X0202 4 2004-05-28 1 0000857073 HQ SUSTAINABLE MARITIME INDUSTRIES, INC. hqsm 0001210052 BARRON PARTNERS LP 730 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.001 2004-05-28 4 J 0 3700000 0.17 A 3700000 D Common Stock, par value $0.001 2004-10-15 4 S 0 15000 0.28 D 3685000 D Common Stock, par value $0.001 2004-10-18 4 S 0 10000 0.28 D 3675000 D Rights to receive Common Stock 0.17 2004-05-28 4 J 0 3700000 0.17 D 2004-04-22 Common Stock, par value $0.001 3700000 0 D Class C Common Stock purchase warrants 0.42 2004-04-22 2009-04-22 Common Stock, par value $0.001 1480000 1480000 D Class D Common Stock purchase warrants 0.84 2004-04-22 2009-04-22 Common Stock, par value $0.001 1480000 1480000 D The Rights to receive Common Stock were acquired on 4/22/04 and reported on Form 3 filed on 4/27/04. The Common Shares were issued on 5/28/04 in satisfaction of the rights. no expiration date Andrew B. Worden, Managing Director, General Partners Entity 2004-10-18