-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oy/qN43Q7+pCEwv5k9RdeJITLMkhCkvfwG6LwR3OihJLrqL6/vARHRxjTwWwXNUc d+HijTvZLrBHSqUnKnNJWg== 0000887318-10-000006.txt : 20100112 0000887318-10-000006.hdr.sgml : 20100112 20100111180908 ACCESSION NUMBER: 0000887318-10-000006 CONFORMED SUBMISSION TYPE: NSAR-A/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091031 FILED AS OF DATE: 20100112 DATE AS OF CHANGE: 20100111 EFFECTIVENESS DATE: 20100112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONEY MARKET OBLIGATIONS TRUST /NEW/ CENTRAL INDEX KEY: 0000856517 IRS NUMBER: 251415329 STATE OF INCORPORATION: MA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05950 FILM NUMBER: 10521167 BUSINESS ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 BUSINESS PHONE: 8003417400 MAIL ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 0000856517 S000009541 Automated Government Cash Reserves C000026072 Institutional Service Shares 0000856517 S000009580 U.S. Treasury Cash Reserves C000026171 Institutional Service Shares TISXX C000026172 Institutional Shares UTIXX NSAR-A/A 1 answer.fil ANSWER PAGE 1 000 A000000 10/31/2009 000 C000000 0000856517 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MONEY MARKET OBLIGATIONS TRUST 001 B000000 811-5950 001 C000000 4122882614 002 A000000 4000 ERICSSON DRIVE 002 B000000 WARRENDALE 002 C000000 PA 002 D010000 15806 002 D020000 7561 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 39 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 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PAGE 6 028 D021500 1 028 D031500 0 028 D041500 57707 028 E011500 48236 028 E021500 25 028 E031500 0 028 E041500 61754 028 F011500 90605 028 F021500 97 028 F031500 0 028 F041500 69436 028 G011500 460255 028 G021500 127 028 G031500 0 028 G041500 999279 028 H001500 0 029 001500 N 030 A001500 0 030 B001500 0.00 030 C001500 0.00 031 A001500 0 031 B001500 0 032 001500 0 033 001500 0 034 001500 N 035 001500 0 036 B001500 0 037 001500 N 038 001500 0 039 001500 N 040 001500 N 042 A001500 0 042 B001500 0 042 C001500 0 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 043 001500 0 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.500 048 A011500 0 048 A021500 0.000 048 B011500 0 048 B021500 0.000 048 C011500 0 048 C021500 0.000 PAGE 7 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 0 048 K021500 0.000 055 A001500 Y 055 B001500 N 056 001500 N 057 001500 N 062 A001500 Y 062 B001500 7.4 062 C001500 92.4 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 063 A001500 43 063 B001500 0.0 064 A001500 N 064 B001500 N 070 A011500 N 070 A021500 N 070 B011500 N 070 B021500 N 070 C011500 N 070 C021500 N 070 D011500 N 070 D021500 N 070 E011500 N PAGE 8 070 E021500 N 070 F011500 N 070 F021500 N 070 G011500 N 070 G021500 N 070 H011500 N 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 N 070 K021500 N 070 L011500 N 070 L021500 N 070 M011500 N 070 M021500 N 070 N011500 N 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 Y 070 Q011500 N 070 Q021500 N 070 R011500 N 070 R021500 N 071 A001500 0 071 B001500 0 071 C001500 0 071 D001500 0 072 A001500 6 072 B001500 1373 072 C001500 0 072 D001500 0 072 E001500 0 072 F001500 1320 072 G001500 205 072 H001500 0 072 I001500 246 072 J001500 14 072 K001500 0 072 L001500 12 072 M001500 4 072 N001500 32 072 O001500 0 072 P001500 0 072 Q001500 66 072 R001500 9 072 S001500 4 072 T001500 659 PAGE 9 072 U001500 0 072 V001500 0 072 W001500 155 072 X001500 2726 072 Y001500 1370 072 Z001500 17 072AA001500 279 072BB001500 0 072CC011500 0 072CC021500 0 072DD011500 18 072DD021500 0 072EE001500 154 073 A011500 0.0005 073 A021500 0.0000 073 B001500 0.0010 073 C001500 0.0000 074 A001500 1 074 B001500 0 074 C001500 348492 074 D001500 0 074 E001500 0 074 F001500 0 074 G001500 0 074 H001500 0 074 I001500 0 074 J001500 0 074 K001500 6 074 L001500 753 074 M001500 0 074 N001500 349252 074 O001500 0 074 P001500 0 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 121 074 S001500 0 074 T001500 349131 074 U011500 349007 074 U021500 0 074 V011500 1.00 074 V021500 0.00 074 W001500 1.0007 074 X001500 1332 074 Y001500 0 075 A001500 523484 075 B001500 0 076 001500 0.00 024 001700 N PAGE 10 025 D001701 0 025 D001702 0 025 D001703 0 025 D001704 0 025 D001705 0 025 D001706 0 025 D001707 0 025 D001708 0 028 A011700 6751016 028 A021700 0 028 A031700 0 028 A041700 7846312 028 B011700 6887035 028 B021700 149 028 B031700 0 028 B041700 9781345 028 C011700 5515022 028 C021700 92 028 C031700 0 028 C041700 7124814 028 D011700 5314141 028 D021700 90 028 D031700 0 028 D041700 6650238 028 E011700 5393887 028 E021700 108 028 E031700 0 028 E041700 7172362 028 F011700 6152443 028 F021700 153 028 F031700 0 028 F041700 6424203 028 G011700 36013544 028 G021700 592 028 G031700 0 028 G041700 44999274 028 H001700 0 029 001700 N 030 A001700 0 030 B001700 0.00 030 C001700 0.00 031 A001700 0 031 B001700 0 032 001700 0 033 001700 0 034 001700 N 035 001700 0 036 B001700 0 037 001700 N 038 001700 0 039 001700 N PAGE 11 040 001700 N 042 A001700 0 042 B001700 0 042 C001700 0 042 D001700 0 042 E001700 0 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E011700 N 070 E021700 N 070 F011700 N 070 F021700 N 070 G011700 N 070 G021700 N 070 H011700 N 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 N 070 K021700 N 070 L011700 N 070 L021700 N 070 M011700 N 070 M021700 N 070 N011700 N 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 Y 070 Q011700 N 070 Q021700 N 070 R011700 N 070 R021700 N 071 A001700 0 071 B001700 0 071 C001700 0 PAGE 13 071 D001700 0 072 A001700 6 072 B001700 23684 072 C001700 0 072 D001700 0 072 E001700 0 072 F001700 48243 072 G001700 9353 072 H001700 0 072 I001700 444 072 J001700 448 072 K001700 0 072 L001700 26 072 M001700 148 072 N001700 176 072 O001700 0 072 P001700 0 072 Q001700 88 072 R001700 10 072 S001700 6 072 T001700 9985 072 U001700 0 072 V001700 0 072 W001700 3480 072 X001700 72407 072 Y001700 49447 072 Z001700 724 072AA001700 479 072BB001700 0 072CC011700 0 072CC021700 0 072DD011700 468 072DD021700 226 072EE001700 210586 073 A011700 0.0000 073 A021700 0.0000 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NOVAK TITLE TREASURER EX-99.77E LEGAL 2 legal.txt LEGAL SUB-ITEM 77E: LEGAL PROCEEDINGS Since October 2003, Federated and related entities (collectively, "Federated"), and various Federated funds ("Funds"), have been named as defendants in several class action lawsuits now pending in the United States District Court for the District of Maryland. The lawsuits were purportedly filed on behalf of people who purchased, owned and/or redeemed shares of Federated-sponsored mutual funds during specified periods beginning November 1, 1998. The suits are generally similar in alleging that Federated engaged in illegal and improper trading practices including market timing and late trading in concert with certain institutional traders, which allegedly caused financial injury to the mutual fund shareholders. These lawsuits began to be filed shortly after Federated?s first public announcement that it had received requests for information on shareholder trading activities in the Funds from the SEC, the Office of the New York State Attorney General ("NYAG"), and other authorities. In that regard, on November 28, 2005, Federated announced that it had reached final settlements with the SEC and the NYAG with respect to those matters. Specifically, the SEC and NYAG settled proceedings against three Federated subsidiaries involving undisclosed market timing arrangements and late trading. The SEC made findings: that Federated Investment Management Company (?FIMC?), an SEC-registered investment adviser to various Funds, and Federated Securities Corp., an SEC-registered broker-dealer and distributor for the Funds, violated provisions of the Investment Advisers Act and Investment Company Act by approving, but not disclosing, three market timing arrangements, or the associated conflict of interest between FIMC and the funds involved in the arrangements, either to other fund shareholders or to the funds? board; and that Federated Shareholder Services Company, formerly an SEC-registered transfer agent, failed to prevent a customer and a Federated employee from late trading in violation of provisions of the Investment Company Act. The NYAG found that such conduct violated provisions of New York State law. Federated entered into the settlements without admitting or denying the regulators? findings. As Federated previously reported in 2004, it has already paid approximately $8.0 million to certain funds as determined by an independent consultant. As part of these settlements, Federated agreed to pay disgorgement and a civil money penalty in the aggregate amount of an additional $72 million and, among other things, agreed that it would not serve as investment adviser to any registered investment company unless (i) at least 75% of the fund?s directors are independent of Federated, (ii) the chairman of each such fund is independent of Federated, (iii) no action may be taken by the fund?s board or any committee thereof unless approved by a majority of the independent trustees of the fund or committee, respectively, and (iv) the fund appoints a ?senior officer? who reports to the independent trustees and is responsible for monitoring compliance by the fund with applicable laws and fiduciary duties and for managing the process by which management fees charged to a fund are approved. The settlements are described in Federated?s announcement which, along with previous press releases and related communications on those matters, is available in the "About Us" section of Federated?s website at FederatedInvestors.com. Federated entities have also been named as defendants in several additional lawsuits that are now pending in the United States District Court for the Western District of Pennsylvania, alleging, among other things, excessive advisory and Rule 12b-1 fees. The Board of the Funds retained the law firm of Dickstein Shapiro LLP to represent the Funds in each of the lawsuits described in the preceding two paragraphs. Federated and the Funds, and their respective counsel, have been defending this litigation, and none of the Funds remains a defendant in any of the lawsuits (though some could potentially receive any recoveries as nominal defendants). Additional lawsuits based upon similar allegations may be filed in the future. The potential impact of these lawsuits, all of which seek unquantified damages, attorneys? fees, and expenses, and future potential similar suits is uncertain. Although we do not believe that these lawsuits will have a material adverse effect on the Funds, there can be no assurance that these suits, ongoing adverse publicity and/or other developments resulting from the regulatory investigations will not result in increased Fund redemptions, reduced sales of Fund shares, or other adverse consequences for the Funds. -----END PRIVACY-ENHANCED MESSAGE-----