0001127602-12-024054.txt : 20120808
0001127602-12-024054.hdr.sgml : 20120808
20120808152726
ACCESSION NUMBER: 0001127602-12-024054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120807
FILED AS OF DATE: 20120808
DATE AS OF CHANGE: 20120808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STOWE HAROLD C
CENTRAL INDEX KEY: 0001175178
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06905
FILM NUMBER: 121016711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARRIS TEETER SUPERMARKETS, INC.
CENTRAL INDEX KEY: 0000085704
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 560905940
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 701 CRESTDALE ROAD
CITY: MATTHEWS
STATE: NC
ZIP: 28105
BUSINESS PHONE: 7043725404
MAIL ADDRESS:
STREET 1: 701 CRESTDALE ROAD
CITY: MATTHEWS
STATE: NC
ZIP: 28105
FORMER COMPANY:
FORMER CONFORMED NAME: RUDDICK CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-08-07
0000085704
HARRIS TEETER SUPERMARKETS, INC.
HTSI
0001175178
STOWE HAROLD C
23 MARITIME CIRCLE
PAWLEYS ISLAND
SC
29585
1
Common Stock
2012-08-07
4
M
0
2000
14.49
A
3000
D
Common Stock
2012-08-07
4
S
0
2000
42.4794
D
1000
D
Non-qualified Stock Option (Right to Buy)
14.49
2012-08-07
4
M
0
2000
0
D
2002-11-21
2012-11-21
Common Stock
2000
0
D
Non-qualified Stock Option (Right to Buy)
17.24
2003-11-20
2013-11-20
Common Stock
2000
2000
D
Phantom Stock Units
0
Common Stock
22586
22586
D
Non-Qualified Stock Options expire the earlier of the stated Expiration Date or 90 days after the Reporting Person ceases to be a Director of the Corporation.
In addition, since the Reporting Person's last report, 77 shares were acquired pursuant to the dividend reinvestment feature of the Plan.
Regarding Table II, Column 8, Price of Derivative Security, for PSU, a blank or a price of $0 appears in this column. Nonetheless, upon each deferral of annual retainer or meeting fees, the Reporting Person's account is credited with a number of PSU equal to the number of shares of HTSI that would have an aggregate fair market value (determined as of the date such retainer or fees would have been paid) equal to the amount of such retainer or fees.
-Phantom Stock Units (PSU) - were acquired under the Harris Teeter Supermarkets, Inc. Director Deferral Plan (Plan).
The Date Exercisable and Expiration Date for grants under the Plan are left blank, as suggested by the SEC. When a participant ceases to be a member of the Board of Directors, the participant's PSU account will be settled in cash or Harris Teeter Supermarkets, Inc. Common Stock (HTSI) on a one-for-one basis in the Compensation Committee's discretion. Payment of the account, in HTSI or cash shall be on the date 90 days following the date the Reporting Person ceases to be a member of the Board of Directors. Each PSU represents a share of HTSI. A participant in the Plan may not be paid any portion of their PSU account prior to the participant's termination of service as a member of the Board of Directors.
Douglas J. Yacenda, attorney-in-fact for Harold C. Stowe
2012-08-08