-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, APa4O7Qz8EhdpQzZRFofAhM9k69lsx9mbVVyictISiFc9sZb2A4qMkD5OtVWV5I4 WQNuNEZCs95uXFbYzVMjwQ== 0000857005-06-000025.txt : 20061103 0000857005-06-000025.hdr.sgml : 20061103 20061103133449 ACCESSION NUMBER: 0000857005-06-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061102 FILED AS OF DATE: 20061103 DATE AS OF CHANGE: 20061103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOSES CORNELIUS F III CENTRAL INDEX KEY: 0001195652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 061185953 BUSINESS ADDRESS: STREET 1: AXCELIS TECHNOLOGIES INC CITY: BEVERLY STATE: MA ZIP: 01915-1053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-02 0 0000857005 PARAMETRIC TECHNOLOGY CORP PMTC 0001195652 MOSES CORNELIUS F III 0 1 0 0 EVP, Chief Financial Officer Common Stock 2006-11-02 4 S 0 954 18.31 D 170929 D Common Stock 2006-11-02 4 S 0 70 18.32 D 170859 D Common Stock 2006-11-02 4 S 0 2001 18.35 D 168858 D Common Stock 2006-11-02 4 S 0 47 18.36 D 168811 D Common Stock 2006-11-02 4 S 0 1024 18.5 D 167787 D Common Stock 2006-11-02 4 S 0 5120 18.55 D 162667 D Common Stock 2006-11-02 4 S 0 1024 18.71 D 161643 D Employee stock option (right to buy) 8.3 2006-11-02 4 M 0 0 0 A 2013-06-09 Common Stock 280000 280000 D Employee stock option (right to buy) 11.475 2006-11-02 4 M 0 0 0 A 2014-03-03 Common Stock 119999 119999 D Shares sold pursuant to a pre-established Rule 10b5-1(c) trading plan that provided for the sale at market prices of a specified percentage of the Reporting Person's July 27, 2005 restricted stock award in order to satisfy current tax withholding obligations associated with the vesting of a portion of such restricted stock award. Adjusted to reflect the 2 for 5 reverse stock split of the company's Common Stock effective February 28, 2006. This option was previously reported and is now being reported (as currently outstanding) to reflect the 2 for 5 reverse stock split of the Company's Common Stock effective February 28, 2006. Employee stock option granted 6/9/2003, exercisable as to 70,000 shares each on 6/9/2004, 6/9/2005, 6/9/2006, and 6/9/2007, respectively. This amount represents the total number of Derivative Securities Beneficially Owned by the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 399,999 Options to purchase Common Stock of varying classes (i.e. varying exercise process and expiration dates). Employee stock option granted on 3/3/2004, exercisable as to 30,000 shares on 3/3/2005, 30,000 shares on 3/3/2006, 30,000 shares on 3/3/2007 and 29,999 shares on 3/3/2008. /s/ Cornelius F. Moses, III 2006-11-02 -----END PRIVACY-ENHANCED MESSAGE-----