-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AP7MHGnQqrYHtE1POuBWTqi/tdKYjDyL96KJwz/4uF7yOzliDiKiiLZUSiWEW7Vp kKM0g5fojayj0CPpeXv/Lw== 0000857005-06-000029.txt : 20061106 0000857005-06-000029.hdr.sgml : 20061106 20061106151754 ACCESSION NUMBER: 0000857005-06-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061102 FILED AS OF DATE: 20061106 DATE AS OF CHANGE: 20061106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VON STAATS AARON C CENTRAL INDEX KEY: 0001252191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 061190074 BUSINESS ADDRESS: BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-02 0 0000857005 PARAMETRIC TECHNOLOGY CORP PMTC 0001252191 VON STAATS AARON C C/O PARAMETRIC TECHNOLOGY CORP 140 KENDRICK ST NEEDHAM MA 02494 0 1 0 0 SVP, General Counsel & Clerk Common Stock 2006-11-02 4 M 0 13334 4.975 A 97514 D Common Stock 2006-11-02 4 S 0 13334 18.4868 D 84180 D Common Stock 2006-11-02 4 S 0 5120 18.4868 D 79060 D Employee stock option (right to buy) 4.975 2006-11-02 4 M 0 13334 0 D 2013-02-13 Common Stock 13334 0 D Employee stock option (right to buy) 20.1563 2006-11-02 4 M 0 0 0 A 2010-04-17 Common Stock 1800 1800 D Employee stock option (right to buy) 20.75 2006-11-02 4 M 0 0 0 A 2011-11-15 Common Stock 4000 4000 D Employee stock option (right to buy) 8.5 2006-11-02 4 M 0 0 0 A 2012-05-30 Common Stock 5000 5000 D Employee stock option (right to buy) 9.55 2006-11-02 4 M 0 0 0 A 2013-09-16 Common Stock 40000 40000 D Employee stock option (right to buy) 11.475 2006-11-02 4 M 0 0 0 A 2014-03-03 Common Stock 59999 59999 D Adjusted to reflect the 2 for 5 reverse stock split of the company's Common Stock effective February 28, 2006. Employee stock option granted 2/13/2003, exercisable as to 6,667 shares on 2/13/2004, 6,667 shares on 2/13/2005 and 6,666 shares on 2/13/2006. This amount represents the total number of Derivative Securities Beneficially Owned by the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 110,799 Options to purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). This option was previously reported and is now being reported (as currently outstanding) to reflect the 2 for 5 reverse stock split of the Company's Common Stock effective February 28, 2006. Employee stock option granted 4/17/2000, exercisable as to 600 shares on each of 4/17/2002, 4/17/2003 and 4/17/2004. Employee stock option granted 11/15/2001, exercisable in four equal annual installments of 1,000 shares each beginning on 11/15/2002, the first anniversary of the date of grant. Employee stock option granted 5/30/2002, exercisable as to 2,500 shares on each of 5/20/2005 and 5/20/2006. Employee stock option granted 9/16/2003, exercisable in four equal annual installments of 10,000 shares each beginning on 9/16/2004, the first anniversary of the date of grant. Employee stock option granted 3/3/2004, exercisable as to 15,000 shares on 3/3/2005, 15,000 shares on 3/3/2006, 15,000 shares on 3/3/3007 and 14,999 shares on 3/3/2008. Shares sold pursuant to a pre-established Rule 10b5-1(c) trading plan. Shares sold pursuant to a pre-established Rule 10b5-1(c) trading plan that provided for the sale at market prices of a specified percentage of the Reporting Person's July 27, 2005 restricted stock award in order to satisfy current tax withholding obligations associated with the vesting of a portion of such restricted stock award. /s/ Aaron C. von Staats 2006-11-06 -----END PRIVACY-ENHANCED MESSAGE-----