-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CTkYPfnfL32aAX4xLpE9fkz7owC2XrZw0DRMPWwTkuM5IocKJtRe1rtQwmSiFhs7 O7VrCi/PSJWL8guvA89wxA== 0000887318-08-000381.txt : 20081223 0000887318-08-000381.hdr.sgml : 20081223 20081223145623 ACCESSION NUMBER: 0000887318-08-000381 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20081031 FILED AS OF DATE: 20081223 DATE AS OF CHANGE: 20081223 EFFECTIVENESS DATE: 20081223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONEY MARKET OBLIGATIONS TRUST /NEW/ CENTRAL INDEX KEY: 0000856517 IRS NUMBER: 251415329 STATE OF INCORPORATION: MA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05950 FILM NUMBER: 081267009 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237-7000 BUSINESS PHONE: 8003417400 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237-7000 0000856517 S000009541 Automated Government Cash Reserves C000026072 Institutional Service Shares 0000856517 S000009580 U.S. Treasury Cash Reserves C000026171 Institutional Service Shares TISXX C000026172 Institutional Shares UTIXX NSAR-A 1 answer.fil ANSWER PAGE 1 000 A000000 10/31/2008 000 C000000 0000856517 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MONEY MARKET OBLIGATIONS TRUST 001 B000000 811-5950 001 C000000 4122888515 002 A000000 5800 CORPORATE DRIVE 002 B000000 PITTSBURGH 002 C000000 PA 002 D010000 15237 002 D020000 7000 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 39 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 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0 071 C001500 0 071 D001500 0 072 A001500 6 072 B001500 9626 072 C001500 0 072 D001500 0 072 E001500 0 072 F001500 1931 072 G001500 301 072 H001500 0 072 I001500 161 072 J001500 13 072 K001500 0 072 L001500 11 072 M001500 2 072 N001500 21 072 O001500 0 072 P001500 0 072 Q001500 62 072 R001500 9 072 S001500 6 PAGE 9 072 T001500 961 072 U001500 0 072 V001500 0 072 W001500 48 072 X001500 3526 072 Y001500 1194 072 Z001500 7294 072AA001500 0 072BB001500 0 072CC011500 0 072CC021500 0 072DD011500 7275 072DD021500 0 072EE001500 0 073 A011500 0.0094 073 A021500 0.0000 073 B001500 0.0000 073 C001500 0.0000 074 A001500 4226 074 B001500 0 074 C001500 900957 074 D001500 0 074 E001500 0 074 F001500 0 074 G001500 0 074 H001500 0 074 I001500 0 074 J001500 0 074 K001500 0 074 L001500 2061 074 M001500 0 074 N001500 907244 074 O001500 0 074 P001500 171 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 715 074 S001500 0 074 T001500 906358 074 U011500 906361 074 U021500 0 074 V011500 1.00 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C011700 N 070 C021700 N 070 D011700 N 070 D021700 N 070 E011700 N 070 E021700 N 070 F011700 N 070 F021700 N 070 G011700 N 070 G021700 N 070 H011700 N 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 N 070 K021700 N 070 L011700 N 070 L021700 N 070 M011700 N 070 M021700 N 070 N011700 N 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 Y 070 Q011700 N 070 Q021700 N 070 R011700 N 070 R021700 N 071 A001700 0 071 B001700 0 PAGE 13 071 C001700 0 071 D001700 0 072 A001700 6 072 B001700 123647 072 C001700 0 072 D001700 0 072 E001700 0 072 F001700 35878 072 G001700 7005 072 H001700 0 072 I001700 181 072 J001700 228 072 K001700 0 072 L001700 14 072 M001700 23 072 N001700 175 072 O001700 0 072 P001700 0 072 Q001700 88 072 R001700 9 072 S001700 7 072 T001700 7053 072 U001700 0 072 V001700 0 072 W001700 913 072 X001700 51574 072 Y001700 25254 072 Z001700 97327 072AA001700 6207 072BB001700 0 072CC011700 0 072CC021700 0 072DD011700 69471 072DD021700 25735 072EE001700 6207 073 A011700 0.0067 073 A021700 0.0054 073 B001700 0.0000 073 C001700 0.0000 074 A001700 0 074 B001700 0 074 C001700 40923872 074 D001700 0 074 E001700 0 074 F001700 0 074 G001700 0 074 H001700 0 074 I001700 0 074 J001700 1099926 074 K001700 0 074 L001700 58110 PAGE 14 074 M001700 0 074 N001700 42081908 074 O001700 599560 074 P001700 1902 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 074 R041700 28830 074 S001700 0 074 T001700 41451616 074 U011700 29709692 074 U021700 11739550 074 V011700 1.00 074 V021700 1.00 074 W001700 1.0000 074 X001700 4040 074 Y001700 0 075 A001700 17792835 075 B001700 0 076 001700 0.00 SIGNATURE STEPHEN KEENE TITLE GENERAL COUNSEL EX-99.77E LEGAL 2 legal103108.txt LEGAL SUB-ITEM 77E: LEGAL PROCEEDINGS Since October 2003, Federated and related entities (collectively, "Federated"), and various Federated funds ("Funds"), have been named as defendants in several class action lawsuits now pending in the United States District Court for the District of Maryland. The lawsuits were purportedly filed on behalf of people who purchased, owned and/or redeemed shares of Federated-sponsored mutual funds during specified periods beginning November 1, 1998. The suits are generally similar in alleging that Federated engaged in illegal and improper trading practices including market timing and late trading in concert with certain institutional traders, which allegedly caused financial injury to the mutual fund shareholders. These lawsuits began to be filed shortly after Federated's first public announcement that it had received requests for information on shareholder trading activities in the Funds from the SEC, the Office of the New York State Attorney General ("NYAG"), and other authorities. In that regard, on November 28, 2005, Federated announced that it had reached final settlements with the SEC and the NYAG with respect to those matters. Specifically, the SEC and NYAG settled proceedings against three Federated subsidiaries involving undisclosed market timing arrangements and late trading. The SEC made findings: that Federated Investment Management Company ("FIMC"), an SEC-registered investment adviser to various Funds, and Federated Securities Corp., an SEC-registered broker-dealer and distributor for the Funds, violated provisions of the Investment Advisers Act and Investment Company Act by approving, but not disclosing, three market timing arrangements, or the associated conflict of interest between FIMC and the funds involved in the arrangements, either to other fund shareholders or to the funds' board; and that Federated Shareholder Services Company, formerly an SEC-registered transfer agent, failed to prevent a customer and a Federated employee from late trading in violation of provisions of the Investment Company Act. The NYAG found that such conduct violated provisions of New York State law. Federated entered into the settlements without admitting or denying the regulators' findings. As Federated previously reported in 2004, it has already paid approximately $8.0 million to certain funds as determined by an independent consultant. As part of these settlements, Federated agreed to pay disgorgement and a civil money penalty in the aggregate amount of an additional $72 million and, among other things, agreed that it would not serve as investment adviser to any registered investment company unless (i) at least 75% of the fund's directors are independent of Federated, (ii) the chairman of each such fund is independent of Federated, (iii) no action may be taken by the fund's board or any committee thereof unless approved by a majority of the independent trustees of the fund or committee, respectively, and (iv) the fund appoints a "senior officer" who reports to the independent trustees and is responsible for monitoring compliance by the fund with applicable laws and fiduciary duties and for managing the process by which management fees charged to a fund are approved. The settlements are described in Federated's announcement which, along with previous press releases and related communications on those matters, is available in the "About Us" section of Federated's website at FederatedInvestors.com. Federated entities have also been named as defendants in several additional lawsuits that are now pending in the United States District Court for the Western District of Pennsylvania, alleging, among other things, excessive advisory and Rule 12b-1 fees. The Board of the Funds retained the law firm of Dickstein Shapiro LLP to represent the Funds in each of the lawsuits described in the preceding two paragraphs. Federated and the Funds, and their respective counsel, have been defending this litigation, and none of the Funds remains a defendant in any of the lawsuits (though some could potentially receive any recoveries as nominal defendants). Additional lawsuits based upon similar allegations may be filed in the future. The potential impact of these lawsuits, all of which seek unquantified damages, attorneys' fees, and expenses, and future potential similar suits is uncertain. Although we do not believe that these lawsuits will have a material adverse effect on the Funds, there can be no assurance that these suits, ongoing adverse publicity and/or other developments resulting from the regulatory investigations will not result in increased Fund redemptions, reduced sales of Fund shares, or other adverse consequences for the Funds. Continued from previous page Continued on following page * * - 2 - PGHLIB-2315731.1-HBLOEFFE 6/23/08 12:32 PM EX-99.16 PWR OF ATTY 3 powerofattorney103108.txt POWER OF ATTORNEY ITEM 77Q(e) - COPIES OF ANY NEW OR AMENDED REGISTRANT INVESTMENT ADVISORY CONTRACTS LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, dated as of April 1, 1999, that Money Market Obligations Trust, a business trust duly organized under the laws of the Commonwealth of Massachusetts (the "Trust"), does hereby nominate, constitute and appoint Federated Investment Management Company, a business trust duly organized under the laws of the state of Delaware (the "Adviser"), to act hereunder as the true and lawful agent and attorney-in-fact of the Trust, acting on behalf of each of the series portfolios for which the Adviser acts as investment adviser shown on Schedule 1 attached hereto and incorporated by reference herein (each such series portfolio being hereinafter referred to as a "Fund" and collectively as the "Funds"), for the specific purpose of executing and delivering all such agreements, instruments, contracts, assignments, bond powers, stock powers, transfer instructions, receipts, waivers, consents and other documents, and performing all such acts, as the Adviser may deem necessary or reasonably desirable, related to the acquisition, disposition and/or reinvestment of the funds and assets of a Fund of the Trust in accordance with Adviser's supervision of the investment, sale and reinvestment of the funds and assets of each Fund pursuant to the authority granted to the Adviser as investment adviser of each Fund under that certain investment advisory contract dated December 11, 1989 by and between the Adviser and the Trust (such investment advisory contract, as may be amended, supplemented or otherwise modified from time to time is hereinafter referred to as the "Investment Advisory Contract"). The Adviser shall exercise or omit to exercise the powers and authorities granted herein in each case as the Adviser in its sole and absolute discretion deems desirable or appropriate under existing circumstances. The Trust hereby ratifies and confirms as good and effectual, at law or in equity, all that the Adviser, and its officers and employees, may do by virtue hereof. However, despite the above provisions, nothing herein shall be construed as imposing a duty on the Adviser to act or assume responsibility for any matters referred to above or other matters even though the Adviser may have power or authority hereunder to do so. Nothing in this Limited Power of Attorney shall be construed (i) to be an amendment or modifications of, or supplement to, the Investment Advisory Contract, (ii) to amend, modify, limit or denigrate any duties, obligations or liabilities of the Adviser under the terms of the Investment Advisory Contract or (iii) exonerate, relieve or release the Adviser any losses, obligations, penalties, actions, judgments and suits and other costs, expenses and disbursements of any kind or nature whatsoever which may be imposed on, incurred by or asserted against the Adviser (x) under the terms of the Investment Advisory Contract or (y) at law, or in equity, for the performance of its duties as the investment adviser of any of the Funds. The Trust hereby agrees to indemnify and save harmless the Adviser and its Trustees/partners, officers and employees (each of the foregoing an "Indemnified Party" and collectively the "Indemnified Parties") against and from any and all losses, obligations, penalties, actions, judgments and suits and other costs, expenses and disbursements of any kind or nature whatsoever which may be imposed on, incurred by or asserted against an Indemnified Party, other than as a consequence of gross negligence or willful misconduct on the part of an Indemnified Party, arising out of or in connection with this Limited Power of Attorney or any other agreement, instrument or document executed in connection with the exercise of the authority granted to the Adviser herein to act on behalf of the Trust, including without limitation the reasonable costs, expenses and disbursements in connection with defending such Indemnified Party against any claim or liability related to the exercise or performance of any of the Adviser's powers or duties under this Limited Power of Attorney or any of the other agreements, instruments or documents executed in connection with the exercise of the authority granted to the Adviser herein to act on behalf of the Trust, or the taking of any action under or in connection with any of the foregoing. The obligations of the Trust under this paragraph shall survive the termination of this Limited Power of Attorney with respect to actions taken by the Adviser on behalf of the Trust during the term of this Limited Power of Attorney. No Fund shall have any joint or several obligation with any other Fund to reimburse or indemnify an Indemnified Party for any action, event, matter or occurrence performed or omitted by or on behalf of the Adviser in its capacity as agent or attorney-in-fact of Trust acting on behalf of any other Fund hereunder. Any person, partnership, corporation or other legal entity dealing with the Adviser in its capacity as attorney-in-fact hereunder for the Trust is hereby expressly put on notice that the Adviser is acting solely in the capacity as an agent of the Trust and that any such person, partnership, corporation or other legal entity must look solely to the Trust in question for enforcement of any claim against the Trust, as the Adviser assumes no personal liability whatsoever for obligations of the Trust entered into by the Adviser in its capacity as attorney-in-fact for the Trust. Each person, partnership, corporation or other legal entity which deals with a Fund of the Trust through the Adviser in its capacity as agent and attorney-in-fact of the Trust, is hereby expressly put on notice (i) that all persons or entities dealing with the Trust must look solely to the assets of the Fund of the Trust on whose behalf the Adviser is acting pursuant to its powers hereunder for enforcement of any claim against the Trust, as the Trustees, officers and/or agents of such Trust, the shareholders of the various classes of shares of the Trust and the other Funds of the Trust assume no personal liability whatsoever for obligations entered into on behalf of such Fund of the Trust, and (ii) that the rights, liabilities and obligations of any one Fund are separate and distinct from those of any other Fund of the Trust. The execution of this Limited Power of Attorney by the Trust acting on behalf of the several Funds shall not be deemed to evidence the existence of any express or implied joint undertaking or appointment by and among any or all of the Funds. Liability for or recourse under or upon any undertaking of the Adviser pursuant to the power or authority granted to the Adviser under this Limited Power of Attorney under any rule of law, statute or constitution or by the enforcement of any assessment or penalty or by legal or equitable proceedings or otherwise shall be limited only to the assets of the Fund of the Trust on whose behalf the Adviser was acting pursuant to the authority granted hereunder. The Trust hereby agrees that no person, partnership, corporation or other legal entity dealing with the Adviser shall be bound to inquire into the Adviser's power and authority hereunder and any such person, partnership, corporation or other legal entity shall be fully protected in relying on such power or authority unless such person, partnership, corporation or other legal entity has received prior written notice from the Trust that this Limited Power of Attorney has been revoked. This Limited Power of Attorney shall be revoked and terminated automatically upon the cancellation or termination of the Investment Advisory Contract between the Trust and the Adviser. Except as provided in the immediately preceding sentence, the powers and authorities herein granted may be revoked or terminated by the Trust at any time provided that no such revocation or termination shall be effective until the Adviser has received actual notice of such revocation or termination in writing from the Trust. This Limited Power of Attorney constitutes the entire agreement between the Trust and the Adviser, may be changed only by a writing signed by both of them, and shall bind and benefit their respective successors and assigns; provided, however, the Adviser shall have no power or authority hereunder to appoint a successor or substitute attorney in fact for the Trust. This Limited Power of Attorney shall be governed and construed in accordance with the laws of the Commonwealth of Pennsylvania without reference to principles of conflicts of laws. If any provision hereof, or any power or authority conferred upon the Adviser herein, would be invalid or unexercisable under applicable law, then such provision, power or authority shall be deemed modified to the extent necessary to render it valid or exercisable while most nearly preserving its original intent, and no provision hereof, or power or authority conferred upon the Adviser herein, shall be affected by the invalidity or the non-exercisability of another provision hereof, or of another power or authority conferred herein. This Limited Power of Attorney may be executed in as many identical counterparts as may be convenient and by the different parties hereto on separate counterparts. This Limited Power of Attorney shall become binding on the Trust when the Trust shall have executed at least one counterpart and the Adviser shall have accepted its appointment by executing this Limited Power of Attorney. Immediately after the execution of a counterpart original of this Limited Power of Attorney and solely for the convenience of the parties hereto, the Trust and the Adviser will execute sufficient counterparts so that the Adviser shall have a counterpart executed by it and the Trust, and the Trust shall have a counterpart executed by the Trust and the Adviser. Each counterpart shall be deemed an original and all such taken together shall constitute but one and the same instrument, and it shall not be necessary in making proof of this Limited Power of Attorney to produce or account for more than one such counterpart. IN WITNESS WHEREOF, the Trust has caused this Limited Power of Attorney to be executed by its duly authorized officer as of the date first written above. M o n e y M a r k e t O b l i g a t i o n s T r u s t B y : / s / D e b o r a h A .. C u n n i n g h a m N a m e : D e b o r a h A .. C u n n i n g h a m T i t l e : V i c e P r e s i d e n t Accepted and agreed to this 1st day of April, 1999 Federated Investment Management Company By: /s/ G. Andrew Bonnewell Name: G. Andrew Bonnewell Title: Vice President Schedule 1 to Limited Power of Attorney dated as of April 1, 1999 (as revised July 31, 2008) by Money Market Obligations Trust (the Trust "), acting on behalf of each of the series portfolios listed below, and appointing Federated Investment Management Company the attorney-in-fact of the Trust List of Series Portfolios Alabama Municipal Cash Trust Arizona Municipal Cash Trust Automated Cash Management Trust Automated Government Cash Reserves Automated Government Money Trust California Municipal Cash Trust Connecticut Municipal Cash Trust Federated Capital Reserves Fund Federated Government Reserves Fund Federated Master Trust Federated Municipal Trust Federated Short-Term U.S. Government Trust Federated Tax-Free Trust Florida Municipal Cash Trust Georgia Municipal Cash Trust Government Obligations Fund Liberty U.S. Government Money Market Trust Maryland Municipal Cash Trust Massachusetts Municipal Cash Trust Michigan Municipal Cash Trust Minnesota Municipal Cash Trust Money Market Management Municipal Obligations Fund New Jersey Municipal Cash Trust New York Municipal Cash Trust North Carolina Municipal Cash Trust Ohio Municipal Cash Trust Pennsylvania Municipal Cash Trust Prime Cash Obligations Fund Prime Management Obligations Fund Prime Obligations Fund Prime Value Obligations Fund Tax-Free Obligations Fund Treasury Obligations Fund Trust for U.S. Treasury Obligations U.S. Treasury Cash Reserves Virginia Municipal Cash Trust 2 #1689262 -----END PRIVACY-ENHANCED MESSAGE-----