0001127602-12-024054.txt : 20120808 0001127602-12-024054.hdr.sgml : 20120808 20120808152726 ACCESSION NUMBER: 0001127602-12-024054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120807 FILED AS OF DATE: 20120808 DATE AS OF CHANGE: 20120808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOWE HAROLD C CENTRAL INDEX KEY: 0001175178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06905 FILM NUMBER: 121016711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS TEETER SUPERMARKETS, INC. CENTRAL INDEX KEY: 0000085704 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 560905940 STATE OF INCORPORATION: NC FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 701 CRESTDALE ROAD CITY: MATTHEWS STATE: NC ZIP: 28105 BUSINESS PHONE: 7043725404 MAIL ADDRESS: STREET 1: 701 CRESTDALE ROAD CITY: MATTHEWS STATE: NC ZIP: 28105 FORMER COMPANY: FORMER CONFORMED NAME: RUDDICK CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-08-07 0000085704 HARRIS TEETER SUPERMARKETS, INC. HTSI 0001175178 STOWE HAROLD C 23 MARITIME CIRCLE PAWLEYS ISLAND SC 29585 1 Common Stock 2012-08-07 4 M 0 2000 14.49 A 3000 D Common Stock 2012-08-07 4 S 0 2000 42.4794 D 1000 D Non-qualified Stock Option (Right to Buy) 14.49 2012-08-07 4 M 0 2000 0 D 2002-11-21 2012-11-21 Common Stock 2000 0 D Non-qualified Stock Option (Right to Buy) 17.24 2003-11-20 2013-11-20 Common Stock 2000 2000 D Phantom Stock Units 0 Common Stock 22586 22586 D Non-Qualified Stock Options expire the earlier of the stated Expiration Date or 90 days after the Reporting Person ceases to be a Director of the Corporation. In addition, since the Reporting Person's last report, 77 shares were acquired pursuant to the dividend reinvestment feature of the Plan. Regarding Table II, Column 8, Price of Derivative Security, for PSU, a blank or a price of $0 appears in this column. Nonetheless, upon each deferral of annual retainer or meeting fees, the Reporting Person's account is credited with a number of PSU equal to the number of shares of HTSI that would have an aggregate fair market value (determined as of the date such retainer or fees would have been paid) equal to the amount of such retainer or fees. -Phantom Stock Units (PSU) - were acquired under the Harris Teeter Supermarkets, Inc. Director Deferral Plan (Plan). The Date Exercisable and Expiration Date for grants under the Plan are left blank, as suggested by the SEC. When a participant ceases to be a member of the Board of Directors, the participant's PSU account will be settled in cash or Harris Teeter Supermarkets, Inc. Common Stock (HTSI) on a one-for-one basis in the Compensation Committee's discretion. Payment of the account, in HTSI or cash shall be on the date 90 days following the date the Reporting Person ceases to be a member of the Board of Directors. Each PSU represents a share of HTSI. A participant in the Plan may not be paid any portion of their PSU account prior to the participant's termination of service as a member of the Board of Directors. Douglas J. Yacenda, attorney-in-fact for Harold C. Stowe 2012-08-08