-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QY11qpv1gKbgM8uIexxt6Pz8rB7EmUxdBHQs+44L47OQpRt0ciSqTbRH3eQ0Dy+O 41r88Xrq4OcDnuik5xBTKg== 0000910680-02-000721.txt : 20020815 0000910680-02-000721.hdr.sgml : 20020815 20020815161828 ACCESSION NUMBER: 0000910680-02-000721 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN BIOGENETIC SCIENCES INC CENTRAL INDEX KEY: 0000856984 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 112655906 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-19041 FILM NUMBER: 02740011 BUSINESS ADDRESS: STREET 1: 1375 AKRON STREET STREET 2: X CITY: COPIAGUE STATE: NY ZIP: 11726 BUSINESS PHONE: 6317892600 MAIL ADDRESS: STREET 1: 1375 AKRON STREET CITY: COPIAGUE STATE: NY ZIP: 11726 NT 10-Q 1 f12b-2510q063002.txt FORM 12B-25 (06/30/02) ----------------------------- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ----------------------------- Washington, D.C. 20549 OMB Number: 3235-0058 Expires: January 31, 2005 Estimated average burden FORM 12b-25 hours per response ..... 2.50 ----------------------------- NOTIFICATION OF LATE FILING SEC FILE NUMBER 0-19041 ----------------------------- CUSIP NUMBER 024611 10 5 ----------------------------- (Check One):| |Form 10-K | |Form 20-F | |Form 11-K |X|Form 10-Q | |Form N-SAR For Period Ended: June 30, 2002 ---------------------------------------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: ------------------------------------------ ================================================================================ Read Instruction (on back page) Before Preparing Form. Please Print or Type. ================================================================================ NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. ================================================================================ If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: PART I -- REGISTRANT INFORMATION - -------------------------------------------------------------------------------- Full Name of Registrant American Biogenetic Sciences, Inc. - -------------------------------------------------------------------------------- Former Name if Applicable 1375 Akron Street - -------------------------------------------------------------------------------- Address of Principal Executive Office (Street and Number) Copiague, New York 11726 - -------------------------------------------------------------------------------- City, State and Zip Code PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check appropriate box.) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed [X] due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail why the Form 10-K, 11-K, 20-F 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. SEE ATTACHMENT A PART IV--OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Richard A. Rubin 212 704-6130 ------------------------- -------------------- ------------------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange |X| Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? YES NO If answer is no, identify report(s). [X] [ ] (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be YES NO included in the subject report or portion thereof? [X] [ ] If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of results cannot be made. SEE ATTACHMENT A - -------------------------------------------------------------------------------- American Biogenetic Sciences, Inc. ---------------------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date August 15, 2002 By /s/ Timothy J. Roach -------------------------- ------------------------------------------ Name: Timothy J. Roach Title: Treasurer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION - -------------------------------------------------------------------------------- Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). - -------------------------------------------------------------------------------- ATTACHMENT A PART III As a result of Registrant's lack of success to date in its efforts to license or sell product lines or patents or obtain other financings, and its current consideration of other alternatives, Registrant is reviewing the carrying value of its patents and inventories. PART IV Registrant expects to report a significant reduction in both revenues and net loss in the three and six months ended June 30, 2002 from the comparable periods in 2001. However, the fiscal 2002 net loss may be increased as a result of any reduction in carrying values of patent costs and/or inventories discussed above. Before giving effect to any reduction in carrying values, patent costs, net of accumulated amortization, approximated $1,895,000 and inventories approximated $322,000 at June 30, 2002. -----END PRIVACY-ENHANCED MESSAGE-----