-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JcekrVT4aHYGgSoIYLBYmMNLXQ5/VC5/Sj5FGVDS05rtyLBT3/9rAclolNj5D01T bidq02fFeWACO2vUginFUQ== 0001209191-07-034469.txt : 20070601 0001209191-07-034469.hdr.sgml : 20070601 20070601133346 ACCESSION NUMBER: 0001209191-07-034469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070531 FILED AS OF DATE: 20070601 DATE AS OF CHANGE: 20070601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIANT INDUSTRIES INC CENTRAL INDEX KEY: 0000856465 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 860642718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 23733 N SCOTTSDALE RD CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 4805858888 MAIL ADDRESS: STREET 1: 23733 N SCOTTSDALE RD CITY: SCOTTSDALE STATE: AZ ZIP: 85255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUST MORGAN CENTRAL INDEX KEY: 0001235147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10398 FILM NUMBER: 07893442 BUSINESS ADDRESS: STREET 1: C/O GIANT INDUSTRIES, INC., STREET 2: 23733 N. SCOTTSDALE RD. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 4805858888 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-05-31 1 0000856465 GIANT INDUSTRIES INC GI 0001235147 GUST MORGAN GIANT INDUSTRIES, INC. 23733 N. SCOTTSDALE RD. SCOTTSDALE AZ 85255 0 1 0 0 President Common Stock 2007-05-31 4 D 0 3000 D 0 D Common Stock 2007-05-31 4 D 0 5500 D 0 I In a revocable trust Common Stock 2007-05-31 4 D 0 331 D 0 I In the Giant Industries, Inc. 401(k) Plan Option (right to buy) 5.24 2007-05-31 4 D 0 20000 5.24 D 2013-05-08 Common Stock 20000 0 D Option (right to buy) 9.95 2007-05-31 4 D 0 17000 9.95 D 2011-05-16 Common Stock 17000 0 D Disposed of pursuant to a merger agreement among the issuer, Western Refining, Inc., and New Acquisition Corporation in exchange for $77.00 per share on the effective date of the merger. This option, which provided for vesting in two equal annual installments beginning May 9, 2004, was cancelled in the merger in exchange for a cash payment of $1,435,200, representing the difference between the $5.24 per share exercise price of the option and the $77.00 per share merger consideration multiplied by the number of outstanding options. This option, which provided for vesting in three equal annual installments beginning May 17, 2001, was cancelled in the merger in exchange for a cash payment of $1,139,850, representing the difference between the $9.95 per share exercise price of the option and the $77.00 per share merger consideration multiplied by the number of outstanding options. /s/ Morgan Gust 2007-05-31 -----END PRIVACY-ENHANCED MESSAGE-----