N-MFP2 0000857156 XXXXXXXX 2020-07-31 0000857156 549300I77JNLD629OV19 S000004513 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 Deloitte & Touche LLP Denver CO Charles Schwab Investment Management, Inc. DST Asset Manager Solutions, Inc. 0000275143 084-00896 N N N Single State Y 40 47 768014048.65 727646173.10 717166282.97 703724995.21 662878117.32 0.8000 0.7917 0.7893 0.7870 0.7749 132460.23 853679496.12 853439189.21 1652034.44 315325.90 854908357.98 854535474.3650 1.0000 0.0031 1.0006 1.0006 1.0006 1.0006 1.0007 C000012395 0.00 854908357.98 854535474.3650 1.0006 1.0006 1.0006 1.0006 1.0007 3223575.42 17349200.44 5686984.66 47477396.92 8857196.82 31997992.93 10297099.98 20243480.62 4064866.14 33717448.79 31111229.93 138838897.78 0.0001 Y Investment Advisor and its affiliates Contractual 148,873 Investment Advisor and its affiliates Voluntary 51,125 New York State Dormitory Auth RB (St. John's Univ) Series 2007C 0.330000% 18886PUB9 549300C8XO7EXTX2XU71 US18886PUB92 Tender Option Bond Y 2020-08-06 2020-09-03 2025-07-01 N Y STATE STREET BANK AND TRUST COMPANY 1.0000 N 0.0033 26020000.00 26020000.00 0.0304 N N N Y Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 0.210000% 196220AA5 US196220AA57 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0021 9030000.00 9030000.00 0.0106 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 0.210000% 196220AB3 US196220AB31 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0021 11100000.00 11100000.00 0.0130 N N Y N East Rochester Hsg Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.210000% 274722DX2 US274722DX22 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2041-01-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0021 11695000.00 11695000.00 0.0137 N N Y N New York City GO Bonds Fiscal 2018 Series B1 0.210000% 27884F4H0 549300ABYZD2SFD5JB29 US27884F4H03 Tender Option Bond Y 2020-08-07 2020-08-07 2040-10-01 Y US BANK NATIONAL ASSOCIATION 1.0000 7 Y N N 0.0021 4820000.00 4820000.00 0.0056 N N Y N Erie Cnty IDA IDRB (Hydro-Air Components) Series 2006 0.230000% 295088FP8 US295088FP80 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2026-04-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0023 3065000.00 3065000.00 0.0036 N N Y N Garden City NY BAN Series 2020A 5.000000% 365154TL7 US365154TL70 Other Municipal Security Y 2021-02-19 2021-02-19 2021-02-19 N N N 0.0015 4105520.00 4105520.00 0.0048 N N N N Islip BAN Series 2020A 2.500000% 464723DZ5 US464723DZ59 Other Municipal Security Y 2021-05-12 2021-05-12 2021-05-12 N N N 0.0045 12682762.40 12682762.40 0.0148 N N N N Lancaster IDA IDRB (Sealing Devices) Series 2016 0.210000% 514226AF6 US514226AF68 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2037-01-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0021 3015000.00 3015000.00 0.0035 N N Y N Lancaster IDA Civic Facility RB (GreenField Manor) Series 2000 0.240000% 514502AA1 US514502AA19 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2032-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0024 11800000.00 11800000.00 0.0138 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2007 0.230000% 514509AA6 US514509AA61 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2027-12-01 Y HSBC Bank USA NA 1.0000 7 N N N 0.0023 1220000.00 1220000.00 0.0014 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.200000% 59259NT37 5493000TKYODLXADQD60 US59259NT377 Tender Option Bond Y 2020-08-07 2020-08-07 2022-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 8000000.00 8000000.00 0.0094 N N Y N Metropolitan Transportation Auth Transportation RB Series 2015E-3 0.180000% 59261AWK9 5493000TKYODLXADQD60 US59261AWK95 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2050-11-15 Y Bank of America NA 1.0000 3 N N N 0.0018 18215000.00 18215000.00 0.0213 N Y Y N Monroe Cnty IDA Civic Facility RB (Margaret Woodbury Strong Museum) Series 2005 0.210000% 610752CW5 US610752CW55 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2035-04-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0021 16105000.00 16105000.00 0.0188 N N Y N Mount Sinai UFSD TAN 2020 1.750000% 623118LV6 US623118LV65 Other Municipal Security Y 2021-06-24 2021-06-24 2021-06-24 N N N 0.0044 10824548.00 10824548.00 0.0127 N N N N New Rochelle BAN 2020 2.000000% 6485168R6 US6485168R69 Other Municipal Security Y 2021-02-25 2021-02-25 2021-02-25 N N N 0.0025 11195965.43 11195965.43 0.0131 N N N N New York City GO Bonds Fiscal 2013 Series A3 0.160000% 64966J5Y8 549300ABYZD2SFD5JB29 US64966J5Y85 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2040-10-01 Y Mizuho Bank Ltd 1.0000 3 N N N 0.0016 870000.00 870000.00 0.0010 N Y Y N New York City GO Bonds Fiscal 2012 Series G7 0.140000% 64966JB62 549300ABYZD2SFD5JB29 US64966JB624 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2042-04-01 Y MUFG BANK LTD 1.0000 3 N N N 0.0014 2290000.00 2290000.00 0.0027 N Y Y N New York City GO Bonds Fiscal 2012 Series B 5.000000% 64966JNX0 549300ABYZD2SFD5JB29 US64966JNX09 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 250000.00 250000.00 0.0003 N Y Y N New York City GO Bonds Fiscal 2003 Series C 5.000000% 64966K4J9 549300ABYZD2SFD5JB29 US64966K4J91 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 400000.00 400000.00 0.0005 N Y Y N New York City GO Bonds Fiscal 2003 Series C 4.000000% 64966K4P5 549300ABYZD2SFD5JB29 US64966K4P51 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0400 100000.00 100000.00 0.0001 N Y Y N New York City GO Bonds Fiscal 2012 Series D1 0.230000% 64966K6J7 549300ABYZD2SFD5JB29 US64966K6J73 Tender Option Bond Y 2020-08-06 2020-08-07 2021-04-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0023 2500000.00 2500000.00 0.0029 N N Y N New York City GO Bonds Series 2013H 5.000000% 64966KSG9 549300ABYZD2SFD5JB29 US64966KSG93 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 200000.00 200000.00 0.0002 N Y Y N New York City GO Bonds Fiscal 2014 Series A1 0.190000% 64966KT60 549300ABYZD2SFD5JB29 US64966KT608 Tender Option Bond Y 2020-08-06 2020-08-07 2021-08-01 Y Citibank NA 1.0000 7 Y N N 0.0019 8000000.00 8000000.00 0.0094 N N Y N New York City GO Bonds Series 2014B 5.000000% 64966KU50 549300ABYZD2SFD5JB29 US64966KU507 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 325000.00 325000.00 0.0004 N Y Y N New York City GO Bonds Fiscal 2013 Series F1 0.190000% 64966KWR0 549300ABYZD2SFD5JB29 US64966KWR03 Tender Option Bond Y 2020-08-06 2020-08-07 2021-03-01 Y SUMITOMO MITSUI BANKING CORPORATION 1.0000 7 Y N N 0.0019 7300000.00 7300000.00 0.0085 N N Y N New York City GO Bonds Fiscal 2014 Series J 5.000000% 64966LMN8 549300ABYZD2SFD5JB29 US64966LMN81 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 250000.00 250000.00 0.0003 N Y Y N New York City GO Bonds Series 2014K 5.000000% 64966LNM9 549300ABYZD2SFD5JB29 US64966LNM99 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 125000.00 125000.00 0.0001 N Y Y N New York City GO Bonds Series 2019A 5.000000% 64966MC64 549300ABYZD2SFD5JB29 US64966MC642 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 1150000.00 1150000.00 0.0013 N Y Y N New York City GO Bonds Fiscal 2017 Series A7 0.170000% 64966MFW4 549300ABYZD2SFD5JB29 US64966MFW47 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2044-08-01 Y Bank of the West 1.0000 3 N N N 0.0017 500000.00 500000.00 0.0006 N Y Y N New York City GO Bonds Series 2008J7 5.000000% 64966MHS1 549300ABYZD2SFD5JB29 US64966MHS17 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 1000000.00 1000000.00 0.0012 N Y Y N New York City GO Bonds Series 2017C 5.000000% 64966MJD2 549300ABYZD2SFD5JB29 US64966MJD20 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 275000.00 275000.00 0.0003 N Y Y N New York City GO Bonds Series 2019E 5.000000% 64966MN62 549300ABYZD2SFD5JB29 US64966MN623 Other Municipal Security Y 2020-08-01 2020-08-01 2020-08-01 N N N 0.0500 235000.00 235000.00 0.0003 N Y Y N New York City Housing Development Corp M/F Mortgage RB (Granville Payne Apts) Series 2006A 0.180000% 64966TAB0 549300SQWVHKBRF8D702 US64966TAB08 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2039-06-01 Y Citibank NA 1.0000 7 N N N 0.0018 3210000.00 3210000.00 0.0038 N N Y N New York City Housing Development Corp M/F Mortgage RB (Las Casas) Series 2008A 0.190000% 64966TBK9 549300SQWVHKBRF8D702 US64966TBK97 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2040-10-01 Y Bank of America NA 1.0000 7 N N N 0.0019 19200000.00 19200000.00 0.0225 N N Y N New York City IDA Empowerment Zone RB (Tiago Holdings) Series 2007 0.140000% 649705SZ4 549300XR20ZR5DHL9534 US649705SZ43 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2037-01-01 Y TD Bank NA 1.0000 7 N N N 0.0014 14015000.00 14015000.00 0.0164 N N Y N New York City Housing Development Corp M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 0.190000% 64970VCR2 549300SQWVHKBRF8D702 US64970VCR24 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2038-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.0000 7 N N N 0.0019 400000.00 400000.00 0.0005 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.150000% 64971M2B7 5493003476LG35QAKM08 US64971M2B71 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2034-05-01 Y Barclays Bank PLC 1.0000 3 Y N N 0.0015 16320000.00 16320000.00 0.0191 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series G 5.000000% 64971Q2J1 5493003476LG35QAKM08 US64971Q2J17 Other Municipal Security Y 2020-11-01 2020-11-01 2020-11-01 N N N 0.0013 177058.00 177058.00 0.0002 N N N N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 0.190000% 64971Q6W8 5493003476LG35QAKM08 US64971Q6W81 Tender Option Bond Y 2020-08-07 2020-08-07 2021-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0019 3400000.00 3400000.00 0.0040 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2014 Series A1 0.190000% 64971WGY0 5493003476LG35QAKM08 US64971WGY03 Tender Option Bond Y 2020-08-07 2020-08-07 2021-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0019 5780000.00 5780000.00 0.0068 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2017 Series A-1 5.000000% 64971WK41 5493003476LG35QAKM08 US64971WK412 Other Municipal Security Y 2021-05-01 2021-05-01 2021-05-01 N N N 0.0014 155401.50 155401.50 0.0002 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series 2017 C 5.000000% 64971WT59 5493003476LG35QAKM08 US64971WT595 Other Municipal Security Y 2020-11-01 2020-11-01 2020-11-01 N N N 0.0013 111293.60 111293.60 0.0001 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2016 Series C 5.000000% 64971WXW5 5493003476LG35QAKM08 US64971WXW53 Other Municipal Security Y 2020-11-01 2020-11-01 2020-11-01 N N N 0.0013 429998.00 429998.00 0.0005 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2019 Series C1 5.000000% 64971XJM1 5493003476LG35QAKM08 US64971XJM11 Other Municipal Security Y 2020-11-01 2020-11-01 2020-11-01 N N N 0.0013 232704.80 232704.80 0.0003 N N N N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series AA 0.190000% 64972GAJ3 549300Q2EHQ6RJPQKP05 US64972GAJ31 Tender Option Bond Y 2020-08-06 2020-08-07 2020-12-15 Y Citibank NA 1.0000 7 Y Y UNITED STATES TREASURY 1.0000 N 0.0019 7000000.00 7000000.00 0.0082 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 0.190000% 64972GCZ5 549300Q2EHQ6RJPQKP05 US64972GCZ54 Tender Option Bond Y 2020-08-07 2020-08-07 2043-06-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0019 6175000.00 6175000.00 0.0072 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2013 Series BB 0.190000% 64972GEA8 549300Q2EHQ6RJPQKP05 US64972GEA85 Tender Option Bond Y 2020-08-06 2020-08-07 2020-12-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0019 5800000.00 5800000.00 0.0068 N N Y N New York City Trust for Cultural Resources Revenue & Refunding Bonds (American Museum of Natural History) Series 2014B1 0.360000% 64972RAM2 US64972RAM25 Other Municipal Security Y 2020-08-06 2021-04-20 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0033 6300567.00 6300567.00 0.0074 N N N N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B2 0.430000% 64972SAQ1 US64972SAQ12 Other Municipal Security Y 2020-08-06 2021-02-01 2044-04-01 N N Y American Museum of Natural History Corporate Underlier 1.0000 0.0043 15750787.50 15750787.50 0.0184 N N N N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 0.200000% 64983PZE4 549300C8XO7EXTX2XU71 US64983PZE41 Tender Option Bond Y 2020-08-06 2020-08-07 2020-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0020 2000000.00 2000000.00 0.0023 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 0.190000% 64983PZY0 549300C8XO7EXTX2XU71 US64983PZY05 Tender Option Bond Y 2020-08-06 2020-08-07 2020-09-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0019 5935000.00 5935000.00 0.0069 N N Y N New York State Environmental Facilities Corp State Revolving Funds RB Series 2013B 5.000000% 64985HLK1 549300QJ33JJW73OQO60 US64985HLK13 Other Municipal Security Y 2021-05-15 2021-05-15 2021-05-15 N N N 0.0005 103862.00 103862.00 0.0001 N N N N New York State Power Auth CP Series 2 0.280000% 64985NKX1 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2020-12-03 2020-12-03 2020-12-03 N N N 0.0026 1300091.00 1300091.00 0.0015 N N N N New York State Power Auth CP Series 2 0.280000% 64985NKY9 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2020-12-02 2020-12-02 2020-12-02 N N N 0.0026 1200081.00 1200081.00 0.0014 N N N N New York State Power Auth CP Series 2 0.400000% 64985NLD4 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-03-11 2021-03-11 2021-03-11 N N N 0.0040 2699996.76 2699996.76 0.0032 N N N N New York State Power Auth CP Series 2 0.400000% 64985NLE2 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-02-25 2021-02-25 2021-02-25 N N N 0.0040 7999991.20 7999991.20 0.0094 N N N N New York State Power Auth CP Series 2 0.400000% 64985NLG7 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2021-03-11 2021-03-11 2021-03-11 N N N 0.0040 2999997.00 2999997.00 0.0035 N N N N New York State Urban Development Corp State Sales Tax RB Series 2019A 5.000000% 64985TAB7 54930039Y2EMGXN6LM88 US64985TAB70 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0015 2208813.75 2208813.75 0.0026 N N N N New York State HFA Service Contract Refunding RB Series 2003 M2 0.230000% 64986BBF5 5493000LS7KCDB02O506 US64986BBF58 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2021-09-15 Y Bank of America NA 1.0000 7 N N N 0.0023 2010000.00 2010000.00 0.0024 N N Y N New York State HFA Housing RB (Gateway to New Cassel) Series 2006A 0.230000% 64986MF34 5493000LS7KCDB02O506 US64986MF346 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2039-11-01 Y JPMorgan Chase Bank NA 1.0000 7 N N N 0.0023 5400000.00 5400000.00 0.0063 N N Y N New York State HFA Housing RB (250 W 93rd St) Series 2005A 0.190000% 64986MM44 5493000LS7KCDB02O506 US64986MM441 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2038-11-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE 1.0000 7 N N N 0.0019 8000000.00 8000000.00 0.0094 N N Y N New York State HFA Housing RB (West Village Apts) Series 2008A 0.230000% 64986MS89 5493000LS7KCDB02O506 US64986MS893 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2039-11-01 Y Citibank NA 1.0000 7 N N N 0.0023 5400000.00 5400000.00 0.0063 N N Y N New York State HFA Housing RB (25 Washington St) Series 2010A 0.230000% 64986UFE2 5493000LS7KCDB02O506 US64986UFE29 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2044-11-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0023 7810000.00 7810000.00 0.0091 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 209 2.200000% 6498833L7 549300ZQWNLLIG564027 US6498833L71 Other Municipal Security Y 2021-04-01 2021-04-01 2021-04-01 N N N 0.0055 151623.00 151623.00 0.0002 N N N N New York State Mortgage Agency Homeowner Mortgage RB Series 142 0.190000% 649883CL7 549300ZQWNLLIG564027 US649883CL74 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2037-10-01 Y Royal Bank of Canada 1.0000 3 Y N N 0.0019 5940000.00 5940000.00 0.0069 N Y Y N New York State Mortgage Agency Homeowner Mortgage RB Series 144 0.200000% 649883DQ5 549300ZQWNLLIG564027 US649883DQ52 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2037-10-01 Y Bank of America NA 1.0000 3 Y N N 0.0020 1645000.00 1645000.00 0.0019 N Y Y N New York State Power Auth RB Series 2015A 2.000000% 64989KKX3 I5P1GEYFGGMMDOFX2L30 US64989KKX36 Other Municipal Security Y 2020-11-15 2020-11-15 2020-11-15 N N Y Escrow Escrow 1.0000 0.0018 1331757.50 1331757.50 0.0016 N N N N New York State Power Auth CP Series 1 0.340000% 64989MA44 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2020-08-12 2020-08-12 2020-08-12 N N N 0.0014 800052.56 800052.56 0.0009 N N N N New York State Power Auth CP Series 1 0.220000% 64989MA85 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2020-08-11 2020-08-11 2020-08-11 N N N 0.0020 4000024.00 4000024.00 0.0047 N N N N New York State Power Auth Extendible CP Series 1 0.330000% 64989VUD2 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper Y 2020-08-05 2021-02-12 2021-02-12 N N N 0.0012 5000144.00 5000144.00 0.0058 N N N N New York State Dormitory Auth State Sales Tax RB Series 2015A 5.000000% 64990ADM4 549300C8XO7EXTX2XU71 US64990ADM45 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0015 540618.75 540618.75 0.0006 N N N N New York State Dormitory Auth State Sales Tax RB Series 2018E 5.000000% 64990ALW3 549300C8XO7EXTX2XU71 US64990ALW35 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0015 669337.50 669337.50 0.0008 N N N N New York State Dormitory Auth State Personal Income Tax RB Series 2012B 5.000000% 64990EEV5 549300C8XO7EXTX2XU71 US64990EEV56 Other Municipal Security Y 2021-03-15 2021-03-15 2021-03-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0015 108123.75 108123.75 0.0001 N N N N New York State Dormitory Auth State Peronsal Income Tax RB Series 2014A 5.000000% 64990ENC7 549300C8XO7EXTX2XU71 US64990ENC74 Other Municipal Security Y 2021-02-15 2021-02-15 2021-02-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0015 148727.95 148727.95 0.0002 N N N N New York State Dormitory Auth State Personal Income Tax RB Series 2017A 5.000000% 64990FVR2 549300C8XO7EXTX2XU71 US64990FVR27 Other Municipal Security Y 2021-02-15 2021-02-15 2021-02-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0015 205142.00 205142.00 0.0002 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.190000% 650035K31 54930039Y2EMGXN6LM88 US650035K310 Tender Option Bond Y 2020-08-06 2020-08-07 2021-03-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0019 7000000.00 7000000.00 0.0082 N N Y N North Tonawanda SD BAN 2019 1.500000% 662888LD6 US662888LD63 Other Municipal Security Y 2020-08-21 2020-08-21 2020-08-21 N N N 0.0039 8124466.00 8124466.00 0.0095 N N N N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 3 0.190000% 670656602 549300V4X2BF3UXSCQ58 US6706566022 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2040-12-01 Y Citibank NA 1.0000 7 N N N 0.0019 2700000.00 2700000.00 0.0032 N N Y N Nuveen New York AMT-Free Quality Municipal Income Fund Variable Rate Demand Preferred Shares Series 5 0.190000% 670656875 549300V4X2BF3UXSCQ58 US6706568754 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2046-06-01 Y Toronto-Dominion Bank/The 1.0000 7 N N N 0.0019 40000000.00 40000000.00 0.0468 N N Y N Oceanside UFSD TAN 2020-2021 1.750000% 675498LA5 US675498LA52 Other Municipal Security Y 2021-06-24 2021-06-24 2021-06-24 N N N 0.0033 1012630.00 1012630.00 0.0012 N N N N Onondaga Cnty IDA Civic Facility RB (Syracuse Research Corp) Series 1997A 0.210000% 682747AV2 US682747AV22 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2021-12-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0021 810000.00 810000.00 0.0009 N N Y N Onondaga Cnty IDA IDRB (G.A. Braun Inc) Series 2007 0.460000% 682750EC4 US682750EC41 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2034-06-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0046 5270000.00 5270000.00 0.0062 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 177th Series 0.260000% 73358WMU5 54930006MR4KZ4W74Z83 US73358WMU52 Tender Option Bond Y 2020-08-06 2020-08-07 2021-01-15 Y Credit Suisse AG 1.0000 7 Y N N 0.0026 1700000.00 1700000.00 0.0020 N N Y N New York City GO Bonds Fiscal 2012 Series A5 0.190000% 74926Y3G4 549300ABYZD2SFD5JB29 US74926Y3G49 Tender Option Bond Y 2020-08-06 2020-08-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 14165000.00 14165000.00 0.0166 N N Y N New York City GO Bonds Fiscal 2012 Series D3B 0.190000% 74926Y3L3 549300ABYZD2SFD5JB29 US74926Y3L34 Tender Option Bond Y 2020-08-06 2020-08-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 1900000.00 1900000.00 0.0022 N N Y N New York City GO Bonds Fiscal 2015 Series F7 0.190000% 74926Y3Q2 549300ABYZD2SFD5JB29 US74926Y3Q21 Tender Option Bond Y 2020-08-06 2020-08-07 2021-07-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 5830000.00 5830000.00 0.0068 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 1998 Series C 0.190000% 74926Y4C2 5493003476LG35QAKM08 US74926Y4C26 Tender Option Bond Y 2020-08-06 2020-08-07 2021-08-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 11200000.00 11200000.00 0.0131 N N Y N New York City GO Bonds Fiscal 2006 Series I5 0.190000% 74934RA97 549300ABYZD2SFD5JB29 US74934RA971 Tender Option Bond Y 2020-08-07 2020-08-07 2023-05-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 11000000.00 11000000.00 0.0129 N N Y N New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3 0.190000% 74934RCN4 5493003476LG35QAKM08 US74934RCN44 Tender Option Bond Y 2020-08-03 2020-08-03 2021-12-01 Y Royal Bank of Canada 1.0000 3 N N N 0.0019 4900000.00 4900000.00 0.0057 N Y Y N Battery Park City Auth Jr RB Series 2019E 0.190000% 74934RF84 US74934RF848 Tender Option Bond Y 2020-08-07 2020-08-07 2023-08-06 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 13000000.00 13000000.00 0.0152 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2008 Series BB3&BB4 0.190000% 74934RLQ7 549300Q2EHQ6RJPQKP05 US74934RLQ73 Tender Option Bond Y 2020-08-03 2020-08-03 2022-07-15 Y Royal Bank of Canada 1.0000 3 Y N N 0.0019 1935000.00 1935000.00 0.0023 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2016 Series AA3 0.190000% 74934RLV6 549300Q2EHQ6RJPQKP05 US74934RLV68 Tender Option Bond Y 2020-08-03 2020-08-03 2022-07-15 Y Royal Bank of Canada 1.0000 3 Y N N 0.0019 675000.00 675000.00 0.0008 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2019 Series CC 0.190000% 74934RVR4 549300Q2EHQ6RJPQKP05 US74934RVR47 Tender Option Bond Y 2020-08-07 2020-08-07 2022-11-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 1500000.00 1500000.00 0.0018 N N Y N Rockland Cnty IDA RB (Northern Riverview) Series 1999 0.210000% 773561AD7 US773561AD73 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2029-02-01 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0021 5265000.00 5265000.00 0.0062 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 4.000000% 794665FG9 US794665FG92 Other Municipal Security Y 2020-10-15 2020-10-15 2020-10-15 N N N 0.0016 120908.40 120908.40 0.0001 N N N N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 5.000000% 794665GB9 US794665GB96 Other Municipal Security Y 2020-10-15 2020-10-15 2020-10-15 N N N 0.0016 136287.90 136287.90 0.0002 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.200000% 88033LA25 54930039Y2EMGXN6LM88 US88033LA250 Tender Option Bond Y 2020-08-06 2020-08-07 2021-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0020 4665000.00 4665000.00 0.0055 N N Y N New York City GO Bonds Fiscal 2014 Series I1 0.200000% 88033LA41 549300ABYZD2SFD5JB29 US88033LA417 Tender Option Bond Y 2020-08-07 2020-08-07 2022-03-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 2635000.00 2635000.00 0.0031 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 0.200000% 88033LD48 US88033LD486 Tender Option Bond Y 2020-08-07 2020-08-07 2022-10-20 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 4250000.00 4250000.00 0.0050 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 0.200000% 88033LSR1 US88033LSR14 Tender Option Bond Y 2020-08-07 2020-08-07 2022-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 1085000.00 1085000.00 0.0013 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013 0.200000% 88033LZE2 US88033LZE28 Tender Option Bond Y 2020-08-07 2020-08-07 2021-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 3355000.00 3355000.00 0.0039 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013 0.190000% 88033M2A4 US88033M2A40 Tender Option Bond Y 2020-08-07 2020-08-07 2021-11-01 Y Credit Suisse AG 1.0000 7 Y N N 0.0019 24375000.00 24375000.00 0.0285 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2016A 0.200000% 88033ME52 5493000TKYODLXADQD60 US88033ME524 Tender Option Bond Y 2020-08-07 2020-08-07 2024-05-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 1345000.00 1345000.00 0.0016 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.190000% 88033MEU7 5493003476LG35QAKM08 US88033MEU71 Tender Option Bond Y 2020-08-07 2020-08-07 2023-07-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0019 8000000.00 8000000.00 0.0094 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015E 0.200000% 88033MGE1 549300C8XO7EXTX2XU71 US88033MGE12 Tender Option Bond Y 2020-08-07 2020-08-07 2023-09-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0020 6250000.00 6250000.00 0.0073 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015B 0.200000% 88033MGW1 549300C8XO7EXTX2XU71 US88033MGW10 Tender Option Bond Y 2020-08-07 2020-08-07 2023-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0020 5625000.00 5625000.00 0.0066 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.240000% 88033MHQ3 54930006MR4KZ4W74Z83 US88033MHQ33 Tender Option Bond Y 2020-08-07 2020-08-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0024 8500000.00 8500000.00 0.0099 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.240000% 88033MJS7 54930006MR4KZ4W74Z83 US88033MJS70 Tender Option Bond Y 2020-08-07 2020-08-07 2023-10-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0024 3300000.00 3300000.00 0.0039 N N Y N New York Liberty Development Corp Liberty RB Series 1WTC-2011 0.210000% 88033MK71 US88033MK711 Tender Option Bond Y 2020-08-06 2020-08-07 2020-12-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y PORT AUTHORITY OF NEW YORK AND NEW JERSEY Corporate Underlier 1.0000 0.0021 5815000.00 5815000.00 0.0068 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2015B 0.190000% 88033MKH9 549300C8XO7EXTX2XU71 US88033MKH96 Tender Option Bond Y 2020-08-07 2020-08-07 2023-09-15 Y Wells Fargo Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0019 5790000.00 5790000.00 0.0068 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.200000% 88033MTX5 549300QJ33JJW73OQO60 US88033MTX55 Tender Option Bond Y 2020-08-07 2020-08-07 2035-10-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 6600000.00 6600000.00 0.0077 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 0.190000% 88033MYA9 549300Q2EHQ6RJPQKP05 US88033MYA97 Tender Option Bond Y 2020-08-06 2020-08-07 2021-07-15 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 10515000.00 10515000.00 0.0123 N N Y N New York City GO Bonds Fiscal 2013 Series A1 0.200000% 88033SN42 549300ABYZD2SFD5JB29 US88033SN423 Tender Option Bond Y 2020-08-06 2020-08-07 2020-10-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 3750000.00 3750000.00 0.0044 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.190000% 88033SRH9 5493003476LG35QAKM08 US88033SRH93 Tender Option Bond Y 2020-08-06 2020-08-07 2021-08-01 Y Royal Bank of Canada 1.0000 7 Y N N 0.0019 570000.00 570000.00 0.0007 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2017A 0.220000% 88033U6W4 5493000TKYODLXADQD60 US88033U6W43 Tender Option Bond Y 2020-08-07 2020-08-07 2025-05-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0022 7500000.00 7500000.00 0.0088 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2013A 0.200000% 88033UBQ1 549300QJ33JJW73OQO60 US88033UBQ13 Tender Option Bond Y 2020-08-06 2020-08-07 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK ST EFC NYCMWFA PROG Corporate Underlier 1.0000 0.0020 2500000.00 2500000.00 0.0029 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2017 Series DD 0.190000% 88033UC56 549300Q2EHQ6RJPQKP05 US88033UC562 Tender Option Bond Y 2020-08-07 2020-08-07 2024-12-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0019 2800000.00 2800000.00 0.0033 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2013A 0.200000% 88033UCA5 549300C8XO7EXTX2XU71 US88033UCA51 Tender Option Bond Y 2020-08-06 2020-08-07 2021-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0020 2000000.00 2000000.00 0.0023 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2013 Series DD 0.200000% 88033UCE7 549300Q2EHQ6RJPQKP05 US88033UCE73 Tender Option Bond Y 2020-08-06 2020-08-07 2021-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 715000.00 715000.00 0.0008 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2015 Series FF 0.190000% 88033UH36 549300Q2EHQ6RJPQKP05 US88033UH363 Tender Option Bond Y 2020-08-07 2020-08-07 2023-06-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0019 4000000.00 4000000.00 0.0047 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 197th Series 0.240000% 88033UNC9 54930006MR4KZ4W74Z83 US88033UNC98 Tender Option Bond Y 2020-08-07 2020-08-07 2024-11-15 Y Barclays Bank PLC 1.0000 7 Y N N 0.0024 4765000.00 4765000.00 0.0056 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2016B-1 0.200000% 88033UXD6 5493000TKYODLXADQD60 US88033UXD61 Tender Option Bond Y 2020-08-07 2020-08-07 2024-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 3335000.00 3335000.00 0.0039 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2017 Series B1 0.200000% 88033Y5Y3 5493003476LG35QAKM08 US88033Y5Y36 Tender Option Bond Y 2020-08-07 2020-08-07 2024-08-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 2625000.00 2625000.00 0.0031 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 0.210000% 88033YPZ8 54930006MR4KZ4W74Z83 US88033YPZ87 Tender Option Bond Y 2020-08-07 2020-08-07 2025-05-15 Y Citibank NA 1.0000 7 Y N N 0.0021 2500000.00 2500000.00 0.0029 N N Y N New York State Dormitory Auth State Sales Tax RB Series 2018C 0.200000% 88034M5J1 549300C8XO7EXTX2XU71 US88034M5J12 Tender Option Bond Y 2020-08-07 2020-08-07 2026-03-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0020 17880000.00 17880000.00 0.0209 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 206th Series 0.210000% 88034M7P5 54930006MR4KZ4W74Z83 US88034M7P53 Tender Option Bond Y 2020-08-07 2020-08-07 2025-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0021 2000000.00 2000000.00 0.0023 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 0.190000% 88034MR24 5493003476LG35QAKM08 US88034MR243 Tender Option Bond Y 2020-08-06 2020-08-07 2021-07-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK (STATE OF) Corporate Underlier 1.0000 0.0019 6000000.00 6000000.00 0.0070 N N Y N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2017E 0.200000% 88034MXC5 549300QJ33JJW73OQO60 US88034MXC53 Tender Option Bond Y 2020-08-07 2020-08-07 2025-06-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 5000000.00 5000000.00 0.0058 N N Y N New York City Transitional Finance Auth Future Tax Sec Sub Bonds Fiscal Series 2018C3 & 2020B1 &2020A3 0.190000% 88034MXR2 5493003476LG35QAKM08 US88034MXR23 Tender Option Bond Y 2020-08-07 2020-08-07 2027-11-01 Y Bank of America NA 1.0000 7 Y N N 0.0019 9295000.00 9295000.00 0.0109 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2019A 0.200000% 88034N4F8 54930039Y2EMGXN6LM88 US88034N4F80 Tender Option Bond Y 2020-08-03 2020-08-03 2026-09-15 Y Citibank NA 1.0000 3 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0020 3330000.00 3330000.00 0.0039 N Y Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2017B-1 0.240000% 88034NAP9 5493000TKYODLXADQD60 US88034NAP96 Tender Option Bond Y 2020-08-07 2020-08-07 2025-11-15 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0024 7500000.00 7500000.00 0.0088 N N Y N New York City GO Bonds Fiscal 2019 Series D 0.190000% 88034NK37 549300ABYZD2SFD5JB29 US88034NK378 Tender Option Bond Y 2020-08-07 2020-08-07 2026-12-01 Y Bank of America NA 1.0000 7 Y N N 0.0019 4005000.00 4005000.00 0.0047 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2018A 0.190000% 88034NR22 549300C8XO7EXTX2XU71 US88034NR225 Tender Option Bond Y 2020-08-07 2020-08-07 2026-09-15 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0019 4330000.00 4330000.00 0.0051 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2019 Series EE2 0.190000% 88034REX9 549300Q2EHQ6RJPQKP05 US88034REX98 Tender Option Bond Y 2020-08-07 2020-08-07 2026-12-15 Y Bank of America NA 1.0000 7 Y N N 0.0019 2000000.00 2000000.00 0.0023 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 214th Series 0.240000% 88034RX42 54930006MR4KZ4W74Z83 US88034RX422 Tender Option Bond Y 2020-08-07 2020-08-07 2027-03-01 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0024 2000000.00 2000000.00 0.0023 N N Y N New York City Housing Development Corp M/F Housing RB Series 2019B1A 0.190000% 88034RYM1 549300SQWVHKBRF8D702 US88034RYM14 Tender Option Bond Y 2020-08-07 2020-08-07 2025-05-01 Y Barclays Bank PLC 1.0000 7 Y N N 0.0019 3200000.00 3200000.00 0.0037 N N Y N New York City GO Bonds Fiscal 2020 Series A 0.190000% 88034RYR0 549300ABYZD2SFD5JB29 US88034RYR01 Tender Option Bond Y 2020-08-07 2020-08-07 2027-08-01 Y Bank of America NA 1.0000 7 Y N N 0.0019 9330000.00 9330000.00 0.0109 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2019D 0.200000% 88034U5J3 549300C8XO7EXTX2XU71 US88034U5J31 Tender Option Bond Y 2020-08-07 2020-08-07 2028-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0020 6665000.00 6665000.00 0.0078 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 218th Series 0.190000% 88034UQM3 54930006MR4KZ4W74Z83 US88034UQM35 Tender Option Bond Y 2020-08-07 2020-08-07 2027-11-01 Y Morgan Stanley Bank NA 1.0000 7 Y N N 0.0019 5560000.00 5560000.00 0.0065 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2019D 0.190000% 88034UTB4 549300C8XO7EXTX2XU71 US88034UTB43 Tender Option Bond Y 2020-08-07 2020-08-07 2027-08-15 Y Morgan Stanley Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0019 5950000.00 5950000.00 0.0070 N N Y N New York State Urban Development Corp State Sales Tax RB Series 2019A 0.190000% 88034UWC8 54930039Y2EMGXN6LM88 US88034UWC88 Tender Option Bond Y 2020-08-07 2020-08-07 2027-10-01 Y Bank of America NA 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier 1.0000 0.0019 10660000.00 10660000.00 0.0125 N N Y N New York State Power Auth RB Series 2020A 0.200000% 88034WKH6 I5P1GEYFGGMMDOFX2L30 US88034WKH69 Tender Option Bond Y 2020-08-07 2020-08-07 2027-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 2000000.00 2000000.00 0.0023 N N Y N New York State Power Auth RB Series 2020A 0.200000% 88034WKK9 I5P1GEYFGGMMDOFX2L30 US88034WKK98 Tender Option Bond Y 2020-08-07 2020-08-07 2027-11-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N N 0.0020 2650000.00 2650000.00 0.0031 N N Y N New York State Power Auth RB Series 2020A 0.200000% 88034WKW3 I5P1GEYFGGMMDOFX2L30 US88034WKW37 Tender Option Bond Y 2020-08-07 2020-08-07 2027-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0020 4000000.00 4000000.00 0.0047 N N Y N New York State Power Auth RB Series 2020A 0.200000% 88034WLA0 I5P1GEYFGGMMDOFX2L30 US88034WLA08 Tender Option Bond Y 2020-08-07 2020-08-07 2027-11-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0020 4025000.00 4025000.00 0.0047 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2019D 0.200000% 88034WLG7 549300C8XO7EXTX2XU71 US88034WLG77 Tender Option Bond Y 2020-08-07 2020-08-07 2028-02-15 Y JPMorgan Chase Bank NA 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier 1.0000 0.0020 3750000.00 3750000.00 0.0044 N N Y N New York State Power Auth RB Series 2020A 0.190000% 88034WQF4 I5P1GEYFGGMMDOFX2L30 US88034WQF40 Tender Option Bond Y 2020-08-07 2020-08-07 2028-05-15 Y Toronto-Dominion Bank/The 1.0000 7 Y N N 0.0019 5500000.00 5500000.00 0.0064 N N Y N Tompkins Cnty BAN Series 2020A 2.250000% 890091XF3 US890091XF34 Other Municipal Security Y 2021-02-19 2021-02-19 2021-02-19 N N N 0.0035 5051600.00 5051600.00 0.0059 N N N N Tompkins Cnty BAN Series 2020B 2.000000% 890091XG1 US890091XG17 Other Municipal Security Y 2021-02-19 2021-02-19 2021-02-19 N N N 0.0025 5286803.87 5286803.87 0.0062 N N N N Triborough Bridge & Tunnel Auth General RB Series 2001C 0.130000% 89602RED3 54930020ZN4LQF7K3456 US89602RED35 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2032-01-01 Y STATE STREET BANK AND TRUST COMPANY 1.0000 3 N N N 0.0013 6250000.00 6250000.00 0.0073 N Y Y N Triborough Bridge & Tunnel Auth General Refunding RB Series 2002F 0.130000% 89602RFA8 54930020ZN4LQF7K3456 US89602RFA86 Variable Rate Demand Note Y 2020-08-03 2020-08-03 2032-11-01 Y Citibank NA 1.0000 3 N N N 0.0013 4765000.00 4765000.00 0.0056 N Y Y N Valley Stream UFSD BAN 2019 2.000000% 920113BC0 US920113BC08 Other Municipal Security Y 2020-09-04 2020-09-04 2020-09-04 N N N 0.0026 15022500.00 15022500.00 0.0176 N N N N Warren & Washington Cnty IDA Civic Facility RB (The Glen at Hiland Meadows) Series 2000 0.240000% 934651AA8 US934651AA83 Variable Rate Demand Note Y 2020-08-07 2020-08-07 2030-12-15 Y MANUFACTURERS AND TRADERS TRUST CO 1.0000 7 N N N 0.0024 7350000.00 7350000.00 0.0086 N N Y N West Hempstead UFSD BAN 2020 1.500000% 953259HQ4 US953259HQ43 Other Municipal Security Y 2021-06-11 2021-06-11 2021-06-11 N N N 0.0036 12873930.00 12873930.00 0.0151 N N N N Westhampton Beach UFSD TAN Series 2020-2021 2.000000% 960351EF7 US960351EF74 Other Municipal Security Y 2021-06-25 2021-06-25 2021-06-25 N N N 0.0040 9128430.00 9128430.00 0.0107 N N N N Williamsville CSD BAN Series 2020 1.750000% 970497MR1 US970497MR17 Other Municipal Security Y 2021-06-09 2021-06-09 2021-06-09 N N N 0.0032 15181950.00 15181950.00 0.0178 N N N N The Charles Schwab Family of Funds 2020-08-07 Mark Fischer Mark Fischer Chief Financial Officer