-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnLmG0D5SGPNZG1waN83IK5GY8cy6Rylf/3coxgXnLbX5/xpCCda66MvCBcSvtDu M+UCg9BLIeE81C5uzXtZPg== 0001127602-08-003249.txt : 20080516 0001127602-08-003249.hdr.sgml : 20080516 20080516154433 ACCESSION NUMBER: 0001127602-08-003249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080515 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUDDICK CORP CENTRAL INDEX KEY: 0000085704 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 560905940 STATE OF INCORPORATION: NC FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 301 S. TRYON STREET, SUITE 1800 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043725404 MAIL ADDRESS: STREET 1: 301 S. TRYON STREET, SUITE 1800 CITY: CHARLOTTE STATE: NC ZIP: 28202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATO JOHN P D CENTRAL INDEX KEY: 0001212933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06905 FILM NUMBER: 08842282 BUSINESS ADDRESS: STREET 1: CATO CORP. STREET 2: 8100 DENMARK ROAD CITY: CHARLOTTE STATE: NC ZIP: 28234 BUSINESS PHONE: 704-551-7519 MAIL ADDRESS: STREET 1: CATO CORP STREET 2: PO BOX 34216 CITY: CHARLOTTE STATE: NC ZIP: 28234 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2008-05-15 0000085704 RUDDICK CORP RDK 0001212933 CATO JOHN P D THE CATO CORPORATION 8100 DENMARK ROAD CHARLOTTE NC 28273 1 Phantom Stock Units 0 2008-05-15 4 A 0 54 0 A Common Stock 54 11707 D Non-qualified Stock Option (Right to Buy) 14.49 2002-11-21 2012-11-21 Common Stock 10000 10000 D Non-qualified Stock Option (Right to Buy) 17.24 2003-11-20 2013-11-20 Common Stock 2000 2000 D Regarding Table II, Column 8, Price of Derivative Security, for PSU, a blank or a price of $0 appears in this column. Nonetheless, upon each deferral of annual retainer or meeting fees, the Reporting Person's account is credited with a number of PSU equal to the number of shares of RDK that would have an aggregate fair market value (determined as of the date such retainer or fees would have been paid) equal to the amount of such retainer or fees. In addition, since the Reporting Person's last report, 37 shares were acquired pursuant to the dividend reinvestment feature of the Plan. -Phantom Stock Units (PSU) - were acquired under the Ruddick Corporation Director Deferral Plan (Plan). The Date Exercisable and Expiration Date for grants under the Plan are left blank, as suggested by the SEC. When a participant ceases to be a member of the Board of Directors, the participant's PSU account will be settled in cash or Ruddick Corporation Common Stock (RDK) on a one-for-one basis in the Compensation and Special Stock Option Committee's discretion. Payment of the account, in RDK or cash shall be on the date 90 days following the date the Reporting Person ceases to be a member of the Board of Directors. Each PSU represents a share of RDK. A participant in the Plan may not be paid any portion of their PSU account prior to the participant's termination of service as a member of the Board of Directors. Non-Qualified Stock Options expire the earlier of the stated Expiration Date or 90 days after the Reporting Person ceases to be a Director of the Corporation. /s/ Douglas J. Yacenda, attorney-in-fact for John P D Cato 2008-05-16 -----END PRIVACY-ENHANCED MESSAGE-----