-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QahGWZ0BSwYfkURXWHo0+LtXhP+DRPAZALpmbroieJepw7bNRAeMuz/Q5GcS6TO9 clwpuJ/BFzon9VxrDXPjJg== 0000857005-05-000046.txt : 20050805 0000857005-05-000046.hdr.sgml : 20050805 20050805121714 ACCESSION NUMBER: 0000857005-05-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050803 FILED AS OF DATE: 20050805 DATE AS OF CHANGE: 20050805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PARAMETRIC TECHNOLOGY CORP CENTRAL INDEX KEY: 0000857005 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042866152 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: 140 KENDRICK STREET CITY: NEEDHAM STATE: MA ZIP: 02494 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VON STAATS AARON C CENTRAL INDEX KEY: 0001252191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18059 FILM NUMBER: 051001650 BUSINESS ADDRESS: BUSINESS PHONE: 7813705000 MAIL ADDRESS: STREET 1: C/O PARAMETRIC TECHNOLOGY CORP STREET 2: 140 KENDRICK ST CITY: NEEDHAM STATE: MA ZIP: 02494 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-08-03 0 0000857005 PARAMETRIC TECHNOLOGY CORP PMTC 0001252191 VON STAATS AARON C C/O PARAMETRIC TECHNOLOGY CORP 140 KENDRICK ST NEEDHAM MA 02494 0 1 0 0 SVP, General Counsel & Clerk Employee Stock Option (right to buy) 15 2005-08-03 4 D 0 3000 0.32 D 2008-08-17 Common Stock 3000 376333 D Employee Stock Option (right to buy) 15.69 2005-08-03 4 D 0 5000 0.32 D 2008-11-19 Common Stock 5000 371333 D Employee Stock Option (right to buy) 18.56 2005-08-03 4 D 0 4000 0.32 D 2009-03-15 Common Stock 4000 367333 D Employee Stock Option (right to buy) 12.44 2005-08-03 4 D 0 5000 0.61 D 2009-05-17 Common Stock 5000 362333 D Employee Stock Option (right to buy) 20.31 2005-08-03 4 D 0 6000 0.3 D 2009-11-15 Common Stock 6000 356333 D Employee Stock Option (right to buy) 9.34 2005-08-03 4 D 0 5000 1.4 D 2010-05-18 Common Stock 5000 351333 D Employee Stock Option (right to buy) 15.25 2005-08-03 4 D 0 8000 0.32 D 2011-01-16 Common Stock 8000 343333 D Employee Stock Option (right to buy) 11.68 2005-08-03 4 D 0 5000 1.4 D 2011-05-15 Common Stock 5000 338333 D Employee Stock Option (right to buy) 13.62 2005-08-03 4 D 0 28000 0.61 D 2008-08-03 Common Stock 28000 310333 D Exempt transaction pursuant to Rule 16b-3(e). The options were not exercised, but were purchased by the Issuer at the amounts shown pursuant to the exchange offer described herein. On July 6, 2005, the Issuer filed with the SEC a Tender Offer Statement on Schedule TO pursuant to which it offered its eligible employees the opportunity to exchange eligible options to purchase shares of its common stock for a cash payment. The cash payments offered in exchange for eligible options were: for eligible options with exercise prices of $9.00-$11.99, $1.40 per option; for eligible options with exercise prices of $12.00-$14.99, $0.61 per option; for eligible options with exercise prices of $15.00-$19.99, $.032 per option; and, for eligible options with exercise prices of $20.00-$24.99, $0.30 per option. The terms of the exchange offer are more fully described in the offer documents filed by the Issuer on July 6, 2005. Granted on August 17, 1998 and exercisable as to 750 shares each on August 17, 1999, August 17, 2000, August 17, 2001 and August 17, 2002. Granted on November 19, 1998 and exercisable as to 1,250 shares each on November 19, 1999, November 19, 2000, November 19, 2001 and November 19, 2002. Granted on March 15, 1999 and exercisable as to 1,000 shares each on March 15, 2000, March 15, 2001, March 15, 2002 and March 15, 2003.s Granted on May 17, 1999 and exercisable as to 1,250 shares each on May 17, 2000, May 17, 2001, May 17, 2002 and May 17, 2003. Granted on November 15, 1999 and exercisable as to 1,500 shares each on November 15, 2000, November 15, 2001, November 15, 2002 and November 15, 2003. Granted on May 18, 2000 and exercisable as to 2,500 shares each on May 18, 2001 and May 18, 2002. Granted on January 16, 2001 and exercisable as to 2,000 shares each on January 16, 2002, January 16, 2003, January 16, 2004 and January 16, 2005. Granted May 15, 2001 and exercisable as to 1,250 shares each on May 15, 2002, May 15, 2003, May 15, 2004 and May 15,2005. Granted on August 3, 1998 and exercisable as to 7,000 shares each on August 3, 1999, August 3, 2000, August 3, 2001 and August 3, 2002. by Christopher J. MacKrell pursuant to power of attorney filed July 29, 2005 2005-08-05 -----END PRIVACY-ENHANCED MESSAGE-----