0001654954-19-008391.txt : 20190722 0001654954-19-008391.hdr.sgml : 20190722 20190722160246 ACCESSION NUMBER: 0001654954-19-008391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190719 FILED AS OF DATE: 20190722 DATE AS OF CHANGE: 20190722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moret Blake D. CENTRAL INDEX KEY: 0001515154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 19965677 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC INC. CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 121 SEAPORT BOULEVARD CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 4 1 section16.xml FORM 4 X0306 4 2019-07-19 false 0000857005 PTC INC. PTC 0001515154 Moret Blake D. C/O ROCKWELL AUTOMATION, INC. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 true Common Stock 2019-07-19 4 M false 1932 0 A 3520 D Common Stoch 10582010 I By Rockwell Automation, Inc. Restricted Stock Units 2019-07-19 4 M false 1932 0 A Common Stock 1932 1932 D These securities are held directly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. Time-based restricted stock units that vested on July 19, 2019. The remaining 1,932 shares will vest on July 19, 2020. This amount represents the total number of derivative securities beneficially owned of the class shown. /s/Catherine Gorecki by power of attorney filed 6/19/2018 2019-07-22