES             FOR                  FOR

REPORTS, AND REPORT OF THE PARTNERSHIP AND COMMUNITY

DEVELOPMENT PROGRAM (PCDP)

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #4: APPROVE REMUNERATION AND TANTIEME OF              ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM THE BONDS PUBLIC OFFERING II BANK BTN PHASE I

PROPOSAL #6: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bekasi Fajar Industrial Estate Tbk

  TICKER:               BEST                                CUSIP:   Y711C5100

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT ANNUAL REPORT                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM THE PUBLIC OFFERING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bisi International TBK

  TICKER:               BISI                                CUSIP:   Y711A0103

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

 


 

 

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RESIGNATION OF JIALIPTO                       ISSUER            YES             FOR                  FOR

JIARAVANON AS COMMISSIONER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Bumi Serpong Damai Tbk

  TICKER:               BSDE                                CUSIP:   Y7125J106

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4:  APPROVE REMUNERATION OF DIRECTORS AND          ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: APPROVE AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Charoen Pokphand Indonesia Tbk

  TICKER:               CPIN                                CUSIP:   Y71207164

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Ciputra Development Tbk

  TICKER:               CTRA                                CUSIP:   Y7121J134

  MEETING DATE:   1/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT KODRADI AS INDEPENDENT                            ISSUER            YES             FOR                  FOR

COMMISSIONER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Ciputra Development Tbk

  TICKER:               CTRA                                CUSIP:   Y7121J134

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Eagle High Plantations Tbk

  TICKER:               BWPT                                CUSIP:   Y711AG108

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #1: AMEND ARTICLES OF THE ASSOCIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT TAN TJOE LIANG AS COMMISSIONER               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Gajah Tunggal Tbk

  TICKER:               GJTL                                CUSIP:   Y7122F123

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS AND DETERMINATION OF THE NETT

PROFIT OF THE COMPANY

PROPOSAL #2: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS AND            ISSUER            YES             FOR                  FOR

APPROVE THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Global Mediacom Tbk

  TICKER:               BMTR                                CUSIP:   Y7119T144

  MEETING DATE:   7/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Global Mediacom Tbk

  TICKER:               BMTR                                CUSIP:   Y7119T144

  MEETING DATE:   5/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

DISCHARGE DIRECTORS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPOINT AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: AMEND THE PREMIUM OF DANAPERA PENSION            ISSUER            YES         AGAINST           AGAINST

FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Gudang Garam Tbk

  TICKER:               GGRM                                CUSIP:   Y7121F165

  MEETING DATE:   6/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDENDS                                                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Harum Energy TBK

  TICKER:               HRUM                                CUSIP:   Y71261104

  MEETING DATE:   5/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM THE PUBLIC OFFERING PER DECEMBER 31, 2015 AND

CHANGE IN PROCEEDS' ALLOCATION

PROPOSAL #6: ACCEPT REPORT ON THE IMPLEMENTATION OF          ISSUER            YES         AGAINST           AGAINST

EMPLOYEE AND MANAGEMENT STOCK OPTION PROGRAM (MESOP)

PER DECEMBER 31, 2015

PROPOSAL #7: ELECT COMMISSIONERS                                            ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Holcim Indonesia Tbk

  TICKER:               SMCB                                CUSIP:   Y7125T104

  MEETING DATE:   2/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Holcim Indonesia Tbk

  TICKER:               SMCB                                CUSIP:   Y7125T104

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE DISCHARGE AND RE-ELECTION OF              ISSUER            YES             FOR                  FOR

COMMISSIONERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Indo Tambangraya Megah Tbk

  TICKER:               ITMG                                CUSIP:   Y71244100

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ANNUAL          ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM THE INITIAL PUBLIC OFFERING 2007

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Indocement Tunggal Prakarsa Tbk

  TICKER:               INTP                                CUSIP:   Y7127B135

  MEETING DATE:   12/4/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT TROY DARTOJO SOPUTRO AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Indocement Tunggal Prakarsa Tbk

  TICKER:               INTP                                CUSIP:   Y7127B135

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Indofood CBP Sukses Makmur Tbk

  TICKER:               ICBP                                CUSIP:   Y71260106

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' ANNUAL REPORT                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT ANTONIUS PRIJOHANDOJO KRISTANTO AS        ISSUER            YES             FOR                  FOR

 COMMISSIONER

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION RE: CHANGE        ISSUER            YES             FOR                  FOR

 IN SHARES' PAR VALUE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Indofood Sukses Makmur Tbk

  TICKER:               INDF                                CUSIP:   Y7128X128

  MEETING DATE:   6/3/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' ANNUAL REPORT                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT CHRISTOPER H. YOUNG AS                            ISSUER            YES             FOR                  FOR

COMMISSIONER

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Indosat Tbk

  TICKER:               ISAT                                CUSIP:   Y7127S120

  MEETING DATE:   10/7/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Intiland Development Tbk

  TICKER:               DILD                                CUSIP:   Y7122T149

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: AUTHORIZE BOARD OF DIRECTORS TO DECLARE         ISSUER            YES             FOR                  FOR

THE AGM RESULTS INTO A NOTARIAL DEED

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Jasa Marga (Persero) Tbk

  TICKER:               JSMR                                CUSIP:   Y71285103

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT REPORT OF THE PARTNERSHIP AND              ISSUER            YES             FOR                  FOR

COMMUNITY DEVELOPMENT PROGRAM (PCDP)

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #5: APPROVE REMUNERATION AND TANTIEM OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #6: APPROVE ENFORCEMENT OF THE STATE-OWNED          ISSUER            YES             FOR                  FOR

MINISTER REGULATION RE: PCDP

PROPOSAL #7: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM  THE INITIAL PUBLIC OFFERING (IPO) IN THE YEAR

2007 AND JASA MARGA BONDS

PROPOSAL #8: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Kalbe Farma Tbk

  TICKER:               KLBF                                CUSIP:   Y71287208

  MEETING DATE:   11/10/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT JOHANES BERCHMAN APIK IBRAHIM AS          ISSUER            YES             FOR                  FOR

INDEPENDENT COMMISSIONER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Kalbe Farma Tbk

  TICKER:               KLBF                                CUSIP:   Y71287208

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

 


 

 

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Krakatau Steel (Persero) Tbk

  TICKER:               KRAS                                CUSIP:   Y71262102

  MEETING DATE:   4/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS, STATUTORY          ISSUER            YES             FOR                  FOR

REPORTS, AND REPORT OF THE PARTNERSHIP AND COMMUNITY

DEVELOPMENT PROGRAM (PCDP)

PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #3: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PCDP)

PROPOSAL #4: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM THE INITIAL PUBLIC OFFERING

PROPOSAL #5: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Link Net Tbk

  TICKER:               LINK                                CUSIP:   Y71398104

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: APPROVE SHARE REPURCHASE PROGRAM                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pt Lippo Cikarang Tbk

  TICKER:               LPCK                                CUSIP:   Y7130J117

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND DISCHARGE OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS AND            ISSUER            YES         AGAINST           AGAINST

APPROVE THEIR REMUNERATION

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Lippo Karawaci Tbk

  TICKER:               LPKR                                CUSIP:   Y7129W186

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND DISCHARGE OF          ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND/OR COMMISSIONERS AND        ISSUER            YES             FOR                  FOR

 APPROVE THEIR REMUNERATION

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Matahari Putra Prima Tbk

  TICKER:               MPPA                                CUSIP:   Y71294162

  MEETING DATE:   4/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS AND/OR        ISSUER            YES         AGAINST           AGAINST

 APPROVE THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Medco Energi Internasional Tbk

  TICKER:               MEDC                                CUSIP:   Y7129J136

  MEETING DATE:   11/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Medco Energi Internasional Tbk

  TICKER:               MEDC                                CUSIP:   Y7129J136

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE DIRECTORS' AND COMMISSIONERS'            ISSUER            YES             FOR                  FOR

REPORT AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: ELECT COMMISSIONERS                                            ISSUER            YES         AGAINST           AGAINST

 


 

 

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #1: APPROVE TRANSFER OF TREASURY STOCKS TO          ISSUER            YES         AGAINST           AGAINST

DIRECTORS AND EMPLOYEES IN RELATION TO THE

IMPLEMENTATION OF MANAGEMENT AND EMPLOYEES STOCK

ALLOCATION PROGRAM

PROPOSAL #2: APPROVE RIGHTS ISSUE I                                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Media Nusantara Citra Tbk

  TICKER:               MNCN                                CUSIP:   Y71280104

  MEETING DATE:   7/27/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Media Nusantara Citra Tbk

  TICKER:               MNCN                                CUSIP:   Y71280104

  MEETING DATE:   5/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

DISCHARGE DIRECTORS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #2: AMEND THE PREMIUM OF DANAPERA PENSION            ISSUER            YES         AGAINST           AGAINST

FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Mitra Adiperkasa Tbk

  TICKER:               MAPI                                CUSIP:   Y71299104

  MEETING DATE:   6/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS AND            ISSUER            YES         AGAINST           AGAINST

APPROVE THEIR REMUNERATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT MNC Investama TBK

  TICKER:               BHIT                                CUSIP:   Y7122Y122

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

DISCHARGE DIRECTORS AND COMMISSIONERS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPOINT AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #1: CANCEL THE ISSUANCE OF EQUITY OR EQUITY-        ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS THAT

PREVIOUSLY APPROVED ON 2015 EGM

PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #3: APPROVE THE MANAGEMENT AND EMPLOYEE                ISSUER            YES         AGAINST           AGAINST

STOCK OPTION PROGRAM (MESOP)

PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SHARES WITH PREEMPTIVE RIGHTS

PROPOSAL #5: AMEND PREMIUM OF DANAPERA PENSION FUND           ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Pakuwon Jati Tbk

  TICKER:               PWON                                CUSIP:   Y712CA107

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION IN                     ISSUER            YES             FOR                  FOR

RELATION TO THE ISSUANCE OF EQUITY WITHOUT PREEMPTIVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Panin Financial Tbk

  TICKER:               PNLF                                CUSIP:   Y7133P193

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: ELECT COMMISSIONERS AND APPROVE THEIR            ISSUER            YES         AGAINST           AGAINST

REMUNERATION

PROPOSAL #4: ELECT DIRECTORS AND APPROVE THEIR                   ISSUER            YES         AGAINST           AGAINST

REMUNERATION

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Perusahaan Gas Negara (Persero) TBK

  TICKER:               PGAS                                CUSIP:   Y7136Y118

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT ANNUAL REPORT OF THE COMPANY AND         ISSUER            YES             FOR                  FOR

ITS PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM

(PCDP) AND COMMISSIONERS' REPORT

PROPOSAL #2: APPROVE FINANCIAL STATEMENTS OF THE                ISSUER            YES             FOR                  FOR

COMPANY AND ITS PCDP AND DISCHARGE OF DIRECTORS AND

COMMISSIONERS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #4: APPROVE REMUNERATION AND BONUS OF                   ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #5: APPROVE AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #6: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT PP London Sumatra Indonesia Tbk

  TICKER:               LSIP                                CUSIP:   Y7137X101

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Ramayana Lestari Sentosa Tbk

  TICKER:               RALS                                CUSIP:   Y7134V157

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT ANNUAL REPORT                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

 


 

 

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #6: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Salim Ivomas Pratama Tbk

  TICKER:               SIMP                                CUSIP:   Y71365103

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #6: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Sampoerna Agro Tbk

  TICKER:               SGRO                                CUSIP:   Y71356102

  MEETING DATE:   6/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: ELECT COMMISSIONERS                                            ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Semen Indonesia (Persero) Tbk

  TICKER:               SMGR                                CUSIP:   Y7142G168

  MEETING DATE:   5/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS AND DISCHARGE OF DIRECTORS AND

COMMISSIONERS

PROPOSAL #2: ACCEPT REPORT OF THE PARTNERSHIP AND              ISSUER            YES             FOR                  FOR

COMMUNITY DEVELOPMENT PROGRAM (PCDP) AND DISCHARGE OF

 DIRECTORS AND COMMISSIONERS

PROPOSAL #3: RATIFY THE MINISTER OF THE STATE-OWNED          ISSUER            YES             FOR                  FOR

ENTERPRISE REGULATION NO. PER-09/MBU/07/2015 ABOUT

THE PCDP

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE REMUNERATION AND TANTIEM OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #6: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #7: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Sigmagold Inti Perkasa Tbk

  TICKER:               TMPI                                CUSIP:   Y7117Y103

  MEETING DATE:   12/16/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Sigmagold Inti Perkasa Tbk

  TICKER:               TMPI                                CUSIP:   Y7117Y103

  MEETING DATE:   6/27/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' AND COMMISSIONERS'              ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1: AMEND ARTICLES OF THE ASSOCIATION                    ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Siloam International Hospitals Tbk

  TICKER:               SILO                                CUSIP:   Y714AK103

  MEETING DATE:   3/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS AND            ISSUER            YES         AGAINST           AGAINST

APPROVE THEIR REMUNERATION

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM THE INITIAL PUBLIC OFFERING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Summarecon Agung Tbk

  TICKER:               SMRA                                CUSIP:   Y8198G144

  MEETING DATE:   6/23/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: ACCEPT REPORT ON THE USE OF PROCEEDS              ISSUER            YES             FOR                  FOR

FROM THE SUSTAINABLE PUBLIC OFFERINGS

PROPOSAL #1: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Surya Citra Media Tbk

  TICKER:               SCMA                                CUSIP:   Y7148M110

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pt Surya Semesta Internusa Tbk

  TICKER:               SSIA                                CUSIP:   Y7147Y131

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT EMIL SALIM AS VICE PRESIDENT                 ISSUER            YES             FOR                  FOR

COMMISSIONER

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pt Surya Semesta Internusa Tbk

  TICKER:               SSIA                                CUSIP:   Y7147Y131

  MEETING DATE:   6/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Tambang Batubara Bukit Asam Tbk

  TICKER:               PTBA                                CUSIP:   Y8520P101

  MEETING DATE:   4/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: ACCEPT REPORT OF THE PARTNERSHIP AND              ISSUER            YES             FOR                  FOR

COMMUNITY DEVELOPMENT PROGRAM (PCDP) AND DISCHARGE OF

 DIRECTORS AND COMMISSIONERS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #6: APPROVE RELEASE OF POST OPEN-MINING LAND        ISSUER            YES             FOR                  FOR

 TANAH HITAM AND KANDI IN OMBILIN TO THE CITY

GOVERNMENT OF SAWAHLUNTO

PROPOSAL #7: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Telekomunikasi Indonesia Tbk

  TICKER:               TLKM                                CUSIP:   Y71474145

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT ANNUAL REPORT AND COMMISSIONERS'         ISSUER            YES             FOR                  FOR

REPORT

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ANNUAL          ISSUER            YES             FOR                  FOR

REPORT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT

PROGRAM (PCDP) AND DISCHARGE OF DIRECTORS AND

COMMISSIONERS

PROPOSAL #3: APPROVE THE IMPLEMENTATION OF MINISTER          ISSUER            YES             FOR                  FOR

OF THE STATE-OWNED ENTERPRISE REGULATION NO. PER-

09/MBU/07/2015 ABOUT PARTNERSHIP AND COMMUNITY

DEVELOPMENT PROGRAMS IN STATE-OWNED ENTERPRISE

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #6: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #7: AUTHORIZE COMMISSIONERS TO DIVERSE THE          ISSUER            YES             FOR                  FOR

COMPANY'S TREASURY STOCK FROM SHARE BUYBACK IV

PROPOSAL #8: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Timah Tbk

  TICKER:               TINS                                CUSIP:   Y7148A124

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE DIRECTORS AND COMMISSIONERS

PROPOSAL #2: ACCEPT REPORT OF THE PARTNERSHIP AND              ISSUER            YES             FOR                  FOR

COMMUNITY DEVELOPMENT PROGRAM (PCDP) AND DISCHARGE

DIRECTORS AND COMMISSIONERS

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #4: APPROVE REMUNERATION AND TANTIEME OF              ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #5: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #6: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Tower Bersama Infrastructure Tbk

  TICKER:               TBIG                                CUSIP:   Y71372109

  MEETING DATE:   5/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT ANNUAL REPORT                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #6: AUTHORIZE ISSUANCE OF BONDS                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Unilever Indonesia Tbk

  TICKER:               UNVR                                CUSIP:   Y9064H141

  MEETING DATE:   12/15/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Unilever Indonesia Tbk

  TICKER:               UNVR                                CUSIP:   Y9064H141

  MEETING DATE:   6/14/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY         ISSUER            YES             FOR                  FOR

REPORTS, AND DISCHARGE OF DIRECTORS AND COMMISSIONERS

PROPOSAL #2: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #1: CHANGE LOCATION OF COMPANY                                ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT United Tractors Tbk

  TICKER:               UNTR                                CUSIP:   Y7146Y140

  MEETING DATE:   4/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #5: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Vale Indonesia Tbk

  TICKER:               INCO                                CUSIP:   Y7150Y101

  MEETING DATE:   9/30/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT COMMISSIONERS                                            ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Vale Indonesia Tbk

  TICKER:               INCO                                CUSIP:   Y7150Y101

  MEETING DATE:   4/1/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT DIRECTORS' REPORT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACCEPT COMMISSIONERS' REPORT                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #5: ELECT DIRECTORS                                                   ISSUER            YES         AGAINST           AGAINST

PROPOSAL #6: ELECT COMMISSIONERS                                            ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE REMUNERATION OF COMMISSIONERS             ISSUER            YES             FOR                  FOR

PROPOSAL #8: AUTHORIZE COMMISSIONERS TO APPROVE                 ISSUER            YES             FOR                  FOR

REMUNERATION OF DIRECTORS

PROPOSAL #9: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Waskita Karya (Persero) TBK

  TICKER:               WSKT                                CUSIP:   Y714AE107

  MEETING DATE:   3/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS, STATUTORY          ISSUER            YES             FOR                  FOR

REPORTS, AND REPORT OF THE PARTNERSHIP AND COMMUNITY

DEVELOPMENT PROGRAM (PCDP)

 


 

 

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #4: APPROVE REMUNERATION AND TANTIEM OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #5: AUTHORIZE COMMISSIONERS TO INCREASE THE         ISSUER            YES         AGAINST           AGAINST

ISSUED AND PAID-UP CAPITAL IN RELATION TO THE

MANAGEMENT AND EMPLOYEE STOCK OPTION PROGRAM (MESOP)

PROPOSAL #6: APPROVE PLEDGING OF ASSETS FOR DEBT                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: APPROVE ENFORCEMENT OF THE STATE-OWNED          ISSUER            YES         AGAINST           AGAINST

MINISTER REGULATION

PROPOSAL #8: APPROVE VALIDATION OF RIGHTS ISSUE AND          ISSUER            YES         AGAINST           AGAINST

BONDS PROCEEDS

PROPOSAL #9: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Wijaya Karya (Persero) Tbk

  TICKER:               WIKA                                CUSIP:   Y7148V102

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT REPORT OF THE PARTNERSHIP AND              ISSUER            YES             FOR                  FOR

COMMUNITY DEVELOPMENT PROGRAM (PCDP)

PROPOSAL #3: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPOINT AUDITORS OF THE COMPANY AND THE         ISSUER            YES             FOR                  FOR

PCDP

PROPOSAL #5: APPROVE REMUNERATION AND TANTIEM OF                ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #6: APPROVE MATERIAL TRANSACTION                             ISSUER            YES             FOR                  FOR

PROPOSAL #7: ELECT DIRECTORS AND COMMISSIONERS                    ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT Wijaya Karya Beton TBK

  TICKER:               WTON                                CUSIP:   Y714AL101

  MEETING DATE:   3/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND

PROPOSAL #3: APPOINT AUDITORS                                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION AND TANTIEME OF              ISSUER            YES             FOR                  FOR

DIRECTORS AND COMMISSIONERS

PROPOSAL #5: APPROVE CHANGE IN THE USE OF PROCEEDS            ISSUER            YES             FOR                  FOR

FROM THE INITIAL PUBLIC OFFERING (IPO)

PROPOSAL #6: ELECT ENTUS ASNAWI MUKHSON AS DIRECTOR           ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT XL Axiata Tbk

  TICKER:               EXCL                                CUSIP:   Y7125N107

  MEETING DATE:   3/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS AND DISCHARGE OF DIRECTORS AND

COMMISSIONERS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPOINT AUDITORS AND AUTHORIZE BOARD TO         ISSUER            YES             FOR                  FOR

FIX THEIR REMUNERATION

PROPOSAL #4: ELECT YESSIE D. YOSETYA AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

COMMISSIONERS

PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES WITH          ISSUER            YES             FOR                  FOR

PREEMPTIVE RIGHTS (RIGHTS ISSUE II)

PROPOSAL #2: AMEND ARTICLES OF THE ASSOCIATION RE:            ISSUER            YES             FOR                  FOR

RIGHTS ISSUE II AND/OR LONG TERM INCENTIVE PROGRAM

2010 - 2015 GRANT DATE VI

PROPOSAL #3: APPROVE LONG TERM  INCENTIVE PROGRAM              ISSUER            YES             FOR                  FOR

2016-2020 THROUGH ISSUANCE OF EQUITY OR EQUITY-LINKED

 SECURITIES WITHOUT PREEMPTIVE RIGHTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PT XL Axiata Tbk

  TICKER:               EXCL                                CUSIP:   Y7125N107

  MEETING DATE:   5/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RESIGNATION OF ONGKI KURNIAWAN          ISSUER            YES             FOR                  FOR

AS DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PTG Energy Public Company Ltd

  TICKER:               PTG                                  CUSIP:   Y708F6119

  MEETING DATE:   1/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ACQUISITION BY PTG LOGISTICS              ISSUER            YES             FOR                  FOR

CO., LTD. OF NEWLY ISSUED SHARES OF AMA MARINE CO.,

PROPOSAL #3: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PTG Energy Public Company Ltd

  TICKER:               PTG                                  CUSIP:   Y708F6119

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT SOONTORN SAIKWAN AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT WANCHAI RATTANAWONG AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT VUTHICHAI DUANGRATANA AS                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD.        ISSUER            YES             FOR                  FOR

 AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

REMUNERATION

PROPOSAL #8: APPROVE LIABILITY INSURANCE OF DIRECTORS        ISSUER            YES             FOR                  FOR

 AND OFFICERS

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PTT Exploration & Production PCL

  TICKER:               PTTEP                              CUSIP:   Y7145P165

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE OFFICE OF THE AUDITOR GENERAL OF        ISSUER            YES             FOR                  FOR

 THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUB-COMMITTEES

PROPOSAL #6.1: ELECT ACHPORN CHARUCHINDA AS DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #6.2: ELECT WIRAT UANARUMIT AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6.3: ELECT SETHAPUT SUTHIWART-NARUEPUT AS          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6.4: ELECT NIMIT SUWANNARAT AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #6.5: ELECT PITI TANTAKASEM AS DIRECTOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PTT Global Chemical Public Co., Ltd.

  TICKER:               PTTGC                              CUSIP:   Y7150W105

  MEETING DATE:   4/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND DISTRIBUTION

PROPOSAL #4.1: ELECT ANON SIRISAENGTAKSIN AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #4.2: ELECT DON WASANTAPRUEK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.3: ELECT PRASAN CHUAPHANICH AS DIRECTOR           ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4.4: ELECT WATANAN PETERSIK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #4.5: ELECT SUPATTANAPONG PUNMEECHAOW AS              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #7: AUTHORIZE ISSUANCE OF DEBENTURES                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PTT PCL

  TICKER:               PTT                                  CUSIP:   Y6883U113

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3.1: ELECT PIYASVASTI AMRANAND AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT SOMCHAI SUJJAPONGSE AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: ELECT AM CHATCHALERM CHALERMSUKH AS            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #3.4: ELECT DON WASANTAPRUEK AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #3.5: ELECT PRASERT BUNSUMPUN AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE OFFICE OF THE AUDITOR GENERAL OF        ISSUER            YES             FOR                  FOR

 THAILAND AS AUDITORS AND APPROVE THEIR REMUNERATION

PROPOSAL #6: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pubang Landscape Architecture Co Ltd

  TICKER:               002663                            CUSIP:   Y7151A102

  MEETING DATE:   11/27/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION TO REFLECT CHANGES IN CAPITAL

PROPOSAL #3: ELECT ZHOU BIN AS NON-INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #4: ELECT LU XIN AS SUPERVISOR                            SHAREHOLDER        YES             FOR                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pubang Landscape Architecture Co Ltd

  TICKER:               002663                            CUSIP:   Y7151A102

  MEETING DATE:   2/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

 


 

 

PROPOSAL #1: APPROVE INCREASE IN REGISTERED CAPITAL           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Pubang Landscape Architecture Co Ltd

  TICKER:               002663                            CUSIP:   Y7151A102

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT                                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS AND 2016 DAILY RELATED-PARTY

PROPOSAL #8: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Public Bank Berhad

  TICKER:               PBBANK                            CUSIP:   Y71497104

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT LAI WAI KEEN AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT TEH HONG PIOW AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT TAY AH LEK AS DIRECTOR                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: ELECT LEE KONG LAM AS DIRECTOR                         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT TANG WING CHEW AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT LAI WAN AS DIRECTOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE ERNST AND YOUNG AS AUDITORS AND         ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Puncak Niaga Holdings Berhad

  TICKER:               PUNCAK                            CUSIP:   Y71621109

  MEETING DATE:   5/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT ROZALI BIN ISMAIL AS DIRECTOR                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT HARI NARAYANAN A/L GOVINDASAMY AS         ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #3: ELECT RAHIMAH BINTI ALMARHUM SULTAN                ISSUER            YES         AGAINST           AGAINST

MAHMUD AS DIRECTOR

PROPOSAL #4: ELECT HISHAM BIN SYED WAZIR AS DIRECTOR         ISSUER            YES             FOR                  FOR

PROPOSAL #5: ELECT TING CHEW PEH AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE          ISSUER            YES         AGAINST           AGAINST

BOARD TO FIX THEIR REMUNERATION

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: APPROVE TING CHEW PEH TO CONTINUE OFFICE        ISSUER            YES             FOR                  FOR

 AS INDEPENDENT NON-EXECUTIVE DIRECTOR

PROPOSAL #9: APPROVE HARI NARAYANAN A/L GOVINDASAMY          ISSUER            YES             FOR                  FOR

TO CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Punjab National Bank Ltd.

  TICKER:               532461                            CUSIP:   Y7162Z146

  MEETING DATE:   9/28/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO GOVERNMENT        ISSUER            YES             FOR                  FOR

 OF INDIA

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Punjab National Bank Ltd.

  TICKER:               532461                            CUSIP:   Y7162Z146

  MEETING DATE:   6/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Puregold Price Club Inc.

  TICKER:               PGOLD                              CUSIP:   Y71617107

  MEETING DATE:   1/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND THE SECOND ARTICLE OF THE ARTICLES        ISSUER            YES             FOR                  FOR

 OF INCORPORATION TO ACT AS REMITTANCE AGENT THAT

OFFERS TO REMIT, TRANSFER, OR TRANSMIT MONEY ON

BEHALF OF ANY PERSON AND/OR ENTITY AS DEFINED IN

BANGKO SENTRAL NG PILIPINAS CIRCULAR NO. 471, SERIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Puregold Price Club Inc.

  TICKER:               PGOLD                              CUSIP:   Y71617107

  MEETING DATE:   5/10/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: CALL TO ORDER                                                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: CERTIFY SERVICE OF NOTICE AND EXISTENCE         ISSUER            YES             FOR                  FOR

OF QUORUM

 


 

 

PROPOSAL #3: APPROVE THE MINUTES OF 2015 ANNUAL                 ISSUER            YES             FOR                  FOR

STOCKHOLDERS' MEETING AND RATIFY ALL ACTS AND

RESOLUTIONS OF THE BOARD OF DIRECTORS AND MANAGEMENT

FROM THE DATE OF THE PREVIOUS STOCKHOLDERS' MEETING

PROPOSAL #4: APPROVE ANNUAL REPORT OF THE CHAIRMAN            ISSUER            YES             FOR                  FOR

AND PRESIDENT AND AUDITED FINANCIAL STATEMENTS AS OF

DEC. 31, 2015

PROPOSAL #5.1: ELECT LUCIO L. CO AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT SUSAN P. CO AS DIRECTOR                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.3: ELECT FERDINAND VINCENT P. CO AS                 ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #5.4: ELECT LEONARDO B. DAYAO AS DIRECTOR             ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.5: ELECT PAMELA JUSTINE P. CO AS DIRECTOR        ISSUER            YES         AGAINST           AGAINST

PROPOSAL #5.6: ELECT MARILYN V. PARDO AS DIRECTOR               ISSUER            YES             FOR                  FOR

PROPOSAL #5.7: ELECT EDGARDO G. LACSON AS DIRECTOR             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPOINT R.G MANABAT & CO AS EXTERNAL              ISSUER            YES             FOR                  FOR

AUDITOR

PROPOSAL #7: AMEND THE SIXTH ARTICLE OF THE COMPANY'S        ISSUER            YES             FOR                  FOR

 ARTICLES OF INCORPORATION

PROPOSAL #8: AMEND SECTION 6 ARTICLE III OF THE                 ISSUER            YES             FOR                  FOR

COMPANY'S BY LAWS

PROPOSAL #9: AMEND SECTION 4 (1) ARTICLE II OF THE            ISSUER            YES             FOR                  FOR

COMPANY'S BY LAWS

PROPOSAL #10: APPROVE OTHER MATTERS                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: ADJOURNMENT                                                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Puyang Refractories Group Co., Ltd.

  TICKER:               002225                            CUSIP:   Y71632106

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND ITS SUMMARY             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #5: APPROVE 2016 APPOINTMENT OF AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 FINANCIAL STATEMENTS AND            ISSUER            YES             FOR                  FOR

2016 FINANCIAL BUDGET REPORT

PROPOSAL #7: APPROVE SHARE-BASED COMPENSATION AT A            ISSUER            YES             FOR                  FOR

TOTAL PRICE OF CNY 1 TO PERFORMANCE COMMITMENTS

PARTIES ZHENG HUAZHEN AND OTHER 167 PERSONS FOR

REPURCHASE CANCELLATION

PROPOSAL #8: APPROVE CHANGES IN ACCOUNTING POLICIES          ISSUER            YES             FOR                  FOR

AND ACCOUNTING ESTIMATES

PROPOSAL #9: AMEND SPECIAL DEPOSIT AND USAGE SYSTEM          ISSUER            YES             FOR                  FOR

OF RAISED FUNDS

PROPOSAL #10: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

 


 

 

PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING            ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Puyang Refractories Group Co., Ltd.

  TICKER:               002225                            CUSIP:   Y71632106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT LIU BAIKUAN AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.2: ELECT LI XUEJUN AS NON-INDEPENDENT          SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.3: ELECT SHI DAOMING AS NON-INDEPENDENT      SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.4: ELECT MA WENPENG AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #1.5: ELECT ZHENG HUAZHEN AS NON-INDEPENDENT   SHAREHOLDER        YES             FOR                  N/A

 DIRECTOR

PROPOSAL #1.6: ELECT LIU GUOWEI AS NON-INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.1: ELECT SU TIANSEN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.2: ELECT YE GUOTIAN AS INDEPENDENT               SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #2.3: ELECT WANG GUANGPENG AS INDEPENDENT        SHAREHOLDER        YES             FOR                  N/A

DIRECTOR

PROPOSAL #3.1: ELECT GUO ZHIYAN AS SUPERVISOR                 SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.2: ELECT BIAN YANGLIN AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3.3: ELECT KONG DECHENG AS SUPERVISOR              SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               PW Medtech Group Ltd.

  TICKER:               1358                                CUSIP:   G7306W108

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ELECT LIN JUNSHAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZHANG XINGDONG AS DIRECTOR                      ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

 


 

 

PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               QGEP Participacoes S.A.

  TICKER:               QGEP3                              CUSIP:   P7920K100

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT DIRECTORS                                                   ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT BOARD MEMBER NOMINATED BY               SHAREHOLDER         NO              N/A                  N/A

MINORITY SHAREHOLDERS

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS AND APPROVE        ISSUER            YES             FOR                  FOR

 THEIR REMUNERATION

PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBER APPOINTED    SHAREHOLDER        YES         AGAINST               N/A

BY MINORITY SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qianjiang Water Resources Development Co Ltd

  TICKER:               600283                            CUSIP:   Y4238K104

  MEETING DATE:   12/25/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PARTICIPATION IN CAPITAL                     ISSUER            YES             FOR                  FOR

INCREASE PLAN OF ZHEJIANG SILICON PARADISE ASSET

MANAGEMENT CORP.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qianjiang Water Resources Development Co Ltd

  TICKER:               600283                            CUSIP:   Y4238K104

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RE-APPOINTMENT OF PAN-CHINA                ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS CO., LTD. AS AUDITOR AND

 MATTERS REGARDING REMUNERATION

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 INTERNAL              ISSUER            YES             FOR                  FOR

CONTROL AUDITOR

PROPOSAL #7: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES         AGAINST           AGAINST

CONTROLLED SUBSIDIARY

 


 

 

PROPOSAL #8: APPROVE MUTUAL GUARANTEE PROVISION WITH         ISSUER            YES             FOR                  FOR

ZHEJIANG SILICON PARADISE ASSET MANAGEMENT GROUP

PROPOSAL #9: ELECT YAO YI AS INDEPENDENT DIRECTOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qiaqia Food Co., Ltd.

  TICKER:               002557                            CUSIP:   Y71645108

  MEETING DATE:   11/18/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN BUSINESS SCOPE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #3: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

SUBSIDIARY

PROPOSAL #4: APPROVE RESIGNATION OF DIRECTOR AND           SHAREHOLDER        YES             FOR                  N/A

ELECT CHEN QI AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5: APPROVE PROVISION OF EXTERNAL FINANCIAL         ISSUER            YES         AGAINST           AGAINST

AID

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qiaqia Food Co., Ltd.

  TICKER:               002557                            CUSIP:   Y71645108

  MEETING DATE:   4/8/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE USE OF PARTIAL IDLE RAISED FUNDS        ISSUER            YES             FOR                  FOR

 TO INVEST IN FINANCIAL PRODUCTS

PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION                   ISSUER            YES             FOR                  FOR

REGARDING DECREASING IN INVESTMENT IN WEIRAN TIANJIN

EQUITY INVESTMENT FUNDS PARTNERSHIP ENTERPRISE LP

PROPOSAL #10: APPROVE TRANSFER OF REMAINING RAISED            ISSUER            YES             FOR                  FOR

FUNDS FROM PARTIAL COMPLETED INVESTMENT CONSTRUCTION

PROJECTS TO THE EXCESS RAISED FUNDS ACCOUNT

PROPOSAL #11: APPROVE APPLICATION FOR 2016                          ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES FROM BANK AND FINANCIAL

INSTITUTIONS

PROPOSAL #12: APPROVE CHANGE IN BUSINESS SCOPE                    ISSUER            YES             FOR                  FOR

PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION                         ISSUER            YES             FOR                  FOR

PROPOSAL #14: APPROVE USE OF OWN FUNDS TO INVESTMENT         ISSUER            YES             FOR                  FOR

IN FINANCIAL PRODUCTS

 


 

 

PROPOSAL #15: APPROVE USE OF OWN FUNDS TO INVESTMENT         ISSUER            YES             FOR                  FOR

MONETARY MARKET FUNDS

PROPOSAL #16: APPROVE 2016 PROVISION OF GUARANTEES TO        ISSUER            YES             FOR                  FOR

 SUBSIDIARIES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               QIMING INFORMATION TECHNOLOGY CO LTD

  TICKER:               002232                            CUSIP:   Y71635109

  MEETING DATE:   11/20/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE IN 2015 FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               QIMING INFORMATION TECHNOLOGY CO LTD

  TICKER:               002232                            CUSIP:   Y71635109

  MEETING DATE:   4/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2016 FINANCIAL BUDGET REPORT               ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2016 DAILY RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS

PROPOSAL #6: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE REPORT ON DEPOSIT AND USAGE OF          ISSUER            YES             FOR                  FOR

RAISED FUNDS

PROPOSAL #9: APPROVE RE-APPOINTMENT OF 2016 AUDITOR           ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES         AGAINST           AGAINST

ASSOCIATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qinchuan Machine Tool and Tool Group Share Co., Ltd.

  TICKER:               000837                            CUSIP:   Y7703J106

  MEETING DATE:   4/21/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2016 FINANCIAL BUDGET PLAN                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE GUARANTEE PROVISION TO THE CNY          ISSUER            YES             FOR                  FOR

23 MILLION COMPREHENSIVE CREDIT LINE OF QINCHUAN

MACHINE TOOL GROUP BAOJI METERS CO., LTD.

PROPOSAL #9: APPROVE GUARANTEE PROVISION TO THE CNY          ISSUER            YES             FOR                  FOR

25 MILLION WORKING CAPITAL LOAN OF SUBSIDIARY SHAANXI

 QINCHUAN EQUIPMENT COMPLETE SERVICES CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Citymedia Co., Ltd.

  TICKER:               600229                            CUSIP:   Y7172H102

  MEETING DATE:   5/6/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF SHAN DONG HE          ISSUER            YES             FOR                  FOR

XIN CPAS LLP AS AUDITOR AND PAYMENT OF REMUNERATION

PROPOSAL #7: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 USING PARTIAL IDLE RAISED FUNDS AND OWN FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Doublestar Co., Ltd.

  TICKER:               000599                            CUSIP:   Y7170V103

  MEETING DATE:   4/11/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

PRIVATE PLACEMENT OF NEW SHARES

PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME             ISSUER            YES             FOR                  FOR

PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS AND                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION METHOD

PROPOSAL #2.4: APPROVE ISSUE SIZE                                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.5: APPROVE PRICING REFERENCE DATE AND              ISSUER            YES             FOR                  FOR

ISSUE PRICE

PROPOSAL #2.6: APPROVE LOCK-UP PERIOD                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.7: APPROVE LISTING EXCHANGE                                ISSUER            YES             FOR                  FOR

PROPOSAL #2.8: APPROVE INTENDED USAGE OF RAISED FUNDS        ISSUER            YES             FOR                  FOR

PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF            ISSUER            YES             FOR                  FOR

UNDISTRIBUTED EARNINGS

PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN FOR PRIVATE PLACEMENT OF            ISSUER            YES             FOR                  FOR

NEW A SHARES (REVISION)

 


 

 

PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON          ISSUER            YES             FOR                  FOR

THE INTENDED USAGE OF RAISED FUNDS (REVISION)

PROPOSAL #5.1: APPROVE SIGNING OF CONDITIONAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH DOUBLE STAR GROUP CO.,

PROPOSAL #5.2: APPROVE SIGNING OF CONDITIONAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN PING'AN DAHUA

HUITONG WEALTH MANAGEMENT LIMITED (ON BEHALF OF THE

PING'AN HUITONG PING'AN JINCHENG CAIFU WENYING NO.400

 ASSET MANAGEMENT PLAN)

PROPOSAL #5.3: APPROVE SIGNING OF CONDITIONAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN PING'AN DAHUA

HUITONG WEALTH MANAGEMENT LIMITED (ON BEHALF OF THE

PING'AN HUITONG PING'AN JINCHENG CAIFU WENYING NO.401

 ASSET MANAGEMENT PLAN)

PROPOSAL #5.4: APPROVE SIGNING OF CONDITIONAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN PING'AN DAHUA

HUITONG WEALTH MANAGEMENT LIMITED (ON BEHALF OF THE

PING'AN HUITONG PING'AN JINCHENG CAIFU WENYING NO.402

 ASSET MANAGEMENT PLAN)

PROPOSAL #5.5: APPROVE SIGNING OF CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH QINGDAO INTERNATIONAL

INVESTMENT CO., LTD IN CONNECTION TO THE PRIVATE

PLACEMENT

PROPOSAL #5.6: APPROVE SIGNING OF CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH QINGDAO XINGCHUANG

ENTERPRISE MANAGEMENT CO., LTD (ON BEHALF OF QINGDAO

XINGYE NO.1 COMMERCIAL DEVELOPMENT LP) IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #5.7: APPROVE SIGNING OF CONDITIONAL SHARES         ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH QINGDAO XINGCHUANG

ENTERPRISE MANAGEMENT CO., LTD (ON BEHALF OF QINGDAO

XINGYE NO.2 COMMERCIAL DEVELOPMENT LP) IN CONNECTION

TO THE PRIVATE PLACEMENT

PROPOSAL #5.8: APPROVE SIGNING OF CONDITIONAL SHARE          ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH XINJIANG XINRUITAI EQUITY

 INVESTMENT CO., LTD.

PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS IN            ISSUER            YES             FOR                  FOR

CONNECTION TO PRIVATE PLACEMENT

PROPOSAL #7: APPROVE COUNTER-DILUTION IMPACT ON                 ISSUER            YES             FOR                  FOR

COMPANY MAJOR FINANCIAL INDEX AND RELATED MEASURES IN

 CONNECTION TO THE PRIVATE PLACEMENT

PROPOSAL #8: APPROVE REPORT ON THE USAGE OF                        ISSUER            YES             FOR                  FOR

PREVIOUSLY RAISED FUNDS

PROPOSAL #9: APPROVE AUTHORIZATION OF BOARD TO HANDLE        ISSUER            YES             FOR                  FOR

 ALL MATTERS RELATED TO PRIVATE PLACEMENT

PROPOSAL #10: ELECT FAN RENDE AS NON-INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Doublestar Co., Ltd.

  TICKER:               000599                            CUSIP:   Y7170V103

  MEETING DATE:   5/4/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #5: APPROVE APPOINTMENT OF 2016 AUDITOR                ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE WRITE-OFF FIXED ASSETS                         ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: APPROVE SIGNING OF CONDITIONAL                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH DOUBLE STAR GROUP CO.,

PROPOSAL #7.2: APPROVE SIGNING OF CONDITIONAL                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN PING AN DAHUA

HUITONG WEALTH MANAGEMENT CO., LTD. (PINGAN HUITONG

PINGAN JINCHENG WEALTH STEADY EARNINGS NO. 400 ASSET

MANAGEMENT PLAN)

PROPOSAL #7.3: APPROVE SIGNING OF CONDITIONAL                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN PING AN DAHUA

HUITONG WEALTH MANAGEMENT CO., LTD. (PINGAN HUITONG

PINGAN JINCHENG WEALTH STEADY EARNINGS NO. 401 ASSET

MANAGEMENT PLAN)

PROPOSAL #7.4: APPROVE SIGNING OF CONDITIONAL                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH SHENZHEN PING AN DAHUA

HUITONG WEALTH MANAGEMENT CO., LTD. (PINGAN HUITONG

PINGAN JINCHENG WEALTH STEADY EARNINGS NO. 402 ASSET

MANAGEMENT PLAN)

PROPOSAL #7.5: APPROVE SIGNING OF CONDITIONAL                     ISSUER            YES             FOR                  FOR

SUBSCRIPTION AGREEMENT WITH XINJIANG RUNTAI EQUITY

INVESTMENT CO., LTD.

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao East Steel Tower Stock Co., Ltd.

  TICKER:               002545                            CUSIP:   Y71642105

  MEETING DATE:   4/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #7: APPROVE RE-APPOINTMENT OF AUDITOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE APPLICATION OF BANK                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE CREDIT LINES

PROPOSAL #9: APPROVE USE OF PARTIAL TEMPORARY IDLE            ISSUER            YES             FOR                  FOR

RAISED FUNDS TO PURCHASE BANK FINANCIAL PRODUCTS

PROPOSAL #10: APPROVE RENEWAL OF LEASE OF PLANT AND          ISSUER            YES             FOR                  FOR

OFFICE BUILDING OF SUBSIDIARY WITH RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao East Steel Tower Stock Co., Ltd.

  TICKER:               002545                            CUSIP:   Y71642105

  MEETING DATE:   5/9/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1.1: ELECT HAN FANGRU AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

 


 

 

PROPOSAL #1.1.2: ELECT QIU XIZHU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.3: ELECT HAN HUIRU AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.4: ELECT AO WEIWEI AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.5: ELECT XU YANAN AS NON-INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.1.6: ELECT HE LIANGJUN AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #1.2.1: ELECT FAN PEIYIN AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.2: ELECT CHEN SHUQUAN AS INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #1.2.3: ELECT SU HUIWEN AS INDEPENDENT                 ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #2.1: ELECT LI QIANG AS SUPERVISOR                     SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #2.2: ELECT JIANG RUIKUAN AS SUPERVISOR            SHAREHOLDER        YES             FOR                  N/A

PROPOSAL #3: APPROVE LEASING OF OFFICE LOCATION FROM         ISSUER            YES             FOR                  FOR

RELATED PARTY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Haier Co., Ltd.

  TICKER:               600690                            CUSIP:   Y7166P102

  MEETING DATE:   1/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION IN              ISSUER            YES             FOR                  FOR

CONNECTION TO ACQUISITION OF EQUITY OF FOREIGN JOINT

VENTURES FROM HAIER GROUP CO.

PROPOSAL #2: APPROVE CHANGE OF PARTIAL ASSET                       ISSUER            YES             FOR                  FOR

INJECTION COMMITMENT OF HAIER GROUP CO.

PROPOSAL #3: APPROVE ENTRUSTED MANAGEMENT OF QINGDAO         ISSUER            YES             FOR                  FOR

HAIER OPTOELECTRONIC CO., LTD.

PROPOSAL #4: APPROVE CONTINUED SUSPENSION OF TRADING         ISSUER            YES             FOR                  FOR

FOR NOT MORE THAN 2 MONTHS BEGINNING FEBRUARY 2, 2016

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Haier Co., Ltd.

  TICKER:               600690                            CUSIP:   Y7166P102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE THE NOTION THAT COMPANY'S PLAN          ISSUER            YES             FOR                  FOR

FOR MAJOR ASSET PURCHASING COMPLIES WITH RELEVANT

LAWS AND REGULATIONS

PROPOSAL #2: APPROVE THE NOTION THAT THIS TRANSACTION        ISSUER            YES             FOR                  FOR

 DOES NOT CONSTITUTE AS RELATED-PARTY TRANSACTION

PROPOSAL #3: APPROVE MAJOR ASSET PURCHASING PLAN                ISSUER            YES             FOR                  FOR

PROPOSAL #3.01: APPROVE OVERVIEW OF TRANSACTION PLAN         ISSUER            YES             FOR                  FOR

PROPOSAL #3.02: APPROVE TRANSACTION PARTIES                         ISSUER            YES             FOR                  FOR

PROPOSAL #3.03: APPROVE TARGET ASSETS                                    ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #3.04: APPROVE TRANSACTION PRICE                             ISSUER            YES             FOR                  FOR

PROPOSAL #3.05: APPROVE PAYMENT MANNER                                  ISSUER            YES             FOR                  FOR

PROPOSAL #3.06: APPROVE FINANCING ARRANGEMENT                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE APPRAISAL REPORT OF THE                       ISSUER            YES             FOR                  FOR

TRANSACTION

PROPOSAL #5: APPROVE REPORT (DRAFT) ON COMPANY'S                ISSUER            YES             FOR                  FOR

MAJOR ASSETS PURCHASE AND ITS SUMMARY

PROPOSAL #6: APPROVING SIGNING OF EQUITY AND ASSETS          ISSUER            YES             FOR                  FOR

PURCHASE AGREEMENT WITH GENERAL ELECTRIC COMPANY

PROPOSAL #7: APPROVE THE NOTION THAT THE TRANSACTION         ISSUER            YES             FOR                  FOR

COMPLIES WITH ARTICLE IV OF PROVISIONS ON SEVERAL

ISSUES REGULATING THE MAJOR ASSET RESTRUCTURING OF

LISTED COMPANIES

PROPOSAL #8: APPROVE THE COMPLETENESS AND COMPLIANCE         ISSUER            YES             FOR                  FOR

OF IMPLEMENTATION OF LEGAL PROCEEDINGS OF THE

TRANSACTIONS AND VALIDITY OF THE SUBMITTED LEGAL

DOCUMENTS REGARDING THIS TRANSACTION

PROPOSAL #9: APPROVE INDEPENDENCE OF APPRAISER, THE          ISSUER            YES             FOR                  FOR

VALIDITY OF HYPOTHESIS, THE RELEVANCE OF VALUATION

PURPOSE AND APPROACH AS WELL AS THE FAIRNESS OF

PROPOSAL #10: APPROVE RELATED ACCOUNTING POLICIES              ISSUER            YES             FOR                  FOR

DISCREPANCY VERIFICATION REPORT OF THIS TRANSACTION

PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTER RELATED TO THE MAJOR ASSETS

PURCHASING PLAN

PROPOSAL #12: APPROVE APPLICATION OF MERGER &                     ISSUER            YES             FOR                  FOR

ACQUISITION LOAN FROM CHINA DEVELOPMENT BANK AS WELL

AS AUTHORIZATION OF BOARD TO HANDLE ALL THE MATTERS

RELATED TO ITS APPLICATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Haier Co., Ltd.

  TICKER:               600690                            CUSIP:   Y7166P102

  MEETING DATE:   5/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INTERNAL CONTROL SELF-EVALUATION        ISSUER            YES             FOR                  FOR

 REPORT

PROPOSAL #7: APPROVE APPOINTMENT OF  AUDITOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE SIGNING OF RELATED-PARTY                     ISSUER            YES             FOR                  FOR

TRANSACTIONS FRAMEWORK AGREEMENT AND 2016 ESTIMATED

DAILY RELATED-PARTY TRANSACTIONS

PROPOSAL #9: APPROVE 2016 PROVISION OF GUARANTEES TO         ISSUER            YES             FOR                  FOR

SUBSIDIARIES

PROPOSAL #10: APPROVE ALLOWANCES OF DIRECTORS                      ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE CORE EMPLOYEE SHARE PURCHASE            ISSUER            YES             FOR                  FOR

PLAN (DRAFT) AND SUMMARY

 


 

 

PROPOSAL #12: APPROVE AUTHORIZATION OF THE BOARD TO          ISSUER            YES         AGAINST           AGAINST

HANDLE ALL RELATED MATTERS IN CONNECTION TO EMPLOYEE

SHARE PURCHASE PLAN

PROPOSAL #13: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #14: APPROVE FORMULATION OF EXTERNAL                     ISSUER            YES             FOR                  FOR

GUARANTEES MANAGEMENT SYSTEM

PROPOSAL #15.01: ELECT LIANG HAISHAN AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #15.02: ELECT TAN LIXIA AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.03: ELECT LIU HAIFENG AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #15.04: ELECT WU CHANGQI AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #15.05: ELECT PENG JIANFENG AS NON-                       ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTOR

PROPOSAL #15.06: ELECT ZHOU HONBO AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.01: ELECT WU CHENG AS INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.02: ELECT SHI TIANTAO AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #16.03: ELECT DAI DEMING AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #17.01: ELECT WANG PEIHUA AS SUPERVISOR                ISSUER            YES             FOR                  FOR

PROPOSAL #17.02: ELECT MING GUOQING AS SUPERVISOR               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Hanhe Cable Company Limited

  TICKER:               002498                            CUSIP:   Y7163Z103

  MEETING DATE:   3/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE PROVISION OF FINANCIAL AID                  ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Hanhe Cable Company Limited

  TICKER:               002498                            CUSIP:   Y7163Z103

  MEETING DATE:   5/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2016 AUDITOR          ISSUER            YES             FOR                  FOR

AND PAYMENT OF 2015 REMUNERATION

PROPOSAL #7: APPROVE 2016 APPLICATION OF                              ISSUER            YES             FOR                  FOR

COMPREHENSIVE BANK CREDIT LINES

 


 

 

PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #9: APPROVE PROVISION OF HIGHEST FINANCIAL          ISSUER            YES             FOR                  FOR

ASSISTANCE TO WHOLLY-OWNED SUBSIDIARY

PROPOSAL #10: APPROVE 2016 EMPLOYEE SHARES PURCHASE          ISSUER            YES             FOR                  FOR

PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Hanhe Cable Company Limited

  TICKER:               002498                            CUSIP:   Y7163Z103

  MEETING DATE:   6/13/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO EMPLOYEE SHARE PURCHASE

 PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingdao Kingking Applied Chemistry Co., Ltd.

  TICKER:               002094                            CUSIP:   Y7162Y107

  MEETING DATE:   5/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2016            ISSUER            YES             FOR                  FOR

FINANCIAL BUDGET REPORT

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE PROFIT DISTRIBUTION AND                       ISSUER            YES             FOR                  FOR

CAPITALIZATION OF CAPITAL RESERVES

PROPOSAL #6: APPROVE APPOINTMENT OF 2016 AUDITOR AND         ISSUER            YES             FOR                  FOR

PAYMENT FOR REMUNERATION

PROPOSAL #7: APPROVE 2016 BANK COMPREHENSIVE CREDIT          ISSUER            YES             FOR                  FOR

LINE APPLICATION

PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO                   ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY

PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #10.1: ELECT CHEN SUOBIN AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.2: ELECT JIANG YING AS NON-INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.3: ELECT TANG FENGJIE AS NON-INDEPENDENT        ISSUER            YES             FOR                  FOR

 DIRECTOR

PROPOSAL #10.4: ELECT DU XINQIANG AS NON-INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.5: ELECT WANG ZHUQUAN AS INDEPENDENT              ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.6: ELECT WANG RUI AS INDEPENDENT                     ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #10.7: ELECT XU SHENGRUI AS INDEPENDENT                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #11.1: ELECT YANG WEICHENG AS SUPERVISOR               ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #11.2: ELECT WANG DEXUN AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #13: APPROVE ADJUSTMENT TO ALLOWANCE OF                ISSUER            YES             FOR                  FOR

INDEPENDENT DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qinghai Huzhu Highland Barley Wine Co., Ltd.

  TICKER:               002646                            CUSIP:   Y7164K105

  MEETING DATE:   1/12/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qinghai Huzhu Highland Barley Wine Co., Ltd.

  TICKER:               002646                            CUSIP:   Y7164K105

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE INVESTMENT IN FINANCIAL PRODUCTS        ISSUER            YES             FOR                  FOR

 BY THE COMPANY AND SUBSIDIARIES USING OWN FUNDS

PROPOSAL #7: APPROVE 2016 REMUNERATION OF DIRECTORS          ISSUER            YES             FOR                  FOR

AND SENIOR MANAGEMENT MEMBERS

PROPOSAL #8: APPROVE 2016 REMUNERATION OF SUPERVISORS        ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE RE-APPOINTMENT OF WUYIGE CPAS            ISSUER            YES             FOR                  FOR

LLP AS 2016 AUDITOR

PROPOSAL #10: APPROVE APPLICATION OF COMPREHENSIVE            ISSUER            YES             FOR                  FOR

BANK CREDIT LINES BY THE COMPANY AND SUBSIDIARIES AS

WELL AS PROVISION OF GUARANTEE FOR THE LOAN WITHIN

THE CREDIT LIMIT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qinghai Salt Lake Industry Co., Ltd.

  TICKER:               000792                            CUSIP:   Y7170U105

  MEETING DATE:   11/19/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ISSUANCE OF PERPETUAL BONDS                ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qinghai Salt Lake Industry Co., Ltd.

  TICKER:               000792                            CUSIP:   Y7170U105

  MEETING DATE:   5/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE APPOINTMENT OF FINANCIAL AUDITOR        ISSUER            YES             FOR                  FOR

 AND INTERNAL CONTROL AUDITOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

MANAGEMENT MEMBERS

PROPOSAL #7.1: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 SINOCHEM FERTILIZER CO., LTD. FOR SALES OF POTASSIUM

 CHLORIDE PRODUCTS

PROPOSAL #7.2: APPROVE 2015 RELATED-PARTY TRANSACTION        ISSUER            YES             FOR                  FOR

 WITH QINGHAI MINGUANG COAL SALES CO., LTD. FOR

PROCUREMENT OF RAW COAL

PROPOSAL #7.3: APPROVE RELATED-PARTY TRANSACTION WITH        ISSUER            YES             FOR                  FOR

 QINGHAI MULI COAL ENERGY GROUP CO., LTD. FOR PAYMENT

 OF MANAGEMENT EXPENSES

PROPOSAL #7.4: APPROVE RENEWAL OF PROPERTY INSURANCE         ISSUER            YES             FOR                  FOR

FOR PHASE 1 AND 2 CHEMICAL PROJECTS

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE APPLICATION OF CREDIT LINES FROM        ISSUER            YES             FOR                  FOR

 FINANCIAL INSTITUTIONS

PROPOSAL #10: APPROVE ISSUANCE OF CNY 3.5 BILLION              ISSUER            YES             FOR                  FOR

ULTRA SHORT-TERM FINANCIAL BILL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qinghai Salt Lake Industry Co., Ltd.

  TICKER:               000792                            CUSIP:   Y7170U105

  MEETING DATE:   6/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION OF CONSTRUCTION                ISSUER            YES             FOR                  FOR

FUNDS FROM CDB DEVELOPMENT FUND LTD.

PROPOSAL #2: APPROVE PLEDGING OF EQUITY OF CONTROLLED        ISSUER            YES             FOR                  FOR

 SUBSIDIARY

PROPOSAL #3.1: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES             FOR                  FOR

ASSISTANCE TO CONTROLLED SUBSIDIARY QINGHAI SALT LAKE

 MAGNESIUM CO., LTD

PROPOSAL #3.2: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES             FOR                  FOR

ASSISTANCE TO INDIRECT CONTROLLED SUBSIDIARY QINGHAI

SALT LAKE HAIHONG CHEMICAL CO., LTD

PROPOSAL #3.3: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES             FOR                  FOR

ASSISTANCE TO CONTROLLED SUBSIDIARY QINGHAI SALT LAKE

 HAINA CHEMICAL CO., LTD

PROPOSAL #3.4: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES             FOR                  FOR

ASSISTANCE TO WHOLLY-OWNED SUBSIDIARY QINGHAI SALT

LAKE TIANSHI MINING CO., LTD

 


 

 

PROPOSAL #3.5: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES             FOR                  FOR

ASSISTANCE TO WHOLLY-OWNED SUBSIDIARY QINGHAI SALT

LAKE TELIMEI CO., LTD

PROPOSAL #3.6: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES         AGAINST           AGAINST

ASSISTANCE TO INDIRECT CONTROLLED SUBSIDIARY QINGHAI

SALT LAKE YUANTONG POTASH CO., LTD

PROPOSAL #3.7: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES         AGAINST           AGAINST

ASSISTANCE TO INDIRECT CONTROLLED SUBSIDIARY QINGHAI

SALT LAKE FOZHAO LANKE LITHIUM CO., LTD

PROPOSAL #3.8: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES         AGAINST           AGAINST

ASSISTANCE TO CONTROLLED SUBSIDIARY QINGHAI SALT LAKE

 SANYUAN POTASH CO., LTD

PROPOSAL #3.9: APPROVE PROVISION OF FINANCIAL                     ISSUER            YES             FOR                  FOR

ASSISTANCE TO WHOLLY-OWNED SUBSIDIARY QINGHAI SALT

LAKE ENERGY CO., LTD

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qinghai Spring Medicinal Resources Technology Co., Ltd.

  TICKER:               600381                            CUSIP:   Y7172N109

  MEETING DATE:   12/21/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

GENERAL MEETINGS OF SHAREHOLDERS

PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF DIRECTORS

PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING              ISSUER            YES             FOR                  FOR

MEETINGS OF BOARD OF SUPERVISORS

PROPOSAL #4: AMEND MANAGEMENT SYSTEM OF RAISED FUNDS         ISSUER            YES             FOR                  FOR

PROPOSAL #5: AMEND MANAGEMENT SYSTEM FOR PROVIDING            ISSUER            YES             FOR                  FOR

EXTERNAL GUARANTEES

PROPOSAL #6: APPROVE INVESTMENT IN LOW-RISK BANK                ISSUER            YES             FOR                  FOR

FINANCIAL PRODUCTS BY OWN IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qinghai Spring Medicinal Resources Technology Co., Ltd.

  TICKER:               600381                            CUSIP:   Y7172N109

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS        ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE REPORT OF THE BOARD OF                        ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE REPORT OF THE INDEPENDENT                   ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE ANNUAL REPORT AND SUMMARY                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS                             ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE REPURCHASE AND CANCELLATION OF          ISSUER            YES             FOR                  FOR

PARTIAL SHARES FROM COMPANY'S ACQUISITION BY SHARE

ISSUANCE

PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 APPOINTMENT OF RUIHUA CPAS         ISSUER            YES             FOR                  FOR

AS AUDITOR

 


 

 

PROPOSAL #10: APPROVE 2016 REMUNERATION OF DIRECTORS         ISSUER            YES             FOR                  FOR

PROPOSAL #11: APPROVE 2016 REMUNERATION OF                          ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #12: APPROVE 2016 ALLOWANCES OF INDEPENDENT         ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #13: APPROVE AUTHORIZATION OF BOARD TO                 ISSUER            YES             FOR                  FOR

HANDLE ALL MATTERS RELATED TO SHARE REPURCHASE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qingling Motors Co Ltd

  TICKER:               1122                                CUSIP:   Y71713104

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE SUPERVISORY          ISSUER            YES             FOR                  FOR

COMMITTEE

PROPOSAL #3: APPROVE 2015 AUDITED FINANCIAL                        ISSUER            YES             FOR                  FOR

STATEMENTS AND INDEPENDENT AUDITOR'S REPORT

PROPOSAL #4: APPROVE 2015 PROFIT APPROPRIATION                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE RESIGNATION OF MAKOTO TANAKA AS         ISSUER            YES             FOR                  FOR

DIRECTOR AND AUTHORIZE BOARD TO TERMINATE HIS SERVICE

 CONTRACT

PROPOSAL #6: APPROVE RESIGNATION OF NAOTO HAKAMATA AS        ISSUER            YES             FOR                  FOR

 DIRECTOR AND AUTHORIZE BOARD TO TERMINATE HIS

SERVICE CONTRACT

PROPOSAL #7: ELECT MASANORI OTA AS DIRECTOR,                       ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND ENTER

INTO SERVICE CONTRACT

PROPOSAL #8: ELECT YOSHIFUMI KOMURA AS DIRECTOR,                ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX HIS REMUNERATION AND ENTER

INTO SERVICE CONTRACT

PROPOSAL #9: ELECT XU SONG AS DIRECTOR, AUTHORIZE          SHAREHOLDER        YES             FOR                  N/A

BOARD TO FIX HIS REMUNERATION AND ENTER INTO SERVICE

CONTRACT

PROPOSAL #10: APPROVE DELOITTE TOUCHE TOHMATSU                   ISSUER            YES             FOR                  FOR

CERTIFIED PUBLIC ACCOUNTANTS LLP CHONGQING BRANCH AND

 DELOITTE TOUCHE TOHMATSU AS PRC AND INTERNATIONAL

AUDITORS RESPECTIVELY AND AUTHORIZE BOARD TO FIX

THEIR REMUNERATION

PROPOSAL #11a: APPROVE REVISED ANNUAL CAP FOR THE NEW        ISSUER            YES             FOR                  FOR

 PARTS SUPPLY AGREEMENTS

PROPOSAL #11b: AUTHORIZE HE YONG AND LI JUXING TO              ISSUER            YES             FOR                  FOR

DEAL WITH ALL MATTERS IN RELATION TO THE REVISED

ANNUAL CAP FOR THE NEW PARTS SUPPLY AGREEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qisda Corporation

  TICKER:               2352                                CUSIP:   Y07988101

  MEETING DATE:   6/15/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 

 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qitaihe Baotailong Coal & Coal Chemicals Public Co., Ltd.

  TICKER:               601011                            CUSIP:   Y71648102

  MEETING DATE:   12/17/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.04: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE METHOD AND TERM FOR THE                 ISSUER            YES             FOR                  FOR

REPAYMENT OF PRINCIPAL AND INTEREST

PROPOSAL #2.07: APPROVE GUARANTEE IN RELATION TO BOND        ISSUER            YES             FOR                  FOR

 ISSUANCE

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE BOND TRADING                                     ISSUER            YES             FOR                  FOR

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE UNDERWRITING MANNER                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON CORPORATE BOND ISSUANCE         ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qitaihe Baotailong Coal & Coal Chemicals Public Co., Ltd.

  TICKER:               601011                            CUSIP:   Y71648102

  MEETING DATE:   1/5/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qitaihe Baotailong Coal & Coal Chemicals Public Co., Ltd.

  TICKER:               601011                            CUSIP:   Y71648102

  MEETING DATE:   1/25/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR                   ISSUER            YES             FOR                  FOR

CORPORATE BOND ISSUANCE

PROPOSAL #2.00: APPROVE CORPORATE BOND ISSUANCE                  ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #2.01: APPROVE ISSUE SIZE                                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.02: APPROVE PAR VALUE AND ISSUE PRICE               ISSUER            YES             FOR                  FOR

PROPOSAL #2.03: APPROVE TARGET SUBSCRIBERS AND                   ISSUER            YES             FOR                  FOR

PLACING ARRANGEMENT FOR SHAREHOLDERS

PROPOSAL #2.04: APPROVE BOND MATURITY                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2.05: APPROVE BOND INTEREST RATE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2.06: APPROVE METHOD OF REPAYMENT OF                   ISSUER            YES             FOR                  FOR

PRINCIPAL AND INTEREST

PROPOSAL #2.07: APPROVE GUARANTEE PROVISION                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.08: APPROVE INTENDED USAGE OF RAISED                ISSUER            YES             FOR                  FOR

FUNDS

PROPOSAL #2.09: APPROVE ARRANGEMENT ON REDEMPTION AND        ISSUER            YES             FOR                  FOR

 SALE-BACK

PROPOSAL #2.10: APPROVE SAFEGUARD MEASURES OF DEBTS          ISSUER            YES             FOR                  FOR

REPAYMENT

PROPOSAL #2.11: APPROVE UNDERWRITING METHOD                         ISSUER            YES             FOR                  FOR

PROPOSAL #2.12: APPROVE RESOLUTION VALIDITY PERIOD             ISSUER            YES             FOR                  FOR

PROPOSAL #2.13: APPROVE CIRCULATION OF BONDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE PLAN ON CORPORATE BOND ISSUANCE         ISSUER            YES             FOR                  FOR

(AMENDED DRAFT)

PROPOSAL #4: APPROVE AUTHORIZATION OF THE BOARD TO            ISSUER            YES             FOR                  FOR

HANDLE ALL RELATED MATTERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qitaihe Baotailong Coal and Coal Chemicals Public Co., Ltd.

  TICKER:               601011                            CUSIP:   Y71648102

  MEETING DATE:   4/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #3: APPROVE 2015 REPORT OF THE INDEPENDENT          ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE APPOINTMENT OF 2016 FINANCIAL            ISSUER            YES             FOR                  FOR

AND INTERNAL CONTROL AUDITOR

PROPOSAL #8: APPROVE 2016 BANK FINANCING PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #9: APPROVE 2016 BUSINESS PLAN                                ISSUER            YES             FOR                  FOR

PROPOSAL #10: APPROVE COMPANY'S DEVELOPMENT PLAN                ISSUER            YES             FOR                  FOR

(2016-2018)

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qitaihe Baotailong Coal and Coal Chemicals Public Co., Ltd.

  TICKER:               601011                            CUSIP:   Y71648102

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qitaihe Baotailong Coal and Coal Chemicals Public Co., Ltd.

  TICKER:               601011                            CUSIP:   Y71648102

  MEETING DATE:   6/16/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME                         ISSUER             NO              N/A                  N/A

PROPOSAL #2: AMEND ARTICLE OF ASSOCIATION                             ISSUER             NO              N/A                  N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qualicorp SA

  TICKER:               QUAL3                              CUSIP:   P7S21H105

  MEETING DATE:   8/17/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL                 ISSUER            YES             FOR                  FOR

WITHOUT CANCELLATION OF SHARES AND AMEND ARTICLE 5

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qualicorp SA

  TICKER:               QUAL3                              CUSIP:   P7S21H105

  MEETING DATE:   4/30/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS                         ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY      SHAREHOLDER         NO              N/A                  N/A

SHAREHOLDER

PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES         AGAINST           AGAINST

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qualitas Controladora S.A.B. de C.V.

  TICKER:               Q *                                  CUSIP:   ADPV32752

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND                     ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: ACCEPT REPORT ON ADHERENCE TO FISCAL              ISSUER            YES             FOR                  FOR

OBLIGATIONS

 


 

 

PROPOSAL #3: APPROVE REPORTS ON TRANSACTIONS CARRIED         ISSUER            YES             FOR                  FOR

OUT BY AUDIT COMMITTEE AND CORPORATE PRACTICES

COMMITTEE

PROPOSAL #4: APPROVE ALLOCATION OF INCOME                             ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE REPORT ON SHARE REPURCHASE AND          ISSUER            YES             FOR                  FOR

SET AGGREGATE NOMINAL AMOUNT OF SHARE REPURCHASE

RESERVE

PROPOSAL #6: ELECT OR RATIFY BOARD MEMBERS,                        ISSUER            YES             FOR                  FOR

EXECUTIVES AND MEMBERS OF KEY COMMITTEES

PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND            ISSUER            YES             FOR                  FOR

MEMBERS OF KEY COMMITTEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Qualitas Controladora S.A.B. de C.V.

  TICKER:               Q *                                  CUSIP:   ADPV32752

  MEETING DATE:   4/28/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND SEVERAL ARTICLES TO COMPLY WITH            ISSUER            YES             FOR                  FOR

CURRENT LEGISLATION

PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE            ISSUER            YES             FOR                  FOR

APPROVED RESOLUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Quality Houses PCL

  TICKER:               QH                                    CUSIP:   Y7173A288

  MEETING DATE:   4/18/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ACKNOWLEDGE OPERATIONAL PERFORMANCE AND         ISSUER            YES             FOR                  FOR

BOARD OF DIRECTORS' ANNUAL REPORT

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5.1: ELECT RACHAI WATTANAKASAEM AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT SURI BUAKHOM AS DIRECTOR                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT SUWANNA BHUDDHAPRASART AS                   ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #5.4: ELECT PRAVIT CHOATEWATTANAPHUN AS                ISSUER            YES             FOR                  FOR

DIRECTOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7: APPROVE 2015 BONUS FOR DIRECTORS                      ISSUER            YES             FOR                  FOR

PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS            ISSUER            YES             FOR                  FOR

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Quanta Computer Inc.

  TICKER:               2382                                CUSIP:   Y7174J106

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE AMENDMENT TO RULES AND                        ISSUER            YES             FOR                  FOR

PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS

PROPOSAL #5: APPROVE AMENDMENTS TO PROCEDURES                     ISSUER            YES             FOR                  FOR

GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS

PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO            ISSUER            YES             FOR                  FOR

OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND

GUARANTEES

PROPOSAL #7.1: ELECT BARRY LAM WITH SHAREHOLDER NO.1         ISSUER            YES             FOR                  FOR

AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.2: ELECT C. C. LEUNG WITH SHAREHOLDER              ISSUER            YES             FOR                  FOR

NO.5 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.3: ELECT C. T. HUANG WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 528 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #7.4: ELECT TIM LI WITH SHAREHOLDER NO.49 AS        ISSUER            YES             FOR                  FOR

 NON-INDEPENDENT DIRECTOR

PROPOSAL #7.5: ELECT WEI-TA PAN WITH ID NO                          ISSUER            YES             FOR                  FOR

.A104289XXX AS INDEPENDENT DIRECTORS

PROPOSAL #7.6: ELECT CHI-CHIH, LU WITH ID NO.                     ISSUER            YES             FOR                  FOR

K121007XXX AS INDEPENDENT DIRECTORS

PROPOSAL #7.7: ELECT DR. PISIN CHEN WITH SHAREHOLDER         ISSUER            YES             FOR                  FOR

NO. 311858 AND ID NO. A10155560 AS INDEPENDENT

DIRECTORS

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

PROPOSAL #9: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Quanta Storage Inc.

  TICKER:               6188                                CUSIP:   Y7175W106

  MEETING DATE:   6/29/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: OTHER BUSINESS                                                     ISSUER            YES         AGAINST               N/A

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Radiant Opto-Electronics Corp.

  TICKER:               6176                                CUSIP:   Y7174K103

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PROFIT DISTRIBUTION                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: AMEND PROCEDURES GOVERNING THE                        ISSUER            YES             FOR                  FOR

ACQUISITION OR DISPOSAL OF ASSETS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Radium Life Tech Corp

  TICKER:               2547                                CUSIP:   Y7342U108

  MEETING DATE:   6/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS              ISSUER            YES             FOR                  FOR

APPROPRIATION

PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #4: APPROVE WAIVE OF PRE-EMPTIVE RIGHT IN            ISSUER            YES             FOR                  FOR

SUBSIDIARY JING ZHAN INVESTMENT CO., LTD. OR JING

ZHAN INDUSTRIAL CO., LTD.

PROPOSAL #5.1: ELECT LIN RONG XIAN WITH SHAREHOLDER          ISSUER            YES             FOR                  FOR

NO. 00000001 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.2: ELECT SHEN JING PENG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF CHANG XIN INVESTMENT AND DEVELOPMENT CO LTD, WITH

 SHAREHOLDER NO. 00037934 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.3: ELECT HUANG SEN YI, A REPRESENTATIVE          ISSUER            YES             FOR                  FOR

OF CHANG XIN INVESTMENT AND DEVELOPMENT CO LTD, WITH

SHAREHOLDER NO. 00037934 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.4: ELECT LIU YAO KAI, A REPRESENTATIVE OF        ISSUER            YES             FOR                  FOR

 CHANG XIN INVESTMENT AND DEVELOPMENT CO LTD, WITH

SHAREHOLDER NO. 00037934 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.5: ELECT LIN HUA JUN WITH SHAREHOLDER NO.        ISSUER            YES             FOR                  FOR

 00000022 AS NON-INDEPENDENT DIRECTOR

PROPOSAL #5.6: ELECT LU XUE JIN WITH ID NO.                        ISSUER            YES             FOR                  FOR

H100330XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.7: ELECT ZHOU KANG JI WITH ID NO.                     ISSUER            YES             FOR                  FOR

A101295XXX AS INDEPENDENT DIRECTOR

PROPOSAL #5.8: ELECT WEI QI LIN, A REPRESENTATIVE OF         ISSUER            YES             FOR                  FOR

JIN YE CO LTD, WITH SHAREHOLDER NO. 00000025 AS

SUPERVISOR

PROPOSAL #5.9: ELECT CHEN RONG LONG, A REPRESENTATIVE        ISSUER            YES             FOR                  FOR

 OF JIN YE CO LTD WITH SHAREHOLDER NO.00000025 AS

SUPERVISOR

PROPOSAL #5.10: ELECT LIN RONG ZHANG WITH SHAREHOLDER        ISSUER            YES             FOR                  FOR

 NO. 00000087 AS SUPERVISOR

 


 

 

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES         AGAINST           AGAINST

COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Raia Drogasil S.A.

  TICKER:               RADL3                              CUSIP:   P7942C102

  MEETING DATE:   11/26/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES              ISSUER            YES             FOR                  FOR

WITHOUT ISSUANCE OF SHARES

PROPOSAL #2: APPROVE INCREASE OF THE STATUTORY                   ISSUER            YES             FOR                  FOR

PROFITS RESERVE THRESHOLD

PROPOSAL #3: AMEND ARTICLES 4 AND 21                                     ISSUER            YES             FOR                  FOR

PROPOSAL #4: CONSOLIDATE BYLAWS                                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Raia Drogasil S.A.

  TICKER:               RADL3                              CUSIP:   P7942C102

  MEETING DATE:   3/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDENDS

PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S                   ISSUER            YES             FOR                  FOR

MANAGEMENT

PROPOSAL #4: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY         ISSUER            YES             FOR                  FOR

ANNOUNCEMENTS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rainbow Department Store Co., Ltd.

  TICKER:               002419                            CUSIP:   Y71751104

  MEETING DATE:   10/30/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE TRANSFER OF 100% EQUITY OF                 ISSUER            YES             FOR                  FOR

WHOLLY-OWNED SUBSIDIARY SHENZHEN SHENCHENG PROPERTY

MANAGEMENT LTD.

PROPOSAL #2: APPROVE SUBSCRIPTION TO THE 30% STAKE OF        ISSUER            YES             FOR                  FOR

 "CHINA MERCHANTS CHUANGRONG - RAINBOW DEPARTMENT

STORE (PHASE I) ASSET-BACKED SPECIAL PROGRAMS "

SUBPRIME ASSET-BACKED SECURITIES

PROPOSAL #3: APPROVE CHANGE IN AUDITOR                                  ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE PROVISION OF PERIODIC GUARANTEE         ISSUER            YES             FOR                  FOR

BY SUBSIDIARY TO CLIENT'S MORTGAGE LOANS USED TO

PURCHASE SUZHOU XIANGCHENG RAINBOW SQUARE HOUSING

PROJECT

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rainbow Department Store Co., Ltd.

  TICKER:               002419                            CUSIP:   Y71751104

  MEETING DATE:   11/23/2015                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE APPLICATION FOR CREDIT LINES              ISSUER            YES             FOR                  FOR

FROM BANKS

PROPOSAL #2: APPROVE LOAN APPLICATION OF CONTROLLED          ISSUER            YES             FOR                  FOR

SUBSIDIARY, RAINBOW HONG KONG SUPPLY CHAIN MANAGEMENT

 CO., LTD. AND PROVISION OF GUARANTEE

PROPOSAL #3: APPROVE AMENDMENT OF INVESTMENT AND                ISSUER            YES             FOR                  FOR

ESTABLISHMENT OF MICRO LOAN SUBSIDIARY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rainbow Department Store Co., Ltd.

  TICKER:               002419                            CUSIP:   Y71751104

  MEETING DATE:   1/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE CONTINUED FINANCIAL SERVICES              ISSUER            YES             FOR                  FOR

AGREEMENT BETWEEN THE COMPANY AND AVIC FINANCE CO.,

PROPOSAL #2: APPROVE INCREASE IN THE INVESTMENT IN            ISSUER            YES             FOR                  FOR

SHORT-TERN FINANCIAL PRODUCTS USING OWNED IDLE FUNDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rainbow Department Store Co., Ltd.

  TICKER:               002419                            CUSIP:   Y71751104

  MEETING DATE:   4/22/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #2: APPROVE 2015 FINANCIAL STATEMENTS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE 2015 PROFIT DISTRIBUTION                      ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE 2015 ANNUAL REPORT AND SUMMARY           ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE 2015 REPORT ON THE DEPOSIT AND          ISSUER            YES             FOR                  FOR

USAGE OF RAISED FUNDS

PROPOSAL #6: APPROVE 2015 ACTUAL DAILY RELATED-PARTY         ISSUER            YES             FOR                  FOR

TRANSACTIONS AND APPROVE 2016 DAILY RELATED-PARTY

TRANSACTIONS

PROPOSAL #7: APPROVE 2015 REPORT OF THE BOARD OF                ISSUER            YES             FOR                  FOR

SUPERVISORS

PROPOSAL #8: AMEND PROCEDURE AND RULES FOR EXTERNAL          ISSUER            YES             FOR                  FOR

INVESTMENT DECISION

PROPOSAL #9: AMEND RELATED-PARTY TRANSACTION                       ISSUER            YES             FOR                  FOR

MANAGEMENT SYSTEM

PROPOSAL #10: AMEND WORKING SYSTEM FOR INDEPENDENT            ISSUER            YES             FOR                  FOR

DIRECTORS

PROPOSAL #11: APPROVE SHAREHOLDER RETURN PLAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #12: APPROVE AMENDMENTS TO ARTICLES OF                 ISSUER            YES             FOR                  FOR

ASSOCIATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               RAK Properties PJSC

  TICKER:               RAKPROP                          CUSIP:   M81868107

  MEETING DATE:   3/19/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY                       ISSUER            YES             FOR                  FOR

OPERATIONS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY                ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2015

PROPOSAL #4: APPROVE DIVIDENDS EQUIVALENT TO 5                   ISSUER            YES             FOR                  FOR

PERCENT OF SHARE CAPITAL FOR FY ENDED ON DEC. 31,

PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY            ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY              ISSUER            YES             FOR                  FOR

ENDED ON DEC. 31, 2015

PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR                          ISSUER            YES             FOR                  FOR

REMUNERATION FOR FY 2016

PROPOSAL #9: AMEND BYLAWS TO COMPLY WITH THE FEDERAL         ISSUER            YES         AGAINST           AGAINST

LAW NO.2 OF 2015

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ramco Cements Ltd.

  TICKER:               500260                            CUSIP:   Y53727148

  MEETING DATE:   3/24/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AUTHORIZE ISSUANCE OF SECURED REDEEMABLE        ISSUER            YES             FOR                  FOR

 NON-CONVERTIBLE DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Randon SA Implementos e Participacoes

  TICKER:               RAPT4                              CUSIP:   P7988W103

  MEETING DATE:   4/26/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER AND                  SHAREHOLDER        YES         AGAINST               N/A

ALTERNATE NOMINATED BY PREFERRED SHAREHOLDERS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Raspadskaya OAO

  TICKER:               RASP                                CUSIP:   X7457E106

  MEETING DATE:   5/20/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL                ISSUER            YES             FOR                  FOR

STATEMENTS

PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

OMISSION OF DIVIDENDS

PROPOSAL #3: ELECT ELENA GORDEEVA AS INTERNAL AUDITOR        ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #4: RATIFY AUDITOR                                                     ISSUER            YES             FOR                  FOR

PROPOSAL #5: APPROVE NEW EDITION OF CHARTER                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #7: FIX NUMBER OF DIRECTORS                                     ISSUER            YES             FOR                  FOR

PROPOSAL #8.1: ELECT ILYA LIFSHITS AS DIRECTOR                    ISSUER            YES         AGAINST               N/A

PROPOSAL #8.2: ELECT OLGA POKROVSKAYA AS DIRECTOR               ISSUER            YES         AGAINST               N/A

PROPOSAL #8.3: ELECT TERRY ROBINSON AS DIRECTOR                  ISSUER            YES             FOR                  N/A

PROPOSAL #8.4: ELECT SERGEY STEPANOV AS DIRECTOR                ISSUER            YES         AGAINST               N/A

PROPOSAL #8.5: ELECT ERIC STOYLE AS DIRECTOR                       ISSUER            YES             FOR                  N/A

PROPOSAL #8.6: ELECT PAVEL TATYANIN AS DIRECTOR                  ISSUER            YES         AGAINST               N/A

PROPOSAL #8.7: ELECT ALEKSANDR FROLOV AS DIRECTOR               ISSUER            YES         AGAINST               N/A

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Ratchaburi Electricity Generating Holding PCL

  TICKER:               RATCH                              CUSIP:   Y7198P112

  MEETING DATE:   4/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER            YES             FOR                  FOR

DIVIDEND PAYMENT

PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS              ISSUER            YES             FOR                  FOR

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR

PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #7.1: ELECT RUM HERABAT AS DIRECTOR                       ISSUER            YES             FOR                  FOR

PROPOSAL #7.2: ELECT SUTHON BOONPRASONG AS DIRECTOR           ISSUER            YES             FOR                  FOR

PROPOSAL #7.3: ELECT VEERASAK PUNGRASSAME AS DIRECTOR        ISSUER            YES             FOR                  FOR

PROPOSAL #8: OTHER BUSINESS                                                     ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Raymond Ltd.

  TICKER:               500330                            CUSIP:   Y72123147

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE DIVIDEND PAYMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: REELECT NAWAZ GAUTAM SINGHANIA AS                   ISSUER            YES         AGAINST           AGAINST

DIRECTOR

PROPOSAL #4: APPROVE DALAL & SHAH LLP AS AUDITORS AND        ISSUER            YES             FOR                  FOR

 AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS             ISSUER            YES             FOR                  FOR

 


 

 

PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE            ISSUER            YES             FOR                  FOR

DEBENTURES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Real Nutriceutical Group Ltd.

  TICKER:               2010                                CUSIP:   G7410S100

  MEETING DATE:   6/2/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER            YES             FOR                  FOR

STATUTORY REPORTS

PROPOSAL #2: APPROVE FINAL DIVIDEND                                       ISSUER            YES             FOR                  FOR

PROPOSAL #3.1: ELECT ZHANG YAN AS DIRECTOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3.2: ELECT CHAN KEE MING AS DIRECTOR                    ISSUER            YES             FOR                  FOR

PROPOSAL #3.3: AUTHORIZE BOARD TO FIX REMUNERATION OF        ISSUER            YES             FOR                  FOR

 DIRECTORS

PROPOSAL #4: APPROVE ELITE PARTNERS CPA LIMITED AS            ISSUER            YES             FOR                  FOR

AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY-             ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED                ISSUER            YES             FOR                  FOR

SHARES

PROPOSAL #8: APPROVE REFRESHMENT OF SCHEME MANDATE            ISSUER            YES             FOR                  FOR

LIMIT UNDER THE SHARE OPTION SCHEME

PROPOSAL #9: APPROVE INCREASE IN AUTHORIZED SHARE              ISSUER            YES             FOR                  FOR

CAPITAL

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Realtek Semiconductor Corp.

  TICKER:               2379                                CUSIP:   Y7220N101

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM         ISSUER            YES             FOR                  FOR

CAPITAL RESERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Rechi Precision Co., Ltd.

  TICKER:               4532                                CUSIP:   Y7225T103

  MEETING DATE:   6/7/2016                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE AMENDMENTS TO ARTICLES OF                   ISSUER            YES             FOR                  FOR

ASSOCIATION

PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND          ISSUER            YES             FOR                  FOR

FINANCIAL STATEMENTS

 


 
 

 

PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION                ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHEN SHENG TIEN, A

 REPRESENTATIVE OF SAMPO CORPORATION

PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR LIU CHIN HSI, A

REPRESENTATIVE OF SAMPO CORPORATION

PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHEN SHENG CHUAN,

A REPRESENTATIVE OF SAMPO CORPORATION

PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR KAZUO YAMAZAKI, A

REPRESENTATIVE OF SHARP CORPORATION

PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR CHEN SHIH CHANG, A

 REPRESENTATIVE OF TIMBO INVESTMENT LIMITED

PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF                 ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR WEI CHIN YI, A

REPRESENTATIVE OF MAOSHENG INVESTMENT LIMITED

PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF                ISSUER            YES             FOR                  FOR

COMPETITIVE ACTIVITIES OF DIRECTOR TSAI SUNG CHAO, A

REPRESENTATIVE OF CHINA STEEL CORPORATION

PROPOSAL #11: APPROVE AMENDMENTS TO RULES AND                     ISSUER            YES             FOR                  FOR

PROCEDURES REGARDING SHAREHOLDER'S GENERAL MEETING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Red Star Macalline Group Corporation Ltd

  TICKER:               01528                              CUSIP:   Y7S99R100

  MEETING DATE:   9/21/2015                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FULFILLMENT OF LAWS AND                       ISSUER            YES             FOR                  FOR

REGULATIONS IN RESPECT OF THE ISSUANCE OF CORPORATE

BONDS

PROPOSAL #2a: APPROVE CORPORATE BONDS ISSUANCE                    ISSUER            YES             FOR                  FOR

PROPOSAL #2b: AUTHORIZE CHAIRMAN OF THE BOARD TO                ISSUER            YES             FOR                  FOR

HANDLE MATTERS REGARDING THE ISSUE, LISTING AND

TRADING OF CORPORATE BONDS

PROPOSAL #3: APPROVE GRANT OF GENERAL MANDATE TO                ISSUER            YES             FOR                  FOR

ISSUE THE BONDS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Red Star Macalline Group Corporation Ltd

  TICKER:               01528                              CUSIP:   Y7S99R100

  MEETING DATE:   1/31/2016                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ELECT CHEN GANG AS SUPERVISOR                           ISSUER            YES             FOR                  FOR

PROPOSAL #3: ELECT ZHENG HONGTAO AS SUPERVISOR                    ISSUER            YES             FOR                  FOR

 

Due to size constraints, this filing is being made in 3 related submissions.

This submission is the 2nd of 3 related submissions.

The accession numbers of the previous related submissions are as follows: 0000932471-16-014328